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Author Note
We would like to thank the Departmental Review Board for helpful comments on the
study. We would also like to thank Wal-Mart for allowing us to collect data.
tad12340@ucmo.edu.
STUDY OF SMILING AND EYE CONTACT 2
Abstract
The aim of this observational study was to examine whether Wal-Mart customers held eye
contact longer while smiling or not smiling. Quota sampling was used to collect data from 30
incoming and outgoing Wal-Mart customers we estimated to be middle school aged (~12 years)
to adult. Two variables, length of eye contact and smiling or not smiling, were recorded using an
undisguised naturalistic observation. The results indicated that people tend to hold longer eye
contact when smiling. The mean duration of eye contact while smiling was 1.76 seconds and .84
when not smiling. Based on these results, we conclude that facial expressions, such as smiling
and not smiling, are correlated with the amount of eye contact a person will make.
Eye witness testimony has been used in court rooms around the world. There are many
factors that go into whether or not the testimony is accurate and the jury is going to believe it.
Our rationale for doing this observational research was that if we knew more about the
correlation between eye contact and facial expressions, such as smiling or not smiling, the results
could help to understand underlying factors that go into eye witness testimony.
Previous research has shown when giving a testimony one should look the jurors in the
eyes so they believe you are telling the truth (Spiker, 2000). If the witness does not look at the
jurors directly, they may perceive the witness as anxious, dishonest, or disinterested. Other
studies have shown there is a strong correlation between avoiding eye contact and angry faces
(Horley, Williams, Gonsalvez, & Gordon, 2004). These studies help us in supporting our
hypothesis that the higher the level of happiness indicated through smiling influences the
duration of eye contact. We believe that when a person is smiling, they will hold longer eye
contact with another person than when they are not smiling. There is not a lot of specific research
to support our exact hypothesis; but there is research on infants that suggests there is some
connection between eye contact and smiling. McAdams, Jackson, and Kirshnit (1984) reported
that at about the same time an infant starts to make eye contact with others, the “social smile”
emerges as a signal that the infant is interested in the social world around them. If this is true for
infants, we believe that it will hold true into later years in life. Although we did not discriminate
between male and female subjects in our study, there is research that suggests females tend to
hold longer eye contact and make eye contact more frequently than males (Benenson, 2003).
As described above, a lot of research has been done in the area of facial expressions and
eye contact; however no one has done research specifically on how smiling affects the duration
STUDY OF SMILING AND EYE CONTACT 4
of eye contact. We feel that more research in the area would be useful in psychology and
criminal justice lines of work. If more research was done, we could relate the results closely to
this type of research could help in identifying falsified testimonies. As Spiker (2000) reported,
jurors usually find testimony more convincing when looking them directly. If the witnesses
tended to have a more solemn look on their faces and made no eye contact, the jurors may
perceive the witness as falsifying the truth. Therefore, we believe that more research conducted
Method
Participants
what we estimated to be middle school age (~12 years) to adult were observed. We selected our
Materials
We prepared a static checklist to record whether a customer was smiling or not smiling,
and the duration of eye contact held (see Table 1). We each used a digital stop-watch to record
Procedure
We each went to the Warrensburg, Missouri Wal-Mart between the hours of four and
seven pm. We sat on the inside bench next to the front entrance and observed incoming and
outgoing customers. We watched for people who made eye contact (looking at the face with
emphasis on the eyes) and interacted with someone else in any way (talking, waving, passing by,
ETC.). As soon as we would notice eye contact being made, we would start the stop-watch.
STUDY OF SMILING AND EYE CONTACT 5
When eye contact was terminated we would stop the watch. We recorded the duration of eye
contact between the two subjects on the checklist, along with whether the subject was smiling or
not smiling. Smiling was defined as a facial expression with mouth turned upward. Not smiling
was defined as no smiling present. We repeated this process until 30 participants were observed
and recorded.
Results
not smiling during the recording of eye contact. Eye contact time is the difference between when
we started the stop-watch and stopped the stop-watch. The mean duration for a smiling
participant was 1.76 seconds. This was computed by adding up all of the eye contact durations
with a smiling subject and dividing by 17 participants. The mean duration for a participant that
was not-smiling was .84 seconds. This was computed by adding up all of the eye contact
durations with a non-smiling subject and dividing by 13. The standard deviation for a smiling
subject’s eye-contact time was 1.04. The standard deviation for a not smiling subject’s eye-
contact time was .33. The range for a smiling subject’s eye contact was 4.60 seconds. Range for
a not-smiling subject’s eye contact was 2.14 seconds. Range was computed by subtracting the
lowest duration of eye contact from the highest duration of eye contact and adding one second to
each time for being continuous variables. See Figure 1 for descriptive statistics of a smiling
subject’s duration of eye contact. See Figure 2 for descriptive statistics of a not smiling subject’s
Discussion
The results supported our hypothesis that smiling subjects have a longer duration of eye
contact than non smiling subjects. There was almost one full second difference between the
mean duration of a smiling subject and the mean duration of a subject not smiling. We believe
these findings have good external validity because of the location used to complete our research.
Wal-Mart is a natural normal setting where the behavior of eye contact and smiling or not
smiling is naturally shown. By choosing Wal-Mart as our location, we can also generalize our
results to people in other types of mass-marketing stores where most people shop.
Our findings related to the previous literature (Spiker, 2000) in that positive facial
expressions tend to correlate with a longer duration of eye contact. Research using infants was
found that supported our hypothesis, but we are interested in middle school age (~12 years) to
adult subjects. This was our interest because the age group relates more with the issue of eye
witness testimony. Because no one has done research on only smiling or not smiling and the
duration of eye contact held within this age group, we feel our research has helped fill a gap in
previous research.
There were limitations to our research. Unlike previous research, we used quota
sampling. By doing this, our sample may have been unrepresentative of the population.
Extraneous variables may have also played a part in our research. A lot of the eye contact was
made between two people that came into or left Wal-Mart together; therefore they probably
already knew each other. If the two people did not know each other that made the eye contact,
the results may have varied more. We also recorded our data alone and then put it all together.
We could have improved interrater reliability if two of us observed and recorded the same
person. Previous research also suggested females tend to hold longer eye contact and make eye
STUDY OF SMILING AND EYE CONTACT 7
contact more frequently than males. We could have benefited more from our study if we
discriminated whether the participants were male or female during the eye contact.
Further research in this area would benefit from choosing a different sampling method
than quota sampling. It may also be helpful if you could use indirect narrative records. By using
a video tape we could more accurately record the duration of eye contact between the two
subjects. If that is not possible, we would suggest at least two observers for each subject. We
would also suggest instead of being undisguised, use a disguised method to collect data. It
seemed that people would cut their conversations short and stare at us when they noticed we
were watching them and writing things down. All of these variables could have affected the
research.
STUDY OF SMILING AND EYE CONTACT 8
References
Horley, K., Williams, M.L., Gonsalvez, C., & Gordon, E. (2004). Face to face: Visual scanpath
McAdams, D.P., Jackson, J.R., Kirshnit, C. (1984). Looking, laughing, and smiling in dyads as a
Table 1
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
20.
STUDY OF SMILING AND EYE CONTACT 10
21.
22.
23.
24.
25.
26.
27.
28.
29.
30.
STUDY OF SMILING AND EYE CONTACT 11
3
Frequency
0
0.00 1.00 2.00 3.00 4.00
3
Frequency
0
0.00 1.00 2.00 3.00 4.00
Figure 2. Histogram showing duration of eye contact for not smiling subjects.