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Teaching and Teacher Education 77 (2019) 53e65

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Teaching and Teacher Education


journal homepage: www.elsevier.com/locate/tate

Teachers’ emotional experiences in professional development: Where


they come from and what they can mean
Rachel E. Gaines a, *, David J. Osman b, Danika L.S. Maddocks c, Jayce R. Warner c,
Jen L. Freeman c, Diane L. Schallert c
a
Kennesaw State University, United States
b
Round Rock Independent School District (TX), United States
c
University of Texas at Austin, United States

h i g h l i g h t s

 Teachers' emotions differed in professional development (PD) and teaching contexts.


 Antecedents of emotions in PD emerged at self, training, and administration levels.
 Pleasant emotions in PD promoted engagement, implementation, and reflection.
 Unpleasant emotions in PD led teachers to disengage and inhibited implementation.

a r t i c l e i n f o
variables overlooked by previous studies. Unfortunately, most
Article history:
Received 16 January 2018 studies of the effect of teachers' subjective experiences in PD on
Received in revised form their receptivity have been based on retrospective accounts in
13 September 2018 cross-sectional studies, resulting in increased calls for research on
Accepted 17 September 2018
teachers’ experiences in PD over time (Kisa & Correnti, 2015).
Often when researchers have focused on teachers' practices and
knowledge (e.g., Borko, 2004), they have overlooked affective un-
derpinnings that influence teachers' understanding of PD. Although
researchers have studied teachers' emotions while teaching
Teacher professional development (PD) is increasingly viewed (Frenzel, 2014; Schutz, 2014) and in response to education reform
as a promising way to help teachers meet the demands placed on movements (Cross & Hong, 2009; Darby, 2008; Saunders, 2013),
them by ever-expanding accountability measures (Guskey, 2002). teachers' emotional experiences during PD are less well under-
Efforts to understand how PD can catalyze change, however, have stood. Grounded in Pekrun’s (2006) control-value theory of
been fraught with challenges. Scholars have noted a lack of research achievement emotions and Lazarus' (1991) cognitive-motivational-
on whether PD improves outcomes for teachers or students (Garet, relational theory of emotion, and influenced by burgeoning work
Porter, Desimone, Birman, & Yoon, 2001). Moreover, some studies on emotions and learning, we sought to describe the antecedents of
have identified positive associations between teachers’ participa- emotions teachers reported experiencing in various PD settings,
tion in PD and student achievement (Desimone, Smith, & Phillips, and the consequences of these emotions on their instruction and
2013; Yoon, Duncan, Lee, Scarloss, & Shapley, 2007) whereas engagement in future PD.
others have found null (Jacob, Hill, & Corey, 2017) or mixed
(Lindvall, 2017) results.
1. Theoretical framework
In response to these inconsistent findings, a growing literature
has highlighted the mediating role of teachers' subjective experi-
1.1. Professional development
ences (e.g., efficacy beliefs, prior knowledge) in their interactions
with PD (Avalos, 2011). This approach may help unravel some of the
Teachers acquire new beliefs, knowledge, and skills through
mysteries surrounding the impact of PD by uncovering influential
formal and informal PD experiences (Evans, 2018, pp. 1e14). Re-
searchers and practitioners have conceptualized a patchwork of
* Corresponding author. Department of Secondary and Middle Grades Education,
activities as PD, including structured in-service training sessions,
Kennesaw State University, Kennesaw, GA, 30144, United States co-teaching, observations, book clubs, and even discussions in the
E-mail address: rgaines7@kennesaw.edu (R.E. Gaines). hallway (Borko, 2004; Desimone, 2009; Wilson & Berne, 1999).

https://doi.org/10.1016/j.tate.2018.09.008
0742-051X/© 2018 Elsevier Ltd. All rights reserved.
54 R.E. Gaines et al. / Teaching and Teacher Education 77 (2019) 53e65

Formal PD experiences include trainings, courses, or other often at the heart of their work (Day & Leitch, 2001), and teachers
instructional activities conducted to support teachers’ continuing frequently experience enjoyment, anxiety, and anger while they
education and inspire positive change in their teaching (Yoon et al., teach (Frenzel, Becker-Kurz, Pekrun, & Goetz, 2015; Frenzel, Goetz,
2007). However, PD can be defined more broadly as any activity Ludtke, Pekrun, & Sutton, 2009a; Taxer & Frenzel, 2015). Moreover,
designed to “alter the professional practices, beliefs, and under- teachers' emotional experiences during class may directly impact
standing of school persons toward an articulated end” (Griffin, their behavior (Day & Leitch, 2001; Kunter et al., 2008), students’
1983, p. 2), such as improved student achievement. Therefore, PD emotional experiences (Becker, Goetz, Morger, & Ranellucci, 2014),
can be considered effective if it meets its articulated goals and and learning outcomes (Frenzel, Goetz, Stephens, & Jacob, 2009b).
improves teacher practices and student outcomes (Desimone et al., It follows that teachers' emotional experiences could be influ-
2013; Hill, 2009). ential in shaping their interactions with PD and implementation of
Attributes considered characteristic of high-quality PD include a what they learn in PD. Emotions are to some degree dispositional,
focus on content, alignment with teachers' instructional goals, although they are also highly sensitive to context (Schutz, 2014;
active teacher participation, and use of reform-type structure, such Schutz, Aultman, & Williams-Johnson, 2009), which led us to
as study groups (Desimone, Porter, Garet, Yoon, & Birman, 2002; consider teacher emotions specifically in the context of PD. There is
Garet et al., 2001). However, these characteristics do not necessarily some evidence that teachers' emotional experiences during PD may
lead to improved teacher practices (Cohen & Hill, 2000; Hill, 2009; differ from their emotions while teaching (Choi et al., 2016;
Kennedy, 1998). Some researchers, looking beyond training-level Saunders, 2013; Spillane, Reiser, & Reimer, 2002). In PD, teachers
features, have found that teachers' implementation of innovative often are asked explicitly to change their teaching practices, likely
strategies was mediated by several teacher-specific factors causing teachers to experience complex suites of pleasant and
including attitudes and beliefs about (Cross & Hong, 2009; Emo, unpleasant emotions (Darby, 2008; Lasky, 2005). Teachers’
2015; Steinert et al., 2010) and philosophical alignment with the emotional experiences during PD do not appear to be epiphe-
PD (Briscoe, 1991; de Jesus & Lens, 2005; Emo, 2015), as well as nomenal and seem to support or limit teacher growth (Hunt, 2016;
teachers' perceptions of and actual support from school leadership Lasky, 2005; Slavit, Sawyer, & Curley, 2003). Teachers experiencing
(Fullan & Hargreaves, 1997; Mathison, 1992). Yet, despite the crucial hope or joy during PD are likely to engage more deeply in the PD,
role of emotions in teaching, teachers’ emotional experiences envisioning new, innovative ways to implement what they have
during PD have received little attention as a mediator of imple- learned. Conversely, teachers overwhelmed with fear or anxiety
mentation of what was learned in PD. during PD may be unable to make connections to their practice,
instead focusing narrowly on the minimum requirements pre-
1.2. Conceptions of emotions sented in the training.
What research exists on teachers' emotional experiences in PD
Competing schools of thought conceive of emotions as the has taken a grounded approach rather than a theoretical approach
product of different processes (Kleinginna & Kleinginna, 1981). from an emotion perspective (Saunders, 2013; Tsang, 2015;
Emotions have been described as preconscious, physiological re- Twyford, Le Fevre, & Timperley, 2017). By contrast, we relied on
sponses to stimuli (LeDoux, 1995; Panksepp & Watt, 2011); as theoretical work on the role of emotion in learning (i.e., Pekrun,
disruptive/adaptive forces that catalyze maladaptive/adaptive be- 2006; Lazarus, 1991) to advance our understanding of the ante-
haviors (Scherer, 1982); and as the result of multiple, complex, cedents and consequences of teachers’ emotional experiences as
simultaneous processes (Smith & Kirby, 2001). We aligned our- learners during PD. The following sections overview these
selves with a cognitive-experiential conception of emotion, whereby theories.
subjective appraisals of antecedents (i.e., “stimuli for the experi- Control-value theory of emotion. Pekrun (2006) conceived of
ence of emotion”; Boucher & Brandt, 1981), informed by one's be- emotions as “coordinated processes of psychological subsystems
liefs, attitudes, background, and prior experiences (Lazarus, 1991; including affective, cognitive, motivational, expressive, and pe-
Pekrun, 2006), direct one's emotional responses. ripheral physiological processes” (p. 316). Control appraisals (ex-
Emotional experiences frequently are categorized by valence pectations that one can, by one's own volition, successfully achieve
(e.g., pleasant-unpleasant, positive-negative; Russell, 1980). In the an objective) and value appraisals (the “perceived importance of
current study, we classified emotional experiences as pleasant and success,” Pekrun, 2006, p. 317), along with the temporal context in
unpleasant, as this classification allowed for pleasant and un- which they are considered (i.e., reflecting on a past outcome,
pleasant emotional experiences to be associated with both positive assessing a current activity, or imagining a future outcome), trigger
and negative consequences (Pekrun, Frenzel, Goetz, & Perry, 2007). these processes and elicit emotions, which in turn guide motivation
For instance, uncertainty is an inherently uncomfortable cognitive and learning. For example, in a three-year longitudinal study of the
state typically accompanied by unpleasant emotions (Hofstede, connection between math teachers' enjoyment of teaching and
1986). However, uncertainty has been associated with positive students' enjoyment of math class, Frenzel et al. (2009a,b) found
consequences for learning (Glanville, 2007; Hmelo-Silver, 2004; that students, by observing their teachers' enjoyment of a topic,
Jordan & McDaniel, 2014). Therefore, referring to emotions that learned to value the topic and experienced enjoyment in class.
accompany uncertainty as unpleasant (as opposed to negative) Moreover, emotional experiences can affect interpretations of
accurately reflects its affective component without prescribing a and reactions to situations (Hidi & Renninger, 2006; Schiefele,
negative valence to the experience overall or its consequences. 1999), and teachers' emotional experiences in a PD may affect
Teacher emotions. Although all employees experience emo- their outlook on future PD. Thus, teachers' emotions serve as
tions during their work (Weiss & Brief, 2001), teaching can be feedback loops, driving their ongoing perceptions of control and
especially emotional work (Hargreaves, 1998; Saunders, 2013; value and altering their motivation and behavior (Goetz & Bieg,
Schutz, 2014; for reviews, see; Frenzel, 2014; Schutz & Zembylas, 2016; Pekrun, 2006). For example, Daniels et al. (2009) reported
2009; Uitto, Jokikokko, & Estola, 2015). According to Schutz and that certain achievement emotions significantly predicted college
Lanehart (2002), “emotions are intimately involved in virtually students’ goal adoption (e.g., mastery, performance-approach),
every aspect of the teaching and learning process and, therefore, an which in turn predicted achievement. Thus, unpleasant emotions
understanding of the nature of emotions within the school context may initiate a feedback loop if teachers come to associate PD with
is essential’’ (p. 199). Teachers' emotional bonds with students are external control, negative value, and unpleasant emotional
R.E. Gaines et al. / Teaching and Teacher Education 77 (2019) 53e65 55

experiences, further demotivating them and undermining their of emotional experiences in PD (see Table 2 for our integrated
learning during subsequent PD. model).
Cognitive-motivational-relational theory of emotion. A sec-
ond theoretical framework was the cognitive-motivational-
2. The current study
relational theory of emotion of Lazarus (1991), who defined
emotion as “an organized psychophysiological reaction to ongoing
In this qualitative study, we aimed to investigate the anteced-
relationships with the environment” (2000a, p. 230). Lazarus’
ents and consequences of teachers' subjective emotional experi-
model posits that individuals make meaning of their “ongoing
ences in various PD programs and sessions. We interviewed
relationship with the environment” through three appraisals. When
teachers on three occasions, with the first interview asking about
an environmental stimulus is first encountered, individuals make a
all past PD experiences. By contrast, the second and third in-
primary appraisal of the event in order to determine if they have any
terviews focused directly on PD sessions that had just occurred,
“stake in the outcome of the encounter” (Lazarus, 2000b, p. 54). If
increasing the likelihood of greater accuracy in participants' rec-
not, there will be no emotional response. However, if one appraises
ollections of their emotional experiences (Walker, Vogl, &
the context as beneficial to the achievement of a goal, pleasant
Thompson, 1997). Participants' subjective accounts of their
emotions result; if the environment is appraised as harmful to goal
emotional experiences during multiple PD sessions allowed us to
pursuit, unpleasant emotions arise. Individuals then make a sec-
answer the following research questions: (a) what antecedents give
ondary appraisal, evaluating whether to assign responsibility to
rise to emotional experiences in PD? and (b) what are the conse-
oneself or an external source. In the final appraisal, individuals
quences of teachers’ emotional experiences in PD?
gauge how they may change their relationship with the environ-
ment in order to alter prior appraisals.
Most importantly, according to Lazarus (2000b), emotions are 3. Method
not responses to physical properties of an environment, nor are
emotions based on factual data about one's interactions with the 3.1. Participants and setting
environment. Rather, “emotion is a reaction to meaning, and if the
meaning is changed, the subsequent emotion will also change” (p. Participants were the members of the English/language arts
59). Accordingly, empirical studies have found that teachers have department (10 women, 1 man) at a middle school that served
pleasant affect during PD when they interpret the PD as congruent grades six through eight (ages 11e14) in a small city in the U.S.
with their teaching philosophies (Abrami, Poulsen, & Chambers, southwest. Participants included 10 White (non-Hispanic) teachers
2004; de Jesus & Lens, 2005; Emo, 2015) or when they perceive a and one Hispanic teacher, ranged in age from 22 to 54 (mean ¼ 37),
direct benefit or use for the training (Emo, 2015; Steinert et al., and had been teaching for an average of 12 years (range ¼ 0.5 to 21).
2010). Participants’ demographic information and descriptions of the
Integrating frameworks. There are similarities between specific student they served (e.g., English language learners, gen-
Pekrun's (2006) and Lazarus' (1991) models, particularly in their eral education) can be found in Table 3.
shared focus on subjective appraisals of the environment as the The focal school predominantly served students who were
primary mechanism by which emotions arise (see Table 1 for a Hispanics (61%), White (non-Hispanic; 27%), and Black/African-
comparison of models). However, each model extends its temporal American (11%). About 10% of students were English language
scope at opposite ends of a timeline, thereby enriching our con- learners and more than 60% were considered economically disad-
ceptualizations of antecedents and consequences. Unlike Lazarus vantaged. In this report, teachers’ names were replaced with
(1991), Pekrun (2006) explicitly considers temporality in deter- pseudonyms.
mining how events are appraised, allowing for antecedents of The PD program (i.e., a set of related PD sessions addressing a
emotions to be contextualized in time. coherent topic or objective) that teachers attended throughout this
However, Lazarus' (1991) model provides a stronger framework study was a relatively typical experience for these teachers. It
for understanding that consequences of teachers' emotional ex- consisted of four required and one optional 45-min PD sessions (i.e.,
periences are the product of final appraisals that change one's singular meetings, classes, or activities that may be part of a PD
relationship with the environment to make things better or, in program) conducted every four weeks during the school day at the
some cases, worse. Given our interest in teachers' emotional ex- teachers' home campus. The program (referred to as the differen-
periences during PD, we integrated Pekrun's (2006) and Lazarus' tiation program or the differentiation PD) focused on using student
(1991) theories to investigate both antecedents and consequences data to improve differentiated literacy instruction, a topic the
teachers had requested. Differentiation PD sessions were designed

Table 1
Comparison of Lazarus' (1991) and Pekrun's (2006) models of emotion.

Lazarus (1991) Pekrun (2006)

Model Cognitive-relational motivational Control-value theory


Definition of “… an organized psychophysiological reaction to ongoing relationships “… a multi-component, coordinated processes of psychological subsystems
emotion with the environment, most often, but not always, interpersonal or social” including affective, cognitive, motivational, expressive, and peripheral
(Lazarus, 2000a, p. 230). physiological processes” (p. 316).
Object focus n/a Is the anteceding event being appraise retrospectively, currently, or
prospectively?
Appraisal 1 Initial appraisal: Do I have a stake in the outcome of this encounter? Does it Value appraisal: Is success in this endeavor important?
facilitate or inhibit achievement of a goal?
Appraisal 2 Secondary appraisal: Is responsibility for the outcome of this encounter Control appraisal: Can my own volitional actions bring about a successful
attributable to the self or another? outcome in this endeavor?
Appraisal 3 Final appraisal: How can I change my relationship to the environment to n/a
alter prior appraisals?
56 R.E. Gaines et al. / Teaching and Teacher Education 77 (2019) 53e65

Table 2
Integrating Pekrun's and lazarus' models as applied to teachers' emotional experiences in PD.

Objective Focus: Activity (Current PD)

Value Appraisal Control Appraisal Emotion Consequence of


Experienced* Final Appraisal

Positive: This PD enhances my ability to meet instructional goals/ High/Self: My success as a learner in this PD is determined by my own Enjoyment Adaptive
This PD is important choices and actions Maladaptive
Low/Other: My success as a learner in this PD is determined by others' Frustration
choices and actions
Negative: This PD inhibits my ability to meet instructional goals/ High/Self: My success as a learner in this PD is determined by my own Anger Maladaptive
This PD is unimportant choices and actions. Maladaptive
Low/Other: My success as a learner in this PD is determined by others' Frustration
choices and actions.

Object Focus: Prospective (Future Implementation)

Value Appraisal Control Appraisal Emotion Consequence of


Final Appraisal

Positive: In the future, successfully implementing the practices High/Self: My ability in the future to implement practices successfully Excitement, Adaptive
from this PD will help me meet instructional goals will be determined by own choices and actions. enthusiasm Adaptive
Moderate: My choices and actions will play a partial role in determining Hope Stress response
my ability in the future to implement practices successfully.
Low/Others: My ability in the future to implement practices successfully Hopelessness
will be determined by others' choices and actions.
Negative: In the future, successfully implementing the practices High/Self: My ability in the future to implement practices successfully Anticipatory Maladaptive
from this PD will inhibit me in meeting instructional goals will be determined by own choices and actions. relief Stress response
Moderate: My choices and actions will play a partial role in determining Anxiety, fear Stress response
my ability in the future to implement practices successfully.
Low/Others: My ability in the future to implement practices successfully Hopelessness
will be determined by others' choices and actions.

Note: Emotions drawn from Pekrun (2006).

Table 3
Participants’ demographic information.

Pseudonym Age Sex Years Taught Grade(s) Students Served

Grace 31 F 7 6, 7, 8 Special education


Katherine 33 F 8 7 Special education/gifted and talented
Adrian 45 F 21 6, 7, 8 General education
Julia 35 F 13 6, 7, 8 English language learners
Marie 54 F 15 6 General education
Robin 35 M 3 8 General education
Jesse 37 F 12 7 General education
Avery 46 F 19 7 General education
Sarah 38 F 16 6 General education/English language learners
Dana 22 F 0 7 Special education
Lillian 35 F 15 8 Special education

Note. Sixth graders typically are 11e12 years old, seventh graders typically are 12e13 years old, and eighth graders typically are 13e14 years old.

to cater to teachers' strengths and interests as expressed on a 3.2. Data sources and data collection
strengths-and-interests assessment the teachers completed prior
to the first session. To support teachers’ learning before the first Our data came from transcripts of 33 semi-structured in-
session, teachers were provided with optional pre-readings, and terviews, three interviews with each of the 11 participants over five
five teachers visited another district to observe effective differen- months. The first interview, conducted prior to the first differen-
tiated instruction. tiation PD session, pertained to participants' overall set of past PD
One of the study authors facilitated the differentiation PD ses- experiences. The second interview occurred shortly after the sec-
sions, although he did not conduct any of the interviews and did not ond differentiation session, and questions exclusively pertained to
see any interview data until after the program was completed. Each the first two differentiation sessions. The third interview focused
differentiation PD session involved whole-group explicit instruc- on the last three differentiation PD sessions and included questions
tion, videos that modeled best practices, small group discussion, about these three sessions and about the differentiation program as
and interactive instructional strategies. The first session focused on a whole. According to the cognitive-experiential perspective on
helping teachers understand and analyze their students' testing emotions that informed our study, emotions originate in in-
data. The second session focused on creating a common definition/ dividuals' subjective appraisals of contextualized events or in-
understanding of differentiation. The third and fourth sessions teractions. By interviewing teachers three times, and focusing on
focused on designing practical ways to differentiate classroom different PD sessions in each interview, we sought to examine
processes and products. The final session focused on effective teachers’ appraisals of multiple PD experiences in which they had
student-grouping practices. After the program was completed, experienced pleasant and unpleasant emotions.
teachers observed each other's differentiated teaching practices in Interview protocols were developed collaboratively by our
organized learning-walks. research team (composed of the study authors) from our research
R.E. Gaines et al. / Teaching and Teacher Education 77 (2019) 53e65 57

questions and our interest in antecedents and consequences of Next, research team members independently re-coded all
emotional experiences in PD. The general structure of the interview transcripts using the three main category labels. Two valence labels
protocol remained consistent across all interviews, although the (pleasant, unpleasant) were applied to all emotional experiences
focus and phrasing of questions varied (see Table 4 for side-by-side identified in the data. Although we did not formally operationalize
comparison of questions across the three protocols). For example, the valence codes, reliability, consistency, and uniformity of coding
in the first section of each interview, participants were asked if they was established in regular consensus building sessions (Hill,
could recall any particularly negative and positive PD experiences Thompson, & Williams, 1997). Note that the majority of state-
throughout their previous PD experiences (first interview), in the ments coded as emotional experiences referred to specific emo-
first two differentiation sessions (second interview), and in the final tions (e.g., “it's annoying”; “I'm more excited”). In some cases,
three differentiation sessions (third interview). Across all in- however, teachers described emotional experiences without
terviews, when participants described positive or negative mo- naming specific emotions (e.g., “that bad taste in my mouth”; “I was
ments during PD, they were asked to explain what they had been like ‘ugh’”). Thus, we were not focusing on particular emotions but
feeling and thinking at the time. When participants did not name using the broader categories of pleasant and unpleasant emotional
specific emotions, interviewers directly asked them to describe experiences in order to determine whether appraisals, antecedents,
what feelings went along with experiences they described (see and consequences were associated with teachers' emotional ex-
Table 4). In this way, participants provided insight into their periences in PD.
emotional experiences, even if they did not use specific emotion Specifically, identifying pleasant and unpleasant emotional ex-
words to describe their experiences. periences allowed us to develop four focal sets of comments (an-
Participants were also asked if they believed that the focal set of tecedents of pleasant emotional experiences, antecedents of
PD experiences in each interview affected their classroom in- unpleasant emotional experiences, consequences of pleasant
struction, added to their understanding of the classrooms, or emotional experiences, and consequences of unpleasant emotional
changed the way they saw their students. They were asked if they experiences) that pertained directly to our research questions.
tried to implement strategies they had learned in PD, and what they Once we reached consensus in applying the four set-labels to all of
thought or felt when they attempted to implement this material. the transcripts, one team member formalized a list of tentative
They were also asked if they thought PD made them better teach- antecedent and consequence codes that had been discussed by the
ers, and if PD was worth their time. Three of the study authors team. She applied these codes to each of the four focal sets before
conducted and recorded one-on-one interviews. On average, in- presenting the code list and coded data to the other team members,
terviews lasted 26 min (range: 13e44). who performed selective coding, audited the code list, and finalized
all coding (see Table 5 for finalized coding scheme).
3.3. Data analysis We addressed reliability through regular consensus building
sessions (Hill et al., 1997). Methodological rigor was addressed by
During the first phases of analysis, we took a consensual, the multiple perspectives provided by our research team, system-
inductive approach whereby each member of our team indepen- atic re-readings of data looking for disconfirming evidence, and the
dently coded a few interviews and identified general categories prolonged engagement and insider perspective provided by the PD
related to our research questions. Our research questions had been facilitator, who was a member of the research team. Note that only
informed by the theoretical work of Pekrun (2006) and Lazarus after all data were collected, anonymized, and transcribed was he
(1991) insofar as they conceptualized emotion as (a) arising from given access to the transcribed interviews.
individual appraisals of situational antecedents, and (b) impacting
outcomes (i.e., consequences) for individuals in learning environ- 4. Findings
ment. Thus, when the team convened to compare notes and resolve
conflicts, we easily reached consensus on the initial set of cate- Throughout the 33 interviews, teachers described their
gories: emotional experiences, antecedents of emotion, and con- emotional experiences during PD in detail. Excitement and enjoy-
sequences of emotion. ment were the most frequently recalled pleasant emotions;

Table 4
Variation across interview protocols.

First Interview Second Interview Third Interview

Focus All prior PD experiences Differentiation PD Differentiation PD


Session 1: Understanding and analyzing students' Sessions 3e4: Designing practical ways to
testing data differentiate classroom processes and products
Session 2: Defining and creating a common Session 5: Effective student-grouping practices
understanding of differentiation
Sample Imagine that your principal tells you that you are Does anything from the first two differentiation PD Is there anything from the last three differentiation
Questions going to be attending a PD session. Based on your sessions stand out as having been particularly training sessions that stands out in your mind as
past experiences, what are you expecting that to memorable? particularly memorable?
be like? And when [restate participants' response], do you And when [restate participants' response], do you
If you think about a training where [restate remember what you were thinking about or what remember what you were thinking about or what
participants' response], what types of emotions went through your mind? went through your mind?
do you tend to feel during those experiences? Is there a feeling or an emotion associated with Is there a feeling or an emotion associated with those
those thoughts, or that you felt in that moment? thoughts, or that you felt in that moment?”
After a typical PD, when you go back to your Is there anything that you have done or learned in Is there anything that you have done or learned in the
classroom, does it change how you see or do the first two trainings that has lead you to change differentiation trainings that has lead you to change
things in your classroom? how you see your classroom or what you do in your how you see your classroom or what you do in your
classroom? classroom?
(If yes) Do you remember what you were thinking Do you remember what you were thinking or feeling
or feeling when you [restate participants response]? when you [restate participants' response]?
58 R.E. Gaines et al. / Teaching and Teacher Education 77 (2019) 53e65

Table 5
Coding scheme.

Category Set Codes Sub-code

Antecedents Antecedents of pleasant emotional experiences Self ∙ Prior knowledge/proficiencies


∙ Instructional responsibilities
Training ∙ Quality of instruction/instructor
∙ Provision of easily implemented material
Antecedents of unpleasant emotional experiences Self ∙ Prior knowledge/proficiencies
∙ Instructional responsibilities
Training ∙ Quality of instruction/instructor
∙ Provision of easily implemented material
Administration ∙ Mismanagement of PD
∙ Restrictions on teacher autonomy
Consequences Consequences of pleasant emotional experiences Instructional ∙ Reflected on own teaching practices
∙ Willingly implemented material/practices from PD
Training-based ∙ Increased engagement in PD
Consequences of unpleasant emotional experiences Immediate ∙ Disengaged from PD
∙ Behaved disrespectfully during PD
Long-term ∙ Would not implement content from PD

frustration was the unpleasant emotion most commonly reported. Note that in describing findings, we refer to appraisals as value,
Teachers' self-described emotional experiences varied during control, or final appraisals, combining the language from Pekrun
commonly-experienced PD sessions, suggesting that teacher- (2006) and Lazarus (1991; see Table 1 to trace the language of
specific characteristics interacted with PD-specific characteristics these models).
to shape teachers' emotional experiences during PD. In this section, Self-level antecedents. Teachers’ appraisals of the value of PD,
we chronicle the reported antecedents that gave rise to teachers' and the emotions associated with said appraisals, were informed by
emotional experiences during PD in general (first interview) and in two self-level antecedents: (a) prior knowledge or proficiencies,
the commonly experienced PD before describing the consequences and (b) specialized classroom responsibilities. We illustrate each of
of teachers’ emotions. Note that teachers more often reported an- these antecedents with data-based examples, showing how they
tecedents than consequences of emotional experiences. Thus, the informed teacher appraisals and the resulting emotional
findings about antecedents required greater explication. experiences.
Knowledge or proficiencies. Emotional experiences in the
4.1. Antecedents of emotional experiences commonly-experienced differentiation PD sessions varied accord-
ing to teachers' value appraisals (i.e., Does this PD enhance my ability
Teachers attributed their emotional experiences in PD to factors to meet instructional goals?; see Table 2), which were informed in
appraised in three contexts: the self, PD session, and school part by teachers’ heterogeneous experiences using differentiated
administration levels (see Table 6 for examples at each level). Self- instruction. Teachers with less experience differentiating instruc-
level antecedents included characteristics of themselves (e.g., tion tended to make positive value appraisals, and to experience
background knowledge, interests) that informed their appraisals. more pleasant emotions, whereas more experienced differentiators
Training-level antecedents referred to elements of a given PD ses- made negative value appraisals and experienced unpleasant
sion (e.g., presentation style) that participants had consciously emotions.
appraised. Administration-level antecedents referred to partici- For example, Robin, a third-year teacher, expressed in the first
pants’ appraisals of school administration and its role in influencing interview (prior to the first differentiation session) a belief that he
PD. These interrelated codes are discussed in the following sections. was unable to differentiate instruction effectively and needed more

Table 6
Antecedents of emotional experiences in PD coding categories and examples.

Self-Level Antecedents

Prior knowledge/proficiencies Pleasant: “Data is not always fun, but it is fun to get new resources of how to use it” (Dana).
Unpleasant: “After 15 years of teaching you know some of the stuff so it's like, OK, here we are again. I've heard this. I know this”
(Sarah).
Instructional responsibilities Pleasant: “AIMSweb is huge in my classroom. I think more so than the other two teachers because … it helps me see where [my
students] are … and I can adjust lessons and activities to meet their needs” (Jesse).
Unpleasant: “Most of it doesn't apply to my [special ed.] kids” (Grace).
Training-Level Antecedents
Quality of instruction/instructor Pleasant: “He did a really good job at presenting the information … Sometimes teachers aren't the friendliest people … But he always
managed to hold our attention and he did a good job” (Adrian).
Unpleasant: “So in that one there was a lot of, ‘How prepared is the presenter?’” (Julia).
Provision of easily implemented Pleasant: “Sometimes they're really great and you know we can actually take things into the classroom and implement those things”
material (Robin).
Unpleasant: “I just would have preferred for it to be more practical, I guess is the word I'm looking for. For use in the classroom”
(Marie).
Administration-Level Antecedents
Mismanagement of professional Unpleasant: “I was like … Who hired her? Who said this was going to be a good idea? Did you know how she was going to facilitate
development this? I mean had somebody seen her and they did this all day? And they thought this was going to be great?” (Avery).
Restrictions on teacher autonomy Unpleasant: “As I was going through school … I kept hearing, ‘You are the expert in your class! Nobody knows those kids better than
you.’ … Then you go to certain professional developments or certain trainings and it's completely the opposite. Someone is telling you
that that is not the way it works, and that's not the best practice or whatever else” (Katherine).
R.E. Gaines et al. / Teaching and Teacher Education 77 (2019) 53e65 59

training on the topic. In his second interview, having recently described unpleasant emotional experiences when PD presenter
completed the first two differentiation sessions, he stated that did not actively engage them. For example, in the first interview,
differentiation “feels attainable now where it was incredibly frus- the interviewer asked Avery what she anticipated when preparing
trating before. It's less frustrating … So, this has helped.” Originally, to attend a typical PD session. Avery responded, “I'm going to be
Robin's external control appraisal (i.e., could not differentiate in- talked at or read to from PowerPoint or something about how to not
struction effectively without external support) induced feelings of teach that way.” She elaborated: “‘Think outside the box! Do
frustration. When the first two differentiation sessions provided something different!’ … But then the delivery of their message [is]
Robin the resources he believed he needed, he made efficacious the non-example.” Avery described the presenter's instructional
prospective appraisals (i.e., positive value appraisal; moderate approach (“I'm going to be talked at or read to”) as withholding
control in implementation), resulting in feelings of hope that dif- control from the teachers over their own learning. Although Avery
ferentiation may be “attainable” in his classroom. did not name a specific emotion even when asked to describe the
In contrast, Marie, one of the most experienced teachers in the feelings associated with these sessions, she did share that she was
study, believed an assessment tool introduced in the first differ- “more accepting” of “teacher-focused” sessions (i.e., afforded
entiation session had the potential to help teachers. However, she greater control to teachers).
made negative retrospective value and control appraisals of expe- By contrast, in Lillian's second interview, she reported experi-
riences in which similar tools had been introduced. She explained, encing pleasant emotions in the second differentiation session
“[it] drives teachers crazy: [this assessment tool] may go away like because of the presenter's interactive, responsive instructional
[current tool] is going away … We had [current tool] for all of a style: “I particularly liked [this session] more because we were able
blink of an eye.” Although Marie recognized potential value in the to … have conversations about specific things that we had ques-
differentiation PD, she was “indifferent” to it because of past un- tions on. Because he's there for us … He is actually interested in
pleasant emotional experiences with similar PD programs. what we have to say.” The differentiation PD presenter, by engaging
Instructional responsibilities. Based on the specific populations the teachers on their particular needs and interests, increased the
of students that teachers served, they made different evaluations of likelihood that they would make positive value appraisals and feel a
their instructional needs, which altered their value appraisals of the sense of internal control during the session.
differentiation PD in particular. For instance, in her first interview, Provision of easily implementable materials. One of the most
Grace appraised PD in general as having low value for her as a commonly mentioned antecedents of emotional experiences was
teacher of special education students. She expressed frustration, the provision (or absence) of easily implementable material.
stating, “Most of what comes out is for general ed kids. How do I Emotions originating from this antecedent were prospective,
apply it to kids that are in 8th grade, reading on a 1st grade level?” because teachers made appraisals based on how successfully they
Contrastingly, in her second interview, she described experiencing believed they could implement certain strategies in the future.
pleasant emotions during the first two differentiation sessions due Teachers described pleasant emotional experiences in PD when
to their relevance to her classroom: “I'm more excited about going such material was provided, likely because these materials sup-
to it [than other sessions]. I'm not dreading [the next session] ported teachers' efficacy beliefs and appraisals of internal control
because I'm like, OK, this is going to apply to me. This is what I do on regarding implementation. For instance, Julia reported, “I love it
a daily basis. I have to differentiate.” Grace's positive value appraisal when [PD presenters] give you the resources. Not, ‘Well this is what
of the first two differentiation sessions informed her prospective you could do and this is what it could look like.’ No, they give you
appraisals of upcoming sessions, which she predicted would be this all fresh and ready, [and] I can just plug in.” Marie expressed
useful to her in working with special educational students (i.e., similar pleasant emotions regarding easily implemented material,
positive value appraisal). stating, “It's always great when … you can walk out with something
Conversely, Dana, a reading interventionist, appraised the same in your hands, something you could actually use the next day in
two differentiation sessions as personally irrelevant, stating, “… your room.” When asked to describe the emotions she would feel if
When it comes to [reading interventionists] it's kind of not appli- given such easily implementable materials, Marie stated, “I would
cable because … we've been [differentiating] for so long that it is be over the moon. I'd be thrilled.”
not as needed as other things we could be being trained on.” When Conversely, the absence of easily implementable materials was a
asked to describe her emotions in anticipation of an upcoming commonly cited antecedent of unpleasant emotions in PD. In his
differentiation session, Dana said, “I love learning, but if it doesn't first interview on PD in general, Robin explained:
apply to me it's frustrating.” Dana's negative value and external
… [A] lot of [my frustration] has come from the entire meeting
control appraisals associated with mandatory sessions fed her
being something we're being asked to do, but there's not always
prospective feelings of frustration in anticipation of the remaining
implementation guidelines on how to do it … Just kind of, “Hey.
differentiation PD.
Got to do this. Figure it out.”
For each of these teachers, self-level characteristics, namely
classroom demands and existing skills, influenced their control and
value appraisals for the commonly experienced differentiation Similarly, when asked about her emotional reaction to PD that
program. These appraisals, in turn, colored their emotional expe- lacked clear instructions for implementation, Jesse replied, “I think
riences, yielding relief and excitement for some, and frustration for it's frustration because you want to do the right thing, and you want
others. to always be innovative and have really cool things going on in your
Training-level antecedents. According to cognitive- classroom.” Although Jesse wanted to implement “innovative”
experiential perspectives, emotions are based on cognitive ap- techniques in her classroom and valued PD as a source for learning
praisals of environmental stimuli. Accordingly, when describing such techniques, she believed she lacked control over her own
their emotional experiences, teachers often referred to traits of learning during PD unless examples were provided to help her
instruction/instructors and the ease of use of materials and understand what implementation should look like in practice.
strategies. External control appraisals, regardless of value appraisals, result in
Quality of instruction/instructor. These teachers' appraisals of feelings of frustration (Pekrun, 2006).
particular instructional practices preceded both unpleasant and When prospective control appraisals are high (internal) and
pleasant emotional experiences in PD. Frequently, teachers value appraisals are positive, individuals experience pleasant
60 R.E. Gaines et al. / Teaching and Teacher Education 77 (2019) 53e65

feelings including excitement and hope (Pekrun, 2006). This was their own and their students’ success, leading to feelings of
true for Grace, who expressed excitement about the ready-to- excitement.
implement tools provided in the first two differentiation sessions. Administration-level antecedents. According to our theoret-
She contrasted this with more “typical” PD experiences: “Every- ical framework (Lazarus, 1991; Pekrun, 2006), external control
thing that [the differentiation PD presenter] brings is something I appraisals result in unpleasant emotional experiences regardless of
can go back and use that day. It's not something I have to wait a year the valence of corresponding value appraisals. This may explain
for. Sometimes that's frustrating because you're like, ‘OK, so next why, at the administration level, no antecedents of pleasant emo-
year.’” Conversely, when prospective control appraisals are low tions emerged. However, we identified several antecedents of un-
(external) and value appraisals are negative, fear and anxiety can pleasant emotions reflecting two categories of school
arise (Pekrun, 2006). Expanding on her emotional experiences in administrator's unilateral control over PD programming: misman-
PD when material was not easy to implement, Jesse said, “I think it's agement of PD programming and restricting teachers' autonomy in
fear of, I don't even know where to start. I don't even know what to PD (see Table 6).
do.” In the absence of clear guidelines, Jesse felt a lack of control Mismanagement of professional development. One of the most
over implementation; and in the absence of easily implemented prevalent antecedents of unpleasant emotions was redundancy in
materials, she negatively appraised the outcome of her future at- PD programming, which teachers often attributed to administrative
tempts at implementation, leading to feelings of fear. Similarly, mismanagement. Teachers used a range of emotion words to
when Grace believed that she could not implement the information describe their experiences during PD they perceived as redundant
presented in typical PD sessions, she reported feeling, “anxious, and, therefore, as a poor use of their time. For example, in Adrian's
because … this isn't going to apply, but I'm having to sit here first interview (about PD in general), she reported, “… We have so
instead of finding something that does apply.” Although Grace felt much to do … I could be grading papers, and instead I'm listening
personally responsible for identifying and implementing effective to, ‘Use a graphic organizer to teach vocabulary.’ And I know that!
instructional strategies (i.e., moderate control), she believed that So that gets a little frustrating.” Katherine used sarcasm in her first
the tools and practices presented in the PD would not be effective in interview to illustrate how her frustration was exacerbated by the
her classroom (i.e., negative value appraisal). This combination of administration's ignorance of the redundancy in their PD pro-
control and value led her to experience anxiety during PD. gramming in general:
The object focus of teachers' appraisals also shifted throughout
I'm very blunt and undiplomatic, and so sometimes it tends to …
the course of a given PD session as teachers' attention vacillated
be uncomfortable for myself and the [PD] presenter because it's
between the PD itself (i.e., activity focus) and its relevance to their
like, “Really, the Frayer Model? That's a great idea! Why didn't I
classrooms (i.e. prospective). The introduction of easy-to-
think of that? I should use the Frayer Modeldagain this year for
implement material was often a central antecedent of such
the eighth time …” And then the next thing you know it's like,
changes. For example, at the beginning of the first differentiation
“We [the administration] just feel like you don't want to be
session, Sarah recalled, “I'm sitting there frustrated, because … I
there.” Well, I really didn't want to be there because I already
want this to be something I can use.’” Up until that point, she had
know these things.
not received any information she appraised as valuable. However,
when a ready-to-use book recommendation tool was presented,
Sarah became focused on prospective outcomes, namely how she Katherine was frustrated that the administration required (i.e.,
would use the tool once she returned to her classroom. The external control) teachers to attend PD that she appraised as having
acquisition of a valuable tool led Sarah to alter her control appraisal low value because the sessions covered instructional strategies that
from external to internal, leading her to feel: had been discussed previously in PD. Moreover, by revoicing the
administrator's comment, Katherine emphasized how little control
… full of excitement of wanting to run back [to the classroom]
she felt over her learning in PD: she was required to attend a ses-
and share with the kids … “I had training during 3rd period
sion that she appraised as having low value, yet she could not ex-
today, and this is what we talked about, and I want to get you all
press unpleasant emotions without drawing negative attention
started and figure out how we can do this.”
from her administration.
Restrictions on teacher autonomy. Other administration-level
Sarah's initial frustration resulted from external control ap- antecedents were related to teachers' sense of autonomy. Teach-
praisals of a PD session that, based on her previous PD experiences, ers voiced that they were not permitted to choose or request PD
she assumed would lack value. However, once she was provided a topics, that they could not attend PD outside of their school district,
useful instructional tool, her value appraisal changed from negative and that they believed certain sessions threatened their classroom
to positive, changing the valence of her emotional experience from autonomy when they were expected to adopt new practices in
unpleasant to pleasant and shifting her focus from “having to sit place of their own. In these cases, teachers expressed emotions
here” in the present activity to “how we can do this” in her class- including frustration, annoyance, and dread. In Avery's first inter-
room in the future. view about PD in general, she explained, “… [Our] time is so micro-
Examining PD training-level antecedents through the lens of managed because … we have to get so many hours in, and we don't
control-value theory highlighted how various PD practices and get choices.” When the interviewer probed whether Avery had
conditions altered teachers' sense of control and value, their pro- similar experiences across a variety of PD sessions, she replied, “The
jections of success or failure, and therefore, their emotional expe- mandated ones, the ones I don't have any control or pick, yes I felt
riences. Teachers saw little value in PD that lacked implementable that way most of the time about that” (emphasis added). When
tools or materials and felt little control during such PD sessions, prompted to specify the feeling to which she had referred, Avery
leading to feelings of frustration. Moreover, when PD lacked stated, “pretty much dreading it.”
implementable materials, teachers often imagined themselves In her first interview, Julia said that mandated sessions at the
failing to implement new programs successfully, activating feelings beginning of the school year were particularly unpleasant experi-
of fear or anxiety. However, when PD provided useful, applicable ences because they took away from critical time teachers needed in
classroom tools, teachers began to focus on how they would use order to prepare to begin the school year. During those sessions, she
such tools in the future, and they regained a sense of control over reported feeling:
R.E. Gaines et al. / Teaching and Teacher Education 77 (2019) 53e65 61

Powerless. You're asking me to do a lot [of preparation for the bit, and then tuning in here and there … Pretty much thinking
first day of school] in very little time … I was very, very frus- about what I need to do when I get back to the room.” These
trated this year, because they really did take all that week … and teachers' disengagement from PD may have been a strategic effort
they couldn't give us work time. It was very frustrating … What to mitigate the boredom they were experiencing.
we're sitting there thinking the whole time is, “We're not going Some teachers changed their relationship with PD contexts that
to have time today … I need to do what's important.” had aroused unpleasant emotions by engaging in overtly opposi-
tional or rude behavior in order to assert control. Avery explained
that in order to alleviate boredom during PD, she would, “start
According to Lazarus (2000b), emotions are manifestations of
doing things like messing with my phone, pulling out my book, and
the personal meaning associated with an experience, and power-
I know that that's rude and I shouldn't do that, but it's horrible.”
lessness is related to the “potential loss of personal meaning”
Similarly, Grace described a PD session in which, “the [presenter]
(Lazarus, 2000a, p. 57). The PD required by the administration
was sitting there just explaining how to do the [online] gradebook
prevented Julia from engaging in personally meaningful work (“I
but wouldn't let us log in [to the computers].” To quell the boredom
need to do what's important”) to prepare for her incoming
and frustration experienced during this session, one of Grace's
students.
colleagues “drove across the street to get lunch or get something
from the Dollar Tree and came back and ate it in front of [the
4.2. Consequences of emotional experiences presenter].” In both accounts, teachers made final appraisals in
which they determined that engaging in overtly rude behavior
Having described antecedents to teachers' emotional experi- altered their relationship to the PD context by assuming control
ences in PD, we now turn to their consequences (see Table 7), over how they would spend their time, and using that time to
beginning with those of unpleasant emotional experiences, fol- accomplish other tasks, thereby mitigating the unpleasant emo-
lowed by those of pleasant experiences. The following sections tions they saw as originating in PD.
elucidate the consequences of teachers' emotional experiences Long-term consequences. The long-term consequences of
during PD in terms of Lazarus' (1991) final appraisal, in which in- teachers' unpleasant emotional experiences in PD affected teachers'
dividuals decide whether and how they can change their rela- classroom practices and their attitudes toward future PD. Most
tionship with their environment in order to alter their prior often, long-term impacts on classroom practices manifested in
appraisals and change their emotional state. Our findings reveal teachers' disinclination to implement strategies/materials from PD
that emotional experiences during PD often have meaningful con- in which they had experienced unpleasant emotions. For example,
sequences and are rarely epiphenomenal. Grace said, “I specifically don't [implement] things that annoy me in
Unpleasant emotional experiences. The consequences of un- a [session] … If I got the ‘ugh’ feeling from doing it, then you know
pleasant emotional experiences included immediate behavioral my sixth, seventh, and eighth graders are going to be like, [in a
consequences (e.g., disengagement from PD, rude behavior during resigned tone] ‘Okay, Mrs. [Grace].’” Based on her negative pro-
PD), and long-term consequences (i.e., disinclination to implement spective value appraisal (presuming implementation would be
practices presented during PD). ineffective for her students), Grace made a final appraisal, altering
Immediate behavioral consequences. Nine of the eleven her relationship to the environment by refusing to implement the
teachers described disengaging from PD as an immediate behav- material in order to mitigate her unpleasant emotions.
ioral consequence of unpleasant emotions they experienced during Katherine expressed unpleasant emotions related to particular
PD. Disengagement allowed some teachers to shape their rela- instructional styles in PD. She explained, “[What] bothers me about
tionship with the PD context simply by altering their level of con- being talked at [in PD is] that they're trying to teach us [a strategy
centration. This was especially prevalent when teachers and] it's really cool, but then we don't do it or we don't have time.”
experienced boredom, a common achievement emotion (Pekrun, She described the consequences of her unpleasant emotional ex-
2006). For instance, Adrian explained, “When they read the Pow- periences in terms of her teaching: “Then you've walked out of the
erPoint … Honestly, sometimes my mind will be someplace else. meeting, and it wasn't engaging, and so you don't implement it.”
You know, my grocery list.” Similarly, Marie recounted attending a Katherine altered her relationship with the environment by
PD that “wasn't anything super new,” and she described her feel- refusing to implement the strategy presented in PD, thereby
ings of boredom in that PD as, “just sort of mind wandering a little assuming control over her own instruction and mitigating the

Table 7
Consequences of emotional experiences in PD coding categories and examples.

Consequences of Unpleasant Emotional Experiences

Immediate Behavioral Consequences


Disengage from PD “Sometimes you tune out when you're just being read to, because you can read it yourself.” (Adrian)
Behave Disrespectfully During “I start doing things like messing with my phone, pulling out my book, and I know that that's rude and I shouldn't do that, but it's horrible.”
PD (Avery)
Long-term effects
Do not Implement Content “… I specifically don't do things that annoy me in a conference … because if I'm like, Okay, if I got the ugh feeling from doing it, then, you
from PD know, my sixth, seventh, and eighth graders are going to be like, ‘Okay, Mrs. [Grace].’” (Grace).
Consequences of Pleasant Emotional Experiences
Consequences for Instructional Practice
Carry Excitement into “I want to come back in the classroom, I can't wait to try it” (Adrian).
Implementation
Reflect on own Teaching “And then at the same time, you might say, “Yeah, you know what? I should do that more” (Lillian).
Practice
For Future PD
Increase Excitement/ “So, you know, your ideas are just flowing and you're writing notes, or you're drawing stuff out, it's a constant flow of ideas” (Sarah).
Engagement
62 R.E. Gaines et al. / Teaching and Teacher Education 77 (2019) 53e65

unpleasant emotion (“bothers me”) associated with “being talked associated with a strategy introduced in the second differentiation
at” in PD. Unfortunately, she resolved her unpleasant emotional session. When asked whether her feelings of excitement had
experience at the expense of implementing what she had judged as affected her in any continuous way, she said, “It made me want to
a “really cool” strategy presented in the PD. go back [to the next PD session] … Because I was like, ‘Okay, I've
Pleasant emotional experiences. Teachers revealed that gotten something out of his [sessions] before, so if I keep going,
pleasant emotions they experienced during PD often resulted in then I'll probably keep learning.’” Similarly, when Sarah, who had
long-term, adaptive consequences. For some teachers, pleasant “felt pretty good” in the first two differentiation sessions, was asked
emotions transferred into their teaching practices, leading to more to share her thoughts going into the third session, she said,
engaged implementation. Teachers also acknowledged that
Probably going in with some … specific questions that I can ask,
pleasant emotional experiences shaped their engagement in future
and picking his brain a little bit about, “What do you think?” Or
PD sessions. Overall, teachers’ pleasant experiences in PD led them
maybe a case study with a student. “I've got this kid and I've
to alter their relationships with other contexts.
tried this and I've tried this.”
Consequences for instructional practice. Teachers who recalled
feeling excited or inspired during PD often reported that these
emotions carried over into implementing what they had learned. Prior research has found that individuals who experience
When Katherine was asked in her first interview to recall a pleasant emotions tend to engage in more problem-focused coping
particularly positive PD experience from her past, she described a (Schmidt, Tinti, Levine, & Testa, 2010), and Sarah's plan to ask the
training in which she had felt “really excited about what [the PD presenter for support in working with specific students offers a
instructor] was presenting.” When describing the experience of clear example of how a teacher's pleasant emotional experiences in
implementing material from this PD, she said, “My voice changes. I PD encouraged her to use PD as a source of support in coping with
get louder … the kids tell me all the time, ‘Miss, you don't have to classroom demands.
yell.’ And I'm like, ‘I'm sorry … I'm just really excited!’” By imple-
menting material from a PD in which Katherine felt excited, she 5. Discussion
altered her relationship to her classroom in a way that illustrated to
her students that the material had value for them as well. The purpose of our study was to bring a new perspective to the
Jesse recalled a similar experience after attending a summer PD literature on professional development, focusing specifically on
program in which she and a colleague felt “inspired,” such that they teachers' emotional experiences in PD. Given that theoretical per-
immediately “… called the office and we're like, ‘You've got to add a spectives on emotions emphasize the role of an individual's inter-
spiral [notebook] to our school supply lists.’ And we just were like, pretation or appraisal of a situation in giving rise to particular
‘We're doing this.’” In her excitement, Jesse changed her supply list emotions (Lazarus, 1991; Pekrun, 2006), we examined teachers'
and committed to the implementation of a new program in her appraisals across a number of PD sessions to develop an under-
classroom. standing of the antecedents and consequences of their emotional
Pleasant emotional experiences in PD also inspired some experiences in PD. By uncovering antecedents of teachers'
teachers to reflect on their own teaching and alter their instruc- emotional experiences in a variety of PD contexts, the study elu-
tional and philosophical approaches. Jesse, who had been teaching cidates how teachers' reactions to PD are influenced by various
for 12 years, reported that she had struggled to find time to teach factors at the level of the self, the training, and the school admin-
vocabulary until a PD presenter offered her practical suggestions to istration. Through our inductive investigation of the consequences
improve her vocabulary instruction. Jesse stated that she felt the PD of emotional experiences in PD, we identified immediate and long-
had “relieved some pressure,” and shifted her perspective. As a term consequences of pleasant and unpleasant emotional experi-
result of this relief, she explained: “I've done a better job at like, ‘Ok, ences that may mediate the relation between characteristics of PD
I'm going to be intentional.’ I'm not trying to pressure myself into and teacher outcomes. In the following section, we begin by dis-
making these huge lessons, and so that's been really beneficial.” cussing how our findings relied on an integration of Pekrun's
Similarly, Lillian, who had been teaching for 15 years, said of the (2006) and Lazarus' (1991) models of emotion, before discussing
differentiation PD sessions, “I found them very much empowering.” how teachers' value and control appraisals evidenced a practice-
When asked to expand on her feelings of empowerment, she based orientation to PD. We then move to limitations of the
added, “One of the things is probably just a refresher … I mean, I study as well as theoretical and practical implications.
know how to group. I've taught a long time. But sometimes you sort
of forget that [grouping] doesn't always have to be [by] ability.” 5.1. Benefits of combining complementary models of emotions
These veteran teachers experienced pleasant emotions during PD
that addressed what they saw as weaknesses in their own in- In our study, we used aspects of Pekrun's (2006) and Lazarus'
struction. Jesse had been aware that vocabulary was difficult for (1991) theories of emotions, models that largely agree on the
her, and feelings of relief in PD helped her think about vocabulary in processes by which emotions arise but that each offer specific
a new way that afforded her a greater sense of control. Lillian, by affordances that informed our findings in consequential ways. We
contrast, was unaware that she had fallen into ineffective grouping found that the two models complemented one another and could
routines until she attended the final differentiation session, which be used together to model the full trajectory of emotional experi-
made her aware of her own practice and empowered her through ences (see Table 2). Pekrun's model was important as it accom-
the provision of strategies for improvement. In both instances, modated teachers' descriptions of emotional experiences that were
highly valued strategies that addressed specific weaknesses in their based on prospective envisionments of attempts to implement
instruction were antecedents of Jesse's and Lillian's pleasant practices as well as accounts of emotions elicited in the moment by
emotional experiences and resulted in positive changes to their characteristics of the PD itself. By contrast, the model developed by
instructional approaches. Lazarus (1991) was helpful in recognizing consequences of
Consequences for future PD. Pleasant emotional experiences in emotional experiences as the outcomes of final appraisals (i.e., How
PD also led many teachers to become more engaged in future PD can I change my relationship to the environment to alter prior ap-
experiences, particularly when they attended multiple sessions praisals?). Thus, in describing these teachers' experiences in PD, we
with the same trainer. For instance, Grace expressed excitement found the integration of these two models of emotions particularly
R.E. Gaines et al. / Teaching and Teacher Education 77 (2019) 53e65 63

useful in capturing both how appraisals depend on evaluations of 6. Implications


the future utility of one's learning as well as how appraisals connect
to what one does in response to the PD itself. This integration is one Findings indicated that emotions in PD are consequential, and
theoretical contribution of our study. that pleasant emotional experiences in PD had positive conse-
quences for these teachers, whereas unpleasant emotional expe-
riences had negative consequences. Contrastingly, existing
5.2. The centrality of practice-based orientations in teachers’ literature has illustrated that unpleasant emotions, including
appraisals discomfort (Frykholm, 2004) and even shame and guilt ( Turner &
Schallert, 2001; Pitt & Britzman, 2003), can have positive conse-
The teachers in our study reported numerous pleasant and quences for conceptual growth and learning. However, the benefits
unpleasant emotional experiences in PD, and we saw that the of unpleasant emotions may not apply in practice- and
teachers' value and control appraisals often evidenced a pervasive competency-based PD contexts that focus on superficial skills.
practice-based orientation toward PD (Ball & Cohen, 1999). At the When PD addresses complex concepts like teachers’ mission, be-
self, training, and administration levels, antecedents of teachers' liefs, and identity, unpleasant emotions can have positive conse-
emotional experiences in PD were associated, either directly or quences, as these subjective, conceptual topics are challenged,
indirectly, with whether PD provided concrete, applicable debated, and refined through reflection and discussion. Thus, we
instructional practices. Unpleasant emotions arose when adminis- believe it important for those associated with PD to consider that
trators mandated PD about practices that teachers believed they two different kinds of PD exigencies exist. Our findings suggest that
had already “mastered” (e.g., Katherine, sarcastically: “I should use department- or faculty-wide PD should address more complex,
the Frayer Modeldagain this year for the eighth time”). At the holistic aspects of teaching such as mission, identity, and beliefs. By
training level, the majority of teachers described pleasant contrast, specific competencies- and practice-based PD should
emotional experiences when they were provided easy-to- show the very sort of differentiation often recommended to
implement tools or strategies, whereas the absence of such mate- teachers so that only those teachers who “need” a particular PD are
rial led teachers to experience unpleasant emotions. At the self enrolled, and teacher control over the PD can be exercised. We offer
level, teachers’ instructional responsibilities and experience in the that greater use of self-study, professional learning communities,
classroom mediated their appraisals of the value and applicability and teacher-led sessions would accomplish this goal.
of practices presented in PD. To help teachers reflect on PD experiences in more holistic terms
Previous studies have found that inservice and preservice (Korthagen, 2004) related to their teacher identities and growth as
teachers attributed greater value to PD that provided easily educators, school leaders and PD presenters should incorporate
implemented tools and strategies (Ball & Cohen, 1999; Clark, 1995; teachers’ value appraisals of PD into PD itself. We see it as impor-
Zeichner, 2005), and “the lack of practical focus in teacher educa- tant to support and encourage teachers to voice their appraisals
tion courses negatively affected [preservice teachers'] feelings of about how PD may help them achieve broader goals as opposed to
self-efficacy” (Volante, 2006, p. 173). Thus, it appears that teachers’ focusing on their ability to implement particular “best practices”
value appraisals of PD and their emotional experiences in PD often successfully. A presenter could ask teachers to identify and share
are based on evaluations of whether they will find it easy and how their experience in the current PD session could support the
immediately useful to implement what they are learning. achievement of a professional goal. School leaders could identify
However, there may be problematic consequences of practice- purposefully and publicly their goals for PD in general and explain
based orientations toward PD. According to Korthagen (2004), the role that each PD program or session plays in achieving the
such trends toward competencies- and practice-based un- broader goals of the school and community. In doing so, adminis-
derstandings of teacher education have historically, trators, PD presenters, and teachers may be more likely to experi-
ence pleasant emotions based on their appraisal of PD as highly
… resulted in a kind of fragmentation of the teacher's role [and]
valuable in the achievement of shared aims.
took insufficient account of the fact that a good teacher cannot
Emotions play an important role in teachers' learning and
simply be described in terms of certain isolated competencies,
motivation during PD. Although emotional experiences remain an
which can be learned in a number of training sessions (p. 79).
understudied dimension of teachers’ professional development,
this study contributes to a growing body of research exploring how
Similarly, Zeichner (2012) argued, “[There] is danger that emotional experiences intermingle with learning. Researchers and
[practice-based PD] will give insufficient attention to other aspects practitioners should continue to explore this topic and expand on
of teaching that are fundamentally important to improving the existing research by examining the complex sets of competing,
quality of teaching” (p. 376). Moreover, over-emphasizing practical, ambivalent, and coexisting emotions teachers may experience
ready-to-use tools in PD deemphasizes teachers’ roles as profes- during PD.
sional learners and withholds opportunities for teachers to grow
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