WAGNER, H, Some rock-mechanis aspects of massve-mining methods a depth. MASSMIN 92. Johannesburg, SAIMM, 1992. pp. 49-54,
Some Rock-mechanics Aspects of Massive-mining
Methods at Depth
H. WAGNER
Chamber of Mines, Johannesburg, South Africa
‘Massive mineral deposits are classified according to their geometry into truly three-dimensional,
tabular, and quasi-linear deposits. The effects of the geometry and size of an excavation on the
stresses around stich an excavation are discussed,
It is shown that, except in tabular mineral deposits, mining-induced stresses play a subordinate
role, and strata-control problems are most likely to be caused by poor rockmass properties and
structural defects. In the case of tabular deposits, stress and energy changes resulting from mining
are most important. In most cases, itis necessary to apply methods of pa-tial extraction to ensure
the safe extraction of wide tabular deposits. The role of pillars in three-dimensional and quasi-
linear mineral deposits is to assist in controlling the local strata, rather than in controlling the
stress and energy. Similarly, the role of backlill is to assist in the control of the operations and
excavation walls, rather than to reduce the energy changes brought about by the mineral
extraction.
‘The
overcome these.
Introduction
In Southern Africa, relatively little experience has been
gained on the mining of massive ore deposits at depth.
Notable exceptions are the mining operations at Tsumeb in
Namibia, O’okiep in Namaqualand, and some of De Beer's
ddiamond-mining operations. At Western Areas Gold Mine,
massive reef bands are being mined on an irregular pattern.
Rock-mechanics practice in Southern Africa has been
developed mainly for the extraction of tabular orebodies. In
the case of the relatively shallow coal seams, well-tested
methods of pillar design are in use, and design methods for
total-extraction mining under massive dolerite sills are
available to the mine operator. In the case of deep gold
‘mines, design criteria have been established and are used
‘widely for the layout of tabular stoping excavations and the
siting of off-reef excavations. Rock-engineering concepts
such as critical field stress, energy-release rate, and excess-
shear stress are used routinely. There is also a wealth of
information on backlills for use in the stopes of deep gold
In contrast, there is no established body of rock-
mechanics expertise for massive orebodies at depth. The
limited experience that does exist tends to be site-specific
and cannot be readily transferred to other situations.
The purpose of this paper is to highlight some of the
‘major rock-engineering differences between tabular and
massive orebodies at depth. For the purpose of this
discussion, a massive orebody is defined as an orebody with
its minimom dimension more than 20 m. The term deep
orebody relates to the strength properties of the rock
environment and to the primitive or pre-mining rock
stresses. By this definition, an orebody is considered deep
when the maximum value of the primitive-stress tensor
exceeds a value of half the rockmass strength. This
condition is usually sufficient for the excavation walls to
fal
ifficulties in estimating rockmass strength are outlined, and some proposals are made to
Strength of the Rockmass
A particular problem of rock-mechanics design for massive
corebodies is the prediction of rockmass strength. There are
a number of reasons for this difficulty. Firstly, the strength
properties of rock are normally determined from small
samples of intact pieces of rock that are tested under
artificial loading conditions. The rock-strength values
‘obtained in this manner are, in most instances, of little
value for design purposes since they do not take into
account the effects of joints, fissures, and other planes of
weakness. One of the more promising approaches that take
these defects into account is the empirical failure criterion
proposed by Hoek and Brown!:
4 £6, + 4/(maeo,+ $0;
where 01, and of are the major and minor principal stresses
at failure, 0 is the uniaxial compressive strength of the
intact rock material, and m and s are constants that depend
upon the properties of the rock and upon the extent to
which it has been broken before being subjected to stresses
(9; and os. For intact rock material, the value of s = 1 and
the value of m ranges from 7 t0 25.
‘A source of difficulty is that the rock properties undergo
significant changes once the inequality given in [1] has
been satisfied. To account for these changes and, in
particular, to allow for the reduced confinement provided
by the broken rockmass surrounding a highly stressed
excavation, Hoek and Brown! revised their original
criterion, equation [1], by introducing a rating value for
failed or broken rockmass. In terms of this concept, the
values for m and s of the broken rockmass are reduced,
depending on the extent of fracturing and jointing that have
taken place. These authors suggest that the values of m,
and s, for a fractured and jointed rockmass can be estimated
a)by use of either the NGI or the CSIR rockmass
classification systems. Figure 1 gives the relationship
between the CSIR rockmass rating and the factors by which
the values of m and s have to be reduced to take the extent
of jointing and weathering of the rockmass into account.
‘The Hock-Brown criterion has been employed with a
considerable degree of success in the analysis of
excavations in deep gold mines.
‘A further important factor is the spacing and orientation
of joints and other structural weaknesses in relation to the
excavation. This aspect is of particular importancs
formations of sedimentary rock.
‘A basic shortcoming of most of the rockmass-
classification systems that are in use is that they do not
‘account for the influence of an excavations dimensions”.
For massive rock formations, Hoek and Brown! proposed
the following strength-size relationship:
ot
8,= 94,(50/4) pl
where ceso is the uniaxial compressive strength for a rock
specimen of 50 mm diameter and d is the rock dimension
under consideration.
‘Johnson’ successfully applied the relationship of equation
[2] in estimating the extent of fracturing in tunnels with
diameters of 2 to 3 m that were developed in massive
‘quartzites (Figure 2). Also shown in this diagram is the
Hoek-Brown strength-size relationship.
Finally, the effects of layers of different rock strength on
the behaviour of the rockmass and the excavation need to
be considered. Soft layers influence the behaviour of the
excavation in several ways. Firstly, if the soft layer is
relatively thick, most of the rock deformation will take
0,001
0.0001
oro, 10—-100 1 000
Figure 1, Relationship between the CSIR and the NGI rockanass
‘ating systems and the values of sand m
Sa
Fieure 2, Effects of excavation size on rock strength
place in this layer. Secondly, because of the low modulus of
deformation and the generally high Poisson’s ratio of soft-
rock materials, high shear stresses develop at the interface
between hard and soft layers if the loading conditions
change as they do during the excavation process‘. A.
specific feature of soft-rock layers in pillars and excavation
walls is that tension is induced in the harder-rock layers,
which confine the soft layers and, as a result of this,
rockwalls and pillars can fail at much lower stress levels
than would be expected from strength tests on the hard
layers.
Laubscher’ published a nomogram that takes these
factors into account, and that allows an estimate of the
strength of rock walls comprised of hard and soft layers
(Figure 3). The percentage lines in the nomogram relate to
the strength of the soft layers as a percentage of the strength
of the hard layers.
From a design point of view, a realistic assessment of the
rock-strength properties is critical since these impact on the
safety and operational aspects of the mining method that
hhas been chosen for a certain mineral deposit, Factors such
as dilution and percentage extraction of ore, as well as the
ccost of support measures and the amount of development
required to prepare an orebody for extraction, depend on
the rock-strength properties.
Geometry of Mineral Deposits
‘The geometry of a mineral deposit is of overriding
importance to the choice of mining method. Rock-
mechanics considerations determine whether a proposed
‘mining method is feasible from the points of view of the
‘operation and economics.
‘Massive mineral deposits can be grouped into one of the
following three categories
(1) truly three-dimensional deposits:
‘These are deposits with similar dimensions in al
directions. Typical examples of truly three
dimensional orebodies ate porphyritic coppe
deposits
(2) Tabular deposits:
(4<<42 4).
Average 0, a8 % of stFong r90k
igure 3. Effect of weak rock bands on the strength ofa stratiie
rockmass(afler LaubscherS)‘These are deposits whose extent in one direction is
considerably smaller than that in the other two
directions. Typical examples of tabular deposits are
sedimentary of vein-type mineral deposits
(3). Quasi-linear deposits:
(22424):
‘These are deposits whose extent in one direction is,
significantly greatér than that in the other two
directions. Typical examples of quasi-linear deposits
are mineralized pipes.
Although each mineral deposit has its own unique
features, there are a number of characteristic features that
apply to the various excavation geometties. In the case of
truly three-dimensional deposits, a distinction has to be
made between the final excavation stage and the
intermediary stages. From the point of view of the
following discussion, the comments refer primarily to the
final excavation state.
‘Truly Three-dimensional Mineral Deposits
‘The most basic example of a three-dimensional orebody is,
a sphere. Once this orebody is fully developed, it will result,
in a spherical cavity of radius a. Obert and Duvall discuss
the stress distribution around spherical cavities subjected 10
uniaxial and hydrostatic stress field. Here, only the
‘equations for the hydrostatic stress field are given:
omit
é
a= pds pI
where o, -—=—_—Ratial stress
Tangential tess
5 Hydrostatic pressure
: of spherical cavity
7 = Distance from centre of
spherical cavity
Figure 4 shows the distribution of the radial
tangential stresses around the spherical cavity. The
maximum tangential sess at the excavation wall has a low
value of 1,5 p, and drops to a value of less than 1,1 p at a
distance of one excavation radius into the rock. This low
value of tangential stress, together with the rapid bi
in radial stress, is an indication that mining-induced
fracturing around a three-dimensional excavation is,
confined to a relatively small volume of rock around the
excavation,
Another important feature of three-dimensional
excavations is that the magnitude of mining-induced
stresses is largely independent of excavation size, and is
dependent only on the shape of the excavation and the
magnitude of the primitive stresses. However, the
tiscussion of rockmass strength has shown that the rack
conditions tend to deteriorate with excavation size.
Consequently, rock fracturing around large excavations,
will tend to be more pronounced than that around smaller
excavations.
‘The siting of service excavations around three-
dimensional orebodies is relatively non-critical from @
rock-stress point of view, provided these excavations are
3 o
Z 10
or
os
°
Figure 4. Distribution of radial and tangential stresses around a
‘spherical cavity subjected to uniform compression p
(after Obert and Duvall)
about 0,2 of a radius away from the orebody (Figure 4). Far
‘more important considerations are local geology and the
possibility that the walls of the stoping excavation will
cave. From a design point of view, it is important that this,
possibility is investigated before a final decision is taken on
the position ofa service excavation.
Truly three-dimensional orebodies are often mined by
some form of caving of the orebody and drawing of the ore
through a grid of drawpoints. The design of the drawpoints,
is critical in two respects. Firstly, if controlled drawing of
the ore is to take place, the drawpoints should not be to0 far
apart. Secondly, drawpoints should not be too close $0 as 10
minimize the interactions of stresses between these
excavations. A discussion on caving and draw mechanisms
falls outside the scope of this paper, and interested readers
are referred to the fundamental work by Kvapil’
AAs far as the spacing between excavations is concerned,
Wagner and Salamon’ have shown that, in most situations,
the interactions between adjacent excavations become
negligible if they are spaced three excavation diameters
apart. However, in the case of a large number of such
excavations, the effect of the local extraction percentage on
the overall stress level has to be taken into account
Strata control of truly three-dimensional mineral deposit
primarily concerned with the control ofthe effects of pre-
existing weaknesses in the rockmass and the control of
loose rock formations. The role of pillars in truly three
dimensional mincral deposits is mainly to assist with local
strata-control problems, rather than to control stress levels,
‘The same applies to the backfilling of three-dimensional
excavations.
Finally, the nature of the stress distribution around truly
three-dimensional excavations is such that stippage on pre-
existing planes of weakness is confined to the immediate
of excavation walls, and large-scale fault slippage,
such as is frequently observed around deep tabular
‘deposits, can be excluded. Where such movements are
observed, they tend to be associated with tectonic stresses,
in the rock-mass,
‘Tabular Mineral Deposits
A pool of knowledge exists on the extraction of narrow-
reef deposits at depth. The basic principles concerning the
extraction of such orebodies are summarized in an industry
guidel® that was published by the Chamber of Mines
Research Organization in 1988. The discussion here‘concerns a few rock-mechanics principles as they apply to
the mining of tabular deposits!
In a horizontal parallel-sided extraction panel of span 2 4
the distribution of convergence on the reef level is given by
S, where x is the variable, v is Poisson's ratio, q is the
vertical component of the primitive stress, and G is the
modulus of rigidity
(G = E/2U+y):
. 20-4,
The average vertical stress at the stope face can be
expressed as the root-mean-square stress!
Op = nf 2% =2,51¢,/2, 51
where his the stoping height.
The rate at which energy is released at the stope face
‘owing to the removal of the mineral from a small area, aA,
is given by
5, icy
mowed 1
2G
AU, /AA
‘The most important feature of equations [4], [5], and [6]
is thatthe convergence in the mined-out area, the stress at
the stope face, and the amount of energy that is released as
a result of mining, all increase as the span of mining
In the case of narrow tabular deposits, the rate of increase
is controlled by the stoping height since the maximum
amount of closure in the mined-out area, S,, cannot exceed
the stoping height, h
‘The half-span at which total closure occurs is generally
referred to asthe critical half-span, 4:
LehGIXLvy. m
‘The importance of total closure in the mined-out area for
the stress and energy changes resulting from the extraction
of tabular orebodies will be discussed briefly
‘The maximum value of the average stress at the stope
face occurs when >. In thi
om a fete o2800/-% i
From a comparison of equations [5] and [8], it follows
that the maximum value of the average face stress is only
13 per cent higher than that at the time of total closure.
In the case of the energy changes, the energy-release rate
atthe point of total closure, #= 4 is
AU g/AA = ha, 1]
hile the energy-release rate for /—+ 2 is
Up / MA =h- (10)
‘The effects of the stope height on the stress and energy
changes of a 1 m high tabular excavation situated at a depth
of 2000 m below the surface are shown in Figure 5. Of
particular significance is the average face stress, which
reaches theoretical values of more than 50 q, compared
with values of less than 2 q in the case of truly three-
dimensional excavations. Extensive fracturing of the rock
ahead of stope faces is an unavoidable consequence of the
extraction of narrow tabular mineral deposits.
In the case of wide tabular deposits, no advantage can be
taken of the beneficial effects of total closure since the
critical half-span, which increases proportionally with the
stope width, equation [7], becomes unrealistically large.
While the greater stope width has beneficial effects on the
average face stresses, equation [5], the magnitude of these
stresses is still sufficient to cause extensive rock fracturing.
This, together with the practical difficulties of supporting,
rock slabs at high stope faces, causes severe strata-control
problems.
A practical means of extracting wide tabular deposits at
depth is to keep the mining spans relatively small and to
adopt a system of partial extraction that is based on a
regular system of substantial stability pillars.
‘The design of the stability pillars is crucial to the success
of the mining system. The pillar design has to satisfy two
criteria. Firstly, the width-to-height ratio of the pillar should
be at least 20 to 1 to ensure stable pillar behaviour.
Secondly, the average pillar stress, Gp, should not exceed a
value 2,5 times the compressive strength of the strata above
and below the pillar if foundation failure is to be avoided.
It should be noted that the second criterion determines the
percentage ratio that can be achieved with such a system,
The average pillar stress is given by
q
°,- > ty
where eis the extraction ratio.
Further, ) =2.5 12]
where oy is the compressive strength of the strata above
and below the pillar.
‘When [12] is introduced in [11}
[3]
he pillar spacing depends on the height of the pillars
since the pillar width, Way, should be
W=20h, (14)
at least 20 times the pillar height,
‘Destn 2 000 m
Stope height Tm
8
Ooms
aun/aa
2 so ae Ta Ta TIO
Halt span (rm)
Figure. Changes in stress and energy resulting from the
extraction ofa 1 m wide tabular mineral deposit situated at a
depth of 2000 mFor a given extraction ratio, e, the centre span between
pillars, S, can be calculated from
W_ _ 20h
‘ ee aes
15]
It was mentioned earlier that, even in relatively wide
tabular deposits, the average face stress, equation [5], is,
sufficiently high to cause extensive fracturing at the stope
face. Furthermore, the support of high faces and high stopes.
is a major problem and very costly. One way of overcoming
these difficulties is to extract the wide tabular orebody in,
{wo stages. The first stage would involve the extraction of a
narrow slot using conventional gold-mine stoping
technology. Once the area has been destressed, the bulk of
the orebody can be extracted, and backfill can be
introduced. The sequencing of the destressing and massive-
mining operations can be critical, and deserves careful
investigation.
Finally, in the extraction of wide tabular deposits at
‘moderate depth, the value of the vertical primitive stress, q,
is generally low compared with the compressive strength of
the orebody and the surrounding strata. This suggests the
use of a regular system of support pillars. These can be
similar to those used in coal mines, or can be long sttip-
pillars
The average pillar stress, o, in a system of regular
support pillars can be calculated readily from equation [11].
‘More difficult is the calculation of the pillar strength. As far
as coal pillars are concerned, a wealth of information exist.
‘The same cannot be said for hard-rock pillars. Based on the
evaluation of pillar-strength formulae, which were
developed primarily for coal pillars, Hoek and Brown!
proposed the following pillar-strength equation:
FE wi, (1s)
where Ope is the pillar strength, kis the strength of a cube of
rock with side lengths of I'm, and V is the pillar volume
(m),
Given the uncertainties of the pillar-strength estimate, it
is advisable to base the pillar design on a safety factor, SF,
of at least 2. The safety factor is defined as the ratio of the
pillar strength to the pillar load:
bid kG my” vo a-e)
ve, kb <9
=e hem 0-8 an
sro 7 07)
‘The use of a regular system of pillars isan attractive
mining method in tabular orcbodies with a width of less
than 4'm situated at a depth of less than 500 m. Such a
system allows for easy mechanization, and minimizes the
Support cost while in most instances yielding a relatively
igh extraction rato.
(Quasi-linear Mineral Deposits
Mineralized pipes are the most common form of quasi
linear deposits. From an overall stress point of view, the
stress situation around these orebodies is comparable with
that found around shafts and tunnels. Figure 6 shows the
variation in principal stresses, 0; and 0, with distance from
the sidewall of excavations of different cross-sections
While Figure 6 shows the situation around a horizontal,
tunnel, the basic principles apply also to vertical
vs a 25 so
tion (21)
Figure 6. Variation in principal stres, and os, with distance
{rom the sidewall of elongated excavations of diferent cross-
sections
excavations. In the case of the latter, the ratio of the two
horizontal stresses is a critical factor. While in many
situations the horizontal stresses are neafly uniform in all
directions, this is not always the case, and significant
variations in the magnitude of the horizontal stresses can
exist. Such an anomaly exists, for example at O'okiep, and
has given rise to unique strata-control problems. The
important conclusion that can be drawn from Figure 6 is
that, at a distance of about half the excavation width into
the rock, the effects of the excavation on the stress
conditions in the rock have largely disappeared. The effects,
of the excavation geometry on the rock stresses are most
pronounced close to the excavation walls. Of importance is
the orientation of the excavation relative to the principal
stresses,
‘As for truly three-dimensional excavations, the role of
pillars in quasi-linear orebodies is confined to local strata
control; that is, to limiting the width and height of
‘unsupported rockwalls 50 as to reduce dilution of the ore.
Sill pillars are used to provide access to the orebody. The
design of these pillars is determined largely by general
‘ground-control considerations, rather than on the basis of a
critical stress.
Finally, it should be pointed out that the stresses acting at
the face of @ quasi-linear excavation that is advanced in a
longitudinal direction are considerably less than those that
develop in the rockwalls some distance behind the face.
‘The reason for this is that a proportion of the primitive rock
stress is carried by the rock ahead of the quasi-linear
excavation, De la Cruz and Goodman'® have calculated that
the radial convergence behind the end of a circular hole in
an elastic rock approaches its final value at a distance of
about one diameter from the advancing face.
Summary
In summary, the strata-control conditions in elongated
orebodies are determined by structural factors such as
jointing and faulting, rather than by high induced rock
stresses. The role of pillars and backfill is to control the
behaviour of rockwalls, rather than to control the stresses
and energy-release rates, which are generally low!4,
Conclusions
‘+ With the exception of wide tabular mineral deposits,
‘most strata-control problems encountered in massive-mining operations are likely to be related to poor rock-
‘mass properties and structural defects.
‘Mining-induced stresses around truly three-dimensional
and quasi-linear excavations are generally low, and their
‘effects are confined to the immediate vicinity of the
excavation.
Stress concentrations around truly three-