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The Use of Competency Models To Assess Leadership in Nursing
The Use of Competency Models To Assess Leadership in Nursing
Abstract
Background: The efficiency of the health care system is significantly dependent on the appropriate leadership and
guidance of employees. One of the most frequently used new approaches in human resources management is the
study of competencies and competency models. The aim of this research is to develop a competency model for leaders
in nursing, and to compare it with the leadership competency model for state administration.
Methods: A survey was conducted among 141 nurse leaders in Slovenia. The respondents were asked to complete
questionnaire with 95 leadership behaviours that form the leadership competency model for leaders in nursing. The
data were analysed by ANOVA and Tukey's honestly significant differences test.
Results: The levels of competencies set for themselves by leaders at the third leadership level in nursing (leaders of
small units and teams) are significantly lower than those set by all other leaders, both in nursing and in state admin-
istration. Statistically significant differences were apparent in the majority of areas.
Conclusion: Within the context of the comparison of competency models, the greatest need for training can be ob-
served at the third level of leadership in nursing. A comparison of models formulated in this way enables the exchange
of good practices among leaders from various professional groups and easier identification of the training needs of
individual groups of leaders in public administration. The proposed concept is designed to significantly simplify and
unify the building of competency-based leadership models in public sector.
Introduction
Health care is a system whose importance is con- ity of nurses. In most developed countries nursing
stantly growing. Health care expenditures in devel- care employees comprise the largest professional
oped countries comprise 8% to 16% of GDP, group within the health care system (1, 2). Only
while employees in the health and social work sec- efficient leaders are capable of guiding such large
tor account for 6% to 20% of all employees (1, 2). groups of employees towards a common goal –
The assurance of an efficient and effective health better health care for the population. New, up-to-
care system should be a priority in any country. A date approaches need to be implemented in the
comparison of the health care systems of different education, selection and training of nurse leaders
countries revealed considerable differences in effi- for their responsibilities. One of the most fre-
ciency (3, 4). Leadership is without a doubt one of quently used new approaches in human resources
the factors that can improve the efficiency of ex- management is the study of competencies and
penditure of public funds. competency models and the competency profiles
Nursing care, which is an important part of the derived from them (5-7).The ratio between the
health care system, is the professional responsibil- private and public sectors in health care systems
differs from country to country, but in the majori- derstanding of the organizational structure and
ty of countries health care systems are designed in prevailing hierarchical relations (10, 11). It is
such a way that important part, in terms of both therefore necessary to develop systems of leader-
health service providers and funding, is still within ship that incorporate to a greater extent relations
the public sector. On the one hand there are of cooperation, shared leadership and mutual re-
health care systems with characteristics very simi- spect (12). In order to select leaders at all levels it
lar to the public sector (share of private expendi- is necessary to shape a system that will enable
ture in total health care expenditure: figures for their appropriate selection and the devel-opment
2010 – Slovenia, 26.3%, Turkey 24.8%, Germany of the competencies that enable excellence in
22.9 %, Austria 22.5%, Denmark 14.9%) which leadership, along with education and training.
are predominantly funded from the state budget. The Oxford Dictionary of Human Resources
On the other hand there are systems where a large Management states (13) that competence is fo-
part of health care institutions are in private own- cused on the skills and talents that an individual
ership and also predominantly funded by private needs to execute specific tasks to a set standard.
sources (e.g. Switzerland 40.1%, Greece 40.6%, Spencer and Spencer (14) state that the term
USA 46.9%, Iran 59.8%, India 67.2%) (2). Slove- competence emphasises the basic characteristics
nia belongs to the group of countries with a pre- of the individual that are causally related to factors
dominantly public health care system. determining the effectiveness and/or excellent
A whole range of different professional groups are performance in work or a set solution. A compe-
employed in public administration. Those em- tence, as an individual’s internal characteristics is a
ployed in state administration are the section of combination of his/her motivation, personal val-
public administration employees who work in its ues, character, cognitive skills, and knowledge and
most 'non-profitable' sector. On the other hand social roles. Competences have found also an im-
there are a whole range of professional groups in portant place in standards used in public sector (9).
which the influences of the public and private sec- A competence is an action that can be monitored,
tors overlap, since some members of these groups evaluated and whose efficiency can be measured.
are employed in the public sector and some in the On that basis, we can define a leadership compe-
private sector (health care, education, culture, etc.). tence model as a system of key competences, de-
This is particularly evident in the health care field, signed based on research of key indicators of ef-
to which issues relating to the study of nurse lead- fective behaviour of leaders. Competencies have
ership also belong. In Slovenia the majority of become an important tool for introducing changes
nurses (84.0%) are employed in the public sector in organizations and in changing the behaviour of
and represent a significant proportion of public the individual. Within the context of competency
administration employees (8). models, we define what competencies a leader
The excellence, efficiency and effectiveness of or- should have and in what areas the highest level of
ganizations in the public sector are based above all competencies is required (10, 11).
on the successful use of all available human re- The requirements of the job or the characteristics
sources or on the capacity of leaders to direct their of public administration affect the activity and be-
co-workers towards the achievement of common haviour of staff, which in addition to role-specific
goals (9). A major influence on the field of leader- competencies should possess the competencies
ship in public administration is the actual (legal) characteristic of all public administration employ-
definition of public administration. The function- ees. All of this is especially typical of leaders, since
ing of public administration is determined by stat- they work in similar institutional environments
utory provisions which to a large extent limit crea- that differ from the private sector. For leaders in
tivity and the possibility of encouraging flexibility public administration, a specific part of the envi-
at work. Leadership in public admin-istration is ronment in which they must lead is the same for
also significantly influenced by the traditional un- all of them (public administration, predominantly
non-profit work, problems with motivating staff, On the basis of analysis of theory of nursing,
etc.) – something we can try and illustrate with leadership, competency models (22-25) and the
generic competencies – while another part of the results of researches carried out between 2000 and
environment varies from profession to profession 2006 on representative sample of nurses in Slove-
– role-specific competencies (in other words addi- nia (26-28), 18 nursing care specific behaviours
tional competencies for leaders in state admin- were added to the behaviours characteristic of
istration, education, health care, etc.). leadership in state administration. Three groups of
In the field of competency models, models already competencies considered to be characteristic of
exist for larger groups of leaders (leaders in state leaders in nursing were developed:
administration, leaders in health care, change lead- - ethical/unethical behaviour (priority is not
ers, etc.), which indicate one of the possible direc- given to relatives, acquaintances and col-
tions for greater integration (12, 15, 16). It has be- leagues, violations of nursing regulations are
come apparent that additional approaches will be reported, patient privacy is protected, pa-
necessary, since the formulation of competency tient is informed about nursing activities).
models for each individual slightly larger group of - interprofessional relationship indicating a
employees does not lead to greater quality of se- correct understanding of the position of
lection (5, 12). Nevertheless, it is necessary to nurses in the health care system and their
maintain at least a certain level of specificity to relationship with doctors (cooperation and
define conduct in areas that are essential for the communication with doctors on equal foot-
communication of leaders with their professional ing, differentiation between nursing and
groups. The competency model of leadership in medicine, knowledge of nursing and its role
state administration was presented in Slovenia in in the health care system, taking responsibil-
2007 (10) and tested in various professional ity for the sphere of nursing in the health
groups (10, 17, 18). The basic leadership compe- care team).
tency model in state administration covers 77 be- - attitude of nurse leaders to the education of
haviours or actions that are divided into seven their subordinates and their own education
groups of competencies. We will call this group of (knowledge of work in the management and
competencies 'Generic competencies', while com- economics/business fields, ability to comm-
petencies that are only characteristic of leadership unicate in foreign languages, knowledge of
in nursing will be called 'Role-specific compe- work with new technologies, knowledge of
tencies' (19-21). Generic competencies are: flexi- quality standards, encouraging education of
bility at work, creativity, leadership, organizational co-workers).
climate, organization, networking/influencing and The first aim of this paper was to formulate a
realization skills. competency model for leadership in nursing and
These competencies are also assumed to be char- competency profiles for three leadership levels.
acteristic of leaders in nursing, at least those work- The second aim was to compare competency
ing in the public sector. Slovenia has 24 public model for leadership in nursing with the compe-
hospitals (general hospitals, specialist hospitals tency model for leaders in state administration.
and two university medical centres) and 64 public
health centres, which in 2009 employed 84.0% of Materials and Methods
all graduate nurses, midwives and nurse assistants
in Slovenia (8). It is therefore also logical to use Study design
state administration competency model for em-
ployees in nursing, which is part of the health care The questionnaire contained a total of 95 items
system, although the model needs to be expanded organized into ten groups or competences. Resp-
to include the specific competencies characteristic ondents indicated to what extent each of 95 dif-
of this field of work. ferent behaviours or actions was characteristic of a
person at their leadership level. They used a five- together nurses from all Slovene healthcare insti-
point scale, from 1: completely uncharacteristic tutions. A total of 250 questionnaires were dis-
behaviour, to 5: decisive behaviour. Respondents tributed to the participants in the Congress, with
did not describe the actual situation (how they 141 nurse leaders (56.4%) returning completed
behave or should behave), but instead what be- questionnaires. The sample included nurses em-
haviour should be characteristic of a person at ployed in hospitals and health centres with at least
their leadership level. Based on the results for in- a three-year higher education qualification (regis-
dividual behaviours, a simple arithmetic mean was tered nurses) and holding a leadership position
used to calculate values for 10 competencies. (Table 1).
level (ward managers and section managers) are leadership level in nursing (leaders of small units
from the areas: organizational climate (5.0), leader- and teams) is significantly lower than that required
ship (4.8), flexibility at work (4.7) and interprofes- at the first and second leadership levels. The low-
sional relationships (4.7). These are the areas in est norms at the third leadership level are in the
which the norms of competencies at the second field of networking and influencing (3.2), while
leadership level in nursing are set higher than at the highest are in the areas of realization skills
the other two levels. (3.8).
The required level of competencies at the third
Table 2: Norms for the competency profiles for three leadership levels in nursing
ANOVA analysis was carried out using the basic of leaders (P<0.05).
values and clearly shows that norms differ among For each leadership level in nursing and each
the three leadership levels. Statistically significant competency or competency dimension, Table 3
differences between groups appeared in all observed shows the index, which has as its basis the norm
fields except education. We can see, however, from from the competency model of leadership for
the arithmetic means that a deviation from the other state administration (2). Indices are only calculated
two groups was particularly marked in the case of for generic competencies.
nurses at the third leadership level. We therefore The required levels of competencies in the case of
verified the differences between each pair of leader- the highest nurse leaders were 4.70 on average,
ship levels. The test (Post hoc test – Tukey's Hon- which was slightly higher than for leaders in state
estly Significant Differences test) showed that no administration (3.1%). In the case of the 'leadership'
statistically significant differences can be seen be- competency, norms for the first leadership level in
tween the first and second leadership levels in nurs- nursing are set at 4.7 which is 14.3% higher than in
ing in any of the observed fields. Leaders at the third the case of the first leadership level in state admin-
leadership level, however, show lower norms in the istration, and for the 'flexibility' competency, norms
majority of competencies than the other two groups are 7% higher.
Table 3: Comparison of norms for three leadership levels in nursing and state administration
Index: state administration =100
First level Second level Third level
Total generic competencies 103.1 117.3 95.0
Flexibility at work 107.0 120.5 94.7
Creativity 104.3 112.5 97.2
Leadership 114.3 120.0 92.1
Organizational climate 102.2 135.1 85.0
Organization 104.4 128.6 85.4
Networking and influencing 97.9 104.7 97.0
Realization skills 94.0 104.7 118.8
In the comparison of the second leadership level, leaders and should be building up their profes-
major differences were apparent between leaders sional identity, which should already have formed
in state administration and in nursing. The average during their time as students. Professional identity
of the seven competencies for second-level lead- is in fact formed throughout the entire process of
ers in state administration is 3.96, while for nurse education and training and does not end with
leaders it is 4.64. The norms for the second lead- graduation (30). Nurse leaders at the lowest lead-
ership level in nursing are significantly higher than ership level should already be aware of the im-
norms for leaders in state administration in the portance of achieving high levels of individual
field of organizational climate (35.1%) and organi- leadership competencies. This leadership level is
zation (28.6%). in fact a link between other healthcare employees
A comparison of the third leadership level shows and leaders, and likewise acts as a mentor to nurs-
that this is the area where norms in state admin- ing students and plays an important role at the
istration are significantly higher (average value start of the career of every nurse. It is these lead-
3.69) than norms in nursing (3.50). The com- ers who must help nursing graduates apply their
petency norms at the third leadership level are theoretical knowledge after completing their for-
significantly lower among leaders in nursing than mal education and become active in developing
among leaders in state administration in the fol- and changing health care practices and leadership
lowing areas: organizational climate (15%) and (31). The level required for competencies at the
organization (14.6 %). lowest leadership levels in nursing needs to be sig-
nificantly increased, since this would ease the tran-
Discussion sition between different leadership levels in nursing
and increase the number of potential candidates for
The results of the research show that the levels of middle and higher leadership positions. Leadership
competencies set for themselves by leaders at the training should begin on completion of formal ed-
third leadership level in nursing are significantly ucation and continue systematically throughout the
lower than those set by all other leaders, both in entire process of the nurse's professional develop-
nursing and in state administration. This point to ment (4, 32), and no longer randomly depending
the fact that leaders at the lowest leadership level on the needs of the organization. Training pro-
are torn between the actual provision of nursing grammes should focus on the specifics of leader-
care and leadership, and are not prepared to fully ship in nursing (33). It is also important that such
accept the role of leaders. The problem of role programmes are evaluated to make sure they are
transition has also appeared in other research (29). achieving their aims (34). A greater contribution
Nurse leaders even at the lowest leadership level should be made by educational institutions and by
should be aware of the importance of their role as nurses' professional associations, in whose interest
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