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CLINICAL STUDY

Balloon Pulmonary Angioplasty for the


Treatment of Nonoperable Chronic
Thromboembolic Pulmonary Hypertension:
Single-Center Experience with Low Initial
Complication Rate
Laurent Godinas, MD, PhD, Lawrence Bonne, MD,
Werner Budts, MD, PhD, Catharina Belge, MD, PhD, Mathias Leys, MD,
Marion Delcroix, MD, PhD, and Geert Maleux, MD, PhD
ABSTRACT

Purpose: To evaluate the safety and efficacy of balloon pulmonary angioplasty (BPA) for nonoperable chronic thromboembolic
pulmonary hypertension (CTEPH) patients during the initial experience of a single center.
Methods: A total of 18 CTEPH patients (5 with residual pulmonary hypertension after pulmonary endarterectomy) were treated with
BPA during the period 2014–2018 and were retrospectively reviewed. Mean age was 61 ± 19 years; 55% were female; mean pulmonary
artery pressure was 44 ± 12 mmHg; cardiac output was 4.3 ± 1.0 l/min; and pulmonary vascular resistance was 8.4 ± 3.6 WU. Patients
were evaluated by New York Heart Association functional class, 6-minute walk distance, N-terminal pro b-type natriuretic peptide,
echocardiography, right heart catheterization, and before and after completions of BPA.
Results: A total of 91 procedures were performed, with a median number of 4 BPA sessions per patient (range, 2–8). There were no
deaths or major complications requiring extracorporeal support or (non)invasive ventilation. The most common complication was
self-limiting hemoptysis (3%). According to Society of Interventional Radiology classification, 4 mild, 4 moderate, and 1 severe adverse
events were noted. Invasive hemodynamics significantly improved, with a cardiac index increase of 15% (P ¼ .0333), decrease of mean
pulmonary artery pressure of 30% (P ¼ .0013), and decrease of pulmonary vascular resistance of 45% (P ¼ .0048). Stroke volume index
(P ¼ .0171) and pulmonary arterial compliance (P ¼ .0004) were also significantly enhanced.
Conclusions: BPA significantly improves cardiopulmonary hemodynamics with an acceptable safety profile. Further studies assessing
the long-term efficacy of BPA are required.

ABBREVIATIONS

BPA ¼ balloon pulmonary angioplasty, CI ¼ cardiac index, CO ¼ cardiac output, CTEPH ¼ chronic thromboembolic
pulmonary hypertension, dPAP ¼ diastolic pulmonary artery pressure, HR ¼ heart rate, mPAP ¼ mean pulmonary artery pressure,
NT-proBNP ¼ N-terminal pro b-type natriuretic peptide, NYHA ¼ New York Heart Association, PAC ¼ pulmonary arterial compli-
ance, PAWP ¼ pulmonary artery wedge pressure, PEA ¼ pulmonary endarterectomy, PH ¼ pulmonary hypertension, PP ¼ pulse
pressure, PVR ¼ pulmonary vascular resistance, RV ¼ right ventricle, sPAP ¼ systolic pulmonary artery pressure, SV ¼ stroke
volume, SVI ¼ stroke volume index

Chronic thromboembolic pulmonary hypertension (CTEPH)


is an increasingly recognized cause of pulmonary hyper-
From the Departments of Pneumology (L.G., C.B., M.L., M.D.) and Radiology (L.B.,
G.M.), and Division of Cardiology (W.B.), University Hospitals Leuven, Herestraat tension (PH) and is associated with high mortality and
49, 3000 Leuven, Belgium; Department of Cardiovascular Sciences (W.B.), Catholic morbidity (1). CTEPH is mostly caused by the persistence
University Leuven, Leuven, Belgium; and Department CHROMETA, Division of of thrombi after an episode of acute pulmonary embolism
Pneumology (C.B., M.D.), KU Leuven, Leuven, Belgium. Received November 23,
2018; final revision received February 25, 2019; accepted March 17, (2). Pulmonary vascular obstruction impairs right ventricle
2019. Address correspondence to L.G.; E-mail: Laurent.Godinas@uzleuven.be (RV) function, leading to dyspnea, exercise limitation, and
right heart failure. Pulmonary endarterectomy (PEA) is the
None of the authors have identified a conflict of interest.
recommended treatment for patients deemed operable and
© SIR, 2019 for whom clots are proximal and surgically accessible (3,6).
J Vasc Interv Radiol 2019; 30:1265–1272 However, not all patients are eligible for PEA, and there is a
https://doi.org/10.1016/j.jvir.2019.03.023 need for efficient treatments for nonoperable CTEPH
1266 ▪ BPA for the Treatment of Nonoperable CTEPH Godinas et al ▪ JVIR

patients (4). Balloon pulmonary angioplasty (BPA) is a Table 1. Demographic, Clinical, and Hemodynamic
recently developed minimally invasive technique that con- Characteristics of the Patients
sists of breaking down intraluminal obstructive webs with
balloon dilatations (7). In patients who are not suitable for Baseline CTEPH
surgery, BPA has been shown to improve hemodynamics, patients n ¼ 18
exercise tolerance, echocardiographic parameters of right Age, y 61 ± 19
heart function, and symptoms in retrospective, single-center Sex, M/F 8/10
studies (7). Due to these promising results, BPA has been BMI, kg/m2 26.7 ± 5.7
progressively implemented in PH centers, although the Previous PEA, % 22%
place of BPA remains not clearly defined in the therapeutic NYHA FC, I/II/III/IV 1/14/3/0
algorithms of CTEPH guidelines (3,8). Furthermore, severe 6MWD, m 412 ± 167
adverse events have been reported, including deaths related NTproBNP, ng/ml 1409 ± 987
to the procedure, wire perforations, high-pressure reperfu- mPAP, mmHg 44 ± 12
sion injuries, and pulmonary artery ruptures (9,10), espe- PAWP, mmHg 9±3
cially during the learning phase of early experience. In this RAP, mmHg 8±4
study, we sought to report our initial single-center experi- CO, l/min 4.3 ± 1.0
ence with safety and efficacy assessment of BPA in patients CI, l/min/m2 2.3 ± 0.4
with inoperable CTEPH. PVR, WU 8.4 ± 3.6
TPR, WU 10.6 ± 4.2
SvO2, % 64 ± 9
MATERIALS AND METHODS Treatments, %
Study Design No specific treatment 28
Patients who underwent BPA between July 2014 and July Monotherapy 33
2018 were included, and their charts were retrospectively Double therapy 33
reviewed. Informed consent was obtained from the patients Triple therapy 6
before each BPA procedure, and ethical approval was ob- Specific PAH therapies, %
tained from the institutional review board. sGC 33
ERA 55
PDE5i 28
Patient Selection IV prostanoid 11
CTEPH diagnosis was established according to guidelines
and consisted of precapillary PH associated with mis- Note–Results are expressed as mean ± standard deviation or
median (range).
matched perfusion defects evaluated by ventilation/perfu-
6MWD ¼ 6-minute walk distance; BMI ¼ body mass index; CI ¼
sion scan and pulmonary angiogram displaying pulmonary cardiac index; CO ¼ cardiac output; ERA ¼ endothelin receptor
vascular obstruction (3). The non-operability of the patients antagonist; IV ¼ intravenous; mPAP ¼ mean pulmonary artery
was assessed after evaluation by an experienced team that pressure; NTproBNP ¼ N-terminal pro b-type natriuretic pep-
included PH physicians, PEA specialized surgeons, and tide; PEA ¼ pulmonary endarterectomy; NYHA FC ¼ New York
Heart Association functional class; PAWP ¼ pulmonary artery
radiologists. All patients were deemed inoperable due to
wedge pressure; PDE5i ¼ phosphodiesterase type 5 inhibitor;
distal disease not accessible to PEA. PVR ¼ pulmonary vascular resistance; RAP ¼ right atrial
pressure; sGC ¼ soluble guanylate cyclase stimulator; SvO2 ¼
mixed venous oxygen saturation; TPR ¼ total pulmonary
Baseline Assessment resistance.
Eighteen nonoperable CTEPH patients were treated by BPA.
The mean age was 61 ± 19 years. Patients had moderate
symptoms (1, 14, and 3 patients were in New York Heart cyclase stimulator, 6; phosphodiesterase type 5 inhibitor, 5;
Association (NYHA) functional class I, II, and III, respec- intravenous prostanoid, 2; monotherapy, 5; double therapy,
tively). Mean 6-minute walk distance was 412 ± 167 m. The 7; and triple therapy, 1). Demographic characteristics and
median N-terminal pro b-type natriuretic peptide (NT- hemodynamics at baseline are shown in Table 1.
proBNP) blood level was 1409 ± 987 ng/ml. Baseline he-
modynamics showed severe precapillary PH, with a mean BPA Procedures
pulmonary artery pressure (mPAP) of 44 ± 12 mmHg, a The procedures were performed by a team of 4 members,
cardiac output (CO) of 4.3 ± 1.0 l/min, and pulmonary consisting of 2 interventional radiologists, 1 interventional
vascular resistance (PVR) of 8.4 ± 3.6 WU. Five patients cardiologist, and 1 respiratory physician specialized in PH,
had residual PH after PEA. Thirteen patients were treated by with BPA experience of 4, 2, 3, and 2 years, respectively, after
1 or more pulmonary arterial hypertension-specific therapies visiting high-volume centers in Japan, Norway, and France. A
(endothelin receptor antagonist, 10; soluble guanylate 7-Fr sheath was introduced by a venous femoral access and
Volume 30 ▪ Number 8 ▪ August ▪ 2019 1267

Figure 1. Selective angiography and balloon pulmonary angioplasty in a sub-segmental pulmonary artery. (a) Two branches of the left
A8 segment are underperfused and nearly occluded (black arrow) due to the presence of intraluminal material. (b–d) Inflation of balloons
at different localizations using balloons sized 2.0 x 20.0 mm to 4.0 x 20.0 mm after wire catheterization of the vessels. (e) Results after
balloon inflation. There are now distinct vessels visible with an increased local perfusion surrounding the vessel. (f) Note the increased
visibility of the pulmonary vessels.

guided into the pulmonary artery under fluoroscopy. At the


beginning of each procedure, pulmonary pressure measure-
ments and unilateral pulmonary angiography were performed.
Afterwards, a 6-Fr guiding catheter (Envoy; Codman, Rayn-
ham, Massachusetts) was selectively inserted in the segmental
arteries where a more selective angiography was made,
allowing the selection of the targeted vessels and lesions. A
0.014-inch guidewire catheter (Hi-Torque Balance Middle-
weight; Abbott, Chicago, Illinois) was pushed across the pul-
monary vasculature and the observable lesions. An inflatable
balloon (Coyote 0.014 Balloon Dilatation Catheter; Boston
Scientific, Marlborough, Massachusetts) was conducted
through the stenotic lesions before inflation to nominal size.
The first balloon used in a vessel was systematically under- Figure 2. Representation of the total number of BPA sessions
sized to avoid vascular rupture. The final size of the balloon per patient.
and the number of inflations requested were judged according
to the size of the vessels, distribution of lesions, degree of distal
revascularization, and the appearance of pulmonary venous of the pulmonary angiogram, the hemodynamic changes,
return. An example of results achieved is shown in Figure 1. and the tolerance of each patient.
The procedure was conducted without withdrawal of
anticoagulation (international normalized ratio, 2–3) and Post-procedure Evaluation and Follow-up
under systemic heparin, according to the discretion of the Complications were evaluated and reported using the new
treating operator. The total number of BPA procedures was Society of Interventional Radiology Adverse Event Classi-
tailored according to the clinical response, the improvement fication System (11). The clinical protocol included a
1268 ▪ BPA for the Treatment of Nonoperable CTEPH Godinas et al ▪ JVIR

Table 2. Complications Recorded during and after 30 Days after BPA

BPA procedure n ¼ 91 SIR classification


Mild Moderate Severe Life-threatening
Hemoptysis
Distal wire perforation 3 2 1 0 0
Pulmonary artery rupture 0 0 0 0 0
BPA-related lung injury 2 0 2 0 0
Arrhythmia 2 1 1 0 0
Contrast allergy 1 1 0 0 0
Stress cardiomyopathy 1 0 0 1 0
Death 0

BPA ¼ balloon pulmonary angioplasty; SIR ¼ Society of Interventional Radiology.

Table 3. Functional Capacity and Echocardiography Results


before and after BPA RESULTS
Before BPA n ¼ 18 After BPA n ¼ 18 BPA Procedure
NYHA FC 2 (1–4) 2 (1–3) A total of 91 procedures were performed in the cohort of 18
6MWD, m 412 ± 167 402 ± 196 patients. A median number of 4 BPA sessions (range, 2–8)
NTproBNP, ng/ml 425 (120–807) 284 (44–2761) were performed (Fig 2). Median time between the first and
RV/LV 1.1 ± 0.6 1.0 ± 0.6 the last BPA procedure was 243 days (range, 36–1008
sPAP(TTE), mmHg 63 ± 23 54 ± 19 days). Only 2 patients received fewer than 4 BPA
TAPSE, mm 19 ± 4 20 ± 4 sessions, due to patient consent withdrawal to undergo
any additional BPA. The median follow-up time between
Note–Changes were not significant. Results are expressed as
mean ± standard deviation or median (range).
the last BPA procedure and the last evaluation was 471 days
6MWD ¼ 6-minute walk distance; NYHA FC ¼ New York Heart (range, 133–937 days).
Association functional class; RV/LV ¼ ratio of right ventricle
and left ventricle area, assessed by echocardiography;
sPAP(TTE) ¼ systolic pulmonary artery pressure, assessed by Safety
transthoracic echocardiography; TAPSE ¼ tricuspid annular The procedure was well tolerated in all the patients. The
plane systolic excursion. adverse events during the procedure and at 30 days after
each BPA session are displayed in Table 2. No deaths were
related to the BPA procedures or occurred during the first 30
systematic assessment 3 months after the last BPA proced-
days after a BPA session. According to the new Society of
ure, comprising NYHA functional class evaluation, 6-
Interventional Radiology classification, complications were
minute walk distance test, echocardiography, NT-proBNP,
rated as follows: 4 mild, 4 moderate, and 1 severe. Three
and right heart catheterization. During right heart catheter-
(3%) episodes of hemoptysis due to wire distal perforation
ization, measurements of systolic pulmonary artery pressure
without pulmonary artery rupture were observed. One
(sPAP), diastolic pulmonary artery pressure (dPAP), and
episode resolved after immediate coil embolization; the
mPAP, right atrial pressure, and pulmonary artery wedge
others responded to prolonged obstructing balloon
pressure (PAWP) were performed. CO was measured using
inflation. An episode of supraventricular tachycardia was
the thermodilution technique. Total pulmonary resistance
noted in 1 patient, which spontaneously resolved. One
was calculated as mPAP/CO, and PVR was calculated as
patient experienced atrial fibrillation 1 week after a BPA
(mPAP-PAWP)/CO. Stroke volume index (SVI) was calcu-
procedure, requiring amiodarone, electrical cardioversion,
lated using cardiac index (CI) divided by heart rate (HR).
and catheter ablation. Two minor groin hematomas
Pulmonary arterial compliance (PAC) was assessed using
without significant drop in hemoglobin were noted. One
the ratio of SV (CO/HR) and pulse pressure (PP) (ie, sPAP-
patient complained of stridor due to contrast medium
dPAP).
allergy. Another patient developed acute stress
cardiomyopathy with thoracic pain, rise in troponin, and
Statistical Analysis diffuse left ventricle akinesia with normal coronary
Comparisons of the results were performed using a paired t- angiography. The patient spontaneously recovered with
test for normally distributed data or the Wilcoxon test for normalization of left ventricle function and underwent
paired data. Categorical variables were analyzed using the further BPA sessions without complication. One patient
chi-square test. A P value less than .05 was considered suffered from mild BPA-related lung injury during 2 sepa-
significant. Statistical analyses were performed using Prism rate BPA procedures. The diagnosis was made based on
v7 (GraphPad Software Inc, San Diego, California). lung infiltrates on the chest-X-ray and requirement of nasal
Volume 30 ▪ Number 8 ▪ August ▪ 2019 1269

Figure 3. Evolution of the functional class, functional capacity, and echocardiographic parameters, before and after BPA. (a) Symptoms
assessed by the NYHA functional classification (P ¼ .34). (b) 6-minute walk distance (P ¼ .48). (c) N-terminal pro b-type natriuretic peptide
(P ¼ .27). (d) Systolic pulmonary artery pressure assessed by echocardiography in the presence of a tricuspid regurgitation (P ¼ .24). (e)
Ratio of the right ventricle to the left ventricle (P ¼ .20). (f) Tricuspid annular plane systolic excursion (P ¼ .87).

oxygen. There were no severe BPA-related lung injuries that pulmonary hemodynamics but not significantly symptoms
required noninvasive ventilation, mechanical ventilation, or assessed by NYHA functional class, 6-minute walk dis-
extracorporeal membrane oxygenation. tance, biomarkers, and echocardiographic parameters.
Several studies retrospectively assessed the efficacy and
safety of BPA. However, most studies demonstrated a sig-
Symptoms, Exercise Capacity,
nificant rate of adverse events as well as mortality related to
Biomarkers, and Echocardiography BPA (7). The first main finding of the current study was the
After BPA procedures, no statistically significant improve- acceptable safety profile of BPA. No deaths or severe
ment of NYHA functional class, NT-proBNP levels, or 6- complications were reported. The rate of severe complica-
minute walk distance was noted (Table 3, Fig 3). tions was notably lower compared to other reported series,
Furthermore, echocardiographic parameters, such as sPAP, especially when the effect of a learning curve of a new BPA
RV size, and RV systolic function, did not improve after BPA. service is considered (12,13). Indeed, most studies reported

Invasive Hemodynamics
Fourteen patients had an invasive hemodynamic evaluation Table 4. Hemodynamics before and after BPA
after completion of the complete set of BPA procedures Before BPA n ¼ 18 After BPA n ¼ 14
(Table 4). Four patients declined right heart catheterization mPAP, mmHg 44 ± 12 31 ± 12†
after BPA. Time interval between the last BPA and the RAP, mmHg 8±4 7±5
invasive hemodynamic evaluation was 72 days (range, CO, l/min 4.3 ± 1.0 5.0 ± 1.1*
26–282 days). Hemodynamics were markedly improved CI, l/min2 2.3 ± 0.4 2.7 ± 0.6†
after the last BPA session compared to baseline: mPAP PVR, WU 8.4 ± 3.6 4.6 ± 3.3†
decreased by 30% (P ¼ .0013), PVR decreased by 45% SvO2, % 64 ± 9 66 ± 5
(P ¼ .0048), and CI increased by 15% (P ¼ .0333). HR, /min 74 ± 14 70 ± 12
Additionally, SVI and PAC were also significantly SVI, ml/m2 32 ± 5 40 ± 9*
increased (P ¼ .0171 and P ¼ .0004, respectively). The PACSV/PP, ml/mmHg 1.30 ± 0.51 2.24 ± 0.96‡
individualized hemodynamic results are displayed in
Figure 4. Figure 5 shows the mPAP achieved after BPA Note–Results are expressed as mean ± standard deviation or
completion, with 43% patients achieving an mPAP below median (range). Changes without asterisk are not significant.
CO ¼ cardiac output; HR ¼ heart rate; mPAP ¼ mean pulmo-
25 mmHg. nary artery pressure; PAC ¼ pulmonary arterial compliance;
PAWP ¼ pulmonary artery wedge pressure; PP ¼ pulse pres-
sure (sPAP - dPAP); PVR ¼ pulmonary vascular resistance;
DISCUSSION RAP ¼ right atrial pressure; SVI ¼ stroke volume index; SvO2 ¼
mixed venous oxygen saturation.
In this study, the outcomes of 91 BPA procedures in 18 *P < .05.
nonoperable CTEPH patients were presented. The results †
P < .01.

show that BPA was safe and well tolerated, improving P < .001.
1270 ▪ BPA for the Treatment of Nonoperable CTEPH Godinas et al ▪ JVIR

Figure 4. Evolution of hemodynamics before and after BPA for each of the 14 patients who had invasive hemodynamic evaluation. (a)
Mean pulmonary artery pressure (P ¼ .0015). Dotted line represents the cutoff value of 25 mmHg. (b) Cardiac index (P ¼ .0042). (c)
Pulmonary vascular resistance (P ¼ .0052). Dotted line represents the cutoff value of 3 WU. (d) Right atrial pressure (P ¼ .72). (e) Mixed
venous oxygen saturation (P ¼ .75). (f) Heart rate (P ¼ .62). (g) Stroke volume index (P ¼ .0171). (h) Pulmonary arterial compliance
assessed by the ratio of stroke volume and pulse pressure (P ¼ .0004).

higher rates of adverse effects and deaths attributable to also improved SVI and PAC. SVI is a robust parameter linked
BPA (7). In the Japanese registry, which included 308 pa- to prognosis in patients with pulmonary arterial hypertension
tients from 7 centers, mortality was 2.6%, and complications (27), and it has been recently suggested that SVI was the
occurred in 36% of patients (12). The current study high- most important hemodynamic variable in the follow-up of
lights the fact that a BPA program could be safely initiated PAH under medical therapy (28). In the current cohort,
with acceptable safety profile in a specialized PH center, SVI rise was responsible for the improvement of CO without
provided that a cautious approach is taken combined with any change in HR. The decrease of RV afterload and
appropriate training in high-volume centers. improved ventriculo-arterial coupling after BPA explains the
The second important finding in this cohort was the he- rise of CO (29). Indeed, it is postulated that the dilatation of
modynamic improvement after BPA. The observed decrease webs and bands obstructing the pulmonary vascular lumen
in mPAP (30%) and PVR (45%) are in line with other re- allows the blood flow to circulate more easily with lower
ports (14–18). Although hemodynamic goals of BPA remain turbulences (30), diminishing the RV afterload and unloading
a matter of debate, normalization or near normalization of the cardiac pump. Moreover, the compliance of the pulmo-
hemodynamics (ie, mPAP 25 mmHg) has been proposed nary vessels, assessed by the ratio of SV and PP, was also
as the optimal target (19). Indeed, in this study, a high improved. Thus, the clinical improvement attributed to BPA
proportion of the patients achieved mPAP 25 mmHg. in several cohorts could be due not only to decrease in
Other experienced BPA centers have also reported that a vascular resistance (ie, a smoother blood flow in the pulmo-
large proportion of patients can achieve hemodynamic nary artery) but also to improved vascular compliance (ie, an
normalization (20–22), and this goal seems realistic with intrinsic change in the mechanical properties of the pulmo-
increasing experience and refinement of BPA technique. nary vessels).
However, these results also demonstrate that clinical and
hemodynamic response can be heterogeneous (23). Some
patients seem to respond to BPA with a dramatic hemody-
namic improvement, whereas others experience only minor
change or no change. The possible predominance of
microvascular disease in non-responder patients has been
proposed to explain the failure of BPA in some patients (24).
Interestingly, several patients with a longstanding diagnosis
of CTEPH were included in this study, and these patients
could be more prone to present with distal micro-
vasculopathy, which cannot be treated by BPA (25,26).
However, the small number of patients precludes any
definitive conclusion, and factors influencing the outcomes
of BPA require further study.
In addition to improvement of conventional hemodynamic Figure 5. Representation of the mPAP before (red) and after
parameters (mPAP, CO, and PVR), it was found that BPA (green) final BPA procedure for each patient.
Volume 30 ▪ Number 8 ▪ August ▪ 2019 1271

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