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4592 IEEE JOURNAL OF SELECTED TOPICS IN APPLIED EARTH OBSERVATIONS AND REMOTE SENSING, VOL. 8, NO. 9, SEPTEMBER 2015
(NDVI) and precipitation, Immerzeel et al. [5] first constructed addressing spatial nonstationary and scale-dependent problems
the exponential regression to downscale the TRMM 3B43 data, in landscape ecology. Song et al. [22] developed a satellite-
and the 1 km TRMM annual precipitation data were obtained on based GWR model to estimate the daily concentration of
the Iberian Peninsula. A quadratic polynomial regression rela- ground-level PM2.5 coincident to satellite overpass at regional
tionship between NDVI and TRMM 3B43 data was established scale. The GWR method was also used to estimate the LST
by Duan and Bastiaanssen [6] to construct the downscaling [23] and urban heat island [24]. To our knowledge, Chen et al.
model. The calibration procedures using the rain gauges data [25] was the first study, which introduced the GWR method
were also introduced to improve the accuracy of the downscaled to downscale the TRMM annual precipitation in north China.
TRMM annual precipitation, and the annual TRMM precipita- They found that the GWR method could fit the relationship
tion data were also disaggregated to obtain the monthly TRMM between NDVI, DEM, and TRMM better than multiple linear
precipitation. The proposed integrated downscaling-calibration regression method, and the accuracy of the downscaled precip-
procedure performed well in humid region (Lake Tana Basin itation was significantly improved (e.g., R2 from 0.80 to 0.82,
in Ethiopia) and the semiarid region (Caspian Sea Region in RMSE from 125.4 to 91.0 mm/year in 2001) compared to the
Iran). Jia et al. [2] used a combination of NDVI and Digital measurements from 49 rain gauge stations.
Elevation Model (DEM) in the Qaidam Basin of China to down- As summarized above, there are two main research gaps
scale TRMM 3B43 precipitation for obtaining the 1 km annual to be filled about the GWR-based spatial downscaling proce-
precipitation. Hunink et al. [7] conducted a research on the esti- dure of precipitation. The first gap is the limited number of
mation of weekly spatial precipitation based on NDVI, DEM, factors (NDVI and DEM) that are considered; the correlation
TRMM-based monthly average rainfall and field observations between DEM and TRMM precipitation could be insignificant
in a tropical mountainous region in Ecuador. It was shown that and not useful in certain regions. The introduction of factors
40% of the variance in this highly variable area was explained such as LST, topography (e.g. DEM, Slope, and Aspect), and
by these proxies with vegetation being the strongest proxy. geographical location (e.g. Latitude and Longitude) may be
Considering the impact of precipitation by multiple factors, good indications of precipitation in local area of the study area.
Fang et al. [14] used the slope, aspect, and terrain rough- The second gap is that almost all previous studies focused on
ness extracted from DEM, and humidity and temperature from only annual scale and fewer studies [6] on the downscaling of
meteorological conditions, into the multiple linear regression the TRMM precipitation at monthly or finer time scales. In the
equation to fit the regression function. All the above stud- paper, we aimed at filling the above two gaps by developing a
ies were based on the fundamental global regression between new multivariable GWR downscaling method to downscale the
TRMM precipitation data and a variety of auxiliary variables. TRMM 3B43 precipitation at both annual and monthly scales.
The global regression such as ordinary least squares (OLSs) The proposed GWR method was also compared with two other
regression means that the functional relationship is established commonly used downscaling methods, i.e., univariate regres-
using the same model for all the pixels. Although global regres- sion (UR) and multivariate regression (MR) to demonstrate the
sion relationships are relatively well-established, such use of superiority of the proposed method.
regression models is based upon the assumption of spatial sta-
tionarity in the relationship between the variables under study
[15]. However, the relationships are often not stable in space. II. S TUDY A REA AND DATASETS
Tobler’s first law (TFL) [16] shows that everything is related
A. Study Area
to everything else, but near things are more related than dis-
tant things. It indicates that geographical entities often have The Gansu province was selected as a case study area in the
local properties, and numerous examples in remote sensing- paper. Gansu province is located in the northwest of China and
related literature show the spatial nonstationarity of observed upstream of the Yellow River with the latitude of 32◦ 11 N–
geographical and ecological patterns and processes in nature 42◦ 57 N and longitude of 92◦ 13 E–108◦ 46 E (Fig. 1). Owing
[15], [17]–[19]. Li et al. [20] conducted an investigation of to the impact of topography, geographical location, and atmo-
urban surface temperature and found that the global regression spheric circulation, precipitation in Gansu is not only uneven
results in a failure to capture the spatial dependence when it in spatial distribution, but also great on the annual and inter-
was applied to geo-referenced data analyses. The meteorologi- annual variability. Territory of Gansu is vast and accounts for
cal variables such as precipitation and temperature are typically 4.73% of total area of China. It lies in the intersection zone of
spatial variable. Therefore, the global regression method is of Loess Plateaus, the Qinghai Tibet Plateaus, and Inner Mongolia
great limitation in establishing the relationship between tar- plateau. Gansu has a complex landform and is very moun-
get variable and its controlling variables of the precipitation tainous in the south and flat in the north. The elevations have
downscaling. greater disparity and the topography is slanted downward in
Recently, the geographically weighted regression (GWR) the northeast direction from the southwest. The area of arable
proposed by Brunsdon et al. [21] has been increasingly used land is 81.15 million acres, and the rain-fed agriculture and
in various fields to detect the spatial nonstationarity. For exam- dryland farming occupy the absolute superiority (80%). Gansu
ple, Zhao et al. [19] explored spatially variable relationships is landlocked and generally has a semiarid to arid, continental
between NDVI and climatic factors (annual precipitation and climate, with warm to hot summers, and cold to very cold win-
annual mean temperature) in a transition zone using GWR, and ters. The annual average temperature is between 0 and 14 ◦ C
it was shown that this local regression method is practical for and the annual average precipitation is about 300 mm/year.
4594 IEEE JOURNAL OF SELECTED TOPICS IN APPLIED EARTH OBSERVATIONS AND REMOTE SENSING, VOL. 8, NO. 9, SEPTEMBER 2015
C. SPOT-NDVI
The used SPOT VGT-S10 products at 1 km resolution were
obtained from http://www.spot-vegetation.com/. The SPOT-
NDVI products are a result of the merging of the NDVI data
strips from 10 consecutive days, and the cloud cover influ-
ences are favorably reduced. Data preprocessing procedures
include geometric, radiometric, and atmospheric corrections.
More details about SPOT VGT-S10 products can be found in
documents available in the link mentioned above. The monthly
NDVI data were acquired by averaging the average values of
the 10-day SPOT-NDVI product. The monthly NDVI data were
averaged to get the annual NDVI.
Fig. 2. Average monthly precipitation and temperature from 24 rain gauge
stations during 2000–2013 in Gansu, China.
D. Shuttle Radar Topography Mission Digital Elevation Model
However, as far from the sea, the water vapor transport is The Shuttle Radar Topography Mission (SRTM) is
impeded. Consequently, the precipitation in Gansu shows great an international project spearheaded by the National
spatial variation. The maximum value of annual precipitation Geospatial-Intelligence Agency (NGA) and the NASA
occurs in the southeast of Gansu (700–800 mm/year), and the (http://www.nasa.gov/). The SRTM DEM data at the spatial
minimum value occurs in the northwest (Hexi Corridor, 40– resolution of 90 m were used in this study. The 90 m DEM
200 mm/year). Most of the precipitation falls in the summer was resampled to the targeted resolution (e.g., 0.25◦ and 1 km)
months (May–September, Fig. 2). The overall trends of both using the pixel averaging method during the downscaling
temperature and precipitation decrease from the southeast to the procedures. The variables (slope and aspect data) were further
northwest. extracted from the DEM data. In addition, the Longitude
and Latitude data were also extracted from the projection
information of the DEM data.
B. TRMM 3B43
E. Land Surface Temperature
The TRMM is a joint space mission between National
Aeronautical and Space Administration (NASA) of the USA The Terra-MODIS daytime LST products (MOD11A2)
and the National Space Development (NASDA) of Japan with 1 km resolution from January 2000 to December 2013
designed to monitor and study tropical rainfall. The satel- in the study area were obtained from the NASA database
lite was launched on November 27, 1997. TRMM 3B43 (http://www.nasa.gov/). The MOD11A2 products offer LST
data cover areas from 50◦ S to 50◦ N latitude, 180◦ W to data stored on a 1 km sinusoidal grid as the average values of
180◦ E longitude. The TRMM 3B43 data are on a calendar clear-sky LSTs during an 8-day period [27]. To eliminate the
month temporal resolution and a 0.25◦ × 0.25◦ spatial res- influence of cloud, the monthly values of LST were calculated
olution. The TRMM 3B43 product is processed at monthly weighting with the number of days belonging to each month
CHEN et al.: IMPROVED SPATIAL DOWNSCALING PROCEDURE FOR TRMM 4595
based on 8-day LST provided metadata after masking the filled which easily lead to large rainfall. In Gansu, the high longi-
and missing values [28]. The monthly LST data were averaged tude will also lead to large rainfall because of the close distance
to obtain the annual LST. of the land–sea location. Generally, precipitation increases with
elevation and slope and decreases with aspect due to the topo-
graphical lifting effect on airflow. Jin et al. [29] found that in
F. Rain Gauges Data
east part of northwest China (east of 93◦ E), the precipitation
A dataset with monthly rain gauges data in Gansu was used declined with global warming. Recent studies have confirmed
for the validation of the downscaling results. Measurements that LST is highly correlated with air temperature [30], thus
from 24 rain gauge stations during 2000–2013 were obtained the LST may be also a good indication of precipitation in local
from the China Meteorological Data Sharing Service System areas of the study area. Moreover, the growth of vegetation is
(http://data.cma.gov.cn/). The locations of 24 rain gauges are often influenced by LST and precipitation such as the effect of
shown in Fig. 1. The analysis of rain gauges data showed drought on vegetation. Therefore, the consideration and addi-
that average annual precipitation was 280 mm/year during tion of LST in the downscaling procedures could improve in
2000–2013. The year 2005 represents the average year with describing the complex interactions between NDVI and precip-
290 mm/year, and the year 2007 with 325 mm/year represents itation especially at monthly and daily scale, which is expected
the wet year. The year 2009 is an extremely dry year with to make the spatial downscaling results more realistic. Finally,
only 230 mm/year of precipitation in Gansu. These three typ- a total of seven auxiliary factors (i.e., NDVI, LST, DEM, Slope,
ical years were selected to evaluate the performance of spatial Aspect, Latitude, and Longitude) were considered in the paper.
downscaling procedures in different climatic conditions. Three different downscaling methods were considered and eval-
uated further to determine whether each individual variable is
useful or not in the spatial downscaling procedures.
III. M ETHODOLOGY
1) UR Method: In general, there is a significant relation-
The procedures of the methodology in this paper are pre- ship between NDVI and TRMM data at the annual scale [31],
sented in this section. The section is divided into five parts. In [32]. Accordingly, NDVI is the most common used factor in
Section III-A, the variables selection procedure was proposed the UR method to downscale the TRMM annual precipitation.
to select the appropriate auxiliary factors to construct three dif- However, this relationship between NDVI and TRMM could
ferent downscaling methods. The detailed principle explanation be not invariably significant in all regions. Therefore, a simple
of the GWR method is shown in Section III-B. The spatial linear regression analysis between precipitation and auxiliary
downscaling procedures of TRMM 3B43 annual precipitation topographical and meteorological variables would be first con-
are described in Section III-C. Two downscaling strategies were ducted in different years. The factor with the best correlation
also tested to obtain the monthly precipitation at 1 km resolu- with TRMM precipitation in all years should be considered
tion, which is detailed in Section III-D. Finally, Section III-E as the auxiliary variable. Second, various regression methods
describes four indices that were computed for validating the such as polynomial regression, logarithm regression, exponen-
downscaling results. tial regression, and linear regression are compared to choose the
one that results in best fitting.
2) MR Method: The spatial distribution of precipitation in
A. Variables Selection for Spatial Downscaling northwest China is affected by geographical location, topogra-
As a complex meteorological element, precipitation interacts phy, and other factors as mentioned above, so it is expected that
with various factors, thus the selection of auxiliary variables the MR method would generate better performance. Fang et al.
for spatial downscaling would have significant effects on the [14] used several factors such as DEM, slope, aspect, interpo-
results. One critical requirement for the inclusion/selection of lated temperature, and humidity in the MR method to down-
an auxiliary variable in the spatial downscaling procedure is scale the TRMM precipitation data at daily scale. However, an
that this variable should be easily obtainable at fine spatial res- in-depth analysis often lacks, which would easily lead to the
olutions. In this study, all considered auxiliary variables are the phenomenon of multicollinearity, which means two or more
ones that can be obtained from satellite observations at 1 km individual variables in a multiple regression method are highly
resolution. correlated and the coefficient estimates of the multiple regres-
The selection of appropriate variables for downscaling sion may change erratically in response to small changes in the
should take the characteristics of a given study area into method. Therefore, the autocorrelation analysis of independent
account. Gansu is a typical arid and semiarid region in the variables and multicollinear test of linear regression equation
northwest of China. The growth of green vegetation mainly are of great importance in the MR method. Those unsatisfied
depends on precipitation in Gansu, so it is generally expected factors in the MR method should be eliminated.
that the more rainfall is and the larger values of NDVI will 3) GWR Method: The above two methods are the global
be, which forms a close positive relationship between precip- regression model, which establishes the function relationship
itation and NDVI. In addition, the topography (e.g., DEM, using the same model for all the pixels. In global regres-
Slope, and Aspect) and geographical location (e.g., Latitude sion model, the precipitation responds to changes in inde-
and Longitude) also have significant impact on the precipitation pendent variables that may cause errors in local basins and
in the study area. Areas located in low latitude usually have rel- regions where precipitation is not governed by the indepen-
atively high temperature, evaporation, and water vapor content, dent variables. Considering the precipitation is typically spatial
4596 IEEE JOURNAL OF SELECTED TOPICS IN APPLIED EARTH OBSERVATIONS AND REMOTE SENSING, VOL. 8, NO. 9, SEPTEMBER 2015
nonstationarity and has great spatial variation, it is essential The Gauss function describes the relationship between Wij
to develop the GWR method. Because the geographical loca- and dij using a continuous monotonically decreasing func-
tions parameters were already the input in the GWR method, tion. Because of its universal application, the Gauss function
the Latitude and Longitude data were used as the auxiliary is widely used. The formula is as follows:
variables. The regression parameters (1) in the GWR method
should be interpolated into 1 km resolution. To reduce the errors Wij = exp(− dij /b)2 (4)
of the interpolation, the auxiliary variables should be suitable
and reasonable. Therefore, only the auxiliary variables with rel- where b represents the bandwidth and dij is the distance func-
atively high correlations with TRMM precipitation were used in tion. Qin [36] found that the GWR method is less affected
the GWR method. by the changes of the variable bin, but the parameter b is
sensible to the regression results and can be obtained by
the cross validation. Consequently, the GWR method is suit-
B. Geographically Weighted Regression able for detecting the spatial nonstationarity of precipitation.
Traditional regression model such as OLS method is estab- The econometrics toolbox in MATLAB version 7 (http://
lished on the assumption that the regression relationship www.spatial-econometrics.com/), which includes the GWR
between the variables and the dependent variable remains stable model was used in this study.
in the entire region. Precipitation is the interaction result of var-
ious factors. The local precipitation variation typically occurs
C. Spatial Downscaling Procedures of TRMM 3B43 Annual
at scales of 2 km and larger [5], [33]. Precipitation is typically
Precipitation
spatial nonstationarity and has great spatial differences even in
the same underlying surface. The OLS as a global model cannot To validate the reliability of the relationship between
reflect the real spatial characteristics of the regression parame- TRMM precipitation and NDVI at different spatial resolutions,
ters. On the basis of the study of variable parameters [34] and Immerzeel et al. [5] analyzed the fitting relationships at mul-
local regression, Brunsdon et al. [21] proposed a weighted least tiple scales (0.25◦ −1.25◦ ) and found that the resolution at
squares regression method. The GWR method is the expansion 0.75◦ was optimal. A multiresolution wavelet analysis, which
of the general linear regression, and it can detect the spatial is based on the wavelet decomposition and reconstruction, was
heterogeneity by introducing the geographical location into the used to determine the best regression function in the paper, and
regression equation [21], [35]. The general form of GWR is it was found that the regression function became better with
described in (1) increasing resolutions (0.25◦ −1.0◦ ) (results are not shown for
p
conciseness). However, with the increase of the resolution, the
number of pixels used in the fitting function is decreased, which
yi = β0 (ui , vi ) + βk (ui , vi )xik + εi (1)
in turn reduces the statistical significances of the regression
k=1
analysis [6]. Therefore, the original fitting function at 0.25◦ res-
where yi is the i th observation of the dependent variable, xik is olution was used for establishing the regression relationship.
the i th observation of the kth independent variable, the (ui , vi ) In addition, we also used the local Moran’s index [2] to detect
represents the geographical coordinates of ith sample point, and and eliminate the outliers of NDVI pixels, which are not gov-
βk (ui , vi ) is the kth regression parameter in the ith regression erned by precipitation, but only few pixels were eliminated,
point, which is a function of geographical location. εi repre- which makes little contributions to the establishment of regres-
sents independent normally distributed error term with zero sion relationship. The specific steps of the multivariable GWR
mean. Equation (1) can be simplified as downscaling method are described as follows (the superscript
LR represents low spatial resolution at 0.25◦ and the superscript
n
HR represents high/fine spatial resolution at 1 km).
yi = βi0 + βik xik + εi (2)
1) Sum the original 0.25◦ resolution TRMM 3B43 monthly
k=1
precipitation to annual precipitation (TRMMLR original ).
when β1 k = β2 k = · · · = βnk , the GWR model degenerates {NDVIHR , LSTHR , . . . , LongituteHR } represent the
to a general linear regression model. The parameters were annual values of the auxiliary factors (e.g. NDVI,
estimated by the weighted least squares estimation, and the LST, DEM, Slope, Aspect, Latitude, and Longitude) at
parameter estimation in the ith sample point can be written as 1 km resolution, respectively. {NDVILR , LSTLR , . . . ,
−1 T LongituteLR } are the resampled auxiliary factors at
βi = X T Wi X X Wi Y (3) 0.25◦ resolution.
2) Establish a local regression relationship between
where Wi is n × n matrix, and each element of the diagonal TRMMLR and {NDVILR , LSTLR , . . . ,
original
matrix is a function of distance between the observation in the LongituteLR } by (2), where X represents the auxiliary
jth position and regression point in the ith position. The βi in factor
(3) is the result of the parameter estimation. The common dis-
tance functions include the distance threshold method, inverse N
distance method, Gauss function, and the bisquare function TRMMLR = β0LR + βkLR XLR
k +ε
LR
. (5)
[21]. More details can be found in [21] and [36]. k=1
CHEN et al.: IMPROVED SPATIAL DOWNSCALING PROCEDURE FOR TRMM 4597
3) Use the weighted least squares estimation to obtain the precipitation by establishing the relationship between precipi-
model parameters β0LR , β1LR ,. . ., βN
LR
, and the simple tation and auxiliary factors for each month similar to the annual
spline interpolation method, which is typically used for downscaling procedure mentioned above.
regularly spaced data [5], was implemented to interpolate
the model parameters into 1 km resolution (β0HR , β1HR ,. . .,
βNHR
). The model residual (εLR ), which represents the E. Validation
part cannot be explained by the auxiliary factors, were The measured rainfall data from 24 rain gauge stations
also interpolated into 1 km spatial resolution (εHR ). were used to validate the downscaling results of three differ-
4) Following (5), the 1 km TRMM annual precipitation was ent methods (UR, MR, and GWR) in three typical years (2005,
then calculated as described in precipitation average year; 2007, wet year; 2009, dry year). The
N
following four indices in (8)–(11) were computed for validation
TRMMHR = β0HR + βkHR XHR
k +ε
HR
. (6) purpose.
k=1 The coefficient of determination (R2 ): The coefficient of
determination reflects the degree of linear correlation between
For the UR and MR methods, the downscaling procedures
satellite precipitation and gauge observations. Formula is as
are basically similar to the above steps. The main difference is
follows:
in the second step, and the different regression relationships are
⎛ ⎞2
established in different methods. Besides, in the third step, we N
M i − M P i − P
only need to interpolate the residual errors into 1 km resolution R 2 = ⎝ i
2 2
⎠ (8)
in the UR and MR methods. N
i Mi − M P i − P
TABLE I
R ESULTS OF R EGRESSION A NALYSIS B ETWEEN TRMM 3B43 A NNUAL P RECIPITATION AND AUXILIARY VARIABLES FOR T HREE T YPICAL Y EARS
TABLE II
R EGRESSION F UNCTIONS IN THE MR M ETHOD FOR T HREE T YPICAL Y EARS
Fig. 4. Spline interpolation results of the estimation parameters at 1 km resolution in GWR model in the average year 2005. (a) Intercept β0 . (b) Slope β1 for
NDVI. (c) Slope β2 for LST. (d) Slope β3 for Slope. (e) Residuals. (f) Local R2 .
TABLE III because that the large rainfall could be caused by more complex
E VALUATION R ESULTS OF THE UR, MR, AND GWR M ETHODS U SING processes, such as the climate anomaly and atmospheric circu-
THE O RIGINAL TRMM 3B43 DATA FOR T HREE T YPICAL Y EARS
lation, which cannot be well explained by the topographical and
meteorological factors used in this paper. The extremum formu-
lations of exponential regression, which performs better even
for very wet years, maybe a good choice in elsewhere. However,
this method could lead to over-fitting and is unsuitable for
multivariable auxiliary factors.
2) Downscaling Results: The downscaling results in the
average year 2005 are shown, e.g., in Fig. 5. Fig. 5(a) shows
the original TRMM annual precipitation at 0.25◦ . Fig. 5(b)–(d)
shows the downscaled annual precipitation at 1 km resolution
using the UR, MR, and GWR methods, respectively. The white
regions (no data) shown in Fig. 5(b)–(d) represent the outliers
with extreme high or low values.
It can be found in Fig. 5(b) and (c) that there are many
As far as the performances in different years are concerned, outliers in the downscaling results. The reason for that is
the best fitting was in the average precipitation year 2005. the regression functions of the UR and MR methods estab-
The wet year 2007 was the least optimal among three years, lished in the entire area, thus a lot of independent variables
which indicates the explanatory ability of the auxiliary variables are difficult to fully fit, which easily leads to the over-fitting
becoming weak as the increasing of precipitation. This may be phenomenon. Therefore, these global regression methods have
4600 IEEE JOURNAL OF SELECTED TOPICS IN APPLIED EARTH OBSERVATIONS AND REMOTE SENSING, VOL. 8, NO. 9, SEPTEMBER 2015
Fig. 5. Overview of the annual downscaling results in 2005. (a) Original TRMM precipitation data at 0.25◦ resolution. (b)–(d) Downscaling results of the UR,
MR, and GWR methods, respectively.
great limitations when used for the downscaling of precipita- weighted to the sampling point to establish a robust regression
tion. The GWR method, which allows different relationships to equation. The multivariable GWR method could avoid over-
exist at different locations, can visually detect the spatial het- fitting [black rectangle frame in Fig. 5(d)] and is more suitable
erogeneity of precipitation. The GWR method can construct for the downscaling of precipitation.
the robust local regression equation, and thus it can reduce the Fig. 6(a)–(c) presents the comparisons between measure-
outliers significantly. ments from 24 rain gauge stations and the downscaled precip-
From the downscaling results of the TRMM annual precip- itation from three downscaling methods: UR, MR, and GWR
itation, we can find that rainfall in Gansu province is slanted methods, respectively. The horizontal axis represents the rain
downward in the northwest direction from the southeast. The gauges measured data, and the vertical axis represents the
annual precipitation in the Hexi Corridor northwest of Gansu downscaled results of the TRMM precipitation data at 1 km
is intensely scarce, and the annual precipitation of the Loess resolution. For comparison, Fig. 6(d) represents the fitting rela-
Plateau area in the middle of Gansu is relatively small, whereas tionship between the rain gauges data and the original TRMM
the maximum annual precipitation is located in the east of precipitation data at 0.25◦ .
Gansu. The precipitation is significantly related with geographi- It can be seen from Fig. 6(a)–(c) that different downscaling
cal location. The main land cover type in Jiuquan city northwest methods have different results, and the coefficients of the deter-
of Gansu is bare land (see Fig. 1). The small amounts of farm- mination (R2 ) in the average year 2005 are 0.660, 0.685, and
land and grassland in the central area of Jiuquan city make 0.833, respectively. The UR method had the worst result, which
the NDVI values larger than the surrounding area. The variable indicates the single factor of NDVI is insufficient to describe
NDVI presents larger contributions in the UR and MR methods, the spatial distribution of the precipitation. Besides, the values
and there are positive correlations between NDVI and down- of RMSE, Bias and MAE of the MR and UR methods are basi-
scaling results of precipitation, which means the larger values cally the same (Table IV). The MR method with relatively small
of NDVI reflect higher precipitation. So the downscaling results values of MAE and RMSE has a better performance than the
of precipitation in the area are larger than the surrounding area UR method. However, in the meteorological sites of Zhangye
[black rectangle frame in Fig. 5(b) and (c)]. In fact, the north- and Wuwei [black rectangular frame in Fig. 6(a) and (b)], the
west of Gansu is a typical arid area with little rainfall, and the precipitation estimated by the UR and MR methods is greatly
growth of green vegetation mainly depends on the irrigation and overestimated. The NDVI, which is one of the most crucial
groundwater (protected farmland). The precipitation is obvi- parameters in the regression model, has a large change from
ously overestimated by global regression methods of the UR 0.25◦ to 1 km in the two sites. The values of NDVI in Zhangye
and MR in the area. The local fitting results of parameters are and Wuwei at 0.25◦ resolution are 0.22 and 0.26 and at 1 km
CHEN et al.: IMPROVED SPATIAL DOWNSCALING PROCEDURE FOR TRMM 4601
TABLE IV
VALIDATION R ESULTS U SING 24 R AIN G AUGES P RECIPITATION FOR
T HREE T YPICAL Y EARS
Fig. 8. Time series of the MAE of the UR, MR, and GWR methods and the
average monthly precipitation in 2005, 2007, and 2009 of the Gansu province.
TABLE V
R ESULTS OF R EGRESSION A NALYSIS B ETWEEN P RECIPITATION AND AUXILIARY VARIABLES
in the study area, it still needs to be verified for different time The original TRMM 3B43 data at 0.25◦ spatial resolution
scales in different regions. Consequently, two monthly based have considerable discrepancies from the rain gauge mea-
downscaling methods mentioned in the paper have their own surements. Since all downscaling procedures are based on the
merits and could be used to downscale the TRMM monthly original TRMM 3B43 data, the accuracy of TRMM 3B43 data
precipitation. The monthly based GWR downscaling method directly determines the accuracy of downscaled precipitation
may be more suitable when the original TRMM data can be no matter what methods are used. Future work should focus on
obtained at high accuracy. the downscaling and calibration simultaneously for obtaining
better precipitation for a given study area. Testing the proposed
GWR downscaling method for higher temporal scales (e.g.,
V. S UMMARY AND C ONCLUSION
weekly and daily) in different climatic regions would be
The objective of this study was to obtain the annual and interesting topics in future studies. It is worth noting that future
monthly precipitation at 1 km resolution with high accuracy in availability of TRMM data is not assured, thus integrating
Gansu, China. To achieve this objective, a new multivariable multisources satellite precipitation data to obtain high accuracy
GWR method was developed to downscale the TRMM 3B43 rainfall at high spatio-temporal resolution would also be a
annual precipitation at 0.25◦ to precipitation at 1 km resolu- popular tendency in future.
tion. The GWR downscaling method was evaluated in Gansu
for three typical precipitation years (average, wet, and dry).
Two other downscaling methods, i.e., UR and MR were also
implemented and compared with the developed GWR method. R EFERENCES
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[20] S. Li, Z. Zhao, X. Miaomiao, and Y. Wang, “Investigating spatial
non-stationary and scale-dependent relationships between urban surface Cheng Chen was born in Suqian, Jiangsu, China,
temperature and environmental factors using geographically weighted in 1990. He received the B.Eng. degree in survey-
regression,” Environ. Model. Softw., vol. 25, pp. 1789–1800, 2010. ing and mapping engineering from Wuhan University,
[21] C. Brunsdon, A. S. Fotheringham, and M. E. Charlton, “Geographically Wuhan, China, in 2013. He is currently pursuing the
weighted regression: A method for exploring spatial nonstationarity,” M.S. degree in photogrammetry and remote sensing
Geogr. Anal., vol. 28, pp. 281–298, Oct. 01, 1996. at Nanjing University, Nanjing, China.
[22] W. Song, H. Jia, J. Huang, and Y. Zhang, “A satellite-based geographi- His research interests include land use and land
cally weighted regression model for regional PM2.5 estimation over the cover change, satellite-based precipitation, drought
Pearl River Delta region in China,” Remote Sens. Environ., vol. 154, monitoring, and remote sensing image processing.
pp. 1–7, 2014.
[23] F. Tian, G. Y. Qiu, Y. H. Yang, Y. J. Xiong, and P. Wang, “Studies on the
relationships between land surface temperature and environmental factors
in an inland river catchment based on geographically weighted regression Shuhe Zhao (M’03) received the Ph.D. degree from
and MODIS data,” IEEE J. Sel. Topics Appl. Earth Observ. Remote Sens., Nanjing University, Nanjing, China, in 2003.
vol. 5, no. 3, pp. 687–698, Jun. 2012. From 2003 to 2005, he was a Research Fellow
[24] D. Ivajnšič, M. Kaligarič, and I. Žiberna, “Geographically weighted with the Institute of Remote Sensing & GIS,
regression of the urban heat island of a small city,” Appl. Geogr., vol. 53, Peking University, Beijing, China. He is currently
pp. 341–353, 2014. a Vice Director and Associate Professor with the
[25] F. Chen, Y. Liu, Q. Liu, and X. Li, “Spatial downscaling of TRMM 3B43 Department of Geographic Information Science,
precipitation considering spatial heterogeneity,” Int. J. Remote Sens., School of Geographic and Oceanographic Sciences,
vol. 35, pp. 3074–3093, May 03, 2014. Nanjing University. From 2009 to 2009, he is
[26] G. J. Huffman et al., “The TRMM multisatellite precipitation anal- an Academic Visitor at the School of Geography,
ysis (TMPA): Quasi-global, multiyear, combined-sensor precipitation University of Southampton, Southampton, U.K. From
estimates at fine scales,” J. Hydrometeorol., vol. 8, pp. 38–55, 2007. May 2013 to June 2013, he visited the Department of Environment and
[27] W. Wang, S. Liang, and T. Meyers, “Validating MODIS land surface Geographic Science, University of Cape Town, Cape Town, South Africa.
temperature products using long-term nighttime ground measurements,” From 2013 to 2014, he worked as a Visiting Professor at the School of
Remote Sens. Environ., vol. 112, pp. 623–635, 2008. Civil and Environmental Engineering, Yonsei University, Yonsei, Korea. His
[28] J. Rhee, J. Im, and G. J. Carbone, “Monitoring agricultural drought for research interests include hyperspectral remote sensing, ecological remote sens-
arid and humid regions using multi-sensor remote sensing data,” Remote ing and global change, and application of pattern recognition methods in remote
Sens. Environ., vol. 114, pp. 2875–2887, Dec. 15, 2010. sensing.
[29] L. Y. Jin, J. L. Fu, and F. H. Chen, “Spatial differences of precipitation
over northwest China during the last 44 years and its response to global
warming,” Sci. Geogr. Sin., vol. 25, pp. 565–572, 2005. Zheng Duan received the M.S. degree in cartogra-
[30] S. Kawashima, T. Ishida, M. Minomura, and T. Miwa, “Relations between phy and GIS from the Graduate University of Chinese
surface temperature and air temperature on a local scale during winter Academy of Sciences, Beijing, China, in 2010 and
nights,” J. Appl. Meteorol., vol. 39, pp. 1570–1579, 2000. the Ph.D. degree in remote sensing and hydrologi-
[31] S. E. Nicholson, M. L. Davenport, and A. R. Malo, “A comparison of the cal model from Delft University of Technology, Delft,
vegetation response to rainfall in the Sahel and East Africa, using normal- The Netherlands, in 2014.
ized difference vegetation index from NOAA AVHRR,” Clim. Change, He was a Scientific Consultant with several
vol. 17, pp. 209–241, 1990. institutes including UNESCO-IHE, Delft, The
[32] X. Zhao, K. Tan, S. Zhao, and J. Fang, “Changing climate affects vegeta- Netherlands, in the field of satellite-based estimation
tion growth in the arid region of the northwestern China,” J. Arid Environ., of actual evapotranspiration, soil moisture and
vol. 75, pp. 946–952, 2011. biomass production, and land cover classification.
[33] I. Orlanski, “A rational subdivision of scales for atmospheric processes,” From July 2015, he is an Assistant Professor with the Technische Universität
Bull. Amer. Meteorol. Soc., vol. 56, pp. 527–530, 1975. München, München, Germany. His research interests include integration of
[34] E. Casetti, “Bayesian regression and the expansion method,” Geogr. remote sensing in hydrological model and water balance studies of lakes and
Anal., vol. 24, pp. 58–74, Jan. 01, 1992. catchments, satellite-based precipitation, evapotranspiration, and open water
[35] A. S. Fotheringham, M. Charlton, and C. Brunsdon, “The geography evaporation estimation.
of parameter space: An investigation of spatial non-stationarity,” Int. J.
Geogr. Inf. Syst., vol. 10, pp. 605–627, 1996.
[36] W. Z. Qin, “The basic theoretics and application research on geo- Zhihao Qin received the B.Sc. degree in economic
graphically weighted regression,” Ph.D. dissertation, School of Civil geography from the Department of Geography, Sun
Engineering Dept. Surveying and Geo-informatics, Tongji Univ., Yetsen University, Guangzhou, China, in 1983, and
Shanghai, China, 2007. the Ph.D. degree in remote sensing of arid envi-
[37] P. Rahimzadeh-Bajgiran, K. Omasa, and Y. Shimizu, “Comparative eval- ronment from the Remote Sensing Laboratory, J.
uation of the vegetation dryness index (VDI), the temperature vegetation Blaustein Institute for Desert Researches, Ben Gurion
dryness index (TVDI) and the improved TVDI (iTVDI) for water stress University of the Negev, Israel, in 2001.
detection in semi-arid regions of Iran,” ISPRS J. Photogramm. Remote Currently, he is a Professor of Remote Sensing
Sens., vol. 68, pp. 1–12, 2012. Applications to Agriculture with the Institute of
[38] S. Tanaka, T. Sugimura, and S. Mishima, “Monitoring of vegetation Agro-Resources and Regional Planning, Chinese
extent around Kitui pilot forest (afforestation test site) in Kenya with Academy of Agricultural Sciences, Beijing, China.
rainfall by satellite data,” Adv. Space Res., vol. 26, pp. 1039–1042, 2000. He has authored 150 papers, including the extensively cited one on mono-
[39] S. H. Franchito, V. B. Rao, A. C. Vasques, C. M. E. Santo, and window algorithm for land surface temperature retrieval from Landsat
J. C. Conforte, “Validation of TRMM precipitation radar monthly rain- TM/ETM thermal band data. His research interests include thermal remote
fall estimates over Brazil,” J. Geophys. Res., vol. 114, no. D02, pp. 1–9, sensing, remote sensing and GIS applications to agriculture, agro-disasters
Jan. 23, 2009. monitoring, and regional planning for agricultural development.
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