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Journal of Clinical and Experimental Neuropsychology

ISSN: 1380-3395 (Print) 1744-411X (Online) Journal homepage: https://www.tandfonline.com/loi/ncen20

Music as a mnemonic strategy to mitigate verbal


episodic memory in Alzheimer’s disease: Does
musical valence matter?

Stéphie Ratovohery, Alexia Baudouin, Juliette Palisson, Didier Maillet, Olivier


Bailon, Catherine Belin & Pauline Narme

To cite this article: Stéphie Ratovohery, Alexia Baudouin, Juliette Palisson, Didier Maillet, Olivier
Bailon, Catherine Belin & Pauline Narme (2019): Music as a mnemonic strategy to mitigate verbal
episodic memory in Alzheimer’s disease: Does musical valence matter?, Journal of Clinical and
Experimental Neuropsychology, DOI: 10.1080/13803395.2019.1650897

To link to this article: https://doi.org/10.1080/13803395.2019.1650897

Published online: 09 Aug 2019.

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JOURNAL OF CLINICAL AND EXPERIMENTAL NEUROPSYCHOLOGY
https://doi.org/10.1080/13803395.2019.1650897

Music as a mnemonic strategy to mitigate verbal episodic memory in


Alzheimer’s disease: Does musical valence matter?
Stéphie Ratovoherya, Alexia Baudouinb, Juliette Palissonc, Didier Mailletd, Olivier Bailon, Catherine Belina,d
and Pauline Narmeb
a
Equipe Neuropsychologie du Vieillissement (EA 4468), Université de Paris, Boulogne-Billancourt, France; bMC2Lab, Université de Paris,
Boulogne-Billancourt, France; cService de Neurologie, UF Mémoire et maladies neurodégénératives, CHU Avicenne, APHP, Bobigny, France;
d
Service de Neurologie, Hôpital Saint-Louis, APHP, Université Paris Diderot, Paris, France

ABSTRACT ARTICLE HISTORY


Introduction: Music is increasingly used to improve cognition in clinical settings. However, it Received 2 August 2018
remains unclear whether its use as a mnemonic strategy is effective in Alzheimer’s disease (AD). Accepted 26 July 2019
The present study aimed at determining whether a musical mnemonic might mitigate patients’ KEYWORDS
learning of new verbal information and at exploring the effect of factors such as retention delay Mnemonics; verbal learning;
and emotional valence of the musical excerpt used. recall; positivity bias; socio-
Method: 13 patients with AD and 26 healthy comparisons (HC) with a low musical expertise were emotional selectivity theory
included. They learned texts about everyday life themes that were either set to familiar instru-
mental music, which was positively- or negatively-valenced, or spoken only. Immediate and
delayed recalls (after 10 min and 24 hours) were measured.
Results: Main results showed that (i) HC demonstrated better verbal episodic memory perfor-
mance than participants with AD; (ii) participants with AD encoded texts paired with positively-
valenced music better than texts paired with negatively-valenced music; (iii) participants with AD
recalled sung texts better than spoken texts (after 10 min and 24 hours), regardless of musical
valence while HC displayed better recall for texts paired with positively-valenced music.
Conclusions: Musical mnemonics may help people with AD learn verbal information that relates
to their daily life, regardless the musical expertise of the patients. This result gives promising
clinical insights showing that music processing is robust to brain damage in AD. Possible
hypotheses explaining the effectiveness of musical mnemonics in AD regardless the musical
valence are discussed (e.g., different processing between musical and spoken conditions; disap-
pearance of the positivity bias and implications with respect to the underlying socio-emotional
selectivity theory).

Introduction previous studies showing its effectiveness to support


psychological well being by enhancing mood (e.g.,
Alzheimer’s disease (AD), the most common demen-
anxiety and depression; Guétin et al., 2009;
tia, is characterized by significant, progressive mem-
Särkämö et al., 2014; Satoh et al., 2015; Sung,
ory loss. Impairments of episodic memory are
Chang, & Lee, 2010) and alleviating behavioral
usually the inaugural symptom – at least in the
symptoms (Livingston et al., 2014; Narme et al.,
case of typical amnestic forms. Considering the
2014; Ray & Mittelman, 2017)
growing population of older adults with dementia
Previous studies also reported a general cognitive
(Alzheimer’s Disease International, 2013) and the
improvement or preservation after music-based inter-
unsatisfactory impact of pharmacological therapies
ventions (Särkämö et al., 2014), enhancement of ver-
in AD, non-pharmacological treatments have
bal fluency (Thompson, Moulin, Hayre, & Jones,
received increasing empirical support during the
2005), self-consciousness (Arroyo-Anlló, Díaz, & Gil,
past decade to face one of the greatest health chal-
2013; Baird & Thompson, 2018) and memory (auto-
lenges of this century. Among them, music-based
biographical: Särkämö et al., 2014; Irish et al., 2006; El
interventions (e.g., music listening, singing) seem to
Haj, Fasotti, & Allain, 2012; verbal memory: Pongan
be promising tools for addressing various needs of
et al., 2017). Previous studies also showed that (i) AD
persons with dementia. The beneficial impact of
patients with a severe episodic memory decline may
music in patients with AD has been reported in

CONTACT Pauline Narme paulinenarme@gmail.com Laboratoire Mémoire Cerveau et Cognition, EA 7536, Université de Paris, MC2Lab, F-92100
Boulogne-Billancourt, France
© 2019 Informa UK Limited, trading as Taylor & Francis Group
2 S. RATOVOHERY ET AL.

still be able to learn new songs (Crystal, Grober, & in immediate recall unless the lyrics were learned on
Masur, 1989; Samson, Dellacherie, & Platel, 2009) or a familiar melody. Although Moussard et al. (2014)
to recall/recognize familiar songs (Cuddy & Duffin, found, in their group study, that the sung condition
2005; Cuddy, Sikka, & Vanstone, 2015; Prickett & benefited the retention of lyrics in AD independently of
Moore, 1991); and that (ii) music can be used as melodic familiarity, previous research in music therapy
a mnemonic device in a variety of clinical settings indicated that familiarity might be a key aspect to
(Thaut, McIntosh, & Hoemberg, 2015; Thaut, intervention with this population. For example,
Peterson, McIntosh, & Hoemberg, 2014). For persons Gibbons (1977) showed that patients with AD strongly
with AD, prior research indicates that information prefer music that was popular during their young adult
presented musically at encoding is better recognized years, suggesting that this kind of music may promote
or even recalled than information that is presented participation in music therapy activities. Furthermore,
verbally (Moussard, Bigand, Belleville, & Peretz, 2014; the effectiveness of music intervention might be asso-
Palisson et al., 2015; Simmons-Stern, Budson, & Ally, ciated with the level of preference – and thus familiar-
2010). However, Simmons-Stern et al. (2012) found ity – of music for patients (e.g., Clark, Lipe, & Bilbrey,
that such benefit was found for gist, but not details, of 1998; Gerdner, 2000). A second factor that might
encoded information. Such discrepancies could be explain discrepant results in the literature is the num-
explained by methodological differences such as the ber of exposures during the encoding stage. When
kind of musical stimuli, the way information are pre- participants were exposed only once during the encod-
sented during the encoding stage, the dependent vari- ing stage, results showed a benefit for the recollection
able used to measure memory performance and the of gist but not of details (Simmons-Stern et al., 2010,
delay retention between encoding and retrieval. Table 2012). By contrast, when using a reinforced encoding
1 provides a summary of past research in this area. procedure during which AD participants were repeat-
At least four factors should be taken into account edly exposed to the lyrics or when lyrics were learned
and first, the familiarity of the music for the partici- step by step, results showed a musical advantage on
pants. Studies in healthy populations suggested that the recall performance (Moussard et al., 2014; Palisson
benefit of musical encoding only occurs if the music et al., 2015). A third factor refers to the retention
used is highly familiar (Korenman & Peynircioğlu, delay. It can be seen (Table 1) that the benefit is not
2004; Purnell-Webb & Speelman, 2008). Consistently, consistently observed in immediate recall but found
Moussard, Bigand, Belleville, and Peretz (2012) after a 5 or 10 min delay. However, at longer term,
reported, in a case study of a mild AD patient, that Baird, Samson, Miller, and Chalmers (2017) found no
sung lyrics led to worse performance than spoken lyrics mnemonic effect of sung compared with spoken

Table 1. Previous group studies investigating the impact of musical encoding on verbal information learning and retention in AD
patients and healthy comparisons (HC).
Authors Population Methods Memory measures Main results
Simmons-Stern AD (n = 12) 40 stimuli (4 line excerpts each): 20 Recognition judgment Better recognition for the sung lyrics than
et al. (2010) HC (n = 12) presented with their corresponding (Old/New) the spoken lyrics in AD (but not in HC)
sung recording vs 20 with their
spoken recording
Songs were unfamiliar
Simmons-Stern AD (n = 12) Similar to Simmons-Stern et al.’s study General content questions General content information was better
et al. (2012) HC (n = 17) (2010) except that lyrics were related followed by specific remembered when studied in sung
to common activities of daily living content questions then lyrics but specific content was not
Songs were unfamiliar a recognition test influenced by encoding condition
Better recognition for the sung lyrics than
the spoken lyrics in both groups
Moussard et al. AD (n = 8) 6 texts (8 lines each) either presented Immediate free recall Sung conditions did not influence lyrics
(2014) HC (n = 7) spoken, sung with unfamiliar or with 10 min delayed free recall recall in immediate recall but increased
familiar melody delayed recall in both groups.
Palisson et al. AD (n = 12) 3 texts (8 lines each): one presented Immediate free recall Sung texts remembered better than
(2015) HC (n = 15) with a sung recording, one spoken 5 min delayed free recall spoken texts, both immediately and
and one spoken associated with non- after a 5 min retention delay in AD and
musical material. HC
Song was familiar
Baird et al. (2017) AD (n = 11; 2 stimuli (2 sentences each) either Learning score Musicians with AD showed a better
5 musicians) presented in a sung or spoken 30 min delayed free recall learning of sung information compared
HC (n = 22; version, for a maximum of 5 learning 24-hour delayed free with non-musicians with AD.
15 musicians) trials (or until correctly recalled) recall and recognition However, no mnemonic effect of sung
Song was familiar compared with spoken information was
found in AD or in HC.
JOURNAL OF CLINICAL AND EXPERIMENTAL NEUROPSYCHOLOGY 3

information. It has also to be underlined that in the Ergis, Clarys, & Piolino, 2016) or the type of task used
latter study, authors changed the lyrics of a well-know (see Klein-Koerkamp et al., 2012).
song, which might be counterproductive. The present study first aimed at determining
Surprisingly, researchers have not systematically whether the use of music as a mnemonic strategy
controlled for or even reported on the emotional would be effective in AD to improve recall of new
valence of the music used in their studies. As pre- verbal information. To investigate this issue, we com-
viously mentioned considering music-based interven- pared encoding and retrieval of two texts presented in
tions, studies often provide an insufficient description a musical condition (i.e., sung lyrics) compared to
of the musical stimuli used (Robb, Carpenter, & Burns, a spoken text, in AD patients and healthy compari-
2011). Yet, the fact that music elicits intense emotions sons. To check the retention delay effect, we assessed
(Blood & Zatorre, 2001; Khalfa, Peretz, Blondin, & immediate and delayed recall (after 10 min and 24 h).
Robert, 2002; Salimpoor et al., 2013) is classically pre- Based on our first study, we assumed that sung texts
sented as one of the main possible mechanisms under- would be better recalled than spoken texts in AD
lying the impact of music on memory (Ferreri & patients regardless of the retention delay (Palisson
Rodriguez-Fornells, 2017; Janata, Tillman, & et al., 2015). Our second aim was to determine
Bharucha, 2002; Peck, Girard, Russo, & Fiocco, 2016). whether the musical memory enhancement observed
Furthermore, it is well known that healthy populations when patients learn sung lyrics in comparison with
remember emotional contents better than neutral ones spoken ones may be modulated by the valence char-
(Kensinger & Corkin, 2003; Kensinger & Schacter, acteristics of the musical background used. We parti-
2008; for a review see Kensinger, 2009). Previous stu- cularly inquired whether AD patients would benefit
dies have reported an emotional memory enhancement from the musical mnemonic when the musical excerpt
in AD patients when retrieval tasks are used was positively-valenced but not when negatively-
(Kalenzaga, Piolino, & Clarys, 2015; Nieuwenhuis- valenced, consistently with our previous findings in
Mark, Schalk, & de Graff, 2009; Schultz, de Castro, & healthy older adults (Ratovohery et al., 2018). This
Bertolucci, 2009). However, this effect has been less pattern would argue in favor of a positivity bias pre-
consistently found in AD (Hamann, Monarch, & servation in AD.
Goldstein, 2000; Kensinger, Brierley, Medford,
Growdon, & Corkin, 2002; for a review, see Klein-
Koerkamp, Baciu, & Hot, 2012). The valence effect Methods
should also be considered. It is well known that older
Population
adults recall negative information less well than posi-
tive information, a phenomenon known as the positiv- A total of 39 participants (healthy older adults: n = 26;
ity bias (Charles, Mather, & Carstensen, 2003; Mather, patients: n = 13) were included. Patients attended the
2012; Reed, Chan, & Mikels, 2014). This suggests that Memory Clinic at the Neurology department of
musical valence may influence the benefit observed Avicenne Hospital (Assistance Publique des Hôpitaux
when participants learn sung lyrics compared to spo- de Paris) and met the clinical criteria for probable
ken ones. Consistently with this hypothesis, we pre- Alzheimer’s disease (McKhann et al., 2011). The sever-
viously showed that, in healthy older adults, the benefit ity of the disease was assessed by the French version of
of a musical mnemonic on verbal learning was the Mini-Mental State Examination during the research
observed when the musical excerpt was positively- visit (MMSE; Folstein, Folstein, & McHugh, 1975;
valenced but not when negatively-valenced Kalafat, Hugonot-Diener, & Poitrenaud, 2003).
(Ratovohery, Baudouin, Gachet, Palisson, & Narme, Patients were at the mild to moderate stage of the
2018). In AD, the positivity bias is not always found. disease (MMSE range: 16–28). We excluded patients
Although some previous studies observed a positivity with neurological (e.g., cerebrovascular history or sus-
bias in memory in AD (Brueckner & Moritz, 2009; picion of mixed dementia) or psychiatric comorbidity
Huijbers, Bergmann, Olde Rikkert, & Kessels, 2011; (except for mild depression).
Sava, Krolak-Salmon, Delphin-Combe, Cloarec, & Healthy older comparisons (HCs) had no neurolo-
Chainay, 2017), others did not (Chainay et al., 2014; gical or psychiatric history. The MMSE was adminis-
Fleming, Kim, Doo, Maguire, & Potkin, 2003). To tered to exclude participants with a global cognitive
explain these discrepancies, some authors proposed functioning impairment according to the validated
that the presence of the positivity bias depends on the French cutoffs (Kalafat et al., 2003). They were
quality of the encoding (e.g., depth of encoding; Sava matched in terms of age and education level to patient
et al., 2015), the retention delay (Kalanzaga, Lamidey, characteristics.
4 S. RATOVOHERY ET AL.

Overall, participants were native French speakers the latter measure and, as it can be seen in Table 2,
and did not have a high musical expertise (as checked some AD patients scored below the conventional cutoffs
by a score below 17/28 with the Musical Experience for amusia in healthy young populations (it was the case
Questionnaire, Ehrlé, 1998). Participants’ abilities to for 3 patients). Sex distribution did not significantly
process musical excerpts were assessed by the first differ (À2(1, N=39) = 3.69; p = 0.06; Cramer’s
subtest of the Montreal Battery of Evaluation of V = 0.31). However the groups differed significantly in
Amusia (MBEA; Peretz, Champod, & Hyde, 2003). cognitive functioning and mood. As expected, patients
The MBEA battery was designed according to the func- obtained lower MMSE scores than HCs (t(37) = 9.16;
tional architecture model for musical processing pro- p = 0.001; Cohen’s d = 0.26). Patients also presented
posed by Peretz and Coltheart (2003) in order to assess higher depressive scores than HCs (t(37) = −2.85;
melodic and rhythmic perception. The first subtest p = 0.007; Cohen’s d = 0.09). More precisely, 5 patients
chosen here assessed whether participants were able scored above 10/30 (meaning 38%).
to distinguish pitch changes in melodies. Although, to
our knowledge, the MBEA has not been validated with
Material
persons with AD, this tool seems the best available
measure of musical processing and has been used pre- Musical stimuli
viously with this population (Campanelli et al., 2016). In the present study, emotional status was manipulated
We also checked the presence of depressive symptoms using valence elicited by musical excerpts. The two musi-
using the Geriatric Depression Scale (GDS; Yesavage cal excerpts were the same as those used in our previous
et al., 1983) in patients with AD and in HCs. Based on study in normal aging (Ratovohery et al., 2018).
clinical cutoffs, we only excluded AD patients who scored Beethoven’s Ode to Joy was used to elicit a positive
above 20/30 (a score above 11/30 suggests mild depres- valence and Chopin’s Funeral March to elicit a negative
sion and a score above 20 indicates moderate to severe valence. The latter was used in its original form (using the
symptoms; Bourque, Blanchard, & Vézina, 1990). This Pavel Serebriakov’s recording, taken from the album
choice was made based on the well-established result of “Beethoven, Chopin, & Rachmaninoff”) and a piano ver-
high prevalence of depression in AD (Benoit et al., 2012; sion of Ode to Joy was selected to be of a similar complex-
Lyketsos et al., 1997) and it was crucial to ensure that ity to each other (using the piano version by Michael
results regarding musical valence were not confounded Silverman, taken from the album “Bach for the Brain:
with depression. According to the Helsinki Declaration Classical music to make you smarter”).
(World Medical Association, 2013), all participants gave In a pilot testing, these excerpts were chosen
their written informed consent. among 20 musical excerpts based on a familiarity,
Demographic characteristics are summarized in valence and arousal assessments. Twenty-eight
Table 2. young adults (age: 23.9 ± 3.1; education:
The two groups did not differ in terms of age (t(37) 15.9 ± 1.5) and 23 older adults (age: 71.8 ± 7.8;
= −0.28; p = 0.78; Cohen’s d = 0.009), education level education: 13.8 ± 4.9) were asked to assess (i)
(t(37) = −0.51; p = 0.61; Cohen’s d = 0.02), musical familiarity (using a 10-point semantic differential
expertise (t(37) = 1.42; p = 0.16; Cohen’s d = 0.05) or scale from 1: unfamiliar to 10: very familiar); (ii)
musical perception abilities (MBEA: t(37) = 1.79; valence (from 1: highly negative to 10: highly posi-
p = 0.08; Cohen’s d = 0.06). Although not significant, tive); (iii) arousal (from 1: highly calming to 10:
a difference between HCs and AD patients appears on highly stimulating). Both musical excerpts were
assessed as highly familiar to all participants
(young and older adults) and with a moderate arou-
Table 2. Participants’ characteristics. sal. In addition, they were well rated as eliciting the
HCs AD patients expected emotional valence without group differ-
(n = 26) (n = 13) p ences on valence ratings (for a more detailed
Age (years) 77.1 ± 8.2 (61–92) 77.9 ± 8.1 (63–88) 0.78 description see Ratovohery et al., 2018). The same
Gender (male/female) 20/6 7/6 0.06
Education (years) 10.7 ± 3.6 (7–20) 11.4 ± 4.1 (8–20) 0.61 arrangements of both musical excerpts were used
Musical Expertise (/27) 5.7 ± 3.2 (1–12) 4.3 ± 2.3 (1–8) 0.16 for the pilot testing and during the procedure of
MBEA first subtest (/30) 26.0 ± 3.8 (17–30) 23.3 ± 5.7 (12–28) 0.08
MMSE (/30) 29.2 ± 1.1 (25–30) 22.4 ± 3.5 (16–28) 0.001
the present study.
GDS (/30) 5.2 ± 2.8 (1–10) 8.5 ± 4.3 (3–14) 0.007
Data are expressed in mean ± standard deviation (the range is presented in Texts
brackets). AD: Alzheimer’s disease; MBEA: Montreal Battery of Evaluation
of Amusia; MMSE: Mini-Mental State Examination; GDS: Geriatric
The texts were the same as those used in our previous
Depression Scale. study in normal aging (Ratovohery et al., 2018). Each
JOURNAL OF CLINICAL AND EXPERIMENTAL NEUROPSYCHOLOGY 5

text was composed of a whole sentence talking about a chaining procedure to teach participants the text, as
everyday like themes (e.g., listening to music, going for follows: (i) the entire text was presented and partici-
a walk) and were written story-like. There all were pants were instructed to try to memorize it, (ii) the first
subdivisible into 8 parts (containing each between 4 line was presented twice and participants were asked to
and 7 words and with a congruent meaning) to facil- repeat it before the line disappeared and they had to
itate the learning procedure. They were comparable in recall it (immediate recall); (ii) the second line was
terms of (i) number of words (gardening: 40; shopping presented in the same way; (iii) the first two lines
list: 44; activities: 45) and (ii) lexical frequency checked were presented together; (iv) the third line then the
using a French lexical database (New, Pallier, Ferrand, first three lines, and so on until either complete learn-
& Matos, 2001). In a second pilot testing, 22 young ing of the text or a stop criterion (failed to recall at least
adults (age: 22.4 ± 2.7; education: 14.6 ± 2.4) were 65% of the words). This learning procedure was
asked to learn and recall the three texts that were all adapted from the one used in Racette and Peretz’
encoded in a spoken condition, according to the pro- study (2007), similarly to the one used in our previous
cedure of the main experiment (see details throughout studies (Ratovohery et al., 2018; see also Palisson et al.,
the next section). They were also asked to assess 2015). We calculated an immediate recall score as
whether each text evokes a negative or positive emo- a percentage of words accurately recalled out of the
tion (using a 10-point semantic differential scale from presented text. We also measured encoding abilities as
1: negative to 10: positive). We obtained similar learn- the number of lines (out of eight) that a participant
ing and memory performance as similar valence for the could learn.
three texts (for detailed pretest results, see Ratovohery After the learning phase, a 10-min retention phase
et al., 2018). These results suggest that the three texts ensued. During this time, participants completed the
did not differ in terms of learning difficulty and emo- first subtest of the MBEA. Participants were then
tion they may evoke. asked to recall as many words as possible from the
The texts were then associated with music to create text previously presented (10 min delayed free recall).
emotional stimuli. Each text was assigned to each When participants were unable to recall some words,
experimental condition: (i) the shopping list text was we provided an auditory cue using the first line of the
sung on the Ode to Joy melody (positive music); (ii) the text. Throughout the procedure, the scoring was not
text about gardening was sung on the Funeral March dependent on recall order. One point was given for
melody (negative music); (iii) the text about activities each word accurately recalled in either free or cued
was spoken in a neutral tone to constitute the control recall, even if the words were given in a wrong order.
(neutral) condition. A female professional singer pre- Following the delayed recall procedure, participants
recorded the three stimuli (two sung conditions and learned the second randomly assigned text using the
one spoken condition). The recorded stimuli were then same chaining procedure. During the second 10 min
played to the participants through the loudspeaker of delay, participants performed the visuo-construction
the computer. The music accompanied each sung con- subtest from the Mattis Dementia Rating Scale
dition and was presented in the same form used during (Mattis, 1976), the digit span and the letter-number
the pilot. Since the texts were constructed to map onto sequencing tasks from the Wechsler Adult
the musical rhythm, the association between texts and Intelligence Scale 3rd edition (WAIS-III; Wechsler,
conditions was not counterbalanced. 2001). Following the same procedure, learning of
the third text was then carried out. During the last
10 min delay, the digit symbol-coding subtest (WAIS
Procedure
III; Wechsler, 2001) and the French version of
Participants were individually tested in a quiet room Baddeley’s dual task (Godefroy et al., 2010) were
and the whole testing session lasted around two hours. administered.
They were asked to learn successively three texts, each Finally, long-term memory was assessed after
one assigned to an experimental condition (positive a 24-hour retention delay. At the end of the testing
musical, negative musical, or spoken – neutral – con- procedure, to avoid informing the participants in
dition). The order of presentation of the three condi- advance of the final assessment, we pretended that
tions was (i) counterbalanced across participants and a questionnaire was missing and told participants
(ii) randomly assigned. that they would be contacted by phone the
Texts were both auditorily and visually presented on following day to complete the missing document.
a computer screen using Microsoft Powerpoint® Every phone call has been made no more than
(Calibri font, size 32). In each condition, we used 2 hours shorter or longer than 24 hours. During
6 S. RATOVOHERY ET AL.

Figure 1. Experiment procedure. The order of presentation of the three texts (and conditions) was counterbalanced across
participants. During the 10min delay, participants completed several tasks (the first subtest of the MBEA during the first interval;
the visuo-construction subtest from the Mattis Dementia Rating Scale, the digit span and the letter-number sequencing tasks from
the WAIS-III during the second interval; the digit-symbol-coding subtest from the WAIS-III and the French version of Baddeley’s dual
task during the last interval). MMSE: Mini-Mental State Examination; GDS: Geriatric Depression Scale.

the phone call, they were asked to recall the texts Finally, we checked that statistical findings survived
they had learned the day before (a free recall was nonparametric analyzes. Data are expressed in mean
followed by a cued recall when needed). and standard errors of the mean. Analyzes were con-
The whole procedure is summarized in Figure 1. ducted using SPSS software® (SPSS Inc., Chicago, IL,
USA). The threshold of significance was set at p < 0.05.

Statistics
Results
Analyzes of variance with repeated measures
(ANOVA) were performed on each dependent variable Number of lines learned
(number of lines learned; immediate recall; free and
The ANOVA showed a significant effect of Group,
cued recall after 10 min and 24 hours), with Group as
F(1, 37) = 67.15; p = 0.001; ηp2 = 0.64. Patients
between-group factor (HCs, Patients) and Condition
encoded fewer lines (5.13 ± 0.25) than HCs
(positive, negative, neutral/spoken) as within-group
(7.60 ± 0.17). The main effect of Condition was
factor. Analyzes of covariance (ANCOVA) were con-
also significant, F(2, 74) = 14.37; p = 0.001; ηp2
ducted with GDS scores as a covariate to check whether
= 0.28, due to a lower performance during the
the higher depression scores in patients explained
encoding stage when texts were spoken
between-group differences. All ANCOVAs showed
(5.79 ± 0.25) rather than sung (positive music:
that the GDS scores as a covariate did not approach
6.77 ± 0.13; negative music: 6.54 ± 0.16; all
significance.
p = 0.001) while the two musical conditions did
To study the potential benefit related to musical
not differ. The Group x Condition interaction was
conditions according to the valence and the reten-
not significant, F(2, 74) = 2.51; p = 0.09; ηp2 = 0.06.
tion delay, we computed a benefit index by subtract-
ing the percentage of words recalled in the spoken
condition from the percentage of words recalled in
Immediate recall
each musical condition (positive and negative).
A positive index indicated that the musical condition A main effect of Group was found, F(1, 37) = 62.46;
was associated with better recall than the spoken p = 0.001; ηp2 = 0.63, indicating that HCs recalled
condition. An ANOVA was then performed with a higher percentage of words (89.03 ± 1.46) than
Group as between-group factor (HCs, Patients), patients (68.99 ± 2.07). The main effect of encoding
Valence and Delay (immediate, 10 min, 24 hours) condition was significant, F(2, 74) = 13.48; p = 0.001;
as within-subjects factor. In addition, correlation ηp2 = 0.27. Immediate recall was higher in the positive
analyzes were performed using a Spearman test to music condition (84.1 ± 1.6) than in the negative music
check (i) for any evidence for an association between (77.63 ± 1.54; p = 0.001) and spoken (75.29 ± 1.72;
melodic processing deficits in AD and musical ben- p = 0.001) conditions, while the latter two conditions
efit, (ii) whether the higher depression scores in did not differ (p = 0.2). The Group x Condition inter-
patients were associated with the musical benefit action was not significant, F(2, 74) = 2.63; p = 0.08; ηp2
index. = 0.07; Figure 2(a).
JOURNAL OF CLINICAL AND EXPERIMENTAL NEUROPSYCHOLOGY 7

Figure 2. Episodic memory performance in healthy comparisons and AD patients according to the encoding condition: (a)
percentage of words accurately recalled during the immediate recall; (b) percentage of words accurately recalled after a 10-min
retention delay (cued recall); (c) percentage of words accurately recalled after a 24-hour retention delay (cued recall). Bars represent
the standard error of the mean.

10 min delayed recall observed in the positive musical condition, followed by


negative musical and spoken conditions (both p = 0.003),
The first ANOVA conducted on free recall revealed a main
while the latter two did not differ (p = 0.33; Figure 2(b)).
effect of Group, F(1, 37) = 61.56; p = 0.001; ηp2 = 0.79. The
A different pattern was observed in patients, F(2,
percentage of words recalled after a 10 min retention delay
24) = 24.94; p = 0.001; ηp2 = 0.68, for whom both musical
was higher in HCs (64.27 ± 3.74) than in patients
conditions led to better recall than the spoken one (both
(13.42 ± 5.29). A main effect of Condition was also
p = 0.001) without any difference according to the musical
found, F(2, 74) = 6.93; p = 0.002; ηp2 = 0.16, due to higher
valence (p = 0.52).
performance in the two musical conditions (positive music:
45.98 ± 3.68; negative music: 43.22 ± 4.53) than in the
spoken one (27.33 ± 5.16; both p = 0.01), while the two
24-hour delayed recall
musical conditions did not differ (p = 0.56). The Group
x Condition interaction was not significant, F(2, 74) = 2.24; Given that the percentage of words recalled after a 24-
p = 0.11; ηp2 = 0.06. hour retention delay was dramatically poor in patients
A high proportion of patients did not retrieve any words (3.44 ± 5.07; versus HCs: 41.62 ± 3.58), the ANOVA
during the free recall (positive music: 61%; negative music: was only conducted on cued recall. It revealed a Group
38%; spoken: 92%), while this proportion was lower in HCs effect, F(1, 37) = 44.41; p = 0.001; ηp2 = 0.55, with
(positive and negative conditions: <1%; spoken: 27%). poorer recall in patients (9.91 ± 4.98) than in HCs
Thus, a second ANOVA was conducted on the percentage (50.58 ± 3.52). The main effect of Condition, F(2,
of words recalled after the first sentence of the text was 74) = 10.81; p = 0.001; ηp2 = 0.23, and the Group
given as a cue (cued recall). It revealed a main effect of x Condition interaction, F(2, 74) = 3.90; p = 0.02;
Group, F(1, 37) = 69.49; p = 0.001; ηp2 = 0.65, due to a lower ηp2 = 0.09, were significant. Further univariate
performance in patients (22.43 ± 4.91) than in HCs ANOVAs showed a Condition effect in HCs, F(2,
(72.51 ± 3.47). The main effect of Condition, F(2, 50) = 11.79; p = 0.001; ηp2 = 0.32, due to better recall
74) = 19.05; p = 0.001; ηp2 = 0.34, and the Group after the positive musical encoding than in the other
x Condition interaction, F(2, 74) = 4.97; p = 0.009; ηp2 two conditions (both p = 0.001), while negative musical
= 0.12, were significant. Univariate ANOVAs were con- and spoken conditions did not differ (p = 0.44).
ducted to further investigate this interaction. The A different pattern was observed in patients, F(2,
Condition effect in HCs, F(2, 50) = 6.74; p = 0.003; ηp2 24) = 8.18; p = 0.002; ηp2 = 0.41, since both musical
= 0.21, showed that the best recall performance was conditions led to a better recall than the spoken one
8 S. RATOVOHERY ET AL.

(both p = 0.005; Figure 2(c)), without any difference x Valence x Delay was significant, F(2, 74) = 5.77; p = 0.005,
according to the musical valence (p = 0.55). ηp2 = 0.14 (Figure 3).
In HCs, the Valence x Delay interaction, F(2, 50) = 3.97;
p = 0.03; ηp2 = 0.14, is explained by a greater benefit of
Emotional benefit positively-valenced over negatively-valenced music as the
retention delay increases, while in AD patients, the trend of
The emotional benefit index was calculated by subtracting
Valence x Delay interaction, F(2, 24) = 3.22; p = 0.06; ηp2
the percentage of words recalled in the spoken condition
= 0.21, revealed a different pattern: immediate performance
from the percentage of words recalled in each musical
was better with positively-valenced than with negatively-
condition (a positive index revealed that the musical con-
valenced music, F(1, 12) = 5.47; p = 0.04; ηp2 = 0.31, while
dition was associated with better recall than the spoken
no difference according to the valence was observed
condition). The ANOVA conducted on this index revealed
after 10 min (F(1, 12) = 0.44; p = 0.52; ηp2 = 0.04) or
no significant effect of Group, F(1, 37) = 3.05; p = 0.09; ηp2
24 h (F(1, 12) = 0.381; p = 0.55; ηp2 = 0.03).
= 0.07 (HCs: 8.04 ± 2.43; AD patients: 15.39 ± 3.44). The
main effect of Valence was significant, F(1, 37) = 9.24;
p = 0.004; ηp2 = 0.20, due to a higher benefit when the
Correlation analyzes
music used was positively-valenced (14.58 ± 2.11) than
when negatively-valenced (8.86 ± 2.48). Furthermore, the Considering that three patients of our AD sample
Group x Valence interaction was significant, F(1, obtained a MBEA score below the conventional cutoffs
37) = 6.54; p = 0.01; ηp2 = 0.15. On closer scrutiny, uni- for amusia, supplemental analyzes were performed to
variate ANOVAs showed that this interaction was driven ensure that patients who scored poorly on the melodic
by a valence effect in HCs, F(1, 25) = 20.34; p = 0.001; ηp2 processing subtest of the MBEA also benefited from the
= 0.45, with a higher benefit with positively-valenced music musical encoding. Correlations between this MBEA
(13.31 ± 2.79) than when negatively-valenced (2.78 ± 3.26), score and the emotional musical benefit index in AD
whereas the benefit did not differ according to the musical group were not significant after 10 min (positive con-
valence in AD patients, F(1, 12) = 0.13; p = 0.73; ηp2 = 0.01 dition: ρ = 0.22; p = 0.46; negative condition: ρ = 0.14;
(positive: 15.85 ± 2.03; negative: 14.94 ± 2.51). However, p = 0.65) or after 24 h (positive condition: ρ = −0.02;
there was also a significant effect of delay, F(2, 74) = 7.97; p = 0.96; negative condition: ρ = 0.18; p = 0.55).
p = 0.001; ηp2 = 0.18, but the triple interaction Group Individual analyzes suggest that those three patients

Figure 3. Musical benefit index in healthy comparisons and AD patients according to the retention delay and the musical valence.
This index was computed by subtracting the percentage of words recalled in the spoken condition from the percentage of words
recalled in each musical condition. For delayed recall, the cued scores were considered. Bars represent the standard error of the
mean.
JOURNAL OF CLINICAL AND EXPERIMENTAL NEUROPSYCHOLOGY 9

also have poor global recall performance indicating results reported in the literature (Table 1). Conversely,
a more advanced disease. Accordingly to this assump- the retention delay might impact the results if it is too
tion, the correlation between the MBEA and MMSE long with respect to the disease severity (e.g., Baird
scores was significant in AD group (ρ = 0.56; p = 0.04). et al., 2017 who proposed a delayed recall after
Considering that five patients scored above the clin- 30 min to AD patients with a mean MMSE score of
ical depression cut off scores, supplemental analyzes 17.5 ± 4.3). By contrast with Simmons-Stern’s results
were performed to check whether higher depression (Simmons-Stern et al., 2012), the present findings sug-
scores might influence the pattern observed on the gest that music might enhance recollection processes
musical benefit. Correlations between the GDS scores and not only familiarity (see also Palisson et al., 2015;
and the emotional musical benefit index in AD group Moussard et al., 2014 for convergent results). The fact
were not significant during the encoding (positive con- that familiar songs were chosen and that a reinforced
dition: ρ = −0.33; p = 0.27; negative condition: encoding procedure was used with a multimodal cod-
ρ = −0.05; p = 0.87), after 10 min (positive condition: ing of texts (both visually and auditorily displayed)
ρ = 0.39; p = 0.19; negative condition: ρ = 0.35; might have ensured a richer and deeper encoding
p = 0.24) or after 24 h (positive condition: ρ = −0.14; (Craik & Lockhart, 1972). Interestingly, this mnemonic
p = 0.64; negative condition: ρ = 0.27; p = 0.38). effect of music was observed in AD patients without
musical background, thus suggesting that this effect
could be generalizable whatever the musical back-
Discussion
ground of patients and cannot be explained by the
There is a growing literature on music-based interven- sparing of an over-learned complex skill in
tions to address a variety of goals in clinical settings, musicians AD. Thus, this result offers clinical insights
especially in the field of dementia (e.g., Baird & by showing that music mnemonics seems to be an area
Thompson, 2018; Raglio, Filippe, Bellandi, & Stramba- of functioning that is relatively robust to brain damage
Badiale, 2014; Robb et al., 2018; van der Steen et al., in AD and could potentially offer a simple low-cost
2018). Nevertheless, the benefits of these interventions strategy to maintain memory recall of a limited amount
on cognition remain unclear. The present study aimed of information (e.g., daily activities) in persons with
at investigating whether music may be effective as mild to moderate AD.
a mnemonic strategy to help the learning of new verbal The second aim of the present study was to examine
information. To investigate this issue, we compared whether this musical benefit on memory may be modu-
encoding then immediate and delayed retrieval (after lated by the valence characteristics of the musical back-
10 min and 24 h) of two texts presented in a musical ground used. Results showed that valence matters in
condition (i.e., sung lyrics) compared to a spoken text, HCs since the benefit of musical encoding was
in AD patients and healthy comparisons. The two sung observed when the excerpt was positively-valenced
lyrics conditions differed in the valence characteristics but not when negatively-valenced (see also
of the musical background (positive versus negative) in Ratovohery et al., 2018). This results is consistent
order to determine whether the musical mnemonic with the positivity bias reported in normal aging
in AD might depend on emotional valence. (Charles et al., 2003; Reed et al., 2014). In AD,
First, patients’ overall performance in verbal episo- a different pattern was observed: while the positivity
dic memory was lower than that of healthy compari- effect existed at short-term (immediate recall), no dif-
sons, whatever the score considered. As expected, ference according to the valence was observed after
patients with mild to moderate AD showed encoding 10 min or 24 h, meaning that this effect disappeared
and retrieval deficits in episodic memory, which is well after a retention delay. When considering the preva-
known as a core symptom in typical amnestic forms lence of AD patients who did not recall any words, it
of AD (e.g., Sarazin et al., 2007) and classically appears that it was more frequently the case in the
explained by medial temporal lobe atrophy including spoken condition followed by the positive condition,
the hippocampus (Sarazin et al., 2010). while less frequent in the negative condition. This
Furthermore, consistently with our hypothesis, sung result suggests that the free recall after 10min may
texts were better remembered than spoken texts by AD even be easier when the sung text was encoded asso-
patients, for encoding scores (number of lines learned ciated with a negatively-valenced excerpt. These results
and immediate recall). This was also true for delayed are consistent with the findings of Sava et al. (2015),
recalls (see Palisson et al., 2015; Moussard et al., 2014 who found no positivity bias in free recall of visual
for converging results), suggesting that the retention stimuli in AD patients. Consistently with their study,
delay is not the main factor to explain the divergent we used a rich deep encoding, suggesting that the
10 S. RATOVOHERY ET AL.

intentional process during encoding was not sufficient differed in other characteristics that musical valence (for
in AD to elicit the positivity bias in free recall tasks example in terms of complexity and tempo) that might
(Sava et al., 2015; Reed et al., 2014; see also Kalanzaga have influenced performance (e.g., Ferreri & Verga,
et al., 2016 for converging results using words). Thus, 2016). Contrary to what the present findings show, if
the present study extends these findings to the musical one musical excerpt was less complex than the other
domain for the first time in AD, suggesting overall that one, better performance to learn and recall the text asso-
the positivity bias vanishes in this disease. ciated with the less complex melody would have been
From a more theoretical perspective, this second result observed regardless the group considered. Also, the
may provide arguments in favor of the Socio-emotional Chopin’s excerpt has a slower tempo than the
Selectivity theory (SST; Carstensen, Isaacowitz, & Beethoven’s one. Sung stimuli with a slower presentation
Charles, 1999). This theory posits that the positivity effect rate can facilitate the learner’s ability to memorize
results from top-down strategies to regulate emotions. (Kilgour, Jakobson, & Cuddy, 2000). Consistently with
Accordingly, the decline in cognitive resources associated this assumption, the better recall performance should
with AD is believed to prevent from such top-down have been observed in the negatively-valenced rather
strategies from occurring, thus leading to the disappear- than in the positively-valenced encoding condition. Yet,
ance of the positivity bias in this disease (see Kalanzaga we observed the reverse pattern in HCs. Thus, it seems
et al., 2016 for a discussion). Consistently, Landré et al. unlikely that these other possible differences between the
(2013) showed that the emotional enhancement of mem- two musical excerpts, which have not been assessed and
ory decreased and even disappeared in AD when medial controlled, may explain the findings observed in both
temporal atrophy increased (Landré et al., 2013). HCs and AD patients.
However, other alternatives hypotheses might explain Some other methodological limitations also need to
why musical mnemonics seem effective in AD regardless be addressed. Unfortunately, it was not possible to
the valence of the excerpts used. First, music influence counterbalance the association between one text and
emotion in a positive way no matter its valence charac- the music condition (positive or negative) due to the
teristics (Croom, 2015). For example, Cuddy and collea- fact that the texts were written to be sung on the
gues found that music-evoked autobiographical positive or the negative melody, and thus fitted only
memories are more positive in AD than in young adults, one experimental condition. However, a pretest we
regardless the valence of the musical cue (Cuddy, Sikka, reported in Ratovohery et al. (2018) confirmed that
Silveira, Bai, & Vanstone, 2017). Thus, it is possible that learning of the three texts when all presented spoken
both musical conditions were associated with positive without music led to similar encoding and retrieval
emotions and/or memories in AD, explaining why both performance in healthy participants. This suggests
conditions lead to better memory. In the same way, that performance differences observed when texts are
listening to music during the encoding stage may be sung during the encoding stage may be explained by
associated with reward feelings that could also help recol- differences between musical excerpts and their asso-
lection (Ferreri & Rodriguez-Fornells, 2017). Second, ciated characteristics rather than by differences
both musical conditions led to a better recall than the between texts themselves. We also chose to use one
spoken encoding condition because of the modality dif- melody for each valence due to practical considera-
ference (sung versus spoken). In this case, the benefit tions. Indeed, the inclusion of added melodies to test
observed might be explained by a preserved music pro- each valence would have be associated with a very long
cessing in AD, by contrast with a language processing lasting procedure, which could have not been tolerable
deficit (Baird & Thompson, 2019; Golden et al., 2017). to participants with AD. Finally, concerning our AD
Consequently, sung text processing may be easier during participants, we found that 23% of our sample scored
the encoding phase, leading to better subsequent recall. below the conventional cutoffs scores for amusia. It is
Arguing in favor of music as playing a facilitating role, possible that these patients had poorer comprehension
Ferreri and colleagues showed that the dorsolateral pre- abilities. Alternatively, this suggests that a few AD
frontal cortex – classically involved during encoding – patients may present melodic processing deficits at
was deactivated in older adults during a musical encoding a moderate stage of the disease (Campanelli et al.,
of words in comparison with a silent encoding (Ferreri, 2016). However, we found that the MBEA score was
Aucouturier, Muthalib, Bigand, & Bugaiska, 2013; Ferreri not correlated to the emotional musical benefit
et al., 2014). Finally, from a methodological point of view, observed in AD suggesting that our results were not
although chosen based on pilot testing for valence, arou- better explained by the characteristics of patients
sal and familiarity properties, we cannot totally rule out group. Higher depression scores in AD group did not
the possibility that our musical excerpts may have influence the pattern observed on the musical benefit,
JOURNAL OF CLINICAL AND EXPERIMENTAL NEUROPSYCHOLOGY 11

as indicated by correlations analyzes, meaning that the Baird, A., & Thompson, W. F. (2018). The impact of music
absence of positivity effect in AD may not be related to on the Self in dementia. Journal of Alzheimer’s Disease, 61
a mood congruency effect (Mayler, Gayle, Meehan, & (3), 827–841.
Baird, A., & Thompson, W. F. (2019). When music compen-
Haarman, 1990). sates language: A case study of severe aphasia in dementia
The present study provides additional arguments and the use of music by a spousal caregiver. Aphasiology,
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the New York Academy of Sciences, 1375, 28–37.
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Acknowledgments Chainay, H., Sava, A., Michael, G. A., Landré, L., Versace, R.,
& Krolak-Salmon, P. (2014). Impaired emotional memory
The authors are grateful to the Psychology students Prudence enhancement on recognition of pictorial stimuli in
Perriet and Aude Gachet who assisted the first author in Alzheimer’s disease: No influence of the nature of encod-
carrying out the evaluations of the healthy comparisons and ing. Cortex, 50, 32–44.
patients, and Ullie Bin who recorded the audio lyrics (spoken Charles, S. T., Mather, M., & Carstensen, L. L. (2003). Aging
and sung versions). We also thank Elizabeth Rowley-Jolivet for and emotional memory: The forgettable nature of negative
English language editing of the manuscript. images for older adults. Journal of Experimental
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