Professional Documents
Culture Documents
C H A P T E R
1
Anthropology and the Study
of Religion
CHAPTER OUTLINE
Introduction: The Anthropological Study of Religion
Western Perspectives on Religion
The Development of Anthropological Approaches to Religion
The Four-Field Approach of Anthropology
Conclusions: The Biocultural Approach to the Study of Religion
C HAPTER O BJECTIVES
• Describe the development of several Western approaches to studying religion, and show how these ultimately led to the
anthropological perspective.
• Introduce the four-field approach of contemporary American anthropology, and demonstrate how each of these fields
can contribute to an understanding of religiosity.
• Introduce several core evolutionary principles, and consider how these can help us to comprehend the emergence of religiosity.
• Describe the biocultural approach to the study of religiosity, and demonstrate how using both humanistic and scientific
approaches can enable us to more accurately assess the manifestations of religiosity and the role these manifestations
play in human life.
A YOUNG MAN TROUBLED BY DISTURBING DREAMS is led a large circle of empty space around him. The monk
out of the village by an old man, who carries a rattle, a then takes a box of matches and lights one as he con-
drum, and a blanket. They walk for two days and climb tinues his chanting. As the horrified onlookers watch,
to the top of the “spirit” mountain. After spending a he bursts into flames.
night drumming and chanting over the youth, the old
***
man prepares to leave, taking with him all food and
water. As he departs, he tells the youth, “When the spir- The small room is filled with worshippers moving to
its come for you, you will die. When you come back to the music played by the band in the front. Suddenly, a
life, then you may come back and live with us again.” man lifts the lid off a box that has been sitting on the
floor and removes a rattlesnake from within. Others
***
come over and take snakes from the box as well. Some
A monk sits calmly in the street amid the crowds of drink strychnine. Confident that the Holy Ghost will
people and slowly pours a can of gasoline over his keep them safe, the worshippers hold the snakes in the
head, chanting in a low voice. The crowd parts, leaving air and shout “Hallelujah!”
5
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Introduction: The Anthropological a suitable approach for understanding them with the
rigor and the objective attitudes of science. But it should
Study of Religion also consider the perspectives and experiences of the
insider—the believer—and it should do so with respect.
Although we may have difficulty understanding the The one field that offers this comprehensive and
behaviors just described, it is not difficult to see them as yet respectful approach to religion is anthropology.
expressions of religion. While all cultures have religion, Anthropology uses the ideas and methods of the life sci-
the behaviors these religions justify are astonishingly ences, behavioral sciences, and social sciences, thereby
diverse and seem to challenge the notion that there could combining the scientific with the humanistic perspec-
be any elements common to every religion. Religion has tives. Anthropology is scientific because it focuses on
effects on many aspects of our lives, including the per- the recording and analysis of observable phenomena
sonal, the social, the political, the economic, and even and the development of theories to explain these phe-
the artistic and the culinary. Religions can motivate peo- nomena. It is humanistic because it takes seriously the
ple to undertake long fasts and to hold feasts, to engage importance of the things that people experience and
in orgies, and to abstain from ever having sex. Some reli- report, and attempts to understand their cultures through
gions encourage their believers to risk their lives travel- the information they provide about their beliefs and
ing to other countries to preach their religion to nonbe- experiences. This broad approach has enabled anthro-
Chapter 1
lievers. Religions can induce people to lead better lives, pology to enhance our awareness of the diversity of cul-
and they can also inspire their followers to disobey laws, tures and to see more clearly the nature of the features
deny medical care to their own children, and even com- that all humans share, including religion.
mit suicide and murder. Religions influence healing prac-
6 tices, define families, and shape political policies. They
have provided the rationales for war and have given Anthropology and the Biocultural Approach
birth to international peace movements. Some of the The word “anthropology” is derived from two roots:
greatest art and literature in history have been motivated ánthrōpos (the Greek term for “human”) and logos
by religion, and some of the most terrible deeds that (the Greek term for “word,” now used to refer to a
humans have ever done have been justified by religion. field of study). As its very name indicates,
The effects of religion are so extensive that some schol- anthropology is the scholarly discipline that studies
ars regard religion as the very foundation of culture. humans. In a very real sense, anything about humans
How is religion able to exert such a wide range of can be studied from an anthropological perspective.
influences on peoples and cultures? Perhaps the easiest Many anthropologists travel to other countries to learn
and most obvious answer is that religion deals with about such aspects of cultural life as family structures,
essential issues such as right and wrong, life and death. political organizations, economic systems, the settling
But right and wrong mean different things in different of disputes, and—not surprisingly—religions. Others
places, and although we all must die, not all religions carry out excavations to uncover information about
teach their followers to fear or fret about this fact. ancient societies. Some study languages to understand
We will never understand religion if we regard it as how this important human capacity shapes the way we
simply a belief system about spirits or issues of ultimate perceive the world. And some even observe other ani-
meaning, as just a mechanism of social control, or as a mals to determine which features we share with these
means to allay fear. Religions do indeed serve these pur- animals and which are found only in our species. Of
poses, but they also do much more. Religions structure course, each of these topics may also be studied by
our perceptions of the Universe, linking the present to researchers from other disciplines. What sets anthro-
both the past and the future. Religions inform us about pology apart is that it brings together all of these differ-
unseen beings and powers that are responsible for the ent lines of evidence to provide an all-encompassing
phenomena we perceive in the everyday world, and pos- perspective for understanding the human condition.
tulate unseen aspects of our own nature that motivate In practice, most anthropologists focus on just one
our behaviors. To even begin to understand these com- or a few aspects of what it means to be human. But
plex aspects of religion, we need a comprehensive frame- they also integrate other perspectives into their work.
work that views all manifestations of religion as expres- They may make use of cultural, archaeological, lin-
sions of deeper, more fundamental characteristics of the guistic, or biological data, and they also draw upon
species we call Homo sapiens. Such a framework should insights from other disciplines. Because they strive to
provide a broad and integrative context that accounts for take all relevant data into consideration, anthropolo-
all types of religious beliefs and behaviors and provides gists tend to work from an interdisciplinary, holistic,
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and integrative perspective. As we shall see, this broad have extraordinary experiences use to understand their
approach is very useful for considering one of experiences and also tells its members why only some of
humankind’s most unique traits: religiosity, our capac- them have such experiences. Because culture teaches us
ity for religious thought and spiritual experience. what to “naturally” believe in, our capacity for religios-
This tendency to view the world through the the other religious systems in the world, including the
framework of our own culture is called ethnocentrism. Gods of the ancient Europeans and of the people
Ethnocentrism, which is normal for individuals and encountered in the New World, into the category of
for cultures, causes us to prefer our own culture over “paganism.” This ethnocentric attitude has led to a
another. Consequently, ethnocentrism is an important great deal of violence and has long impeded Westerners’
force that promotes group cohesion. But it can also understanding of other peoples and their religions.
cause us to misinterpret what other people think and The standard used to evaluate other religions was
do. Because religions express many of a society’s core Christianity itself. Seen from the Christian perspective,
values, the ways in which people look at other reli- Judaism is the religion of a small group of people cho-
gions are particularly susceptible to ethnocentrism. sen by God, and Christianity is the realization of the
Over the course of Western history, feelings of cultural promise of that religion. Islam is a heretical upstart that
superiority have frequently colored the ways in which emerged in an alien land, the product of a “false
people have looked at and evaluated other societies prophet” known as Muhammad. The “pagans” of the
and their religions. This effect has prevented us from Old and New Worlds were living in “darkness” and
achieving a fuller understanding of why people believe needed to be “shown the light.” To be redeemed, the
and behave the way that they do. adherents of all of these other religious traditions needed
to learn about and adopt Christianity, the one “true”
Chapter 1
that, apart from moral teachings, no other doctrines Comparative Thinking: “Religions
were needed. The deists believed in a God, who was Are Objects for Study”
conceived of as the “First Cause” of the Universe, which
The nineteenth century witnessed an explosion in the
had established the laws of nature that were then being
European awareness of non-Western religions. Both
discovered by scientists such as Nicolaus Copernicus,
sacred and mundane texts of other cultures were trans-
Isaac Newton, and others. But the deists thought that
lated into European languages for the first time. Texts
once God had created the Universe, he no longer inter-
from India attracted considerable attention, for they
vened in its workings, but rather allowed the Universe to
demonstrated that sophisticated beliefs and elaborate
run itself according to the principles he had established.
rituals, as well as a complex priesthood, had been pres-
Deism was a popular belief among many of the
ent in South Asia long before the rise of Christianity.
early patriots and founders of the United States, includ-
Confucian and Buddhist texts also became available,
ing Thomas Jefferson, Benjamin Franklin, and George
providing additional evidence of the complexity of
Washington. Because of his convictions and his aware-
Asian religious thought.
ness of the destructive potential of religious conflict,
In 1872, a curator at the British Museum in
Washington went to great lengths to ensure that the
London named George Smith stunned the world when
U.S. Constitution did not contain a single reference to
he announced that he had discovered an ancient
Christianity or even to God. Perhaps the clearest
Chapter 1
These findings suggested that by comparing sacred texts affected Western society at large, including the notion
and other evidence, one could discern universal aspects that Europeans had a superior culture and a more civ-
of religions and cast light on the functions of religion. ilized way of life. It was only natural that the lenses
One of the first persons to put these ideas into prac- through which outsiders were perceived and compre-
Tylor then applied one of the prevailing ideas of Societies that lacked these traits were by definition
his time—the notion of progress—to religion. The idea something less than civilized.
of progress was based on the recognition that as time As the unilineal evolutionary model was applied
went by, both nature and societies produced increas- to an ever larger number of cultural traits, however, it
ingly complex forms, forms that were generally became apparent that it was fundamentally flawed
regarded as improvements. Tylor used his own religion and that not all societies could be fitted into such a
(he was a Quaker), which teaches that there is just one simple and rigid schema. The ancient Greeks were
deity, as the standard for his comparisons. He knew polytheistic, but practiced monogamy and had writ-
that the people of many past societies (such as the ing. The Moroccans of Tylor’s time believed in one
Egyptians, Greeks, and Romans) had believed in God and had writing, but many practiced polygamy.
numerous deities, each of which was responsible for a From the perspective of our time, it is clear that uni-
particular facet of nature. Different Gods and Goddesses lineal evolutionary thinking was simplistic, and the
were responsible for the weather, plant growth, war- assertion that Western societies represented the pin-
fare, and love. Tylor suggested that the one God of nacle of social evolution was clearly self-serving and
Christianity had supplanted these many Gods when ethnocentric. Furthermore, the societies that Tylor
people came to realize that these were simply different and others used for their comparisons did not accu-
aspects of the one. In Tylor’s eyes, monotheism evolved rately reflect the diversity found in human societies,
Chapter 1
Yet even anthropologists have limits on how far up among the people who, through their words and
they are willing to step outside their own beliefs. Some behavior, teach us their culture. This is why the things
are unwilling to abandon their own religious world- you learned about when you were a child probably
view; others have a skeptical attitude toward all reli- seem so “natural” to you now.
the concepts of a culture and the values associated with Ethnographies are the source of the data used in com-
those concepts. You don’t step off of an airplane and parative or cross-cultural studies to develop more gen-
immediately see that firstborn sons have a responsibil- eral theories of culture and models of culture change, a
ity to continue the family lineage or that elders have no practice known as ethnology. Anthropologists use eth-
fear of dying because they know they will be reborn. nological comparisons to discern the universal features
Since it is so abstract, the ideational component is the of human societies (including features of religions) and
most complex aspect of culture to study. But it is also identify the ecological, social, and other factors related
the most important, for it provides the rationale for to nonuniversal behaviors (e.g., spirit possession).
both the behaviors of a person and the material objects We can understand the value of cross-cultural com-
he or she makes and uses. Religious examples of the parisons by considering the practice of human sacrifice
ideational component of culture include the Buddhist and ritual cannibalism among the ancient Aztecs who
emphasis on compassion, the Christian belief in lived in the Valley of Mexico. During their rituals to
heaven, and the Polynesian concept of tabu. honor and placate their Gods, the Aztecs sacrificed
Although we distinguish these three components thousands of people over the course of a few days. The
of culture, they are actually interwoven—intimately victims were often captured weeks or even months
and necessarily interlinked. Our thoughts direct our before their sacrifice, and Aztec beliefs dictated that the
behaviors and social relations, as well as our interac- captives be well fed and looked after so that they would
Chapter 1
tions with the material world. Think of one common reflect well in the eyes of the Gods. The amount of
article of Christian religious culture: a cross or cruci- resources (food, space, and labor) that this system
fix. At the material level, we can easily discern its two required was enormous. Why did the Aztecs bother?
perpendicular arms, one vertical and the other hori- The Aztecs themselves believed that their Gods
16 zontal. But the behaviors that are associated with the demanded these sacrifices. While this reason may have
crucifix might cause a person who is not a Christian to been all that an Aztec required, anthropologists con-
furrow his brow in bewilderment. Why do some peo- sider other explanations as well. Why did the Aztecs
ple bow before it while others do not? Why do movies conduct human sacrifice while many other groups did
depict actors using crucifixes to ward off vampires, not? Did they need to eat human flesh because their
but not werewolves? And why, if crucifixes are such normal diet was lacking in protein? Or was the prac-
objects of veneration, do people use them for trivial tice a response to other ecological factors?
purposes such as decorating their cars, making them
into jewelry, and even putting them on their clothing? The Emic and Etic Distinction. These different possible
These behaviors, of course, are linked to ideas and explanations for Aztec sacrifice demonstrate that there
emotions about the crucifix, which at the ideational are two main perspectives for considering such practices.
level is a symbol for many things: the sacrifice of Jesus The first is the emic, or insider’s, point of view—the
Christ, the membership in a community of believers, explanations that the people themselves provide for their
and, in a broader sense, the power of the Christian behaviors. The emic (Aztec) explanation for human sac-
deity. Yet we must remember that the ideas and emo- rifice and ritual cannibalism was that their Gods
tions are not present in the crucifix itself, but are pro- demanded it. The second is the etic, or outsider’s, point
jected onto it by the people who look at it. A Taoist, of view, which is derived from cross-cultural research.
Jain, or Sikh will look at the same cross and see some- Here, scientific methods are used to investigate whether
thing very different from a Christian. social, environmental, and other factors might have led
to the practice of cannibalism in Aztec and other soci-
Methods of Cultural Anthropology: Ethnography and eties. (We will consider these factors in Chapter 10).
Ethnology. One basic aim of anthropology is to under- By comparing similar practices in different soci-
stand how the people in one culture see the world and eties, we can discern the underlying causes of cultural
to translate this into terms that people from other cul- phenomena and determine the dynamics and principles
tures can understand. By learning the local language, of culture that are valid in most—if not all—societies.
conducting long-term fieldwork, and engaging in par- By combining both the humanistic (emic) and scientific
ticipant observation, anthropologists are able to develop (etic) perspectives, anthropologists are able to develop
a report or description of a society (or of some aspect a more comprehensive understanding of human behav-
thereof). Such a description is known as an ethnography ior. In this book, we will use both of these approaches
(from the Greek ethnos, meaning “culture” or “people,” as we explore religiosity and attempt to understand the
and graph(os), meaning “something drawn or written”). roles it likely played in the human past.
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Universal Expressions of Religiosity. One method able to serve as “role models” that teach the members
anthropologists use in their search for features com- of a society about appropriate and inappropriate atti-
mon to all religions is to compare the variety of behav- tudes and behaviors.
iors and beliefs found in the religious practices of a ran-
these spirits, and the rituals and magical techniques materials from which they were made, the techniques
they utilize to interact with the spirits. used to make them, the locations where they were
Social universals of religion are found only in certain found, and the symbols they display), we can learn
kinds of societies. Social universals of religion emerge about the ways in which these objects were used and
under specific social circumstances and, consequently, the beliefs and values of the people who made them.
differ from one society to the next. For example, priests Differences in the spacing of bodies in a cemetery as
are only found in politically integrated agricultural soci- well as the objects left with the bodies can provide
eties with a government hierarchy. The idea of spirit insights into the presence of social hierarchies. The fact
possession, the notion that a religious practitioner can be that the largest and most lasting structures that were
taken over and controlled by a spirit entity, appears to be built in the first cities were temples strongly supports
a worldwide phenomenon, but it too is found only in the idea that religious belief systems and priestly lead-
societies with complex political hierarchies. ers played important roles in the development of the
Hunter–gatherer societies are associated with differ- first large-scale societies. Although we will never be
ent social universals of religion. It is in these societies that able to completely reconstruct the past, archaeologists
shamanism is found. In contrast, shamans are not found are able to provide important insights into how ancient
in the religious traditions of complex societies, where humans lived and worshipped. One important tech-
their functions have either disappeared or been taken nique is to compare archaeological artifacts from the
Chapter 1
over by more specialized religious practitioners, includ- past to analogous materials from present-day cultures.
ing witches, shamanic healers, sorcerers, and priests.
Ethnographic and Ethnological Analogy. Archaeologists
generally study the significance of artifacts by analogy,
18 Archaeology drawing upon information about historical and existing
Archaeology is the field of anthropology that brings a cultures to gain insights into the meaning of ancient
temporal or “deep-time” perspective to anthropology. objects and behaviors. Another method archaeologists
Archaeologists study ancient artifacts and other rele- use is ethnographic analogy, the practice of comparing
vant materials (such as animal and plant remains) to the society they are excavating with ethnographic
reconstruct past societies and to understand the descriptions of recent or contemporary cultures that
processes of social and culture change. Although the share similar features. Because cultures resemble one
idea of searching for ancient artifacts may conjure up another in so many ways, archaeologists can recon-
images of Indiana Jones or Lara Croft, the destructive struct the broad outlines of long-dead cultures known
activities of these fictional characters are very different only through their material remains (artifacts) by com-
from the work of real archaeologists, for whom paring these artifacts with objects from other cultures
unglamorous fragments of pottery or the outlines left whose details are well known from anthropological
behind by long-vanished structures may answer more fieldwork. This process of comparing archaeological
questions than a crystal skull or golden statue. and ethnographic data is one of the most important
Archaeologists interpret artifacts using the insights tools that archaeologists now use to describe past cul-
and findings of the other fields of anthropology, as tures and has provided us with important insights into
well as molecular biology, evolutionary psychology, many ancient cultures.
geology, physics, botany, and zoology. By studying fos- For example, evidence from Southwest Asia indi-
silized pollen and animal bones, for example, we can cates that humans have been intentionally burying their
learn a great deal about the climate of a particular dead for at least 100,000 years, sometimes with tools
region in ancient times. By investigating the sediment and other objects. But the material and behavioral evi-
layers found at a site, we can determine whether a dence of these past cultural practices do not tell us much
society disappeared because of water shortages or as a about the motivations of these long-dead people. What
result of a catastrophe, such as a volcanic eruption. do these burials indicate? The method of ethnographic
Because it takes the study of human culture into analogy can suggest an answer. In contemporary cultures
the past, archaeology provides us with one of our most around the world, burials are associated with beliefs in
important windows on early religiosity. Under the an afterlife. While we may never know the actual rea-
proper conditions, the material objects found at an sons why our ancestors began burying their dead, it is
archaeological site can provide important insights into reasonable to assume that the people of those times had
the behavioral and ideational aspects of a culture. By begun to think and feel in ways similar to modern
analyzing the different features of artifacts (such as the humans and had a belief in an afterlife and souls.
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Linguistic Anthropology
Linguistic anthropology—also known as anthropologi-
cal linguistics—is the study of the role that language
plays in human life. Language is the most important tool
that humans use to express meaning and transmit cul-
tural ideas, including ideas about religion. It is through
language that we are able to communicate what we are
thinking and feeling when we see an object like a cruci-
fix, bow down before an image of God, or experience a
sense of contact with a spirit. Language is so central to
human life that many anthropologists and other scien-
tists regard it as the single most important criterion for 19
distinguishing humans from all other animals. Linguistic
anthropologists record the languages of different soci-
eties and consider how these describe, shape, and even
create different cultural worlds. They compare languages
to investigate the extent to which language families and
cultures have changed over time. They also investigate
the reasons why humans have language and the role that
The body of il Giovane Principe (“the little prince”) was found languages play in shaping the natural and supernatural
at Arene Candide (Italy). The 20,000-year-old skeleton, which realities we experience. Of course, other animals also
showed signs of disease, had been sprinkled with ochre and communicate. What makes human language different is
buried with a necklace made of mammoth ivory and a bracelet the ways it enables us to communicate and the things we
made of shells. The left hand held a flint blade.
are able to communicate about. Much of what is con-
ceptualized as religion would not be possible without the
Of course, such inferences can be wrong. A more
symbolic capacities that underlie language.
reliable method of understanding the past by comparing
it with the present can be achieved through ethnological Unique Features of Human Language. Animals and even
analogy, which compares the patterns found in a sample plants communicate in a variety of ways. Many forms
of similar societies. The general insights about certain of communication use chemicals. Animals mark their
types of societies (such as hunter–gatherers or foragers) territories with urine and musk, and plants produce
that have been derived through systematic cross-cul- scents that attract insects and other animals in order to
tural research can reveal universal patterns of human promote pollination and seed dispersal. A great deal of
social behavior and enable us to make much more animal communication also occurs through ritualized
secure inferences about the past. For instance, studies of behaviors, such as the courtship display of a male pea-
recent and contemporary hunter–gatherer societies cock when he fans open his tail feathers and the dance
around the world allow us to safely infer that men have of a bee that tells the other members of a hive where
been the primary hunters in all hunter–gatherer societies and how far away a field of flowers is. Then there are
that ever existed. These cross-cultural studies have pro- the various grunts, howls, squeaks, and other sounds
vided important ethnological insights not only about animals make to let others know about their position
people’s subsistence method, lifestyle, and political or the presence of predators. These communication
organization, but also about their religious activities systems used by nonhuman animals are closed systems
and beliefs (known as shamanism). This information of language. This means that the sounds a particular
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I n his book The Symbolic Species, Terrence Deacon (1997) describes how the evolution of our symbolic capacity may
have led our ancestors to develop an understanding of a spirit world. Social animals learn about the world around
them in part because they are able to derive information from others. This enables them to develop a “theory of mind”
that they can then use to understand the perceptions of others, thereby facilitating social communication and organi-
zation. This theory of mind involves interpreting the likely thoughts, feelings, and behaviors of other members of the
group. Deacon argues that the development of symbols greatly expanded this ability to understand the minds and
intentions of others and made it possible for our ancestors to develop ever more complex ideas about what was going
on in the minds of others—including unseen others of the spirit world.
As our ancestors’ symbolic abilities grew, they began to apply them to a wider range of perceptions. Now they not
only attempted to understand the meanings and intentions that were being expressed in the behaviors of the other
members of their species, but also began to do the same with the patterns and phenomena they perceived in the natu-
ral world. Eventually, their evolving predispositions to seek patterns and look for explanations led them to attribute
meaning to the minds of unseen actors. The patterns of the natural world became cryptic messages, symbols communi-
cated to us by imperceptible agents. According to Deacon, humans have an irrepressible need to assign meaning to the
Chapter 1
species makes always mean essentially the same thing. never be able to directly perceive (see Box 1.1: Symbolism
In contrast, human languages are open systems of lan- and Spirituality).
guage in which a finite number of sounds can be com-
bined into an infinite number of utterances, making it Language and Experience: The Sapir—Whorf
possible to create new words and communicate a vir- Hypothesis. Our ability to use language to speak of
tually limitless range of ideas. This is the basis for our things that are not occurring in the here and now
symbolic capacity, which allows us to associate mean- brings up several important questions about the rela-
ings arbitrarily with behaviors or objects. tionship between language and reality. To what extent
This symbolic capacity gives rise to another unique does language mirror reality? Could certain things
aspect of human language, displacement—the ability to exist without language? Can language actually create
speak of things that are not happening right now in our reality? These questions were given expression by two
presence. Displacement enables humans to talk about American linguists, Edward Sapir (1884–1939) and
things that happened in the past, speak of hopes or plans Benjamin Whorf (1897–1934), in what has become
about the future, and even communicate about things known as the Sapir–Whorf hypothesis.
that never happened at all. Displacement is key to many The hypothesis has two forms. The “weak” form,
aspects of religiosity. It is what enables us to talk about linguistic relativism, suggests that language shapes the
our future rebirth or reward in heaven and exchange way we think about reality. Because different languages
information about unseen forces and places that we will structure the world in different ways, a speaker of one
M01_WINK3033_01_SE_C01.QXD 9/16/08 3:26 PM Page 21
T he Sapir–Whorf hypothesis raises important questions about translations of an original text or idea. Whether a
21
language will learn to perceive things differently than mana, and it makes it possible for us to discuss the
the speaker of another language. The “hard” form of the wrath of God and the powers of ancestors. Here again,
hypothesis, linguistic determinism, suggests that language we can see why it is so important for an anthropologist
actually creates the way we think about reality. to learn the local language when conducting fieldwork.
We find support for the idea of linguistic relativism It is only when an anthropologist is able to speak of
in the distinctions provided by the vocabularies of dif- such concepts, forces, and beings in the same terms as
ferent languages. For example, the ancient Greeks had the people she is studying that she can begin to under-
three different words (eros, philia, and agape) to express stand the world in the same way as those people (see
the concept known to English speakers as “love,” sug- Box 1.2: Translating the Ideas of Religion).
gesting that they distinguished among three different
emotions. The Hindu and Buddhist traditions have a Historical Linguistics. Historical linguistics is a subfield
large vocabulary of terms (e.g., samadhi, zazen) to of anthropological linguistics that studies the origins of
describe their meditation experiences, indicating that words and the ways in which languages change over
they are able to discern—and thus experience—states of time. It provides a tool for studying the concepts of reli-
consciousness that were unknown in the West until giosity in the past and examining changes in religious
Westerners learned about both the meditation practices behaviors and beliefs over time. Historical linguists find
and the experiences that they produce. the roots of ancient thought by comparing cognates,
The idea of linguistic determinism suggests that words that have similar sounds and meanings in differ-
such places as Hades, purgatory, or Valhalla may only ent languages. By reconstructing the concepts present in
exist because there are words for them. Since many of common ancestral languages, the science of etymology
the concepts that religions talk about are not open to (a subfield of historical linguistics that examines the der-
any type of objective evaluation, it is language that cre- ivations of words) can shed light on ancient religions in
ates these realities. People’s firm beliefs in heaven, hell, the origins of specific words. For example, the English
Gods, and other religious concepts illustrate the power word “religion” is derived from the Latin term religiō,
of religion to create reality in people’s minds and in which referred to a “bond between man and the gods”
their behaviors. Myths, the explanations of the world (AHD, p. 1099). The Latin religiō has its origins in
provided by religion, would be unthinkable without words meaning “to bind” and is reflected in the Indo-
language. Language enables us to both develop and European root leig- (“to bind”). Today, we still under-
grasp such concepts as “redemption” and nirvana, it stand religion as something that binds people to a God
provides names for such unseen forces as “grace” and or Gods and to one another. Many languages in the
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Indo-European language family lack cognates for the human evolution provides us with a “deep time” per-
word “religion.” This indicates that the concept was not spective for exploring why religiosity first appeared and
present in the original Indo-European languages and how it became established in every culture in the world.
suggests that it was developed after these agricultural The evidence contained in the fossil record, and compar-
people had begun to spread across Europe. ative studies of the behaviors and other abilities of differ-
The common roots of a different Indo-European ent animals, indicate that religiosity did not appear all at
religious concept can be seen in the many cognates for once at some moment in the past, but developed gradu-
the English word “sacred,” which is derived from the ally over time. (We will consider this development fur-
Indo-European root sak- (“to sanctify”). The similarities ther in Chapters 4 and 5). Second, the study of human
among the English “saint,” Spanish “santo,” French variation makes it possible for us to understand how
“saint,” and Italian “san” reflect their common deriva- and why people differ from one another, both in terms
tion from the Latin term sanctus (“sacred”). Other Indo- of physical traits such as our hair color and in the expres-
European languages have similar terms. Sak- is also the sion of our religious impulses. Why do some people
root for the word “sacrament” (as well as “sacrifice”). readily hear and see spirits, while others never have a
Today, the word “sacrament” is commonly used to refer religious experience? Biological anthropological research
to certain Christian (especially Roman Catholic) rituals. suggests that these differences are not due solely to dif-
In Latin, sacramentum originally referred to the oath ferences in our cultural or personal upbringing, but are
Chapter 1
that Roman soldiers would speak as part of their initia- also the result of differences in our biological makeup.
tion to military service. Here again, we can observe sim-
ilarities in the meanings of the root of this term and the How Humans Differ. Humans differ from one another
way in which it came to be used in different religious tra- in many ways. Many of the ways in which we differ
22 ditions. Although today’s sacraments are very different, are the results of mutations, random changes in a
the idea of initiation and the practice of oath-taking is sequence of DNA known as a gene. Genes code for
still a part of such Christian rituals as baptism, confirma- proteins, so a change in a gene may produce an altered
tion, and marriage. version of the protein for which it codes. If the new
version of the protein provides the individual who pos-
sesses it with an advantage over the other members of
Biological Anthropology its population who do not possess it, then that individ-
The fourth field of anthropology is biological anthro- ual may produce more offspring than the other mem-
pology. Also known as physical anthropology, this is the bers of the population. An individual might possess
branch of anthropology that explicitly focuses on such an advantage because he or she can metabolize
humans as animals. Biological anthropologists investi- some food item more efficiently, can see more effec-
gate an extraordinarily wide variety of phenomena. For tively at night, or can hear voices that others cannot.
example, molecular anthropologists compare samples of It is important to note that mutations do not occur
DNA collected from people around the world to develop just because they are “needed”; they are random
a more comprehensive understanding of the ways in events, and most are actually deleterious to reproduc-
which humans differ from one another as individuals tion and survival. There is no intention or direction to
and the ways in which we are the same. Primatologists evolution. However, once a mutation does arise, it can
observe the behavior of monkeys and apes in the wild be subjected to selective pressures coming from the
and study the cognitive and linguistic abilities of pri- environment, and it can provide the basis for new
mates in laboratory settings. Paleoanthropologists use traits and future adaptations.
fossil remains and the artifacts found with them to Some human characteristics are the product of a
reconstruct the sequence of events that led to the appear- single gene; they are monogenic. Your ABO blood
ance of modern humans. These and other lines of evi- type, for example, is determined solely by the two
dence enable us to distinguish the traits and abilities that copies of the ABO gene that you have inherited from
humans share with other animals from those that are your parent. Such traits do not change over our life-
unique to our species. They also enable us to consider the times, making them very useful for assessing the rela-
sequence in which we acquired our uniquely human abil- tionships between both individuals (paternity tests)
ities, including the human propensity for religiosity and and groups (see Box 1.3: The Mystery of the “Black
the ways this finds expression in spirituality and religion. Jews”). Other traits are the result of the interactions
Biological anthropology offers two important between numerous genes; they are polygenic. Your hair
perspectives for looking at religiosity. First, the study of color is one example. In contrast to monogenic traits,
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A ccording to their oral tradition, the Lemba, a southern African tribe of some 50,000 people, are descended from
polygenic traits are open to influences from the envi- one of the alleles are more likely to score higher on the
ronment. Consequently, your hair color will change self-transcendence scale. This may be due to the differ- 23
throughout your life as a result of environmental fac- ent levels of these neurotransmitters—all of which are
tors such as sunlight, diet, and the changes in the types involved in mood regulation—in their cells. This study,
of hormones you produce as you age. however, explains very little about differences in reli-
giosity, for the gene explains less than 1% of the vari-
Genes and Religiosity. The fact that the major features ance in the self-transcendence scale. Moreover, this
of religiosity are found primarily in Homo sapiens, but gene has been found in people who do not have notable
not in other animals, suggests that humans acquired spiritual experiences and is often absent in people who
some unique mutations since the time our common do. If VMAT2 is indeed a “God gene,” it is not the only
ancestors split with the modern apes. What might one, nor is it a very powerful one.
these mutations be, and is religiosity a monogenic or It has long been known that differences in certain
polygenic trait? Given the complexity of the behaviors proteins affect the abilities of specific cells to pass
and other characteristics involved in religious thought materials into and out of themselves. But it is extremely
and behavior, we can expect that religiosity is the doubtful that the many forms and expressions of reli-
product of both. Thus, the many features of human giosity could be the product of just a single genetic
religiosity arose as a consequence of numerous differ- mutation. It is much more likely that religiosity has
ent evolutionary events, not a single adaptation. arisen as a result of a large number of mutations and
Some of these events may have been relatively sim- that most of the genetic differences in individual
ple changes in monogenic traits. In his book The God predilections to religiosity are due to a number of
Gene, Dean Hamer (2004) rather provocatively sug- genes operating in tandem. Consequently, these traits
gested that a single mutation may be responsible for at are open to the effects of the environment.
least one aspect of religiosity. Hamer found that a gene One intriguing study which suggests that at least
known as VMAT2 (from “vesicular monoamine trans- some aspects of religiosity are the product of polygenic
porter”), which produces a protein that plays a role in traits was carried out by Laura Koenig and Thomas
transporting certain neurotransmitters across neuronal Bouchard (2006), who compared twins raised apart to
membranes, is statistically associated with scores on a determine the possible genetic bases of the psychological
psychological assessment of self-transcendence. There traits of “religiousness,” “authoritarianism,” and “con-
are two versions (or “alleles”) of the gene for VMAT2, servatism,” which tend to occur together. Koenig and
and the protein that each codes for differs in its abili- Bouchard found that these traits changed over the course
ties to transport the neurotransmitters dopamine, nora- of an individual’s lifetime as the person’s social status
drenaline, and serotonin. People who possess a copy of changed (reflecting new environments). Individuals who
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scored high on standard psychological measurements of mutations—random changes that have occurred in our
these traits before starting college showed changed genetic makeup—we should not expect specific traits
scores as their college careers progressed, indicating that to be equally present in all populations. We can also
they were becoming less religious, authoritarian, and expect that different cultures will have different under-
conservative. But when these same individuals were standings of what these traits mean, what they can be
retested years later—after they had become parents— used for, and how to train people to make the most
their scores had reverted to their precollege levels. This effective use of them. The insights of modern biology
study demonstrates that certain measures of psychologi- clearly suggest that religiosity is a product of our biol-
cal rigidity and control—which are related to attitudes ogy and that it will be expressed differently from one
about traditional moral values—can change throughout person and society to the next.
an individual’s lifetime, thereby suggesting that these
traits are the product of both genes and the environment. Key Evolutionary Concepts. The biological process by
It is likely that the tendencies of some people to which populations of organisms change over time is
“hear voices” or to intuit the solutions to problems are known as evolution. Modern evolutionary thinking is
due to both genetic and environmental influences as based on several core concepts.
well. Human intelligence, which varies over time and Natural Selection. The principle process through which
even throughout the day (try taking an exam after a
Chapter 1
them, to learn the kinds of foods to eat. From a tradi- but the ecological niche—the specific aspects of the
tional evolutionary point of view, a trait or behavior can environment that affect the survival and reproduction
be considered an adaptation only if it is genetically of the species. For example, although the high-pitched
encoded in DNA and thus is capable of being passed sounds of bats are important aspects of the ecological
they contain calcium, which itself is white. Thus, the actually completely useless is also a challenge. Indeed,
whiteness of our bones “came along” with the calcium when we examine religious activities and beliefs, it is
that was selected for other reasons. There are several easy to find how they enhance survival and reproduc-
types of evolutionary “side-effects”. tion. (Think of the injunction to “Go forth and multi-
ply.”) However, the question remains as to whether
Exaptations. An exaptation is a trait that was origi- these features of religion that facilitate adaptation
nally selected because it was adaptive for one function were the products of natural selection for religion, or
and subsequently was selected for a new function and whether their religious use is a by-product of other
began to serve a new purpose. For example, paleontol- selection events.
ogists believe that properties of feathers were origi-
nally selected because they kept the early birds that Evaluating Adaptations, Exaptations, and Spandrels. Just
possessed them warm. Once present, however, feathers because a behavior is a religious universal or cultural
could be useful for a different purpose: flight. Here, universal, or involves an adaptation, does not mean
feathers were originally an adaptation that enabled that the behavior is a product of natural selection.
early birds to stay warm. Later, they became an Adaptations may be used for novel behaviors without
exaptation when they were further selected because of having any functional relevance for survival, as is
their ability to enhance the capacity for flight. exemplified in humans’ use of the hands for playing
Chapter 1
Similarly, mammary glands are thought to be an exap- tennis. Human adaptations can be co-opted by other
tation that appeared when some of the sweat glands motivational mechanisms and combined with other
that secreted oil and water (and that enabled early cognitive and physical capacities in order to produce
mammals to control their body temperature) were behaviors that are “universal,” such as soccer, but that
26 subsequently co-opted to produce milk—a different are not products of natural selection (Buss et al. 1998).
type of “sweat” that contains proteins as well as fat. Evolutionary frameworks provide criteria that we
Spandrels. A spandrel is a trait that originally served can use to assess whether something is an adaptation,
no function at all but simply “came along” (was inher- exaptation, spandrel, or functionless by-product.
ited) with a trait that was being selected. Once a span- These concepts differ in the role of selection in con-
drel becomes established, it can subsequently come to tributing to the manifestation of the associated fea-
play a new role in a different environment, where it ture. In the case of adaptations, these traits derived
may or may not be adaptive. Spandrels may serve cer- from new mutations that were selected for and that
tain purposes or be functional for some activities, but became established as universal features of the species.
their presence is not a direct product of selection. For While the term exaptation is often used to imply that
instance, our chins are useful for strapping on helmets, it is not an adaptation (for example, Kirkpatrick
and helmets can definitely enhance our survival, but 2005), exaptations are, in fact, adaptations as well.
our chin did not evolve to enhance our ability to wear These original adaptations, their selected and nonse-
helmets. Many biologists have considered religion to lected features, are the basis for exaptations and span-
have the same status, at best a lucky accidental by- drels. Exaptations are co-opted adaptations that
product of evolution. involved an original selection for an adaptive mecha-
nism which was later involved in a subsequent selec-
Evolutionary By-Products. The term evolutionary by- tion, where it was co-opted for a new function, such as
product is used to refer to a new trait that does not the aerodynamic properties of feathers. Similarly,
directly serve a biological function or enhance an indi- spandrels, features that were by-products associated
vidual’s reproductive fitness but that is a side-effect of with an adaptation, may eventually be co-opted for
a feature or features that were selected for because adaptive functions in a new environment. With co-
they served other purposes. For example, our ability to opted spandrels, properties that were coupled with
fold our hands when we pray is an evolutionary by- selected features were the focus of an additional selec-
product of the grasping abilities of the primate hand. tive pressure that reshaped the potentials of a by-product
During the course of human evolution, many evolu- to serve a new function.
tionary by-products have presumably been selected for To determine whether a trait involves a co-opted
culturally because they were useful for psychological, exaptation or a co-opted spandrel, we need to estab-
cognitive, or other purposes rather than survival and lish evidence that the later co-opted functions are dis-
reproduction. The idea of a by-product is that it serves tinct from the original functionality. However, we
no useful function, but establishing that something is must follow the same logical procedure we used to
M01_WINK3033_01_SE_C01.QXD 9/16/08 3:26 PM Page 27
establish that the original adaptation had an adaptive able to develop a caring relationship with their par-
function, first specifying causal processes recognized ents—a relationship which increased the likelihood that
by evolutionary biology and then determining that an the offspring would survive and reproduce—indirectly
adaptive problem can be solved by the psychological created the possibility for humans to develop caring
gives us a comprehensive tool for addressing both the Questions for Discussion
humanistic and scientific perspectives on religion and
integrating them in a holistic, interdisciplinary synthesis. • What problems can result when people interpret
The biocultural perspective is based on the explicit another person’s religion using the standards pro-
recognition that humans are biological organisms vided by their own?
whose primary means of adapting to the world is cul- • When considering the reasons behind any reli-
ture. Some of the most important—and most fascinat- gious belief or behavior, why is it important to
ing—ways that humans now adapt to the world are consider the insider’s (emic) view as well as the
made possible by the human propensity for religiosity. outsider’s (etic) view?
As a human universal, religiosity is rooted in our biol- • What is the relationship between language and
ogy and given expression by our culture. In ways we religiosity?
are only beginning to understand, religiosity is made
possible by features that are coded into our DNA and • Is religiosity a direct product or a side-effect of
expressed as we develop and build the mental hard- human evolution?
ware that we use to understand the world. As we grow
up, this mental hardware is shaped and programmed
by the cultural software that we acquire from the other
Chapter 1
cultural relativism a methodological strategy that exaptation a feature of a species that is used for
reminds us that we should always strive to study something for which it did not directly evolve
other cultures objectively and not see them through exclusivism a point of view that holds that only one
the lens of our own culture religion (usually one’s own) is true