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REVIEW ARTICLES

FROM OBSERVATIONAL CINEMA


TO PARTICIPATORY CINEMA - AND BACK AGAIN?
DAVID MACDOUGALL AND THE DOON SCHOOL PROJECT

ANNA GRIMSHAW

iNTRODlfT1O\

There is perhaps no other term in \ isual anthropol-


ogy that has been used and abused as much as "obser-
vational cinema.' E\ersinceColin Young! 1975(coined
it to describe a new kind of anthropological filmmaking,
it has pro\oked enthusiastic endorsement and scathing
critique. On the one hand, adherents claim obsen ational
cinema to be less about a set of techniques and more
about a distinctive philosophical orientation toward the
world; while on the other hand, its detractors dismiss the
genre as a kind of nai\ e realism that both objectifies and
dehistoricizes human subjects.
Forthreeorsodecades. Da\ id MacDougall has been
a central figure in debates about observational cinema.
Hisposition,howe\er.isparadoxical(Ta\ lor 1998). For
he is both one of the leading proponents and one of the
leading skeptics. Mac; knigall'sear)) film, To Lire With
Herds (1971), is often cited as a classic example of
observational cinema, while much of his subsequent
work (the Turkana trilou\ and the collaborations with
Australian AborigineI communities) is acknow ledged to
constitute an important critique of the genre. But. if
during the 1980s, MacDougall nun ed aw a\ from obser-
\ ational cinema tow ard participatory filmmaking lorms.
the pendulum has now begun to swing the other \\a\
Declaring his dissatisfaction with experiments in col-
laborate e authorship that confuse rather than clarified
the issues of pow er and representation, MacDougall has
more recently returned to making lilms that are at once
All of the film captures are courtesy of David MacDougall. more explicit!} obser\ ational and more self-consciousk

80 Volume 18 Numbers 1-2 2002 Visual Anthropology Review


authored. His Sardinian tilm, TempuscleBatistas (1992), post-colonial identity formation. The location for his
announced the beginning of a new phase in MacDougall's inquiry is India s most famous boarding school that has
project of anthropological cinema. It was reflected, too, been training, since the 1930s, a select constituency of
in the changing concerns ot his critical writing.' boys for life in public serv ice. O\ era period of two \ ears
One of the notable features of MacDougall's career between 1997-1999, MacDougall, w orking alone w ith a
is its distinctive phases or chapters that are associated digital video camera, filmed different groups of bo\ s at
with a particular range of intellectual concerns and the School. From the nearly 100 hours of footage that he
cultural contexts. With each one, MacDougall focuses shot, MacDougall has begun to craft a number of
his attention in a remarkably concentrated way. It is not different films that include what he calls the 'public"
clear whether his decision to begin in a new tieldsite is an Doon School series and more informal pieces intended
intuitive one, emerging from personal curiosity and a for the boys and their families (MacDougall 1999:14-
certain imaginative conception of the world, or whether, 16).
as often appears, it is necessitated by the intellectual With \ loniingHearts offers us an interesting oppor
agenda that he is pursuing. Whatever the motivation, the tunity to assess the direction in which MacDougalls
different phases of MacDougall's trajectory share a work is now moving. For the filmmaker's substantive
similar set of features a period ot extended ticldwork concerns and aesthetic approach establish an interesting
resulting in a number ot films that represent a compre- link with some of his earliest pieces, most notably To
hensive exploration of selected theoretical and method- Live with Herds and Kenya Boron. Has MacDougalPs
ological concerns in anthropology. The sense of intellec- project now come full circle'1 Has he, at last, turned his
tual coherence that marks each phase is further under- attention fully toward the question that keeps recurring
lined by MacDougall's extcnsiv e written commentaries in his work the question of education'' First posed
on issues raised by the work. Beginning vwiih his African poignantly by Moding, the son of one of the older Jie
ti!ms ot the 1970s, this is the pattern of MacDougall\ women, whose "cleverness both separates him from
career. It is continued in the new project that he has his mother (who asks MacDouszall to explain to her what
embarked upon in India, at the Doon School. he does) and from his humanih the problem of school-
This essay is about With Morning Hearts (2QQ\ ),the ing hascontinued to trouble MacDoutuill. Indeed it might
second film in the Doon School Project. It is part ot a sel be considered to be an intensely personal preoccupation
of five films through which MacDougal! intends to (Ciiinishaw 2001). It is inescapably at the core of the
explore questions of 'ideology, social aesthetics and Doon School lilms. So. too, is (he question ofobserva-

Anna Grimshaw is Senior Lecturer at the Granada Centre for Vi ual Anthropology, University of Manchester. She is
the author of The Ethnographer's Eye: Ways of Seeing in Modern Anthropology (Cambridge, 2001); and she is
currently drafting with Amanda Ravetz. Rethinking Visual Anthropology.

Visual Anthropology Review Volume 18 Numbers 1-2 2002 81


tional cinema. But, in recognizing the centrality ot this vational cinema, how successful is the filmmaker in
question to a proper appreciation of MacDougall's most convincing us that it constitutes a contemporary - rather
recent work, 1 am also aware of the considerable than an archaic, even obsolete form of anthropological
confusion that is associated with such a filmmaking inquiry? This essay is exploratory. For, as I discovered.
approach. II it/i Morning Hearts raises many morequestions than it
Colin Young's classic essay, 'Observational Cin- answers.
ema" (1975), was crucial in catalyzing debate about the WITH MOR\I\G HEARTS
nature of anthropological cinema understood neitheras
a spurious kind of scientific documentation nor as just With Morning Hearts takes its title from a Doon
another form of documentary, albeit with an exotic School prayer exhorting pupils to respond to w hatever
focus. The debate was about how to forge a creative the day holds; "Call us up with morning faces And with
synthesis between an anthropological sensibility and a morning hearts Eager to labour, eager to be happy If
cinematic aesthetic. Although Young 's essay was richly happiness be our portion/ And if the day be marked for
suggestive about the origins and potential of observa- sorrow Strong to endure it. MacDougall's film fo-
tional cinema, much of the subsequent discussion was cuses on a small group of boys newh arrived at Foot
narrow and stifling. Today, however, the situation is House where, over the course of a > ear. thev begin to
different. Any attempt to understand observational cin- adjust to life away from their families and to prepare
ema benefits from a change in the dominant theoretical themselves for full immersion in the life of the school.
paradigms governing both anthropology and film stud- The film, running close to two hours, ends with their
ies. Renewed interest in phenomenological approaches, move to the Main House. It is an upheaval that the boys
the emergence of sensory perspectives, and a reconsid- anticipate with considerable fear and excitement. Al-
eration of the question of mimesis has greatly enriched though the boys progression from being neophytes to
the intellectual context in which to locate any new fully initiated Doon School pupils provides an important
appreciation of observational cinema. sense ofnarrative development, the film s different parts
One of my objectives in looking closely at With are mostly comprised of extended observational se-
Morning Hearts is to try and clarity what might be quences that convex the episodic rhythm of daily life.
involved in describing it as a piece ot observational Thereaieeijjhttitledchapteis: First Days; Housemaster:
cinema. Does the film represent MacDougall's abandon- "'Dame and Tutor; Living Together; Autumn: Trials and
ment ot his commitment to participatory anthropology in Tests; Hid of Term Examinations; Spring Term: Fitting
favor of a self-consciously authored project, founded in In; Packing, The Last Day and Night.
a return to an approach he once found limiting? And if the The film opens quietly, a moon in the dark sk\.the
DOOM School project is about the rediscover} of obser- sounds ofearl) morning, until gradually the ringing ofthe

82 Volume 18 Numbers 1-2 2002 Visual Anthropology Review


school bell break the daw n silence and v\ c mm e indoors
to watch the boys preparing for their day. Slow ly they
emerge from beneath the bedclothes, drow sj and low
One by one they begin their tasks dressing, making their
beds, cleaning their teeth, walking together across the
school grounds tor breakfast at long wooden tables. At
each stage, MacDougalTs camera is there, patiently
observing, never hurried or distracted but always ab-
sorbed in the details of the scene unfolding. But w hat the
opening sequences of With Morning Hearts reveal is
something more than just the filmmaker's interest in
detail. They reveal a very distinctive aesthetic framing of
these routine tasks. For MacDougall shows us not just
details, but theirarrangement. We begin to appreciate the
shape of a cup, the particular way that tea is poured, the
place of an egg on a plate, the layout of beds in the
dormitory, the pools of light in the school corridor.
Everything is respected in its own time and place. This
introductory section is especially important in establish-
ing the orientation of the filmmaker toward his subject.
The subsequent parts of the film document the stap.
adjustment as each boy adapts himself to the school
environment; but central to our understanding of the
process is an appreciation of the aesthetic nature of their
environment. It is not a neutral backdrop but it plays an
integral and active role in shaping their lives.
In the first two chapters of the film, MacDougall
intersperses observational sequences with informal in-
terviews. He presents Karam, one of the new boys, who
talks direct to the camera about arriving at Foot House,
his experiences of the first day, and his attempts to come
to terms with being away from family and home.
Although he is never properly introduced by name,
Karam gradually emerges as a sort of focus for the film.
Certainly it is hard not to respond to his appealing
vulnerability. Nevertheless, Karam is not fully dev eloped
as a key character in a com entional sense nor, indeed,
is anyone else. It is as if MacDougall is deliberate^
refusing to build With Morning Hearts around such
expectations. It would have been easy enough to follow
the process of adaptation to school through the contrast-
ing experiences of two or three boys; but there are no
such central subjects or stories u ith which w c identify
Everything about the film is much more diffuse. Hence,
despite the interest in Karam that MacDouaall uenerates
by returning to him, he is nc\ er a single focal point nor
is he presented in any straightforward wa\. We obser\ e
his actions, for example there is a long take of Karam

Visual Anthropology Review Volume 18 Numbers 1-2 2002 83


tnakinghisbed attending to every last detail or the action
that lasts foi almost a minute. We note his different
interactions with other boys. But MacDougall does not
seek to "explain" him in. familiar ways. In stead we are left
to judge the evidence that is presented to us in the form
of movements, gestures, actions, responses to people
and situations. Much of it is non-verbal and implicit. We
develop a sense of Karam as a person in the world
through the web of relationships that connects him with
people and things.
The third part of With Morning Hearts, "Living
Together," explores different dimensions of the boys'
socialization. For the boys' coming to terms with their
separation from family also involves coming to terms
with their fellow pupils. The adaptation process at Foot
House is both individual and collective. Through a
number of loosely connected scenes sharing tuck,
eating together, exercise, prayer, play - MacDougall
suggests different facets of the socialization process.
What the camera frames in such interactions is less the
details of verbal exchange (indeed, we often cannot hear
what is being said) and more the patterning of relation-
ships between boys within a particular landscape. This is
difficult to describe in words the point of MacDougall's
film inquiry itself. But I refer here to the choreographed
sense of the individual scenes. The camera creates an
awareness of posture, movement, configuration; and, as
the film unfolds, we recognize the recurrence and
transposition of certain shapes across the different
spaces of school life.
In the last scene of "Living Together, we return to
Karam. He is calling home, standing awkwardly, tele-
phone in hand as everyone in the room, filmmaker
included, listens to the stilted, one-sided conversation
that he is anxious to end. It is a poignant reminder of the
kind of emotional adjustment that Karam is forced to
make in adapti ng to the School, one underlined each time
we observe him pulling his oversized uniform over his
child's body.
MacDougal I opens the middle section oi'With Morn-
ing Hearts with the boys being drilled in a series of
elaborate formations on the sports field It is the public
counterpart to the daily donning of adult clothes that
constrain and Q\ envhelm the bodies beneath. This pro-
cess of incorporation is explored further in chapter 3 tour
and the of the film, when MauDougall follows Karam
and his tellow pupil s through a series of school tests and
examinations. As MacDougall's camera open.s out to

84 Vo ume 18 Numbers 1-2 2002 Visual Anthropology Review


include aspects of school life beyond Foot House, we work, To Live With Herds and Kenya Boran; and in the
note a contrast between meaningless, abstract categories film he made more than twenty years later, Tempus de
of knowledge (for example, the list of racial types that Baristas. The filmmaker's ambivalence is founded in an
Karam is trying to cram into his head) and the informal awareness of what is lost or displaced by formal educa-
ways that the boys learn from and with each other. tion. And what is lost through formal education are other
The last three parts of the film build toward the ways of knowing and being in the world. MacDougall
moment of departure, as the boys leave the "holding brilliantly encapsulates the conflict through two ex-
house" for the Main House. The journey from one to the tended scenes in To Live With Herds. The first involves
other, by means of a tractor on which the boys and their the District Commissioner lecturing a group of cattle
belongings are piled, is somewhat less dramatic than their herders about the importance of sending their children to
experience of the transition; and we contemplate their school. The second, I noted above, involves Moding, a
fate in the hands of the unknown, but greatly feared, man whose education elevates him into a position of
seniors. Progressively, thefilmhas revealed the pressure power that renders him largely indifferent to the plight of
of this approaching moment. Tensions become ever his starving fellow Jie. There are perhaps fewer more
palpable; and the boys' spirits rapidly oscillate between effective demonstrations of what an observational film-
excitement and exhaustion, anticipation and sadness. making approach may yield than these two remarkable
MacDougall exposes the emotional uncertainties of the scenes. For the argument is not made in any conventional
transition, an upheaval that is analogous to the first, way. It involves no general statements. Instead it emerges
traumatic separation ofKaram and his fellow pupils from and coalesces by means of a web of relationships that are
family and home. This we did not witness at the begin- woven from the different threads that constitute the film.
ning of the film. Now we can begin to imagine it. If the conflict between tradition and modernity,
From the opening scenes of With Morning Hearts, people and the state, embodied practice and bureaucratic
it is difficult not to think of MacDougall's early film, To knowledge is a recurrent theme in many ofMacDougall' s
Live With Herds. There are many similarities in style. films, including those he made in collaboration with
These include: the use of chapters and intertitles; the Australian Aboriginal communities, italso becomes trans-
unusual texture of film emerging from sheer density of posed, in the course of his career, into an anthropologi-
detail, the long shots and extended sequences; the overall cally reflexive question. Hence Tempus de Baristas is
structural elegance of the work; the different kinds of about the struggle between tradition and modernity in
relationships that create meaning, not through linear or Sardinia as mediated through the character of the seven-
causal connections but by means of resonance or pat- teen-year-old Pietro Balisai. But it is about different kinds
terning; the kind of engagement that thefilmdemands of of anthropological knowledge too. It is about discursive
the viewer- patience, intelligence and empathy. In short, and non-discursive ways ofknowing. Again MacDougall
the relationship between the two films seems to derive presents Pietro's dilemma, a choice between higher
from their shared observational qualities understood in education and herding with his father in the mountains,
the original sense of Young (1975). These connections, as a profound one. For it is about fundamentally different
as I noted earlier, function at the level of substantive ways of life, different ways ofknowing, different ways
concern as well as aesthetic approach. The Doon School of being in the world. Using the distinctive qualities of
Project can be understood as an extension of the film itself, MacDougall evokes these contrasts tempo-
filmmaker's long-standing interest in the question of rally and spatially. On the one hand there is the "time of
education; and, in returning to an exploration of this the barmen" and the cold, angular bureaucratic spaces of
central question, MacDougall also returns to a much school; and on the other hand, there is the time of the
more markedly observational filmmaking stance. It is mountains and the skilled craftsmanship of the
interesting to explore why the two strands, content and cheesemaker.
form, are so intertwined. With Morning Hearts represents an important con-
For David MacDougall, schooling has always been tinuation of these preoccupations. Now, however,
something of a mixed blessing whether encountered as MacDougall takes the primary site - education itself- as
an issue in the context of East African pastoralists or the focus for his exploration of the conflict. The fate of
Sardinian peasants. It is an important theme in his early Karam, and that of his cohort in Foot House, is one

Visual Anthropology Review Volume 18 Numbers 1-2 2002 85


shaped by the conflicting pressures of socialization and manifest the connection between a certain kind of
schooling. MacDougall's particular approach toward anthropological cinema and Italian neorealism.
documenting the process of the boys' adaptation to the Colin Young's suggestive history of observational
Doon School raises the question as to what will be lost cinema, and, in particular, his identification of Italian
in their way of being in the world as they become neorealism as its "godfather" is often cited (1975).
absorbed into the hierarchies of elite education. And it is Surprisingly, though, his account has not been subject to
by means of his filmmaking techniques - techniques of close critical scrutiny. The exact nature of the link
observational cinema - that MacDougall is able to pose between observational cinema and Italian neorealism
this question in its full complexity. continues to remain somewhat vague. With Morning
Hearts prompted me to look again at the films of
OBSERVATIONAL CINEMA Rossellini and De Sica, and to re-read the classic essays
of Andre Bazin.5 Exploring this ground served both to
Colin Young's classic essay (1975) established the enhance my appreciation of the distinctive features at the
distinctive features of observational cinema; and it was heart of MacDougall' s approach and to alert me to some
suggestive as to the cinematic context from which the of the problematic aspects of his film project.
new genre emerged. On the whole, however, critics in Bazin's keen interest in the cinematic renaissance of
their tendency to conflate observation with objectifica- postwar Italy was integrally connected to his more
tion have interpreted observational filmmaking within the general ideas about the evolution ofcinema. Critical to his
framework of nineteenth century naturalism rather than thinking was the distinction he drew between filmmakers
that of classical realism.4 Ironically, it was MacDougall who put their faith in the image and those who put their
himself who opened up this avenue of criticism in his faith in reality (Bazin 1971:24). The former "added" to
essay, "Beyond Observational Cinema," that followed reality, imposing their own interpretation ofthe world by
Young's in the Hockings volume. Despite extensive means of fragmentation and rearrangement. The latter
critique, Loizos argues (1997) that the observational refused to break up the inherently continuous nature of
approach has nevertheless dominated anthropological the real, seeking instead to render its density and ambi-
practice and its pre-eminence has served to seriously guity by means ofthe long shot or deep-focus photog-
inhibit the development of other filmmaking styles. raphy. Bazin contrasts, unfavorably, the montage-based
Although Loizos welcomes recent experiments that de- cinema of Eisenstein with the kind ofcinema he identifies
part from "the austerities of naturalistic, observational with Flaherty, Renoir, Rossellini, one that is built around
'plain style,'" he also anticipates the return of observa- the centrality ofthe mise-en-scene.
tional cinema, albeit in an "enhanced, more self-con- The development ofBazin' s theory about the evolu-
scious form" (1997:101). David MacDougall's latest tion of cinema was closely linked to Italian neorealism.
work might be considered the evidence of such a move. The films of Rossellini and De Sica represented an
The Doon School Project is strongly suggestive of important extension ofthe type of cinema that involved
a renewed interest in observational cinema, one that is revelations of the real, rather than interpretations or
now focused conceptually around what MacDougall explanations ofthe real. In reminding his readers ofthe
calls social aesthetics or "culturally patterned sensory aesthetic basis of cinematic realism, Bazin identifies
experience" (1999:5). This concept echoes an earlier those innovations in technique that distinguish such
notion, "ethos," developed by Bateson and Mead to classicfilmsPaisa, Bicycle Thief"and UmbertoD. But his
describe the intangible aspects of culture (Bateson and discussion does not overlook the sheer difficulty that
Mead 1942). It also echoes recent anthropological inter- confronts the director committed to working with the
est in "evocation" (Tyler 1986), "resonance" (Wikan real. Indeed it involves a new understanding ofthe role
1992) and other non-discursive ways of knowing (Stoller of director itself. The neorealist filmmaker is now less a
1989, 1997). But any understanding of observational director and more a kind of filter, serving to "channel,
cinema as a contemporary mode of ethnographic inquiry shape and select the ontological materials which appears
must also be built around a fuller appreciation of its in his or her film" (Aitken 2001:188). On the whole, as
cinematic antecedents. For what I find especially inter- Bazin himselfrecognized, the postwar Italian filmmakers
esting in MacDougall's observational turn is that it makes failed to satisfactorily resolve the problem ofhow to give

86 Volume 18 Numbers 1-2 2002 Visual Anthropology Review


form to found material, how to reveal rather than to
create, and they were often forced to resort to estab-
lished narrative convention, especially melodrama, as a
means tor shaping the real.
Observational cinema, when it emerged in late 1960s
and 1970s, was an important de\ elopment of the Bazinian
aesthetic. It was predicated upon the repudiation of an
earlier kind of anthropological filmmaking practice that
fragmented ethnographic reality as a preliminary to
reassembling it in accordance with a conceptual frame-
work that originated elsewhere. Central to the new
observational approach was the image fact, a fragment
of concrete reality in itself multiple and full of ambiguity,
whose meaning emerges only after the fact, thanks to
otherimposed facts between which the mind establishes
certain relationships" (Bazin 1997:37). It was one of the
distinctiveelementsin Italianneorealistcinema,dislodg-
ing conventional points of dramatic focus and disrupting
straightforwardly causal or linear narrative. The early
observational films were often distinguished b\ their
texture, too, and by theiropen-ended qualities that imited
activeaudienceengagement. But in abandoning abstrac-
tion and generalization in favor of an interest in detail,
context and particularity, the observational filmmakers
confronted the same problem as their Italian counter-
parts how to give shape to found materials while
respecting the inherently conlinuous and ambiguous
nature of the real.
Although David MacDougall quickly emerged as a
central figure in the observational movement, it is impor-
tant to recognize that there have always been important
differences of interpretation and practice. The distinc-
tion Bazin draws between the central figures ofearl\ and
late neorealism is especial ly valuable in clarifying some of
the particular features of MacDouaall's project. Bazin
writes "Rossellini s style is a \\a\ of seekig, while De
Sica"s is primarily a way of feeling. The rnise en scene of
the fonner lays siege to Us object from outside. 1 do not
mean without understanding and feeling but that this
exterior approach offers us an essential ethical and
metaphysical aspect of our relations in the world." B\
contrast, Bazin argues that De Sica \N oiks in the opposite
way, moving from the insideoutuaids and as such, his
mise en scene appears "to take shape after the fashion of
a natural form in liviniz mattei (\\ C'2" d2-63).'
1 rom the outset. MacDougall's anthropological cin-
ema has been marked by an unusual synthesis of detach-
ment and empathy. This qualit\ is akin to w hat Bazin

Visual Anthropology Review Volume 18 Numbers 1-2 2002 8/


calls the "psychological objectivity" ofRossellini's films edge came to be inscribed at the heart of the films
(1997:124). Feeling for human subjects is always filtered themselves - so, too, the particular political and historical
through a rigorous intelligence, such that it never slides circumstances in which that knowledge was produced
into cheap sentimentality. It involves the close observa- The Doon School Project, however, appears to represent
tion of people in the world; and yet a refusal to reduce the a significant break with this model, raising important
ambiguity of this relationship to psychological explana- questions about what has been gained - and lost - in the
tion. MacDougall's observational cinema is, I suggest, abandonment of a certain kind of participatory anthro-
an important continuation ofthe Rossellinian project. For pology. With Morning Hearts presents us with a valuable
To Live With Herds and With Morning Hearts are marked opportunity to examine what is both intellectually chal-
by a particular sensibility, one that echoes Bazin's char- lenging and limiting in this latest twist to MacDougall's
acterization ofthe Italian director: "Rossellini is perhaps distinguished career.
the only filmmaker in the world who knows how to get The Doon School Project is anchored in a set of ideas
us interested in an action while leaving it in its objective that MacDougall seeks to explore by means of film. It is
context. Our emotion is thus rid of all sentimentality, for a reflection of his long-standing commitment to the
it has been filtered by force through our intelligence. We intellectual seriousness of visual anthropology and the
are not moved by the actor or the event, but by the potential of film to open up new areas of ethnographic
meaning we are forced to extract from the ac- understanding. Hence, in approaching With Morning
tion"( 1997 • 124). And it is the Rossellinian dimensions of Heart, itisimportanttobearthisinmind. For MacDougall
MacDougall's anthropological cinema that also brings makes very particular demands of his audience. He
into focus the central problem of authorship. refuses to produce a film that explains - rather he
produces a film that inquires. This inquiry is integral to
FROM OBSERVATIONAL TO PARTICIPATORY CINEMA - the aesthetic of the film itself.
AND BACK AGAIN? MacDougall's documentation of the process by
which Karam and the other boys of Foot House develop
Today David MacDougall is one of visual into Doon School pupils is pursued by means of obser-
anthropology's most prominent figures. His high profile vational filmmaking techniques. Hence there is close
derives from the consistency and innovative quality of attention to detail; subjects are understood within the
his film output, and from the extensive body of writing context of their lives (understood in a material as well as
through which he has addressed issues raised by his own a social sense); there is a refusal to simulate "drama" or
work as well as broader questions about the visual in "crisis"; and there is an open-ended episodic quality to
anthropology. Certainly his insight, thoroughness and the narrative. Meaning inheres in relationships, not in
intellectual rigor make the job of critics like myself discrete entities. With Morning Hearts demands an
considerably more difficult. Nevertheless there are a active, engaged audience, one that is sensitive to the
number of features of MacDougall's new India-based "resonances" within and between the film's extended
project that are troubling and invite closer scrutiny. scenes.
These are related to the observational turn in his work - Observational cinema is a particular way of know-
and involve what might be called the shift from collabo- ing. One of its great strengths is the communication of
rative authorship to authored collaboration. experiential or situated knowledge. MacDougall's return
Since the mid-1970s, David MacDougal 1' s approach to an observational approach enables him to reveal the
as a filmmaker has been marked by his commitment to process of socialization as considerably more complex
the development of collaborative practice. Its origins lay than merely about formal instruction. It involves the
in dissatisfaction with earlier experiments in observa- phenomenological as much as the discursive; and, as
tional cinema. First explored within the context of East such, it necessitates innovation in established techniques
Africa but later more fully elaborated within the highly of inquiry and modes of representation. With Morning
politicized setting of Australian Aboriginal politics, Hearts is about the disruption of conventional anthropo-
MacDougall pioneered a form of anthropological inquiry logical perspectives, foregrounding what is usually back-
that aimed to be both participatory and reflexive. Increas- ground, dislodging familiar points of focus from indi-
ingly the intersubjective basis of ethnographic knowl- viduals to relationships and context, and valorizing the

88 Volume 18 Numbers 1-2 2002 Visual Anthropology Review


texture of social life over its development. The film Lindsay Anderson's classic film If. In significant ways,
serves as an important reminder that anthropologists' MacDougall follows the line of inquiry first established
almost exclusive concern with the discursive involves a by Okely in an early piece of auto-anthropology (1978).
dramatic reduction in the complexity of human experi- His conclusions, however, could not be more different.
ence. One of the challenges facing the modern discipl ine If MacDougall's film quietly resonates, Okely's depic-
is how to explore and represent other ways of knowing tion of boarding school life is more akin to a shriek of
and being in the world. terror and outrage. Her account of the social aesthetics
For MacDougall, the Doon School Project has of the total institution is not a celebration of their creative
become a significant site for the development of certain shaping of the social personality; but rather of the sheer
ideas about the visual in anthropology (1997). It serves oppression of mind and body that the social landscape
to focus his investigation of particular areas of social constitutes. Indeed, in her most recent essay she refers
experience that hitherto slipped through the framework to it as a "colonizing territory of terror" (2002). It might
of conventional social science. But this raises a number be argued that the observational style of With Morning
of problems about how such an intellectual agenda is Hearts both produces and reflects a fundamentally be-
pursued and the kinds of research relationships upon nign, ahistorical view of the Doon School. Certainly it is
which it is built. For however much we might admire and impossible from the film to learn anything about the
appreciate the abstract qualities of With Morning Hearts, particular location of the School within the historical
it nevertheless makes for uneasy viewing. What are the landscape of colonialism and nationalism; nor can we
sources of this unease? Is there a problem with the grasp anything of its contemporary social and political
particular representation of the Doon School itself- or standing. Moreover, the ways in which these forces
with the techniques ofinquiry? Or both? Does MacDougall continue to be played out within the life of the School,
succeed in transcending those limitations in the observa- how they are embodied in the relationships and in the
tional approach that he was among thefirstto admit? And landscape itself, lies beyond the frame of the camera.
what might the return to observational cinema mean for The sense of a timeless, orderly world that is the
the project of collaborative anthropology? Is it a regres- Doon School finds expression in the aesthetic unity and
sive step? completeness ofthefilm.Although the aesthetic pleasure
Before addressing these questions, I want to note a to be derived from such a finely crafted piece will
number of unusual features about With Morning Hearts. undoubtedly arouse suspicions among academic anthro-
The boys of Foot House, including Karam, are never pologists, I, for one, very much welcome this aspect of
named in the film. There are no subtitles; and in many With Morning Hearts. That anthropological cinema might
places it is difficult to hear or understand what is being properly take its place as cinema, rather than exist as its
said. A critical section of the film involves the boys' poor cousin, condemned to the worthy and informative,
collective and individual performance of a song that is not has been a long, uphill struggle for filmmakers such as
translated. MacDougall focuses his attention almost Rouch or Gardner and, of course, MacDougall. But there
entirely on the boys themselves and although there are are questions to be addressed about auteurship and the
glimpses ofother adults in their world these relationships consequences for the intersubjective basis of ethno-
are rendered marginal or somewhat awkwardly inte- graphic understanding.
grated by means of an "interview." Indeed it is an From the beginning, films made according to the
interesting departure for the filmmaker that he depends principles of observational cinema were supposed to take
on interviews to provide information rather than his more their mandate from their subjects (Young 1975). There
familiar device of informal conversation. The filmmaker was no conventional director as such. But films were still
does not draw attention to his presence in Foot House; authored. The filmmaker now sought to immerse himself
and the boys, including Karam, rarely acknowledge the or herself completely in a particular ethnographic situa-
camera. Occasionally they refer to MacDougall as "sir." tion; and, from within that space and the relationships
With Morning Hearts adds up to a very wholesome that constituted it, s/he crafted a work that both embod-
view of India's premier boys' school. There are no ied intersubjective experience and constituted a reflec-
conflicts, no rebellions, no hints or glimpses of a poten- tion upon it. Establishing a creative tension between
tially explosive institutional world that erupts within participation and observation has always been the central

Visual Anthropology Review Volume 18 Numbers 1-2 2002 89


challenge of working operationally. It involves
'authored collaboration, for, unlike the other partici-
pants, the ethnographer seeks to draw meaning from the
collaborative experience; and, unlike the conventional
director, such meaning can only be achieved through the
act of participation.
With Morning Hearts raises important issues about
the film's authorship and the kind of collaboration upon
which it is built. It is a paradox that the use of visual
technologies in tieldwork both renders transparent and
opaque the nature of participation and consent. This is a
problem that MacDougall encountered in his Australian
work, but shifting his focus to the very different context
of the Doon School has not made it go away. Indeed it
has only served to sharpen it. Debates about the nature
of collaboration are central to those engaged in child
focused research. There is a growing dissatisfaction
with established research hierarchies; and there is in-
creasing concern about the understandings and condi-
tions under which children consent to research partici-
pation. It is impossible not to reflect on such problems
when watching With Morning Hearts. The importance
of this film for anthropology surely lies as much in its
ethical dimensions as in its conceptual, epistemological
or ethnographic qualities.'
Collaboration is clearly at the heart of the Doon
School project; but it is of a profoundly different kind
from that explored in other contexts. Moreover it has
now become harnessed to an explicit intellectual agenda.
Although MacDougall's interest in social aesthetics
emerged in the course of his work at the Doon School,
it is not one that is shared with the film's subjects. The
problem of observational cinema lies in the relationship
forged between experience and representation, between
the intersubjective relationships at the heart of ethno- • ; • -

graphic practice and the interpretative framework that


gives them shape. The balance between the two elements
must be finely tuned. In withdrawing from collaborative
1
authorship, MacDougall has freed himself to develop
anthropological cinema in the conceptual and aesthetic
directions of his own choosing, bul the control he has
thereby regained may be at the cost of the unusually
innovative spirit that has previously animated his work.
For that spirit was sparked by the location of his work in
society, rather than in the academy. Although 1 suspect
that the filmmaker would dispute it, the ground appears
to have substantially shifted. With Morning Hearts indi-
cates the new direction in which David MacDougall's

Volume 18 Numbers 1-2 2002 Visual Anthropology Review


work as an anthropological filmmaker is developing, but
whether it represents an advance or a retreat is a matter
for debate.
The American film critic Pauline Kael apparently
once remarked that Rossellini was 'a great filmmaker
who never made a great film'(quoted in Pere/ 1998:41).
We glimpse moments of greatness in films like Pahu, but
they are rarely sustained. One could perhaps say the
same thing about observational cinema. There are many
unforgettable moments in important films ot the genre,
but there are few works that are not flawed. For.
contrary to much critical opinion, observational cinema
is actually very difficult to realize. It is not about the
achievement of an accurate transcription of the world,
instead it hinges upon an imaginative connection, ex-
pressed in an almost intangible, empathic moment. Ren-
dering that moment tangible is the central problem that
faces the filmmaker.1 One can argue, perhaps per-
versely, that the abandonment of observational cinema is
because it is too difficult to w ork with, rather than it is
too undemanding. David MacDougall is one of the tew
figures who has remained creatively engaged w ith the
genre. If his new film. With Morning Hearts, is a
problematic piece, it nevertheless serves as an important
reminder of the continuing potential indeed challenge-
of observational cinema.

A t KNOW LEDCMFNTS

1 am greatly indebted to David Polonoff and Amanda


Ravetz for their close critical reading of this essay and for
their invaluable editorial suggestions. I am also grateful to
Faye Ginsburg and Fred Myers for a lively, early discus-
sion of ideas prompted by the Doon School films.

NOTES

I. Although this essay is about David MacDougall. 1 am


aware that a great deal of his w ork has been carried out
in collaboration with Judith MacDougall. Her contribu-
tion has clearly been critical in shaping their filmmaking
project. However, it is Da\id MacDougall who has
sought to clarify and articulate the intellectual questions
that animate the work.
2 Further details about the Doon School and the \ ideo
project can be found in MacDougall 1999.
3.1 refer here to the renew ed interest in the film criticism
of Andre Ba/in (1997): and the work of Marks (2000)

Visual Anthropology Review Volume 18 Numbers 1-2 2002 91


and Perez (1998); and Jackson (1989), Stoller Jackson, Michael
(1989,1997) and Taussig (1992). 1989. Paths Toward a Clearing: Radical Empiricism and
4. See Loizos 1997 and Winston 1995. This distinction Ethnographic Inquiry. Bloomington: Indiana Univer-
is taken from Marcus's discussion of realism in the sity Press.
contextofpostwarltaliancinema(1986:7-l 8). Although Loizos, Peter
I cannot develop this point further here, her exploration 1997. "First exits from observational realism: narrative
of different interpretations of the concept is valuable in experiments in recent ethnographic film," in Re-
any attempt to rethink observational cinema. thinking Visual Anthropology. Edited by Marcus
5. Bazin's influence, if largely unacknowledged, is dis- Banks and Howard Morphy, pp. 81 -104. New Haven
cernible in the writing both of Young and MacDougall. and London: Yale University Press.
6. See Mermin 1997. Marks, Laura.
7. In linking MacDougall to the early neo-realism of 2000. The Skin of the Film: Intercultural Cinema, Em-
Rossellini, I would suggest that the work of other key bodiment and the Senses. Durham and London:
figures in early observational cinema, Herb Di Gioia and Duke University Press.
David Hancock, more closely resembles the cinema of MacDougall, David
De Sica and Zavattini. 1998. Transculrural Cinema. Princeton, NJ: Princeton
8. The influence of Basil Wright remains both tangible University Press
and enduring. 1999. Social Aesthetics and the Doon School. Visual
9. See my forthcoming essay, Moving the Goalposts: Anthropology Review vol. 15 no. 1, pp.3-20.
using photography in research with children and young Marcus, Millicent
people. 1986. Italian Film in the Light ofNeorealism. Princeton,
10. The problem of communication is also, of course, NJ: Princeton University Press.
central to Rossellini's cinema (Nowell-Smith 2000:11) Mermin, Elizabeth
1997. Being Where? Experiencing Narratives of Ethno-
graphic Film. Visual Anthropology Review vol.13
REFERENCES no.l, pp.40-51.
Nowell-Smith, Geoffrey
Aitken, I. 2000. North and South, East and West: Rossellini and
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Stoller, Paul. Wikan, Unni
1989. The Taste ot Ethnographic Things: The Senses in 1992 Beyond Words: The Power of Resonance. Ameri-
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