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Meghna P. Mansukhani, Bhanu Prakash Kolla, Salim Surani, Joseph Varon &
Kannan Ramar
To cite this article: Meghna P. Mansukhani, Bhanu Prakash Kolla, Salim Surani, Joseph Varon
& Kannan Ramar (2012) Sleep Deprivation in Resident Physicians, Work Hour Limitations, and
Related Outcomes: A Systematic Review of the Literature, Postgraduate Medicine, 124:4, 241-249,
DOI: 10.3810/pgm.2012.07.2583
DOI: 10.3810/pgm.2012.07.2583
Meghna P. Mansukhani, Abstract: Extended work hours, interrupted sleep, and shift work are integral parts of medical
MBBS 1 training among all specialties. The need for 24-hour patient care coverage and economic factors
Bhanu Prakash Kolla, MBBS, have resulted in prolonged work hours for resident physicians. This has traditionally been
MRCPsych 2 thought to enhance medical educational experience. These long and erratic work hours lead
to acute and chronic sleep deprivation and poor sleep quality, resulting in numerous adverse
Salim Surani, MD, MPH,
consequences. Impairments may occur in several domains, including attention, cognition, motor
FAASM, FCCP 3
skills, and mood. Resident performance, professionalism, safety, and well-being are affected by
Joseph Varon, MD, FACP,
sleep deprivation, causing potentially adverse implications for patient care. Studies have shown
FCCP, FCCM 4,5,6 adverse health consequences, motor vehicle accidents, increased alcohol and medication use,
Kannan Ramar, MD 7 and serious medical errors to occur in association with both sleep deprivation and shift work.
1
Fellow, Center for Sleep Medicine, Resident work hour limitations have been mandated by the Accreditation Council for Graduate
Mayo Clinic, Rochester, MN; Medical Education in response to patient safety concerns. Studies evaluating the impact of these
2
Assistant Professor of Psychiatry,
Mayo Clinic, Rochester, MN; regulations on resident physicians have generated conflicting reports on patient outcomes, dem-
3
Associate Professor of Medicine, onstrating only a modest increase in sleep duration for resident physicians, along with negative
Division of Pulmonary and Critical
perceptions regarding their education. This literature review summarizes research on the effects
Care Medicine, Texas A&M
University, College Station, TX; of sleep deprivation and shift work, and examines current literature on the impact of recent work
4
Professor of Acute and Continuing hour limitations on resident physicians and patient-related outcomes.
Care, T he University of Texas Health
Science Center at Houston, Houston, Keywords: internship; medical training; residency; hours; stress; psychological; clinical
TX; 5Professor of Clinical Medicine, competence; quality of life; well-being; burnout; medical errors; safety; fatigue; sleep loss;
The University of Texas Medical
sleep deprivation
Branch at Galveston, Galveston,
TX; 6Chief of Critical Care Services,
University General Hospital,
Houston, TX; 7Assistant Professor Introduction
of Medicine, Division of Pulmonary, An adequate quantity and quality of sleep are needed to function effectively during the
Sleep and Critical Care Medicine,
Mayo Clinic, Rochester, MN day, and are of paramount importance in maintaining a healthy lifestyle. The increas-
ing complexity of patient care due to multiple comorbidities and polypharmacy, and
the need for 24-hour hospital coverage, have placed significant stress on physicians in
training and other health care providers.1,2 During their training, resident physicians are
required to work extended hours and shifts, and to be on call. This can result in acute
and chronic sleep deprivation, which can impact the well-being of resident physicians
and patient care.3–5
In response to the death of Libby Zion, an 18-year-old patient whose death
was thought to be related in part to resident physician sleep deprivation, the Bell
Correspondence: Salim Surani, MD, Commission issued a report recommending specific limitations on resident work
7613 Lake Bolsena, hours.6 In 1989, New York State enacted changes in its health code whereby resident
Corpus Christi, TX 78413.
Tel: 361-885-7722
physicians could work no more than an average of 80 hours per week.7 Also, the
E-mail: srsurani@hotmail.com Accreditation Council for Graduate Medical Education (ACGME) mandated work
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Mansukhani et al
hour limitations (WHLs) in July 2003; these were recently cal competence, quality of life, well-being, burnout, medical
updated (Table 1).6 This has stimulated an intense debate on errors, safety, fatigue, sleep loss, and sleep deprivation.
the optimal balance between patient care, resident education,
and patient and physician well-being.8 Results
The purpose of this systematic review is to present Acute and Chronic Sleep Deprivation
published data on the impact of sleep deprivation on resident Among Residents
physicians, as well as its consequences, and ways to prevent Acute sleep loss causes a dose-dependent decrement in mood,
it from harming patients and residents without compromising cognitive performance, and motor skills.9,10 Progressive
medical training. wakefulness between 14 and 26 hours results in an hourly
decline in cognitive psychomotor performance similar to a
Methods 0.04% increase in blood alcohol concentration.11 Resident
Eligibility Criteria performance after long work hours (90 hours per week and
Studies that evaluated the effects of sleep loss on physicians mandated on-call shift every fourth or fifth night for 34–36
in training were eligible for review. Due to the limited number consecutive hours) is comparable with impairment associated
of studies available on this topic, we accepted all reported with a 0.04 to 0.05 g% blood alcohol concentration.12 Long
outcome measures. All authors independently identified trials work hours resulted in poor performance on tasks requiring
for inclusion. Primarily, titles and abstracts of the records sustained attention and vigilance, resulting in an increased
retrieved by the search were assessed in order to exclude number of errors and delayed reaction time.12 Acute sleep
studies that did not report any outcome data. Disagreements loss could, thus, pose a significant threat to work-related per-
between the reviewers were resolved by discussion with the formance and the safety of patients and resident physicians.
senior author (KR). The effects of chronic sleep deprivation are similar, resulting
in attention lapses, sluggish working memory, depressed mood,
Information Sources and Search Methods and reduced cognitive performance (Table 2).13 The adverse
A comprehensive literature search of electronic databases effects of partial sleep loss may be cumulative, particularly
(Medline, EMBASE, and PubMed) was conducted, irrespective with a lack of adequate recovery sleep.14 Restriction of sleep
of publication date. The search keywords used were internship, to , 6 hours per night for # 2 weeks results in cognitive per-
medical training, residency, hours, stress, psychological, clini- formance deficits equivalent to up to 48 hours of total sleep
loss.14 Subjective awareness of sleepiness seems to plateau
with time, resulting in a situation in which the individual is
Table 1. ACGME Resident W
ork Hours unaware of the level of his or her impairment.14
• Duty hours must be limited to 80 hours per week, averaged over Individual differences in the global response to sleep
a 4-week period, inclusive of all in-house call activities and all loss and variations in the degree to which several of the
moonlighting.
neurocognitive domains are affected can impact the response
• Residents must be scheduled for a minimum of 1 day free of duty
every week (when averaged over 4 weeks). At-home call cannot be
assigned on these free days.
• Duty periods of PGY-1 residents must not exceed 16 hours in duration.
Table 2. Effects of Sleep Loss on Cognitive Functioning
• Duty periods of PGY-2 residents and above may be scheduled to Cognitive Domain Effect of Sleep Loss
a maximum of 24 hours of continuous duty in the hospital. Strategic Executive functioning Increased difficulty with switching tasks,
napping, especially after 16 hours of continuous duty and between increased errors while performing tasks
the hours of 10:00 PM and 8:00 AM, is strongly suggested. requiring behavioral inhibition, performance
• Residents must not be assigned additional clinical responsibilities after worsening with increasing complexity of tasks
24 hours of continuous in-house duty.
Memory Possible reduction in digit recall and visuospatial
• PGY-1 residents should have 10 hours, and must have 8 hours, free memory
of duty between scheduled duty periods. Intermediate-level residents
Reaction time Reduced speed of response and diminished
should have 10 hours free of duty.
accuracy
• Residents must not be scheduled for . 6 consecutive nights of night float.
Attention and Worsening response on psychomotor vigilance
• PGY-2 residents and above must be scheduled for in-house call no
concentration tasks that improve after a recovery sleep period
more frequently than every third night.
Emotional regulation Reduced self-regard, empathy, impulse control,
Adapted from the 2011 ACGME Common Program Requirements.6 and positive thinking
Abbreviations: ACGME, Accreditation Council for Graduate Medical Education;
PGY, postgraduate year. Adapted from J Int Neuropsychol Soc.13
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Sleep Deprivation Among Residents
to sleep deprivation. 15 Environmental factors, such as Improve Patient Safety proposed changes to the ACGME
motivation, body posture, light, and noise, can also affect the regulations in 2008 (Table 2).18 The ACGME has accepted
overall response to sleep loss.16 These conditions are often these recommendations and has mandated residency programs
suboptimal in a busy hospital environment, particularly out to implement the changes from July 1, 2011. The financial
of normal working hours, and could exacerbate the effects impact of the proposed changes is considerable, with an esti-
of acute and chronic sleep loss on residents. mated annual cost of $1.6 billion for their implementation.19
Shift W
ork Among Residents Effects of Sleep Loss
Shift work is common in medical training and necessary for The existing literature that largely assesses the effects of
24-hour hospital coverage. This poses difficulties not only sleep deprivation among physicians in training is method-
with a loss of actual number of hours of sleep, possibly due ologically limited, as most are survey studies that are prone
to insufficient sleep opportunities and circumstances for to recall bias. It is difficult to ascertain the degree to which
daytime sleep in many cases, but also causes a major disrup- the adverse effects and impairments are attributable to sleep
tion in the normal circadian process.17 Shift work disorder is loss or scheduling factors resulting in residents having to
associated with insomnia during desired sleep periods and work during their natural sleep time. Although there is some
excessive sleepiness and/or decreased alertness during work conflicting evidence as to whether actual sleep deprivation or
shifts, with implications for impaired performance and safety circadian process disturbances are responsible for the com-
of physicians in the workplace. mission of medical errors, overall, the data suggest that there
The Institute of Medicine Committee on Optimizing is a deleterious effect of long work hours and shift work on
Graduate Medical Trainee Hours and Work Schedules to numerous resident- and patient-related outcomes (Table 3).
© Postgraduate Medicine, Volume 124, Issue 4, July 2012, ISSN – 0032-5481, e-ISSN – 1941-9260 243
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Mansukhani et al
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Sleep Deprivation Among Residents
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Mansukhani et al
neutral effect on or a decrease in patient mortality rates. One the nap schedule compared with the standard schedule, use
study reported an increase in nonfatal surgical complications of alternative coverage during the nap period was impaired
after implementation of the 80-hour WHLs.50 The authors of by the desire to take care of their patients and concerns
this study speculate that the increase in complication rates about continuity of care.56 Educational interventions, such
could be related to the implementation of the 80-hour work as the Sleep, Alertness, and Fatigue Education in Residency,
week. Another study, however, showed no difference in focusing on sleep loss and recovery in residents adhering to
complications or mortality rates in trauma surgery performed ACGME WHLs, found no significant effect on residents’
at night by residents who worked for . 16 hours compared pre– or post–on-call sleep.57
with those performed during the day, calling into question Surveys of residents across specialties have suggested an
the 16-hour ACGME rule.45 overall improved quality of life, but the effects on perceived
A recent systematic review showed that the odds of patient care and learning have varied.58,59 In an online survey
patient death before implementation of the WHLs were of 720 family medicine residents, 83% indicated that reason-
slightly higher (odds ratio, 1.12; 95% CI, 1.07–1.17) than able work hours would be 60 to 80 hours/week, approximately
after implementation.27,51 Findings were consistent across half perceived the revision of supervision favorably, and 18%
specialties. In this study, only small differences in mor- admitted under-reporting duty hours. Overall satisfaction
tality rates were noted despite a significant reduction in with future WHLs were mixed, with 41% being unsatisfied
work hours, and findings were similar in teaching versus or very unsatisfied. Selection and recall bias were potential
non-teaching hospitals, calling into question whether it limitations of this study.60
was the reduction in work hours alone or overall improve-
ments in health care delivery that were responsible. Hence, Resident and Faculty Opinions
it is difficult to discern whether the observed difference is About the WHLs
actually due to the implementation of the new ACGME Recent surveys pertaining to the WHLs have revealed nega-
regulations, particularly in the absence of prior evidence tive feedback from program directors and clinical faculty.61,62
directly associating physician fatigue with patient mortality. Supervising physicians consistently perceived that the resi-
Another systematic review that examined patient outcomes dent educational experience worsened, patient continuity of
and resident education outcomes found that there was no care was affected, and that the faculty incurred more clinical
increase in patient mortality rates after the implementation of work. It is thought that the lack of continuity of care will
the 80-hour work week.52 This study did not find an adverse increase the number of handovers, which has previously been
impact on resident education. shown to be a source of medical errors.63,64 Some studies have
Studies have continued to show a severe degree of sleepi- expressed concern from faculty regarding reduced operative
ness in residents and fellows even after the implementation of experiences for surgical residents.65 A recent e-mail survey
the WHLs.53,54 A web-based nationwide survey of residents involving 464 respondents of 719 eligible programs revealed
1 year after the implementation of ACGME WHLs demon- that surgery directors were more likely than internal medi-
strated an increase in mean nightly sleep duration of only cine directors to believe that the new ACGME regulations
22 minutes (from 5.91 to 6.27 hours), despite a decrease in would decrease residents’ competency, medical knowledge,
overall weekly work hours and duration of shifts.46 However, practice-based learning/improvement, communication skills,
84% of 1278 interns in the survey reported work hours in and professionalism.66 Many program directors believed that
violation of the standards, especially with the 30-hour rule. the changes would not affect resident fatigue. Directors of
These findings indicate that limiting work hours alone may small, community-based programs were nearly 3 times more
not serve as a sufficient strategy to address sleep deprivation likely to believe that education would be adversely affected
among residents. Additionally, a study of post–on-call anes- compared with directors of university-based programs.
thesia residents showed that they were poor judges of how Although the surveys of residents and program directors
sleepy they felt, and that extending their sleep times resulted are equivocal, the single survey of public opinion about
in a normalization of their daytime sleepiness.55 resident work hours indicates that the US public underesti-
Scheduled naps have been suggested as a way to offset mates the hours worked by most residents. They estimate that
sleepiness in residents. A study that looked at the effects residents work 12.9-hour shifts and 58.3-hour work weeks.67
of a nap during the extended–work hour shift reported that This survey probably suggests that the US public believes
while interns reported less overall post–on-call fatigue on that the maximum ideal shift length should be 10.9 hours and
246 © Postgraduate Medicine, Volume 124, Issue 4, July 2012, ISSN – 0032-5481, e-ISSN – 1941-9260
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Sleep Deprivation Among Residents
50 hours per work week. Only 1% of the people surveyed by disrupting circadian processes in already sleep-deprived
felt that shifts . 24 hours were feasible. physicians. Several adverse health consequences have been
associated with shift work and sleep deprivation, including an
Discussion elevated incidence of metabolic syndrome and increased risk
The homeostatic and circadian processes of the sleep–wake of cancer.69,70 An increase in motor vehicle accidents has been
cycle in physicians in training are challenged by the number reported by physicians working long shifts, and impairments
of consecutive work hours, interruption of sleep from pagers in cognitive and psychomotor skills and increased medical
and phone calls, inadequate sleep recovery, and shift work. errors have been noted, independent of the total number of
The consequences are acute and chronic sleep deprivation hours worked.
and poor sleep quality, with concomitant deterioration in Most of the studies evaluating the repercussions of sleep
performance and patient safety. loss in residents are survey based. Therefore, they are prone
Evidence points toward impaired performance, cognition, to selection and/or recall bias. The actual contribution of
mood, and overall well-being and safety, particularly among sleep deficiency or circadian factors independent of other
physicians in training.68 There appears to be a dose-response variables that can affect alertness and performance is not
relationship between the number of hours of acute sleep debt clear. However, the overwhelming detrimental consequences
and these impairments. Chronic partial sleep deprivation of long work hours and shift schedules on several resident-
causes similar consequences on mood, cognition, and motor and patient-related outcomes highlights the importance and
skills.68 The adverse effects may accumulate dangerously over urgent need for measures to address sleep loss in residents
time with inadequate recovery sleep. Studies have shown and the need to objectively assess the effectiveness of such
that subjective awareness of sleepiness plateaus with time, interventions. The financial burden of these interventions is
potentially placing residents and patients at even higher risk likely to be immense, and a cost–benefit analysis will need to
from the effects of sleep loss.14 be included in future studies to fully gauge the overall effects.
Attention, memory, cognitive processing, and the ability to The early impact of the ACGME WHLs is perceived as
learn all appear to be affected by extended–work hour shifts, mixed with regard to various resident- and patient-related out-
impacting complex medical decision making and increasing comes. Statistics on patient complications and mortality rates
medical errors.13 Speed and accuracy of motor skills have are conflicting. The actual number of hours of sleep obtained
been shown to decline in several studies, and the number of after decreasing weekly work hours is modest. Educational
needle-stick injuries has been found to increase after a night programs designed to increase physician awareness of sleep
of being on call.21–25 Impairments in multiple domains sig- loss and recovery have not resulted in a significant increase
nificantly impair resident performance. Despite these impair- in sleep duration. Although most surveys suggest an overall
ments, the current literature does not demonstrate a consistent, improvement in quality of life, perceptions regarding learn-
unequivocal improvement in patient-related outcomes since ing opportunities for physicians in training and continuity
implementation of the WHLs.20,21,25 of patient care are variable.66 Senior physicians, particularly
In addition to errors in the workplace, residents working faculty members, have reported increasing workloads and
long hours and night shifts relate increased rates of motor vehi- worsening educational experiences for residents. However,
cle accidents, particularly while commuting from work.30–33 there are few studies examining the impact of WHLs on
Therefore, sleep deprivation has major negative consequences faculty members.71 Studies have shown possible reduced
on the safety of society in general. Mood and irritability appear operative experiences for surgical residents after the imple-
to be affected early on, with a perceived lack of time for daily mentation of WHLs.72,73 To understand the true influence of
activities, guilt about not spending enough time with family, these changes, long-term studies are needed once the WHLs
and difficulties with parenting and interpersonal relationships are universally adopted and enforced more stringently.
reported by physicians in training.20 Professionalism is nega- Further studies are also needed to assess the effects of
tively affected, with medication use, alcohol consumption, the WHLs not only on outcomes such as medical errors,
and conflicts with colleagues escalating with increased sleep motor vehicle accidents, and physician well-being, but
loss.29 These factors significantly affect the overall well-being also on resident motivation and longitudinal educational
of many young physicians and their families. experiences. Continuity and quality of patient care will need
Shift work, endemic in medical training and in the health to be assessed. Environmental and individual factors, such as
care system in general, results in substantial additional stress lighting and noise in the workplace, may need to be taken into
© Postgraduate Medicine, Volume 124, Issue 4, July 2012, ISSN – 0032-5481, e-ISSN – 1941-9260 247
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Mansukhani et al
consideration when designing programs to limit work hours 11. Dawson D, Reid K. Fatigue, alcohol and performance impairment.
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