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David Becker
INTRODUCTION
which, given proletarian groups' relatively small numbers and low levels of consciousness
at the present time, inevitably means acceptance of the Leninist model :
thoroughgoing
change directed from on high by a vanguard party of intellectuals and bureaucrats. Their
claim to represent the material interests of the working class has been shown, however,
to rest on sheer
ideology.
I have elsewhere the image of a non-hegemonic
challenged bourgeoisie presented
by dependencismo, at least for an instance of capitalist based on exporta
development
tion of mineral resources :*bonanza I have called it.4 Here I wish to join
development',
with those who have begun to call attention to another weakness
of dependency-oriented
class analysis, viz., its failure thus far to deal empirically with subordinate social forces.^
The task of class analysis, in my opinion, is to treat
'. the formation, and relations of all significant -
practices, class actors most
certainly including the working class, as the latter is essential to the dialectic
1 A term derived
from Hobson (1939) who referred to the 'taproot of imperialism'.
2 for example, Cardoso and Cardoso and Faletto
See, (1972;1973) (1979); also see Evans (1979).
The image of 'heroic' bourgeoisie which these and other authors seem to use as their implicit
standard of what bourgeois performance ought to be is due to Schumpeter The
(1935:42).
concept of bourgeois 'heroism' has been attacked, with special reference to Peru, by Wils
(1979).
3 The most detailed and original exposition of this view is by Sunkel a similar view
(1973);
is set forth more abstractly by Galtung (1971).
4 See Becker (1982).
5 Among them Henfrey (1981) and Sofer (1980).
61
1981, of working-class formation and action in the Peruvian mineria, or mining sector.
Peruvian mine labour is an interesting subject for investigation, for the following reasons:
1 Mine labour, established as a of sorts by the 1930*8 and by
proletariat organised
the 1940's, has served as the spearhead of a national labour movement which has
virtually exploded into activity since 1968. It has been able to act as such because
of the centrality of mining exports to the health of the economy.8
2 Rather remarkably in the Latin the explosive
American growth of labour's
context,
The purpose of the study is to investigate the shape of class conflict in today's
Peru; the nature of the state in this and other cases of bonanza the pros
development;
pects for continued civilian rule and political stability; and, closely related to all the
foregoing, the ability of the working class to realise its material interest under the existing
order.
There have been a number of previous studies of working-class formation and
action in the Peruvian mineria, but all of them have concentrated on the workers of
the Cerro de Pasco Corporation (expropriated in 1974, it is now known as CENTRO
MIN.)9 This North American firm, having set up shop in the Peruvian Andes in 1901,
faced the challenge of uprooting peasants from their traditional way of life in order
to build a labour force.
In contrast, there have been no published studies of the 'modern' labour force
of the Southern Peru Copper Corporation, which operates two huge open-pit copper
product. Two mining firms, Southern Peru Copper and CENTROMIN, usually are the country's
largest taxpayers.
9 See Bonilla (1974), DeWind (1977), Flores (1974), Kapsoli (1975), Kruijt andVellinga (1979);
see also Morello (1976), Ocampo (1972) and Sulmont (1974;1975).
62
produces 70 per cent of Peru's annual copper output. This work therefore focuses
primarily on the workers of Southern and, to a lesser extent, their comrades in two other
modern mining enterprises in the south of Peru: the Marcona iron mine (operated since
its 1974 nationalisation by HIERROPERU) and the new parastatal enterprise,MINERO
PERU. However, it also deals with the Cerro situation and with another neglected work
group: the workers of the mostly nationally owned private sector of medium mines
The operations of Cerro and Southern define two epochs of proletarian class
formation in Peruvian mining. One began in 1901 and was concentrated in the central
Andean sierra where Cerro and much of the mediana mineria operate. The other began
around 1954 and involves the capital intensive mining that have
operations developed
in recent times in the foothills of the southern sierra and along the south-central coast.
The protagonists of the first epoch were peasants, most of them very much tied to the
traditional agricultural economy of the or the comunidad. Those
latifundio indigenous
of the second epoch have been mostly ex-peasant migrants from the altiplano and urban
barriada dwellers.
Cerro in its first years was a neocolonial outpost, its zone of operations virgin
territory for capitalism. The woefully debile authority of the state had not yet established
itself with permanence in the sierra; and labour Cerro's
recruiters, once their needs
grew beyond what the few small, old mining towns could encountered a stably
supply,
entrenched peasantry. It was a peasantry resistant to mine labour. Cerro
particularly
created a coercive means, at a time when state power was feeble
proletariat by largely
and when capitalists customarily evinced not the slightest concern for workers' human
welfare. As a result, the as a state-within-a-state, fierce
company operated engendering
nationalist resentment of its 'enclave' character and its maltreatment of its workforce.
That resentment endured over the years the later amelioration of the worst
despite
- as a
exploitative conditions did 'social debt' to the popular classes, of
compounded
past abuses and the company's inability or refusal to improve the Dickensian conditions
in most of its mining camps.
Proletarian class formation mines in the
of the south has had little
large open-pit
in common with what occurred
centre, in
the the
end point is quite similar
although
in certain Here the companies -
respects. Southern Peru Copper, with its Toquepala
mine and Ilo smelter, and Marcona with its iron mine and processing
Mining, plants
at San Juan and San Nicolas -
needed relatively small numbers of workers. Marcona
employed some 2,800 and Southern 4,000. But these had to be trained at considerable
expense to operate costly and The could not allow
complex equipment. companies
this training expense to leak away in high labour turnover. Moreover, they could not
aware that a few disaffected workers
help being might easily wreak enormous
damage
through inattention or Hence, a stable and contented workforce
sabotage. reasonably
was always of great to them. to attain it in part
importance They hoped by offering
very high wages and salaries by local standards; in part clean and commo
by setting up
dious mining camps fully equipped with modern excellent and
hospitals, schools, ample
social amenities; and in part by a of benevolent in labour
following policy paternalism
63
only recruiting problems were deciding whom to hire and damping down complaints
from disappointed aspirants.
Despite their general lack of education and experience, the punenos proved to be
eager learners, were hard workers, and adapted readily to industrial discipline. Unlike
their comrades to the north, the option of returning to a better life in the countryside
was foreclosed to them; deprived of that oudet, they were far more rapid in redefining
their social situation in purely proletarian terms. One measure of the difference is job
tenure: the percentage of Toquepala and Ilo workers who can claim 20 years' tenure,
that they were there at the very start of operations, is exceptionally high;
meaning
and it is becoming common for workers' sons to fill vacancies left by their fathers'
retirement. Another measure is a much greater preoccupation of Southern workers
with promotion and job categorisation than would have been detected at Cerro when
the latter was of a comparable age. A third is workers' attitudes toward the camps.
At Cerro, in spite of
deficiencies,
gross demands for improvement in family living con
ditions only began figure to
centrally in the unions' pliegos de reclamos (collective
-
bargaining proposals) in the early seventies by which time the proletariat there had
been in existence for over seventy years. At Southern, in contrast, the was
proletariat
less than ten years old when it started to press, through the unions, for certain key
improvements in camp conditions.
10 The Guggenheim family, founders and long-time owners of the American Smelting and Refining
Company (Southern's majority owner) were among the early bourgeois critics of the brutali
sation of labour. They practised benevolent paternalism in their U.S. and Mexican mines
from their beginnings at the turn of the century. To my knowledge, no American smelting
mine in Latin America has ever become a focal point of insurrectionary violence, as Cerro
did. See Marcosson (1949).
64
tions; violence is essentially unheard of. Correspondingly, however, the compact network
of residential organisations, and the tendency of wives and children to form support
65
dencies, fed by jealousies and ambition as well as by the isolation from each
personal
other of the various work groups, reasserted themselves. The FTMMP maintains a tie with
the UDP, a small 'Maoist* party that participated in the Left coalitions put together for
the 1978 and 1980 elections. But, as is usual in the mineria, UDP electoral strategy has
not been allowed to determine the action of the mine unions.1
15 There are Peruvian federations for industries or trades (e.g., the miners' federation, the
FTMMP), regions (usually a city or a department), and nature of residence (the federations
of the barriadas, or new urban settlements); some
local unions belong to several. The federa
tions are in turn grouped into no less than four national confederations, or centrals -which
also accept as members certain local unions without a federal affiliation. The four are: the
CGTP, currently the largest and a loose associate of the 'orthodox', or 'Muscovite', Communist
Party (PCP); the CTP, tightly controlled by the centre-Left APRA Party; the CNT, once as
sociated with the now defunct Christian Democratic Party; and the CTRP, which originated
in 1973 as the military regime's oficialista central. As if this were not enough, a number of
federations, among them the FTMMP, insist on remaining independent of all four centrals.
Out of the cacophony of institutions, only the CGTP, the CTP (less since 1968 than before),
and the FTMMP have been active in the mines. (The CTRP has some strength in Marcona
but is not otherwise a factor.)
16 Now that the system (union officers are granted a certain annual number of paid
licencia
leaves and travel expenses) has grown to the point where officials can work full time for the
union, labour careerism is becoming possible. The career of Victor Cuadros, who has since
suggests, further, that such a career can become a
become something of a force in the UDP,
- a neat reversal of the earlier efforts
stepping stone into professional politics by party organ
isers to form associated labour unions. Balbi and Parodi (1981: 3-9) complain that too many
union dirigentes view the superficial ideological indoctrination and slogan memorisation that
they receive from radical parties as a kind of personal advancement through 'intellectualisation'.
Note that both authors are active union advisors and are highly sympathetic to the Left cause.
66
17 In its 1980 annual report, CENTROMIN claims to have completed 178 new apartment build
ings for workers since taking over for Cerro. The number of schools
operated by the enterprise
'has practically tripled' since 1973 and stands at 89; in the same period student enrolment
has jumped from 10,871 to 27,287. Guillermo Florez Pinedo, CENTROMIN's
president (in
terviewed August 23, 1981), believes that the enterprise's new closed-circuit television system
has been particularly beneficial in smoothing relations with the Workers. A special channel
is piped into all areas where television signals are received; it specialises in news about the
- its -
company activities, financial condition, etc. social and cultural events in the camps,
and so on. Naturally, it broadcasts the enterprise's point of view whenever there is a labour
dispute. Note, however, that the system is not monopolistic; Lima and Huancayo television
are also received.
67
tional fervour;
certainly, the treatment they have received from their employers is not
such as
to give rise to insurrectionary On tendencies.
the contrary : in terms of both
wages and benefits, they are the most privileged workers in the country. And as regards
the important of upward social mobility versus 'blocked ascent', Southern's
question
advancement and promotion practices, excellent school system, and university scholar
ship programme make it possible for miners to aspire realistically to middle class status
for their children and, sometimes, for themselves. These factors, along with workers'
preferences for retaining their privileged employment until retirement and theirphysical
separation from other industrial centres, keep the Southern group apart from the rest
of the national working class and from the central sierra group. Furthermore, the cul
tural differences between the two groups appear to have inhibited communication and
cooperation.
- - to
The foregoing suggests that appearances radical leadership rhetoric the con
trary notwithstanding, Peruvian miners have developed no more than a 'trade union
consciousness' focusing solely on economic gains for the immediate work group. If so,
this is a politically significant finding. For the workers have been subjected since 1968
to a steady barrage of Leninist propaganda and activity designed to overcome that limita
tion. Much of it, moreover, is delivered we have not by outsiders but by local
(as seen)
union leaders who are otherwise respected and admired.
Workers9Political Opinions
A broad survey of miners' political attitudes and beliefs might settle the question,
but the practical obstacles thereto have yet to be surmounted.18 The best that can be
done at present is to draw upon existing measures of relevant attitudes among empleados
and obreros in the mediana mineria (whose workers' class experiences tend to mirror
those in Cerro) and in the Cerro Verde mine ofMINEROPERU (whose workers aremost
like These opinion surveys are,unfortunately, noncomparable, since
Southern's).19
they were taken three years apart with different instruments. Still, the partial data
are useful, when combined with impressionistic evidence garnered at Southern.
especially
Workers in the medium mines were asked to select from a given list the group
or institution which they held most responsible for the 1974 increases in the cost of
living.Empleados and obreros agreed in assigning culpability primarily to the president
and Council of Ministers, secondarily to owners and the wealthy', and thirdly
'property
to 'middlemen'. But, while roughly equal percentages of empleados and obreros placed
the blame on the propertied classes, significantly more obreros than empleados chose
18 The principalobstacles appear to be the workers' suspicion of any such effort undertaken
by employers or by the state, and the reluctance of the unions and of academics (most of
whom, in Peru, are highly sympathetic toward the former) to assume the task. Could this
reluctance have to do with the fact that the Left has a vested interest in projecting an image
of proletarian radicalism?
19 The mediana mineria survey was taken in 1974, the Cerro Verde survey in 1977. The results
were made available to me on condition that the sources remain anonymous. I can verify,
however, that both are highly reliable. The first survey sampled ten per cent each of the sub
sector's empleados and obreros, balanced by employer, region and job function so as to be
68
non-economic, status aspects of work. When asked to state the most important improve
ment that their employer should make, nearly half of the obreros better
requested
housing, and a quarter higher wages. Empleados, in contrast, did not mention salary
at all, and only 10 per cent referred to housing. Instead, a third demanded
'improved
workplace organisation and better employee training', and a similar fraction requested
more educational programmes.
At Cerro workers were instructed to indicate whether or not
Verde, they under
stood the principal differences between the majorpolitical-economic systems of the
modern world, and those who did were encouraged to select their personal preference
from among 'capitalism', 'socialism' and 'communism'. Two thirds of the empleados
and 31 per cent of the obreros answered the first question in the positive. Within the
of more -
group 'knowledgeables', many empleados than obreros 76 per cent versus
57 per cent - to a preference
admitted among the systems. When those with admitted
preferences were asked to specify them, 34 per cent of the empleados and 8 per cent
of the obreros chose 34 and 69 per cent, respectively, selected 'socialism';
'capitalism';
no but 19 per cent of the obreros, for 'communism'; and 24 percent
empleados, opted
of the empleados, but no obreros, declined to state. The results that relatively
suggest
few obreros have a real of current their express
knowledge political
preference ideologies;
for alternatives to capitalism
probably therefore, comes
to a diffuse
closer,
representing
alienation from the existing
order than it does a strong commitment to something dif
ferent. Empleados, for their part, seem to have -
stronger preferences the likely out
come of more education. However, they are less alienated from the status quo and
less attracted to radical alternatives, all of which seems to reflect a belief that the present
system offers opportunities for socio-economic advancement.
In the absence of opinion survey data from the Southern installations, I asked fore
men and line supervisors I met many) to characterise
(of whom the political orientations
of workers under their authority as best I was one who to find
they could. felt unable
that more than a tiny minority of 'his' workers was committed to radical most
ideologies;
characterised the typical worker as generally to vote for the
apolitical, willing, perhaps,
Left but without great enthusiasm. This was confirmed in conversations with
impression
about twenty randomly selected workers. I was also privileged to spend most of a night in
conversation with a group of committed Marxist-Leninists involved in union
deeply
affairs at Ilo; they further confirmed the of rank and file apoliticism.
impression
20 Obrero data were tabulated only by region; overall averages had not been computed in the
version of the report that was shown to me. Those
blaming the president and Council of Min
isters ranged from 40.8 to 70.2 per cent; the data for the two most
populous mining regions
were 56.9 and 48.6 per cent. Those
blaming the propertied classes ranged from 17.5 to 29.2
per cent; 20.6 and 26.8 per cent in the two most populous regions. Those blaming 'middlemen'
ranged from 2.9 to 15.6 per cent. The empleado data did include overall averages. The per
centage of empleados (there were no significant regional differences) blaming the political
authorities, the propertied classes, and 'middlemen' was 33.7, 20.3 and 14.8 respectively.
69
Table 1
*Data *
for all strikes in the country, mine and other'.
**
Figures are inflated due to a two-day general strike in 1978.
Sources: Yearbook of Labor Statistics 1980, (1980); Las Huelgas en el Peru, 1957-1972, (1973);
unpublished data supplied by the Sociedad Nacional de Mineria y Petroleo.
Table 1 summarises Peruvian strike activity in the mines and elsewhere from 1967
to 1979. We see that there has been no secular toward an increase or decrease
tendency
in the of mine strikes in the national totals: although strikes in the mining
ponderance
sector became especially prominent in 1970-73 (and again, for reasons to be discussed
in 1978), they have generally accounted for a constant six to seven per
subsequently,
cent of the total. On the other hand, the 53,000 obreros and employed in
empleados
the sector21 represent two per cent of all wage earners; and I would guess (as there
only
21 Employment datum furnished by the Sociedad Nacional de Mineria y Petroleo. The datum
omits another 35,000-odd workers employed in the very small mines of the pequena mineria,
most of whom work only part time and few of whom are unionised. The contribution of the
latter subsector to GNP, exports, etc., is negligible.
70
Table 2
* In thousands
** are for all strikes, mine and 'other'
Data
Source: Computed by the author from data in Table 1
Mine strikes have always entailed greater losses of labour time. This used to be
due, once more, to differences in the size of work units but now must be ex
average
laid to a than duration of mine - as
clusively longer average strikes the data for labour
time lost per striker demonstrate. The latter also reveal a clear secular trend
graphically
toward declining militance, a trend in evidence the period.22 It is not con
throughout
22 This phenomenon was first observed and commented upon by Zapata (1980).
71
Table 3
Manhours lost per strike (in thousands) Manhours lost per striker
Table 3, which
partially breaks down by enterprise two indicators of mining sector
strike intensity, permits us to correlate militance with the working class groups defined
earlier. The trend toward decreasing militance (it appears most vividly in the right half
of the table) is here seen to be especially in evidence among the Cerro group.Since the
1974 nationalisation, CENTROMIN workers have become less militant on the average
than those of the mediana mineria, who account for the bulk of the 'rest of the sector'.
Given that the trend firstbecomes plain in 1973, when the impending expropriation of
the firm was already public knowledge, it would appear that the transfer of the enterprise
to national control has definitely helped to reduce strike intensity. Sceptics might argue
that the state, as employer, has repressed the labour movement more strenuously than
before, or at least that it has lowered the payoffs to militance by firmly resistingwage
demands. data, to be examined shortly, refute the second accusation. There is a
Wage
of truth to the first; but was felt after1976, was never
grain repression only seriously
extreme and affected the entire mining sector. More important, it seems to me,
equally
has been the quick the new parastatal
action management to clear Cerro's 'social debt*
by
and to improve its communications with workers.23
Workers at Southern Peru a greater degree of militancy. It is cy
Copper display
clical, peaking at four- to five-year intervals with little apparent long term change. A
23 Florez Pinedo (see note 17) claims that CENTROMIN's television communication system is
undermining the old habit of wives' supporting and participating in miners' protests. Instead,
they hear the broadcast company viewpoint while at home and urge their husbands not to
strike. Such behaviour has always been typical at Southern.
72
Table 4 describes the recent evolution of average real wages 2^ for the nonferrous
metal-mining industry as a whole; for Southern; for Cerro/CENTROMIN; and for the
mediana mineria. Also indicated, for purposes of comparison, is the average nonagri
cultural wage for metropolitan Lima. Most mine workers a steady increase
experienced
in real income until the late 19 70's. Wages thereafter came under downward pressure
as inflation accelerated. Nonetheless, miners held their own better than did Lima work
ers : from 32 per cent in 1968, the average sector remuneration rose to
greater mining
62 per cent greater by 1971 and was still 54 per cent greater in 1977. Under parastatal
Cerro's have attained one of their most -
management, employees finally cherished goals
24 Southern has earned a profit in each year of operation except 1975; total profits for 1971-1980
were $ 393.5
million after taxes. Marcona, in contrast, lost in four of the eight years
money
immediately prior to its nationalisation. The nationalisation itself resulted in a two-year legal
battle with the company and with suppliers holding delivery contracts, because of which very
little iron ore was sold in that period. Since 1976 HIERROPERU has been prevented low
by
iron ore prices and limited dependence from returning to profitability.
25 Wages is defined to include : basic wage or salary; overtime pay; shift
differentials; holiday
pay and Sunday pay (dominical) of obreros; vacation pay; and deferred payments -
employer
contributions to social security and employer set-asides for future payment of time-of-service
indemnities.
73
Table 4
All
Cerro/ Medium Other
Year Mining Southern CENTROMIN Mining Industry**
100
1967 219 67118
100
1968 217 117
6776
105
1969 216 128
7283
1970
122 264 87
15082
1331971 280 154 100 82
1481972 335 164 114 96
157 1973 402 187 109 108
153 1974 412 190 102 106
164 1975 353 189 123 102
1261976 424 255 104 92
1261977 335 239 109 81
1978
221 107
201 70
1979 207 61
*
Money wages (see note 25 to main text) deflated by the consumer price index for metro
politan Lima.
**
Average nonagricultural wage for metropolitan Lima.
Source: Computed by the author from information contained in company consolidated declara
tions and annual reports as well as from data supplied by the Sociedad Nacional de Mineria
The situation at Southern is actually not as bleak from the viewpoint of worker
interests as seems to be the case. For, the table does not fully reflect the value of fringe
benefits won there. These include various monthly allowances contingent on family
size and circumstances; paid-up life insurance; disability bonuses and payments to supple
ment national social
security benefits; expenses upon or retiring;
paid moving quitting
free round-trip air fare for vacations to any point in Peru; 95 college scholarships for
workers' children; and full payment of educational expenses incurred by workers who
obtain a certificate of completion from a professional or technical school.
Another economic advance that cannot show up in the wage
data consists in
direct and indirect company contributions to the unions, which relieve the workers
of responsibility for certain costs that would otherwise come out of their pay envelopes.
This process of employer subsidisation of the unions is farthest along at Southern but
is being imitated elsewhere. Officers of the Southern unions receive a total of 2,140
- in
unrestricted man-days of annual licencia up from 340 man-days with restrictions
1970. Federation and confederation officers to the empleado unions are
belonging
granted permanent leaves with full pay. All officers are awarded a company-paid life
and accident insurance policy with a face value of $ 1 million (in 1978). The company
has been to make $326,000 in cash contributions to the unions' building funds
required
74
improve relations with student groups, the unions have obtained a company donation
of $ 142,000 to the universities inTacna and Arequipa.
The wage obtained the mining
by 'labour aristocracy' are consistent with
gains
FitzGerald's conclusion that, compared to some of the larger, more developed countries
of Latin America, Peru in this period showed the least shift of national income toward
the top two deciles of the income distribution and the biggest growth in the share cap
tured by themiddle four.26 The military regime did little to improve the incomes of the
least mobilised sectors; but it was no supporter of upper class
poorest, popular privilege
and did not stand in the way of economic gains by powerful labour groups. It should
further be mentioned in the latter connection that in mining, much larger proportionate
gains were realised by the less
privileged obreros than by the better-off
empleados.
If one assumes that class cohesion is in part of wage an inverse
differentials function
between various working class elements, then the mining proletariat is not doing much
to promote cohesion. On the other hand, cohesion within the mining proletariat has
somewhat increased. (I say 'somewhat' because the geographical cleavage remains.)
Were mine workers' class consciousness of a nature that would lead them to take
serious issue with the division of power and authority in the capitalist enterprise, the
Workers' Community System, instituted in 1971, presented them with one possible
vehicle for expressing such a concern. The Workers' Community was an enterprise reform
26 :
FitzGcrald, (1979 140-141). The other countries are Brazil, Colombia, Mexico and Venezuela.
But if Peru is unique in that the income distribution has been shifting toward the middle
sectors, it is also the case that these have more catching-up to do : in 1973-1974, only in Brazil
did the top five per cent have a larger share of the total national income.
27 Peruvian academic writing on the Workers' Community mirrors the union attitude; see e.g.
Pasara and Santisteban (1973), Pasara et al. (1974) and Alberti, Santisteban and Pasara (1977).
It is possible that in this matter, too, the union and the academic view are not coincidentally
related - which is not, I hasten to add, a disparagement of that view. The question is merely
whether the unions reached their position or were influenced by academics'
independently
analyses. The answer is not known.
75
many corporate managers whom I interviewed, not one complained that the Commu
they have made plain at Community assemblies, in which they participate democratically,
that this is the function that they want their representatives to perform.
After eight years of experience with the Workers' Communities, the military
regime realised that the system had made no observable difference in the character
of labour-management relations but was acting as a disincentive to new capital invest
ment. Therefore, the system was altered in 1978 to reduce the maximum ownership
stake that workers could attain from 50 to 33 per cent, thereby guaranteeing that private
capital would not lose majority control. One year later the system was modified much
more drastically to eliminate its communitarian aspects and circumscribe its comanage
ment function. Shares of capital stock are now distributed to workers as individual
these acciones laborales may be traded on the Lima Stock
property; freely Exchange.
Just as one would expect, many workers sell them as soon as received, preferring to
have the ready cash. Worker-directors no longer sit on corporate boards, in many cases;
worker input in management affairs may be implemented instead via labour-management
comites de gestion, whose power is far less under the law than that of a board of direc
tors. The institution these wholesale in the system brought not a whim
of changes forth
per of protest from labour leaders orfrom the rank and file. The typical worker prefers
a stock certificate negotiable for currency to an abstract share in the exercise of a dimly
perceived authority.
-
During the first seven years of the Peruvian 'revolution' that is, during the presi
-
dential incumbency of Gen. Juan Velasco Alvarado the regime consistently favoured
the wage demands of the principal mine labour groups. This was done through expanded
use of the state's power to impose wage settlements. As soon as it became obvious to
the mine unions that the government was on their side in matters of pay and benefits,
direct collective between labour andmanagement into a pro
bargaining degenerated
exercise of content. Unions framed extreme demands and refused com
forma empty
promise, expecting that the labour ministry would ultimately grant them much of what
76
viction, the militares were basing their legitimacy in power on nationalism, on wide
spread public disgust with the entreguismo of previous governments. That the regime
did seek acceptance and legitimacy and did not wish to rule by force alone is demon
strated by its entire record of reform.
2.Social Justice. Not all of the generals were cynical power seekers or techno
cratic elitists; a few, at least, sincerely believed it their duty to help uplift the down
trodden. General Velasco himself, whose humble are well known, may have been
origins
one of these. Another was Gen. Fernandez Maldonado, the minister of mines
Jorge
under Velasco, who had imbibed the doctrines of Social Christianity. Among his earliest
official acts were the disarming of private mining-camp the prohibition of com
police,
pany interference with free movement of persons in and out of the camps, and ordering
the removal of guards and barriers around expatriates' camp quarters. Later on he in
sisted on incorporating into the 1971 Mining Code and its supporting regulations the
first detailed specifications for minimum working conditions and camp facilities in
the mines, and under his a decree-law
leadership setting standards for housing accomoda
tion was enacted. He was particularly sympathetic to the Cerro miners and their 'social
debt'.
3. Bonanza development. The strategy of bonanza development entailed using
the mining industry to underwrite a broader industrial in both its eco
development
nomic and political aspects. Inter alia, the local share in mining of value
and added
refining was to be increased systematically; linkages between mining and other industries
were to be multiplied and enlarged; and mining revenues were to be used in part for co
opting and pacifying restive mobilised elements associated with industrial labour which
a danger to the status quo -
would otherwise pose thereby relieving new industrial capital
of this burden. increases served all of these objectives : the first and third
Wage directly
and obviously; the second in that better
paid miners would add to the market for domes
tically produced manufactured goods. At the same time, efforts to accelerate the pace
of development pressed even more heavily on the balance of payments and on the state's
finances and international borrowing all of which were underwritten
capacity, by mining
revenues. Therefore, strikes and stoppages that interfered with mine had
production
to be ended at any cost.
quickly
4. Antiaprismo. Peruvian The had a tradition of uncompromising
military opposi
tion to the APRA party; it dated from a 1932 massacre of an army garrison by aprista
insurgents. Military seizures of power in 1948, 1962 and 1968 were motivated partly
by a desire to forestall probable APRA successes in forthcoming presidential elections.
-
Up until 1968, most of the party's strength despite repeated flirtationswith the Right,
it was the only well institutionalised not under -
party oligarchic control lay with the
more advanced and better sectors of the working class and with the lower
organised
elements of the middle class, which are also unionised. that would
heavily Anything
undercut aprista appeal to organised labour would weaken it.
seriously
All of the mine unions recognised the military disposition forwhat itwas.
They
therefore concluded that they should station themselves well to the left of the regime,
striking longer and more often to force accomodation on issues but not
pay persisting
for ideological reasons. These tactics, as we saw, were successful. More than
eminently
77
days of radical reform, it might have been able to ride out the storm sheltered by appeals
to patriotism and national sacrifice. As it was, the appeals were offered but fell on the
deaf ears of a demobilised apathetic public whose
and every attempt to organise politically
had been The only alternative was repression. Early in 1976 another wave
squelched.
of mine strikes broke out as miners strained to protect their purchasing power in the
face of inflation by winning extraordinary wage increases. The regime responded by
declaring a state of emergency in the mining sector and forbidding all strikes therein.
On July 1, 1976 a national state of emergency was put into effect, and six weeks there
after the strike prohibition was made universal.
Yet, the government knew that it was riding a tiger in employing these tactics
against mine labour, and it proceeded with caution. Workers in the large mines, who
could best afford the loss of back pay, regularly defied the strike prohibition; but for
the occasional and brief detention of
leaders, no effort was made to punish them (with
one which turned outdisastrously for the regime). Importantly, fear of
exception,
the miners' reaction undoubtedly stiffened the spine of the government in its negotiations
with the IMF, which was on the imposition of antipopular, deflationary eco
insisting
nomic measures as its price for aiding Peru in its international financial difficulties.
In this the power of the mine unions was latently but effectively, on behalf
deployed,
of the interests of the whole working class and much of the middle class. Of course,
the worsening economic situation made it impossible for the government to resist the
IMF forever. Its resistance collapsed in May 1978, and the package of measures demanded
the international agency was reluctantly enacted. Labour answered with a very effec
by
promises offered by the labour ministry, threatened to remain in Lima indefinitely, and even
tually raised their demands even higher than those initially announced. The government had
to cede on all points.
78
gency (it had lapsed several months before), but there were no mass arrests or wholesale
firings.
The year 1978 also witnessed the regime's decision to turn power back to civilians,
with the election of a constituent assembly to write a new constitution and
beginning
ending in 1980 with the election of a president, a national legislature, and local officials.
In order to prepare for a smooth transition as well as to seek the cooperation of all
sectors in resolving the economic problem, Morales Bermudez began a round of meetings
with representatives of political parties, property owners' associations, professional
and labour. All of the centrals participated, as did the FTMMP and other
guilds organised
important federations. Organised labour's participation in these discussions deserves
underscoring, because it was the first time in the nation's history that union representa
tives were summoned to the presidential palace in order to be consulted on affairs of
- some as delegates
national import. Labour representatives participated too elected by
as witnesses or consultants -
the Left, others in the activities of the constituent assembly.
It incorporated into the new constitution guarantees of great significance to the popular
classes : the to political the right to a basic level of material welfare, and
right liberty,
the right to organise and act collectively in defence of their material interests.3**
A logical next advance would be for labour and other key economic groups to be
brought into formal, regular consultation with state authorities in the making of high
-
economic policy what the British call 'tripartism'. The way to such an advance was
opened by
hyperinflation. The 'new bourgeoisie' of corporate managers and industrial
entrepreneurs, which has become the dominant force in state and economy in the wake
of the 'revolution', wants and needs civilian rule to stabilise and survive.31 It recognises,
as do elected officials whose careers are at stake, that this is unlikely to happen if the
work stoppage remains labour's only tool for protecting its incomes inflation.
against
Consequently, the government has set up a Comision Tripartida of business, labour and
state representatives to look for ways in which wages and salaries be indexed
might
automatically to the cost of living. Already the Tripartite Commission shows of
signs
evolving into a permanent consultative with an institutionalised economic
body policy
29 The mine unions made sure that their power would be felt in the organisation of the 1978
general strike. They sabotaged an earlier strike call by the CGTP and the PCP in January by
refusing their cooperation. When the general strike finally did occur, it was plain that it went
ahead successfully only because the miners gave it full support.
30 Allowing the unions to achieve this level of influence held an for the state as well.
advantage
Having hereby shown that it was not anti-union per se> it freed itself to take action against
the most extreme radical leadership at Southern. When a strike was called there in
early 1979
and seemed likely to sabotage the national economic recovery effort, troops were sent to
occupy the Toquepala and Ilo camps. Fifty-five workers were arrested, and 185
organisers
of the strike were ordered dismissed from their jobs. Police agents visited every miner and his
family at home, warning of another 110 scheduled dismissals if the strike did not end at once.
However, there was no violence, and those arrested were
shortly freed. Workers in other mines
did not answer an FTMMP call for a nation-wide strike in support of Southern -
which they
probably would have done a year or so before. The well paid Southern workers did not enjoy
the sympathy of the rest of the working class, which was
suffering far more from the effects
of inflation. Nevertheless, they would have come to the former's aid if they had
perceived
the government's move as an attack on mine unionisation as such.
31 Its confidence was undoubtedly increased by the 1980 electoral victory of President Belaunde
and his Accion Popular party, which most closely represents 'new bourgeois' political aims.
But my interviews with mine managers and entrepreneurs throughout 1977-1978 made crystal
clear that they all wanted a rapid transition to civilian governance without to see
waiting
what the electoral outcome would be.
79
cooptation. A worsening economy and the onset of inflation then eroded many of the
wage gains of the earlier period. But in the process they drewlabour mine
directly into
the arena of national politics and economic policy making, since only there is there
any for workers to overcome inflation's effects on their pocketbooks. The auto
hope
nomy of organised mine labour, a product of the manner in which the workers of the
sector coalesced as a class, ensured that labour would have to be taken in ona fairly
capitalist order. (Implicit also is the further suggestion that, if this outcome is viewed
as desirable and in of the other choices that realistically existed, one
progressive light
must be thankful for the failure of the radical parties in the 1980 election!) On the
other hand, such an outcome would not have occurred were the 'new bourgeoisie' unable
or unwilling to accomodate to a greater political presence of organised labour within
the existing system.
The experience of the mine labour movement under the Peruvian 'revolution'
reminds that a proletariat
us which chooses to play a national power game may well
do so primarily for the purpose of securing its economic interests. Mine labour in Peru
made in that it elbowed its way into the national structure
important political gains
of power. But it was not motivated by a desire to lead or participate in the framing
of a viable socialist alternative to that structure, nor even to accelerate the pace of reform
set by the
regime. It sought and attained a measure of power, rather, because its eco
nomic concerns had come to be bound up in centralised economic policy making and
- - as as in economic events
innovations of the 'revolution' well of national
planning
scope.
It can be that a proletariat to develop a real capability for political
argued desiring
and hegemony, one looking toward the eventual supercession of bourgeois
leadership
domination, can best begin by involving itself in issues of community power. With spe
cific reference to the situation of mine labour, two reasons may be adduced.
80
proposals happen to dovetail nicely with the decline of paternalism and the new-found
desire of the mining companies to relieve themselves of many of the routine burdens
and costs of camp operation.
Second, centralisation of political power under the military, together with the
political culture across class lines. That culture was propagated radical unions
cutting by
which were very in the affairs of the mining
visible districts and which set examples
of organisational skills,
political competency and participatory
citizenship.33
It is with regret that I report, on the basis of inteviews and personal observation
in the camps, that self-help activities are conspicuous by their absence. At Toquepala
and Ilo the prevailing attitude seemed to be that anything having to do with the camps
was Southern's : the workers and labour leaders with whom I spoke com
responsiblity
plained about the lack of this or that facility, but they were astonished by the suggestion
that they might take a direct hand in providing it. Block and neighbourhood associations
and were to
sport leagues beginning appear. However, they had been organised by the
Division of Social Welfare in the face of considerable and their survival as self
apathy,
sustaining entities was by no means assured. A similar reluctance to become involved
prevails in the central Sierra among the miners of CENTROMIN and the mediana mi
neria.^^ There it is reinforced by the workers' to view the camp
lingering tendency
as a temporary abode and to identify with their of Further an
socially places origin.
thropological research is needed to reveal the reasons the Southern miners'
underlying
relative anomie. In the meantime, it is apparent only that a clear is being
opportunity
missed.
CONCLUSIONS
33 See Petras and Zeitlin (1967) and Zeitlin and Petras (1969).
34 Morello (1976) finds that 41 per cent of the resident population of the CENTROMIN camps
participate in no social activities of any kind in their camp; 21 per cent in
participate only
sports; and 6 per cent attend holiday celebrations.
35 See Baran (1957 :
197).
81
capitalism and was accompanied by the large scale 'superexploitation' of coerced, pre
proletarian labour. The problem for dependencistas is that the degree of articulation
expanded many times with the later entry of the modern transnational, Southern Peru
Copper and Marcona. Yet the modes and relations of production which they introduced
led to the formation of a true industrial proletariat, cut off from its peasant origins,
protected by its work skills and by high mining technology from the pressures of an
'industrial reserve army', and able to organise for the defence of its economic interests
without outside assistance.
The discipline and organisational capabilities of this new proletariat made coercive
controls counterproductive, and in
the mining camps they were progressively relaxed
or eliminated. The new class secured extremely high local re
working (by standards)
munerations. It overcame one of the debilitating divisions within its ranks by severely
reducing the economic differential between empleados and obreros, although it was
less successful in eliminating the status differential or in overcoming cleav
geographical
ages. It fortified the labour unions of the sector and made them independent of middle
class party leadership. It resisted attempts at cooptation via the Workers' Community
system, which it utilised instead in its own way for its own purposes while ignoring
a comanagement feature that did not answer to its self-defined needs.
The political regime and the 'new bourgeoisie' lacked both the power and the
inclination to adopt a policy of repression of mine labour. Meeting labour's wage de
mands served the long term interest of both of these entities in bonanza development
at a price borne mostly by foreign corporations. The latter grumbled but had no choice
in the end but to recognise the sovereign authority of the Peruvian state to determine
labour policy. Southern Peru Copper was not deterred by that policy from proceeding
with its Cuajone mine. Although there was not space to document the fact here, do
mestic mining capital, too, took
important forward strides despite rising mine wages.38
Without conscious but urged by its internal contradictions as well
design along
as by uncontrollable external events, the military regime promoted the institutionalised
incorporation of organised labour into the system of power. The regime successfully
weakened the APRA, until then the main popular political force, and thereby created
a vacuum on the Left for others to fill. But it also deprived itself of mobilised popular
support, since to do otherwise would have risked the elite cohesiveness of the military
establishment. The 'new bourgeoisie', though the chief beneficiary of the 'revolution',
its distance from the military and withdrew its tacit support once inter
wisely kept
national economic made manifest the consequences of the regime's eco
developments
nomic With labour relations already politicised and with national anti
mismanagement.
become a necessary preoccupation of the powerful mine unions,
inflationary policy
labour's incorporation was simply unavoidable.
In other words, the military and its civilian successor must be regarded
regime
as autonomous', in the current That is to say, they serve the end
'relatively jargon.
of domination and control but do so by remaining independent of short
bourgeois
82
forces, and, while was not hostile to labour. On the other hand, the
pro-bourgeois,
state's less than complete autonomy from local societal forces made itmore autonomous
with respect to external forces. It was able to ignore the wage preferences of transnational
and it mounted a more valiant resistance to the IMF than is generally
mining capital,
admitted and than would have seemed possible upon Peru's international ac
reading
counts. This is the precise opposite of what dependency approaches predict.
Labour's advance within the system was facilitated by its 'economism'. The arrange
ment according to which the military ruled was, in effect, that the economic interests
of mobilised societal groups would be respected so long as they did not openly bid
for political control. That arrangement was eminently satisfactory from the perspective
of a labour movement whose members were alienated from formal politics they
(which
viewed as a mere competition for spoils) and were not motivated. It enabled
ideologically
the movement to free itself from subordination to parties and electoral and
strategies
to pursue uninhibitedly its economic aims. But this exclusive concern with economic
gains had its costs. The question of overall working class cohesion was largely ignored.
Opportunities in the camp community for building political self-esteem self
through
help and for checking bourgeois power at the centre were overlooked. No coalition
with other subordinate societal groups was forged. Given these omissions, mine labour
could not become a vanguard for socialism.
It is in this light that the supposed radicalism of Peruvian mine labour must be
evaluated. In spite of appearances and the unquestioned dedication of the movement's
leaders to Marxism-Leninism, this was no radical political movement in any sense. It did
hegemony may yet be achieved in Peru. It has been stated that a hegemonic integration
of the working class into a stable order is possible if
capitalist
'the bourgeoisie is responsive to the challenge of the workers' movement and
responds to it (1) by relying for capital accumulation on higher productivity
rather than by low pay and (2) by acknowledging the role of the unions in
the mediation of collective conflicts. In return, ask for and obtain
employers
loyalty to the rules of the game both within the factory and in politics....'
(.)
Those conditions seem to have
been met by the But 'new bourgeoisie'. there is more:
'This sort of pact a specific class structure a class both
requires (.), working
strong and capable of stimulating change wage demands and other
through
types of pressure (.). In such systems there is a congruence between the eco
nomic and political power of the workers, in the sense that the latter's
political
strength grows out of and is coexistent with economic This is not
development.
so in countries where mobilisation is largely the work of revolu
(.....) political
tionary parties and other factors only related to the
indirectly economy.'39
It is so, however, in Peru.
83
Balbi, Carmen R. and Jorge 'Los Limites de la Izquierda. El Caso Sindical' in: La
Parodi Revista (july), 5, 3-9.
1981
Bar an, Paul A. The Political Economy of Growth. New York, Monthly
1957 Review Press.
Barnet, Richard J. and Ronald Global Reach. The Power of the Multinational Corpora
Muller tions. New York, Simon & Schuster.
1974
Cardoso, F.H. and Enzo Dependency and Development in Latin America. Berke
Falletto ley, University of California Press.
1979
84
University Press.
Marcosson, Isaac F. Metal Magic. New York, Farrar, Straus & Co.
1949
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Pasara, Luis and Jorge "'Industrial Communities" and Trade Unions in Peru.
Santisteban A Preliminary Analysis' in: International Labor Review,
1973 No. 108,pp.l27-142.
1980 Books.
versity of California.
Zeitlin, Maurice and James 'Los Mineros y el Radicalismo de la Clase Obrera en Chile'
86