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CLINICAL INVESTIGATION

Do Patients Still Require Admission to an Intensive


Care Unit After Elective Craniotomy for Brain Surgery?
Ossam Rhondali, MD,* Ce´line Genty, BSc,w Caroline Halle, MD,* Marianne Gardellin, MD,*
Ce´line Ollinet, MD,* Manuela Oddoux, MD,* Joe¨lle Carcey, MD,* Gilles Francony, MD,*
Bertrand Fauvage, MD,* Emmanuel Gay, MD, PhD,z Jean-Luc Bosson, MD, PhD,w
and Jean-Franc¸ois Payen, MD, PhD*

Key Words: intensive care unit, neurosurgery, postoperative,


Background: After elective craniotomy for brain surgery, resource
patients are usually admitted to an intensive care unit (ICU).
We sought to identify predictors of postoperative complications (J Neurosurg Anesthesiol 2011;23:118–123)
to define perioperative conditions that would safely allow ICU
bypass.
Methods: This observational cohort study enrolled 358 patients
admitted to neuro-ICU after elective intracranial procedures.
A fter elective craniotomy for brain surgery, it is advised
that all patients should be closely monitored in an
intensive care setting for a period of time, usually
Postoperative complications were defined as unexpected events overnight.1,2 Even the majority of relatively healthy (the
occurring within 24 hours of surgery that required imaging or American Society of Anesthesiologists’ physical status I
treatment for neurologic deterioration. and II) patients undergoing elective neurosurgery still
Results: Fifty-two patients were transferred postoperatively to receive intensive or intermediate care.3 The rationale for
neuro-ICU with sedation and mechanical ventilation. Of the this routine practice is that intensive care unit (ICU)
remaining 306 patients subjected to an attempt to awake and admission allows the early detection of serious post-
extubate in the operating room, 26 (8%) developed 1 postoperative operative complications, thereby facilitating prompt
complication, primarily a new motor deficit, unexpected awaken- intervention and optimizing recovery. However, the
ing delay, or subsequent deterioration in consciousness. Four reality of such postoperative management strategies on
intracerebral hematomas required surgical evacuation and each of patient outcome is unknown. ICU resources are scarce
these was detected within 2 hours after surgery. Predictors of and expensive, and using ICU beds in this way may limit
postoperative complications included failure to extubate the their availability for emergency admissions as well as for
trachea in operating room [odds ratio 61.8; 95% confidence other neurosurgical procedures. In this era of constrained
interval (CI) 12.2-312.5], and, to a lesser extent, a duration of medical economics, many traditional patterns of practice
surgery of more than 4 hours (odds ratio 3.3; 95% CI 1.4-7.8), and are being questioned, the most illustrative example
lateral positioning of the patient during the procedure (odds ratio coming from postoperative ICU management in cardiac
2.8, 95% CI 1.2-6.4). surgery.4
Elective craniotomy for brain surgery carries the
Conclusions: Our results encourage prospectively testing the risk of various complications, most notably intracerebral
hypothesis that patients with immediate, successful tracheal hematoma and seizures. Although the effects of post-
extubation after elective craniotomy for brain surgery, with a operative hematoma are potentially devastating on
surgical duration of less than 4 hours in a nonlateral position patient outcome, their overall incidence is low, between
could be monitored safely in the postanesthesia care unit before 0.8% and 2.2%.5–8 Rates of postoperative seizures are
being discharged to a neurosurgical ward. less than 5% within 24 hours of surgery.9 Various factors
associated with the occurrence of postoperative hemato-
ma have been identified in the retrospective chart reviews:
surgery for meningiomas,5 patients above 70 years of
age,10 a preoperative use of antiplatelet agents,5 a
Received for publication July 28, 2010; accepted November 15, 2010. perioperative elevation of arterial blood pressure,7 and a
From the Departments of *Anesthesia and Critical Care; zNeuro-
surgery; and wDivision of Biostatistics, Michallon Hospital, and large amount of intraoperative blood loss.8 However,
Joseph Fourier University, Grenoble, France. clinical practices in anesthesia have changed recently and
All of the authors have disclosed that they have no financial relationship an attempt to awake and extubate in the operating room
with or interest in any commercial companies. is routinely performed to allow immediate neurologic
Reprints: Jean-Franc¸ois Payen, MD, PhD, Pôle d’Anesthésie-Réanima-
tion, Hôpital Albert Michallon, BP 217, F-38043 Grenoble, France assessment.11 Therefore, the effectiveness of routine
(e-mail: jfpayen@ujf-grenoble.fr). postoperative ICU admission after neurosurgery should
Copyright r 2011 by Lippincott Williams & Wilkins be investigated.12–14

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J Neurosurg Anesthesiol  Volume 23, Number 2, April 2011 Complications After Elective Neurosurgery

To develop the best strategy between quality of care attempt to awake and extubate in the operating room or
and control of scarce resources, we conducted an whether to transfer the patient directly to the neuro-ICU,
observational cohort study involving adult patients and at no point did this study interfere with standard
consecutively admitted to neuro-ICU after an elective patient care.
craniotomy for a neurosurgical procedure. We deter- Postoperative complications were defined as unex-
mined both the incidence and timing of unexpected events pected events occurring within 24 hours of surgery that
within 24 hours of surgery that required imaging or required imaging or treatment for neurologic deterioration.
treatment for neurologic deterioration. Our aim was to These included: new motor deficits, seizures, unexpected
identify perioperative conditions that could safely allow awakening delays, diabetes insipidus, subsequent dete-
ICU bypass after elective brain surgery. rioration in consciousness, respiratory failure, and arterial
hypotension requiring vasopressor use. Accordingly, we
classified patients into 2 groups: patients with an unevent-
PATIENTS AND METHODS ful 24 hours stay in the neuro-ICU, and patients with at
This observational cohort study was conducted least 1 postoperative complication occurring within 24
between November 2005 and May 2007 at the University hours after surgery.
Hospital of Grenoble. The local Institutional Ethical Descriptive statistics included frequencies and per-
Committee approved the design of the study and, centages for categorical variables, and mean and SD for
considering its observational nature, waived requirements continuous level variables. We evaluated the univariate
for informed consent from the patients. We enrolled association of perioperative variables with postoperative
patients aged 15 years or above who underwent an complications using the w2 or Fisher exact test for
elective craniotomy for brain surgery and were admitted categorical variables, and the Student t test for contin-
postoperatively to the neuro-ICU. Patients were excluded uous variables (Stata 10.0, Stata Corporation, College
if they required an emergency surgery, or a neuro- Station, TX). Preoperative and intraoperative variables
surgical procedure with no craniotomy. For each patient, with a P value of less than 0.20 and no interaction
we collected a set of variables that included demo- between each other were subjected to a stepwise logistic
graphics, preoperative clinical findings, brain lesion regression model to investigate possible factors predicting
characteristics, details of the surgical procedure, and postoperative complications. We then associated the
intraoperative management. Patients were anesthetized absence of those predictors with the postoperative
by using a continuous intravenous infusion of propofol findings. Statistical significance was declared when the
(target-controlled infusion 4 to 5 mg/mL) and remifentanil P<0.05.
(0.25 mg/kg/min reduced to 0.1 mg/kg/min after dural
opening), to maintain a systolic arterial blood pressure
of over 100 mm Hg. Mechanical ventilation was adjusted RESULTS
to maintain end-tidal CO2 between 30 and 35 mm Hg We recruited 358 consecutive patients during the
at normal oxygen levels (arterial pulse oximetry above study period (Fig. 1). Of these, 52 patients (15%) were
95%). Measures were taken to prevent postoperative transferred to the neuro-ICU after surgery without
nausea and pain, that is, droperidol, acetaminophen, and attempting awakening and extubation in the operating
morphine, respectively. Steroids were given during the room. By comparison with the remaining 306 patients,
procedure in the presence of peritumoral edema. In these 52 sedated and mechanically ventilated patients
addition, anticonvulsants were given during the proce- had a longer duration of surgery (421 ± 167 min vs
dure if the patient was considered at particular risk for 239 ± 105 min; P<0.01), received more colloids during
seizures, for example, after cortectomy for palsy, caver- surgery (532 ± 450 mL vs 218 ± 294 mL; P<0.01), re-
nous angioma, or meningioma. After surgery, an attempt quired more blood transfusions (11 of 52 patients vs 7 of
to awake and extubate was performed in the operating 306 patients; P<0.01), and needed more vasopressor
room under the following conditions: body temperature agents (22 of 52 patients vs 18 of 306 patients; P<0.01)
above 361C, no evidence of hemodynamic instability or during surgery. Ten of these 52 patients (19%) had at
respiratory failure during spontaneous ventilation, no least 1 postoperative complication.
signs of postoperative neuromuscular blockade, unevent- Of the 306 patients subjected to an attempt to
ful surgery, and the cessation of anesthetic drugs. If the awake and extubate at the end of surgery, 26 patients
neurologic status was normal (or unchanged from the (8%) had at least 1 complication within the 24 hours after
preoperative status) and the patient obeyed commands, surgery: new motor deficit (n=17), unexpected awaken-
then extubation was attempted. All extubated patients ing delay (n=7), subsequent deterioration in level of
were transferred to the postanesthesia care unit (PACU) consciousness (n=6), seizures (n=2), and diabetes
for 2 hours and then on to the neuro-ICU for 24 hours, insipidus (n=1). Complications were detected in the
with hourly monitoring of their vital signs. If the tracheal operating room (n=15 patients) and in the first 2-hour
extubation was not possible in the operating room, the monitoring in the PACU (n=7 patients). For 4 patients,
patient was transferred directly to the neuro-ICU. In our complications were detected in the neuro-ICU: diabetes
institution, extubated patients only are allowed to go to insipidus (3 h after surgery for craniopharyngioma), new
PACU. The anesthesiologist in-charge decided whether to motor deficit (3 h after surgery for meningioma), severe

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Rhondali et al J Neurosurg Anesthesiol  Volume 23, Number 2, April 2011

358 patients with elective intracranial


surgery

52 patients directly transferred to the neuro-ICU with


sedation and mechanical ventilation

306 patients with attempt to awake


and extubate

280 patients with no


postoperative complication

26 patients with at least one


postoperative complication

15 detected in the 7 detected in 4 detected in


operating room the PACU the neuro-ICU

FIGURE 1. Patient flow diagram showing the number of analyzed patients. ICU indicates intensive care unit; PACU,
postanesthesia care unit.

acute respiratory failure (20 h after surgery for meningio- tions. Patients with complications were more likely to
ma in a parkinsonian), and seizures (24 h after surgery for have undergone a surgical procedure that lasted for more
meningioma). Of the 26 complicated patients, 25 required than 4 hours, were more likely to be laterally positioned,
a cerebral computed tomography (CT) scan without delay and received more than 500 mL hydroxyethyl starch
(<15 min) before leaving the operating room (n=15 solution as colloids more frequently during surgery. In
patients), during their stay in the PACU (n=6 patients), this cohort of 306 patients subjected to an attempt to
or in the ICU (n=4 patients). Cerebral CT scan allowed awake and extubate in the operating room, 296 were
the diagnosis of an extradural or intracerebral hematoma successfully extubated in the operating room. Of these,
(n=5 patients), brain ischemia (n=3 patients), focal there were 99% of patients (278 of 280) with no
brain edema (n=4 patients), and mild pneumocephalus complications, whereas only 69% (18 of 26) of patients
(n=2 patients), although the CT scan was normal or who subsequently developed complications were extu-
unchanged in 11 patients. Immediate interventions bated successfully (P<0.01) (Table 1). The 10 patients
included anticonvulsant therapy (n=2 patients), osmo- who were attempted to wake but remained intubated in
therapy (n=1 patient), vasopressors (n=1 patient), and the operating room and transferred to the neuro-ICU had
reintubation (n=2 patients). No patient needed naloxone CT scan findings: intracerebral hematoma (n=1 patient),
to reverse the effects of opioids. After imaging, there brain ischemia (n=3 patients), or focal edema (n=2
was surgical hematoma evacuation for 4 patients. patients).
Sixteen patients did not require active treatment during With an odds ratio of 61.8 (95% CI 12.2-312.5;
their neuro-ICU stay. All patients were eventually P<0.01), the ability to safely extubate the patient in the
discharged from the neuro-ICU with the same neurologic operating room was strongly associated with a low rate of
status as their arrival to the ICU, except for the patient postoperative complications. However, as some patients
with acute respiratory failure, who was the only 1 to die in might have been kept intubated and transferred to ICU
ICU. with no evidence of immediate complications, tracheal
We found no significant difference in the preopera- extubation was excluded from the multivariate analysis.
tive variables between the 26 patients who developed The 2 additional variables found to be independently
postoperative complications and the remaining 280 associated with postoperative complications were an
patients (Table 1). Neither the preoperative neurologic operating time of more than 4 hours and a lateral posi-
findings nor the location of the brain lesion were tion during the procedure: odds ratio 3.3 (95% CI 1.4-7.8;
associated with the occurrence of postoperative complica- P<0.01), and odds ratio 2.8 (95% CI 1.2-6.4; P=0.02),

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J Neurosurg Anesthesiol  Volume 23, Number 2, April 2011 Complications After Elective Neurosurgery

TABLE 1. Preoperative and Intraoperative Variables Collected From the 306 Patients Subjected to an Awakening Trial in the OR
After Elective Brain Surgery, According to the Occurrence of Complications Within the First 24 Hour After Surgery
No Complication (n=280) Complications (n=26) P
Age, mean (SD) (y) 52 ± 16 54 ± 13 0.68
Sex, n (% male) 131 (47) 14 (54) 0.49
Body mass index, mean (SD)* 25 ± 5 25 ± 4 0.93
ASA physical statusw, n (%): 0.75
ASA I 74 (27) 7 (27)
ASA II 156 (56) 16 (62)
ASA III 48 (17) 3 (11)
Patient historyz, n (%)
Chronic arterial hypertension 71 (25) 5 (19) 0.48
Other cardiovascular disease 19 (7) 0 (0) 0.17
Chronic respiratory disease 39 (14) 4 (15) 0.84
Tobacco use 77 (28) 4 (15) 0.18
Diabetes 14 (5) 0 (0) 0.62
Preoperative neurologic statusz, n (%)
Motor deficit 101 (36) 12 (46) 0.32
Altered consciousness 7 (3) 2 (8) 0.17
Signs of intracranial hypertension 45 (16) 2 (8) 0.39
Convulsions 49 (18) 4 (15) 1.00
Normal examination 121 (43) 9 (35) 0.39
Surgical procedurey, n (%) 0.79
Meningioma 72 (26) 8 (31)
Malignant glioma 80 (29) 6 (23)
Brain metastasis 40 (14) 2 (8)
Cortectomy for palsy 20 (7) 3 (11)
Cavernous angioma 17 (6) 1 (4)
Aneurysm 12 (4) 2 (8)
Other 37 (13) 4 (15)
Description of brain lesion, n (%)
Supra/infratentorialJ 245/34 24/2 0.75
Lateral/medianz 191/31 19/3 1.00
Mass effect 84 (30) 9 (35) 0.63
Edema 123 (44) 10 (38) 0.58
Duration of anesthesia, mean (SD) (min) 353 ± 108 419 ± 208 0.12
Anesthesia >400 min, n (%) 84 (30) 11 (42) 0.20
Duration of surgery, mean (SD) (min) 235 ± 97 285 ± 162 0.13
Surgery >240 min, n (%) 106 (38) 17 (65) 0.01
Positioning during surgery, n (%) 0.02
Supine 155 (55) 12 (46)
Lateral 87 (31) 14 (54)
Prone 38 (14) 0 (0)
Colloids, mean (SD) (mL) 203 ± 270 375 ± 465 0.07
Colloids >500 mL, n (%) 12 (4) 4 (15) 0.04
Crystalloids+colloids#, mean (SD) (mL) 1444 ± 612 1754 ± 971 0.13
Blood transfusion, n (%) 5 (2) 2 (8) 0.11
Use of mannitol, n (%) 28 (10) 3 (11) 0.74
Use of vasopressors, n (%) 16 (6) 2 (8) 0.66
Tracheal extubation in the OR 278 (99) 18 (69) <0.01
*51 missing values.
w2 missing values.
zThe number of patient history results and neurologic status exceeds the total number of included patients.
y2 missing values.
J1 missing value.
z62 missing values.
#11 missing values.
ASA indicates American Society of Anesthesiologists; OR, operating room.

respectively. We found no interaction between these immediate tracheal extubation and no intraoperative
2 variables (P=0.52). In the absence of these 2 intra- predictors, 3 patients (2.5%) developed postoperative
operative variables, the rate of postoperative complica- complications: 1 patient developed an extradural hema-
tions decreased significantly, in both the cohort of 306 toma 2 hours after surgery for a meningioma while in the
patients (4.2% vs 11.3%; P=0.03) and in the 296 patients PACU, 1 patient developed seizures 30 minutes after
with successful tracheal extubation in the operating surgery for a meningioma (PACU), and the third patient
room (2.5% vs 8.4%; P=0.04). Of the 118 patients with was the one who developed an acute respiratory distress

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Rhondali et al J Neurosurg Anesthesiol  Volume 23, Number 2, April 2011

on day 1 after surgery, probably because of an aspiration craniotomy.7 In our study, 22 of 26 postoperative events
pneumonitis while receiving insufficient doses of anti- were detected within 2 hours of surgery, either in the
parkinsonian drugs. This patient was the only 1 to have operating room or in the PACU.
no intraoperative predictors among the 4 patients with We failed to find any preoperative condition that
delayed postoperative complications. could predict the development of severe postoperative
neurologic complications. In particular, neither the age of
patient nor his American Society of Anesthesiologists’
DISCUSSION physical status predicted the likelihood of a postoperative
In this cohort study of 306 consecutive patients event after an elective craniotomy, in line with findings
admitted to neuro-ICU after elective craniotomy for elsewhere.14 The total intravenous anesthesia protocol
brain surgery and an attempt to awake and extubate in used for our patients probably did not affect the rate of
the operating room, the overall postoperative complica- postoperative complications, as suggested elsewhere.16 In
tion rate was less than 10%, with most complications a retrospective study of 158 patients after brain tumor
occurring mostly within 2 hours of surgery. Successful resection, the risk of a prolonged stay in ICU for more
postoperative extubation in the operating room was than 24 hours was found to relate to tumor location and
tightly associated with a lower rate of postoperative its mass effect, the use of substantial intraoperative fluids,
complications. In addition, surgery lasting longer than and postoperative extubation failure after surgery.19
4 hours and a lateral position during the procedure were Patients with an intraoperative blood loss of more than
2 intraoperative factors that we found to be indepen- 1000 mL were more likely to require subsequent surgical
dently associated with a higher rate of postoperative evacuation for postoperative hematoma8 that might be
complications. Providing further prospective validation, related with blood loss-induced hemostatic disorders.10
the absence of these 2 factors in patients with successful Although we did not record intraoperative blood loss
postoperative extubation within the operating room after (because of uncertainties in its estimation), we found that
an elective craniotomy for brain surgery could be criteria the group of patients who developed complications had
to safely allow ICU bypass. received greater volumes of colloids, which might
Postoperative complications during the early recov- indirectly argue in favor of that observation. Whether
ery period that follows elective neurosurgical procedures colloids infusion would directly impact on the incidence
are frequent and include respiratory events, pain, arterial of complications cannot be established as only 5% of
hypertension, shivering, nausea, and vomiting. However, patients (16 of 306) received more than 500 mL colloids,
the incidence of more severe complications, requiring never exceeding 20 mL/kg of body weight. Intraoperative
ICU care, is much lower. In 2 clinical studies, all com- changes in hemoglobin would have been a better
plications occurred in more than 50% of patients overall, predictor of blood loss. However, the monitoring of
whereas less than 6% experienced early neurologic hemoglobin content is not systematically required in
complications.15,16 Brain infarction and large subdural those elective intracranial procedures. Lateral positioning
hematomas occurred in 5 of 105 patients during the first of the patient during surgery and a prolonged surgical
24 hours after surgery for unruptured intracranial an- duration were the most relevant factors independently
eurysms.17 Postoperative seizures occurred in 23 of 538 associated with postoperative complications in our multi-
patients within 24 hours of elective craniotomy, in variate analysis. These might reflect the complexity of the
relation to inadequate anticonvulsant prophylaxis.18 neurosurgical procedure, and probably encompasses
Postoperative intracranial hematoma has been studied factors such as significant intraoperative fluid require-
extensively, and its overall incidence ranges between 0.8% ments and tumor location. Furthermore, we confirm that
and 2.2% in patients after elective brain surgery.5–8 In our successful, immediate tracheal extubation is a key marker
study, we recorded neurologic events requiring possible for an uneventful postoperative period. This study
intervention and found those rates to be in line with strongly emphasizes the value of a rapid attempt to
earlier findings. All but 1 of the events in our study awake and extubate in the operating room, as reported
required prompt brain imaging, except the parkinsonian earlier.20 Patients with successful tracheal extubation in
patient who developed acute respiratory failure 20 hours the operating room who do not fulfill the criteria listed
after surgery, and 10 of 26 of our patients received active above could be then monitored in the PACU before being
treatment. As early as 1981, research reported that discharged to the neurosurgical ward. Over the 4 patients
patients admitted to the ICU after uncomplicated elective with events occurred after PACU discharge, 3 had
neurosurgery rarely required active intervention.12 Inter- intraoperative predictors. They would not have been
estingly, the time course of these complications also candidates to bypass the neuro-ICU according to our
influences the best use of postoperative resources. In a results.
retrospective chart review, the time from elective or The decision between performing an attempt to
emergency craniotomy to clinical deterioration was less awake and extubate in the operating room and direct
than 6 hours in 44 of 50 patients with an intracranial transfer to the neuro-ICU while mechanically ventilated is
hematoma.6 Similarly, in 69 patients who developed complex. There are systemic and cerebral conditions that
a postoperative intracranial hematoma, the majority favor a delayed recovery from anesthesia, for example,
developed this complication within the first 4 hours after hypothermia, arterial hypertension, hypovolemia, a large

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J Neurosurg Anesthesiol  Volume 23, Number 2, April 2011 Complications After Elective Neurosurgery

tumor resection with mass effect, and a long duration of than 4 hours in a nonlateral surgical position could safely
surgery.2 We found that 15% of our overall study bypass ICU, staying in the PACU for monitoring instead
population still required ventilation in the early phase before being discharged to the neurosurgical ward.
of recovery, which agrees with the results of others.15
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