You are on page 1of 14

The Startle Effect: Implications for Spectator Cognition and Media Theory

Author(s): Robert Baird


Source: Film Quarterly, Vol. 53, No. 3 (Spring, 2000), pp. 12-24
Published by: University of California Press
Stable URL: http://www.jstor.org/stable/1213732 .
Accessed: 17/12/2013 11:10

Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at .
http://www.jstor.org/page/info/about/policies/terms.jsp

.
JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of
content in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms
of scholarship. For more information about JSTOR, please contact support@jstor.org.

University of California Press is collaborating with JSTOR to digitize, preserve and extend access to Film
Quarterly.

http://www.jstor.org

This content downloaded from 192.17.24.199 on Tue, 17 Dec 2013 11:10:19 AM


All use subject to JSTOR Terms and Conditions
Robert Baird

The Startle Effect

Implications for Spectator Cognition


and Media Theory
Lewton particularlyenjoyed devising moments in his films
which would cause audiences to gasp in terror. His name for
these moments of sudden shock was "busses."The term
derives from the Central Park sequence of Cat People.
-Joel E.Siegel, ValLewton:The Realityof Terror

Gasping in terror: Alien

12

This content downloaded from 192.17.24.199 on Tue, 17 Dec 2013 11:10:19 AM


All use subject to JSTOR Terms and Conditions
y wife is often startled when the phone rings. through a shattered boat hull; we can inspect the in-
The phone doesn't bother the kids or me, but all famous startle in Wait Until Dark (1967) when Alan
of us have, at one time or another, found ourselves Arkin's psychotic killer (supposedly incapacitated)
alone in a room only to turn and be startled by some- leaps, Olympic-like, after Audrey Hepburn's blind
one hovering behind us. My son Sean, like most re- housewife. My study of over 100 American horror and
spectable eight-year-olds, can, to his great pleasure, thriller films from the early 30s to the present reveals
startle his older sister. There are rarer and stranger formal refinements and increased usage of this effect.
startles. Once, walking across a parking lot in the For instance, 1942's Cat People deploys two startle
middle of the day, I was startled by what turned out to effects, while Paul Schrader's 1982 remake offers
be a leaf. It wasn't a dangerous leaf, but, pushed by eight, a typical example of the hypersensationaliza-
the wind, it made an uncanny scuttling sound behind tion of the post-Psycho horror/thriller film.
me. The sound was odd enough and "out of place" David J. Skal, echoing others, claims that the birth
enough to startle me. Garden-variety startles provide of cinema itself was an occasion for audience startles:
an affective punctuation to various folk entertainments
In America, more direct and visceral means
such as hide-and-seek, surprise parties, spook houses.
were favored to hold and startle an audience-
One confidante tells me that upon leaving Madame
locomotives hurtling toward the screen, for in-
Tussaud's in London she once saw visitors who were
startled by a motionless "wax figure" that suddenly stance, or a bandit firing his gun directly into
the camera's eye (both effects were employed
moved: all a bit of fun orchestrated by the manage-
in 1903 by Edwin S. Porter in The Great Train
ment. More typically, I once saw a horror film with
a friend who was startled so frequently and forcefully Robbery). Quaint though these techniques may
seem today, they once had the power to make
that I worried he would pull a muscle. Since, at the
audience members faint.3
time, I was writing a dissertation on cognition and the
horror film, I did not let these and other startles pass, Examples such as these serve as apocryphal encapsu-
but considered how a leaf, or a phone, or a film can lations of the birth of cinematic sensationalism, and,
startle us, and whether the mere fact of startles and/or according to David Bartholomew, share something with
a theory of their function might add to or challenge horror:
current thinking about the mind and its relation to real
Its origin [horror], indeed, is the origin of all
and virtual space.
moving pictures, going right back to the Lu-
Many laymen and not a few philosophers and psy-
miere brothers' 1895 exhibition of A Train En-
chologists have been content to relegate startle to the
tering a Station, a short documentary sequence
category of dumb reflex, little more dynamic than a
sneeze or a knee jerk. That film startles occur only dur- to which early audiences reacted with a frenzy,
ing a particular scene type should alert us that some- ducking away from the seemingly onrush-
thing complicated and odd is occurring. Indeed, I believe ing train on the screen and fleeing the audi-
film startles reveal the fundamental characteristics of torium in fear. Of course, the Lumieres' little
cinema spectatorship, offering the most pointed op- film was not a horror film as we've come to
know it, but it provoked fear and psycho-
portunity for addressing and explaining the age-old
paradox that fictions and representational spaces can logical unease in its audiences (who had not
stimulate intense emotional responses in spite of an yet learned how to "look" at movies), and that
awareness of fictionality.2 is precisely how the horror film has always
Millions have been startled while watching threat- functioned historically.4
ening film scenes. We can pinpoint the frames in Cat These familiar stories of early spectator naivete seem
People (1942) where one of film's first startles-a always to imply that more modem, media-savvy view-
public bus of all things-bursts into frame; we can ers can resist manipulation. No one today, after all, runs
study the exact moment in Jaws (1975) when Hooper, from or faints before hurtling movie trains, or flinches
while scuba diving, is startled by a corpse popping from camera-directed gunplay. However, viewers, even

13

This content downloaded from 192.17.24.199 on Tue, 17 Dec 2013 11:10:19 AM


All use subject to JSTOR Terms and Conditions
filmmakers and media critics, can still be startled by What then conjures up a memory of the sleep-
film. The origin of this still viable startle effect is rec- less torment of an earlier evening? The noises
ognized as 1942, in the famous bus scene from Val Lew- chiefly ... the noises are quite the sole con-
ton and Jacques Tourneur's B-movie surprise success, tribution to alarm. If only you shout loudly
Cat People, where Alice (Jane Randolph), being fol- or strangely enough, and if only you can con-
lowed by something from screen left, is surprised by a trive to make the sound unexpected, somebody
bus barreling in from screen right. Dennis Fischer of- is sure to be terrified. In that respect, at least,
fers a typical analysis of Cat People's startle effect: this piece displays a sure sense of the theater.
"This type of scene with a slow buildup and sudden re- There is very little of Bram Stoker in it. But
lease became known as a 'bus,' and was a component most of us jumped in our seats at least once
in many horror films thereafter. The idea was to get the in every act.6
audience to expect something and then catch them to-
Meanwhile, back in the colonies, the American pro-
tally off guard from another direction."5 duction of Dracula was touring to great success and
Ironically, the first horror and thriller films of the likewise suffering criticism for its sensationalism-this
sound era, a good ten years before Lewton, did not fully
from the New YorkMirror:
exploit the startle effect. The massively popular Drac-
ula (1931) offers no end of Gothic mise-en-scene. The To many the eerie horrors of this shocker sug-
Count glides about, a highly visible, stately menace, gested but the impotent boos of a child dressed
never once making a startling move or entrance. This is in a bedsheet. One jumps instinctively because
a bit odd, for we know that the theater made use of the of the noise and clamor of the procedure, but
startle response in earlier outings. A 1927 review from there is still a deep set realization of the juve-
the Times on the opening of Dracula in London's Lit- nility and fallaciousness of the youngster's
tle Theater suggests just how sensational the play was: prank.7

Cat People

14

This content downloaded from 192.17.24.199 on Tue, 17 Dec 2013 11:10:19 AM


All use subject to JSTOR Terms and Conditions
Like later deprecations of film startles, theater critics The traditional view is that startle represents the
made it quite clear that startles were, in some man- most extreme form of sensationalism, a stark contrast
ner, antithetical to art and culture. Yet startles, surely, with the ideals of art and thought. Here is Stanley J.
whether theatrical or cinematic, are not without virtue. Solomon:
Their widespread use in the Gothic tradition suggests
Shock all too frequently springs merely from
some value, if not for critics, then at least for artists
and patrons. In this vein, the two Dracula stage plays surprise, generated equally by a murdererleap-
didn't just resort to an occasional startle-they sys- ing from a dark alley with knife in hand, and
a child jumping from behind a wall and yelling
tematically deployed them-and with apparent glee. "Boo." . . . The horror film, then, cannot be
Skal's annotated edition of the two major productions
of the Dracula stage play include numerous stage di- judged on its surprises unless the surprises are
rections that imply potential startle effects (12 for the integrated into a meaningful pattern of horror.
... Sheer sensationalism, the standby ingredi-
English play; 16 for the American). Startling sounds ent of the genre, is of course merely an avoid-
included a number of offscreen bursts: gunshots, ter-
ance of art and thought."l
rified screams, wolf-like howls, the pounding on and
tearing down of doors, and "maniacal laughs" from The contempt and neglect of startle has hidden some-
Renfield. Rapid visual movement was achieved through thing potentially profound. A bus arrives in Cat Peo-
quick entrances, flashpots, and trap doors. ple and viewers are startled; a bus arrives in The
Relative to theater, then, Hollywood was atypically Graduate (1967) and viewers smile.
slow in developing the sensational potential of the star-
tle effect, but, of course, theater had centuries of prac-
tice to draw from. Unlike the theatrical startle (where The Threat Scene and the Formal
sheer loudness can function much as it does in real
space), the modem film-based startle relies heavily on
Conventions of the Startle Effect
precise manipulations of editing and camera position,
neither of which are available to the stage play. The The core elements of a film startle effect are (1) a char-
simple historical lesson is that, ironically, the startle ef- acter presence, (2) an implied offscreen threat, and (3)
fect was not fully exploited in cinema until a decade a disturbing intrusion into the character's immediate
after horror's "first wave," and then by Val Lewton, a space. This is the essential formula (character, implied
producer frequently cited as the most literary and cul- threat, intrusion) one finds repeated hundreds and thou-
tured director ever to work in horror. Lewton included sands of times since Lewton's first bus effect.'2 Lack-
and modified startle effects in all nine of his horror ing character, threat, or intrusion, the possibility of
films, regardless of who was in the director's chair: startle appears negligible.
Jacques Toureur, Mark Robson, Robert Wise.8 Lew- It is informative to reflect on films that should gen-
ton's sensational effects were soon copied by other erate startles but that don't. In one category we have
filmmakers. An extended set piece from Lewton's The loud, violent, and frightening films like those from
Seventh Victim (1943), which contains five startle ef- Quentin Tarantino. For all their mayhem, Reservoir
fects within a few minutes, so impressed Carol Reed Dogs (1992) and Pulp Fiction (1994) do not typically
that he adapted it for The Third Man (1949).9 Appar- lead to startles, probably because offscreen space is not
ently Lewton's bus was worth repeating, and, like cer- sufficiently evoked. A second relevant category of films
tain magic tricks, became an audience favorite.10 are those that mount what I call "mock threat scenes,"
Maligned as mindless and a hallmark of B-movies where the viewer watches a character teasingly feign
and exploitation fare, the film-based startle effect can a startle or attempt to startle a nearby character, as in
actually be found in all manner of horror and thriller Jurassic Park, when Dr. Grant (Sam Neil) horrifies the
films, from blockbusters like Rosemary's Baby (1968), young children he is shepherding through the park by
The Exorcist (1973), Jaws, Jurassic Park (1993), and
pretending to be shocked by a massive electrified fence.
Independence Day (1996) to thrillers like Jennifer 8 In an earlier mock startle from The Haunting (1963),
(1992), The Client (1994), and Blink (1994). The effect Luke (Russ Tamblyn) annoys his fellow paranormal
can also work on the television screen, in made-for-TV
investigators during a spooky lull inside the old Hill
films such as Salem's Lot (1979), and in series such as House by leaping, yelping in pain, and claiming a statue
"The Night Stalker" (ABC, 1974-75), "Tales from the
stepped on his foot. Both films, of course, are notori-
Crypt" (HBO, 1989), and "The X-Files" (Fox, 1993-). ous for startle effects that do work. Then there are

15

This content downloaded from 192.17.24.199 on Tue, 17 Dec 2013 11:10:19 AM


All use subject to JSTOR Terms and Conditions
parodic threat scenes/startle effects, as in Carl Reiner's quickly down a hall, her flame-thrower covering her
Fatal Instinct (1993), a parody of classic film noir and retreat. It is here that director Ridley Scott expertly ma-
big-budget Hollywood thrillers. Near the end of the nipulates framing by cutting to a close-up of Ripley's
film, gumshoe Ned Ravine (Armand Assante), alone in sweaty, exhausted face as she leans against a bulkhead
his big dark house, opens a bathroom medicine cabi- and carefully peers around a comer, white strobe flashes
net-a black cat screeches and leaps out. Contextual- and red warning lights illuminating her. Scott achieves
ized amidst constant silliness, Fatal Instinct's cat-startle, a visual frenzy corresponding to the dramatic moment.
itself formally indistinguishable from effects which With the labyrinthine offscreen space of the Nostromo
have startledviewers, likely has yet to startle any viewer hallway hidden beyond the narrow onscreen close-up
on this planet.'3 of Ripley's frightened face, Scott changes the tempo
Along with the tone of a film or sequence, pacing of the scene, Ripley's careful pause at the corer coun-
appears crucial to generating film startles. By "pacing," terpointing her frenzied backtracking just moments be-
I refer to the speed at which a threat scene develops, fore. As Ripley's eyes come ever closer to the unseen
a factor contingent upon rates of staging, camera and space around the corer, the white strobe flashes are re-
figure movement, editing. More complexly, pacing also placed by an incessant red glow from screen right. Here
consists of what we might label the viewer's percep- Scott mounts his startle intrusion. In a shot only one-
tual comprehension rate, the maximum rate he or she and-a-half seconds long, the viewer shares Ripley's
may recognize objects, their locations, trajectories, and point of view of the alien: head rearing and moving
velocities within the imaginary film space. Psycholo- quickly, searching, perhaps sensing Ripley. The previ-
gist Robert Plutchik believes cognition evolved as a ously quiet music track erupts on cue with the alien
mechanism to predict the future. 14In this framework, image, an ominous bass and cello swell that matches
startle appears to reflect microsecond failings to pre- the alien's rising movement and then continues over
dict (perceptually anticipate) the identity, location, or Ripley's horrified, frozen reaction. Realizing her ac-
status of a stimulus in a threatening context. We can cess to the shuttle is blocked, Ripley returns to try to
tease out the significance of pacing to viewer surprise override the automatic detonation of the ship.
and startle by conducting a brief thought experiment. This effect is powerful for many reasons, not least
Let us take some infamously frightening threat scenes of which is the film's overall phenomenal trajectory,
and potent startle effects, say from Night of the Liv- which successfully engages viewers in imagining one
ing Dead (1968), Repulsion (1965), and Suspiria (1977), of cinema's most dreadful offscreen threats (try to re-
and play them for first-time viewers on a variable speed member the alien before it was overexposed through
projector. It is quickly apparent that the startle effects sequels, comic books, and millions of toys). In con-
from all these films are rendered impotent when suf- trast, Ripley is a sympathetic, even admirable charac-
ficiently slowed. The results are even more revealing ter, and, by film's end, the sole survivor and only
because, even when slowed, fear and disgust remain remaining character for viewer identification. In ad-
viable, if not amplified, during the presentation. Evi- dition, Scott manipulates pacing at the crucial moment
dently scene pacing and spectator comprehension rate of the threat intrusion, contrasting near motionlessness
impact viewer surprise/startle.A comparison of a threat with frenetic movement, achieved through the juxta-
scene/startle effect in Alien (1979) with a derivative position of Ripley slowly inching toward the corer in
one in Deep Space (1987) will illustrate how pacing close-up and the brief shock cut of the rapidly mov-
and tone renders some threat intrusions startling and ing alien. This shock cut is not just a narrative surprise,
others predictable, if not silly. but a formal one, a violation of the established pace of
Near the end of Alien, Ripley (Sigomey Weaver), diegetic motion, editing, and shot duration.
alone aboard the Nostromo with a deadly alien life form, Alien benefited from a large budget and a good
decides to activate the ship's automatic detonation sys- script, from Ridley Scott's experience producing slick
tem and escape in a shuttle craft. With only minutes to television spots and dynamic feature films, and from a
escape, Ripley races through the hallways to a shut- collection of crafts and effects personnel as good as any
tle, flame-thrower in one hand, a carrying-case hold- ever assembled for a science fiction or horror film. Fred
ing pet cat Jonesey in the other. The electronic voice Olen Ray's Deep Space comes out of a different tra-
of Mother, the ship's computer, warns of the ship's im- dition. One rung below Roger Corman in the pantheon
minent detonation as emergency lights flash, steam is of low-budget filmmakers, Ray makes films for the
vented, and the atomic reactor overheats. Ripley backs exploitation and straight-to-video markets. As a low-

16

This content downloaded from 192.17.24.199 on Tue, 17 Dec 2013 11:10:19 AM


All use subject to JSTOR Terms and Conditions
Alien:

Ripley slowly approaches a corner as she


flees a Nostromo about to self-destruct.

The alien rears up and moves toward


Ripley/camera.

Ripley frozen with fear, just before she


flees.

budget copycat of Alien, Deep Space provides an ex- Napier discovers, like some misplaced basketball, the
cellent opportunity to compare the effect of tone and head of a security guard. As he backs away from the
pacing on startle affectivity. sight, Ray contracts the frame to a medium close-up,
Deep Space is set not in space, but in a large Amer- an unmotivated red light illuminating the actor. Napier
ican city, where character actor Charles Napier plays continues to back up as the monster moves forward
a tough cop out to stop a military-industrial weapon into the background of the shot (an obvious homage to
set loose on an unsuspecting populace. The weapon Ripley's hallway meeting with the alien on the Nos-
turns out to be a toothy, tentacle-hurling, low-budget tromo). Throughout, the electronic music meanders in
variation of H.R. Giger's alien design. It is this daunt- the background with little sense of rhythm or dramatic
ing beast that Napier must confront in a dark and de- tempo. With Napier in the foreground and the toothy
serted warehouse. Carrying a combat shotgun, a one in the background, the monster gives a feeble roar
bandoleer of shells slung across his chest, and two pis- and Napier an equally feeble reaction of horror: the
tols wedged between his belt, Napier enters the ware- fight is on.
house alone and is quickly startled by a band of lovely Obviously Ray is sending up the genre and Alien,
white pigeons, one of which perches on his shoulder but Deep Space does include other scenes with vigor-
until he carefully brushes it off. It is about this time ous startles. Since threat scenes are scene-level con-
that the viewer notes how well a fog-machine can dra- structions, they can powerfully and quickly establish a
matize the space of an enclosed warehouse. Continu- predominant tone of horror or comedy independent
ing his search in the foggy moor of the warehouse, of a narrative's overarching emotional tenor.15 The

17

This content downloaded from 192.17.24.199 on Tue, 17 Dec 2013 11:10:19 AM


All use subject to JSTOR Terms and Conditions
ineffectualness of the final battle in Deep Space is not mediated worlds. People respond to simula-
a result of the film's overall context (there are other tions of social actors and natural objects as if
threat scenes in Deep Space that do trigger startles). they were in fact social, and in fact natural.17
Rather, as products of their immediate spatial, tonal,
It seems an obstinate and defensive rationalism that
and formal contexts, threat scenes are, considering
would deny our experience of film space and film ob-
affect, highly local and independent structures.Locally,
then, Scott keeps his alien in offscreen space as much jects any of the phenomenological depth we bring to
as possible, while Ray parades his alien for all the world reality.
to see. Where one threat intrusion is masterfully ma- One last startlefrom Alien might help with an analy-
sis of viewer surprise as a microsecond phenomenon.
nipulated to generate fear and startles, the other gen-
erates ridicule, largely because the alien, already weakly After Kane (John Hurt) dies from the violent birth of
the infant alien, Ripley, Parker (Harry Dean Stanton),
rendered, is shown excessively, its intrusion more lum-
and Brett (Yaphet Kotto) go searching for the beast
bering than abrupt. In the end, Deep Space's slightly
in the massive Nostromo. The search party carries a
arch, less-than-horrific mood largely mitigates the pos-
sibility of viewer startle, a mood best exemplified by a light, a large net, a six-foot electric prod, and a jerry-
one-liner Napier utters to his partner before squaring rigged sensor. The mise-en-scene is classic dungeon
off with the film's threat: "I'm going to kick a little darkness and gothic gloom, the literal bowels of this
monster ass." massive ore-mining ship. Following the readings from
If tone is crucial to spectator fear, what other fac- her motion-tracker, Ripley stops before a row of squat
tors impinge on spectator surprise? metal lockers. She whispers to her hunting partners,
Nearly all viewers know that horror and thriller "Parker, Brett, it's in this locker." The three prepare
films might contain startle effects. How, then, can they to open the locker door, and Ripley even gives a count-
be surprised by effects they know are coming? I sug- down: "All right, Parker, when I say . .. right now."
From a low-angle three-shot of the tense crew mem-
gest that the mind monitors space (including repre-
sentational-film space) for the location, identity, and bers, the startle effect is timed to a shock cut of an
status of nearby objects. Similarly, Robin Horton pro- extreme close-up of Jonesey the cat, mouth agape,
poses a "primary theory" of human cognition that tran- scratching and shrieking inside the locker; a reaction
scends culture and is based, in part, on a continual need shot of the three crew members quickly follows: they
to make "two major distinctions ... between human are jerking downward, attempting to capture the ter-
rified cat, which Brett lets go because "It is only a cat."
beings and other objects; and ... between self and
other."'6 There is an obvious utility to monitoring the The sound burst that contributes to this startle effect is
flux of proximate objects, of which none are completely synchronous with the shock cut of Jonesey and is a
stable, predictable, safe. Location constantly evolves symphony of discordant overlapping sound effects: cat
relative to a perceiver. Identity can change in the most screeches, metal hinge movements, clatter of equip-
fundamental ways: the living die; the dead move; the ment, actor exclamations. Although completely
limb becomes a snake, the friend a murderer.The state telegraphed, and the oldest trick in the book (the cat-
of objects is in constant flux: the fixed breaks away and in-the-closet routine parodied by Reiner), the startle is
falls; the tumbling projectile comes to rest; life rots. powerfully affective. The conclusion we can draw, once
Meanwhile, conscious attention is preoccupied with again, is that conscious reason and a familiarity with
narrow and new concerns. Would consciousness be ca- genre conventions are poor methods for defusing the
pable of deactivating such essential survival cognitions involuntary startle response system, a system keyed to
simply by recognizing the virtuality of a nearby space? momentary disturbances. Indeed, this cat-in-the-box
Not likely, say Bryon Reeves and Clifford Nass, who scene should be no general or global surprise com-
argue in The Media Equation: How People Treat Com- ing, as it does as the eleventh threat scene in Alien
puters, Television, and New Media Like Real People and as the eighth startle.
and Places that How does surprise empower Alien's Jonesey star-
tle? Although first-time viewers could have anticipated
Modem media now engage old brains. People the locker opening as a likely startle moment,
can't always overcome the powerful assump- they
would have been in suspense over the outcome of this
tion that mediated presentations are actual peo-
upcoming startle effect: Will the locker be empty or
ple and objects. There is no switch in the brain contain something? Will the something be dangerous
that can be thrown to distinguish the real and or benign? If dangerous, what will the threat do to the

18

This content downloaded from 192.17.24.199 on Tue, 17 Dec 2013 11:10:19 AM


All use subject to JSTOR Terms and Conditions
Alien:
The motion-tracker indicates something
moving inside the locker.

Ripley, Brett, and Parker inch closer.

The cat reacts in a frenzy of movement.

Ripley, Brett, and Parker startle in unison.

19

This content downloaded from 192.17.24.199 on Tue, 17 Dec 2013 11:10:19 AM


All use subject to JSTOR Terms and Conditions
crew members?Comparingaffectively chargedstartle images, but also weakest to positive images, with neu-
effects with weaker ones exposes how the weaker ef- tralimagesfallingbetweennegativeandpositive,a cor-
fects may develop too slowly to surprise competent relationthatis "independentof measuresof orienting,
adultviewers. Stickingwith the example at hand,first- arousal, and interest in the materials."20Some re-
time viewers very likely are surprised by the inten- searchers hold that positive images inhibit the basic
sity of the visual and auditorystimulusof the Jonesey level of startleresponse.
startle.The shots preceding the shock cut of Jonesey Otherexperimentshave shown startleamplifica-
rangefrom30 to 5 seconds-the shockcut is only about tion even withoutslides or video images while subjects
1 second.The viewer's overallsense of a scene's speed recall and imagine negative-ratedsentences, such as:
is effectedby cuttingrateas well as the degreeandtype "I tense as THE NURSE SLOWLY INJECTS THE
of movementof objects within the frame.In her shock SHARPNEEDLEINTOMY UPPERARM, andbeads
cut, Jonesey is literally in a frenzy of motion-her of sweat cover my forehead."And, similarly,positive-
movements, for a first-timeviewer, would almost re- rated sentences-"I AM RELAXING on my living
sist coherentcognition,a bit of perceptualoverloadac- room couch LOOKINGOUT THE WINDOW ON A
centuatedby the extremesof the shot scale:we see only SUNNYAUTUMN DAY"-lead to less powerfulstar-
the cat's head and forepaws.Also, at this point in the tle blinks than either negative or neutralsentence im-
narrative,firsttime viewers are unsureof the ontology agery.21The significance of this study should not be
of the rapidly evolving alien organism-it might be- lost on humanists, nor rejected out-of-handby those
come anything.This surprisingvisualsensationof Jone- threatenedby scientism or the wires and electrodes
sey is coupled with auditorysurprises.As I noted, the of experimentalpsychology. What is being exposed
sound burstfor this startleis a complex composite of here is the power of the imagination, its capacity for
various sounds, all of which, presented quickly, reg- visualization,anda linkageto affectthatbypassescon-
ister, but as a phenomenal bit of caterwauling,made scious reason.
the more surprisingby the preceding sound level that In a majorsynthesis of theories of film spectator-
was set quite low.18 ship, Judith Mayne argues that much of film theory
stems from two equally "extremepositions"-either a
version of "apparatus"theory in which the viewer is
Implications of Startle for Theory seen as fully determinedby the narrativefilm, or a re-
consideration that sees viewers as active and resist-
A numberof studiessupportthe findingthat"thevigor ing consumersof films. For example,Mayne contrasts
of the startlereflex varies systematically with an or- RaymondBellour and the CameraObscuraapproach
ganism's emotional state ... [specifically] the startle with StuartHall andculturalstudiestheoristslike John
response (an aversivereflex) is enhancedduringa fear Fiske. To Mayne,
state and is diminished in a pleasant emotional con-
text."Researchershave come to thisconclusionthrough Both positionsascribean unqualifiedpowerto
the method of showing subjects slides (that is, repre- the text, on the one hand,and socially defined
sentations) previously classified as pleasant, neutral, readers/viewerson the other.The problem in
and unpleasant, each case is thatthe activity of makingmean-
ing is assumedto residein one single source-
pictures of violent death, snakes, bloody eitherthe cinematicapparatus,or the socially
wounds or bums, disasters,aimed guns, med- contextualizedviewer. To be sure, variations
ical injection, and angry, destitute, or starv- are allowed in either case, but they are never
ing people; neutral slides were generally significant enough to challenge the basic de-
commonhouseholdobjects,suchas a hairdryer, terminismof the model in question.22
a book, and shoes; positively valent pictures
includedopposite-sexnudes,romanticcouples, All the significant theories of film studies rest, ulti-
babies, cuddly animals,sportsscenes, and ap- mately, on simple models of causality,where a single
agent serves as the determiningforce, whetherthe artist
petizing food.19
of auteurism,the patriarchyof feminism,the artobject
Subjects are then startledwith sound and light bursts of formalism,the basic mentaloperationsof cognitive
while viewing imagesfromeach of the threecategories. psychology, the
capitalism of Marxist theory, or the
Amazingly, startlesare not only strongestto negative psychological conflict between desire and control at

20

This content downloaded from 192.17.24.199 on Tue, 17 Dec 2013 11:10:19 AM


All use subject to JSTOR Terms and Conditions
the center of Freudianism. As writers and readers we movement, and facial response and in a few cases em-
quite easily reduce 300-page books and entire careers phatically denied the possibility of such a response.
to a "basic determinism," an expression of causality as Convinced only by a demonstration of the film, they
simple as this causes that. Even nuanced works that were quite surprised to find that they 'made faces' when
explore dynamic, multi-causal relationships ultimately the revolver was fired, despite their years of training"
endow one agent as the primary causal force. (The Startle Pattern, 37).
Startle is highly significant in this context. On first But startle is much more complex and interesting
glance it appears an outstanding example of a biolog- than dumb, hardwired reflexes like the sneeze and the
ically determined, universal effect, with little to do with knee-jerk. Even Landis and Hunt, who recognized and
culture, capitalism, or media apparatus. Not surpris- described a general startle pattern, noticed that no two
ingly, in Post-Theory, Noel Carroll uses startle to chal- startle responses were exactly alike. The nearer the
lenge the contemporary theoretical assumption "that onset of the original response (speaking of microsec-
every level of cinematic reception is fraught with po- onds), the more innate, "hard-wired"the response; con-
litical and ideological repercussions." Carroll argues: versely, the further from onset, the more learning,
... it strikes me as incontrovertible that film- context, and personality influenced behavior.
Ronald Simons, one of the few to write a book-
makers often play upon what psychologists
call the "startle response," an innate human length study of startle, holds that startle "is determined
by a host of social and cultural factors specific to the
tendency to "jump" at loud noises and to re-
coil at fast movements. This tendency is, as ongoing life of the individual affected."25 Beyond in-
dividual variation in startle, Simons describes a curi-
they say, impenetrable to belief; that is, our be-
ous Indonesian syndrome called latah, where a minority
liefs won't change the response. It is hardwired
and involuntary. Awareness of this response of individuals in that culture exhibit, upon being star-
enables theorists like me to explain the pres- tled, "violent body movements; assumption of habit-
ence of certain audiovisual patterns and effects ual defensive postures; striking out; throwing or
in horror films, without reference to politics dropping held objects; shouting; repeating of words
and ideology. Indeed, insofar as the startle just said, thought, or attended to; naughty talk" (233).
Similar culture-based responses by those unusually sen-
response is impenetrable to belief, it could
be said to be, in certain respects, beyond pol- sitive to startles, dubbed hyperstartlers,have been found
itics and ideology. Moreover, such examples around the world, in Japan, the United States, Siberia,
indicate that there is a stratum of theoretical Sweden, Thailand, Yemen, and the Philippines. Simon
investigation at the level of cognitive archi- rejects cultural relativist theories that seek to explain
tecture that can proceed while bracketing ques- latah as solely a Malaysian culturalresult. Simons holds,
tions of ideology.23 and I believe he's right, that latah and its cousins are
founded on the universal startle response, but that par-
Similarly, David Bordwell argues that certain film ticular cultures offer more or less fertile conditions for
effects such as startle are not utterly arbitrary and transforming this response into unique social practices.
socially constructed, but are-adapting Ernst Gom- In the last century, theorists of one camp or another
brich-"sensory triggers"24that are more indebted to have sought to enshrine nature or nurture as the dom-
nature than effects which rely on higher, socialized inant, even singular, determining force of human ac-
forms of learning. tivity. The nature/nurture opposition, unfortunately, is
The powerful biological determinism of startle (its the most ubiquitous and vigilantly defended either/or
hardwired status) is clear from Landis and Hunt's stud- fallacy of our age. In seeking to balance film studies'
ies in the 1930s. Using high-speed cinematography, the widespread embrace of social determinism at the ex-
two psychologists recorded New York City policemen pense of nature, David Bordwell reminds: "It is per-
training at the firing range: "Every subject showed an fectly possible for a phenomenon to be culturally
eyelid response to every shot. No matter how famil- constructed and at the same time to be very widespread,
iar the men were with revolver practice, no matter how or even universal, among human societies."26 Startle,
well trained they were, the lid reflex was present in at first glance an outstanding instance of genetic deter-
every case" (The Startle Pattern, 36-7). Marksmen, of minism, becomes, with a second glance, a rich instance
course, do not want to startle while carefully aiming: of cultural and personal elaboration. Eschewing fool-
"The men were not conscious of the blinking, head ish consistency, startle is at once genetically hard-wired,

21

This content downloaded from 192.17.24.199 on Tue, 17 Dec 2013 11:10:19 AM


All use subject to JSTOR Terms and Conditions
socially constructed,and personallyexpressed.Echo- motion, or real and amplified sound.29Films can ma-
ing this point, British clinical psychologists Robert nipulate us, in part,by actually manipulatingour en-
Howardand Rodney Fordnote that a centuryof study vironments,constructingenergyfields we take,before
confirmsthe belief that startleis a "universalphysio- reason, to be extensions of the physical world.
logical phenomenon consisting of an initial rapid in-
voluntaryphase and a secondaryphase which is under
some degree of voluntarycontrol."27 Who's Afraid of Surprises
A film-basedstartleis a highly localized andpreg-
nant example of the contradictionsof cinema: of the Startle has probablybeen neglected, to some extent,
muddleof natureand nurture,of the generic form and because no theory has given us the framework with
personalpsychology.Any attemptto simplifythis event which to view it as emblematic of something impor-
is a hobgoblin born of selective infatuationwith only tant aboutviewer psychology. In addition,startlemay
one aspect of a parallel, pluralistic mind. Poststruc- seem to most humanities-trainedfilm scholars a sub-
turalisttheory recognizes those deterministicpercep- ject of study reserved for social scientists and psy-
tualandemotionalfunctionsthatare beyondourdirect, chologists. But it is certainly more than a curio. As a
consciousguidance,butthenenshrinesthemas the only humanities-trained film scholar,I don'trecommendour
psychological processes that matter.Unfortunately, fieldbeginconductinglaboratoryexperiments(although
as Mayne well notes, counter theories, whetherfrom it would certainly be useful to consult with those de-
cultural studies or cognitive science, frequently as- veloping experimentsthat focus on film and media).
sert viewer activity at the expense of film's active role However, if we continue to neglect the recent, amaz-
in determiningaffect andthought.Mayne cautionsthat ing work in the social sciences and cognitive psychol-
spectator"activitycan be just as vapid and indistincta ogy thatrelatesto andinformsourconcernswith media
term as 'passivity"' (159). effects, we will maintainan insular and comfortable
Startles show that part of the mind works from ignoranceand fail both our individualcuriosities and
an ontological naivete embarrassing to the rational our collective responsibility to contributetoward in-
intellect. "Partof the mind"is a crude way of saying tellectual discovery.
thatfilm-basedstartlesarecharacteristic of a mindfunc- Who's afraid of startles? I can playfully speculate.
tioning in a massively parallel,modularprocess. The Poststructuralistsmightnot fear startlespecifically,but
popularfolk model of the mind assumes a division of they are decidedly troubled with the larger concepts
mental faculties. Academically this folk insight has startle necessarily implies: biology, anthropological
been channeled througheither a variationof psycho- universals,andevolutionaryadaptationthatcannotbe,
analysis (split classically between Id, Ego, Superego) in the end, fully dissolved or transformedin Culture.
or, more recently, through a type of cognitive paral- New cognitiverationalistsandtraditionalistsmightfear
lelism or modularity. startlebecause it is, to a large degree, patently deter-
Eddy Zemachhas recentlyemployed this divided- ministic, an irrationalexpressionof the mind thatcan-
mindfoundationto rebutKendallWalton'sfamous"pre- not be, in the end, reducedto free, conscious agency.
tend" theory of aesthetic response.28Zemach argues Startleslept throughthe Enlightenment.For non-aca-
thatfearandpity derivedfromnarrativesarenot "quasi" demics (most film reviewers and other journalistic
emotions, but the real thing, although mitigated by a guardiansof the public good), startlesare the ultimate
rationalreader/viewerwho maintainsseparatemental form of sensationalism,artlessness,andmindlessness.
"dossiers,"one of which, a "dominant"one, assertsits The only groupsnot afraidof startleappearto be film
rational awareness of fictionality. Although we may viewers and makers,whose appreciationof the effect
fear the green slimes of film, andpity the Anna Karen- remainsstrongafter50 years.Why have startleeffects
inas of fiction, we do not act on these emotions: "For become a commonfeatureof the horrorandthrillerfilm
rationaladults,emotionis nevera causeof action;rather, genres?The why questionis more difficult and diffuse
it gives one a reason to act in a certain way. Reasons thanhow startlescan occurin film spectators.My own
are weighed againstotherreasons:they are defeasible, conclusion, not at all original, is that startlesprove to
so emotion need not lead to action"(43). us, in the very maw of virtual death, how very much
Regardingthe startleresponse:viewerscan be star- alive we are. Much like the genres they are found in,
tled by film sound and motion in partbecause the sys- startlesengage ourprimitivepsychophysiologies,and,
tems thatimmediatelyattempttojudge soundandvisual for an hour or so, mock and remembermortality.Per-
motion make no distinctionbetween real and apparent haps, too, in revealing what we do not actively con-

22

This content downloaded from 192.17.24.199 on Tue, 17 Dec 2013 11:10:19 AM


All use subject to JSTOR Terms and Conditions
trol of our psychology, startle effects reaffirm the an- of the Cat People (1944; 1 startle);Isle of the Dead (1945;
imalistic, the atavistic, and the irrational expressions 1 startle). Ghost Ship, Lewton's only other horrorfilm, has
which the horror and thriller genres have long exposed long been out of circulationdue to its contested authorship;
reviews and plot descriptions of the rathersensational tale
beneath decorum, utopianism, and reason.
suggest, however, that the film contains startles.According
to Edmund G. Bansak's Fearing the Dark: The ValLewton
Robert Baird has worked in Hollywood and taught and Career (Jefferson, N.C: McFarland, 1995), Lewton appar-
written about film at the University of Illinois,where he ently got feedback from his first bus effect in Cat People:
"When Lewton attended a sneak preview audience for the
currently works at the Center for Educational Tech- film, he sat in the back and witnessed an entire audience
nologies. He isWebmaster for Roger Ebert'sOverlooked jumping in unison at the appropriatetime" (133).
FilmFestival(http://www.ebertfest.com) and the designer 9. Pages 124-25 from Joel E. Siegel, Val Lewton: The Real-
of an oft-praised Web site for North by Northwest (http:
ity of Terror(New York:Viking, 1973).
//www.english.uiuc.edu/ 104/northwest). 10. Playing the game of "cinematic firsts" is a bit dangerous,
given how little of early cinema and records of early cin-
ema spectatorship survive. I am certain that viewers were
occasionally startledby films before Lewton's work at RKO.
Notes For instance, a very few horror films of the 1930s (The
Mummy[1932] andIsland of Lost Souls [1933]) offer scenes
1. According to the classic study carried out by Carney Lan- where charactersact startledby threatsin contexts thatmight
dis and William A. Hunt-The Startle Pattern, (New York: have made some viewers responsive. Even silent film might
Farrar& Rinehart, 1939)-the startle response consists of have startled viewers, especially since much of it was ac-
"the blinking of the eyes, head movement forward, a char- companied by in-house music and effects. Beyond these
acteristic facial expression, raising and drawing forwardof caveats, it remains that the early films I am familiar with
the shoulders, abduction of the upper arms, bending of seem to lack the formal manipulations-shock cuts, tight
the elbows, pronation of the lower arms, flexion of the fin- framing, close-up reaction shots, intense sound modula-
gers, forwardmovement of the trunk,contractionof the ab- tions, and rapidvisual movement-which Lewton firstem-
domen, and bending of the knees" (21). All of which may ployed. My point, then, is that Lewton formalized, even
transpirein 0.3 to 1.5 seconds (SP, p. 31). Not all startlere- institutionalized, the startle for horror and thriller film in
sponses involve the full complement of physical reactions. 1942 with his Cat People.
At base, startleconsists of the core featuresof the eye blink, 11. Stanley J. Solomon, Beyond Formula:American Film Gen-
the head movement forward, and the facial grimace. res (New York: Harcourt,Brace, Jovanovich, 1976), 112.
2. In the same vein, Jenefer Robinson proposes that the star- The strength and persistence of the condemnation of star-
tle effect can serve as a "model of emotional response" tle effects can be seen in the defensive comments of some
which "helps us understand the structure and function of threat scene directors. On the Criterion edition laserdisc
emotional response in general" (54). Reversing philoso- commentary for Halloween (1978), John Carpenterthree
phy's infatuation with highly conscious and refined emo- times comments on startle effects in a dismissive manner:
tions, Robinson argues that any emotional response can be "You're about to hear one of my musical stings that per-
seen as an elaborationof the startledynamic, "as a response meate the movie, I would say rathercrassly but effectively."
that focuses our attention on (makes salient) and registers Later, he characterizes his use of false startles based on
as significant to the goals (wants, motives) of the organism breaking glass and a ringing telephone as, respectively, a
something in the perceived (remembered, imagined) en- "cheap trick" and a "kind of cheeseball trick." While this
vironment" (62): "Startle"in The Journal of Philosophy, self-criticism of startle might play well under the bright
92:2 (1995), 53-74. lights of academic and critical analysis, it does not lead, ap-
3. David J. Skal, The Monster Show: A Cultural History of parently, to any renunciation of the effect. More than a
Horror (New York: W.W. Norton, 1993), 31-2. decade after Halloween, Carpenter'sIn the Mouth of Mad-
4. David Bartholomew, "The Horror Film," in The Political ness (1995) includes even more startleeffects than does his
Companion to American Film, ed. Gary Crowdus (New Halloween. Indeed, the sound track for Madness betrays
York: Lake View Press, 1994), 205. a veritable celebration of the sonic aspects of startle, em-
5. Dennis Fischer, Horror Film Directors, 1931-1990 (Jef- ploying intense and discordantsound burstsas loud and dy-
ferson, N.C.: McFarland, 1991), 666. namic as any. The profits of this cheap trick apparently
6. David J. Skal, Hollywood Gothic: The TangledWebofDrac- exceed the cost of any critical tax levied against it.
ula, From Novel to Stage to Screen (London: W.W. Nor- 12. Some rare and intriguing deviations do exist. See The Hid-
ton, 1990), 73-4. den (1987) for a threatscene where a dog serves in the iden-
7. David J. Skal, Dracula: The Ultimate Illustrated Edition of
tificatory protagonist position of a startle effect. Filmed at
the World-Famous VampirePlay (New York: St. Martin's a dog's-eye level, a cute mutt approaches a female stripper
Press, 1993), 74. who has just fallen to her death in an alley. The corpse's
8. Lewton's horror films are, in descending order, based on eyes (an alien life form occupies her body) pop open (star-
total number of startle effects: The Seventh Victim (8 star- tle cue) and the alien/stripper lunges for the dog. The ob-
tles); The Leopard Man (1943; 4 startles); Bedlam (1946; vious implication, proven by countless outings by Lassie
4 startles);Cat People (2 startles);TheBody Snatcher(1945; and Rin Tin Tin, is that humans can strongly identify with
1 startle);I Walkedwith a Zombie (1943; 1 startle); Curse dogs and other domesticated animals.

23

This content downloaded from 192.17.24.199 on Tue, 17 Dec 2013 11:10:19 AM


All use subject to JSTOR Terms and Conditions
13. A true threatis not necessary to generate a startleresponse. Psycho-shower screeches, John Williams' sharkmotif from
What is needed is only the possibility of a threat, the inti- Jaws, "TubularBells" from The Exorcist. But music can
mation of something dangerous offscreen. In fact, in many do more than set the mood. It can serve as the primary or
instances the offscreen "threat"turns out to be comically sole auditory stimulus for startle. A massive symphonic
unintimidating:a ringingtelephonein The Exorcist;a cuckoo music burst in Roger Corman's House of Usher (1960)
clock striking the top of the hour in the original Invasion heralds Vincent Price's unexpected entry into the film.
of the Body Snatchers (1956); the ubiquitous domesticated In Repulsion, Polanski uses a solo music burst in a star-
feline (Jonesey the cat, twice used as a false startlein Alien); tle effect that turns on the discovery of a skinned rabbit
the ever watchful guard dog (The Seventh Victim, Candy- corpse inside Deneuve's handbag.While startleeffects ob-
man [1992], The Hills Have Eyes [1978], The Howling viously depend on the sheer loudness of sound bursts, I
[1980]). Other animals that have been enlisted for false suspect that the inchoate, disharmony of many sound ef-
threats: an owl in Cat People (1982), an excited baboon fects (exploited by odd instruments and synthetic sound
in The Fly (1986), a bird in I Walkedwith a Zombie, a leop- combinations) stimulates anxiety in viewers who are at-
ard in The Leopard Man, a raccoon in The Client, a squir- tempting to maintain some sense of and orientation to a
rel in Species (1995), and, my favorite, a little bunny in The film's aural setting.
Spiral Staircase (1946). Besides the extensive catalogue of 19. Pages 377, 382, in Peter J. Lang, MargaretM. Bradley, and
false startlesbased on flora and fauna (a tumbleweed in The Bruce N. Cuthbert,"Emotion,Attention,and the StartleRe-
Leopard Man), there is the widely used example of the flex," Psychological Review 97:3 (1990), 377-95.
friendly blindside startle, the old tap-on-the-shoulder rou- 20. Page 487 from Scott R. Vrana, Ellen L. Spence, and Peter
tine (The Exorcist, Jaws, Halloween, The Blob [1988], J. Lang, "The Startle Probe Response: A New Measure of
Aliens, Invasion of the Body Snatchers [1978], Fatal At- Emotion?," Journal of Abnormal Psychology 97:4 (1988),
traction [ 1987], Knight Moves [1992]). Notice that most 487-91.
false startles are dominated by anthropocentricallysignif- 21. See Scott R. Vrana and Peter J. Lang, "Fear Imagery and
icant agents: humans and animals. These categories are, of the Startle-Probe Reflex," Journal of Abnormal Psychol-
course, potentially threateningin ways vegetable and min- ogy 99:2 (1990), 189-97, and, from note 19 above,
eral are not. "EASR," 386-87.
14. Robert Plutchik, "Emotions: A General Psychoevolution- 22. JudithMayne, Cinemaand Spectatorship(New York:Rout-
aryTheory,"in Approachesto Emotion,ed. Klaus R. Scherer ledge, 1994), 94.
and Paul Ekman (Hillsdale, N.J: L. Erlbaum, 1984), 209. 23. See page 50 of Carroll's"Prospectsfor Film Theory:A Per-
15. This back-and-forthmovement between jokey and fright- sonal Assessment," in Post-Theory.
ening threat scenes can be seen in films like The Fearless 24. Art and Illusion: A Study in the Psychology of Pictorial
Vampire Killers (1967), An American Werewolf in Lon- Representation(Princeton,N.J.: PrincetonUniversity Press,
don (1981), The Howling, Re-Animator (1985), and Army 1961), 146-91.
of Darkness (1993). 25. See page 14, Boo! Culture,Experience, and the Startle Re-
16. Robin Horton, "Tradition and Modernity Revisited," in flex, by Ronald C. Simons (New York: Oxford University
Rationality and Relativism, ed. Martin Hollis and Steven Press, 1996).
Lukes (Cambridge, MA: MIT Press, 1982), 201-60. Hor- 26. See page 104, "Convention, Construction, and Cinematic
ton's primary theory is also quoted in Bordwell's essay Vision," in Post-Theory.
"Convention,Construction,and CinematicVision," in Post- 27. Robert Howard and Rodney Ford, "From the Jumping
Theory: Reconstructing Film Studies, ed. David Bordwell Frenchmen of Maine to Post-Traumatic Stress Disorder:
and Noel Carroll(Madison: University of Wisconsin Press, The Startle Response in Neuropsychiatry,"Psychological
1996), 92. Medicine 22 (1992), 695-707.
17. The Media Equation (New York: Cambridge University 28. Eddy M. Zemach, "Emotion and Fictional Beings," Jour-
Press, 1996), 12. nal of Aesthetics and Art Criticism 54:1 (Winter 1996),
18. Most startle effects rely on a sound bump, a sudden burst 41-8.
of sound effects, dialogue, and/or music. While many star- 29. For compelling argumentsthat basic perceptioncannot dis-
tle effects rely on symphonic bursts of sound, a few sin- tinguish between real and apparentmotion, see the work of
gle element sound bursts can be heard, like the powerful Joseph and BarbaraAnderson: "Between Veridicality and
foley bump at the end of The Stepford Wives (1975). Illusion," Journal of Dramatic Theory and Criticism 6.2
Katharine Ross slowly climbs the stairs in her own home, (Spring 1992), 173-82; "A Cognitive Approach to Conti-
searching for her children, believing her husband to be nuity,"Post Script: Essays in Film and the Humanities 13.1
conspiring with the local Men's Club to manufacture bet- (Fall 1993), 61-6; "The Myth of Persistence of Vision,"
ter women, and is startled by her husband (foley burst) Journal of the University Film and VideoAssociation 30.4
who has snuck up behind her. Music, ominous and dis- (Fall 1978), 3-8; "The Myth of Persistence of Vision Re-
cordant, unquestionably contributes to the fear state that visited," Journal of Film and Video 45.1 (Spring 1993),
preparesthe way for startleresponses: BernardHerrmann's 3-12.

24

This content downloaded from 192.17.24.199 on Tue, 17 Dec 2013 11:10:19 AM


All use subject to JSTOR Terms and Conditions

You might also like