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Reproductive BioMedicine Online (2012) 25, 118– 127

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REVIEW

IVF and embryo transfer: historical origin


and development
John D Biggers

Department of Cell Biology, 240 Longwood Avenue, Harvard Medical School, Boston, MA 02115, USA
E-mail address: john_biggers@hms.harvard.edu

John Biggers, DSc, PhD is professor of cell biology at Harvard Medical School. His current research interests are
evaporative drying of spermatozoa, vitrification, embryo culture, embryo assessment and the biography of
Walter Heape. He is a former Commonwealth Fellow of St John’s College, Cambridge, past President of the
Society of Reproduction, former Editor in Chief Biology of Reproduction, Chief Scientific Advisor to the Ethics
Committee, US Department of Health, Education and Welfare that made recommendations on IVF and embryo
transfer, Fellow of the American Association for the Advancement of Science, Hartman Award of the Society of
Reproduction, Pioneer Award of the International Embryo Transfer Society, Marshall Medal of the Society for the
Study of Fertility and a Life Member of the New England Fertility Society and the Society for the Study of
Reproduction.

Abstract IVF and embryo transfer for the treatment of human infertility has now resulted in the birth of over 4 million babies. The
technique did not arise as a quantum event but was built on the efforts of many earlier workers in the fields of reproductive endo-
crinology and development. One should remember the famous saying of Isaac Newton: ‘If I have seen further than most, it is because
I have stood on the shoulder’s of giants’. Ethical and moral issues have always arisen when investigators study early mammalian
development, particularly human development. This paper documents these earlier studies and also draws attention to the ethical
and moral arguments that inevitably arose. RBMOnline
ª 2012, Reproductive Healthcare Ltd. Published by Elsevier Ltd. All rights reserved.
KEYWORDS: ethical issues, history, in-vitro fertilization, IVF, Gregory Pincus, John Rock

Introduction part by Johnson (2011) and on the web (www.IVF-World-


wide.com). The technique did not arise as a quantum event
The 2010 Nobel Prize for Physiology or Medicine was awarded but was built on the efforts of many earlier workers in the
to Robert Edwards for developing IVF and embryo transfer fields of reproductive endocrinology and development. One
(IVF/ET) to treat infertility in women with non-patent ovi- should remember the famous quotation from Isaac Newton:
ducts. His work resulted in the birth of the first ‘test tube’ ‘If I have seen further than most, it is because I have stood on
baby in July 1978. Now, after a period of about 33 years, the shoulders of giants’. Ethical and moral issues have
more than 4 million babies have been born using IVF/ET, always arisen when investigators study early mammalian
and a new specialty of assisted reproduction has been estab- development, particularly human development. This paper
lished with its own professional societies. The history of documents these early studies and also draws attention to
IVF/ET is extensive and it has been recently documented in the ethical and moral arguments that inevitably arose.

1472-6483/$ - see front matter ª 2012, Reproductive Healthcare Ltd. Published by Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.rbmo.2012.04.011
History of IVF and embryo transfer 119

IVF/ET in mythology replacement within a mother. Initially, these areas were


largely studied independently and it was only later that they
The idea of transferring a human fetus from one mother to were linked to create the technical procedure called
another can be found in a story from the Jain religion about IVF/ET. Unfortunately, there is a tendency in historical
the religious leader Mahavira. The following account is a accounts of IVF/ET, particularly among clinicians, to focus
brief summary of the full story in the Sacred Books of the almost exclusively on the actual process of fertilization
East (Jaina Sutra, 1964). At one of his reincarnations the in vitro, ignoring the history of the other three components.
ruler of all the gods of heaven and earth, Sakra, realized Walter Heape reported in 1891 that he had successfully
that the Mahavira had been conceived by Devananda, a transferred mammalian (rabbit) embryos from one mother
woman of an unacceptable caste. Sakra then commanded to another (Heape, 1891). He was a gentleman scientist
that the embryo carried by Devananda be transferred into who studied under Francis Balfour in Cambridge. Although
the womb of Trisala, a woman of an acceptable caste, he never earned a degree, he was later appointed a demon-
and that Trisala’s embryo be placed in Devananda’s womb. strator in the embryology course where students recovered
The story has been memorialized at least until the 15th cen- and observed living rabbit embryos (Foster and Balfour,
tury in sculpture and painting. 1883). Heape transferred two ova from an Angora doe rabbit
into the Fallopian tube of a Belgian Hare recipient and
Treatment of non-patent oviducts prior to obtained six young; two had Angora phenotypes and four
had Belgian hare phenotypes.
IVF/ET IVF was first attempted using rabbits and guinea pigs by
Schenk (1887) at a time when the essential biological fea-
Clinicians knew, by the middle of the 19th century, that
tures of fertilization were being worked out independently
blocked oviducts resulted in sterility (Churchill, 1846).
by Van Beneden, Hertwig and Folin in rabbits, sea urchins
Demands for treatments were driven by the effects of infer-
and starfish (reviewed by Austin, 1961). Another early
tility on the dispersal of family wealth, and since that time
attempt was made by Onanoff (1893) using rabbits.
several surgical procedures have been tried (reviewed by
Schenk’s experiments failed and Onanoff’s results were
Biggers, 1984). In 1849, Tyler Smith attempted to unblock
unconvincing.
the oviduct in a patient by passing a whalebone bougie
The first successful attempts to culture preimplantation
through the tube (Smith, 1849). Colleagues greeted the pro-
mammalian embryos were made in 1913 by Albert Brachet,
cedure with skepticism and it was never adopted. The dem-
Director of the Brussels School of Embryology at the War-
onstration at the end of the 19th century that the ovaries
ocqué Institute of Anatomy (Brachet, 1913). He studied
could be transplanted to ectopic sites paved the way for
the expansion of the rabbit blastocyst in vitro. His experi-
the discovery of the ovarian hormones. The fact that the
ments were done only 4 years after the first report of tissue
ovary maintains its function when placed in an ectopic site
culture in which nerve cells were grown by Harrison at Yale
led Morris (1895), an American gynaecologist, to treat
University in 1907 (Harrison, 1907). Little attention, if any,
patients with blocked oviducts by grafting ovarian tissue
was paid to the manipulation of mammalian development
into the oviduct or uterus below the obstruction. The
in vitro during the next 18 years other than science fiction
method was never successful. In 1909, Estes, another Amer-
accounts of ectogenesis – the complete production of an
ican gynaecologist, introduced an operation in which the
individual outside an organism’s body. Ectogenesis was first
ovary was inserted through the uterine wall, keeping its
invoked in a lecture given in 1923 by the geneticist and bio-
pedicle containing blood vessels and nerves intact, where
chemist JBS Haldane to the Heretics Society at the Univer-
it was hoped ovulation would occur (Estes, 1909). The
sity of Cambridge. The main objective of this society was
so-called Estes operation was seldom successful, although
to needle religious dogma. Haldane made the tongue in
it was used until the middle of the 20th century. While
cheek prediction that ectogenesis would be perfected by
IVF/ET was being developed in the 1970s, microsurgery
1960. He imagined what a student might write in the 1960s,
was attracting the attention of gynaecologists for the anas-
as follows:
tomosis of the cut ends of the oviduct after removal of an
obstruction. By the time the first baby was produced by It was 1951 that Dupont and Schwartz produced the first
IVF/ET in 1978, microsurgery procedures showed promise ectogenetic child . . . France was the first country to
of being an alternative procedure (Eddy, 1981; Winston, adopt ectogenesis officially, and by 1968 was producing
1981). Since then other improvements in technique have 60,000 children annually by this method. In most coun-
occurred so that the suggestion has been made that IVF/ET tries the opposition was far stronger, and was intensified
and surgery should be regarded as complimentary tech- by the Papal Bull ‘Nunquam prius audito’, and by the sim-
niques for the treatment of tubal infertility (Gomel and ilar ‘fetwa’ of the Khalif, both of which appeared in
McComb, 2006; Schippert et al., 2010a,b). 1960. (Haldane, 1923)
A few years later, the notion of ectogenesis became
Basic research that paved the way to current widely disseminated by the book by Aldous Huxley called
reproductive technologies Brave New World, published in 1932 (Huxley, 1932). The
techniques imagined by Huxley were remarkably realistic.
IVF/ET involves four main aspects: (i) acquisition in suffi- Elsewhere I have speculated that his ideas may have
cient numbers of meiotically and cytoplasmically mature resulted from conversations with Gregory Pincus, who was
ova; (ii) fertilization of these mature ova in vitro; (iii) doing research on fertilization and development using rab-
culture of preimplantation embryos; and (iv) embryo bits in Cambridge at the time (Biggers, 1991).
120 JD Biggers

The contributions of Gregory Pincus in this field were To one who desires to speculate at this point the Harvard
highly significant, but they have been frequently overlooked experiment offers another possibility. Theoretically, at
because of his major contributions to the development of least, it may become possible for a woman so inclined,
the oral contraceptive pill (Ingle, 1971; Speroff, 2009). particularly in a country influenced by eugenic
After obtaining his Doctor of Science degree in the Depart- considerations, to bring into the world twelve children
ment of Biology, Harvard University in 1927, Pincus was a year by ‘hiring’ twelve ‘host-mothers’ to bear their
awarded a National Research Council Fellowship for 3 years, test-tube-conceived children for them.
the first two at Harvard and the third at the University of
Advocates of ‘race betterment’ might urge such proce-
Cambridge in England under the reproductive biologist John
dures for men and women of special aptitudes, physical,
Hammond and at the Kaiser Wilhelm Institute in Berlin
mental or spiritual (Laurence, 1936).
under the geneticist R Goldschmidt. He was appointed Assis-
tant Professor of Biology in 1931, soon after his return to The following day, an emotionally negative editorial was
Harvard, where he remained for 6 years. His first paper in published in the New York Times entitled ‘Brave new
reproductive biology was entitled ‘Observations on the world’. A few months later, JD Radcliff, wrote a sensational
living eggs of the rabbit’ (Pincus, 1930). In it he described article for Collier’s Magazine with the title ‘No father to
the work he had done in Cambridge, England, which guide them’. Radcliff’s article contained an unflattering
included a brief description of his first unsuccessful photograph of Pincus smoking a cigarette holding two adult
attempts to fertilize rabbit ova in vitro. Three important rabbits that had not been produced parthenogenetically,
papers in the field were written during the 6 years he was and commented:
at Harvard. In 1934, he and Enzmann reported in Proceed-
In the resulting world man’s value would shrink. It is con-
ings of the National Academy of Sciences, USA that they
ceivable that the process would not even produce males.
had successfully produced newborn rabbits following IVF.
The mythical land of the Amazons would then come to
These results were accepted by the scientific community
life. A world where woman would be self-sufficient;
for many years as the first demonstration of IVF. They were
man’s value precisely zero.
not challenged, as shall be discussed, until the 1950s when
further information on the nature of fertilization became Radcliff recorded that Pincus found such comments
available. The results also attracted comments in the popu- about his work annoying saying ‘. . . I am not interested in
lar press, as happens so often with topics in reproductive the implications of the work’ (Radcliff, 1937).
biology. The results were well received by some commenta- In 1937, Pincus was granted sabbatical leave by Harvard
tors, who suggested they may eventually help in the solution to spend another year in Cambridge, UK, but was informed
of human problems. Others were critical, saying that the that his assistant professorship would not be renewed on his
scientists were playing God. A year later, in 1935, Pincus return to Harvard. Thus, when he returned to the USA he
and Enzmann showed that when rabbit oocytes were iso- was unemployed. The sensational publicity may have been
lated from the Graafian follicle and placed in culture they a cause of Pincus’s losing his faculty appointment. Many
would resume meiosis spontaneously, passing from the conservative academics probably believed that it was a
arrested dictyate stage to the metaphase-II stage. Four threat to Harvard’s image. However, there were other
years later, in 1939, Pincus and Saunders demonstrated that causes. The President of Harvard, James B Conant, replaced
isolated human oocytes would also complete meiosis Pincus’s mentor, the Chairman of the Department of Biol-
in vitro, although they underestimated the duration possibly ogy, with someone more oriented to a molecular approach
by using partially matured oocytes. This phenomenon is to the subject (Speroff, 2009).
exploited in current IVF protocols. In 1936, Pincus published 1937 was also a year when new ideas changed clinical
a monograph entitled ‘The eggs of mammals’ with a chapter approaches to infertility. In 1937 the following anonymous
on the culture of the initial stages of mammalian develop- editorial was published in New England Journal of
ment. He used methods practised at the time in the field Medicine:
of tissue culture that used media based on biological fluids,
Conception in a watch glass
such as blood serum. Also, in 1936, Pincus and Enzmann
reported that they had successfully activated rabbit ova, Contemplating this new discovery, one’s mind travels
causing them to begin the cleavage divisions (Pincus and much farther. Lewis and Hartman have isolated a fertil-
Enzmann, 1936). This paper attracted the popular press ized monkey ovum and photographed its early cleavage
and attendant adverse publicity. WL Laurence, writing in in vitro. Pincus and Enzmann have started one step ear-
New York Times on 27 March 1936, speculated on some of lier with the rabbit, isolating an ovum, fertilizing it in a
the possible consequences of the research Pincus had done watch glass, and re-implanting it in a doe other than
over the previous few years as follows: the one that furnished the egg, and have thus success-
fully inaugurated pregnancy in an unmated animal. If
As rabbits and men belong to the mammalian group, the
such an accomplishment with rabbits were to be dupli-
work is viewed as pointing toward the possibility of
cated in human beings, we should, in the words of ‘flam-
human children being brought into the world by a
ing youth’, be ‘going places’. The difficulty with human
‘host-mother’ not related by blood to the child.
ova has been that those recovered from tubes have
It is reasoned that eventually women capable of having regressed beyond the possibility of fertilization
children whose health does not permit them to do so in vitro. But by utilizing the electrical sign we may be
may ‘hire’ other women to bear their children for them, able to obtain them from the follicle at the peak of their
children actually their own flesh and blood. maturity. If the new peritoneoscope can be developed
History of IVF and embryo transfer 121

along the lines of the operating cystoscope, laparotomy Furthermore, Hartman encouraged Rock to continue his
may even be dispensed with. What a boon for the barren work, for he continued:
woman with closed tubes!
Now, I want you to go back to the problem and clean it up
Who was this anonymous writer and what is the ‘electri- and really immortalize yourself. Inject 50,000,000 sperm
cal sign’? John Rock, a gynaecologist at the Free Hospital for into a woman’s uterus. In 2 h take out the sperms and
Women, Boston and Harvard Medical School, subsequently add to the ovarian egg (but only from a 16–18 mm. folli-
admitted he was the author (Marsh and Ronner, 2008). In cle, eggs in lesser ones are N.G.). I’m betting heavy odds
the same issue of New England Journal of Medicine, Rock on the outcome of this experiment.
described the use of a potentiometer to detect the time
Rock never took up Hartman’s suggestion. By 1954, Rock
of ovulation (Rock et al., 1937). At this time it was not
had ceased working on IVF/ET. Perhaps he was discouraged
known with certainty whether ovulation was associated with
by the very low success rate of their attempts to achieve
menstruation or whether it occurred mid-cycle between
IVF. He was ahead of his time because, in the next two
two menstrual periods. The technique would facilitate the
decades, important advances in reproductive biology made
collection of living human oocytes shortly after their release
success much more likely. Nevertheless, Rock’s enthusiasm
from the ovary.
for developing IVF/ET for the treatment of infertility
The following year, Rock embarked on two parallel lines
remained because, 4 years later after a paper read by
of research. One was the collection and study of the earliest
Landrum Shettles before the New York Obstetrical Society,
stages of human development, and the other was to fertilize
he commented:
human eggs in vitro. He hired Miriam Menkin, who had been
an assistant several years earlier in Pincus’s laboratory at The time may be rapidly approaching when the poor
Harvard, working on the isolation of the two pituitary hor- woman whose tubes had been excised, yet who still
mones FSH and LH (McLaughlin, 1982). While there she wants a baby, will rejoice that Dr Shettles will be able
learnt to manipulate rabbit ova and embryos. Rock’s work to extract an ovum from her ovary, probably not by lap-
on early human development continued for about 15 years arotomy, but through an operating telescope (which can
in collaboration with Arthur Hertig, a pathologist at Harvard be done – we have done it); then fertilize the egg
Medical School, and led to the famous collection of early in vitro by the husband’s spermatozoa; and finally put
human stages frequently referred to in nearly all textbooks it back in the uterus. Thus will he impregnate the woman
on human embryology (Hertig et al., 1956). Their prodigious in spite of the fact that she has no tubes. (Shettles, 1958)
work on the fertilization of human ova led to the claim that
There is ample evidence that Rock came under pressure
human ova had been fertilized in vitro (Rock and Menkin,
to discontinue work on early human embryos both locally by
1944; Menkin and Rock, 1948). Nearly 800 human follicular
his colleagues at Harvard and by the Catholic Church. Mean-
eggs were obtained from women undergoing surgery and
while he had become associated with Pincus in another ‘hot’
138 of these eggs were exposed to spermatozoa. During this
subject – birth control and the development of the oral
time Pincus was consulted. Eventually two ova that had
contraceptive pill. It seems likely that he could not defend
divided into 2-cell stages were obtained and one 3-cell
two contentious issues simultaneously.
stage. The claim was made that fertilization had occurred
The sixth and seventh decades of the 20th century pro-
in vitro. The claims of Menkin and Rock were widely
duced advances in understanding the physiology of fertiliza-
accepted for a few years and are frequently cited in more
tion and preimplantation development. Before this period,
recent times. Although published during the Second World
many investigators were convinced that fertilization
War, Rock and Menkin’s first paper attracted sufficient
in vitro had been achieved by Pincus in the rabbit and Men-
attention to be covered on the first page of Boston Globe.
kin and Rock in the human. The claims were questioned
The newspaper viewed the work favourably, stating that it
after it was discovered in 1951 by two independent groups,
would help towards treating serious problems of infertility.
Austin (1951) in Sydney, Australia and Chang (1951) in
Some, however, objected to the work. Rock, however, had
Worcester, Massachusetts, that freshly ejaculated sperma-
antagonists at Harvard and their influence is said to have
tozoa could not immediately fertilize an egg since they
subverted any further studies on human embryos (McLaugh-
require a period of so-called maturation in the female gen-
lin, 1982).
ital tract. The word ‘capacitation’ was coined to denote the
Several years later, in 1954, Landrum Shettles, at
phenomenon by Austin (1952). How then did Pincus and
Columbia, claimed to have fertilized a human ovum
Enzmann (1934) get young when they added spermatozoa
in vitro by repeating Menkin and Rock’s protocol (Shettles,
to the ova immediately after the spermatozoa were col-
1954). In the archives at Harvard Medical School there is a
lected? One possibility is that spermatozoa were carried into
letter dated 6 June 1954 from Carl Hartman, then Director
the uterus at transfer where they capacitated and then fertil-
of the Ortho Research Foundation, to John Rock. He
ized the ovum in vivo. The discovery of capacitation led to
wrote:
controversy over the nature of convincing evidence sufficient
I don’t believe you ever got in vitro fertilization . . . Have to claim successful fertilization of mammalian eggs.
a dozen reasons to question your conclusions, chief of Rothschild (1969) defined fertilization as the incitement
which is the simultaneous and independent discovery of an egg to development by a spermatozoon, together with
by Chang, Austin and Blandau [Braden?] that ‘raw’ the transmission of male hereditary material into the egg.
sperms won’t fertilize any egg even in vivo! Sperms must The difficulty of unequivocally demonstrating that fertiliza-
be ‘capacitated’ (Austin) in the female tract, either in tion has occurred was emphasized by Austin (1961) who pro-
the uterus or the tube. posed the following requirements: (i) use of capacitated
122 JD Biggers

spermatozoa; (ii) avoidance of aged ova; (iii) confirmation produced from the 8-cell stage in Whitten’s medium, into
that a spermatozoon had entered the ovum; and (iv) condi- uterine foster mothers, and showed using coat colour as a
tions that exclude parthenogenesis. Parthenogenesis cannot genetic marker that phenotypically normal mice developed
be excluded by observing preimplantation stages of preg- from the cultured embryos. The scientific report published
nancy since parthenogenotes can develop through these in Nature was greeted in the London Daily Telegraph under
stages and beyond, though parental imprinting deficiencies the heading ‘Brave new mice’. We received no adverse crit-
precludes their development to term (reviewed by Markert, icism of the work, although a well-known scientist from
1988). Thus, the ultimate requirement is the birth of off- Cambridge, Cecilia Lutwak-Mann chastised us by mail for
spring with the use of genetic markers that demonstrate allowing our results to be published in the popular press.
characteristics transmitted by the spermatozoon. We were not interested, like Pincus 20 years earlier, in sen-
Many claims that fertilization in vitro had been success- sational implications of our work, but only in the scientific
ful were made by this time, but all can be criticized on the applications. In the popular magazine Discovery we wrote:
grounds that the reported evidence was insufficient. Austin
It is inevitable that the thoughts of anyone who has
(1961) cites about 30 papers in which it is claimed that fer-
worked on the subjects outlined in this article should
tilization in vitro was successful in the rabbit, guinea-pig,
turn to Aldous Huxley’s fantasy ‘Brave New World’,
human and sheep. He concluded that only the work of
where he describes completely artificial fertilization
Thibault and his colleagues, Moricard (1954) and Chang
and development of human embryos. Fortunately we
(1959), merited serious consideration. For example,
are far removed from this frightening prospect. The
Thibault et al. (1954) used capacitated spermatozoa to
study of the cultivation and transfer of embryos is none
fertilize rabbit ova. They reported only cytological observa-
the less of the greatest interest, both from the point of
tions on the cleaving embryos and did not transfer the
view of pure science, and because the techniques associ-
embryos into uterine foster mothers to see if they would
ated with it are potentially of immense value in the
develop into newborn young. Moricard also did similar
investigation of many biological problems in medicine
experiments without confirming that fertilization occurred
and agriculture. (Biggers and McLaren, 1958)
by using embryo transfer. It is now generally accepted that
the first unequivocal achievement of IVF was done in the This work first demonstrated that live-born mice could
rabbit by Chang (1959), working at the Worcester develop after being exposed to chemically defined media
Foundation where Pincus was Director. This does not mean during the initial stages of development. While this work
that others had not previously achieved IVF; it means that was ongoing, Whitten (1957) found that 2-cell mouse
the necessary rigorous scientific proof was not provided. embryos would also develop into blastocysts if lactate was
In all this early work, IVF was done using biological fluids added to the medium. A few years later, Biggers et al.
of unknown composition as the culture medium. IVF, using (1967) showed that the first cleavage division also required
a chemically defined culture medium, was achieved in the pyruvate in the medium. These observations established the
mouse by David Whittingham in 1968 using a medium for basis for the design of several media, including medium
embryo culture described by Whitten and Biggers (1968). KSOM/AA that many use to culture mouse embryos today
In his book The Eggs of Mammals, Pincus (1936a,b) and which has been slightly modified in one commercially
described in detail methods for the culture of preimplanta- available medium for the culture of human embryos
tion embryos. He used media based on biological fluids, such (Global: IVFOnline, Guelph, Ontario, Canada).
as blood serum, employed at the time in the field of tissue Successful IVF requires the availability of ova ready for
culture. Some successes were reported, including some pio- fertilization. Pincus and Enzmann (1935) in the rabbit and
neering attempts at determining the nutritional require- Pincus and Saunders (1939) in the human had shown that
ments of preimplantation embryos in vitro. A major oocytes isolated at the germinal vesicle stage would pro-
development occurred in the field of tissue culture when ceed to the metaphase-II stage spontaneously when placed
chemically defined media were developed by White (1946) in culture. In the next 30 years, the phenomenon was dem-
at the Jackson Laboratory in Maine and for animal cells by onstrated in several more species: mouse, rat, hamster,
Fischer (1947) in Germany. These media allowed culture rabbit, sheep, cow, pig and monkey (reviewed by Biggers,
experiments to be repeated in different laboratories under 1972). Particularly important contributions on larger ani-
relatively comparable conditions, which is not possible with mals with longer maturation times were made by Edwards
biological fluids. (1962, 1965a), who observed the phenomenon using
A little-known letter was published in 1947 by John Ham- serum-supplemented cell-culture media. Another advance
mond, Jr, who showed that 8-cell mouse embryos would was made by Kennedy and Donahue (1969), who showed
develop into blastocysts when cultured in Krebs-Ringer that human oocytes could complete meiosis in several
bicarbonate supplemented with egg white (Hammond, chemically defined media, including those commercially
1947). Whitten in 1956 replaced the egg white with bovine available for cell culture. These media varied in complexity,
serum albumin to produce the first chemically defined from F10, which contains many components, to simple
medium that supported development of 8-cell mouse media with relatively few components based on modified,
embryos into blastocysts (Whitten, 1956). Earlier stages pyruvate-supplemented Krebs-Ringer bicarbonate.
would not develop under these conditions. In a totally unre- Pincus (1940a,b), in another pioneer paper using the rab-
lated study of the classic nature versus nurture problem, bit, described research results with the objectives ‘to ripen
McLaren and Michie (1956) had optimized the technique as large a number of follicles as possible and to determine
for embryo transfer in mice. McLaren and Biggers (1958) whether the ova obtained at ovulation were fertilizable’.
used this optimized protocol to transfer blastocysts, The technique was needed to increase numbers of ova and
History of IVF and embryo transfer 123

early embryos for experimental study. He succeeded in To get access to further material, Edwards spent 6 weeks
devising a technique, using crude extracts of the pituitary at the Women’s Clinic in Johns Hopkins Hospital, Baltimore
gland that satisfied these objectives and thus was the first with Howard Jones and Georgeana Seeger Jones. This
to describe the technique of superovulation widely used rewarding visit resulted in key paper 1, which was published
today. By this time, it was known that the maturation of from Johns Hopkins Hospital. The availability of meiotically
Graafian follicles and the ovum depended on two hormones mature human ova that resulted from this work opened the
from the anterior pituitary gland originally called ‘Prolan A’ door to needed experimental work on the fertilization of
and ‘Prolan B’ by Zondek (1929), now known as FSH and LH human eggs in vitro. Unfortunately, attempts to fertilize
(reviewed by Lunenfeld, 2004). An important study by these in-vitro matured oocytes with capacitated spermato-
Fowler and Edwards (1957) worked out the protocol used zoa consistently failed (Edwards et al., 1966).
to this day for the production of synchronous mouse oocytes Fertilization in vitro of matured human oocytes was
capable of fertilization and development to term, using the finally reported in key paper 2. It occurred almost serendip-
sequential injection of pregnant mare serum gonadotrophin itously. Bavister was working on the capacitation of hamster
and human chorionic gonadotrophin. By the time Edwards spermatozoa in a laboratory adjacent to Edwards’ labora-
began his work on the maturation of human oocytes tory. Capacitation in vitro had been observed in the hamster
in vitro, human menopausal gonadotrophin (a mixture of by Yanagamachi and Chang (1963) using a simple modified
FSH and LH) and chorionic gonadotrophin (mainly LH) were Tyrode’s balanced salt solution. Bavister’s attempts to
available to stimulate follicular growth (Edwards et al., repeat this work resulted in erratic outcomes that he
1970). showed were due to poor pH control. A modified medium
Another technique that has played an important role in supplemented with pyruvate and bovine serum albumin
human IVF is laparoscopy for the recovery of oocytes from was finally produced in which the pH was strictly controlled
the mature Graafian follicle. The idea of an ‘operating tele- at 7.6. When in-vitro matured human oocytes were incu-
scope’ originated early in the 20th century (Steptoe, 1967). bated for 6 hours with human spermatozoa in this medium,
Its potential usefulness to recover human oocytes was rec- spermatozoa were observed inside the oocytes, and one
ognized by Rock in his editorial in New England Journal of oocyte contained two pronuclei. In a letter to Nature,
Medicine in 1937. A cystoscope employed in urology, similar Rothschild (1969) pointed out that these experiments dem-
to a laparoscope, was first used to recover an oocyte from a onstrated only the initial stages of fertilization and did not
single human follicle in France by Klein and Palmer (1961). satisfy the stringent requirements of Austin (1961); the
results provided no proof that normal young would finally
develop. Edwards and colleagues then showed that human
Putting it all together: Robert Edwards’ ova penetrated by a spermatozoon could develop in modi-
contributions fied Bavister’s medium and other media through the
subsequent cleavage divisions to the blastocyst stage (key
Interest in human in IVF/ET recurred in the 1960s largely paper 3). Bavister’s original formulation was modified by
due to the work of Robert Edwards. In the course of a few increasing slightly the sodium and potassium concentra-
years, Edwards and his colleagues published the following tions. A second, simple, chemically defined medium was
key papers that paved the way for the birth of the first also used; the medium had been described by Whitten and
‘test-tube’ baby: Biggers (1968) for the complete culture of mouse embryos
from the zygote to the blastocyst thus overcoming the 2-cell
(1) ‘Maturation in vitro of human ovarian oocytes’ in The block. This medium was made available before publication
Lancet (Edwards, 1965b). to Whittingham (1968) for his successful studies on IVF in
(2) ‘Early stages of fertilization in vitro of human oocytes the mouse, and it was subsequently passed on to Edwards
matured in vitro’ in Nature (Edwards et al., 1969). and his colleagues. Three other media were widely used in
(3) ‘Fertilization and cleavage in vitro of preovular human cell culture – Ham’s F10, Eagle’s 199 and Weymouth’s
oocytes’ in Nature (Edwards et al., 1970). (modified by the addition of pyruvate) – all supplemented
(4) ‘Laparoscopic recovery of preovulatory human with inactivated fetal calf serum. Pyruvate was included
oocytes after priming of ovaries with gonadotrophins’ in all of these media after the demonstration in the mouse
in The Lancet (Steptoe and Edwards, 1970). that it is required for oocyte maturation and the first cleav-
age division (Biggers et al., 1967). Some penetration of
Edwards’ interest in the mechanisms involved in the spermatozoa into the ova, pronuclear formation and cleav-
establishment of pregnancy arose from cytogenetic studies age were observed with all media, although at low rates.
on oocyte maturation (reviewed by Edwards, 2001; Johnson, These experiments did not rule out the possibility of parthe-
2011). He extended work done in the 1930s by Pincus and his nogenesis. Thus, it was not until 1978 and the birth of the
colleagues by showing that spontaneous maturation first baby produced by IVF/ET that normal IVF in humans
occurred in several species using the chemically defined was finally proved.
medium 199 supplemented with 15% serum. Edwards began A cohort of oocytes recovered from an ovary are invari-
his initial studies on the maturation of human oocytes by ably at different stages of maturation. Key paper 4
incubating them for only 12 h, following Pincus and describes the use of two gonadotrophins given sequentially
Saunders (1939). This period of incubation was too short, to synchronize as closely as possible a cohort of oocytes
and it took some time before Edwards found that the at a stage normally reached just before the expected time
required time was between 36 and 43 h after laparoscopy. of ovulation. The two hormones were human menopausal
Obtaining human oocytes for experimentation is difficult. gonadotrophin (HMG) and human chorionic gonadotrophin
124 JD Biggers

(HCG). The preovulatory oocytes were then harvested for MRC-supported organizations who vied for the clinical
IVF/ET by puncturing the follicles with a laparoscope and research programme in their own establishment. Edwards
aspirating them with a specially designed piece of may well have unwittingly killed his application by insisting
equipment. that if the clinic was located at a site other than Cambridge
A period of about 8 years elapsed before the first baby he was not interested. In 1979, after the birth of Louise
conceived by IVF was born in July 1978 (Steptoe and Brown, Edwards applied to the National Health System for
Edwards, 1978). In all but one case, the patients failed to state support to establish an IVF clinic, but again the applica-
become pregnant after embryos produced by IVF were tion was rejected. He finally secured venture capital to set up
transferred to the mother. The one exception resulted in Bourn Hall, the first IVF clinic, which was opened in Septem-
an ectopic pregnancy. Various reasons for the failure of ber 1980 located on an estate near Cambridge. Clinical
transferred cleavage-stage embryos to develop were consid- research proceeded rapidly in this new environment and it
ered. For example, such transfers in mice to the uterus included the development of successful treatment regimens
rather than to the oviduct were rarely successful due to for overcoming the luteal weakness that plagued the early
the inappropriate hormonal priming. However, work on work. Securing government support in this field remained dif-
the transfer of cleaving human embryos to the uterus was ficult. A second application for research funding on IVF to the
encouraged by the report of Marston et al. (1977) who Medical Research Council also failed. Nevertheless, over
showed that a 5-cell rhesus monkey embryo could develop 1000 babies were born using IVF/ET in the first 10 years of
into a newborn baby after transfer into the uterus of its Bourn Hall’s existence (Edwards, 2001).
mother. Another potential contributory cause of the failures A controversial claim was made in India, soon after the
in human patients was the trauma involved in transferring birth of Louise Brown, that a baby girl had been born follow-
the embryos into the uterus. A further possible cause was ing IVF/ET. The team that made this claim were two physi-
the endocrine disturbances elicited by the HMG and HCG cians (Subhas Mukerji, leader of the team, and SK
used for ovarian stimulation, leading to what Edwards called Bhattacharya) and a cryobiologist (Sunit Mukherjee). Mukerji
luteal weakness (Edwards, 2001). After trying various hor- had done research on hormone assaying at the University of
monal supplements, Edwards and Steptoe turned to the Edinburgh, and Mukherjee was well trained in cryogenics at
recovery of a single oocyte from a natural cycle by monitor- Cornell University. The case was not described in profes-
ing the patient’s LH surge near the time of ovulation. The sional journals but was widely reported with considerable
first IVF baby, Louise Brown, was conceived in this way. hoopla in the Indian press (Kumar, 1997). A six-page detailed
The first babies produced following ovarian stimulation report appeared in the popular Indian magazine Sunday
using clomiphene and HCG were not reported until 1981 under the title ‘Our very own test-tube baby’ (Mitra and
by Carl Wood’s group (Trounson et al., 1981). McMahon, 1978). The baby was born on 3 October 1978 and
Edwards’ papers generated renewed interest in IVF in the thus, if the claim is true, her mother became pregnant about
USA, particularly that of Howard Jones and Georgeanna See- 6 months before Louise Brown was born. The case also
ger Jones at the Woman’s Clinic at Johns Hopkins Hospital. attracted considerable attention since, for the first time,
Others who became interested in the field were Pierre Sou- ovarian stimulation and cryopreservation of the embryo
part at Vanderbilt School of Medicine, Nashville (Soupart were reported. An official at the NIH asked me to look into
and Morgenstern, 1973; Soupart and Strong, 1974) and Mel- the claim when I visited India to attend the International
vin Taymor at the Brigham Hospital in Boston (Berger et al., Congress of Hormonal Steroids held in New Delhi in the late
1975). Soupart, in fact, had a grant application approved by fall of 1978. Dr Kenneth Ryan, Harvard Medical School, Dr
a study section at the National Institutes of Health to sup- Liselotte Mettler, University of Kiel, both also attending
port human IVF, an application which, in an unusual step, the Conference, and I interviewed Subhas Mukerji in the
had been referred to an Ethics Panel. Unfortunately Soupart Ashoka Hotel on 2 November 1978. He gave us full details
died before approval was given. of the protocol that was followed. We were informed that
By the end of the 1960s, Edwards decided to seek we could not see the baby since her parents wished to remain
large-scale support for his work, and in 1971 he and Steptoe anonymous. The protocol used seemed to follow the prac-
applied to the British Medical Research Council for a grant tices used at the time so we were not inclined to dismiss
to set up a clinical research programme, but was rejected, the claim out of hand. Nevertheless, the Indian doctors we
a great disappointment to Edwards. In retrospect it may seem talked to unanimously regarded the claim as fraudulent. Dur-
that those who decided the fate of the application were short ing the next 20 years, the case was largely forgotten and
sighted. Recently, Martin Johnson of the University of Cam- considered questionable. Then, in 1997, Anand Kumar, a
bridge and colleagues reviewed the deliberations within the prominent Indian gynaecologist (Metha, 2010), re-examined
Medical Research Council (Johnson et al., 2010). Their the case in minute detail. He had gained access to the
research revealed a complex network of conflicting interests, group’s laboratory and clinical notes and official government
mainly administrative but not scientific, that resulted in the documents. He concluded that Mukerji and his team had
rejection. On the whole, the scientific advisors to the MRC indeed succeeded in producing a baby by IVF/ET and that
approved of the science, although concern was expressed bureaucratic interference had prevented Mukerji from justi-
over the potential of producing birth defects. One reviewer fying his claim in front of his scientific peers. Mukerji had
suggested the technique should first be evaluated in mon- summarized the details of the case in a letter dated 1
keys. Rejection was due to an excessive budget, concern over December 1978 to the Director of Health Services of the
what was perceived as the use of patients in clinical research, West Bengal Government, and on 28 December 1978 the
doubts about the high media profile of Edwards and Steptoe, Director specifically ordered Mukerji not to attend any
with some hints of politicking by aspirant Directors of other conference without prior permission. Permission to accept
History of IVF and embryo transfer 125

an invitation to present his case in Japan was denied (Anand a Certificate of Need from the State of Virginia. This
Kumar, 1997). Mukerji’s death soon afterwards deprived him involved having a public hearing. Howard Jones invited me
of any further opportunity to justify his claim. to testify at this hearing. It turned out to be a horrendous
experience. The hearing took place in a hall that held
Ethical and moral issues raised in the USA and 200–300 people. The audience had seated themselves in
two groups on opposite sides of the hall, one group support-
the formation of the first clinic in Norfolk,
ing IVF/ET, including couples who had not been able to con-
Virginia ceive, and the other group, largely right-to-lifers, strongly
opposing IVF/ET. The entire meeting turned out to be a
The birth of Louise Brown was widely reported in the US shouting match, the two groups hurling insults at each
press, often in a sensational manner. The negative recep- other. I particularly remember a right-to-life activist from
tion received by John Rock 34 years earlier was repeated Chicago whose purpose was to attack in a particularly insult-
with greater intensity. Based on my own experiences, ing way the motives of Georgeanna Seeger Jones, one of the
I can provide some understanding of the environment that most dedicated clinicians you could ever meet. Fortunately,
scientists and physicians encountered in the USA. the Certificate of Need was granted. Attacks on the pro-
In 1978, I was director of a programme project at Har- posed clinic continued to be made in the local media and
vard, supported by the Institute of Child Health and Human this resulted in a lawsuit, which the Medical School won.
Development, on the biology of early pregnancy. One section The monetary settlement helped create the first IVF clinic
of the project, headed by Dr Melvin Taymor of the Brigham in the USA. Soon after the clinic was formed, the Virginia
and Women’s Hospital, was concerned with trying to mature Bar Association sponsored a 1-day symposium on IVF/ET.
human oocytes in vitro. The day the birth of Louise Brown I was invited to present the first paper outlining the princi-
was announced, I received a call from an NIH official freezing ples of IVF to the audience of lawyers. The meeting was held
these funds. It was clear that some members of Congress at Virginia Beach, which is also the home of the Christian
were upset by the demonstration that a new individual could Broadcasting Network run by Pat Robertson. His network
be created in a test tube. Soon after, Joseph Califano, Sec- organized a protest outside the hotel where the Conference
retary of the then Department of Health, Education and was to take place. As a result, all speakers were taken to the
Welfare, activated a dormant Ethics Board to advise him back of the hotel and admitted through the kitchen.
and President Carter on whether it was ethically acceptable Public policy makers like to make the distinction
for the Federal Government to support work on IVF/ET. I was between a procedure done for the benefit to the patient
appointed scientific advisor to the Board, together with a and a procedure done for research. In some situations
philosopher and two lawyers. The members of the Board including IVF/ET, the former is legal while the latter is not.
were a very talented group of people representative of many I remember participating in a long, tedious conference call
walks of life. Several hearings open to the public were held with Dr Taymor, who succeeded in producing the first test
by the Board, which eventually recommended that the Fed- tube baby in Boston, and the District Attorney of Boston
eral Government could support work on IVF/ET subjected to over how a particular procedure should be classified. No
certain restrictions. In retrospect, it is interesting that one clear rules developed other than all issues should be
provision made by the Board was that in any experiment decided on a case-by-case basis.
the spermatozoon and egg must be donated by a married
couple. The recommendations of the Board were never
accepted by the Government, however, and as far as I know Conclusion
the report still sits in some government pigeon hole (Biggers,
1978, 1981). In 1980, the National Institute of Child Health IVF and embryo transfer in the human is built upon exten-
and Human Development invited me and Luigi Mastroianni, sive basic research done by many investigators in reproduc-
Chairman of Obstetrics and Gynecology at the University of tive biology for over a century. Robert Edwards built on this
Pennsylvania, to organize a small conference on the earlier work, making major scientific contributions. Equally
Bethesda Campus about IVF/ET as practised in animals, with important was his dogged resistance to those who opposed
the explicit instructions that discussion of human IVF/ET be IVF/ET on ethical and moral grounds. His unwavering enthu-
disallowed (Mastroianni and Biggers, 1981). I was chairing a siasm and perseverance led to a revolution in the treatment
session when Barry Bavister jumped up at a point in the dis- of human infertility and the establishment of a new branch
cussion and said ‘Let’s talk about the human’. After receiv- of medicine. John Rock was a visionary who was ahead of his
ing frantic signals from the NIH staff in the audience, I time because the necessary basic science in the field had
adjourned the meeting for lunch, with the result that my not been done. An organization called IVF-Worldwide
friends accused me of stifling free speech. When the pro- attempts to accumulate statistics on IVF around the world.
ceedings were published by Plenum Press, we were required At the latest count, there are at least 3221 clinics located in
not to acknowledge that the NICHD sponsored the meeting. almost all countries in the world and almost 4 million IVF
Clearly the NICHD staff was scared by the possible reactions babies have been born.
of some politicians in Congress.
Soon after the birth of Louise Brown, the President of the Presentation
Eastern Virginia School of Medicine invited Howard Jones
and Georgeanna Seeger Jones to come out of retirement This article is based on a plenary lecture given to the Soci-
and rekindle their interest in IVF to form an IVF/ET clinic. ety for the Study of Reproduction on 1 August 2011, in Port-
A legal requirement for setting up a new clinic was getting land, Oregon.
126 JD Biggers

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