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Energy and Buildings 113 (2016) 74–86

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Energy and Buildings


journal homepage: www.elsevier.com/locate/enbuild

An alternative method to predict future weather data for building


energy demand simulation under global climate change
Mingya Zhu a , Yiqun Pan a,∗ , Zhizhong Huang b , Peng Xu a
a
School of Mechanical Engineering, Tongji University, Shanghai 200092, China
b
Sino-German College of Applied Sciences, Tongji University, Shanghai 200092, China

a r t i c l e i n f o a b s t r a c t

Article history: Climate change would affect the building energy demand in the future. Building simulation is a feasible
Received 15 January 2015 way to quantitatively evaluate this impact. Since the detailed weather is dispensable for the building
Received in revised form 20 October 2015 simulation, it is important to predict the weather data for the future. Given that the uncertainties and
Accepted 13 December 2015
limitations of GCMs on regional-scale weather prediction, an alternative method of future weather data
Available online 19 December 2015
generation for future building energy demand simulation is proposed in this paper. Based on the long-
/short-term climate periodicity analysis, a Dual-Periodic Time Series Model is established to predict
Keywords:
the future monthly temperatures in Shanghai. From the fitting results and the preliminary assessment
Climate change
Climate periodicity
analysis, it is observed that the alternative forecasting method and the corresponding Dual-Periodic TSM
Time Series Model has better capability of characterizing and predicting performance for both recent and future temperature
Weather data prediction trends in Shanghai than GCM under RCP4.5. In this case, this method can be used as an alternative and
Building simulation supplementary way to the widely used GCM.
Building energy demand With consideration of three composite uncertainty scenarios, we convert the predicted monthly tem-
peratures into hourly TMYs by using Morphing method. Using the future TMYs as the weather input of
prototypical building models of Shanghai, we can see that the simulated building energy demand presents
fluctuant trends in the future periods, different from the continuous uptrends of that using IPCC RCP4.5.
© 2015 Elsevier B.V. All rights reserved.

Abbreviations: GCM, General Circulation Model/Global Climate Model; RCM, Regional Climate Models; IPCC, Intergovernmental Panel on Climate Change; RCP, Repre-
sentative Concentration Pathways, including four grades: RCP8.5 RCP6 RCP4.5 and RCP3-PD; AR5, IPCC Fifth Assessment Report; TMY, Typical Meteorological Year; HVAC,
Heating Ventilation Air-Conditioning; HDD, heating degree days; CDD, cooling degree days; DBT/dbt, dry bulb temperature; WBT/wbt, wet bulb temperature; RH, relative
humidity; WS, wind speed; SR, solar radiation; LBNL, Lawrence Berkeley National Laboratory; GHG, greenhouse gas; NCDC, National Climatic Data Center; CMIP5, IPCC’s
Coupled Model Intercomparison, Phase 5; LIA, Little Ice Age; AMO, Atlantic Multidecadal Oscillation; ENSO, El Nino-Southern Oscillation; TSM, Time Series Model/Method; TC
series, the remaining series after excluding a stochastic term (Xt) from the observation series in Time Series Method; Ht/Ht , trend term in Time Series Model; Pt/Pt , periodic
term in Time Series Model; Xt/Xt , stochastic term in Time Series Model; Yt/Yt /Yt , sum of Ht, Pt, and Xt in Time Series Model; T1/T2, two periods in the proposed alternative
forecasting model, respectively identified as the trend and periodic features of the observed temperature series; CSWD, Chinese Standard Weather Data; CTYW, Chinese
Typical Year Weather; IWEC, International Weather for Energy Calculation; SWEAR, Solar Wind Energy Resource Assessment; FS, Finkelstein–Schafer method; TMPm ,
predicted change of monthly mean dbt of m month in Morphing method; adbtm , monthly stretching factor of dbt in Morphing method; TMAXm , predicted changes of
monthly maximum temperature in Morphing method; TMINm , predicted changes of monthly minimum temperature in Morphing method; (dbt0max )m , monthly mean
daily maximum temperature of m month in existing TMY in Morphing method; (dbt0min )m , monthly mean daily minimum temperature of m month in existing TMY in
Morphing method; R2 , fitting optimization index; MAPE, Mean Absolute Percent Error; RMSE, Root Mean Square Error; S1m/S2m/S3m, uncertainty scenarios of monthly
mean temperature; S1/S2/S3, three composite scenarios, which combine the daily fluctuation scenarios with corresponding fluctuation level of the uncertainty scenarios of
monthly mean temperature.
∗ Corresponding author at: 4800 Cao’an Gonglu, Shanghai 201804, China.
E-mail address: yiqunpan@tongji.edu.cn (Y. Pan).

http://dx.doi.org/10.1016/j.enbuild.2015.12.020
0378-7788/© 2015 Elsevier B.V. All rights reserved.
M. Zhu et al. / Energy and Buildings 113 (2016) 74–86 75

1. Introduction percentage increase for energy use would be 4.3% and 4.9% accord-
ingly.
The global warming in the 20th century is a significant con- The rapid development of building simulation technology has
tribution to the climate change issue, which is a global concern. provided robust support for building energy demand prediction.
As one of the top greenhouse gas emitters, China is under multi- The indirect prediction usually needs two main parts as the
ple pressures of climate diplomacy, economy development needs, research foundation:
resource shortage and environmental deterioration. Therefore, a
correct estimate of future energy demand under climate change is (1) Generation of hourly future weather data (normally in the form
significant for relieving the huge international pressure for China. of TMY) under climate change. The existed TMYs are gener-
The building industry plays an important role in the energy conser- ated from historical weather observations and not respective
vation plan. Nowadays, the building sector consumes one-fifth of of future climate conditions.
energy resources and the corresponding Green House Gas emis- (2) Establishment of Prototypical Building Models according to
sions space in China [1]. With the acceleration of urbanization, related design standards and survey data of local existing build-
the proportion of building energy consumption in total energy use ings. After calibrated by investigated actual energy use data,
will increase. Meanwhile, the climate change has great impacts on the models can mainly reflect the general situation of differ-
the building energy performance. The weather contributes directly ent building types in a specific region. As the indispensable
and significantly to the thermal loads and the energy use of Heat- inputs of building simulation, hourly future weather data is a
ing Ventilation Air-Conditioning (HVAC) systems. In China, The prerequisite and a key point for building energy demand pre-
HVAC systems in commercial buildings take more than 50% of the diction under climate change by taking advantage of building
total building energy consumption. As an important part of climate simulation tool.
change studies, the prediction of building energy demand under cli-
mate change is greatly significant to building energy saving, urban During 2005–2008, two separate research projects at LBNL [5,6]
energy planning, urban strategy development and energy policy on the potential impact of climate change on building energy use
formulation. in California and the US were completed using indirect predic-
At present, the prediction researches of building energy demand tion method. Predicted climate changes for various locations were
under climate change can be divided into two groups: (1) direct obtained from General Circulation Models (GCMs). The Outputs of
prediction through statistical analysis, and (2) indirect prediction a selected GCM were monthly and daily predicted changes of mete-
using building simulation tool. orological parameters (temperature, humidity, and solar radiation)
For direct prediction, a statistical analysis method is usually under standard IPCC emissions scenarios. By statistical downscal-
applied to achieve the relationship between the local meteoro- ing method, these changes were then combined with existed TMY
logical parameters (degree day, dry-bulb temperature/wet-bulb files of different locations to get new future TMYs. These new TMYs
temperature) and the specific building energy demand based on the were then used as weather inputs of prototypical residential and
sufficient historical observed data. After a reasonable validation, the commercial building models to calculate the impacts of predicted
relationship can be used as a predictive model. Christenson et al. [2] climate changes on the heating and cooling energy use. The sim-
developed a procedure to estimate the heating degree days (HDD) ulation results showed a 7% decrease in 2020s and a 18% increase
and the cooling degree days (CDD) from the monthly temperature in 2080s nationally on a basis of in-site energy use in 1980–2009.
data of four representative Swiss locations to obtain the past trends By the same method, Chan [7] developed future TMY files for
of HDD and CDD for the period 1901–2003. The future trends of Hong Kong and used them in local prototypical buildings. The
HDD and CDD in the 21st century, which represent the change simulated results indicate substantial increase in Air-Conditioning
of heating and cooling energy demand separately, were assessed energy consumption in 21st century, ranging from 2.6% to 14.3%
based on Intergovernmental Panel on Climate Change (IPCC) emis- for office buildings and from 3.7% to 24% for residential flats,
sions scenarios. The degree day method is a simple method, without respectively.
the consideration on response process of buildings to outdoor envi- Currently a majority of similar prediction researches use IPCC’s
ronment. There is a basic assumption in many similar researches GCM results as their basic data of climate change. However, this
as the premise of using degree day method. That is: The build- important basis of hourly weather data prediction may have great
ing energy demand has a significant linear correlation with degree uncertainties. In IPCC’s assessment of global climate change, Emis-
days. In other words, only for the buildings with a relatively con- sion Scenarios (alternative development pathways, covering a wide
stant internal temperature, thermal gains and building properties, range of demographic, economic and technological driving forces
this method is reliable for quantifying the building heating/cooling and resulting GHG emissions) are supposed to drive GCMs (numer-
energy demand. By simulating of the different building types with ical representation of the climate system based on its physical,
different energy saving levels in Tianjin, China, Li et al. [3] found chemical and biological properties) for understanding and attri-
that CDD is unable to entirely reflect the cooling loads changes of bution of past climate variations, as well for future predictions [8].
office buildings and retail buildings, since CDD can only explain 64% There are some key uncertainties in the researches: (1) The attri-
and 55% of their cooling loads respectively. Comparatively, the rela- bution and the prediction of regional climate change are limited by
tionship between temperatures and building energy consumption the complicated climate variability on regional scale. (2) The predic-
used in the direct prediction is more complicated than the simple tions of climate change are highly scenario- and model-dependent.
linear correlation. Lam et al. [4] developed several regression mod- (3) Considerable differences exist in the results of different mod-
els to correlate monthly building cooling loads and the total energy els under different feedbacks in the climate system. The focuses of
use of office building in Hong Kong with a new climatic index Z these uncertainties and related exploration from diverse research
(a function of local dry-bulb temperature, wet-bulb temperature fields, such as meteorology and geophysics, produces some con-
and global solar radiation) in 1979–2008. Future trends of build- troversy and query on GCMs’ simulation capability for system
ing heating/cooling loads and building energy demand in the 21st mechanism of climate change, especially on regional scale [8,9].
century are predicted by the regression models based on IPCC’s Hence there are some certain limitations to apply GCMs’ outputs
emissions scenarios in 2001. The average annual cooling load in to regional-scale weather data prediction.
2009–2100 would be 9.1% and 10.7% more than that in 1979–2008 Given the uncertainties and limitations of the widely used cli-
respectively under low- and medium-level emissions scenario; the mate predictions (by GCMs) for generating regional-scale hourly
76 M. Zhu et al. / Energy and Buildings 113 (2016) 74–86

future weather data used in building simulation, this paper puts 3.0 2.6 2.4
forward an alternative method by combining the time series fore- 2.0

Temperature Difference (oC)


1.5
casting with the climate periodicity analysis in East China. With 1.1
1.0 0.5
observed monthly average temperature from 1961 to 2010 in
Shanghai, the time series prediction model is developed by the 0.0
periodicity analysis of long-term climate change and the various -1.0
-0.1
-0.5
uncertainty scenarios of future monthly temperature, and then
used to predict the monthly mean temperature for Shanghai in the -2.0
-2.0
21st century. The predicted weather data in this method has a simi- -3.0 -2.3
lar temporal scale with the widely used results of GCMs. In order to -3.3 -3.3 -3.4
-4.0
apply the monthly predictions to building simulation, a statistical Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec
downscaling method, morphing, is applied to generate new future
TMYs on the basis of local existing TMY. The new TMYs are then Fig. 2. 50-year averages of temperature differences between GCM’s calculations and
observations/◦ C.
taken as weather input parameters of prototypical building mod-
els for regional building energy demand prediction under global
climate change in the 21st century. 2.2. An alternative method for monthly mean temperature
prediction

2. Methodology An accurate prediction of climate change plays a key role in con-


vincing a building energy demand prediction. The improvement of
2.1. Basic weather data spatial and temporal accuracy of GCM and geophysics in climate
change prediction needs further ground-breaking researches in a
The observed monthly mean temperature series from 1961 to long run. Otherwise, the obvious seasonal and regional differences
2010 in Shanghai are obtained from U.S. National Climatic Data of climate change in China over the latest century present a certain
Center. As shown in Fig. 1, the observed average temperature in inconformity with the global continued warming trend [10–15].
the past 50 years is 16.3 ◦ C. All the average temperatures in 1960s, In this case, another perspective might work. In this paper, from
1970s and 1980s are below average. The average temperature in the perspective of both regionally long-term climate changes and
1980s is 0.3 ◦ C higher than the average temperature in 1960s and short-term meteorological observations, an alternative method –
1970s. While in 1990s and 2000s, there was a faster increase of time series forecasting based on climate periodicity analysis, is put
0.7 ◦ C/10a. forward for monthly mean temperature prediction.
The IPCC’s Coupled Model Intercomparison, Phase 5 (CMIP5)
has published experimental outputs of many GCMs under histori- 2.2.1. Regularity research of long-term historical climate change
cal climate and Emission Scenarios. These output datasets include in East China
various weather parameters of all longitudes and latitudes around In history, the rapid temperature changes often happen in the
the world by December 2099. Among a large number of CMIP5 alternating periods of warmth and cold. The 20th century warm-
experimental datasets, the outputs of HadGEM2-CC model under ing is a signal of warming recovery since the Little Ice Age and
the historical climate at the nearest node to Shanghai are chosen to is not a sole warming in history. Over the past 2000 years, there
compare with above observations. were four transitions with the same temperature variation range
From the comparison from 1960 to 2010 (Fig. 1), the pace of as the warming in the 20th century in East China [16]. Based on
climate warming in Shanghai has obvious differences with global the temperature series in East China over the past 2000 years,
warming. Based on the results of GCM, the 50-year average temper- the historical analog of the 20th century warming have been ana-
ature is 15.6 ◦ C, which is about 0.7 ◦ C lower than the observations. lyzed from the aspects of temperature change amplitude and rate
In 1980s, 1990s and 2000s, the calculated temperatures of GCM are [16–20]. The related researches indicate that the long-term histori-
all lower than the corresponding observations, and the gaps are up cal climate change in East China has a certain periodicity. A possible
to about 1.0 ◦ C. The significant warming has occurred since 1980s centennial-scale period with a cycle length of 200–600a and a fluc-
in the observations, earlier than the warming based on the results tuation range of about 1 ◦ C would greatly affect climate change in
of GCM (since 1990s). Fig. 2 shows the 50-year average of tempera- East China in the 21st century.
ture differences between the GCM’s calculations and observations The recent observation and simulation researches show that
monthly. On average, in Shanghai, the GCM overestimates the tem- the climate change in East China is significantly affected by nat-
peratures in winter by about 1.3 ◦ C, while underestimates that in ural variability. The impact comes from two aspects: external
summer by about 2.3 ◦ C over the past 50 years. It is not difficult to climate variability and internal oscillation. Currently two most
find that GCM’s simulation capability for regional climate change is common external climate variability factors are solar activity and
insufficient and its prediction results might have great uncertain- volcanic activity. The related internal oscillations are Atlantic Mul-
ties. tidecadal Oscillation (AMO), El Nino-Southern Oscillation (ENSO),
etc. According to the researches on periodical features of related
natural variability [21–26], a possible multidecadal period with
a cycle length of 40–80a and fluctuation range of about 1.5–2 ◦ C
18.0 Observations would exist in East China in the 21st century.
Temperature (oC)

17.4
Annual Mean

17.0
16.0 16.7 GCM outputs under
15.7 15.7 16.3
16.0 historical weather 2.2.2. Time series method
15.5 The meteorological observations are typical time series. The
15.0 15.6
15.4 15.3 time series analysis is a popular forecasting method in meteorolog-
14.0 ical research. Using this method, a statistical indicator’s variation
1960s 1970s 1980s 1990s 2000s
over time is analyzed by statistical method and then applied to the
Fig. 1. Interdecadal change comparison of annual mean temperatures of Shanghai prediction model development, depends on which future trend of
in 1960–2010/◦ C. the indicator is quantitatively estimated.
M. Zhu et al. / Energy and Buildings 113 (2016) 74–86 77

Fig. 3. Time series forecasting method based on climate periodicity analysis.

The application of this method in short-term prediction has a However, the earliest temperature observation record occurred in
high reliability. When used in long-term prediction, this method 1880. The observations over less than 150 years can be directly used
may cause a large deviation and a considerable inaccuracy. The in weather data predictions only for the next 10 years. Hence, the
basic principle of time series method is that the natural conti- limitation of weather observation duration restricts the application
nuity of thing’s development determines the regularity (found of conventional time series method in long-term weather forecast.
in observed data) would be extended to the future. The inher- The key point of this problem is that the observations over less
ent physical properties of climate system (such as the thermal than 150 years cannot provide an accurate regularity of long-term
and moisture storage capacity of soil and water, the heat preser- climate change. Nevertheless, the regularity research of historical
vation effect of greenhouse gases) determine that some weather climate change in East China over the past 2000 years can be help-
parameters have temporal continuity, such as the correlation of ful to solve this problem. Under this circumstance, this paper tries
annual/monthly/daily temperatures at different points in time. to reasonably integrate the long-term climate regularity with time
78 M. Zhu et al. / Energy and Buildings 113 (2016) 74–86

series method, putting forward an alternative forecasting method. Table 1


Uncertainty scenarios of monthly mean temperature.
The following section introduces this method in detail.
Scenarios Descriptions Coefficient
2.2.3. Alternative method: time series forecasting based on S1m Same as Xt term of observed monthly mean 1
climate periodicity analysis temperature series
The time series models mostly comprise three terms: a trend S2m Weaker fluctuation than Xt term of observed 0.8
monthly mean temperature series
term (Ht), a periodic term (Pt), and a stochastic term (Xt), as shown
S3m Stronger fluctuation than Xt term of observed 1.2
in Eq. (1). Ht and Pt represent the deterministic change rule of monthly mean temperature series
observed data, and Xt represents the uncertainty of climate change.

Yt = Ht + Pt + Xt (1)
just play a role of an average value, around which an actual value
As a trend term, Ht is an upward or downward trend in the fluctuates. However the alternative forecasting model includes a
conventional time series analysis. The trend shows a monotonous stochastic term (Xt ) as the uncertainty feature of future climate
change in some limited time series. While, if the time series extends change. Using the Xt term of observed monthly average tempera-
to a larger time scale, above trend (Ht) may be an ascent or ture series as a baseline, this method proposes three scenarios of
descent stage of a longer cycle. This perspective is an important the monthly uncertainty (as listed in Table 1) to develop the dif-
breakthrough for the development of the alternative method – ferent prediction Xt term, which is added to the above prediction
time series forecasting based on climate periodicity analysis. The model Yt for establishment of the final prediction model (Yt ), as
method introduces the periodicity of historical climate over the shown in Eq. (3).
past 2000 years as the trend term (Ht) of the conventional time
Yt = Ht + Pt + Xt (3)
series models. In this case, the new forecasting model would have
the capability of mid- or long-term prediction. Based on the possi- The prediction model (Yt )
will be used to predict the monthly
ble periods of climate change mentioned in Section 2.2.1, the time mean temperatures of Shanghai in the 21st century.
series method is used to explore some regularities and uncertain-
ties existed in the monthly average temperature observations of 2.3. Downscaling method for hourly temperature generation:
Shanghai from 1961 to 2010. Then a prediction model for future Morphing
monthly average temperatures is established based on the above
climate features (both regularity and uncertainty). The weather inputs of building energy simulation are the hourly
Fig. 3 shows the main implement steps of the alternative method TMYs. In order to apply the above future monthly mean temper-
– time series forecasting based on climate periodicity analysis. atures predicted by the proposed method in Section 2.2.3 to the
From the possible periods of climate change mentioned in Sec- building energy demand predictions of Shanghai, a downscaling
tion 2.2.1, a centennial-scale period (T1) and a multidecadal period method, Morphing, is utilized to generate the future TMYs on the
(T2) are separately selected for becoming a trend term (Ht ) and a basis of a local existing TMY.
periodic term (Pt ) in the form of cosine functions. Then a prediction The Morphing method was constructed by Belcher [27] and
model (Yt ) is built, as shown in Eq. (2). has been widely used by researchers from USA, UK, Australia, and
HK [7,27–31]. By means of shifting and stretching, the predicted
Yt = Ht + Pt (2)
changes of the future monthly mean temperatures are downscaled
Obviously, different cycle lengths of Ht (200a, 300a, 400a, 500a and combined with the hourly temperatures of the existing TMY.
or 600a) and Pt (40a, 50a, 60a, 70a or 80a) term constitute different In this way, the new TMYs both synthesis the climate change pre-
Yt . diction and keep the physical characteristics of practical weather
After excluding a stochastic term (Xt) from the temperature data.
observation series, the remaining series are called TC series, includ- Existing TMYs for China typical cities have four versions – CSWD
ing the trend and periodic features of observation series. (Chinese Standard Weather Data), CTYW (Chinese Typical Year
By fitting different Yt to TC series, the optimal T1 and T2 are Weather), IWEC (International Weather for Energy Calculation) and
respectively identified as the trend and periodic features of the SWEAR (Solar Wind Energy Resource Assessment), published on
observed temperature series. Thus, the optimal prediction model EnergyPlus website [32], with different data sources and time spans
Yt could represents the long-term regularity of regional climate of historical weather, as listed in Table 2, but consistently using
change. Finkelstein–Schafer (FS) method proposed by Hall in 1978.
As the uncertainty factor of the observed series, the stochas- Previous research has shown a maximum 8% difference of build-
tic term Xt has been generally considered useless and common ing energy consumption among the simulation results obtained
prediction model does not contain an Xt term in the conventional using different TMY versions [33,34]. Therefore, any one of
time series forecasting. And in that way, the predictions just rep- above four TMY versions is reasonable for this research. In this
resent future development tendency since every predicted result paper, IWEC-version existing TMY of Shanghai is selected as the

Table 2
Comparison of different versions of existing TMYs for China typical cities.

Version CSWD CTYW IWEC SWEAR

Developer Tsinghua University & China ZHANG Qingyuan of ASHRAE Research Project US NRELc
Meteorological Bureau Tsukuba University & Joe 1015
Huang of LNBLa
Historical weather 270 stations from China 57 stations in China from DATSAV3 archived at 45 stations from NRELc
data source Meteorological Bureau NCDCb NCDCb
Historical time span 1971–2003 1982–1997 1982–1999 1973–2002
a
LNBL – Lawrence Berkeley National Laboratory.
b
NCDC – U.S. National Climatic Data Center.
c
NREL – National Renewable Energy Laboratory.
M. Zhu et al. / Energy and Buildings 113 (2016) 74–86 79

baseline of the future TMYs’ generation. The IWEC-version TMY file relative humidity (RH), wind speed (WS), and solar radiation (SR)
is downloaded from EnergyPlus website [32], and its file name is of new TMYs are introduced in [7,27,36]. The other is to directly
“CHN Shanghai.Shanghai.583670 IWEC.epw”. Since the time span use the future HOURLY climate data set [37].
of the IWEC-version TMY is from 1982 to 1999, see Table 2, the next For both direct (that is statistical analysis method) and indi-
100 years are divided into five periods: 2000–2017, 2018–2035, rect prediction of building energy demand under climate change,
2036–2053, 2054–2071 and 2072–2089, with the same time span the temperature variable (DBT) is the major independent vari-
to the baseline weather data, for convenient application of the Mor- able in most researches. In this application field, few researches
phing method. on the long-/short-term observation, analysis and prediction of
In the Morphing method, hourly predicted dry bulb tempera- other variables are mature and recognized, which may be the
ture (dbt) of the new TMYs is calculated on the basis of hourly theoretical prerequisites of suitable statistical method (e.g. TSM)
temperature in the existing TMY, as shown in Eq. (4) [7]. application for future other variables generation. Therefore, this
paper emphasizes the alternative forecasting method for only tem-
dbt = dbt0 + TEMPm + ␣dbtm × [dbt0 − (dbt0 )m] (4)
perature variable and does NOT involve the prediction of other
In Eq. (4), (dbt0 )m is defined as monthly mean temperature of m variables in TMYs.
month in the existing TMY. dbt0 is shifted by the predicted change
of monthly mean dbt of m month (TEMPm) and stretched by the
last item. The monthly stretching factor (␣dbtm ) is calculated by 3. Results
Eq. (5) [7].
3.1. Dual-Periodic Time Series Model
TMAXm − TMINm
˛dbtm = (5)
(dbt0 max )m − (dbt0 min )m
3.1.1. Establishment of Dual-Periodic Time Series Model
In Eq. (5), (dbt0 max )m and (dbt0 min )m are respectively defined as The Shanghai observed temperature dataset sourced by U.S.
the monthly mean daily maximum and minimum temperature of m National Climatic Data Center includes local Dry Bulb Temperature
month in the existing TMY. TMAXm and TMINm are respectively records in every 3 h from 1961 to 2010. By simple pre-processing,
defined as the predicted changes of monthly mean daily maximum we got a total of 600 monthly temperatures series of 50 years, which
and minimum temperature. was used for the following Dual-Periodic Time Series Model estab-
The two indicators used for calculation of dbtm , TMAXm and lishment after excluding its stochastic term (Xt) as mentioned in
TMINm , reflect the daily fluctuation situation of m month since the Fig. 3. To eliminate the interference of the seasonal trend in a year
difference between them is the monthly mean daily range. With on the modeling and predicting process, the remained TC series of
the daily fluctuation situation of temperature observations as the 600 monthly temperature observations dataset was decomposed to
baseline, three scenarios of daily fluctuation (as listed in Table 3) 12 subsets for 12 months in a year. For month m in a year (e.g. Feb.),
are proposed. its subset includes a total of 50 monthly temperatures TC series in
Future TMYs in the different time periods are then generated every year from 1961 to 2010. Therefore, the proposed forecasting
under three composite scenarios (S1, S2, and S3), which combine method application and the following predictive modeling were
the daily fluctuation scenarios with corresponding fluctuation level respectively conducted for each month in a year from Jan. to Dec.
of the uncertainty scenarios of monthly mean temperature. During times of fitting process with the monthly temperatures
The above is the proposed alternative forecasting method only TC series of Shanghai from 1961 to 2010, as shown in Fig. 3, the
for the single climate variable – Dry Bulb Temperature. Except for optimal T1 and T2 that respectively represents the trend and peri-
the temperature, other climate variables having influence on build- odic features of local climate change in are 300a and 60a. The
ing energy demand, such as relative humidity, wind speed and fitting results mean that a prediction model (Yt ) consists of a trend
orientation, solar radiation, are included in a common TMY file. As term (Ht ) and a periodic term (Pt ) in the form of cosine functions
the same as the temperature, the temporal scale of other climate respectively with 300a- and 60a-cycle could reflects the long-term
variables is hourly. regularity of climate change in Shanghai. It is important to note that
When considering the effects of other climate variables, most we implemented three considerations in the selection of the opti-
researches on the indirect prediction (that is combination of build- mal T1 and T2 from various fitting results. The first consideration is
ing models and future TMYs) of building energy demand under the fitting optimization index (R2 ) between each prediction model
climate change basically select corresponding climate data sets (Yt ) and each monthly temperature TC series. The second principle
(including future temperature, humidity, wind, and solar radiation is that the 12 prediction models (Yt ) for 12 TC series have the same
predictions) generated by appropriate GCMs or Regional Climate cycle length of T1 and T2, and the same amplitude (about 1 ◦ C) of
Models (RCMs) under a specified future scenario [7,31,36,37]. the longer period (T1), but different amplitude of the short period
Moreover, researchers determine whether it is necessary to use (T2) with consideration of seasonal factors. The amplitude of the
a downscaling method (e.g. Morphing), usually according to the short period (T2) for winter months is about 2 ◦ C, those for sum-
temporal scale of the above selected climate data set. Here exist mer months and transition months are respectively about 1.5 ◦ C
two kinds of common situations. One is to use morphing method and 1.5–1.8 ◦ C. The third concern is the reflection degree of sev-
to downscale the future MONTHLY climate data set [7,31,36]. In the eral key warm and cold phases in the recent millennium by each
morphing method, the calculation equations for hourly predicted prediction model (Yt ). With the above considerations, the fitting
optimization index (R2 ) of the selected optimal Yt models for each
Table 3 month ranges from 0.7 to 0.84, which is acceptable for the model
Daily fluctuation scenarios. prediction performance.
Scenarios Descriptions Coefficient To compare the performance of IPCC’s GCM outputs and the
optimal fitting Yt on characterizing the temperature trend of the
S1d Same as daily fluctuation situation of observed 1
period
recent period, we added the fitting Yt to Fig. 1, and increased the
S2d Weaker fluctuation than daily fluctuation 0.8 time accuracy from 10-year average to 5-year average for more
situation of observed period accurate comparison. As shown in Fig. 4, the optimal fitting Yt
S3d Stronger fluctuation than daily fluctuation 1.2 is obviously much closer to the observed temperature trend from
situation of observed period
1961 to 2010 than IPCC’s GCM outputs. It was calculated that the
80 M. Zhu et al. / Energy and Buildings 113 (2016) 74–86

Table 4
Description of RCPs.

Name Radiative forcing Path shape

RCP8.5 >8.5 W/m2 in 2100 Rising


RCP6.0 ∼6.0 W/m2 at stabilization Stabilization without
after 2100 overshoot
RCP4.5 ∼4.5 W/m2 at stabilization Stabilization without
after 2100 overshoot
RCP3-PD Peak at ∼3.0 W/m2 before Peak and decline
2100 and then declines

Fig. 4. 5-year average temperature trend comparison of GCM and optimal fitting a key factor and should not be overlooked. Here the Dual-Periodic
Yt /◦ C.
Time Series Model Yt totally includes the optimal fitting model
Yt , which is established and assessed above, and a stochastic term
50-year Mean Absolute Percent Error (MAPE) between GCM out- (Xt ), which is proposed by using the Xt term of observed monthly
puts and the observed annual temperatures is 5.6%, while that of temperature series as a prototype and applied to reflect the uncer-
the optimal fitting Yt is only 1.9% and better than the former. In the tainty feature of future monthly temperature change. Using the
same way, we also compared the 50-year MAPE index of GCM out- Dual-Periodic Time Series Model Yt of each month in a year (from
puts and the optimal fitting Yt for Jan., Apr., Jul. and Oct. As shown Jan. to Dec.), we predicted the monthly temperatures of each month
in Fig. 5, the MAPE between Yt and the observation for each month for future 100 years.
is much less than that between GCM outputs and the observation.
The MAPE of both Yt and GCM for Jan. are much larger than other 3.1.2. Preliminary verification and evaluate of Dual-Periodic Time
months and annual average because of its lower monthly temper- Series Model
ature (about only 3–6 ◦ C). In order to eliminate the interference For preparation of Fifth Assessment Report (AR5), the IPCC has
of different monthly temperature level, we compared an absolute developed new climate path series – Representative Concentra-
deviation index-Root Mean Square Error (RMSE). As shown in Fig. 6, tion Pathways (RCPs), including four grades: RCP8.5, RCP6, RCP4.5
the RMSE between Yt and the observation for Jan., Apr., Jul., Oct. and RCP3-PD [35]. The number after the “RCP” means the intensity
and Annual ranges from 0.4 ◦ C to 1.1 ◦ C, while that between GCM of radiation forcing due to the human activity by 2100, as listed
outputs and the observation ranges from 1.1 ◦ C to 3.9 ◦ C. The above in Table 4. The monthly temperature predictions of HadGEM2-CC
comparative analysis can obviously illustrate that the optimal fit- model under the stable path, RCP4.5 (regarded as the most pos-
ting model Yt can reflect the recent monthly temperature trend sible scenario by researchers), at the nearest node to Shanghai are
much more accurately than GCM for Shanghai region. identified as the IPCC RCP4.5 predictive dataset and to be compared
As mentioned in the alternative method introduction, the dual- with the monthly temperatures predicted by the new Dual-Periodic
periodic fitting model Yt can represent the long-term regularity Time Series Model (New TSM) in this paper.
of regional climate change. However, for practical and comprehen- For preliminary verification and evaluation of the new Dual-
sive prediction, the uncertainty feature of future climate change is Periodic Time Series Model’s predictive performance, we collected
hourly observed Dry Bulb Temperature data of two recent years
60%
(2013 and 2014) from local weather station. These temperature
50-year MAPE between Yt' fitting
observations were used as the baseline for the comparative anal-
50-year of monthly DBT MAPE (%)

and Observation
48.8%
50% 50-year MAPE between GCM ysis of the New TSM and IPCC RCP4.5 predictions. Figs. 7 and 8
outputs and Observation
respectively shows the comparison of New TSM and IPCC RCP4.5
40%
monthly temperature predictions with observed results in 2013
30% and 2014. From the point of a whole year, the monthly tempera-
22.7%
tures MAPE between New TSM and the observations in 2013 and
20% 16.3% 2014 are respectively 11.3% and 12.5%. Both of them are lower than
12.5%
10% 8.0% those of IPCC RCP4.5 (respectively 18.0% and 15.2%), as shown in
5.6% 5.6%
3.0% 3.6% 1.9% Fig. 9. While from the angle of the absolute error, we calculated
0% that the monthly temperatures RMSE between New TSM and the
Jan. Apr. Jul. Oct. Annual
Average observations in 2013 and 2014 are respectively 2.1 ◦ C and 1.8 ◦ C,

Fig. 5. MAPE comparison of monthly DBT fitting by Optimal fitting Yt and GCM/%.

Fig. 7. Monthly DBT comparison of New TSM and IPCC RCP4.5 prediction with the
Fig. 6. RMSE comparison of monthly DBT fitting by Optimal fitting Yt and GCM/◦ C. observations in 2013/◦ C.
M. Zhu et al. / Energy and Buildings 113 (2016) 74–86 81

4.5 4.3
New TSM
4.0 IPCC RCP4.5

RMSE of monthly DBT Prediction (oC)


3.5

3.0
2.5
2.5
2.1
2.0 1.8

1.5

1.0

0.5
Fig. 8. Monthly DBT comparison of New TSM and IPCC RCP4.5 prediction with the
observations in 2014/◦ C. 0.0
2013 2014
20.0% New TSM
18.0% Fig. 10. RMSE comparison of monthly DBT prediction by New TSM and IPCC
18.0% IPCC RCP4.5 RCP4.5/◦ C.
MAPE of monthly DBT Prediction (%)

16.0% 15.2%

14.0%
are much higher than other months. Besides, its average MAPEs
12.5%
of the other months (including transition and summer months) in
12.0% 11.3%
2013 and 2014 are only 6.5% and 7.8%, which is accurate enough for
10.0% the following building energy demand prediction. While for IPCC
8.0% RCP4.5, its forecast error not only appeared in winter months (Jan.,
6.0%
Feb. and Dec.) but also in summer and transition months. The aver-
age MAPEs of the three winter months resulted by IPCC RCP4.5
4.0%
in 2013 and 2014 are 22.3% and 29.6%, lager than those of New
2.0% TSM. Besides, the average MAPEs of two transition months (Apr.
0.0% and May.) resulted by IPCC RCP4.5 in 2013 and 2014 are 21.8% and
2013 2014 23.8%. The prediction accuracy of IPCC RCP4.5 for summer months
is not stable. The average MAPE of three summer months (Jun., Jul.
Fig. 9. MAPE comparison of monthly DBT prediction by New TSM and IPCC RCP4.5/%.
and Aug.) resulted by IPCC RCP4.5 in 2013 is 24.3%, while that in
2014 is 7.5%. Generally speaking, the above preliminary analysis
while those of IPCC RCP4.5 are respectively 4.3 ◦ C and 2.5 ◦ C, as of the two models the prediction demonstrates that the predictive
shown in Fig. 10. It is clear that the monthly temperatures resulted performance of the New TSM is better than the IPCC RCP4.5 both
by New TSM are much closer to the actual observations than IPCC throughout a whole year and on a season scale, especially in spring
RCP4.5 in the recent two years, especially in 2013. From the per- and summer.
spective of every monthly prediction, the prediction performance
of the two models has significant seasonal differences. Fig. 11 shows 3.2. Regional climate change prediction in the 21st century
the MAPE comparison of DBT predictions resulted by New TSM
and IPCC RCP4.5 for different seasons in 2013 and 2014. In both After the comparison and evaluation of the new Dual-Periodic
2013 and 2014, the forecast error of New TSM appeared in three Time Series Model’s performance on characterizing and predicting
winter months: Feb., Nov. and Dec. The average MAPE of the three the temperature trend of the recent period, the new Dual-Periodic
winter months reached 25.0%. However, the absolute errors of the Time Series Model is applied to predict monthly temperatures
three months range from 1.8 ◦ C to 2.6 ◦ C, not very large. The lower under three uncertainty scenarios for future five time spans
winter monthly temperatures may be the reason why these MAPE (2000–2017, 2018–2035, 2036–2053, 2054–2071 and 2072–2089).

35.0% New TSM


29.6%
MAPE of seasonal DBT Prediction (%)

IPCC RCP4.5
30.0%

23.8% 24.3%
25.0% 22.3% 21.9%
21.8% 21.6%
20.0%

15.0%
10.3% 9.8%
10.0% 8.9%
7.5%
6.1% 6.4% 6.3%
5.3%
4.3%
5.0%

0.0%
Spring in Spring in Summer Summer Autumn inAutumn in Winter in Winter in
2013 2014 in 2013 in 2014 2013 2014 2013 2014

Fig. 11. MAPE comparison of seasonal DBT prediction by New TSM and IPCC RCP4.5/%.
82 M. Zhu et al. / Energy and Buildings 113 (2016) 74–86

4.0 4.0
RCP4.5 RCP4.5
S1m S1m
Annual Temperature Changes ( oC)

3.0 S2m 3.0


S2m

Winter Temperature Changes ( oC)


S3m S3m
2.0 2.0

1.0 1.0

0.0 0.0

-1.0 -1.0
2000-2017 2018-2035 2036-2053 2054-2071 2072-2089

Fig. 12. Annual temperature changes relative to baseline period in Shanghai/◦ C. -2.0
2000-2017 2018-2035 2036-2053 2054-2071 2072-2089

Fig. 14. Winter temperature changes relative to baseline period in Shanghai/◦ C.


The predicted temperatures under S1m, S2m, and S3m fluctuate
within certain ranges in the five time spans.
As shown in Fig. 12, the annual temperatures of the five time peaks and valleys under S2m and S3m are the same. However,
spans basically have the same changing trend, fluctuating within under S3m, the second peak is higher than the first one. That is to
a limited range of 1.5 ◦ C around the baseline level. Relative to say, the winter temperatures under S3m have a fluctuant uptrend.
the baseline weather condition in the time span of 1982–1999, Figs. 12–14 respectively show that either the annual or the sea-
the annual temperatures of both 2000–2017 and 2054–2071 are sonal temperatures have steady increase trend under RCP4.5, with
higher, and the annual temperatures of other three time spans are obviously higher temperatures than S1m, S2m, and S3m.
lower. The effect of uncertainty scenarios is more obvious on the
time span of 2054–2071 than other periods. 3.3. Regional building energy demand prediction in the 21st
As shown in Fig. 13, the seasonal temperatures of summer basi- century
cally have the same changing trends with annual temperatures,
fluctuating within a limited range of 1.0 ◦ C around the baseline Based on the local existing IWEC-version TMY as the baseline
level. However, there have a couple of minor differences. The low- condition, the monthly temperature predictions in Section 3.2 are
est annual temperature occurs in the time span of 2018–2035, downscaled to generate the future TMYs in the five time spans
while the lowest summer temperature occurs in the time span (2000–2017, 2018–2035, 2036–2053, 2054–2071 and 2072–2089)
of 2036–2053. Although both of them have fluctuant downtrend by Morphing method under the three composite scenarios (S1, S2,
in the five periods, the annual temperatures fluctuate around the and S3). These future TMYs are used as weather inputs of three
baseline level, while the summer temperatures are higher than the prototypical building models (high-rise office building, hotel and
baseline level. shopping mall) of Shanghai for regional building energy demand
As shown in Fig. 14, the seasonal temperatures of winter rel- prediction. Meanwhile, the monthly outputs of the selected GCM
atively have more complicated trend, fluctuating within a limited (HadGEM2-CC) under RCP4.5 are downscaled by Morphing method
range of 2.0 ◦ C around the baseline level. The changes of winter with consideration of the daily fluctuation scenarios, and the cor-
temperatures under different uncertainty scenarios are obviously responding future TMYs in the five time spans are generated on
different. Under S1m and S2m, the winter temperatures have fluc- the basis of the same existing baseline TMY. Then, a comparative
tuant downtrend in the five spans. While the second peaks under analysis is conducted between energy simulation result of the pro-
S1m and S2m separately occurs in the time span of 2036–2053 and totypical models using the future TMYs under S1, S2, and S3 and
2054–2072. The occurrence time spans of the winter temperature that under RCP4.5.

4.0
3.3.1. Regional prototypical building models
RCP4.5
The approach for establishing prototypical building models is
S1m basically mature and widely used. According to related design stan-
S2m dards and sufficient survey data of existing buildings in Shanghai,
Summer Temperature Changes ( oC)

3.0
S3m we developed three prototypical building models by EnergyPlus
in this paper. After calibrated by investigated building energy use
2.0 data, these models can generally reflect the local energy use situa-
tion of different building types. This paper focuses on three building
types – office building, hotel and shopping mall, as shown in Table 5.
1.0 There exists certain limitation when we use the existed pro-
totypical models as the constant building energy model for the
future building energy demand prediction, without consideration
0.0 of the expected evolution of building stock. Both advanced building
designs (e.g. optimized building envelope) and building energy effi-
ciency improvement (e.g. efficient building services) are promising
-1.0
approaches to reducing/utilizing energy consumption impacts of
2000-2017 2018-2035 2036-2053 2054-2071 2072-2089
climate change. Some studies discussed the additional effects of
Fig. 13. Summer temperature changes relative to baseline period in Shanghai/◦ C. excepted building evolutions on future building energy demand
M. Zhu et al. / Energy and Buildings 113 (2016) 74–86 83

Table 5
Building information of prototypical models.

Type Floors Floor-floor Area (M2 ) WWRa Heat transfer coefficient (W/M2 K) Shape HVAC system
height (M)
Exterior wall Roof Window

Office 12 4 19,200 0.40 0.888 0.638 2.67 Chiller & boiler FCU + OA

Hotel 12 3.5–5 23,316 0.42 0.791 0.552 2.959 Chiller & boiler FCU + OA

Shopping mall 7 above, 1 under 3.5 33,800 0.11 1.304 0.653 3.667 Chiller & boiler AHU

a
WWR – window–wall ratio.

under climate change [39,40] by means of existed prototypical studies use econometric modeling of building energy demand
models [5–7,38–40]. In this case, some actual national/regional based on databases of existing buildings.
energy programs (e.g. Department of Energy’s energy efficiency Here this paper emphasizes the future weather data predicted
programs) are considered as the driver for various adaptive strate- by the proposed alternative forecasting method and the corre-
gies and technologies to climate change. sponding building energy demand prediction under the expected
Except for the evolution of building stock, two socio-economic climate change. Given this, we use the existing prototypical build-
factors also influence the prediction of future building energy ing models as the constant building model for the future energy
demand, either in the national or in the regional scale. One is the demand prediction, without consideration of either building stock
demographic shift and growing. Another is the consumer reac- evolution or socio-economic factors. Further research work is being
tion to climate change. Most of relevant studies have two research continued on investigation into the multifactorial impact of climate
routine [5]. Roughly half of the studies use building energy simu- change, advanced building design, and efficient building services
lation tools and explicitly account for the future population trends on future building energy demand prediction on the scale of both
and adaption strategies by means of scenario planning. The other individual building and urban district.

60 2000-2017
2018-2035
50 46.1
2036-2053
41.3
2054-2071
Change Percentages of Office Building Energy Demand (%)

40
2072-2089
30.1
30

19.2
20 17.4
13.2 13.9
11.8
10.5
10 5.3 5.7
3.4 3.0 2.4 2.6 2.6
2.3
0.9 1.3 1.2
0
-1.0 -1.1 -0.6
-2.6

-10 -6.5

-20
-19.2

-30 -28.3

-40 -37.7

-44.3
-50
-50.7

-60
Cooling Heating Whole Cooling Heating Whole
Building Building
RCP4.5 S1

Fig. 15. Change percentages of office building energy demand under RCP4.5 and S1 relative to baseline period in Shanghai/%.
84 M. Zhu et al. / Energy and Buildings 113 (2016) 74–86

3.3.2. Building energy simulation using future TMYs building energy use is larger than that of heating energy consump-
In this paper, the energy simulation result of the prototypical tion in Shanghai.
models using the existing TMY (1982–1999) is regarded as the Under S1, with the temperatures fluctuating, both the cool-
uniform energy demand baseline. In that way, the effects of cli- ing and heating energy demand have corresponding fluctuant
mate change on building energy demand are mainly reflected in the trends. Relative to the baseline period, the temperature increases
changes of building heating and cooling energy demand. The build- of both summer (1.0 ◦ C) and winter (0.5 ◦ C) in 2000–2017 cause
ing energy simulation results using the future TMYs under S1, S2, that the reduction of heating demand offsets the most of cooling
S3 and RCP4.5 are compared and analyzed from the following three demand increase. In this case, the change percentage of whole-
aspects: change percentage of whole-building energy demand rel- building energy demand is not obvious in this time span. By
ative to the baseline period, change percentage of heating demand 2036–2053, a decrease of 0.3 ◦ C in summer and an increase of
relative to the baseline period, and change percentage of cooling 0.3 ◦ C in winter cause the simultaneous decline of both heating
demand relative to the baseline period. and cooling demand, which make whole-building energy demand
Both RCP4.5 and S1 are the steady-development scenarios of three building types smaller than that in the baseline period and
among their own scenario series. Fig. 15 shows the comparison reach their valleys among the five periods. While in 2072–2089,
of office building energy simulation results under RCP4.5 and S1. the situation is exactly contrary. An increase of 0.4 ◦ C in sum-
Under RCP4.5 (that is, steady warming trend), the cooling energy mer and a decrease of 1.2 ◦ C in winter cause the simultaneous
demand of office building, hotel and shopping mall have contin- rise of both heating and cooling demand. Relative to the baseline
uous uptrends and the change percentages are 46.1%, 79.7% and period (1982–1999), the largest increase percentages of the whole-
22.3% in 2072–2089 respectively, relative to in 1982–1999. The building energy demand of office building, hotel and shopping mall
heating energy demand of office building, hotel and shopping under S1 are respectively 2.6%, 3.1% and 1.4%. All the change per-
mall have continuous downtrends and the change percentages centages are much lower than that under RCP4.5.
are 50.7%, 19.5% and 99.2% in 2072–2089 respectively, relative to The effects of the three composite scenarios (S1, S2, and S3) on
in 1982–1999. After the offset of cooling demand increase and building energy demand are similar in the three building types.
heating demand decrease, the whole-building energy demand of Fig. 16 shows the comparison of office building energy simulation
office building, hotel and shopping mall still have continuous results under S1, S2, and S3. The fluctuation ranges of both the sea-
uptrends and the change percentages are 5.7%, 10.4% and 5.7% sonal energy demand and the whole-building energy demand have
in 2072–2089 respectively, relative to in 1982–1999. The reason certain increases with the enhancement of the monthly uncertainty
is that the proportion of cooling energy consumption in whole and daily fluctuation.

25 2000-2017
2018-2035
Change Percentages of Office Building Energy Demand (%)

2036-2053
20 19.2
2054-2071
17.5 17.4
16.2 16.3 2072-2089
15.2
15 13.9
13.2 13.3

11.3
10.5

10 8.9

7.4 7.7
6.4

5 3.5
3.0 3.0 3.0
2.3 2.4 2.62.6 2.3 2.4
1.9 2.0
1.2 0.9 1.01.2 1.2

0
-0.6 -0.4
-1.0 -1.1
-1.8
-2.6

-5 -3.8
-5.3
-5.9
-6.5
-7.6

-10
-10.3
-11.3

-15
Cooling Heating Whole Cooling Heating Whole Cooling Heating Whole
Building Building Building
S1 S2 S3

Fig. 16. Change percentages of office building energy demand under S1, S2 and S3 relative to baseline period in Shanghai/%.
M. Zhu et al. / Energy and Buildings 113 (2016) 74–86 85

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