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Intensive Care Med (2009) 35:397–404

DOI 10.1007/s00134-008-1255-9 REVIEW

Claas T. Buschmann
Michael Tsokos
Frequent and rare complications
of resuscitation attempts

Received: 8 January 2008 Abstract Introduction: Resuscita- injuries are lesions of pleura, peri-
Accepted: 7 August 2008 tion attempts require invasive cardium, myocardium and other
Published online: 20 September 2008 iatrogenic manipulations on the internal organs as well as vessels,
Ó Springer-Verlag 2008 patient. On the one hand, these mea- intubation-related damages of neural
sures are essential for survival, but on and cartilaginous structures in the
the other hand can damage the patient larynx and perforations of abdominal
and thus contain a significant viola- organs such as liver, stomach and
tion risk of both medical and forensic spleen. Conclusion: We differenti-
relevance for the patient and the ate between frequent and rare
physician. We differentiate between complications. The risk of iatrogenic
frequent and rare resuscitation-related CPR-related trauma is even present
injuries. Factors of influence are with adequate execution of CPR
duration and intensity of the resusci- measures and should not question the
tation attempts, sex and age of the employment of proven medical
C. T. Buschmann ())  M. Tsokos patient as well as an anticoagulant techniques.
University Medical Centre Charité, medication. Materials and methods:
University of Berlin, Institute of Legal Review of current literature and Keywords Resuscitation-related
Medicine and Forensic Sciences, Turmstr. report on autopsy cases from our injuries  Frequencies  Medical
21, Building L, 10559 Berlin, Germany relevance  Forensic relevance
e-mail: claas.buschmann@charite.de institute (approximately 1,000 autop-
Tel.: ?49-30-901728147 sies per year). Results: Frequent
Fax: ?49-30-901728154 findings are lesions of tracheal struc-
URL: http://remed.charite.de/ tures and bony chest fractures. Rare

Introduction In the following, we report on cases from literature as


well as on autopsy cases from our institute (approximately
Resuscitation measures such as external cardiac mas- 1,000 autopsies per year are performed here) in which
sage [cardiopulmonary resuscitation, (CPR)], external resuscitation-related trauma caused by iatrogenic manip-
defibrillation, endotracheal intubation and cannulation ulations became obvious during autopsy.
of peripheral and central vessels for the application of
drugs have been performed for a long time in patients
with cardiopulmonary arrest and uncertain death signs
until either a sufficient spontaneous circulation is Frequent complications
achieved or the definitive death of the patient is stated Neck
[16]. These necessary, potentially life-saving emergency
measures contain a significant violation risk of both Besides the chest wall, airways are often affected by
medical and forensic relevance for the patient and the iatrogenic resuscitation trauma—reclination of the head
physician. for manual artificial respiration as well as endotracheal
398

Fig. 1 Substantial hematoma in the neck musculature and soft


parts (arrows), caused by repeated intubation attempts and
hyperextension of the head. Resuscitation of a patient undergoing Fig. 3 Rib fracture (square) after external CPR
phenprocoumon therapy

intubation can be considered as external blunt injuries. Chest


Frequent consequences of resuscitation attempts (9.2%)
are retropharyngeal bleedings. Apart from tooth damage, In connection with resuscitation measures, the most fre-
(tracheal) mucosa lesions caused by multiple intubation quent bony injuries which can be observed are rib and
attempts are frequently observed resuscitation-related sternal fractures caused by external CPR with 13–97% of
injuries (18%) [10, 19]. In an autopsy case from our cases, depending on literature (Figs. 2, 3) [5, 9]. Rib
institute, a massive hematoma in larynx and pharynx fractures are more often situated on the left side (second–
was caused by unsuccessful, repeated intubation efforts seventh rib) than on the right side (second–sixth rib) of
and hyperextension of the head when artificially respi- the chest wall in the medial clavicle line and are wide-
rating a patient who was anticoagulated with spread in older patients, as for chest compression
Phenprocoumon. The inner neck hematoma after futile increased energy expenditure is necessary because of
resuscitation caused petechial bleedings in the conjunc- increased chest wall rigidity [5]. In addition, with higher
tivas and a vena cava superior syndrome, which at first age the risk of underlying osteopenia is increased,
appeared to be death by strangling (Fig. 1). During especially in females [37]. These injuries must be dis-
autopsy, cause of death was found to be an acute tinguished forensically from other causes of chest wall
myocardial infarction. trauma, for example attack or accident [33]. Remarkable
in this context is the fact that conventional X-ray exam-
inations have limitations when it comes to diagnosing
bony thorax injuries; these injuries are often only con-
firmed by autopsy [18].
Resuscitation-related injuries of the thorax wall are
rarely observed in children; on the one hand, the infantile
chest is of higher elasticity than in older people, on the
other hand resuscitation measures are altogether rarer
during infancy. If infantile bony injuries are present, they
must be differentiated from trauma caused by repetitive
child abuse and/or battering [25]. It appears complicating
that in rare cases, well-known abuse-related injuries like
retinal bleedings or rib fractures may be provoked by
resuscitation attempts in infants [3, 24]. As well as in
adults, increasing duration of resuscitation measures rai-
ses the probability to provoke serious injuries of the bony
chest in children [28].
After external cardiac defibrillation, energy passing
through the chest wall may cause temporary skin eryth-
emas in case that the defibrillation electrodes have direct
contact with the skin, not being separated from the skin
surface by a protecting but current-conducting gel layer
Fig. 2 Sternal fracture (square) after external CPR (80% of cases); this erythema usually heals after
399

successful resuscitation [1] without forensic relevance. myocardium, pericardium, pleura, diaphragm or pneumo-
Bony chest injuries can be connected with further and/or hematothoraces, success of resuscitation measures
superficial skin lesions caused by external CPR in the is affected negatively [32]. Bode and Joachim [4] describe
sternal area. Dermabrasiones are very often found after cases of aortic ruptures from CPR, particularly located in
resuscitation measures and are usually without forensic the Pars descendens, and give the incidence of 1%.
relevance, but may hint to underlying bone lesions of the According to literature findings, these complications are
chest wall. We observed sternal dermabrasio combined rare and arise more frequently if external CPR is per-
with solid iatrogenic serial rib fractures as well as sternal formed with active compression–decompression devices
fractures in the case of a fatal aortic dissection with like the Cardio PumpÒ [26]. Aspiration of stomach con-
following pericardial tamponade; with pericardial tam- tents may be evoked if external CPR is performed with
ponade, the rescue team was unable to generate sufficient substantial energy expenditure [17].
blood circulation. Thus, external CPR was performed
with increased energy expenditure, which caused, apart
from skin lesions, pronounced bony chest injuries. Abdomen

Naturally, visceral structures are less affected from


Abridged resuscitation-related trauma than thoracic structures as
mechanical resuscitation attempts focus primarily on heart
Frequent findings after unsuccessful CPR in the upper and chest—however, upper belly organs such as liver,
airways are above all lesions of tracheal structures caused stomach and spleen might be injured due to the topo-
by protracted intubation attempts. In the thoracal region, graphic conditions [12, 20, 23]. Injuries of visceral
rib and sternal fractures are often caused by external CPR, structures are mainly based on fractured ribs and/or the
while perforations of abdominal organs can be due to sternal bone—with external CPR exerted forces being
gastric air insufflations after tracheal false intubation. transferred through the unstable thorax to the visceral
organs, which may lead to ruptures and perforations. Due
to the anatomical situation, the left liver lobe is mainly
affected; Meron and colleagues report in an autopsy series
on liver lesions in 0.6% of all cases, while spleen or gastric
Rare and very rare complications
affections were even rarer. An inadequately performed
Neck CPR is regarded as a main factor for resuscitation-related
visceral injuries [20, 35]. Krischer et al. [15] reported on
Rare injuries within the neck area after resuscitation injuries of the liver in 2.1% of cases (Figs. 4, 5). Spleen or
attempts are lesions of the recurrent nerves, the sinus pir- gastric ruptures are still rarer. In case of stomach lesions,
iformis, the vocal cords and the arytenoids’ cartilages, the incidence is indicated with 1% [6]; however, not only
which result from mechanical manipulations connected
with endotracheal intubation [5]. Lacerations of the intima
of the carotids have been observed as a result of mechanical
tractive forces during hyperextension of the head [29].
Life-saving emergency measures like tracheotomy or
coniotomy may cause further complications [2]. Depend-
ing on the size of the incision, mucous membrane lesions
and expanded bleedings with aspiration and transfer of
blood to the respiratory system have been described. Since
performance of tracheotomy and coniotomy—due to the
described complications—has decreased in today’s pre-
clinical routine, the smaller portion of the autopsy-con-
firmed resuscitation-related injuries of the cervical region
is accompanied by stricter indication position.

Chest

Cases of rhabdomyolysis and myoglobinuric renal failure


after external defibrillation and cardioversion have
been reported but seem to be quite rare events [22]. If
fractured ribs cause a pericardial tamponade, injuries of Fig. 4 Hepatic rupture (square) after CPR
400

Fig. 5 Subcapsular hematoma of the liver (square) after CPR


Fig. 7 Gastric rupture (square) after false intubation

recognize and immediately remediable by replacing the


ventilation tube into the trachea. We suppose that false
intubation may occur frequently, but is corrected during
resuscitation measures. Thus, evidence of false intubation
in forensic routine is seldom found.
Visceral traumas after resuscitation attempts are rare,
but serious and under ongoing resuscitation, they cannot
be treated, contrary to inadvertent intubations of the tra-
chea. Free fluid in the abdominal cavity, particularly with
two-stage bleeding, may appear with latency intervals.
Becoming symptomatic with hemodynamic instability,
abdominal bleedings require immediate surgery if resus-
citation measures are successful. Altogether, clinical
proceedings are complicated by visceral bleedings [40].
Discovering abdominal bleedings due to resuscitation
measures is difficult as circulation depressions are usual
Fig. 6 Air-filled stomach after false intubation
findings in patients under resuscitation [20]. Furthermore,
emergency physicians may perform a thrombolytic
mechanical conditions, but also artificial respiration with treatment since acute myocardial infarction is an assumed
high-pressure ratios are made responsible here. frequent cause of cardiac arrest. Thrombolytic treatment
Incorrect intubation of the trachea—the endotracheal increases the risk of bleeding complications to up to
tube is placed in the esophagus—may lead to gastric 10%—especially if patients are already anticoagulated. It
overstretching due to continuous air insufflation into the seems that the duration of resuscitation measures has no
stomach (Fig. 6), in the worst case followed by gastric influence on the occurrence of visceral bleedings [13].
rupture, hemato- and pneumoperitoneum (Fig. 7) if Figure 8 shows a human bony skeleton annotated with
undiscovered [6, 7, 14, 21, 30]. Gastric rupture during percentages of injury frequencies.
CPR is a relatively rare event. Fewer than 30 cases have
been reported in the English-language literature during
the past two decades [34]. With ongoing CPR, the risk of Further injuries
provoking a gastric perforation or rupture increases as the
stomach then will be compressed at the same time from A further rare, but dangerous complication is iatrogeni-
the inside by air and from the outside by external CPR. cally provoked air embolism after cannulation of the
Altogether, false intubations are easier to detect than external jugular vein. This vessel is frequently cannulated
visceral perforations by fractured bones with following in resuscitation attempts, as it is located at the exterior of
bleeding into the abdominal cavity, since false intubations the neck and thus easily accessible for the physician who
quickly present clinical indications such as cyanosis and usually works at the head of the patient. With sufficient
curvature of the abdomen. These situations are easy to external CPR, (physiologic) negative pressure can be
401

Fig. 8 Human bony skeleton,


annotated with percentages of
injury frequencies

produced in this vessel and ambient air may be sucked Table 1 Resuscitation-related injuries, percentage of occurrence
into the venous system of the head. Also, pulmonary with reference to the literature
barotrauma caused by intubation and artificial respiration
Injury pattern Percentage of Reference
may provoke cerebral air embolism [31, 39]. occurrence no.

Resuscitation-related injuries 21.0–65.0 [8]


Abridged Frequent complications
(Temporary) skin erythema 80.0 [1]
Besides conio- or tracheotomy-induced complications, Rib fractures in adults 13.0–97.0 [5, 9]
Sternal fractures 1.0–43.0 [5, 9]
rare post-resuscitation neck injuries are intubation-related Tracheal lesions 18.0 [10]
damages of neural and cartilaginous structures in the lar- Retropharyngeal bleedings 9.2 [19]
ynx. Rare chest injuries are lesions of pleura, pericardium, (Very) rare complications
myocardium and other internal organs as well as vessels, Liver injuries 0.6–2.1 [15, 20]
Rib fractures in children 0.0–2.0 [9]
caused by fractured ribs, while within the abdomen pri- Aortic ruptures 1.0 [4]
marily liver, stomach and spleen are affected by Stomach lesions (excl gastric rupture) 1.0 [6]
inadequately performed CPR and incorrect pressure ratios. Gastric rupture \1.0 [27]
Table 1 gives an overview on the different injury Post-defibrillation rhabdomyolysis \1.0 [22]
Spleen lesions \1.0 [15]
patterns and their frequency of occurrence according to Air embolism \1.0 [31, 38]
the literature.

Discussion external defibrillation, endotracheal intubation and can-


nulation of peripheral and central vessels for the
Medical aspects application of drugs. These measures are essential for
successful resuscitation, but may damage the patient’s
Resuscitation attempts require invasive iatrogenic health. The total incidence of resuscitation-related injuries
manipulations on the patient such as external CPR, is indicated altogether with 21–65% [8].
402

The successful execution of CPR requires the Table 2 Possible post-resuscitation injury complications
knowledge of topographic and anatomical conditions, the
applied techniques and their specific risks. Thus, among Injury Pattern Possible post-resuscitation
injury complications
emergency medical professionals the question is raised
whether the avoidance of serial rib fractures is to be (Temporary) skin erythema None
settled higher than the acceptance of a smaller mechan- Defibrillation Rhabdomyolysis
ical effect on the heart by performing CPR with smaller Rib-/sternal fractures Hemato- and pneumothorax,
traumatic lesions of heart, lungs
energy expenditure. and upper belly organs
The guidelines to CPR of the European Resuscitation Tracheal lesions Pneumomediastinum, hypoxemia
Council of 2005 recommend a compression depth of 4– Retropharyngeal bleedings Vena cava superior syndrome
5 cm with a compression frequency of 100/min to ensure Liver and spleen injuries, Hemorrhagic shock, exsanguination
aortic ruptures
an effective arterial blood flow. Moreover, the value of a Stomach lesions Pneumoperitoneum
sufficient thorax compression is emphasized in relation to Air embolism Apoplectic insult
breath donation, since 80% of cardiopulmonary arrests
are based cardiacally and arterial oxygen content is still
sufficiently high in the first minutes after cardiopulmo- consequences for the physician after obviously wrong
nary arrest [11]. This can be interpreted in such a manner treatment of the patient, for example false intubations of the
that—in particular with a rigid thorax—a sufficient effect trachea, are conceivable, of course. However, it is negligent
of CPR is only enabled if rib or sternal fractures are taken to miss necessary CPR measures to prevent oneself from
in purchase. Altogether, complication rates are lower and prosecution. Forensic relevance also exists in omitting CPR
outcome is higher if CPR measures are executed attempts without safe death signs being present. From the
according to guidelines. This mainly applies if thorax medicolegal point of view, complications and accidental
compression—even in the first minutes after cardiac iatrogenic injuries will never be completely avoidable but
arrest—is not interrupted [36, 38]. their possibility has to be taken into consideration
We remark that rib and sternal fractures often occur throughout further medical treatment. Beside physicians,
after successful CPR (Lederer and colleagues [18] give a medical assistance personnel such as nurses and paramed-
frequency of 94.7%), but rarely affect the patient’s out- ics are concerned. For forensic pathologists, forensic
come after resuscitation negatively. On the other hand, relevance lies in the secure, autopsy-confirmed differenti-
sternal or rib fractures can cause pneumo- and/or hemat- ation between CPR-related and other injury causes.
othoraces and/or lung injuries, so that secondarily
respiration disturbances in the post-resuscitation phase
may occur frequently, containing the long-term risk of Consequences for hospitals and practice
lethal complications such as the ‘‘Adult Respiratory Dis-
tress Syndrome’’ (ARDS) [4]. Thus, iatrogenically induced Resuscitation-related injuries cannot be avoided and will
traumata are not only of high significance pre-clinically appear inevitably with increasing duration of resuscitation
while performing CPR, but also injuries can become evi- attempts, particularly if some factors are added; factors of
dent in the hospital after successful stabilization, e.g., influence are duration and intensity of the resuscitation
splenic two-stage bleeding or covered organ perforations. measures, sex and age of the patient as well as an anti-
It is more important to further consider the means and coagulant medication. Furthermore, these injuries are
circumstances and to seize measures which on the one often not conspicuous immediately, but manifest them-
hand minimize the risk of immediate complications and selves rather by missing success of CPR measures. Thus, a
on the other hand save the patient from damage in the diagnostic consideration of the physicians must be to look
further process. The placement of a gastric tube may be for iatrogenic injuries if the condition of a patient under
performed, e.g., for pressure relief and aspiration pro- CPR cannot be stabilized and no causes are recognizable
phylaxis; an iatrogenically induced complication can be which let the success of CPR measures appear improbable
the aspiration of stomach contents [17] or gastric rupture (e.g., traumatic genesis with hemorrhagic shock after blunt
after artificial respiration with high pressure ratios, usu- trauma [5]) and/or these factors can be treated causally.
ally located in the small curvature [4, 27].

Forensic aspects Conclusions


From our own practice, we do not know of any case in In connection with CPR, we differentiate between fre-
which solely an iatrogenic induced CPR injury would have quent and rare complications. The spectrum of possible
entailed legal consequences. Scenarios—also in connec- complications following resuscitation measures is given
tion with CPR measures—which involve legal in Table 2. The risk of iatrogenic CPR-related trauma is
403

even present with adequate execution of CPR measures to avoid these traumas if possible and to be able to dis-
and should not question the employment of proven tinguish them from injuries of other origin.
medical techniques.
Forensic scientists as well as clinical practitioners Acknowledgments This work was supported by the State Institute
should know about the relevance and frequency of the of Legal and Social Medicine, Berlin/Germany (Director: Prof. M.
Tsokos, MD).
occurrence of iatrogenically induced resuscitation injuries

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