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001 - General Principles of Antimicrobial Therapy
001 - General Principles of Antimicrobial Therapy
General Principles of
Antimicrobial Therapy
Luca Pani, MD
Professor of Pharmacology and Clinical Pharmacology - University of Modena and Reggio Emilia, Modena, Italy
Professor of Clinical Psychiatry – Univ. of Miami – Miami, USA
Former CHMP, SAWP Member, European Medicine Agency (EMA), London – UK
Former Director General, Italian Medicines Agency (AIFA), Rome – IT
Luca.Pani@unimore.it @Luca__Pani
Disclaimer and Disclosure
The opinions expressed in this presentation are my personal views and may not be understood or quoted as
being made on behalf of or reflecting the position of any of the Institutions or Companies for which I have
worked or I collaborate with.
The mention of commercial products, their sources, or their use in connection with material reported herein is
not to be constructed as either an actual or implied endorsement of such products to any Public Department
or Health and/or Payer Services.
Apart from my Academic roles, I am the Chief Scientific Officer of EDRA-LSWR Publishing Company and of
Inpeco SA Total Lab Automation Company. I do not bear any direct or indirect financial interest in
products quoted in this talk.
These slides are both original or have been modified from presentations/videos from General Principles of
Antimicrobial Therapy, Brunton LL, Hilal-Dandan R, Knollmann BC. In Goodman & Gilman's: The
Pharmacological Basis of Therapeutics, XIII Ed.; 2017, Copyright ©2019 McGraw-Hill Education. All rights
reserved (Edizione Italiana, Zanichelli Editore, 2019)
• (Archean) Bacteria are the first letter of the first line of the first book.
On the tree of life, humans are closer to corn, a green plant,
than two common bacteria are to each other
“Humanity is just a speck in
the massively bacterial world.
We need to get used to that idea.”
Summary of the present lecture
Antimicrobial Therapy: Classes and Actions
The germ theory of disease, based on the work
of Louis Pasteur and Robert Koch, was a
revolution in the human understanding of
nature that linked specific microorganisms to
specific diseases. The germ theory developed
considerably in the 20th century, with
identification and characterization of many
microbial pathogens and their pathogenic
mechanisms and the introduction of
antimicrobial drugs. With the use of these drugs
came issues of appropriate regimens, drug
resistance, drug interactions, and toxicity.
Antimicrobial Therapy: Classes and Actions
Microorganisms of medical importance fall into
four categories: bacteria, viruses, fungi, and
parasites. The first broad classification of
antibiotics follows this classification closely, so
that we have antibacterial, antiviral, antifungal,
and antiparasitic agents. However, there are
many antibiotics that work against more than
one category of microbes, especially those that
target evolutionarily conserved pathways.
Within each of these major categories, drugs are
further categorized by their biochemical
properties.
Antimicrobial Therapy: Classes and Actions
Antimicrobial molecules should be viewed as
ligands whose receptors are microbial proteins.
The term pharmacophore, defines that active
chemical moiety of the drug that binds to the
microbial receptor. Historically, pharmacophores
were established by Lemont Kier, who first
mentions the concept in 1967. The development
of the concept is often erroneously accredited to
Paul Ehrlich. The microbial proteins targeted by
the antibiotic are essential components of
biochemical reactions in the microbes, and
interference with these physiological pathways
kills the microorganisms.
Antimicrobial Therapy: Classes and Actions
Where:
• IC50 the inhibitory concentration that is
50% effective, a measure of the
antimicrobial agent’s potency
• Emax, a measure of the maximal effect
• H, the slope of the curve, or Hill factor
and
• Econ is control bacterial population
without treatment
Changes in sigmoid Emax model with increases in drug
resistance.
An increase in resistance may show changes in IC50: In A, the IC50 increases from 70 (orange line)
to 100 (green line) to 140 (blue line). An increase in resistance may also show a decrease in Emax:
In B, efficacy decreases from full response (orange line) to 70% (green line).
Effect of different dose schedules on shape of the
concentration-time curve.
The same total dose of a drug was administered as a single dose (panel A) and in three equal portions every 8 h
(panel B). The total AUC for the fractionated dose in B is determined by adding AUC0–8h, AUC8–16h, and AUC16–
24h, which totals to the same AUC0–24h in A. The time that the drug concentration exceeds MIC in B is also
determined by adding T1 > MIC, T2 > MIC, and T3 > MIC, which results in a fraction greater than that for A.
Penetration of Antimicrobial Agents Into Anatomic
Compartments
In many infections, the pathogen causes
disease not in the whole body, but in
specific organs. Within an infected organ
only specific pathological compartments
may be infected. Antibiotics are often
administered orally or parenterally, far
away from these sites of infection.
Therefore, in choosing an antimicrobial
agent for therapy, a crucial consideration is
whether the drug can penetrate to the site
of infection.
Penetration of Antimicrobial Agents Into Anatomic
Compartments
For example, the antibiotic levofloxacin achieves
a skin tissue/peak plasma concentration CPmax
ratio of 1.4, ELF/(Cp)ratio of 2.8, and urine/(Cp)
ratio of 67. The two most important factors in
predicting successful clinical and microbiological
outcomes using levofloxacin in the patients are
the site of infection and achieving a CPmax level of
12 times the MIC (CPmax/MIC ≥12). The failure rate
of therapy is 0% in patients with urinary tract
infections, 3% in patients with pulmonary
infections, and 16% in patients with skin and so
tissue infections. Clearly, the poorer the
penetration into the anatomical compartment,
the higher the likelihood of failure.
(Chow et al., 2002; Conte et al., 2006; Wagenlehner et al., 2006; Preston et al., 1998)
The Penetration of Antimicrobial Agents Into Anatomic
Compartments is a function of three major factors:
a) The physical barriers that the molecule must traverse
The physical barriers are usually due to layers of epithelial and endothelial cells and the type of
junctions formed between these cells. Penetration across this physical barrier generally
correlates the hydrophilicity or hydrophobicity of the drug
The Penetration of Antimicrobial Agents Into Anatomic
Compartments is a function of three major factors:
b) The chemical properties of the drug
Hydrophobic molecules concentrate
in the bilipid cell membrane bilayer,
whereas hydrophilic molecules tend
to concentrate in the blood, the
cytosol, and other aqueous
compartments. Thus, the greater its
lipophilicity, the greater the likelihood
that an antimicrobial agent will cross
physical barriers erected by layers of
cells. Conversely, the more charged
Influence of pH on the distribution of a weak acid (pKa = 4.4)
a molecule is, and the larger it is, the
between plasma and gastric juice separated by a lipid barrier. A
poorer its penetration across weak acid dissociates to different extents in plasma (pH 7.4) and
membranes and other physical gastric acid (pH 1.4): The higher pH facilitates dissociation; the lower
barriers. pH reduces dissociation. The uncharged form, HA, equilibrates
across the membrane. Blue numbers in brackets show relative
equilibrium concentrations of HA and A−.
The Penetration of Antimicrobial Agents Into Anatomic
Compartments is a function of three major factors:
c) The presence of multidrug transporters
Another barrier is due to membrane
transporters, which actively export drugs
from the cellular or tissue compartment back
into the blood. A well-known example is the
P-glycoprotein. P-glycoprotein exports
structurally unrelated amphiphilic and
lipophilic molecules of 3–4 kDa, their
effective penetration. Examples of
antimicrobial agents that are P-glycoprotein
substrates include HIV protease inhibitors,
the antiparasitic agent ivermectin, the
antibacterial agent telithromycin, and the
antifungal agent itraconazole
Antimicrobial agents penetration and different anatomical
compartments (examples):
1. CNS
2. Eye
3. Pericardium
4. Biofilms
5. Pharmacokinetic Compartments
Antimicrobial agents penetration and different anatomical
compartments (examples):
1. CNS
The CNS is guarded by the blood-brain barrier (BBB).
The movement of antibiotics across the blood-brain
barrier is restricted by tight junctions. Antimicrobial
agents that are polar at physiological pH generally
penetrate poorly; some, such as penicillin G, are actively
transported out of the CSF and achieve CSF
concentrations of only 0.5%–5% of the Cp. However, the
integrity of the BBB is diminished during active bacterial
infection; tight junctions in cerebral capillaries open,
leading to a marked increase in the penetration of even
polar drugs. As the infection is eradicated and the
inflammatory reaction subsides, penetration diminishes
to normal. Because this may occur while viable
microorganisms persist in the CSF, drug dosage should
not be reduced as the patient improves.
(Daneman and Prat, 2015).
Antimicrobial agents penetration and different anatomical
compartments (examples):
2. EYE
Drug penetration into the eye is
especially pertinent in the
treatment of endophthalmitis and
infections of the retina. There is
generally poor penetration of drug
from plasma to this compartment,
so that the standard therapy is
direct instillation of antibiotics into
the ocular cavity. In patients with
pulmonary infections such as
pneumonia, drugs must penetrate
into the ELF, where the pathogens
are found
(Kiem and Schentag, 2008)
Antimicrobial agents penetration and different anatomical
compartments (examples):
3. PERICARDIUM
Drug penetration into the pericardium is governed
by physical barriers and also likely by some form of
active transport. In patients treated for tuberculous
pericarditis with the regimen of isoniazid, rifampin,
pyrazinamide, and ethambutol, simultaneous blood
and pericardial fluid concentrations were measured
over 24 h. Rifampin concentrations in pericardial
fluid were only 20% those in plasma due to poor
penetration as well as active clearance, while
ethambutol CPmax was 55% due to poor penetration.
On the other hand, isoniazid and pyrazinamide
concentrations in pericardial fluid and blood were
equivalent. So, DO NOT assume that different drugs
penetrate equally to the compartment of concern.
(Shenje et al., 2015)
Antimicrobial agents penetration and different anatomical
compartments (examples):
4. BIOFILMS
Compartments requiring special drug
penetration are endocardial vegetations and
the biofilm formed by bacteria and fungi on
prosthetic devices such as artificial heart
valves, long-dwelling intravascular catheters,
artificial hips, and devices for internal fixation
of bone fractures. Bacterial and fungal
biofilms are colonies of slowly growing cells
enclosed within an exopolymer matrix. The
exopolysaccharide is negatively charged and
can bind positively charged antibiotics and
restrict their access to the intended target. To
be effective against infections in these
compartments, antibiotics have to be able to
penetrate the biofilm and endothelial
barriers.
David Lebeaux et al. Microbiol. Mol. Biol. Rev. 2014; Sun et al, 2013
Antimicrobial agents penetration and different anatomical
compartments (examples):
5. PHARMACOKINETICS COMPARTMENTS (important!)
Once an antibiotic has penetrated to the site of infection, it may be subjected to processes of elimination and
distribution that differ from those in the blood. Sites where the concentration-time profiles differ from each other
are considered separate pharmacokinetic compartments; thus, the human body is viewed as multicompartmental.
The concentration of antibiotic within each compartment is assumed to be homogeneous. If two compartments
have similar concentration profiles, then they may be considered a single compartment.
Allow me a short digression on PharmacoKinetics (PK) here
Remember that these are the three essential PK aspects of drug metabolism:
• First-order kinetics. For most drugs in their therapeutic concentration ranges, the amount
of drug metabolized per unit time is proportional to the plasma concentration of the drug
(Cp) and the fraction of drug removed by metabolism is constant (i.e., first-order kinetics).
• Zero-order kinetics. For some drugs, such as ethanol and phenytoin, metabolic capacity is
saturated at the concentrations usually employed, and drug metabolism becomes zero
order; that is, a constant amount of drug is metabolized per unit time. Zero-order kinetics
can also occur at high (toxic) concentrations as drug-metabolizing capacity becomes
saturated.
Ka, absorption constant; Vc, central compartment volume; VL, volume of lung
compartment; Vp, peripheral compartment volume.
Thus, we have four compartments (including G, a specific compartment, the GI tract, from the set of initial
absorption compartments in the figure, each with its own concentration-time profile. The penetration of drug
from compartment 1 to 2 is based on the penetration factors discussed previously and is defined by the transfer
constant k12. However, the drug also redistributes from compartment 2 back to 1, defined by transfer constant
k21. A similar process between the blood and peripheral tissues leads to transfer constants k13 and k31. The drug
may also be lost from the body (i.e., open system) via the lungs and other peripheral tissues (e.g., kidneys or
Impact of susceptibility testing on success of antimicrobial
agents
DO NOT GIVE ANTIBIOTICS IF YOU DON’T KNOW AGAINST WHAT!
The microbiology laboratory plays a
central role in the decision to choose
a particular antimicrobial agent over
others. First, identification and
isolation of the culprit organism takes
place when the patients’ specimens
are sent to the microbiology
laboratory. Once the microbial
species causing the disease has been
identified, a rational choice of the
class of antibiotics likely to work in
the patient can be made. The
microbiology laboratory then plays a
second role, which is to perform
susceptibility testing.
Impact of susceptibility testing on success of antimicrobial
agents
DO NOT GIVE ANTIBIOTICS IF YOU DON’T KNOW AGAINST WHAT!
Millions of individuals across the globe become
infected by many different isolates of the same
species of pathogen. Evolutionary processes cause
each isolate to be slightly different from the next,
so that each may have a unique susceptibility to
antimicrobial agents. As the microorganisms divide
within the patient, they may undergo further
evolution between the time of infection and the
time of diagnosis. Therefore, one observes a
distribution of concentrations of antimicrobial
agents that can kill the pathogens. Often, this
distribution is Gaussian, with a skew that depends
on where the patient lives. Such factors will affect
the shape of the inhibitory sigmoid Emax model
curve.
Impact of susceptibility testing on success of antimicrobial
agents
With changes in susceptibility, the sigmoid Emax
curve shifts in one of two basic ways. The first is a
shift to the right, an increase in IC50, meaning that
much higher concentrations of antimicrobials than
before are now needed to show specific effect.
Susceptibility tests for bacteria, fungi, parasites,
and viruses have been developed to determine
whether these shifts have occurred at a sufficient
magnitude to warrant higher doses of drug to
achieve particular effect. The change in IC50 may
become so large that it is not possible to overcome
the concentration deficit by increasing the
antimicrobial dose without causing toxicity to the
patient. At that stage, the organism is now
“resistant” to the particular antibiotic.
Impact of susceptibility testing on success of antimicrobial
agents
A second possible change in the curve is
decrease in Emax, such that increasing the dose
of the antimicrobial agent beyond a certain
point will achieve no further effect; that is,
changes in the microbe are such that eradication
of the microbe by the particular drug can never
be achieved. This occurs because the available
target proteins have been reduced or the
microbe has developed an alternative pathway
to overcome the biochemical inhibition. For
example, this type of resistance is the one for
maraviroc, an allosteric, noncompetitive
antagonist that binds to the CCR5 receptor of
patient’s CD4 cells to deny HIV entry into the
cell.
Specific susceptibility testing: Bacteria
For bacteria, dilution tests employ antibiotics in serially
diluted concentrations on solid agar or in broth medium that
contains a culture of the test microorganism. The lowest
concentration of the agent that prevents visible growth after
18–24 h of incubation is known as the minimum inhibitory
concentration (MIC). Recently, nucleic acid amplification–
based reactions of specific bacterial genes have been used
for rapid diagnosis of drug resistance. The genes targeted
are those encoding known drug resistance proteins or
processes. For example, rifampin resistance in
Mycobacterium tuberculosis (it takes 2 to 3 weeks to grow
and then another 2 weeks to test). tests. Small PCR reactors
at points of care can identify mutations, and provide a result
in less than 2 h. In other bacteria, MALDI-TOF MS is being
used for identification of resistance to drugs such as
vancomycin in Staphylococcus aureus and is being extended
to many other compounds and bacterial species.
Specific susceptibility testing: Fungi
For fungi that are yeasts (i.e., Candida),
susceptibility testing methods are similar to
those used for bacteria. However, the
definitions of MIC differ based on drug and
the type of yeast, so there are cutoff points
of 50% decrease in turbidity compared to
controls at 24 h, 80% at 48 h, or total
clearance of the turbidity. Susceptibility tests
and MICs for triazoles, echinocandin
antifungals, amphotericin B–based
compounds, molds especially for Aspergillus
species are now available. The minimum
effective concentration (MEC) for
echinocandins is the lowest drug
concentration at which short, stubby, and
highly branched hyphae are observed on
microscopic examination.
Specific susceptibility testing: Viruses
In HIV phenotypic assays, the patient’s HIV-
RNA is extracted from plasma, and genes for
targets of antiretroviral drugs such as reverse
transcriptase and protease are amplified. The
genes are then inserted into a standard HIV
vector that lacks an alogous gene sequences
to produce a recombinant virus, which is
coincubated with a drug of interest in a
mammalian cell viability assay. Growth is
compared to a standardized wild-type control
virus. Genotypic tests are now a standard
part of HIV care in many parts of the world.
The simplest tests measure presence of
mutations associated with loss of
susceptibility to a drug, that is, that the
organism is “resistant” to the drug and the
drug should not be used to treat that patient.
(Hanna and D’Aquila, 2001; Petropoulos et al., 2000).
Specific susceptibility testing: Parasites
Susceptibility testing for parasites, especially
those that cause malaria, has been
performed in the laboratory. The tests are
similar to the broth tests for bacteria, fungi,
and viruses. Plasmodium species in the
patient’s blood are cultured ex vivo in the
presence of different dilutions of antimalarial
drug. A sigmoid Emax curve for effect versus
drug concentration is used to identify IC50 and
Emax. These susceptibility tests are usually
field tests at sentinel sites that are used to
determine if there is drug resistance in a
particular area. In general, susceptibility tests
for parasitic infections are not standardized.
These tests are primarily used in the research
setting and not for individualization of
therapy.
Abebe Genetu Bayih et al. Clin. Microbiol. Rev. 2017
Pharmacological basis for selection and dosing schedules
Susceptibility testing in the lab is central but
not enough. In tests, the drug concentration is
constant; in patients is dynamic and changing.
Antibiotics are prescribed at a certain
schedule (e.g., three times a day) so that there
is a periodicity in the fluctuations of drug at
the site of infection, and the microbe is
exposed to a particular shape of the
concentration-time curve. Harry Eagle
performed studies on penicillin and
discovered that the shape of the
concentration-time profile was an important
determinant of the efficacy of the antibiotic.
This important observation was forgotten until
William Craig and colleagues rediscovered it
and performed systematic studies on several
classes of antibiotics, initiating the era of
antimicrobial PK/PD.
PAE = Post-Antibiotic Effect
Principal PK-PD characteristics of antimicrobial drugs
Left: Time-dependent antibiotics (beta-lactams, including penicillins and penems, glycopeptides, linezolid, macrolides, etc.).
The time that the concentration of a drug remains above the MIC (T > MIC) is the PK-PD index correlating with efficacy. The
post-antibiotic effect (PAE) can be absent (macrolides), minimal (betalactams, including penicillins and penems), or
moderate (glycopeptides, linezolid). Right: Concentration-dependent antibiotics (aminoglycosides, fluoroquinolones). The
peak concentration/minimum inhibitory concentration (Cmax/MIC) ratio and/or the area under the concentration-time
curve at 24 h/MIC (AUC0-24/MIC) ratio are the best PK-PD modeling and simulation correlating with efficacy. Moreover,
there is a prolonged PAE with the concentration-dependent antibiotics.
The three precepts of antimicrobial therapy
I. Apply knowledge of the susceptibility (either MIC or IC90) of the
organism to the antimicrobial agent and index drug exposure to
MIC.
II. Use the optimal dose of the antibiotic for the patient, that is, the
dose that achieves IC80 to IC90 exposures at the site of infection.
III. Use a dosing schedule that maximizes the antimicrobial effect;
recognize that optimal microbial kill by the antibiotic may be best
achieved by maximizing certain shapes of the concentration-time
curve.
The three precepts of antimicrobial therapy
I. Apply knowledge of the susceptibility (either MIC or IC90) of the
organism to the antimicrobial agent and index drug exposure to
MIC.
a. As an example, the pyrazinamide MIC is an important determinant of M.
tuberculosis response and microbial measures of cure. In fact, microbial
response is driven by the ratio of the AUC to the MIC.
b. Similarly, in the treatment of candidemia, the rate of response is driven by
the ratio dose/MIC. This is not a surprise because the IC50 shifts to the right
with decrease in susceptibility.
This has been applied in the clinic to therapy for CMV after both hematopoietic stem cell
transplants and after solid-organ transplantation.
When rapid turnaround tests (e.g., PCR based) are available, the preemptive strategy is
now more preferable than universal prophylaxis for CMV.
Antimicrobial agents are potentially toxic and may promote selection of resistant
microorganisms. For some diseases, the risk in waiting a few days is low, and these patients
can wait for microbiological evidence of infection without empirical treatment.
If the risks of waiting are high, based either on the patient’s immune status or other known
risk factors, then initiation of optimal empirical antimicrobial therapy should rely on the
clinical presentation and clinical experience.
In addition, simple and rapid laboratory techniques are available for the examination of
infected tissues..
Antimicrobial therapy–disease progression timeline:
Empirical Therapy in the Symptomatic Patient
The most valuable and time-tested method for immediate identification of bacteria is
examination of the infected secretion or body fluid with Gram stain.
On the other hand, neutropenic patients with fever have high risks of mortality, and when
febrile, they are presumed to have either a bacterial or a fungal infection. Thus, a broad-
spectrum combination of antibacterial and antifungal agents that cover common infections
encountered in granulocytopenic patients is given.
Performance of cultures is still mandatory with a view to modify antimicrobial therapy with
culture results.
Antimicrobial therapy–disease progression timeline:
Definitive Therapy With Known Pathogen
Combination therapy is an exception in these cases:
• preventing resistance to monotherapy;
• accelerating the rapidity of microbial kill;
• enhancing therapeutic efficacy by use of
synergistic interactions or enhancing kill by a
drug based on a mutation generated by
resistance to another drug;
• reducing toxicity (i.e., when sufficient efficacy of
a single antibacterial agent can be achieved only
at doses that are toxic to the patient and a
second drug is coadministered to permit
lowering the dose of the first drug)
Antimicrobial therapy–disease progression timeline:
Posttreatment Suppressive Therapy
• In some patients, the infection is controlled
but not completely eradicated by the initial
round of antimicrobial treatment, and the
immunological or anatomical defect that led to
the original infection is still present. In such
patients, therapy is continued at a lower dose.
This is common in patients with AIDS and
patients posttransplant. The goal is more as
secondary prophylaxis. Nevertheless, risks of
toxicity from the long durations of therapy are
still real. In this group of patients, the
suppressive therapy is eventually discontinued
In general, the prophylactic dose is lower than when
if the patient’s immune system improves.
the same drug is used for acute treatment.
Centers for Disease Control and Prevention et al., 2000; DHHS Panel, 2015
Mechanism of Resistance to Antimicrobial Agents
• Antimicrobial agents were viewed as miracle cures
when first introduced into clinical practice. Today,
every major class of antibiotic is associated with the
emergence of significant resistance. Two major
factors are associated with emergence of antibiotic
resistance: evolution and clinical/environmental
practices. When a microbial species is subjected to
an existential threat, chemical or otherwise, that
pressure will select for random mutations in the
species’ genome that permit survival. Pathogens
will evolve to develop resistance to the chemical
warfare to which we subject them. This evolution is
greatly assisted by poor therapeutic practices by
healthcare workers and the indiscriminate use of
antibiotics in agriculture and animal husbandry.
Mechanism of Resistance to Antimicrobial Agents
There is a book you shoud read
Every living being is also a fossil. Within it, all
the way down to the microscopic structure of
its proteins, it bears the traces if not the
stigmata of its ancestry.
Jacques Monod (1910-1976)
Le hasard et la nécessité. Essai sur la philosophie naturelle de la biologie moderne, Ed. du Seuil, Paris 1970; Ed.
Italiana Il caso e la necessità. Saggio sulla filosofia naturale della biologia contemporanea, Mondadori, Milano
1971 ISBN: 9788804496076
Mechanism of Resistance to Antimicrobial Agents
• Antimicrobial resistance can develop at any one
or more of steps in the processes by which a drug
reaches and combines with its target. Thus,
resistance development may develop due to
• development of alternative pathways to those Mechanisms by which such resistance develops can
inhibited by the antibiotic include acquisition of genetic elements that code for
the resistant mechanism, mutations that develop
under antibiotic pressure, or constitutive induction.
Mechanism of Resistance to Antimicrobial Agents:
Reduced entry of antibiotic into pathogen
• The outer membrane of gram-
negative bacteria is a
semipermeable barrier that
excludes large polar molecules from
entering the cell. Small polar
molecules, including many
antibiotics, enter the cell through
protein channels called porins.
Absence of, mutation in, or loss of a
favored porin channel can slow the
rate of drug entry into a cell or
prevent entry altogether, effectively
reducing drug concentration at the
target site.
Ouellette, 2001.
Mechanism of Resistance to Antimicrobial Agents:
Enhanced export of antibiotic by efflux pumps
• Microorganisms can overexpress efflux pumps
and then expel antibiotics to which the microbes
would otherwise be susceptible. There are five
major systems of efflux pumps that are relevant
to antimicrobial agents:
Steffen SR et al.; Extreme allelic heterogeneity at a Caenorhabditis elegans beta-tubulin locus explains natural
resistance to benzimidazoles
(Nijhuis et al., 2009; Ouellette, 2001).
Mechanism of Resistance to Antimicrobial Agents:
Incorporation of Drug
• An uncommon situation occurs when an
organism not only becomes resistant to an
antimicrobial agent but also subsequently
starts requiring it for growth. Enterococcus,
which easily develops vancomycin
resistance, can, after prolonged exposure
to the antibiotic, develop vancomycin-
requiring strains. In 1955, shortly after
introduction of streptomycin for
tuberculosis, Hashimoto isolated a
streptomycin-dependent mutant of M.
tuberculosis; it grows in the presence of the
antibiotic but goes into dormancy in the
absence of the streptomycin.
Mechanism of Resistance to Antimicrobial Agents:
Resistance Due to Enhanced Excision of Incorporated Drug
• Nucleoside reverse transcriptase
inhibitors such as zidovudine are 2′-
deoxyribonucleoside analogues that
are converted to their 5′-
triphosphate form and compete
with natural nucleotides. These
drugs are incorporated into the viral
DNA chain and cause chain
termination. When resistance
emerges via mutations in the
reverse transcriptase gene,
phosphorolytic excision of the
incorporated chain-terminating
nucleoside analogue is enhanced.
Arion et al., 1998).
Mechanism of Resistance to Antimicrobial Agents:
Heteroresistance and Viral Quasi-Species
Heteroresistance occurs when a subset of the
total microbial population is resistant, despite
the total population being considered
susceptible on testing. A subclone that has
alterations in genes associated with drug
resistance is expected to reflect the normal
mutation rates (occurrence in 1 in 106 to 105
colonies). In bacteria, heteroresistance has
been described especially for vancomycin in
S. aureus and Enterococcus faecium; colistin
in Acinetobacter baumannii-calcoaceticus;
rifampin, isoniazid, and streptomycin in M. Jemma L. Geoghegan and Edward C. Holmes, Genetics, Vol. , 1151–1162
December 2018
tuberculosis; and penicillin in S. pneumoniae
etc., etc.
(Falagas et al., 2008; Rinder, 2001; Hofmann-Thiel et al., 2009; Marr et al., 2001; Mondon et al., 1999).
Mechanism of Resistance to Antimicrobial Agents:
Heteroresistance and Viral Quasi-Species
Viral replication is more error prone than
replication in bacteria and fungi. Viral evolution
under drug and immune pressure occurs relatively
easily, commonly resulting in variants or quasi-
species that may contain drug-resistant
subpopulations. This is not often termed
heteroresistance, but the principle is the same: A
virus may be considered susceptible to a drug
because either phenotypic or genotypic tests
reveal “lack” of resistance, even though there is a
resistant subpopulation just below the limit of
assay detection. These minority quasi-species that
are resistant to antiretroviral agents have been
associated with failure of antiretroviral therapy.
Jemma L. Geoghegan and Edward C. Holmes, Genetics, Vol. , 1151–1162 December 2018 Metzner et al., 2009
Mechanism of Resistance to Antimicrobial Agents:
Development of Resistance via Mutation Selection
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