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Personal Contract or Political Construct? A Historiographical Examination of Vassalage in Medieval France
Personal Contract or Political Construct? A Historiographical Examination of Vassalage in Medieval France
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ABSTRACT
Relationships were of great importance during the late medieval period. There
was little more valued or honored than a relationship entered upon by mutual
assent and trust. The rise of feudalism required that such oral contracts, rich in
symbolic meanings, be entered upon to the benefit of both parties. Loyalties were
secured for the promise of protection, a necessity in uncertain times. This
construct, termed vassalage, was the mechanism by which feudalism operated and
flourished. In this essay, the concept of vassalage is investigated by discussing
the scholarship of distinguished historians like Stephenson, Bloch, and Ganshof
and juxtaposing their work against the revisionist study by Reynolds. This
research is important for educators teaching history in K-12 settings.
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Introduction
France. A review of Stephenson’s (1942) Mediaeval Feudalism, Bloch’s (1961) Feudal Society, Ganshof’s
(1961) Feudalism, and Reynolds’ (1994) Fiefs and Vassals is undertaken to better understand vassalage.
All of the authors, save one, share the same opinion on the general points of feudalism and the
institution of vassalage. Reynolds; however, broke rank with mainstream trends and offers a new
conception of vassalage, if there was indeed such a thing, and its role in feudal society. The scope of this
paper will cover the following points of interest: the origins of vassalage, the relationship between lord
and vassal, the ritual and significance of homage and fealty, ordinary and liege homage, as well as the
idea of aid and counsel due a lord, and a revisionists’ deconstruction of long held feudal-vasso relations.
This information is important for any teacher of history in K-12 settings and even those teaching in
higher education. This information broadens the historical knowledge base of teachers and helps
promote historical literacy, as many misconceptions arise from lack of understanding medieval history
and unfamiliarity with the subject. The information presented in this article will allow students the
opportunity to sharpen their "historical thinking" skills by grappling with a contentious historical debate
and engages them with the material as participants rather than passive spectators. Finally, the
Stephenson’s (1942) work is used as the skeletal framework of this paper and the discussion is
restricted to the essential points of vassalage in France. Bloch (1961) and Ganshof’s (1961) works will be
scholarship in the 1940s and 1950s. Reynolds’ (1994) revisionist study, the first of its kind, analyzes and
critiques the work of these eminent historians and offers fresh, unconventional conclusions of her own
based on a decade of research. Her conclusions may be controversial, but they are based on evidence, a
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Literature Review
Stephenson (1942) dated the beginning of vassalage in the Carolingian period. Vassalage, in
Stephenson’s estimate, was not a Roman idea but derived from the German comitatus. This is not to be
confused with clientage. “Clientage,” Stephenson notes, “involving no military service and implying
nothing but social equality, was unlike the Germanic comitatus” (p. 6). The term vassal was primarily a
Frankish word and was used frequently in Frankish sources. Bloch (1961) believed vassalage was rooted
in the Merovingian period: “Everywhere the weak man felt the need to be sheltered by someone more
powerful. The powerful man, in his turn, could not maintain prestige or his fortune or even ensure his
own safety except by securing for himself, by persuasion or coercion, the support of subordinates bound
to his service” (p. 148). Vassalage, according to Bloch, emerged from a mixed Germanic and Roman
heritage. However, he is not concerned with vassalage origins. “Let us not at this point fall into the
error of seeking either in vassalage, or, more generally, in feudal institutions a particular ethnological
origin; let us not imprison ourselves once more in the famous dilemma: Rome or ‘the forests of
Germany’” (Bloch, p. 148). Ganshof (1961), like Bloch, dated vassalage to the Merovingian period and
the institution itself to Germany and Rome. While Bloch was indifferent towards the origin, Ganshof
feels “it is not possible to say whether they owed more to Rome or to their Germanic predecessors” (p.
4). The concept of vassalage, according to Bloch and Ganshof, took hold in the Merovingian period,
though Stephenson (1942) ties it to the Carolingians, since feudalism flourished under Charlemagne.
Stephenson (1942) viewed vassalage and feudalism as political devices used to “preserve and
strengthen” Carolingian authority (p. 11). However, the bonds that bound one man to another were
personal. Bloch (1961) concurred with Stephenson’s point but takes it one step further in characterizing
vassalage in the more intimate guise of friendship. Vassalage was a “protective relationship” initially,
according to Bloch, but evolved into an economic relationship that promoted the growth and execution
of military service (p. 163). Ganshof (1961), in a similar vein, describes vassalage as a direct relationship
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between two men, but also states that vassalage was “a coveted status, a mark of honour [sic.]”(p. 19).
In its infancy, vassalage, according to Ganshof, was a personal relationship in Carolingian times. It
evolved from a personal relationship, in Ganshof’s opinion, to a property relationship with the
Stephenson (1942), Bloch (1961), and Ganshof (1961) agreed that these personal-vassilic
relationships were formed because they were beneficial to both vassal and lord. The lord needed loyal
men to fight for him when called upon. In return, the lord promised to protect the vassal. This
relationship proved effective and did not escape the notice of the Carolingian rulers. It would be the
perfect governmental mechanism to ensure that every free born individual would be subject to the king.
This form of government control would give rise to the institution of feudalism and universal vassalage.
Universal vassalage ensured the king’s position and cemented his hold over his subjects. As more
people were incorporated under the Carolingian yoke as vassals, the word’s etymology changed. The
adoption of vassalage under the Carolingians witnessed a rise in prestige and status associated with the
title. The title of vassal was no longer a stigma but a sign of status and social rank.
A potential vassal would undergo a public ceremony rich in spectacle and symbolism called
homage. Stephenson’s account of the basic structure of the ceremony is devoid of life; Bloch’s (1961)
Imagine two men face to face; one wishing to serve, the other willing or anxious to be
served. The former puts his hands together and places them, thus joined, between the
hands of the other man—a plain symbol of submission, the significance of which was
sometimes further emphasized by a kneeling posture. At the same time, the person
proffering his hands utters a few words—a very short declaration—by which he
acknowledges himself to be the ‘man’ of the person facing him. Then chief and
subordinate kiss each other on the mouth, symbolizing accord and friendship. Such
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were the gestures—very simple ones, eminently fitted to make an impression on minds
so sensitive to visible things—which served to cement one of the strongest social bonds
Stephenson (1941), Bloch(1961), and Ganshof (1961) mentioned the kiss between lord and vassal as
part of the act of homage. Stephenson attaches no special importance other than the fact that it was a
basic component of the ceremony. Ganshof, like Stephenson, believed the ceremonial kiss was the least
important aspect of the homage ceremony. “It was simply a way of confirming the obligations
contracted by the two parties,” Ganshof concluded, “just as it was used to confirm other forms of
contract; a sort of analogy to it is the drink or hand-clasp by which a bargain is still often sealed today”
(p. 78). Bloch, however, suggests that this rite was significant in that it displayed the deep intimacy now
present between lord and vassal. The most important feature of this ceremony was the visual spectacle
of the vassal’s clasped hands sealed by his lord’s hands. According to Ganshof, the act of immixtio
manuum, “the name given to the rite in which the vassal, generally kneeling, bareheaded and
weaponless, placed his clasped hands between the hands of his lord, who closed his own hands over
them,” (pp. 72-73) is the primary element in the act of homage. Like Bloch, Ganshof emphasized the
importance of the physical aspect for all participants. However formal the ceremony was, it was
intended to draw an audience to witness the formal contract in a medium they understood. “When one
remembers the legal atmosphere of the time and takes into account the incapacity of early medieval
man for thinking in abstract terms, and when one recollects his taste for the concrete and actual,”
Ganshof adds, “one can understand how in his eyes the essential element in becoming a vassal was that
The act of homage was a two-fold ceremony. The second part was made up of the oath of
fealty. In Stephenson’s (1942) classic, concise style, he stripped fealty down to the following points: it
always followed the act of homage and never preceded it; it was not a separate, distinct ceremony, but
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was incorporated as part of the act of homage. It gave Christian sanction to the oath. Bloch (1961) and
Ganshof (1961) concurred with Stephenson’s analysis. Ganshof, however, felt that “the fusion of these
two elements (homage and fealty) which created the contract of vassalage was so complete that the act
of homage was at once followed by the oath of fealty” (p. 77). Bloch, like Stephenson and Ganshof,
viewed homage as the primary element that bound one man to another. On the other hand fealty, in
Bloch’s mind, was incidental: “Unlike homage, which bound the man at a single stroke and was generally
times to the same person” (p. 146). Fealty was a hackneyed and meaningless rite used simply as a
religious instrument to bind people to their oaths or face God’s displeasure. They may be quick to break
their oath to their lord but they would think twice before breaking faith with their God.
The basic relationship of homage was between one lord and one vassal. As feudalism gained
momentum in France, homage evolved into a means of securing more wealth. Stephenson (1942),
Bloch (1961), and Ganshof (1961) asserted that in its primitive form, homage was an exclusive
relationship. However, as feudalism became more popular in France, homage evolved into a means of
securing more wealth. In order for a vassal to acquire more benefices, he must pledge homage to
several lords. The personal bond shared between lord and vassal was thus diluted. Stephenson, Bloch,
and Ganshof concurred that the general consensus amongst historians is that fief-holding was the
culprit. The insatiable desire for more benefices, more prestige, and general aggrandizement weakened
the core principles of homage. Bloch asks a question that is overlooked by Stephenson and Ganshof: “It
nevertheless remains to be explained why the lords so readily accepted, and even sometimes solicited,
these halves, thirds or quarters of a man’s loyalty, and also how the vassals were able, without scandal,
to make so many contradictory promises” (p. 212). Though he offers no further illumination on this
topic, the question is intriguing. Moreover, what was a vassal to do when he was in a precarious
position between two lords who were at odds? Would he excuse himself, thus avoiding service to either
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at the risk of being labeled a felon? How did a vassal decide whom to serve in such trying
circumstances? Stephenson, Bloch, and Ganshof posit the same general rules of thumb prevailing at the
time: the vassal would honor homage to the lord who held his homage first; the vassal would honor
homage to the lord who granted the most generous benefice; the vassal would choose which homage to
honor considering the immediate circumstances, i.e., he would be more inclined to help defend his lord
from an imminent threat because the situation was dire. Another option, mentioned by Bloch, was for
the vassal to voluntarily relinquish his fief to his lord until such a time that it was no longer a conflict of
interest.
The solution was to differentiate between a primary, or liege, homage and ordinary homage.
The former could be pledged only once and it was normally given to a powerful magnate or king. The
latter could be repeated as often as the vassal wished; one vassal was recorded to have had pledged
homage to more than 40 lords! It is understandable to see how complex the act of homage had become
and how necessary it was to institute varying degrees of homage. Stephenson (1942) dates the
emergence of liege homage to the twelfth century whereas Ganshof (1961) dated it in the middle of the
eleventh century. Judging by the examples used in Bloch’s work, it is reasonable to suggest that he
would place liege homage in the eleventh century. Although Stephenson and Ganshof failed to address
the consequences of having several lords and its effect upon feudal tenure, Bloch plainly vents his
frustration and disdain for the practice. Recalling the words of St. Louis, Bloch wrote, “No man can
Once the contract of vassalage had been satisfactorily concluded, the vassal and his lord would
be bound to render services to one another. The primary obligation of the vassal to his lord was military
service. Moreover, there were two further obligations that were of consequence: aid and counsel. The
vassal was normally required to fulfill x amount of days per year of military service. As vassalage
emerged as the primary element of feudalism, the term of service was capped at 40 days per year at the
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vassal’s expense. If a campaign were to exceed that limit, the lord would incur the cost beyond the 40
day term. Bloch and Ganshof state that vassals wanted to limit their service to their lords and the result
was a standard quota that was fixed from the beginning of the contract. In return for military service,
the lord would give his vassal a benefice, which normally took the form of a fief to alleviate the expenses
of military service. In respect to royal vassals, the requirements were more detailed and the obligations
to both parties were often drawn up in legal documents. However, this would only be necessary
between a powerful magnate and the king, making such agreements exceptional. The fief was most
often held for life and would only revert back to the lord upon the vassal’s death.
A royal vassal, a man of formidable rank and standing, would often times be granted large
benefices and honorific titles to persuade him to remain loyal to his lord, i.e., the king. The benefices
given to royal vassals were vast, and in order to meet the quota demanded by the king, the royal vassal
used subinfeudation to meet his obligations to his lord. This method would partition the royal vassal’s
lands into smaller sub-units given as benefices to his vassals. They, in turn, would pledge homage and
fealty to the royal vassal as his ‘men’ and would serve him in a military capacity or pledge x number of
men. In addition to military service, aid, according to Stephenson (1942), included the following:
knighting of the lord’s eldest son; marriage of the lord’s eldest daughter; and ransom of the lord when
captured (p. 30). Bloch (1961), in his analysis, adds a fourth condition: “to enable the lord himself to
make a purchase of land”(p. 223). Furthermore, Stephenson and Ganshof (1961) alluded to the rare
instance when aid may be requested for crusade. Hospitality was also expected when a lord toured his
estates and it was incumbent upon the vassal to host his lord on his sojourn that could be a costly
enterprise. In the late medieval period, cash payments were made in lieu of hospitality.
‘Suit to court,’ as Stephenson (1942) called it, was required attendance at the lord’s residence to
hear matters of governmental import, participate in trials, and bear grievances. “The object of such
deliberation might be any subject on which the lord desired to know the opinion of his vassals”
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concludes Ganshof (1961, p. 222). Stephenson and Bloch (1961) are silent as to which aspect of counsel
is most important. Ganshof, however, considers the act of judgment (or trial), with the lord presiding, as
the superlative function of counsel. The lord did not possess broad-sweeping powers. He had no
authority to tax, legislate, or impose judgment—those were the powers of the vassals as a collective
entity. Stephenson fails to mention the potential benefit and reward of attendance at court. “Military
service was an obligation and little else,” notes Bloch, “but attendance at court carried with it many
advantages: gifts from one’s lord, a groaning board and a share in the exercise of authority” (p. 222).
Bloch is the only author to delve into the economic component of the obligation of counsel and
highlights the disparity in the vasso-relationship. These ‘benefits’ that a vassal enjoyed was scarce. A
lord held court infrequently so the benefit enjoyed by the vassal was minimal. The lord, as the superior
in the relationship, enjoyed the greatest benefit. The vassal did his best to maximize any potential
benefit: “All these advantages were prized; nevertheless in the long run the vassal’s obligations
outweighed the benefits he received . . . the inequality of the obligations seemed all the more flagrant,
and those who suffered from it were all the more anxious to limit their burden” (p. 224).
In recent years, a distinguished medievalist has questioned and challenged long held beliefs
promulgated by such illustrious historians as Stephenson (1942), Bloch (1961) and Ganshof (1961).
Reynolds (1994) is suspect of feudalism in general and is explicitly hostile to the idea of vassalage. Her
first contention is that vassalage was not a “genuine partnership” but rather one of superior and
inferior. A personal element may have been present between a count, duke, or magnate and a king;
however, it was not necessarily present between lesser lords or free men in general. The sheer volume
of free born men who took part in the feudo-vassalic relationship would make the institution itself
highly impersonal in practice. “When a king or lord had many vassals his relations with each of them
cannot have been all that close. If vassalage was widespread it would be diluted. It could not therefore
be the strongest bond in a society” (Reynolds, 1994, p. 27). Why would historians, then, characterize
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early and high medieval society as a highly integrated social network from the top down? What did the
sources contain that gave that impression? Reynolds offers an inter-personal perspective to help us
understand the psychology of the time: “People often like to represent their relations with distant
superiors as personal and affective, and to think that the person cares about them. That people in the
Middle Ages were brought up to obedience and loyalty as well as other military virtues is highly relevant
Stephenson (1942), Bloch (1961), and Ganshof (1961) concurred that vassalage was either
Germanic or Roman in origin. Reynolds (1994); however, thought that such a view is incompatible with
the evidence available. Certain parts of the feudo-vassalic relationship, Reynolds maintains, should not
be directly linked to the German comitatus: “Loyalties and obligations of vassalage are held to be
derived from those of the barbarian war-band, but these are obscure” (p. 17). The re-writing of history
Bloch, and Ganshof have been led astray; their romanticized ideas about close-knit clans, of loyalty and
An issue that has been glossed over by many prominent historians is terminology. All of the
authors looked at in this paper use a variety of words that they have deemed equivalent in meaning to
the word vassal. Reynolds (1994) is appalled that such esteemed historians, particularly Ganshof (1961),
could possibly attribute meanings to words that have no correlation to vassalage in the sources.
Ganshof’s vassi and vassalli, notes Reynolds, “are not nearly so common in the sources” (p. 22). The
problem is that the various words taken to denote “vassal” are vague in meaning: “The point that needs
to be emphasized, says Reynolds, is that when vassals are mentioned in modern world about the history
of northern Europe between about 1100 and 1300, in translations of texts from that time, or in
comments or indexes made by editors of texts, the sources nearly always use non-committal pronouns
(cum suis, ad suos, etc.) or words like fideles or homines” (pp. 22-23). A letter written by Fulbert of
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Chartes, considered a reputable and valuable source by Bloch and Ganshof, outlined the obligations of a
vassal to a lord in exceptional detail for the time. This text is used liberally by the authors examined in
this paper, and is reproduced in its entirety by Ganshof. What is peculiar to Reynolds is that in the
original text, neither the word “vassal” nor a derivative is used! Fulbert omitted the word vassal from
his letter outlining the duties and obligations incumbent upon lord and vassal. How, then, can so much
be deduced from a letter that makes not explicit reference to vassal, much less the feudo-vassalic
relationship? This was not an anomaly; all of Fulbert’s letters, to Reynolds’ knowledge, lack any
reference to “vassal.” Reynolds regards Fulbert as little more than a “supposed theorist of feudo-
vassalic values” (p. 35). The reason why vassalage and the vassal relationship are ingrained in our minds
is due to a miscarriage of historical scholarship and sensibilities. Blame, however, is not to be laid at
anyone’s feet. Reynolds concedes that there is an abundance of new source material not available to
earlier historians that shed considerable light on vassalage. Historians like Bloch and Ganshof drew their
conclusions from a misguided understanding of the scant documentary evidence available. “We cannot
be sure that we have got our ideas about vassalage right,” concludes Reynolds, “if we rewrite medieval
If vassalage, as we understand it, was not a personal relationship, then how does Reynolds
(1994) characterize it? In Reynolds’ estimation, Bloch (1961) and Ganshof (1961) are wide of the mark
but Stephenson (1942) is right on target. Vassalage was a political relationship. The evidence available
from Carolingian times and thereafter refers to vassi, i.e., royal vassals, according to Reynolds. Those
were the political relationships that mattered. The problem is that historians view this type of construct
as the prototype of all other vassal relationships. The fact is that no two vassal arrangements were the
same. Each was unique in its obligations, duties, and scope. To apply a universal model of vassalage
strips the concept of its individuality. In this period, the prevailing means of subsistence was through an
agricultural economy. By controlling the land, whether allodial or benefice, you controlled the people
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dependent upon it. “All kingdoms,” writes Reynolds, “whether the king was described as king of a
people or king of a land, involved both people and land. In agricultural societies, power over people
meant power, however indirect or mediated, over their land” (p. 35). This line of thought mirrors that of
Bloch. It is reasonable to suggest that political control may have begun between king and royal vassals,
but in time evolved into an extensive political system that placed people in two categories: those who
controlled land and those who worked on land. This framework stands in stark contrast to the personal
Nothing that I have said here is intended to cast doubt on the obvious truths that
nobles placed a high value on the military virtues of loyalty and courage; that
ceremonies like the form of homage described by Bloch were important symbols of the
obligations of lord and man; that in an age of low literacy, few records, and poor
hominem rewards to maintain and extend their power over the land; and that since
rulers, nobles, and most free men lived off the work of a dependent peasantry, rulers
could maintain, control, and reward their followers by delegating control over land and
Reynolds is convinced vassalage was a political phenomenon foremost that may have a kernel of
personal intimacy at its core, though in most cases the contrary was true. The relationships were not
strictly lord and vassal. They included the following types of relations: ruler and subject; patron and
client; landlord and tenant; employer and employee; general and soldier; and local boss and victim. The
assortment of Reynolds’ archetypes is intriguing and begs the question why historians have not
considered a similar classification before? The obvious answer lies in their narrow understanding of
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vassalage. Vassalage is a “conceptual black hole” (p. 34) in Reynolds’ opinion. Feudalism needs to be re-
examined and vassalage needs to be reconstructed in light of new evidence. “Vassalage itself is a term
that no longer matches either the evidence we have available or the conceptual tools we need to use in
analyzing it” (p. 34). “Above all,” Reynolds suggests, “we need to get away from the word vassal,
especially where it is not used in the sources” (p. 32). Reynolds’ intense desire to maintain the integrity
Conclusion
Vassalage was the supporting feature of feudal society. It was the glue of feudalism. A lord
offered protection in return for loyalty and service. In such a turbulent period, it was a source of peace
of mind for lord and vassal. The authors surveyed offer their opinions and understandings of a complex
period in history and taken as a whole, offer a compelling account of vassalage and feudalism. As
Stephenson (1942) is apt to point out, no one should be too didactic in their interpretations because
history is a fluid discipline open to debate. What holds today may not be sustainable in twenty years
time. Vassalage has come under intense scrutiny by a leading medievalist and many of the basic, core
principles of vassalage have been challenged. Her learned opinions and extensive research should be
carefully weighed against such notable works as Stephenson’s, Bloch’s (1961), and Ganshof’s (1961).
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References
Bloch, M. (1961). Feudal society, Volume 2: Social classes and political organization. Chicago, IL:
Reynolds, S. (1994). Fiefs and vassals: The medieval evidence reinterpreted. Oxford, UK: Clarendon Press.
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