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1. Introduction
Norovirus (NoV) (formally known as Norwalk virus, Norwalk-like virus or small
round-structured virus) is a comparatively recently identified calcivirus originally
discovered following an outbreak of acute gastroenteritis in Norwalk, Ohio [1].
Norovirus is the most common cause of acute gastroenteritis worldwide [2].
The disease is usually self-limiting in the immunocompetent but poses particular
issues for semi-closed social settings where there are population mixing and
potential for close contact between infectious individuals [3], contaminated
environments and susceptible individuals. The virus may contaminate food [4]
or water [5] causing infection through the faecal-oral route. Symptomatic individ-
uals generate millions of viral particles which are aerosolized in vomitus and
faeces thus contaminating the environment [6]; the dose required for infection
has been estimated to be less than 18 particles [7]; the virus may persist on sur-
faces in the environment for up to 50 days after deposition [8] and individuals
& 2019 The Author(s) Published by the Royal Society. All rights reserved.
may shed virus for several weeks after recovery [9]. Further- The model has two components (figure 1): 2
more, up to 16% of the population may be asymptomatic
1. Community simulator to create a modelled cohort.
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excretors [10]. These features pose particular problems for
2. Disease dynamics simulator within-cohort disease spread.
human environments where social mixing takes place. Out-
breaks often lead to closures of healthcare, care-home and
educational establishments, posing further burdens for health
and social care. The annual costs of norovirus infection in
(a) Community simulator
The community simulator was a microsimulation model that was
the UK are estimated to be £80 M [11].
used to define a population and the network of interactions
While the pattern of disease is strongly seasonal in temper- between individuals in terms of four types of social network:
ate countries [12], predicting the burden and incidence of family, schools, hospitals and care-homes. An individual belonged
disease in any particular place is difficult for several reasons. to one or more networks depending on their age (primary/
Firstly, the incidence of the disease is comparatively rare (47 secondary school, care-home) or health (hospital). Disease
community cases per 1000 person-years) [13]. Secondly, as spread occurred through daily contacts between individuals as
the disease is self-limiting, it is under-recorded [14] as many they came into contact through the relevant social network. The
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County Council census norovirus
person per day in transmission
each social network
human : human
socio-demographics households
family human : environment
economics singletons
social network
outcome
maximum age
family hospital school care-home 80 years disease?
not have been infectious/carriers of norovirus (figure 1). In the family, primary/secondary school, care-home and hospital. Sec-
case of human:human transmission, the probability of a suscep- ondly, the risk from environmental contamination and the level
tible individual becoming infected on any day was then of contamination arising from the presence of sick individuals
modelled as a Poisson process similar to that of the Kermack– in each social setting. Thirdly, the extent to which members of
McKendrick SEIR model, where individual infection is calculated the cohort consumed contaminated oysters, ignoring age, and
as the product of a transmission coefficient (representing the finally, the duration of the infectious period in which individuals
number of individuals that become infected by contact with could spread disease and the duration of immunity following
one infected individual) and the number of infected individuals becoming colonized/infected.
currently in that group in that setting at that time point. Individ- We used Latin Hypercube Sampling (LHS) [25] to create
uals may also come into contact with residual viral particles left ranges for these parameters and ran the model for 3 years for
in the environment of the premises following illness having 40 runs with different input parameters. (See table 1 for details
occurred there. The viability of these viral particles following of the range of inputs used in the model.) Where we had no
deposition from an infected individual was assumed to decline data, we used plausible ranges. LHS provides a robust method
following a Weibull distribution [21,22]. In both cases, the dose for sensitivity analysis where, as in our study, there was con-
of viral particles that a susceptible individual received on contact siderable uncertainty as to the true parameter values (see §3.1
with an infectious individual or contaminated environment was of Shirley et al. [28]). The total number of norovirus cases arising
modelled stochastically. Individuals were also exposed to infec- from each transmission pathway each day was collated from the
tion through consumption of contaminated oysters. While this outputs. Since the predicted number of cases was highly peri-
may technically be considered an environmental source of con- odic, we detrended the case data in relation to time using
tamination, in practice, the contamination was spatially harmonic regression. We then used the intercept from the harmo-
external to the community. Presence of an infectious individual nic regressions as an indicator of baseline disease burden after
in a social setting was assumed to take precedence over a con- adjusting for seasonality under each LHS scenario. We used
taminated environment in causing disease. The probability that each intercept as the dependent variable and the epidemiological
an individual became ill after exposure was then determined parameters as independent variables in partial least-squares
on the basis of the received dose of viral particles [23] and the regression to calculate the relative contribution of the covariate
estimated immune status of the individual. Immune status was to the baseline disease burden. We calculated Variable Influence
modelled as an exponential decline in immunity from the time on Projection (VIP) factors to compare the relative contributions
of last exposure. The proportional decline in immunity in each of the epidemiological parameters to the total burden of disease
time step was estimated from the value of the exponent needed and burden arising under each transmission setting (family
to reduce the estimated immunity from complete (1) to a low school, etc.). VIP values greater than 1.0 have an above-average
level (less than 10220) by the maximum duration of immunity. weight in explaining the dependent variable [29], while accounting
The duration of the infectious state and the rate of decline of for any collinearity between predictions.
immune status were variable as model inputs.
The model was constructed in the R programming language
using custom scripts [24]. (d) Comparison of microsimulation model predictions
with observed data
The model output daily counts of cases of norovirus disease by
(c) Sensitivity analysis to quantify impacts of mode of contact, specifically: oysters, contact in family, schools,
transmission mechanism, food and environmental hospitals and care-homes and via environmental contamination
in each setting. We summarized outputs in a number of ways
exposure and immunity on disease spread to produce data that could be compared with the observed pat-
We varied four groups of epidemiological parameters. Firstly, terns of disease. Observed data consisted of monthly
the risk of transmission under the different social settings of occurrence of norovirus outbreak cases collated from the cohort
study in the IID2 study [13] and from public health records of 4
outbreaks in the UK over the period 2000 – 2010. Neither of
maximum
immune
10 – 720
these datasets provide a perfect cohort against which to compare
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(days)
timed
model outputs. The model was run for the period May 2010 to
June 2011 for comparison with data derived from the sampling
period of the IID2 study and for 3 years to compare with the dis-
ease burden in NE England. Individuals were assigned age,
environmental
viral particle
gender and socio-economic class based on the socio-economic
structure in NE England. We used the outputs for the runs of
10 –1800
the sensitivity analysis to predict cases for the whole community
dosea and compared these with the observed monthly number of cases
recorded in the IID2 study and regional data using correlation.
environmental
contamination
0.0001 – 0.0050
3. Results
community simulator
The social community model produced an initial population
frequency
of eating
0.0060
0.0001–
0.0001 –
0.005
2 – 14
0.0001–
0.005
setting (figure 2a–e, VIP values greater than 1). In all these
Reliable data not available; plausible ranges used.
0.0001 –
0.005
schoola
0.0001 –
0.005
minimum –
d
a
c
VIP VIP VIP VIP
(e)
(c)
(g)
(a)
0
1
2
prim
0
0.5
1.0
1.5
0
0.5
1.0
1.5
2.0
0
0.5
1.0
1.5
(f)
0
1
2
3
prim
0
0.5
1.0
1.5
2.0
0
0.5
1.0
1.5
ary
0
0.5
1.0
1.5
2.0
(h) 2.5
prim prim prim
ary sec sch ary ary
sec
ond schoo
ond
ary
ool sec
ond schoo
sec
o s
ary l sch ar y l nda chool
ry s
sch ool sch cho
ool hos ool o
hos pita hos hos l
pita l pita pita
l fam l l
fam ily fam fam
car ily car
e-h car ily car ily
e-h illn om e-h e-h
illn om ess e illn om illn om
ess
dur e oys d ura ess
dur e
ess
dur e
oys atio ters tion oys atio oys atio
oys
ters n oys (we oys
ters n oys
ters n
ters (week ters ekl ters (week ters (week
(inf ly) (inf y) (inf ly) (inf ly)
env re env req env re env re
uen
. co quent) . co
nta t) . co quent) . co quent)
nta nta nta
env m. ris env m. risk env m. ris env m. ris
ma . pa k ma . pa
ma . pa k ma . pa k
x. i r t. x. i r t. x. i r t. x. i r t.
mm dose mm dose mm dose mm dose
une une une une
tim tim tim tim
e e e e
Figure 2. Variance inflation projections for different settings (a – e) or transmission pathways ( f,g). (a) Primary school; (b) secondary school; (c) hospital; (d ) family;
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break modelling studies differ widely in their estimations of
90 disease dynamics when measured in terms of R0: Gaythorpe
et al. [32] quotes model R0 ranges of between just over 1 and
7. Variation in R0 is known to have impacts on the utility of
such models in outbreak settings of nosocomial disease [33].
no. cases
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behavioural contacts in their network, which were more except insofar as outside contacts with workplaces may act
fine-scale than those used in our study, led to a network as foci for introgression of infection external to the ‘residential’
that was effectively a random-mixing model. Our results community. Introgression of disease into the community from
demonstrate that the burden of disease arising in the broad these sources is likely to be highly stochastic, as it would be at
institutional settings of school, family and hospital is depen- the sparse but highly linked hubs occurring at scales leading
dent on transmission coefficients specific to each setting but to pandemic behaviour. The absence of intergenerational links
that duration of infectiousness and risk of environmental con- and extended families means that the connectivity in the
tamination were important drivers of predicted cases. At the social networks was highly conservative and as such the
community level, however, the burden of illness was depen- model will have underestimated network connectivity. We
dent on environmental contamination risk, duration of did not model variation in immune response to different nor-
illness, oyster consumption and transmission in secondary ovirus strains, treating all as homologous in their impacts on
schools. Part of the difference reflects the serial dependency the development of disease and subsequent immunity. We
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