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https://doi.org/10.1007/s00394-020-02393-z
ORIGINAL CONTRIBUTION
Abstract
Purpose The ergogenic effect of caffeine on exercise of maximum intensity has been well established. However, there is
controversy regarding the effect of caffeine on shifting substrate oxidation at submaximal exercise. The aim of this study was
to investigate the effect of acute caffeine ingestion on whole-body substrate oxidation during 1 h of cycling at the intensity
that elicits maximal fat oxidation (Fatmax).
Methods In a double-blind, randomized, and counterbalanced experiment, 12 healthy participants ( VO2max = 50.7 ± 12.1 mL/
kg/min) performed two acute experimental trials after ingesting either caffeine (3 mg/kg) or a placebo (cellulose). The trials
consisted of 1 h of continuous cycling at Fatmax. Energy expenditure, fat oxidation rate, and carbohydrate oxidation rate
were continuously measured by indirect calorimetry.
Results In comparison to the placebo, caffeine increased the amount of fat oxidized during the trial (19.4 ± 7.7 vs 24.7 ± 9.6 g,
respectively; P = 0.04) and decreased the amount of carbohydrate oxidized (94.6 ± 30.9 vs 73.8 ± 32.4 g; P = 0.01) and the
mean self-perception of fatigue (Borg scale = 11 ± 2 vs 10 ± 2 arbitrary units; P = 0.05). In contrast, caffeine did not modify
total energy expenditure (placebo = 543 ± 175; caffeine = 559 ± 170 kcal; P = 0.60) or mean heart rate (125 ± 13 and 127 ± 9
beats/min; P = 0.30) during exercise. Before exercise, caffeine increased systolic and diastolic blood pressure whilst it
increased the feelings of nervousness and vigour after exercise (P < 0.05).
Conclusion These results suggest that a moderate dose of caffeine (3 mg/kg) increases the amount of fat oxidized during 1 h
of cycling at Fatmax. Thus, caffeine might be used as an effective strategy to enhance body fat utilization during submaxi-
mal exercise. The occurrence of several side effects should be taken into account when using caffeine to reduce body fat in
populations with hypertension or high sensitivity to caffeine.
Introduction
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mechanism behind its ergogenic effects [5], although other this selected intensity over time [24]. Typically, fat oxi-
alternative mechanism has been proposed such as increased dation becomes maximal at moderate exercise intensity,
muscle oxygen saturation, potassium ion attenuation in the where most of the energy demands can be satisfactorily
interstitium and calcium iron release from the sarcoplasmic met by fat oxidation [9]. However, no investigation has
reticulum [6–8]. The capacity of caffeine to enhance fat oxi- studied the effect of acute caffeine intake on substrate
dation while reducing carbohydrate utilization during endur- oxidation during continuous exercise at the intensity that
ance exercise has also been proposed as an beneficial effect elicits peak fat oxidation. Thus, the aim of this study was
of acute caffeine intake [9], although its impact to enhance to investigate the effect of caffeine on fat and carbohydrate
exercise of maximal exercise intensity may be limited to oxidation during 1 h of cycling at Fatmax.
endurance exercise situations in which glycogen sparing
is associated to enhanced performance. Nevertheless, the
potential capacity of caffeine to increase fat oxidation during
exercise of submaximal exercise intensity may be associated Methods
to other benefits beyond exercise and sport performance,
such as a more effective body fat reduction in individuals Participants
involved in exercise programmes to promote weight loss.
The capacity of caffeine to shifting substrate oxidation Twelve young and healthy participants (8 men and 4 women)
during endurance exercise of submaximal intensity is per- volunteered to participate in the study (age = 29 ± 6 years,
haps the most debated effect of caffeine despite it was the body mass = 70.2 ± 9.2 kg, height = 1.75 ± 0.08 m, maximal
main finding of one of the pivotal investigations on this oxygen uptake [VO2max] = 50.7 ± 12.1 mL/kg/min). A pre-
topic [10]. Since then, contradictory outcomes have been experimental sample size calculation indicated that at least
published in favour or against caffeine’s effectiveness to 11 participants were needed to obtain statistically significant
increase fat oxidation during exercise, perhaps because some differences when fat oxidation rate was 0.12 g/min higher
investigations used protocols to measure both ergogenic and with caffeine than with the placebo. The sample size calcu-
substrate oxidation effects of caffeine at the same time. To lation was based on the effect of acute caffeine intake when
this regard, the increase in exercise performance induced by cycling at Fatmax [9], and it was designed to obtain a statis-
caffeine may counteract the effect of caffeine on substrate tical power of 80% with type I error set at 5%. Participants
oxidation, as exercise intensity is the main modulator for the fulfilled the following inclusion criteria: (a) age between
use of fat and carbohydrate during endurance exercise [11]. 18 and 40 years; (b) consistent recreational exercise train-
On one hand, several investigations have found that acute ing of ~ 1 h/day, at least 4 days/week for the previous two
caffeine intake (3–9 mg/kg) was did not modify fat oxida- months; (c) low habitual caffeine consumption (i.e., < 50 mg
tion during exercise [12–16]. In comparison, other investi- of caffeine per day in the previous 3 months), as defined
gations have found that caffeine increased fat oxidation rate by Filip et al. [25]; (d) in women, regular duration of their
during exercise of moderate intensity when using similar menstrual cycle for the previous 4 months. Participants were
dosages and exercise protocols [17–22]. The divergence of excluded if they reported (a) any type of lower limb injury
these investigations’ outcomes might be associated with the within the previous two months; (b) a positive smoking sta-
experimental protocols used to test the effect of caffeine on tus; (c) medication or dietary supplement usage within the
substrate oxidation. Investigations of the former [12–16] previous month; (d) a previous history of cardiopulmonary
aimed to assess the ergogenic effect of caffeine and thus, diseases, (e) oral contraceptive use; (f) allergy to caffeine;
investigators used time trials with freely-chosen wattage (g) in women, any type of menstrual disorders. Women per-
or fixed wattage at > 70% of participants’ maximal oxygen formed all experimental trials during their luteal phase to
uptake (VO2max). In the latter investigations [17–22], the avoid the influence of the menstrual cycle on the results of
main objective was to assess the effect of caffeine on fuel the investigation despite evidence suggests that fuel oxida-
utilization during exercise of submaximal intensity; there- tion during submaximal intensity exercise [26, 27] and the
fore it were used exercise protocols with lower exercise response to acute caffeine intake during exercise are similar
intensities and fixed wattage. Thus, it seems necessary to across the menstrual cycle [28, 29]. Before enrolment in
select exercise of submaximal intensity, in addition to exer- the study, all participants were fully informed of the experi-
cise protocols with fixed wattage, to properly study the effect mental procedures and risks and signed an informed written
of caffeine on substrate utilization. consent. The study was approved by the Camilo José Cela
From a practical perspective, the most effective manner University Research Ethics Committee and was conducted
of maximizing fat oxidation during submaximal exercise is in accordance with the last version of the Declaration of
by selecting the exercise intensity that produces maximum Helsinki.
rates of fat oxidation (i.e., Fatmax; [23]) and maintaining
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and VCO2 data within the last 60 s of each 5-min period all statistical tests, a significance level of P < 0.05 was set.
was used as a representative value. During the last 60 s of The data are presented as mean ± standard deviation. The
each 5-min period, participants were instructed to maintain a effect size (± 95% confidence intervals (CI)) was calculated
stable position and cadence. The rates of energy expenditure in all pairwise comparisons [36]. The smallest significant
and substrate oxidation were calculated from VO2 and VCO2 effect threshold was set as 0.2, and a qualitative descrip-
using the non-protein respiratory quotient [32]. Data on VO2 tor was included to represent the likelihood of exceeding
and VCO2 for the whole trial (i.e., all the breaths included this threshold. Ranges of likelihood < 1% indicated almost
in the 1-h cycling trial) were used for the calculation of the certainly no chances of change; 1% to 5%, very unlikely;
total amount of energy expended and total amounts of fat 5% to 25%, unlikely; 25% to 75%, possible; 75% to 95%,
and carbohydrate oxidized. During exercise, heart rate and likely; 95% to 99%, very likely; > 99%, most likely. Differ-
participants’ rating of perceived exertion (6–20 arbitrary ences were rated as unclear when likelihood exceeded > 5%
units (a.u.) scale [33]) were recorded at 5-min intervals. in both positive/negative directions [37].
After the end of the trials, participants completed an ad
hoc questionnaire regarding common side effects after acute
caffeine intake. This questionnaire included a 1- to 10-point Results
scale to assess each item. Participants were previously
informed that one point meant a minimal amount of that Before exercise, the acute ingestion of caffeine increased
item and 10 points meant a maximal amount. Participants systolic, diastolic, and mean arterial blood pressure in
were provided with an online version of this questionnaire comparison to the ingestion of the placebo (Table 1;
via WhatsApp, and the questionnaire contained two phases. P < 0.05). However, caffeine did not modify resting heart
In the first phase, participants had to rate their feelings of rate (P = 0.62).
nervousness, vigour, irritability, gastrointestinal problems, During exercise, there was a significant effect of caf-
muscular pain, headache, and diuresis and they completed feine on fat oxidation rate (P = 0.02). The post-hoc analy-
these questionnaire 12 h after the end of exercise to assess sis revealed that the rate of fat oxidation was higher with
the intensity of the side effects induced by acute caffeine caffeine than with the placebo in all pairwise comparisons
intake in the day of the experiment. In the second phases of during the 1-h cycling trial (all P < 0.05, Fig. 1a). Moreover,
the questionnaire, participants rated their level of insomnia there was a main effect of caffeine on carbohydrate oxida-
during the night after the experimental trial. This survey tion rate (P = 0.02) while the post-hoc analysis revealed that
was completed in the following morning of the experiment caffeine decreased carbohydrate oxidation rate from min-
once participants had completed their night sleep. This two- 10 to min-60 (all P < 0.05, Fig. 1b). However, there was
phases survey has been effectively used to assess side effects no main effect of caffeine on energy expenditure (P = 0.60;
resulting from acute caffeine ingestion in individuals per- Fig. 1c). As a whole, caffeine increased the total amount of
forming several exercise situations [34, 35]. fat oxidized during the trial when compared to the placebo
(Table 1; P = 0.04) while reducing the amount of carbo-
Statistical analysis hydrates utilized (P < 0.01). The ingestion of caffeine did
not modify the amount of energy expended during the trial
The study data were blindly introduced into the statistical (P < 0.71).
package SPSS (SPSS, v. 22.0, IBM SPSS Statistics, IBM During exercise, there was a main effect of caffeine on
Corporation) and subsequently analysed. The Shapiro–Wilk the rating of perceived exertion (P = 0.05) with the post-hoc
test was used to confirm the normality of the quantitative analysis demonstrating that the rating of perceived exertion
variables and, consequently, parametric statistics test were was lower with caffeine than with the placebo from min-45
used to determine differences among trials. A two-way to min-60 (all P < 0.05, Fig. 2a). In addition, there was a
analysis of variance (ANOVA) (substance × time) was per- main effect of caffeine on VO2 (P = 0.03) with the post-hoc
formed to analyse the main effect of caffeine on all the vari- analysis indicating that VO2 was higher with caffeine than
ables under investigation. After a significant F test (Green- with the placebo at several time-points during exercise (all
house–Geisser correction for the assumption of sphericity) P < 0.05, Fig. 2b). However, there was no main effect of caf-
was completed for the main effect of caffeine, differences in feine on heart rate (P = 0.20; Fig. 2c).
the caffeine-placebo comparisons at each 5-min measure- After exercise, participants reported higher ratings of
ment were identified by LSD post-hoc tests. Paired t-tests nervousness and vigorousness in the caffeine trial vs the
were used to detect differences in the caffeine-placebo com- placebo trial (Table 2; P < 0.05). Although there were no
parison in resting heart rate, resting blood pressure, overall statistical differences in the remaining side effects, the effect
values of energy expenditure, fat and carbohydrate oxidation sizes of acute caffeine on gastrointestinal distress, diuresis,
during exercise, and in side-effect ratings post-exercise. In and insomnia were > 1.0.
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Table 1 Cardiovascular variables at rest, and energy expenditure and substrates oxidized during 1 h of cycling at the intensity that elicits maxi-
mal fat oxidation (Fatmax) after the ingestion of caffeine or a placebo
Variables (units) Placebo Caffeine Effect Size (95% CI) Qualitative inference P value
Resting Heart rate (beats/min) 54 ± 9 55 ± 9 0.2 (− 0.3/0.6) Unclear 0.62
Systolic blood pressure (mmHg) 116 ± 13 124 ± 20 0.5 (0.2/0.8) Very likely 0.01
Diastolic blood pressure (mmHg) 71 ± 10 74 ± 11 0.3 (0.1/0.6) Likely 0.02
Mean blood pressure (mmHg) 86 ± 10 91 ± 13 0.5 (0.2/0.7) Very likely 0.01
Exercise Total fat oxidation (g) 19.4 ± 7.7 24.7 ± 9.6 0.5 (0.1/0.9) Likely 0.04
Total carbohydrate oxidation (g) 94.6 ± 30.9 73.8 ± 32.4 – 0.8 (– 1.4/– 0.3) Very likely < 0.01
Total energy expenditure (kcal) 543 ± 175 559 ± 170 0.0 (– 0.2/0.1) Very likely 0.71
Mean heart rate (beats/min) 125 ± 13 127 ± 9 0.2 (– 0.1/0.4) Possible 0.30
Mean respiratory exchange ratio 0.89 ± 0.04 0.85 ± 0.05 – 1.1 (– 1.9/– 0.4) Very likely 0.04
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Table 2 Ratings of main Variable (units) Placebo Caffeine Effect size (95%CI) Qualitative inference P value
side effects in the 24 h after
the ingestion of caffeine or a Nervousness (a.u.) 1.3 ± 1.2 3.7 ± 2.4 2.1 (1.2/2.9) Most likely 0.01
placebo
Vigour (a.u.) 1.6 ± 1.8 4.7 ± 2.9 1.8 (0.8/2.8) Very likely 0.04
Irritability (a.u.) 1.2 ± 0.6 1.5 ± 1.5 0.2 (– 0.8/1.2) Unclear 0.73
Muscle pain (a.u.) 1.6 ± 1.5 1.4 ± 1.4 – 0.1 (– 0.8/0.5) Unclear 0.79
Headache (a.u.) 2.1 ± 2.2 1.6 ± 2 – 0.2 (– 0.9/0.5) Unclear 0.66
Gastrointestinal distress (a.u.) 1.1 ± 0.6 2.2 ± 2.0 1.2 (0.2/2.3) Likely 0.12
Diuresis (a.u.) 1.2 ± 0.6 2.4 ± 2.1 1.2 (0.0/2.3) Likely 0.16
Insomnia (a.u.) 1.1 ± 0.4 2.8 ± 2.7 1.8 (0.1/3.5) Likely 0.11
Data is shown as mean ± SD for 12 healthy participants. Each side effect was self-reported by using 1–10
arbitrary units (a.u.) scale
CI confidence interval
investigated as exercise intensity and duration were kept [46] and caffeine’s selective efficacy in enhancing fat oxida-
constant in both experimental trials. However, the reduced tion at submaximal exercise, caffeine intake should only be
exertion found after the ingestion of caffeine despite main- recommended for exercise sessions that entail continuous
taining the same exercise intensity might have also helped exercise at Fatmax.
to enhance fat oxidation during exercise as participants There are limitations associated with this investigation
reported that they felt the workload lighter with caffeine than that should be considered to improve the results’ applicabil-
with the placebo. Overall, the ingestion of caffeine before an ity. First, we did not obtain blood samples nor tissue sam-
exercise trial of submaximal exercise induces the release of ples. Thus, we were unable to separate the effect induced
neurotransmitters and catecholamines that may (1) produce by caffeine intake on adipose tissue / intramuscular triacyl-
a higher bioavailability of fatty acids and (2) lower exertion glycerols oxidation. We are also unable to establish the caf-
that may ultimately result in a higher reliance on fat as an feine’s ability to deliver released fatty acids to active skeletal
energy source for muscles in contraction. muscle. Second, we only used one dose of caffeine (3 mg/
The acute ingestion of caffeine was accompanied by sev- kg) and tested its effect on substrate oxidation at one exercise
eral pre-exercise and post-exercise adverse effects. Before intensity (Fatmax). Further investigations should be aimed at
exercise, caffeine increased systolic and diastolic pressure. determining if there is a dose–response of caffeine on shift-
Although the caffeine-induced change in blood pressure had ing fat oxidation. It is also necessary to determine the effect
little clinical impact on this sample of healthy and active of acute caffeine intake on intensities below Fatmax. Finally,
individuals, this might be a negative effect for those with we used a sample of both men and women with low habitu-
elevated blood pressures seeking to improve fat oxidation ation to caffeine. An analysis of the subsamples of men and
with caffeine. Interestingly, the daily intake of 3 mg/kg of women participants confirmed that the effect of caffeine
caffeine produces that the caffeine-induced effect on blood to shifting substrate oxidation was present in both groups.
pressure disappeared after 8 days of continuous ingestion However, future investigation should determine whether the
[44], suggesting that there is tolerance to the cardiovascular effect of acute caffeine intake to enhance fat oxidation dur-
effect of caffeine at rest. After exercise, caffeine increased ing exercise of submaximal intensity is similar in both sexes
self-reported ratings of nervousness and vigour. There were and the time course of tolerance to the benefit of caffeine in
also self-reported drawbacks such as gastrointestinal dis- enhancing fat oxidation during exercise.
tress, diuresis, and insomnia. These side effects have been In summary, the acute ingestion of caffeine enhanced fat
found in similar cases of athletes seeking to enhance physi- oxidation during 1 h of cycling at Fatmax at the expense of
cal performance by ingesting the same dosage of caffeine reduced carbohydrate oxidation. The effect of caffeine on fat
[34, 35, 45]. Contrary to the effect of caffeine on blood pres- oxidation was present during the entire trial and produced
sure, caffeine’s side effects such as increased nervousness a meaningful increment of 27.0% in the amount of fat oxi-
and vigour, irritability, insomnia, and diuresis increased with dized during the trial. Caffeine produced a slightly higher
chronic ingestion (i.e., up to 20 days; [44]). In light of these blood pressure before exercise and a higher rating of several
results, caffeine should only be recommended for individuals minor side effects after exercise. Although the clinical rel-
seeking to augment fat oxidation during exercise and who evance of these drawbacks was inconsequential in the sam-
do not have any previous history of cardiovascular problems ple of healthy individuals employed in this investigation, the
or high caffeine sensitivity. In addition, due to the tolerance occurrence of these side effects should be taken into account
to some of the most important ergogenic effects of caffeine when using this stimulant to reduce body fat in populations
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European Journal of Nutrition
with hypertension or high sensitivity to caffeine. Lastly, it 12. Graham TE, Helge JW, MacLean DA et al (2000) Caffeine inges-
is likely that the effect of caffeine on fat oxidation is only tion does not alter carbohydrate or fat metabolism in human skel-
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Acknowledgements The authors wish to thank the subjects for their Physiol 78:867–874. https://doi.org/10.1152/jappl.1995.78.3.867
invaluable contribution to the study. 15. Beaumont RE, James LJ (2017) Effect of a moderate caffeine
dose on endurance cycle performance and thermoregulation dur-
Funding This investigation did not receive any funding. ing prolonged exercise in the heat. J Sci Med Sport 20:1024–1028.
https://doi.org/10.1016/j.jsams.2017.03.017
16. Hodgson AB, Randell RK, Jeukendrup AE (2013) The metabolic
Compliance with ethical standards and performance effects of caffeine compared to coffee during
endurance exercise. PLoS ONE 8:e59561. https: //doi.org/10.1371/
Conflict of interest The authors declare no support from any organiza- journal.pone.0059561
tion for the submitted work; no financial relationships with any organi- 17. Anderson DE, Hickey MS (1994) Effects of caffeine on the meta-
zations that might have an interest in the submitted work in the previ- bolic and catecholamine responses to exercise in 5 and 28 degrees
ous 3 years; and no other relationships or activities that could appear C. Med Sci Sports Exerc 26:453–458
to have influenced the submitted work. 18. Ryu S, Choi SK, Joung SS et al (2001) Caffeine as a lipolytic food
component increases endurance performance in rats and athletes. J
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