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Sleep in Children With Attention-Deficit/


Hyperactivity Disorder: Meta-Analysis of
Subjective and Objective Studies

Article in Journal of the American Academy of Child & Adolescent Psychiatry · August 2009
DOI: 10.1097/CHI.0b013e3181ac09c9 · Source: PubMed

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Sleep in Children With Attention-Deficit/


Hyperactivity Disorder: Meta-Analysis of Subjective
and Objective Studies
SAMUELE CORTESE, M.D., PH.D., STEPHEN V. FARAONE, PH.D., ERIC KONOFAL, M.D., PH.D.,
AND MICHEL LECENDREUX, M.D.

ABSTRACT
Objective: To perform a meta-analysis of subjective (i.e., based on questionnaires) and objective (i.e., using poly-
somnography or actigraphy) studies comparing sleep in children with attention-deficit/hyperactivity disorder (ADHD) versus
controls. Method: We searched for subjective and objective sleep studies (1987Y2008) in children with ADHD (diagnosed
according to standardized criteria). Studies including subjects pharmacologically treated or with comorbid anxiety/depressive
disorders were excluded. Results: Sixteen studies, providing 9 subjective and 15 objective parameters and including a total
pooled sample of 722 children with ADHD versus 638 controls, were retained. With regard to subjective items, the meta-
analysis indicated that children with ADHD had significantly higher bedtime resistance (z = 6.94, p < .001), more sleep onset
difficulties (z = 9.38, p < .001), night awakenings (z = 2.15, p = .031), difficulties with morning awakenings (z = 5.19, p < .001),
sleep disordered breathing (z = 2.05, p = .040), and daytime sleepiness (z = 1.96, p = .050) compared with the controls. As for
objective parameters, sleep onset latency (on actigraphy), the number of stage shifts/hour sleep, and the apnea-hypopnea
index were significantly higher in the children with ADHD compared with the controls (z = 3.44, p = .001; z = 2.43, p = .015; z =
3.47, p = .001, respectively). The children with ADHD also had significantly lower sleep efficiency on polysomnography (z =
2.26, p = .024), true sleep time on actigraphy (z = 2.85, p = .004), and average times to fall asleep for the Multiple Sleep
Latency Test (z = 6.37, p < .001) than the controls. Conclusions: The children with ADHD are significantly more impaired
than the controls in most of the subjective and some of the objective sleep measures. These results lay the groundwork
for future evidence-based guidelines on the management of sleep disturbances in children with ADHD. J. Am. Acad. Child
Adolesc. Psychiatry, 2009;48(9):000Y000. Key Words: ADHD, sleep, polysomnography, actigraphy, meta-analysis.

Although somewhat overlooked by child and adolescent the absence of stimulant medication. According to a
psychiatrists in clinical practice,1,2 parent-reported sleep review of the literature by Corkum et al.,3 25% to 55%
complaints in children diagnosed with attention-deficit/ of parents complain of sleep problems in these patients.
hyperactivity disorder (ADHD) are frequent, even in Sleep issues are relevant to the management of chil-
dren with ADHD. Such problems can be a significant
source of distress for these children and/or their parents
Accepted April 20, 2009. (e.g., references 4Y6). They may also worsen symptoms
This article was reviewed under and accepted by Ad Hoc Editor Garry Walter, of ADHD.7 Therefore, the appropriate assessment and
M.D., Ph.D. treatment of sleep problems might improve the quality
Drs. Cortese, Konofal, and Lecendreux are with the Robert Debré Hospital.
Dr. Faraone is with SUNY Upstate Medical University. of life of children with ADHD and their families and
The authors thank Drs. R. Gruber, R. Kirov, S. Mayes, and S. Miano for reduce the severity as well as the impairment of ADHD.
having provided supplemental data from their studies to be included in the present However, to appropriately manage sleep complaints in
meta-analysis.
This article is the subject of an editorial by Dr. Eric Taylor in this issue.
patients with ADHD, it is necessary to better char-
Correspondence to Michel Lecendreux, M.D., Centre Pédiatrique, des acterize them and understand the specific sleep altera-
Pathologies du Sommeil, Hôpital Robert Debré, 48 Boulevard Sérurier, 75019 tions underlying these complaints.
Paris, France; e-mail: michel.lecendreux@rdb.aphp.fr.
Studies that addressed these issues may be divided
0890-8567/09/4809-0000Ó2009 by the American Academy of Child and
Adolescent Psychiatry. into subjective and objective ones. The former have used
DOI: 10.1097/CHI.0b013e3181ac09c9 sleep questionnaires (including several sleep items) filled

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CORTESE ET AL.

out by the parents or, less frequently, by the children/ et al.,12 using the same inclusion/exclusion criteria (that
adolescents themselves. The latter have used the gold we consider appropriate) and to extend the meta-
standard for the objective and standardized assessment analysis also to subjective sleep measures, given that,
of sleep, that is, multichannel polysomnography currently, no meta-analyses on subjective sleep para-
(PSG), as well as other techniques such as actigraphy meters in children with ADHD have been published.
(a wristwatch-like device that measures sleep/wake
periods), infrared video camera, and the Multiple
Sleep Latency Test (MSLT, used to assess daytime METHOD
sleepiness by means of polysomnographic recording).
We first performed a PubMed search, for the articles added on
Objective studies measure sleep parameters related to PubMed between 1987 and October 2005, to confirm the appro-
sleep continuity and/or architecture. priateness of the studies included in the previous meta-analysis by
Results from both subjective and objective sleep stud- Cortese et al.12 and to confirm that they had found all eligible studies
from that period. We used the following key words in all possible
ies in ADHD have been inconsistent.3,8Y11 Whereas combinations: ADHD, attention-deficit/hyperactivity disorder, atten-
some authors found that specific subjective sleep items or tion, hyperactivity, sleep, sleepiness, and alertness. Then, we performed
objective sleep parameters were significantly more severe a search of original studies added on PubMed from October 2005
in children with ADHD compared with controls, other to November 2008, using the same search strategy and applying
the same inclusion/exclusion criteria. After the PubMed search,
studies failed to replicate these results. It is possible that references from each relevant article added on PubMed after 1987,
some potential confounding factors account, at least in including another meta-analysis of polysomnographic studies,14 one
part, for the discrepancies among studies. systematic review,8 and 14 scholarly reviews3,9Y11,15Y24 of the litera-
ture were examined to determine if any relevant studies had been
The methods used to assess ADHD differed across missed during the database searches. In addition, we examined the
studies, ranging from simple evaluation of symptoms of available abstract books of the most relevant meetings of child and
hyperactivity/impulsivity or inattention to more rigor- adolescent psychiatry or sleep disorders (Meeting of the American
Academy of Child and Adolescent Psychiatry, Congress of the
ous application of DSM diagnostic criteria. Moreover, European Society for Child and Adolescent Psychiatry, Congress
some studies did not exclude or did not control for the of the International Association for Child and Adolescent Psychiatry
effect of psychiatric comorbidity or medications, which and Allied Professions, Meeting of the Associated Professional
may have an impact on sleep. Sleep Societies, and Congress of the World Association of Sleep
Medicine) to find additional potential relevant studies. We contacted
To combine the results of the studies controlling for the authors when data presented in their studies were incomplete. We
these potential confounders, in 2005, Cortese et al.12 also contacted experts in the field to find other possible recent
conducted a systematic review of subjective and objective completed research.
As in Cortese et al.,12 inclusion criteria for an article to be retained
studies and a meta-analysis of objective sleep parameters, were as follows: participants aged 18 years or younger, diagnosis of
including pertinent studies added on PubMed from ADHD according to standardized criteria (DSM-III-R, DSM-IV, or
January 1987 (when the American Psychiatric Associa- DSM-IV-TR; no sleep studies on children with hyperkinetic disorder
according to International Statistical Classification of Diseases, 10th
tion first published the DSM-III-R,13 to consider only Revision, criteria were available), inclusion of a control group, studies
children with appropriate and standardized ADHD reporting at least one subjective and/or at least one objective mea-
diagnosis) to October 2005. Cortese et al.12 were not sure of sleep functioning, and data presented in a manner amena-
able to perform a meta-analysis of subjective measures ble to meta-analysis. We did not include case reports or descriptive
reports without comparison groups or data analyses. We excluded
because of the paucity of data that could be included in a studies in which the diagnosis of ADHD was not made according
formal meta-analysis. They concluded that children with to standardized criteria, and we did not consider data from studies
ADHD had significantly higher daytime sleepiness and that failed to exclude relevant psychiatric comorbid disorders that
may have an impact on sleep (anxiety or depressive disorders). Given
apnea-hypopnea index (AHI), as well as more move- the high comorbidity between ADHD and oppositional defiant
ments during sleep compared with controls, although disorder (ODD)1 and considering that most of the studies in the
no significant alterations of sleep macro-architecture or field did not exclude subjects with comorbid ODD, we decided to
retain in the meta-analysis also those studies analyzing children with
continuity were found. ADHD plus ODD. Finally, we excluded studies that included sub-
Since, in the last 3 years, there has been a considerable jects pharmacologically treated. In each study, we searched for
increasing interest in sleep disturbances associated with relevant sleep parameters listed in Table 1.
ADHD, leading to a series of new publications in the Effect sizes for dependent measures in each study were expressed
as standardized mean differences. The standardized mean difference
field, we felt it useful to update the results of the is computed by taking the mean of the control group minus the
previous work on objective sleep parameters by Cortese mean of the ADHD group and dividing the result by the pooled SD

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SLEEP AND ADHD: META-ANALYSIS

of the groups. Studies were weighted according to the number of The PubMed search for the period October 2005
participants included. Our meta-analysis used the random effects
model of DerSimonian and Laird.25 We used the I2 index to assess to November 2008 yielded 31 original research
the heterogeneity of effect sizes.26 Its value lies between 0 and 100 articles.4,5,40Y68 Nine articles44Y46,58,61,62,64Y66 were
and estimates the percentage of variation among effect sizes that can excluded because they failed to include a control
be attributed to heterogeneity. A significant I2 suggests that the
effect sizes analyzed are not estimating the same population effect
group. Three studies40,43,59 examined sleep in treated
size. Following Higgins et al.,26 we discuss I2 thresholds of 25%, children with ADHD, and therefore, they were not
50%, and 75% to demarcate low, moderate, and high heterogeneity. considered for the meta-analysis. Five articles48,50,
53,54,60
were not included because the authors did not
perform a formal diagnosis of ADHD. Three studies
RESULTS were not included because they analyzed the relation
between ADHD and sleep disturbances in particular
Selected Studies populations (obese children,41 children scheduled for
All the eight objective studies27Y34 published from adenotonsillectomy,42 and children with ADHD plus
1987 to October 2005 included in Cortese et al.12 were tic disorders,51 respectively), and therefore, their
confirmed as appropriate to be included in the present subjects are not representative of the general clinical
meta-analysis. Among the five subjective studies35Y39 ADHD population. Two studies63,68 were not included
reviewed by Cortese et al.,12 two36,39 presented data because they were epidemiological surveys without a
suitable for the meta-analysis. The other three arti- comparison between ADHD and control subjects. The
cles35,37,38 did not report data as mean and SD, and study by Lim et al.55 was not retained because data on
therefore, it was not possible to pool their data with those comorbidities and medication status were available only
from the other selected studies. We also confirmed that for a subset of subjects. The article by Wiggs et al.67 was
the search by Cortese et al.12 did not miss other pertinent not included because the authors did not perform a
studies published between 1987 and October 2005. formal diagnosis of psychiatric comorbidities. Finally,

TABLE 1
Subjective and Objective Sleep Parameters Included in the Meta-Analysis
Parameter Description
Subjective parameters
Bedtime resistance Includes behaviors such as the child refusing to get ready for bed, refusing to remain in the bed, or
requiring a parent to be present at bedtime. It is generally included in the diagnostic category: ‘‘limit
setting sleep disorders.’’ It is often the result of parental difficulties in setting limits and managing
behavior. Alternative reasons for bedtime resistance include inappropriate sleep schedule, delayed
sleep phase, nighttime fears, and restless legs syndrome.
Sleep onset difficulties Difficulty with falling asleep (within 20 min after going to bed according to some authors,
e.g., Owens et al.39). Several factors may contribute to sleep onset difficulties, including
psychopathologies (e.g., mood disorders), inappropriate sleep hygiene, or objective sleep disorders
(e.g., restless legs syndrome).
Night awakenings Night wakings, which may require parental intervention for the child to return to sleep. They occur
for many different reasons. They are often related to inappropriate sleep onset associations
(conditions that the child learns to need to fall back to sleep): for example, when a child develops
bedtime sleep onset associations that are not readily available during the night (e.g., having parental
presence), prolonged night wakings may occur. Risk factors include cosleeping, breast-feeding,
sleep-disrupting events (e.g., illness), difficult temperament, insecure maternal child attachment,
and maternal depression. Night wakings may also occur in children with medical concerns such as
reflux and pain, underlying sleep disrupting conditions such as periodic limb movement disorder,
obstructive sleep apnea, or inadequate sleep hygiene.
Sleep duration Duration of total sleep, as perceived by the parent or the child. Sleep disorder is defined inconsistently
in the different studies, as time asleep at night, as time asleep plus in bed awake at night, or as total
time asleep across 24 h.

(Continued)

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CORTESE ET AL.

TABLE 1
Continued
Parameter Description
Difficulties with morning Includes behaviors such as the child refusing to wake up by himself or having difficulty getting out of
awakenings bed in the morning. It may be the consequence of inadequate sleep or the result of parental
difficulties in setting limits and managing behavior.
Daytime sleepiness It is characterized by persistent tiredness and lack of energy with a tendency to fall asleep. Causes of
daytime sleepiness include chronic sleep deprivation, underlying sleep disrupters (e.g., obstructive
sleep apnea, restless legs syndrome, periodic limb movements in sleep), psychiatric disorders (e.g.,
mood disorders), and neurological causes (e.g., posttraumatic hypersomnia). An excessive daytime
sleepiness with an urge to fall asleep is the hallmark of narcolepsy. It can be found also in Kleine-
Levin syndrome.
Sleep disordered breathing A clinical spectrum that includes primary snoring, upper airway resistance syndrome (characterized by
snoring and increased respiratory effort), partial obstructive hypoventilation hypopneas
(characterized by snoring, increased respiratory effort, and arousals), and obstructive sleep apnea
(characterized by snoring, apneic pauses, and arousals). The diagnosis of sleep disordered breathing
requires a polysomnographic recording. Parents may report some of the associated symptoms (e.g.,
snoring, pauses in breathing).
Restless sleep Sleep characterized by excessive movements of some parts of the body or the whole body.
Parasomnias Parasomnias are defined as undesirable physical events or experiences that occur during entry into
sleep, within sleep, or during arousals from sleep. They include sleepwalking, sleep terrors,
nightmare disorder, enuresis, and sleep-related groaning.
Objective parameters
Sleep onset latency evaluated The time in minutes from lights off to the first epoch of stage 2 sleep.
with polysomnography
Sleep onset latency evaluated Time in minutes from getting into bed/‘‘lights out’’ to actigraphically defined sleep onset (the first
with actigraphy 10-min interval in which there is activity in no more than 1 epoch that is above the threshold set
for determining ‘‘wake’’). Because individuals can be immobile and awake, actigraphy tends to
underestimate sleep onset latency.
No. of stage shifts in total sleep time No. of shifts from one sleep stage to another during the total sleep time.
No. of stage shifts/h sleep No. of shifts from one sleep stage to another in an hour of sleep.
Percentage of stage 1 Percentage of stage 1 sleep (defined by disappearance of the EEG alpha pattern and the establishment
of theta waveforms [2Y7 cps] and slow rolling eye movement) in total sleep time (equivalent to total
sleep episode less awake time).
Percentage of stage 2 Percentage of stage 2 sleep (defined by the appearance of low-frequency high-amplitude discharges [K
complexes] and brief high-frequency [12Y14 cps], variable-amplitude discharges [sleep spindles] on
a background of theta waveforms) in total sleep time.
Percentage of slow-wave sleep Percentage of stage 3 (characterized by slow-wave, high-amplitude, and low-frequency [0.5Y2 cps]
delta waveforms in at least 20% of total sleep time) + stage 4 (characterized by slow waves in more
than 50% of total sleep time) in total sleep time.
REM sleep latency The time from sleep onset to the first appearance longer than 2 min of REM sleep (defined by rapid
bursts of back-and-forth eye motion, muscle atonia, and EEG waveform [theta and beta activity]
typical of lighter sleep stages).
Percentage of REM Percentage of REM sleep in total sleep time.
Sleep efficiency assessed Ratio of total sleep time, assessed with polysomnography, to nocturnal time in bed.
with polysomnography
SE assessed with actigraphy Ratio of total sleep time, assessed with actigraphy, to nocturnal time in bed.
True sleep on actigraphy Sleep time (assessed by actigraphy) excluding all periods of wakefulness.
Night wakings on actigraphy No. of wakings during night, as assessed by actigraphy, that last at least 5 min.
Average times to fall asleep at Means of average times on all Multiple Sleep Latency Test nap opportunities to fall asleep. The lower
Multiple Sleep Latency Test it is, the higher the sleepiness during daytime.
Apnea-hypopnea index The no. of apnea and hypopnea episodes per hour (apnea is defined as a cessation of airflow for at least
10 s; hypopnea is defined as a 50% reduction in airflow (measured with a validated technique) or a
reduction in airflow associated with a 3% fall in arterial oxygen saturation and/or an arousal).
Note: CPS = cycles per second; REM = rapid eye movement.

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SLEEP AND ADHD: META-ANALYSIS

the article by Huang et al.49 was excluded because the z = 9.38, p < .001, I2 = 90.4%), night awakenings (NA;
ADHD population was a selected one (children with z = 2.15, p = .031, I2 = 56.3%), difficulties with
ADHD plus mild obstructive sleep apnea). (Full details morning awakenings (DMA; z = 5.19, p < .001, I2 =
of the excluded studies are available on request.) There- 59.9%), and sleep disordered breathing (SDB; z = 2.05,
fore, we retained six studies4,5,47,52,56,57 published p = .040, I2 = 0.0%) compared with the controls. The
between October 2005 and November 2008. children with ADHD were also described by their
As for data presented in abstract form, we found 12 parents as more sleepy during the day compared with
works69Y80 on sleep and ADHD. Six studies70,72,74Y77 the controls (z = 1.96, p = .050, I2 = 51.7%). The
were not retained because they did not include a con- children with ADHD did not significantly differ from
trol group. Two abstracts71,80 were not considered be- the controls on parasomnias (PAs; z = 1.73, p = .084,
cause they did not control or exclude for psychiatric I2 = 61.2%), restless sleep (z = 0.44, p = .657, the I2
comorbidities. The abstract by Bixler et al.69 did not statistics are not reported because only one retained
specify diagnostic criteria and was therefore not selected. study assessed this item), and sleep duration (z = 1.44,
Data presented by O’Brien and Mindell79 were not p = .150, I2 = 89.9%), at least as reported by the parents.
considered because the authors did not perform a formal
diagnosis of ADHD. Data presented in abstract form Results From Objective Studies
by Gruber et al.73 were published in a recent article,47 Effect sizes with 95% confidence intervals for each
which we retained in the meta-analysis as an original parameter from each individual objective study are
research study. The abstract by Mick et al.78 did not shown in Figure 2, along with the pooled effect-size
provide data useful for the present meta-analysis (the estimates obtained from the meta-analysis. Sleep
term insomnia used by these authors is not sufficiently onset latency measured with actigraphy (SOL-a), the
specific and may refer to different sleep disturbances). number of stage shifts/hour sleep (SHIFTS/h), and
Therefore, none of the above-mentioned abstracts the AHI were significantly higher in the children
provided data useful for the present meta-analysis. with ADHD compared with the controls (z = 3.44,
In conclusion, after this rigorous selection, we retained p = .001, I2 = 86.9%; z = 2.43, p = .015, I2 = 73.3%;
16 articles4,5,27Y34,36,39,47,52,56,57 for use in the present and z = 3.47, p = .001, I2 = 0.0%, respectively). The
updated meta-analysis, including eight objective children with ADHD had a significantly lower sleep
studies27Y34 and two subjective studies36,39 selected in efficiency evaluated with PSG (SE-PSG) and true
the previous meta-analysis by Cortese et al.12 Among sleep time evaluated with actigraphy (TS) than the
the 16 selected articles,4,5,27Y34,36,39,47,52,56,57 six controls (z = 2.26, p = .024, I2 = 2.7%; z = 2.85,
reports,4,5,36,39,47,56 provided subjective data, and 13 p = .004, I2 = 53.9%, respectively). The average times
articles4,5,27Y34,47,52,57 provided objective data (the stud- to fall asleep considering all the MSLT nap oppor-
ies by Owens et al.,5 Gruber et al.,47 and Hvolby et al.4 tunities were significantly lower in the children
provided both objective and subjective data). Among with ADHD than the controls (z = 6.37, p < .001,
the 13 objective studies,4,5,27Y34,47,52,57 nine27,28,31Y34, I2 = 95.6%).
47,52,57
reported PSG measures, and four4,5,29,30 provided The other objective parameters, that is, the percent-
actigraphic data. The characteristics of the 16 selected age of stage 1 (ST1%; z = 0.43, p = .665, I2 = 54.4%),
studies4,5,27Y34,36,39,47,52,56,57 are summarized in Table 2. percentage of stage 2 (ST2%; z = 1.39, p = .164, I2 =
0.0%), percentage of slow-wave sleep (z = 0.90, p = .370,
Results From Subjective Studies I2 = 24.6%), and percentage of rapid eye movement
Effect sizes with 95% confidence intervals for each (REM%; z = 1.49, p = .138, I2 = 76.7%), as well as the
parameter from each individual subjective study are sleep onset latency evaluated with PSG (SOL-PSG; z =
shown in Figure 1, along with the pooled effect-size 1.15, p = .249, I2 = 0.0%), the sleep efficiency evaluated
estimates obtained from the meta-analysis. The meta- with actigraphy (SE-a; z = 1.52, p = .130, I2 = 44.4%), the
analysis indicated that, when considering the pooled night wakings on actigraphy (z = 0.59, p = .554, I2 =
effect-size, the children with ADHD had significantly 7.5%), the REM sleep latency (z = 0.28, p = .779, I2 =
higher bedtime resistance (BR; z = 6.94, p < .001, I2 = 0.0%), and the number of stage shifts in total sleep time
79.2%) as well as more sleep onset difficulties (SOD; (SHIFTS; z = 0.49, p = .626, I2 = 0.0%) did not

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CORTESE ET AL.

TABLE 2
Subjective and Objective Studies Included in the Meta-Analysis
Age (Mean T SD) or Type of Parameters Used in the Meta-Analysis
First Author (Year) Subjects Age Range, y (0 = Subjective, 1 = Actigraphic, 2 = PSG)
Gruber et al. (2000)29 38 ADHD 6Y14 1
64 Controls 7.5Y11.5
Owens et al. (2000)39 57 ADHD 5Y10 0
46 Controls 5Y10
Lecendreux et al. (2000)34 30 ADHD 7.8 T 1.6 2
22 Controls 8.4 T 1.4
Konofal et al. (2001)33 31 ADHD 5Y10 2
21 Controls 5Y10
LeBourgeois et al. (2004)36 45 ADHD 9.8 T 2.8 0
29 Controls 9.2 T 2.5
Huang et al. (2004)31 88 ADHD 6Y12 2
27 Controls 6Y12
Kirov et al. (2004)32 17 ADHD 8.1Y14.3 2
17 Controls 8.0Y14.4
Gruber and Sadeh (2004)30 24 ADHD 7Y11 1
25 Controls 7.67Y10.4
Cooper et al. (2004)27 18 ADHD 10.5 T 3.0 2
20 Controls 10.0 T 3.9
Golan et al. (2004)28 34 ADHD 12.4 T 4.6 2
32 Controls 12.0 T 3.6
Miano et al. (2006)57 20 ADHD 6Y13 2
20 Controls 6Y13
Kirov et al. (2007)52 18 ADHD 8.2Y14.9 2
18 Controls 8.0Y15.6
Mayes et al. (2008)56 189 ADHD Not provided for this subgroup 0
135 Controls 6Y12
Gruber et al. (2009)47 15 ADHD 8.93 T 1.39 0 and 2
23 Controls 8.61 T 1.27
Owens et al. (2008)5 53 ADHD 10.2 T 2.0 0 and 1
42 Controls 10.3 T 2.6
Hvolby et al. (2008)4 45 ADHD 5.9Y10.11 0 and 1
97 Controls 6.0Y11.1
Note: Studies are listed in chronological order of publication. ADHD = attention-deficit/hyperactivity disorder; PSG = polysomnography.

significantly differ between the children with ADHD A note of caution should be expressed in the inter-
and the controls. pretation of our results because our rigorous selection
led to a rather limited number of studies to be included in
the meta-analysis. Moreover, the sample size varies con-
DISCUSSION
siderably for the different sleep parameters. However,
To our knowledge, this is the first meta-analysis although further studies are still needed, our meta-
including data from both subjective and objective analysis does at least allow more precise estimates than
studies comparing sleep disturbances in nonmedicated those of any individual study: the combined sample size
children with ADHD (without mood or anxiety is 271 children with ADHD versus 200 controls in the
disorders) versus controls. It provides an update to the nine PSG studies,27,28,31Y34,47,52,57 160 ADHD versus
two available meta-analyses12,14 of objective sleep 228 controls in the four actigraphic studies,4,5,29,30 and
parameters in children with ADHD published approxi- 404 ADHD versus 372 controls in the six subjective
mately 3 years ago, as well as the first meta-analysis of studies4,5,36,39,47,56 (total pooled sample of 722 child-
subjective sleep parameters. ren with ADHD versus 638 controls). This is the largest

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SLEEP AND ADHD: META-ANALYSIS

Fig. 1 Confidence interval plots of effect size from subjective studies. Point estimates and 95% confidence intervals for effect size are given in terms of the absolute
or standardized difference in means. Effect sizes lower than 0 indicate higher values in the children with attention-deficit/hyperactivity disorder compared with the
controls. The results for individual studies are combined in an overall meta-analysis estimate of effect size, shown in the last line of each plot. Confidence intervals
that exclude 0 can be considered statistically significant at the nominal 5% level.

available pooled sample providing data on subjective and We first discuss the results from the meta-analysis of
objective measures of sleep in children with ADHD. subjective and then from objective studies.
Moreover, it is noteworthy that, although in the previous
systematic review by Cortese et al.12 covering a period of Subjective Studies
approximately 20 years (1987 to October 2005), the The children with ADHD had significantly more
authors found 13 pertinent studies27Y39; in the last 3 difficulties than the controls in most of the parentally
years, six methodologically sound studies4,5,47,52,56,57 rated sleep items, suggesting that ADHD is a condi-
(according to our criteria) were published, reflecting the tion described by the parents as impairing not only
growing interest for this topic as well as improvements in during the daytime but also in the evening and early
methodology. morning.

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CORTESE ET AL.

Fig. 2 A, Confidence interval plots of effect size from objective studies (first part). B, Confidence interval plots of effect size from objective studies (second part).

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SLEEP AND ADHD: META-ANALYSIS

Fig. 2 Continued

Several explanations may be considered as to why BR, habits established by the parents. As we previously
SOD, NA, and DMA were more problematic for the mentioned, some of the children with ADHD included
children with ADHD. It is possible that the difficulties in the meta-analysis presented with comorbid ODD,
reported as significantly higher in the children with which can contribute to problematic behavior during
ADHD refer to inappropriate behavior in the context of the evening and early morning. Therefore, the inclusion
problematic parentYchild interaction. It has been of children with ADHD plus ODD prevented us from
reported that ‘‘many families of children with ADHD teasing out the effect of ODD and ADHD itself on
have inappropriate sleep habits including environ- difficult sleep behaviors. However, because it has been
mental, scheduling, and sleep practice,’’81 which may reported that 54% to 84% of the children and
contribute to sleep initiation and maintenance problems adolescents with ADHD meet criteria for ODD,1 we
as well as to difficult morning awakenings. Another felt that the exclusion of studies assessing children with
possible explanation is that symptoms of ADHD, such ADHD plus ODD would have been inappropriate. As
as restlessness in the evening and poor organization, clinicians, we would like to point out that it is some-
contribute to difficult behavior during the evening and times difficult in the day-to-day practice to understand
early morning, even in the context of appropriate sleep if difficult behaviors in the evening or early morning are

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CORTESE ET AL.

due to ODD, ADHD itself, or to a combination of conditions included under the subjective item PA. As
both. It is possible that the high heterogeneity in stud- for the item sleep duration, the high heterogeneity
ies for the above-mentioned parameters (as suggested by in studies could be due to the fact that parents may
I2 = 79.2%, 90.4%, 56.3%, and 59.9% for BR, SOD, differently interpret this item (e.g., from lights off to
NA, and DMA, respectively) is due, at least in part, to wake up or the time the child actually sleeps); moreover,
the different prevalence of comorbid ODD or opposi- it may be difficult for a parent to accurately estimate
tional behaviors in the sample of the studies retained in sleep duration if the child sleeps in another room.
the meta-analysis. Another explanation for the signifi- Therefore, a more consistent subjective definition of
cantly higher rate of difficult sleep behaviors in the ‘‘sleep duration’’ should be provided in future studies.
children with ADHD is that parents of the children Only one study56 retained in our meta-analysis
with ADHD may more likely report high levels of provided subjective data on restless sleep, and therefore,
daytime and sleep-related problematic behaviors in a further studies on parental estimation of sleep move-
sort of ‘‘negative halo effect.’’ However, as we will dis- ments are needed.
cuss later, it is also possible that objective sleep alter- Finally, we point out that none of the retained studies
ations contribute to difficult behaviors around sleep included items on restless legs syndrome, which recently
time. Parents may consider the difficult behaviors has received special attention by sleep researchers and
around sleep time as the expression of a general oppo- clinicians interested in ADHD.82
sitional attitude, thus ignoring the cause of the child’s
behavior, which may be the expression of an underly- Objective Studies
ing real sleep disturbance that manifests itself with From the forest plots reported in Figure 2, it is evi-
behavioral difficulties. dent that several parameters did not significantly differ
Finally, given the selection criteria of the present between the children with ADHD and the controls.
meta-analysis, we can exclude the possibility that med- However, the children with ADHD significantly dif-
ications and comorbid mood and anxiety disorders fered from the controls on six objective parameters.
contributed to the sleep difficulties described by parents. Sleep onset latency measured with actigraphy resulted
Therefore, we conclude that problematic sleep behaviors significantly higher in the children with ADHD com-
in the children with ADHD cannot be explained by the pared with the controls. This suggests that the BR and
effects of medication status or non-ODD psychiatric SOD reported by parents in their ADHD children, and
comorbidity. often interpreted as oppositional behavior, might be
The other two items that were significantly and determined, at least in part, by intrinsic longer sleep
independently higher in the children with ADHD were onset latency, independent from psychiatric comorbid-
daytime sleepiness and SDB. Because the analysis of ities or medication status. However, the result for SOL-a
objective parameters suggested that the children with should be considered with caution because it derived
ADHD may present with a significant alteration of mostly from the effect of one study.4 Moreover, it has
arousal and with sleep breathing disorders, we will been reported that sleep onset latency tends to be the
discuss these results later along with the discussion of least reliable sleep parameter measured by actigraphy.83
objective findings. Consistent with this, the test of heterogeneity for SOL-a
The items PA and sleep duration were not signif- was large (I2 = 86.9%) and highly significant, suggesting
icantly different between the children with ADHD that SOL-a is not measured similarly across laboratories.
and the controls. However, the high heterogeneity in Furthermore, the SOL-PSG did not differ between the
studies for these two parameters, 61.2% and 89.9%, children with ADHD and the controls, and this mea-
respectively, suggests that this conclusion should be sure was not significantly heterogeneous (I2 = 0.0%),
considered with caution. As for the item PA, because it suggesting that it might be a more reliable way to es-
includes several different conditions (e.g., sleepwalking, timate sleep onset latency. However, this measure may
sleep terrors, nightmares, enuresis, sleep-related eating be of limited usefulness to assess if the children with
disorders) that are not consistently explored in all the ADHD have an intrinsic disturbance of sleep onset. In
studies, the study methodology relevant to this item fact, it has been suggested that the children with
could be refined with a standardized definition of the ADHD present with a night-to-night variability in sleep

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SLEEP AND ADHD: META-ANALYSIS

patterns.29 It is possible that parents are more likely to subjective complaints of poor sleep. However, given the
recall, and thus report as ‘‘typical,’’ those nights on paucity of studies contributing to this result and the
which a child has significant BR or difficulty falling high heterogeneity for TS, and SHIFTS/h, a note of
asleep. Objective measures, such as SOL-PSG, during caution should be used before concluding that sleep in
just few nights may not capture this potential variability. the children with ADHD is significantly more com-
Therefore, we conclude that, at present time, because of promised and fragmented than that in the controls.
methodological limitations, data from objective studies Abnormal movements in sleep might be one of the
(both those using PSG and those relying on actigraphic causes of this fragmentation. Unfortunately, it was not
measures) cannot indicate if SOD reported by parents in possible to pool data on measures of movements in sleep
their children with ADHD may be due to underlying (general movements in sleep and periodic limb move-
objective sleep alterations. ments in sleep) because the retained studies27,28,31Y33,47
The parameters ST1%, ST2%, percentage of stage used different indices to quantify movements in sleep.
slow-wave sleep, REM%, and REM sleep latency did However, the descriptive analysis of these studies does
not significantly differ between the children with indicate that general sleep movements32,33 and periodic
ADHD and the controls. The lack of differences for limb movements27,28,31,32,47 may be significantly more
these measures cannot be attributed to between-study elevated in the children with ADHD than in the
heterogeneity because we found significant hetero- controls.
geneity for only two measures (moderate for ST1%, Apnea-hypopnea index resulted significantly higher
I2 = 54.4%, and high for REM%, I2 = 76.7%), whereas in the children with ADHD than in the controls. The
I2 for the other measures were less than 25%, suggesting pooled analysis of the subjective parameter SDB, as
that, in general, PSG provides consistent measures of previously reported, indicated that also the subjective
sleep architecture parameters in different laboratories evaluation of parents pointed to significantly more
because most of the laboratories adopt standardized impairment associated with sleep breathing. The I2 =
definitions of sleep architecture parameters. It has been 0.0% for AHI suggests that the standardized definition
hypothesized that some alterations in sleep architecture, of AHI across laboratories provides a reliable estimation
in particular in REM sleep, may contribute to executive of this parameter among studies. Moreover, the ab-
dysfunctions,84 which are common (although not sence of significant heterogeneity in parental estimation
universal) in the children with ADHD.85 However, of SDB also indicated that not only the objective
past literature has provided mixed findings on REM parameter AHI but also the symptoms such as snoring
duration and other sleep macro-architecture para- and difficult breathing can be consistently estimated by
meters.8 Indeed, the pooled analysis of all data on parents across different studies. The mean values of
sleep architecture suggested no significant alterations in AHI in the children with ADHD in the three objective
REM sleep and other parameters of macro-architecture. studies27,28,31 were not elevated (1.0, 5.8, and 3.57,
This is a major finding, confirming the conclusions of respectively). However, if one assumes, as suggested
the previous meta-analysis by Cortese et al.,12 as well as by Chervin,86 that moderate values of AHI between 1
those of Sadeh et al.14 and 5 are suggestive of pediatric obstructive sleep apnea
Although the stages of sleep macro-architecture may deserving clinical attention (which is still controver-
not be significantly different in the children with sial86,87), all the previous data concur to suggest that
ADHD and the controls, the analysis of the other SDB may be more frequent in the children with ADHD
parameters that were significantly different in the than in the controls. According to Chervin,86 mild
subjects with ADHD (SE-PSG, TS, and SHIFTS/h) SDB, in an AHI range of 1 to 5 and sometimes less,
suggests that sleep in the children with ADHD may rather than more severe SDB, may be particularly
indeed be significantly more compromised and frag- common in the children with ADHD, perhaps because
mented. The low heterogeneity in studies for SE-PSG more severe SDB may cause enough daytime sleepiness
confirms that PSG is a reliable method to assess sleep or other problems that could mask hyperactivity.
efficiency and supports the notion of a lower sleep However, the causal contribution of SDB to ADHD,
efficiency in the children with ADHD than in the if any, remains to be established in detail. It has been
controls. This objective alteration might contribute to reported that adenotonsillectomy can significantly

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CORTESE ET AL.

reduce rates of ADHD (diagnosed according to DSM with ADHD, given that hyperactivity might ‘‘mask’’
criteria) in the children referred for adenotonsill- excessive daytime sleepiness.
ectomy.42 Given the limited evidence and the metho- Night wakings on actigraphy (which was consistently
dological issues relating to the definition of pediatric reported in studies, as indicated by a low I2 (7.5%),
‘‘pathological’’ AHI, it is not possible to accurately es- suggesting the reliability of actigraphy for this measure)
timate the prevalence of the children with ADHD who was not significantly different between the children with
have SDB and might benefit from adenotonsillectomy. ADHD and the controls, indicating that the higher
As for MSLT studies, the average times to fall asleep parental rating of NA is not supported by objective
(considering all the MSLT nap opportunities) were actigraphic data. However, actigraphy only estimates
significantly lower in the children with ADHD than in awakenings on the basis of movement and cannot mea-
the controls, indicating that the children with ADHD sure cortical awakenings. It is not clear why the SE-a
show a tendency to be sleepier than the controls during and the SHIFTS did not differ between the subjects
daytime. Also, the subjective item daytime sleepiness with ADHD and the controls, considering that a sig-
was significantly higher in the pooled analysis of nificant difference was found for SE-PSG and in the
the subjective studies. Interestingly, excessive daytime SHIFTS/h. Although it is possible that methodolo-
sleepiness substantially overlaps with the construct of gical differences in the studies contributed to this
slow cognitive tempo, which has been proposed as a discrepancy, between-study heterogeneity was not high
dimension of behavior/cognition that has the potential for either SHIFTS or SE-a (I2 = 0.0% and 44.4%,
to better characterize youths with inattentive-type respectively).
ADHD than do current DSM-IV symptoms.68 How-
CONCLUSIONS
ever, excessive daytime sleepiness might also characterize
a subset of children with combined-type ADHD. The pooled analysis of 16 methodologically sound
According to the hypoarousal theory of ADHD first studies4,5,27Y34,36,39,47,52,56,57 published between 1987
defined by Weinberg and Harper,88 the children with and 2008 has shown that the children with ADHD
ADHD are sleepier than the controls and might use are significantly more impaired than the controls in
excessive motor activity as a strategy to stay awake and most of the parentally reported sleep items (concerning
alert. Interestingly, recent data on cyclic alternating problematic behaviors around bedtime and in early
pattern in the subjects with ADHD confirmed that they morning) as well as in some actigraphic and poly-
may present with a hypoaroused state.57 The nature of somnographic measures indicating fragmented sleep,
excessive daytime sleepiness has to be determined: poor sleep efficiency, SDB, and excessive daytime
excessive daytime sleepiness might be a primary disorder sleepiness. Our review also indicates that, for some
or the consequence of some other sleep alteration. sleep parameters (restless sleep, PA, DMA, SHIFTS/h,
However, a note of caution should be used because a and time to fall asleep during MSLT), only one or two
limited number of studies provided data on daytime studies are available, which highlights the need for
sleepiness in the children with ADHD and because of further research.
the high heterogeneity in both MSLT objective Given the limited number of studies retained in our
studies28,34 and subjective studies39,47,56 providing review, we do not believe that evidence-based guidelines
data on daytime sleepiness. It is possible that hetero- for the management of sleep disturbances associated
geneity in MSLT studies is due to different methodol- with ADHD can be inferred by the present meta-
ogy used by Lecendreux et al.34 (four nap opportunities, analysis. However, we do think that our results lay the
each one lasting 20 minutes) and Golan et al.28 (five nap groundwork for future evidence-based guidelines.
opportunities, each one lasting 30 minutes) and to the Moreover, the pathophysiological hypotheses suggested
different mean ages of the patients (approximately 8 by our findings on objective studies may set the ground-
years in Lecendreux et al.34 and approximately 12 years work for potential innovative neurobiological studies
in Golan et al.28). The moderate heterogeneity in the on ADHD inspired by sleep/alertness mechanisms.
parental estimation of their child’s daytime sleepiness This body of research will form the theoretical basis
could be due to the fact that it may be difficult to for a better assessment and management of sleep dis-
consistently estimate daytime sleepiness in the children turbances in the children with ADHD, thus allowing

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SLEEP AND ADHD: META-ANALYSIS

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