Professional Documents
Culture Documents
Tratamiento Quirurgico Espasticidad PDF
Tratamiento Quirurgico Espasticidad PDF
1): 35–41
Keywords: Neurosurgery is only considered for severe spasticity following the failure of noninvasive
neurosurgery, spasticity, management (adequate medical and physical therapy). The patients are carefully
dorsal rhizotomy, chronic selected, based on rigorous multidisciplinary clinical assessment. In this we evaluate the
neurostimulation, contribution of the spasticity to the disability and any residual voluntary motor function.
intrathecal baclofen The goals for each patient are: (a) improvement of function and autonomy; (b) control of
pain; and (c) prevention of orthopaedic disorders. To achieve these objectives, the
surgical procedure must be selective and reduce the excessive hypertonia without
suppressing useful muscle tone and limb functions. The surgical procedures are: (1)
Classical neuro-ablative techniques (peripheral neurotomies, dorsal rhizotomies) and
their modern modifications using microsurgery and intra-operative neural stimulation
(dorsal root entry zone: DREZotomy). These techniques are destructive and irreversible,
with the reduced muscle tone reflecting the nerve topography. It is mainly indicated when
patients have localized spasticity without useful mobility. (2) Conservative techniques
based on a neurophysiological control mechanism. These procedures are totally
reversible. The methods involve chronic neurostimulation of the spinal cord or the
cerebellum. There are only a few patients for whom this is indicated. Conversely, chronic
intrathecal administration of baclofen, using an implantable pump, is well established in
the treatment of diffuse spasticity of spinal origin. From reports in the literature, we
critically review the respective indications in terms of function, clinical progression and
the topographic extent of the spasticity.
When we consider the indication for neurosurgery in becoming more selective and concerns only resistant
patients with spasticity, we have to define the goals to spasticity.
be reached for the patients very clearly, i.e. increase The selection for surgery is thus based on rigorous,
comfort, decrease pain, improve function and auto- clinical assessment. The objective of this assessment is
nomy and prevent orthopaedic disorders. These aim to to determine the role of spasticity and to differentiate
decrease severe and harmful spasticity and if possible between disabling and useful spasticity. It is also
restore motor function. We must also explain to the important to differentiate between muscle and joint
patient the actual risk of an iatrogenic effect. Surgery is contracture and to differentiate contracture and retrac-
not without its consequences and the surgical procedure tion from spasticity. In adults, we can do a test under
must be highly selective in order to diminish the brief anaesthesia with curare. An abnormal posture due
excessive hypertonia without suppressing useful muscle to spasticity alone may indicate a surgical procedure,
tone and limb function. but abnormal posture of an osteo-articular origin is an
The first most important step, is to select the ‘good indication for an orthopaedic procedure.
candidate’. This selection is always done using a
multidisciplinary approach and surgery is only indica-
The surgical procedures
ted in cases of very severe spasticity, after all the
noninvasive management procedures have failed. This Historically, neurosurgical procedures (Table 1) started
means after the failure of adequate oral medication, and with neuro-ablative techniques (Foerster, 1913; Lorenz,
physical treatment, including all the latest approaches, 1887). The objective was to decrease the excitatory
and the suppression of aggravating factors, which can inputs and the spinal motor neurone hyperexcitability.
be transient contra-indications, like urinary tract infec- Dorsal rhizotomy is the oldest standard surgical tech-
tion or decubitus ulcerations. So this surgical step is nique for treating spasticity, but it has been modified
and improved by many neurosurgeons, especially by
Gros (Gros et al., 1967). He developed the functional
Correspondence: Professor Y. Lazorthes, Department of Neurosur-
and sectional posterior rhizotomy, but the modern
gery, CHU Rangueil-Larrey, University Paul Sabatier, Toulouse, approach is the dorsal route entry zone-otomy (DREZ-
France (e-mail: Ylazorth@www.cict.fr). otomy). It was Sindou (Sindou et al., 1974) and
ª 2002 EFNS 35
36 Y. Lazorthes et al.
Table 1 Neurosurgery for spasticity: the surgical procedures mimics the effect of a neurotomy and gives us the
THE NEURO-ABLATIVE TECHNIQUES
opportunity to evaluate its potential effects, to deter-
Peripheral neurotomies Lorenz (1887) mine the origin of articular limitation, and to assess
Dorsal rhizotomies Foerster (1913) antagonist muscle strength. It also gives the patient an
(partial, sectional or functional) Gros et al. (1967) appreciation of the final result.
Sindou et al. (1974)
Microsurgical DREZotomy Nashold et al. (1976)
possible to induce neurogenic pain. If, there is no limbs. There are also some indications concerning a
fascicular organization, the section must be done as hyperactive bladder.
distally as possible on the muscular branch.
Technique
Results
DREZotomy must be performed under general anaes-
A group of 180 patients were studied over an average thesia, with initial short lasting nondepolarizing muscle
follow-up period of 3.4 years (Mertens et al., unpub- block. The patient is placed in a ventral position, in
lished data). They report a reduction of spasticity in order to allow access to the lower limb and to perform a
82% of cases, with recurrence in only 8%. In 10% of peri-operative examination. If the surgery concerns the
the patients, a functional improvement resulted in the cervical area, the patient is operated on in the sitting
recovery of some ability to walk. The authors also position. The laminectomy is standard at the lower level
report an improvement in stability stance phase (97%), from Th11 to L2 and at the cervical level from C4 to
increased ankle dorsiflexion (70%), a reduction in pain C7. The first and most important step is to identify
due to spasticity (85%), and a reduction in cutaneous exactly the dorsal radicular spinal junction. The section
lesions (78%). The main complication resulted from too is very delicate, because the lesion must be precisely at
great a resection of the sensory fibres. This caused 45° in the ventromedial direction. The maximum depth
allodynia, in around 7% of the patients. In 5% of of the lesion is 3 mm. At the lumbar level, the lesion is
patients, this was transient, but was permanent in 2% made from L1 to S1 and if there is also hyperactive
of the cases. bladder involvement, proceeds to S3 and S4. At the
cervical level, the lesion is done between C5 and Th1. It
is essential to see the junction between the posterior
The microsurgical DREZotomy
root and dorsal column perfectly. The lesion is made
with a blade, usually marked in millimetres and
Principle
completed by bipolar coagulation.
Modern dorsal rhizotomy is a hyper-selective rhizot- Another technique was proposed by Nashold and
omy. In fact it is not a true dorsal rhizotomy, but Ostdahl (1979) which consisted of creating the lesion
rather a section at the Dorsal Root Entry Zone. At with a microelectrode in the area of the substantia
the periphery, the nerve fibres are mixed and only at gelatinosa.
the entry of the dorsal root on the spinal column, is
there any differentiation between the small nociceptive
Results
fibres, which are more anterior, and the posterior
fibres which are more ventral. This technique of To date, the most significant results are those reported
Dorsal Root Entry Zone-otomy (DREZotomy) con- by Mertens and Sindou (1998). More recently, they
sists of cutting only the ventral portion at the entry have reviewed the outcome of patients treated between
zone, including a large area up to the superficial 1974 and 1999. Over this period, Sindou has performed
layers of the posterior grey matter. The extent of the this rhizotomy in 151 patients for lower limb hyperto-
lesion is concerned not only with the junction nicity. Of these patients, 53% had multiple sclerosis,
between dorsal root and dorsal column (the entry 42% had spinal trauma, 16% had cerebral lesions and
zone), but also the more superficial layer of the dorsal 12% were classed as miscellaneous. In 62% of the
horn, the gelatinosa area. This technique was especi- patients, the spasticity was associated with chronic pain.
ally developed for treating neurogenic pain, in The patients were followed-up for a mean 5.6 years.
particular secondary to a brachial plexus avulsion, He observed decreased hypertonia in 78% of cases
but it now has many indications in treating severe (Ashworth scale, under 2), decreased painful spasm in
spasticity. The principle is to selectively suppress the
myotatic and nociceptive afferent discharges to the
spinal cord and so to decrease mono- and poly-
synaptic reflexes. Table 3 DREZotomy for spasticity: clinical results. n ¼ 151 patients
with lower limb hypertonicity. Follow-up 5.6 years
88% of the cases, and an increase in functional status level of stimulation was dependent on the topography
from 15.6 to 7.6 (DSFTH) resulting in an increase in of the spasticity, but was done at the thoracolumbar
voluntary mobility in 11% of the cases. In the patients or cervical level.
with neurogenic pain, he observed a decrease of pain in The electrode must be placed in the posterior
82% of the cases. epidural space in order to stimulate the dorsal
In patients with unilateral upper limb hypertonicity, columns.
over the same period, the operation was performed in There are many data concerning the treatment of
52 patients. The spasticity was reduced in 76% of the severe spasticity due to spinal cord injury using this
cases. They also observed a functional improvement, technique (Sedan and Lazorthes, 1985; Barolat and
with greater independance in daily life. There were Mykelbust, 1986) reported data from a mean 2 years
some complications which were very serious in some follow-up in these patients. They found a reduction of
instances, constituting an iatrogenic side-effect. They spasticity in 80% of the patients.
observed a decrease in lemniscal sensitivity in 70% of Twenty years ago, we presented our findings in
the cases, which is very high. This decrease in lemniscal multiple sclerosis patients (Lazorthes et al., 1981). At
sensitivity was moderate in 44% of the patients and that time we tested 37% of 111 patients using chronic
marked in 26% of the patients. percutaneous electrode stimulation, due to the limited
This is one of the drawbacks of this type of indication for this type of treatment. The improvement
operation. There is a choice in exactly where the was also very limited, 50% over a mean follow-up of
incision is made. The more ventromedial the direction between 2 and 6 years.
of the lesion, the less aggressive it is, since a greater risk When it was used in spasticity, the best results were
arises if the lesion is too lateral where it may impact on published by Waltz et al. (1981). However, a double
the pyramidal pathway. In this study, they observed blind study reported by Gottlieb et al. (1985), conclu-
only a 9% decrease of voluntary mobility, resulting ded that there was no significant effect. So, over the last
from the extent of the lesion in this direction. They also decade, we have moved to consider spinal cord stimu-
observed 8% sepsis and 1.9% (two cases) death. lation as an alternative only if other conservative and
In 38 patients with a hyperactive bladder, with a surgical treatments do not work, especially after failure
similar aetiology, the same authors observed an of intrathecal baclofen administration.
increase of compliance in 92% of cases, an increase in
capacity in 63% of cases if the detrusor was not fibrotic,
Chronic intrathecal baclofen infusion
and a decrease of urinary leakage in 85% of patients.
with implantable pumps
The DREZotomy can be associated with both
selective neurotomies for specific indications and also The main conservative technique in use is intrathecal
secondarily linked to other orthopaedic surgery (tenot- baclofen administration. This technique was proposed
omy, articular surgery). in 1984 by Richard Penn, a neurosurgeon from Chicago
These neuro-ablative peripheral neurotomy or (Penn and Kroin, 1984).
DREZotomy procedures, although they have increased
in selectivity, must only be considered when spasticity is
Principle
not controlled by other more conservative methods.
These conservative methods are not only oral pharma- As Professor Abbruzzese has commented, in these
cological treatments, but also all the surgically conser- proceedings (Abbruzzese 2002), the use of intrathecal
vative methods, described below. baclofen as a treatment for spasticity control is not
only a medical approach, but also a surgical tech-
nique. It is now considered to be the main technique
Spinal cord stimulation
for functional neurosurgery of severe spasticity. One
One of the more conservative methods developed in the year after it was described by Richard Penn, we had
1980s, for the treatment of spasticity, was spinal cord the opportunity to start using this procedure our-
stimulation. This was not only used in demyelinating selves, and published our first results in 1985 in
disease, but also for spinal cord injury and cerebral patients with cerebral palsy (Lazorthes, 1985). Since
palsy. The objective was selective stimulation of the then, we have developed the use of intrathecal
larger fibres in order to inhibit the activity of the baclofen far more than other invasive surgery like
smaller nociceptive fibres and so to decrease the DREZotomy. The objective is to administer the
nociceptive input at the level of the spinal cord. baclofen to its site of action, the area of the spinal
The electrode implantation technique used was per- cord with the molecular receptors for a GABAb
cutaneous, or in conjunction with open surgery. The agonist, on the superficial layer of the dorsal horn, in
order to decrease the hyperactive reflexes at the pre- The only controlled study published is from Richard
and postsynaptic level. Penn (1992). From 66 patients screened, he performed
an implantation in 62; half of the patients had spinal
cord injury and the other half had multiple sclerosis
Technique
with severe spasticity. The mean follow-up was
It is administered via an implantable pump, which can 30 months. The clinical response was positive in 84%
be programmable or nonprogrammable. This presents of the patients, with a reduction in the Ashworth Score
opportunities for giving a continuous administration, and decreased painful spasms.
or a bolus, or a complex administration. In addition to There was a multicentre study in 1993 Coffey et al.
the difference in programming in these pumps, there is (1993) including for trial patients and selecting 75% for
also a difference in the quantity of baclofen in reserve. chronic baclofen administration. They only reported
There is a larger reserve in the continuous, nonpro- evaluations of spasticity score, with few observations on
grammable pump. The subarachnoid catheter is changes in the quality of life. In a paper by Ordia
implanted between Th6 and Th9 level. (Ordia et al., 1996), 59 patients were involved in a
double-blind, randomized placebo controlled trial, with
only nine patients, (this is one of only two blinded
Patient selection
studies). The clinical responses were very significant,
Concerning the management of adult spasticity, the with decrease in the Ashworth score, decrease in the
indication is severe and diffuse spasticity after failure of frequency of painful spasms, and improvements in the
oral treatment. In order to confirm the indication, a activities of daily life. The patients became more
percutaneous trial must be done using an access port or independent, with easier transfer and an increase in
a percutaneous catheter. In our group, we prefer an bladder capacity. This was a very interesting, but small
access port rather than doing many lumbar punctures, study.
since lumbar puncture induces a nociceptive input, In 1998, we reported our experience from 60
which may increase the spasticity. So we implant an patients with cerebral palsy (Lazorthes et al. (1998)).
intrathecal access port, initially, and wait one or two We tried to analyse the quality of life in terms of the
weeks before doing the percutaneous trial (progressive change in the clinical stage. Some patients were able
doses of baclofen: 25, 50, 75, 100 mg vs. placebo). After to change from a wheelchair to walking. A similar
a positive trial, we implant a programmable pump pattern was seen in 17 patients with spinal spasticity,
(SynchromedÒ Medtronic). The second and more secondary to spinal cord injury. In multiple sclerosis
difficult step is to titrate the individual dose and to there have also been some patients with a change of
organize a follow-up. category.
The most important issue relating to the clinical
use of intrathecal baclofen is patient selection. The
Results
surgical technique is relatively easy, but many diffi-
There are a lot of data concerning the use of intrathecal culties arise in organizing the patient follow-up. For
baclofen: Dralle et al. (1985); Müller et al. (1987); each individual we have to be able to refill the pump,
Lazorthes (1988); Müller et al. (1988); Ochs et al. when the patient needs it. This is generally every
(1989); Penn et al. (1989); Lazorthes et al. (1990). 1–2 months, depending on the concentration of the
However, when we examine the findings of the different baclofen inside the pump. There are two concentra-
groups, it is important to remember that the initial tions in general use, 500 or 2000 lg/ml. The patient
doses are in micrograms (lg), whereas by the oral route has an alarm and is alerted 1 week before needing to
they are in milligrams (mg). The initial doses are 1000 return to the centre. The prescriptions are individual;
time lower by the intrathecal route than by the oral the daily effective dose and delivery rate can be
route. This is easily understood when the absorption of modulated using the two different concentrations of
the drug from the digestive tract, its passage through baclofen. There is a very large variability between
the liver and its ability to cross the blood–brain barrier different individuals.
are taken into account. The initial intrathecal doses are The use of intrathecal baclofen in treating spasticity
very low, but with chronic administration a small of a spinal origin, is only indicated for intractable and
degree of tolerance develops. In many aspects this is not severe spasticity. In this field, there are only a few
so much a true tolerance as a progressive increase in the controlled studies and no meta-analysis, but 15 years of
required dosage. Although there are a large number of experience is documented in the literature. We can tell
studies, many are based on individual case experience that this technique is safe, clinically effective, and also
and very few are controlled studies. cost-effective.
Nashold BS, Urban B, Zorub DS (1976). Phantom relief by Penn RD, Kroin JS (1984). Intrathecal baclofen alleviates
focal destruction of substantia gelatinosa of Rolando. In: spinal cord spasticity (Letter). Lancet 1:1078.
Bonica, JJ, Albe-Fessard, D, eds. Advances in Pain Research Penn RD, Savoy SM, Corcos D (1989). Intrathecal baclofen
And. Therapy. Raven Press New York, pp. 959–963. for severe spinal spasticty. N Engl J Med 230:1517–1521.
Ochs G, Struppler A, Meyerson BA, Linderoth B et al. (1989). Sedan R, Lazorthes Y (1985). La neurostimulation électrique
Intrathecal baclofen for long-term treatment of spasticity: a thérapeutique. Neurochirurgie 31:1–118.
multi-centre study. J Neurol, Neurosurgery Psychiatry Sindou M, Fischer G, Goutelle A et al. (1974). La radicellot-
52:933–939. omie postérieure sélective dans le traitement des spasticités.
Ordia JI, Fischer E, Adamski E, Spatz EL (1996). Chronic Revista Neurologia 130:201–216.
intrathecal delivery of baclofen by a programmable pump Waltz JM, Reynolds LO, Riklan M (1981). Multi-lead spinal
for the treatment of severe spasticity. J Neurosurgery cord stimulation for control of motor disorders. Appl
85:452–457. Neurophysiol 44:244–257.
Penn RD (1992). Intrathecal baclofen for spasticity of spinal
origin: seven years of experience. J Neurosurgery 77:236–240.