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JOURNAL OF PERSONALITY ASSESSMENT, 87(1), 84–94

Copyright © 2006, Lawrence Erlbaum Associates, Inc. ARCHER, BUFFINGTON-VOLLUM,


FORENSIC TESTS
STREDNY, HANDEL

A Survey of Psychological Test Use Patterns Among


Forensic Psychologists
Robert P. Archer
Department of Psychiatry and Behavioral Sciences
Eastern Virginia Medical School

Jacqueline K. Buffington-Vollum
Institute of Law, Psychiatry, & Public Policy
University of Virginia

Rebecca Vauter Stredny


Central State Hospital
Petersburg, Virginia

Richard W. Handel
Department of Psychiatry and Behavioral Sciences
Eastern Virginia Medical School

Clinical psychologists are frequently called on to testify in court regarding mental health issues
in civil or criminal cases. One of the legal criteria by which admissibility of testimony is deter-
mined includes whether the testimony is based on methods that have gained “general accep-
tance” in their field. In this study, we sought to evaluate the psychological tests used in forensic
assessments by members of the American Psychology-Law Society Division of the American
Psychological Association, and by diplomates in the American Board of Forensic Psychology.
We present test results from this survey, based on 152 respondents, for forensic evaluations con-
ducted with adults using multiscale inventories, single-scale tests, unstructured personality
tests, cognitive and/or intellectual tests, neuropsychological tests, risk assessment and psy-
chopathy instruments, sex offender risk assessment instruments, competency or sanity-related
instruments, and instruments used to evaluate malingering. In addition, we provide findings for
psychological testing involving child-related forensic issues.

The potential admissibility of the conclusions offered by fo- Court decisions. In particular, the 1999 Kumho Tire v.
rensic psychologists in the courtroom is related to the scien- Carmichael Supreme Court decision expanded the applicabil-
tific basis of their testimony established, at least in part, by the ity of the Daubert ruling to include expert testimony derived
general acceptance of the techniques used by the psychologist from “other specialized knowledge” or technical knowledge,
in deriving an opinion. The 1993 United States Supreme Court the former generally serving as the basis of psychologists’ ex-
case Daubert v. Merrell Dow Pharmaceuticals, Inc. expanded pert testimony. Although many states have elected to employ
the federal standard for the admissibility of scientific testi- the Daubert standard, other states continue to use the earlier
mony by assigning the judge the role of a “gatekeeper” to en- federal standard, that is, the Frye v. United States (1923) stan-
sure that expert evidence is related to criteria including dard, which primarily emphasizes general acceptance of a
whether the scientific theory and technique is testable, has technique in a given scientific field as the necessary basis for
been subject to peer review and publication, has an established the admissibility of testimony. Therefore, forensic psycholo-
error rate, and is generally accepted in the relevant scientific gists’ knowledge of the accepted practices of their peers is of-
field. The Daubert standard is now used in all federal courts ten an essential part of ensuring that useful and admissible in-
and has been refined in subsequent circuit court and Supreme formation is provided to the legal system.
FORENSIC TESTS 85
Traditional clinical assessment instruments such as the varies by setting or evaluation focus. Apart from surveys of
Minnesota Multiphasic Personality Inventory–2 (MMPI–2; child custody evaluators and neuropsychologists, the litera-
Butcher et al., 2001) and Rorschach (Rorschach, 1921/1942) ture base is not sufficient to identify a clear consensus re-
as well as more specialized forensic instruments often play a garding test usage patterns, with the exception of the
crucial role in forensic evaluations (e.g., Archer, 2006). Al- MMPI–2 (Butcher et al., 2001) and the Wechsler Intelli-
though there have been some concerns regarding the use of gence scales (Wechsler, 1991, 1997a), which appear popular
traditional clinical measures in forensic assessment (e.g., across a wide variety of evaluations. Furthermore, the rap-
Melton, Petrila, Poythress, & Slobogin, 1997), such tests idly changing area of psychological assessment, with the in-
have nonetheless become widely accepted for use in forensic troduction of new tests and new revisions or editions of
evaluations (e.g., Borum & Grisso, 1995; Gould & Stahl, established instruments, necessitates regular updates of
2000; Greenberg, Otto, & Long, 2003; Otto, Edens, & knowledge regarding what is utilized in the field. This is es-
Barcus, 2000). Furthermore, survey results have indicated pecially true for forensic evaluators, given the many new fo-
that forensic psychology experts consider formal assessment rensic instruments that have been introduced over the past
tools to be highly desirable for use in forensic evaluations. In decade. Indeed, Otto and Heilbrun (2002) characterized the
a survey of American Board of Forensic Psychologists current state as an “explosion” in the development and publi-
diplomates regarding criminal evaluations, Lally (2003) cation of forensic and forensically relevant assessment in-
found that a wide range of clinical and forensic assessment struments. For these reasons, in this research, we sought to
instruments were rated as being either “Recommended” or update knowledge regarding psychological test usage among
“Acceptable” by significant numbers of these professionals psychologists who perform forensic evaluations in terms of
for evaluations of mental state at the time of the offense, risk their use of specific categories or types of psychological as-
for violence, risk for sexual violence, competency to stand sessment instruments.
trial, competency to waive Miranda Rights, and evaluations
of malingering.
Other surveys have reported on psychological test usage METHOD
in varying types of forensic evaluations. Borum and Grisso
(1995) conducted the first survey of highly experienced fo- Participants
rensic psychologists and psychiatrists regarding their use of
psychological tests in competence to stand trial and criminal The survey sample consisted of doctoral-level psychologists
responsibility evaluations. Ryba, Cooper, and Zapf (2003) who were members of the American Psychological Associa-
reported on the use of psychological tests in evaluating juve- tion Division 41 (American Psychology–Law Society;
niles’ competence to stand trial. In general, these surveys AP–LS) and/or diplomates of the American Academy of Fo-
have shown a mix of traditional clinical assessment instru- rensic Psychology (AAFP). We excluded graduate students,
ments with more specifically focused forensic instruments in experimental psychologists, and nonpsychologist mental
these settings. In the civil forensic realm, test usage in child health professionals from the study. To contact potential par-
custody evaluations has received particular attention, with ticipants in American Psychological Association Division
surveys that have been conducted by Ackerman and 41, we sent a recruitment email message to a subset of 149
Ackerman (1997); Ackerman, Ackerman, Steffen, and members of the AP–LS list with permission of the list admin-
Kelley-Poulas (2004); Bow and Quinnell (2001); Hagen and istrator. Email addresses for the AAFP were obtained from
Castagna (2001); Keilin and Bloom (1986); and Quinnell the diplomate directory on the AAFP Web site with permis-
and Bow (2001). These surveys have found generally similar sion from the Web site administrator. Of 213 diplomates
patterns of test usage among custody evaluators, with broad- listed in the AAFP directory, email addresses were not avail-
band, self-report personality inventories; intelligence tests; able for 52 (24.4%), and an additional 38 (17.8%) addresses
and the unstructured personality tests being most commonly were returned as “undeliverable,” yielding an adjusted
used. Several surveys have also focused on personal injury subsample n of 123.
evaluations both in relation to emotional damage (e.g., The combined overall number of potential respondents
Boccaccini & Brodsky, 1999) and neuropsychological injury from Division 41 and the AAFP at the time of this survey was
(e.g., Lees-Haley, 1992; Lees-Haley, Smith, Williams, & 272. We collected usable survey responses from 92 men
Dunn, 1996). Most recently, Slick, Tan, Strauss, and Hultsch (60.5%) and 60 women (39.5%), for an overall response rate
(2004) surveyed forensic neuropsychologists specifically re- of 55.9%. Of the respondents, 139 (91.4%) were White, 3
garding their practices in the assessment of malingering and (2%) were African American, 3 (2%) were Hispanic, and 7
found that most routinely included formal tests of malinger- (4.6%) fell into other ethnic backgrounds or groupings. Of
ing in their test batteries. the respondents, 122 (80.3%) held PhD degrees, 21 (13.8%)
Although survey findings have indicated consistently that held a PsyD degree, 8 (5.3%) jointly held doctoral and JD de-
psychological testing is an important component of most fo- grees, and 1 (0.7%) held an EdD degree. The primary occu-
rensic evaluations, the specific nature of the tests utilized pational setting for the participants in this survey were as
86 ARCHER, BUFFINGTON-VOLLUM, STREDNY, HANDEL
follows: private practice = 69 (45.4%), university/college RESULTS
setting = 16 (10.5%), correctional facility = 12 (7.9%), medi-
cal center/hospital = 10 (6.6%), residential/inpatient facility Table 1 presents demographic characteristics of the forensic
= 10 (6.6%), medical school = 6 (3.9%), court clinic = 6 survey respondents. The mean age of survey respondents was
(3.9%), psychiatric outpatient facility = 4 (2.6%), other set- 49.2 years (range 25 to 75), and the mean number of years
tings = 10 (6.6%), and unknown = 9 (5.9%). Of the respon- postdegree at the time of the survey was 17.7. The respon-
dents, 88 (57.9%) reported that they were not board certified, dents reported that a mean of 56.2% of their time was spent in
58 (38.2%) reported board diplomates in one or more areas, forensic practice, with a mean of 14.7 years spent in forensic
and 6 respondents (3.9%) did not indicate their board status. practice. We also requested respondents to indicate their ar-
Of the 58 individuals reporting diplomates, 37 (63.8%) re- eas of expertise, by selecting “all that apply.” The most fre-
ported board certification in forensic psychology by the quent endorsements of forensic expertise involved perform-
American Board of Professional Psychology (ABPP), 9 re- ing competency to stand trial evaluations, child custody
ported ABPP board certification in clinical psychology evaluations, criminal responsibility evaluations, violence
(15.5%), 3 reported ABPP board certification in neuro- risk assessment, sexual offender assessment, and personal in-
psychology (5.2%), 2 psychologists reported board certifica- jury evaluations. Finally, participants in this survey reported
tion in other ABPP specialty areas (3.4%), and 7 respondents that approximately 30% of their time in forensic practice was
(12.1%) listed diplomates by other boards such as the Ameri- spent in psychological testing.
can Board of Assessment Psychology. Of the survey partici- Table 2 provides information on the most frequently used
pants, 121 identified themselves as forensic psychologists multiscale inventories reported by survey respondents. For
(79.6%), 22 (14.5%) did not identify themselves as forensic this and all later tables, we utilized the WS to rank order the
psychologists, and 9 (5.9%) of the respondents did not report popularity of the instruments, and tests were listed in tables if
their self-identification in terms of forensic psychology. at least 5% of respondents within a category reported utiliza-
tion of that test. The data shown in Tables 2 through 11 re-
Survey Instrument and Procedure
TABLE 1
We emailed potential participants a recruitment message re- Characteristics of Forensic Survey
questing their participation in a Web-based survey. We pro- Respondents
vided a link to the Web address of the survey in the email. We
Variable M SD
instructed potential participants to activate the link to com-
plete the survey. Age (years) 49.19 11.95
The online survey included three sections. Section 1 cov- % of time spenta
Clinical practiceb 20.38 25.42
ered respondents’ background information and was divided Forensic practicec 49.27 31.85
into two subsections. Subsection 1A requested demograph- Administrative dutiesd 6.92 11.51
ics and data related to the practitioners’ professional back- Consultatione 4.03 7.75
Teachingf 7.05 13.56
ground and general practice characteristics; Subsection 1B Researchg 7.78 16.09
included questions relating to participants’ background in No. of years postdegree 17.68 11.43
and practice of forensic psychology. Section 2 presented 10 No. of years in forensic practice 14.70 9.23
% of time in forensic practice 56.22 33.34
sets or classes of tests including the following: multiscale % of respondents’ reporting expertisea
personality inventories, clinical scales, unstructured (also Competency to stand trial 17.36 20.01
commonly classified as projective) personality tests, cogni- Other criminal competencies 2.57 6.92
Criminal responsibility 11.67 14.78
tive and achievement tests, neuropsychological tests, mea- Violence risk assessment 8.95 15.64
sures of psychopathy and risk assessment, sexual offender Sexual offender assessment 8.75 19.51
risk tests, tests of competency and sanity, malingering tests, Capital sentencing/mitigation 2.84 9.92
and child-related forensic instruments. We asked respon- Civil commitment 2.36 6.36
Preemployment screening 3.23 12.80
dents to indicate their frequency of use of each instrument on Personal injury 8.48 17.64
a scale ranging from 0 (never), 1 (infrequently), 2 (occasion- Employment discrimination/harassment 0.98 3.16
ally), 3 (about 50% of the time), 4 (frequently), to 6 (always). Americans with disabilities cases 0.50 3.27
Standard of practice cases 0.77 2.65
Space was provided for the respondent to include up to five Sexual harassment 0.61 2.29
additional tests not listed in the survey for each class of tests. Child custody 13.36 26.67
We calculated a total mention (TM) score for each test by Child abuse/neglect 2.97 10.01
Juvenile delinquency 4.28 14.08
summing the usage ratings for the total sample. We also de- Malingering evaluation 5.94 16.96
rived a weighted score (WS) by summing the number of re- Other 4.37 12.37
spondents who checked each frequency of use category % of forensic practice spent in testing 29.41 25.40
multiplied by the numerical weights assigned for that inten- aTotal percentages may vary from 100%. bn = 102. cn = 141. dn = 74. en = 69.

sity of use (i.e., never = 0, always = 6). fn = 71. gn = 60.


FORENSIC TESTS 87
TABLE 2
Test Usage Ratings for Multiscale Inventories in Forensic Evaluations of Adults

Usage Rating Totals

Instrument a b c d e f g TM WS

Minnesota Multiphasic Personality Inventory (Butcher et al., 2001) 2 10 30 10 19 44 16 129 492


Personality Assessment Inventory (Morey, 1991) 61 10 16 5 15 21 3 70 240
Millon Clinical Multiaxial Inventory (3rd ed.; Millon, 1994) 59 29 18 6 11 6 2 72 169
Sixteen Personality Factors Questionnaire (Cattel, Cattel, & Cattel, 1993) 106 11 7 1 3 3 0 25 55
Revised NEO–Personality Inventory (Costa & McRae, 1992) 118 6 4 1 1 1 0 13 26
California Personality Inventory (Gough, 1996) 125 2 1 0 2 1 0 6 17

Note. N = 131. a = never; b = infrequently; c = occasionally; d = about 50% of the time; e = frequently; f = almost always; g = always; TM = total mentions; WS =
weighted scores (sum of n × numerical weight of ratings: a = 0, b = 1, c = 2, d = 3, e = 4, f = 5, g = 6).

flect the actual numerical frequencies of survey respondents by the Wide Range Achievement Test–3 (Wilkinson, 1993),
in each response category, with the TM and WS columns re- the Shipley Institute of Living Scale (Zachary, 1991), the
flecting score summations. Table 2 shows that the most fre- Vineland Adaptive Behavior scales (Sparrow, Balla, &
quently utilized multiscale instrument in the evaluation of Cicchetti, 1984), and two widely used achievement tests.
adults is the MMPI–2, followed by the Personality Assess- Table 6 reflects the most frequently used neuro-
ment Inventory (PAI; Morey, 1991)) and the Millon Clinical psychological test instruments by the 77 respondents report-
Multiaxial Inventory (3rd ed. [MCMI–III]; Millon, 1994). ing experience with adult neuropsychological evaluations.
Although the MCMI–III was utilized by 72 respondents in As shown in Table 6, the most widely used individual test
contrast to the 70 respondents reporting use of the PAI, the components of the Halstead–Reitan Battery (Halstead, 1947;
PAI tended to be utilized more frequently or intensely by sur- Reitan, 1979) are the Trail Making Tests (Reitan &
vey responders and therefore produced a higher WS. The re- Davidson, 1974), followed by the Wisconsin Card Sorting
maining three tests identified by survey respondents in order Test (Berg, 1948), and the Categories Test (Halstead, 1947).
of their WS and TM scores were the Sixteen Personality Fac- The Bender Visual–Motor Gestalt Test (Pascal & Suttell,
tor questionnaire (Cattell, Cattell, & Cattell, 1993), the Re- 1951) is the most frequently used single test in
vised NEO Personality Inventory (Costa & McCrae, 1992), neuropsychological evaluations. The Halstead–Reitan Bat-
and the California Personality Inventory (Gough, 1996). tery was more frequently utilized than the Luria-Nebraska
Table 3 shows the test usage ratings for the six most fre- Neuropsychological Battery (Luria, 1965), the latter round-
quently used clinical scales. As shown in Table 3, the Beck De- ing out the testing reported in this category.
pression Inventory–II (BDI–II; Beck, Steer, & Brown, 1996) Table 7 shows test use as reported by 97 respondents in
is the most frequently and intensely used instrument in this cat- evaluating violence risk assessment and psychopathy. The
egory followed by the Beck Anxiety Inventory (Beck & Steer, revised form and screening version of the Psychopathy
1990), the Spielberger State–Trait Anger Expression Inven- Checklist (PCL–Revised; Hare, 2003; PCL–Screening Ver-
tory (Spielberger, 1999), the State–Trait Anxiety Inventory sion; Hart, Cox, & Hare, 1995) are the most frequently used
(Spielberger, Gorsuch, Lushene, Vagg, & Jacobs, 1983), the tests in this category followed by the Historical Clinical
Beck Scale for Suicide Ideation (Beck, Kovacs, & Weissman, Risk–20 (HCR–20; Webster, Douglas, Eaves, & Hart, 1997),
1979), and the Beck Hopelessness Scale (Beck & Steer, 1988). the Violence Risk Appraisal Guide (VRAG; Harris, Rice, &
Table 4 presents the four unstructured test instruments Quinsey, 1993), and the Level of Service Inventory (LSI–R;
most frequently used in adult forensic evaluations by the 54 Andrews & Bonta, 1995).
survey respondents who reported unstructured test use. As Table 8 provides information concerning the most fre-
shown in this table, the most frequently used instrument is quently used instruments in adult sex offender risk assess-
the Rorschach, followed by all forms of sentence completion ments for the 62 respondents with experience in this area.
tests, the Thematic Apperception Test (Murray, 1943), and The Static–99 (Hanson & Thornton, 1999) was the most fre-
figure drawings. quently and most intensely employed instrument in this cate-
Table 5 shows the six most frequently employed cogni- gory followed by the Sexual Violence Risk–20 (Boer, Hart,
tive/intellectual and achievement tests used in forensic eval- Kropp, & Webster, 1997), the Minnesota Sex Offender
uation of adults. For classification purposes in this study, the Screening Tool–Revised (Epperson, Kaul, & Hesselton,
Wechsler Memory Scale (Wechsler, 1997b) was grouped 1998), the Rapid Risk Assessment for Sexual Offense Recid-
with cognitive/intellectual tests rather than included with ivism (Hanson, 1997), and finally the Sex Offender Risk Ap-
neuropsychological tests. As shown in Table 5, various praisal Guide (Quinsey, Harris, Rice, & Cormier, 1998).
forms of the Wechsler Intelligence scales (Wechsler, 1991, Table 9 provides the most frequently used instruments in
1992, 1997a) are the most widely used instruments followed competency or sanity evaluations. The most frequently and
88 ARCHER, BUFFINGTON-VOLLUM, STREDNY, HANDEL
TABLE 3
Test Usage Ratings for Clinical Scales in Forensic Evaluations of Adults

Usage Rating Totals

Instrument a b c d e f g TM WS

Beck Depression Inventory–II (Beck, Steer, & Brown, 1996) 25 16 23 1 7 2 1 50 109


Beck Anxiety Inventory (Beck & Steer, 1990) 47 11 12 1 3 1 0 28 55
State–Trait Anger Expression Inventory (Spielberger, 1999) 64 2 6 1 2 0 0 11 25
State–Trait Anxiety Inventory (Spielberger, Gorsuch, Lushene, Vagg, & Jacobs, 1983) 63 5 6 0 1 0 0 12 21
Beck Scale for Suicide Ideation (Beck, Kovacs, & Weissman, 1979) 65 4 5 0 0 0 1 10 20
Beck Hopelessness Scale (Beck & Steer, 1988) 66 4 2 1 1 1 0 9 20

Note. N = 75. a = never; b = infrequently; c = occasionally; d = about 50% of the time; e = frequently; f = almost always; g = always; TM = total mentions; WS =
weighted scores (sum of n × numerical weight of ratings: a = 0, b = 1, c = 2, d = 3, e = 4, f = 5, g = 6).

TABLE 4
Test Usage Ratings for Unstructured Personality Tests in Forensic Evaluations of Adults

Usage Rating Totals

Instrument a b c d e f g TM WS

Rorschach (Rorschach, 1921/1942) 9 18 9 4 7 5 2 45 113


Sentence completion 22 10 11 4 2 5 0 32 77
Thematic Apperception Test (Murray, 1943) 25 13 7 3 2 3 1 29 65
Projective drawings 29 5 11 3 3 3 0 25 63

Note. N = 54. a = never; b = infrequently; c = occasionally; d = about 50% of the time; e = frequently; f = almost always; g = always; TM = total mentions; WS =
weighted scores (sum of n × numerical weight of ratings: a = 0, b = 1, c = 2, d = 3, e = 4, f = 5, g = 6).

TABLE 5
Test Usage Ratings for Cognitive and Achievement Tests in Forensic Evaluations of Adults

Usage Rating Totals

Instrument a b c d e f g TM WS

Wechsler Intelligence scales (WAIS–R, WAIS–III, WASI, WMS; Wechsler, 1981,


1997a, 1997b, 1999) 6 19 53 8 15 15 9 119 338
Wide Range Achievement Test–3 (Wilkinson, 1993) 42 26 30 5 12 6 4 83 203
Shipley Institute of Living Scale (Zachary, 1991) 80 19 13 1 9 3 0 45 99
Vineland Adaptive Behavior Scales (Sparrow, Balla, & CIcchetti, 1984) 68 36 18 1 2 0 0 57 83
Wechsler Individual Achievement Test (Wechsler, 1992) 96 13 11 0 3 0 2 29 59
Woodcock–Johnson Psycho-Educational Battery–Revised (and 3rd ed.; Woodcock
& Johnson, 1989; Woodcock, McGrew, & Mather, 2001) 103 14 7 0 1 0 0 22 32

Note. N = 125. a = never; b = infrequently; c = occasionally; d = about 50% of the time; e = frequently; f = almost always; g = always; TM = total mentions; WS =
weighted scores (sum of n × numerical weight of ratings: a = 0, b = 1, c = 2, d = 3, e = 4, f = 5, g = 6); WAIS–R = Wechsler Adult Intelligence Scale–Revised;
WAIS–III = Wechsler Adult Intellisgnce (3rd ed.); WASI = Wechsler Adult Sentence Inventory; WMS = Wechsler Memory Scale.

TABLE 6
Test Usage Ratings for Neuropsychology Tests in Forensic Evaluations of Adults

Usage Rating Totals

Instrument a b c d e f g TM WS

Halstead–Reitan Neuropsychological Battery (Halstead, 1947; Reitan, 1979) 55 7 8 0 2 2 3 22 59


Trail Making Tests A and B (Reitan & Davidson, 1974) 12 13 29 1 9 7 6 65 181
Wisconsin Card Sorting Test (Berg, 1948) 39 15 13 1 2 5 2 38 89
Categories Test (Halstead, 1947) 50 6 11 1 2 4 3 27 77
Bender Visual–Motor Gestalt Test (Pascal & Suttell, 1951) 43 9 17 3 2 0 3 34 78
Luria–Nebraska Neuropsychological Battery (Luria, 1965) 64 9 4 0 0 0 0 13 17

Note. N = 77. a = never; b = infrequently; c = occasionally; d = about 50% of the time; e = frequently; f = almost always; g = always; TM = total mentions; WS =
weighted scores (sum of n × numerical weight of ratings: a = 0, b = 1, c = 2, d = 3, e = 4, f = 5, g = 6).
FORENSIC TESTS 89
TABLE 7
Test Usage Ratings for Evaluations of Risk Assessment/Psychopathy in Forensic Evaluations of Adults

Usage Rating Totals

Instrument a b c d e f g TM WS

Psychopathy Checklists (PCL; PCL–R: Hare, 2003; PCL–Screening Version: Hart,


Cox, & Hare, 1995) 4 16 43 3 16 6 9 93 259
Historical Clinical Risk–20 (Webster, Douglas, Eaves, & Hart, 1997) 32 17 23 3 10 8 4 65 176
Violence Risk Appraisal Guide (Harris, Rice, & Quinsey, 1993) 40 24 21 1 9 2 0 57 115
Level of Service Inventory (Andrews & Bonta, 1995) 79 7 5 1 4 1 0 18 41

Note. N = 97. a = never; b = infrequently; c = occasionally; d = about 50% of the time; e = frequently; f = almost always; g = always; TM = total mentions; WS =
weighted scores (sum of n × numerical weight of ratings: a = 0, b = 1, c = 2, d = 3, e = 4, f = 5, g = 6).

TABLE 8
Test Usage Ratings for Sex Offender Risk Assessment Instruments in Forensic Evaluations of Adults

Usage Rating Totals

Instrument a b c d e f g TM WS

Static 99 (Hanson & Thornton, 1999) 14 10 11 2 13 5 7 48 157


Sexual Violence Risk–20 (Boer, Hart, Kropp, & Webster, 1997) 21 14 16 1 5 5 0 41 94
Minnesota Sex Offender Screening Tool–Revised (Epperson, Kaul, & Hesselton, 1998) 38 7 7 1 4 1 4 24 69
Rapid Risk Assessment for Sex Offense Recidivism (Hanson, 1997) 29 15 11 2 3 1 1 33 66
Sex Offender Risk Appraisal Guide (Quinsey, Harris, Rice, & Cornier, 1998) 33 12 14 0 2 1 0 29 53

Note. N = 62. a = never; b = infrequently; c = occasionally; d = about 50% of the time; e = frequently; f = almost always; g = always; TM = total mentions; WS =
weighted scores (sum of n × numerical weight of ratings: a = 0, b = 1, c = 2, d = 3, e = 4, f = 5, g = 6).

TABLE 9
Test Usage Ratings for Forensic Evaluations of Competency or Sanity in Adults

Usage Rating Totals

Instrument a b c d e f g TM WS

MacArthur Competence Assessment Tool (MacCat)–Criminal Adjudication (Poythress


et al., 1999) 20 17 31 2 9 6 1 66 157
Competence Assessment for Standing Trial for Defendants With Mental Retardation
(Everington & Luckasson, 1992) 36 20 25 2 3 0 0 50 88
Evaluation of Competency to Stand Trial–Revised (Rogers, Tillbrook, & Sewell, 2004) 55 8 13 1 3 5 1 31 80
Grisso’s Miranda Rights (Grisso, 1998) 52 11 16 2 1 3 1 34 74
Rogers’ Criminal Responsibility Assessment Scales (Rogers, 1984) 57 11 9 2 4 3 0 29 66
Georgia Court Competency Test (Wildman et al., 1980) 66 7 5 1 4 2 1 20 52
MacCAT–Treatment (Grisso & Appelbaum, 1998) 65 9 9 1 2 0 0 21 38
Competency Screening Test (Lipsitt, Lelos, & McGarry, 1971) 68 9 5 0 4 0 0 18 35
Interdisciplinary Fitness Review Interview (IFI, IFI–Revised; Golding, 1993) 78 4 2 0 1 0 1 8 18
Fitness Interview Test (FIT, FIT–Revised; Roesch, Zapf, Eaves, & Webster, 1998) 81 3 1 0 0 1 0 5 10

Note. N = 86. a = never; b = infrequently; c = occasionally; d = about 50% of the time; e = frequently; f = almost always; g = always; TM = total mentions; WS =
weighted scores (sum of n × numerical weight of ratings: a = 0, b = 1, c = 2, d = 3, e = 4, f = 5, g = 6).

intensely used instrument in this category is the MacArthur tency to waive Miranda Rights and an instrument by Rogers
Competence Assessment Tool–Criminal Adjudication (1984) to assess criminal responsibility (i.e., The Rogers’
(MacCAT–CA; Poythress et al., 1999). The Evaluation of Criminal Responsibility Assessment scales).
Competency to Stand Trial–Revised (Rogers, Tillbrook, & Table 10 provides information concerning the use of spe-
Sewell, 2004) and the Competence Assessment for Standing cialized malingering instruments among the 109 respondents
Trial for Defendants with Mental Retardation (CAST–MR; involved in the use of these measures. The most frequently
Everington & Luckasson, 1992) were the next most com- used instrument in this category is the Structured Interview
monly used. The results for this category also included the of Reported Symptoms (SIRS; Rogers, Bagby, & Dickens,
family of instruments by Grisso (1998) to evaluate compe- 1992), closely followed by the Test of Memory and Malin-
90 ARCHER, BUFFINGTON-VOLLUM, STREDNY, HANDEL
gering (TOMM; Tombaugh, 1996). The remaining tests in Schoendorf Parent Evaluation of Custody Test (ASPECT;
this category, in order of their TMs, are the Validity Indicator Ackerman & Schoendorf, 1994) and the Uniform Child Cus-
Profile (Frederick, 1997), the Rey–15 (Rey, 1964), the Miller tody Evaluations System (UCCES; Munsinger & Karlson,
Forensic Assessment of Symptoms Test (Miller, 2001), the 1994) were also frequently utilized in this category.
Paulhus Deception scales (Paulhus, 1984), and the Portland
Digit Recognition Test (Binder, 1993).
Finally, Table 11 presents the instruments most frequently DISCUSSION
used by 76 respondents in their evaluation of children and ad-
olescents including child custody assessments. The most fre- It is important to note some salient methodological aspects of
quently used test in this category is the MMPI–Adolescent Web-based surveys prior to interpreting these results. Be-
(MMPI–A) developed by Butcher et al. (1992). The Millon cause forensic psychologists constitute a professional group
Adolescent Clinical Inventory (Millon, 1993), another self- expected to maintain high levels of Internet access, a Web-
report measure, ranked fourth as evaluated by the WS index. based survey was deemed to be an appropriate methodology
Several instruments designed for parents’ reports or ratings, for this sample (Solomon, 2001). Some findings suggest that
including the Parenting Stress Index (PSI; Abidin, 1995), the despite the widespread convenience and use of the Internet,
Child Abuse Potential Inventory (Milner, 1986), and the Web-based surveys may yield significantly lower response
Child Behavior Checklist (CBCL; Achenbach, 1991), ranked rates than comparable mailed surveys (Cook, Heath, &
in the top five most frequently and intensely used instru- Thompson, 2000; Couper, Blair, & Triplett, 1999; Solomon,
ments. The PCL: Youth Version (Forth, Kosen, & Hare, 2001). Indeed, Baruch (1999) reported the average response
2003), a clinician rating scale of psychopathy among adoles- rate for paper-and-pencil surveys at 56%, but a meta-analysis
cents, was ranked seventh. Standardized methods of collect- of Internet-based surveys yielded a lower mean response rate
ing custody evaluation data such as the Ackerman– of between 35% and 40% (Cook et al., 2000). The response

TABLE 10
Test Usage Ratings for Instruments Used to Asses Malingering in Forensic Evaluations of Adults

Usage Rating Totals

Instrument a b c d e f g TM WS

Structured Interview of Reported Symptoms (Rogers, Bagby, & Dickens, 1992) 15 15 45 4 21 8 1 94 247
Test of Memory Malingering (Tombaugh, 1996) 27 11 43 6 13 4 5 82 217
Validity Indicator Profile (Frederick, 1997) 50 15 23 6 6 7 2 59 150
Rey–15 (Rey, 1964) 58 18 19 1 9 3 1 51 116
Miller Forensic Assessment of Symptoms Test (Miller, 2001) 63 13 23 2 6 1 1 46 100
Paulhus Deception scales (Paulhus, 1984) 100 3 2 0 1 2 1 9 27
Portland Digit Recognition Test (Binder, 1993) 104 4 1 0 0 0 0 5 6

Note. N = 109. a = never; b = infrequently; c = occasionally; d = about 50% of the time; e = frequently; f = almost always; g = always; TM = total mentions; WS =
weighted scores (sum of n × numerical weight of ratings: a = 0, b = 1, c = 2, d = 3, e = 4, f = 5, g = 6).

TABLE 11
Test Usage Ratings for Psychological Tests in Child-Related Forensic Issues

Usage Rating Totals

Instrument a b c d e f g TM WS

Minnesota Multiphasic Personality Inventory–Adolescent (Butcher et al., 1992) 17 10 24 9 10 5 1 59 156


Parenting Stress Index (Abidin, 1995) 37 8 10 5 7 6 3 39 119
Child Behavior Checklist (Achenbach, 1991) 42 4 13 6 5 5 1 34 99
Millon Adolescent Clinical Inventory (Millon, 1993) 39 11 12 3 8 2 1 37 92
Child Abuse Potential Inventory (Milner, 1986) 48 7 11 2 4 2 2 28 73
Parent–Child Relationship Inventory (Gerard, 1994) 51 6 7 5 4 2 1 25 67
Psychopathy Checklist: Youth Version (Forth, Kosen, & Hare, 2003) 54 6 13 2 0 1 0 22 43
Personality Inventory for Children (Lachar & Gruber, 2001) 60 9 2 2 2 0 1 16 33
Bricklin Perceptual Scales (Bricklin, 1984) 63 7 1 1 3 1 0 13 29
Stress Index for Parents of Adolescence (Sheras, Abidin, & Konold, 1998) 68 1 3 0 1 2 1 8 27
Ackerman–Schoendorf Parent Evaluation of Custody Test (Ackerman & Schoendorf, 1994) 67 3 3 1 0 1 1 9 23
Uniform Child Custody Evaluation System (Munsinger & Karlson, 1994) 70 1 1 1 1 1 1 6 21

Note. N = 76. a = never; b = infrequently; c = occasionally; d = about 50% of the time; e = frequently; f = almost always; g = always; TM = total mentions; WS =
weighted scores (sum of n × numerical weight of ratings: a = 0, b = 1, c = 2, d = 3, e = 4, f = 5, g = 6).
FORENSIC TESTS 91
rate of 56.2% in this study is similar to the mean response ported use of specialized tests to assess malingering, 97
rate for traditional paper-and-pencil survey response formats (64%) reported use of measures to assess risk, 86 (57%) re-
as reported by Baruch (1999). However, two limitations in ported the use of tests to evaluate competency or sanity, 77
our sampling procedure should be explicated. The reliance (51%) reported use of neuropsychological assessment instru-
on AAFP and AP–LS memberships may have biased our sur- ments, 76 (50%) reported use of instruments to evaluate chil-
vey to more highly trained and credentialed forensic psy- dren’s functioning, and 75 (49%) reported the use of single-
chologists. Furthermore, use of the AP–LS Listserve mem- scale inventories such as measures of depression, anger, or
bership might have also restricted our sample to respondents anxiety. Only 62 respondents (41%) reported use of special-
that may have varied in potentially important ways from the ized sex offender risk assessment instruments in evaluations
“typical” forensic psychologist. Therefore, the general- of sexual offenders. Finally, use of performance-based per-
izability of these findings awaits evaluation in terms of the sonality assessment instruments such as the Rorschach (used
results from future surveys completed on forensic psycholo- with any coding system) was limited to 54 (36%) partici-
gists in other settings and organizations. pants, a percentage roughly equivalent to the 30% to 32% of
The 152 respondents who participated in this study pro- psychologists in the Borum and Grisso (1995) survey who
vide a “snapshot” of a group of forensic psychologists who reported use of the Rorschach in competency to stand trial
appear, similar to the respondents in the Borum and Grisso and sanity evaluations.
(1995) study, to be predominantly in mid-career. The typical Findings within broad test categories show some general
respondent was a White, 49-year-old male PhD in a private consistencies in survey findings across time. For example,
practice setting. Although analyses of gender differences the predominant popularity of the MMPI–2 among
across time is not possible from these data, the observation multiscale inventories in this study is consistent with prior
that Borum and Grisso’s survey reflected 15% female re- reports by Keilin and Bloom (1986), Ackerman and
spondents in 1995, whereas 40% of respondents were Ackerman (1997), and Hagen and Castagna (2001) who
women in our 2005 survey, indicate future investigation of found the MMPI (Hathaway & McKinley, 1943) to be the
the gender distribution among forensic psychologists is war- most widely used test in child custody evaluations and the
ranted. The typical respondent had nearly 18 years of findings by Borum and Grisso (1995) that the MMPI and
postdegree experience, with roughly 15 years of experience MMPI–2 were the dominant instrument in their survey used
in the forensic area. A large majority of the respondents iden- to evaluate competence to stand trial. Furthermore,
tified themselves as forensic psychologists, but most were Boccaccini and Brodsky (1999) also reported that the
not board certified in this specialty area. At the time of their MMPI/MMPI–2 is the most widely used instrument among
completion of the survey, the typical respondent spent over forensic psychologists performing personal injury evalua-
50% of his or her time in forensic practice, with nearly 30% tions. The Wechsler Intelligence scales were predominant
of this forensic practice involving testing. The areas of exper- among clinicians reporting test use in the cognitive and
tise of these forensic psychologists varied widely across achievement test category of our survey. This finding is con-
criminal, family, and civil issues, with the five top areas as sistent with results found by Lees-Haley et al. (1996) who re-
follows: competency to stand trial, child custody evaluation, ported that the Wechsler Intelligence scales were the most
criminal responsibility, violence risk assessment, and per- widely used assessment instruments in their survey of foren-
sonal injury litigation. sic psychologists performing personal injury evaluations
Survey respondents were asked to report their test usage in (predominantly in neuropsychological evaluations). Further-
relation to specific test categories. In this regard, our survey more, the relative popularity of the BDI–II among psycholo-
differed from prior surveys that typically asked psycholo- gists reporting use of single-scale tests is also consistent with
gists to report what test instruments they utilized to evaluate the relatively high utilization found for this instrument in the
specific issues such as custody evaluations or competency to Boccaccini and Brodsky and Lees-Haley et al. personal in-
stand trial. Therefore, the data from our survey tells us more jury evaluation surveys. Although the use of unstructured
about test usage generally and less about tests used to evalu- measures was not reported by most of the respondents in our
ate specific forensic questions. Moreover, this survey also survey, among those psychologists using these instruments,
differs from that conducted by Lally (2003) that assessed the dominance of the Rorschach Ink Blot Technique is also
opinions about acceptability rather than actual test usage by consistent with findings reported by Borum and Grisso in
forensic psychologists. The overall response rate produced their survey of criminal responsibility instruments and by
within various categories of testing shows that multiscale in- Boccaccini and Brodsky and Lees-Haley et al. in their per-
ventories such as the MMPI–2 were utilized by the largest sonal injury surveys.
proportion of respondents, with 131 (86% of all respondents) In addition to replicating previously reported findings,
having reported use of one or more instruments in this cate- this survey also provided some new insights into less well-
gory and 125 respondents (82.2%) having reported use of in- established test utilization practices. For example, the
tellectual or achievement tests such as the Wechlser MMPI–A emerged as the most widely used self-report in-
Intelligence scales. Furthermore, 109 respondents (72%) re- strument in evaluating children’s functioning in forensic
92 ARCHER, BUFFINGTON-VOLLUM, STREDNY, HANDEL
evaluations, and parental report forms were also popular in Ackerman, M. J., & Schoendorf, K. (1994). ASPECT: Ackerman–
Schoendorf scales for parent evaluation of custody. Los Angeles: Western
the evaluation of children’s functioning including the PSI,
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the CBCL, and the Personality Inventory for Children (PIC; Andrews, D., & Bonta, J. (1995). The LSI–R: The Level of Service Inven-
Lachar & Gruber, 2001). Furthermore, two of the “tests” that tory–Revised. Toronto, Ontario, Canada: Multi-Health Systems.
emerged as popular in this survey are not psychometric in- Archer, R. P. (Ed.). (2006). Forensic uses of clinical assessment instruments.
struments in a formal sense but rather standardized systems Mahwah, NJ: Lawrence Erlbaum Associates, Inc.
Baruch, Y. (1999). Response rates in academic studies—A comparative
for organizing data in child custody evaluations, that is, the
analysis. Human Relations, 52, 421–434.
ASPECT and the UCCES. The PAI, a multiscale self-report Beck, A. T., Kovacs, M., & Weissman, A. (1979). Assessment of suicidal
test, was used by nearly half of our survey respondents (i.e., ideation: The Scale for Suicide Ideation. Journal of Consulting and Clini-
46%) versus only 6% to 29% of the respondents in the Borum cal Psychology, 47, 343–352.
and Grisso (1995) study. Among users of specialized instru- Beck, A. T., & Steer, R. A. (1988). Manual for the Beck Hopelessness Scale.
San Antonio, TX: Psychological Corporation.
ments to evaluate malingering in forensic assessments, the
Beck, A. T., & Steer, R. A. (1990). Beck Anxiety Inventory manual. San An-
SIRS and the TOMM were the two most popular instru- tonio, TX: Psychological Corporation.
ments. In particular, compared to the roughly 12% of respon- Beck, A. T., Steer, R. A., & Brown, G. (1996). Beck Depression Inventory
dents who reported use of the SIRS in 1995 (Borum & manual (2nd ed.). San Antonio, TX: Psychological Corporation.
Grisso, 1995), our study’s utilization of 62% shows substan- Berg, E. A. (1948). A simple objective treatment for measuring flexibility in
thinking. Journal of General Psychology, 39, 15–22.
tial and dramatic growth for this instrument. Finally, despite
Binder, L. M. (1993). Portland Digit Recognition Test manual (2nd ed.).
the science-based criteria for admissibility imposed by Portland, Oregon: Author.
Daubert and Kumho court decisions, unstructured measures Boccaccini, M. T., & Brodsky, S. L. (1999). Diagnostic test use by forensic
lacking a solid scientific foundation—such as some sentence psychologists in emotional injury cases. Professional Psychology: Re-
completion forms and figure drawing indexes—continue to search and Practice, 30, 253–259.
Boer, D. P., Hart, S. D., Kropp, P. R., & Webster, C. D. (1997). Manual for
be used by roughly 16% to 21% of the forensic psychologists
the Sexual Violence Risk–20: Professional guidelines for assessing risk of
in our survey. These latter findings suggest that change in test sexual violence. Vancouver, British Columbia, Canada: Institute Against
use practices occurs relatively gradually, and some tradi- Family Violence.
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In conclusion, this survey demonstrates the marked and
procedures in child custody evaluations: Five years after the American
continuing popularity of traditional clinical assessment in- Psychological Association Guidelines. Professional Psychology: Re-
struments in forensic evaluations including the MMPI–2 and search and Practice, 30, 261–268.
the Wechsler Intelligence scales. Findings also indicate that a Bricklin, B. (1984). Bricklin Perceptual scales. Furlong, PA: Village.
number of more recently developed assessment measures, Butcher, J. N., Graham, J. R., Ben-Porath, Y. S., Tellegen, A., Dahlstrom, W.
G., & Kaemmer, B. (2001). Minnesota Multiphasic Personality Inven-
such as the PAI, are gaining widespread acceptance among
tory–2 (MMPI–2): Manual for administration, scoring, and
multiscale inventories and that relatively recent parent self- interpretation (Rev. ed.). Minneapolis: University of Minnesota Press.
report measures (e.g., the PSI) are being used in the child Butcher, J. N., Williams, C. L., Graham, J. R., Archer, R. P., Tellegen, A.,
evaluation arena along with more established instruments Ben-Porath, Y. S., et al. (1992). MMPI–A (Minnesota Multiphasic Per-
such as the CBCL and the PIC. Finally, our survey results sonality Inventory–Adolescent): Manual for administration, scoring, and
interpretation. Minneapolis; University of Minnesota Press.
also indicate the increasing popularity of specialized assess-
Cattell, R. B., Cattell, A. K., & Cattell, H. E. P. (1993). Sixteen Personality
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LSI–R in the risk assessment category; the STATIC–99 in and Ability Testing.
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