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Neurochem Res (2012) 37:2496–2512

DOI 10.1007/s11064-012-0818-x

OVERVIEW

Norepinephrine: A Neuromodulator That Boosts the Function


of Multiple Cell Types to Optimize CNS Performance
John O’Donnell • Douglas Zeppenfeld •

Evan McConnell • Salvador Pena •


Maiken Nedergaard

Received: 2 April 2012 / Revised: 16 May 2012 / Accepted: 26 May 2012 / Published online: 21 June 2012
Ó Springer Science+Business Media, LLC 2012

Abstract Norepinephrine (NE) is a neuromodulator that order to execute appropriate responses, these connectional
in multiple ways regulates the activity of neuronal and non- changes must involve rapid reorganization of network
neuronal cells. NE participates in the rapid modulation of activity, increasing and suppressing activity in different
cortical circuits and cellular energy metabolism, and on a regions, and a host of other physiological changes that are
slower time scale in neuroplasticity and inflammation. Of necessary to respond successfully. Though these changes
the multiple sources of NE in the brain, the locus coeruleus alter the way in which inputs are perceived and handled,
(LC) plays a major role in noradrenergic signaling. Pro- their effects must occur across very large regions of the
cesses from the LC primarily release NE over widespread brain in order to facilitate a flexible, adaptive response.
brain regions via non-junctional varicosities. We here Beyond this, behavioral adaptation requires a bridge from
review the actions of NE in astrocytes, microglial cells, and immediate events to long term responses. Due to its broad
neurons based on the idea that the overarching effect of activity and effects on most cell-types of the brain, this
signaling from the LC is to maximize brain power, which is review will argue that norepinephrine (NE) plays a major
accomplished via an orchestrated cellular response role in optimizing and facilitating these responses.
involving most, if not all cell types in CNS. To begin to understand how this function can arise from a
single transmitter system, it is important to consider the
Keywords Astrocyte  Microglia  Glycogen  anatomy of NE signaling. The exclusive source of NE in the
Potassium  Inflammation  Synaptic scaling cortex, the locus coeruleus (LC), is a small, pontine nucleus
made up of approximately 1,500 noradrenergic neurons in the
rat [1] with broad projections that pervade the cortex. These
Introduction projections have been shown to primarily consist of non-
junctional varicosities that may release NE into the extracel-
The ability of an animal to rapidly respond to important lular space, with molecules diffusing to nearby receptors [1,
environmental changes is fundamentally dependent upon 2]. This process of volume transmission, conceived by Agnati
swift changes in neuronal connectivity and excitability. In et al. [3], permits the activation of receptors over a broad field,
promoting coordinated responses from many cells within a
given diffusion zone. With more than 1.2 million varicosities
Special Issue: In Honor of Leif Hertz. per LC neuron [4], LC activation drives NE release over a
broad area of cortex [5]. As a result, LC signaling can be seen
John O’Donnell, Douglas Zeppenfeld, Evan McConnell and Salvador
Pena contributed equally to the work.
as a global regulator of the brain, although, functionally, there
is likely some selectivity in release to permit more specific
J. O’Donnell  D. Zeppenfeld  E. McConnell  S. Pena  sculpting of responses in the brain.
M. Nedergaard (&) This broad release is coupled with two primary modes of
Division of Glial Disease and Therapeutics, Center for
NE release; tonic and burst firing of the LC. These modes
Translational Neuromedicine, University of Rochester,
601 Elmwood Avenue, Rochester, NY 14642, USA have been associated with tonic control of wakefulness [6],
e-mail: Nedergaard@urmc.rochester.edu as well as novelty and behaviorally driven phasic firing

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[6–9]. While phasic firing can be considered a mechanism primarily a1, a2 and b1 adrenergic receptors and their
of rapid reorientation and control during behaviorally-rel- activation have all been linked to robust downstream
evant moments, NE is also able to optimize responses to effects on the supportive functions of astrocytes [15, 16].
benign and pathological stimuli by controlling the state of Astrocytes serve crucial housekeeping roles, which include
the brain. Through tonic firing, NE exerts effects on sleep, ion homeostasis, neurotransmitter clearance, and distribu-
attention, stress, inflammation and many other processes. tion of energy and neurotransmitter precursors such as
This activity helps to integrate internal physiological lactate and glutamine for neurons [17, 18]. When applied in
demands with how external environmental inputs are gated. vivo, NE and adrenergic agonists cause dose-dependent
As such, NE has the potential to alter cortical responses modulation of key functions. Especially well documented
both to slow changes in physiological function and critical are the effects of NE on glutamate uptake, glycogen
moments of behaviorally-relevant stimuli. metabolism, and production of lactate and glutamine. NE
To accomplish this feat, the noradrenergic system relies upon enhances glutamate uptake, increases production and
differential expression of several receptor types in both neurons breakdown of glycogen [15, 18]. Thus, NE can be viewed
and glial cells throughout CNS. This complexity extends even as a booster of the critical supportive functions of astro-
within fairly similar cell types, with expression depending on cytes in anticipation of increased demand.
brain layer, neuron firing pattern, and other seemingly minor
cellular differences. It is through this complexity that NE is able a-Adrenergic Receptors
to simultaneously, and differentially, induce major changes in
network connectivity, behavioral outcomes, inflammatory Several groups have shown that astrocytes express both a1
responses, and other system-wide changes. and a2-adrenergic receptors and that activation of these
The effects of NE in the brain are driven largely by receptors increased glutamate uptake and glycogen pro-
changes in the responses of local circuits to inputs, with duction respectively. Hertz et al. [16] reported robust
very little specific targeting of individual cells. As NE expression of a1-adrenergic receptor mRNA in astrocytes
varicosities are preferentially associated with perivascular consistent with earlier studies demonstrating binding of a
astrocytic endfeet [10–12] and microglia express receptors radiolabeled a1-adrenergic receptor agonist [19]. It has also
for and respond to NE [13, 14], NE’s effects are realized been demonstrated that phenylephrine, an a1 agonist,
through glia as well as neurons. Through this targeting, NE induces transient increases in intracellular Ca2? in vibro-
is able to change a myriad of processes, including meta- dissociated cortical astrocytes [20]. In vivo, stimulation of
bolic activity, glutamate and potassium buffering, inflam- LC neurons trigger transient increases in cortical astrocytic
matory activity and a host of other functions that alter Ca2?, which can be blocked with the non-specific
gating across large populations of cells. a-adrenergic receptor blocker, phentolamine [21].
With these functions in mind, and given the astounding a1-Adrenergic receptors are positively coupled to
breadth of research on the effects of NE in all cell-types in phospholipase C (PLC), which catalyzes the formation of
the brain, this review can only begin to approach the inositol 1,4,5-trisphosphate (IP3) and diacylglycerol (DAG)
question of how NE exerts its effects on the brain. To do so, from phosphatidylinositol 4,5-bisphosphate (PIP2) [22]. IP3
we will first address some of the known effects of NE on is released into the cytosol and putatively binds to the IP3
individual cell types, including astrocytes, microglia and receptor (InsP3R), a transmembrane glycoprotein found on
neurons. With a basic understanding of how NE can exert its the endoplasmic reticulum (ER), which acts as a Ca2?
adaptive influences on these cell-types this review will then channel. The resulting conformational change in InsP3R
address the broader question of how NE promotes rapid leads to the release of Ca2? from the ER into the cytosol
responses to behaviorally-relevant stimuli on both a cellular [23]. As IP3 is released into the cytosol, DAG remains
and network scale. Finally, we will look at how NE facili- trapped in the membrane and is now free to positively
tates some of the long-term changes necessary to transform regulate protein kinase C (PKC). Astrocytes are considered
transient events into long-term plastic and homeostatic the main cell type responsible for glutamate uptake in the
changes. Throughout this discussion emphasis will be CNS as they robustly express the excitatory amino-acid
placed on understanding how these processes interact to transporters GLT1 and GLAST [24]. The a1-adrenergic
permit neuroglial networks to optimally respond and adapt. receptor agonist phenylephrine was shown to increase
uptake of glutamate in brain in vivo and this effect was
blocked by the non-specific a-adrenergic receptor antago-
The Effects of Norepinephrine on Astrocytes nist phentolamine [15]. Thus, activation improves gluta-
mate re-uptake and thereby optimizes the temporal
Astrocytes are electrically non-excitable cells that reside resolution and signal-to-noise ratio of glutamatergic
within the central nervous system. Astrocytes express transmission.

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The primary function of a2-adrenergic receptors is to phosphorylase (GP), causing increased glycogenolysis
increase glycogenesis from glucose as part of the glycogen [29]. b1-Adrenergic receptors are unequivocally expressed
shunt during quiescent periods of neuronal activity [18]. on astrocytes as demonstrated by astrocytic expression of
Several groups have found expression of a2-adrenergic b1 mRNA [16]. Clearance of extracellular K? has largely
receptor on astrocytes in situ [25–27]. Cahoy et al. [28] been attributed to astrocytic Na?/K?-ATPase activity,
found a2-adrenergic receptor expression on astrocytes was which plays the key role in maintaining the ionic milieu
2–3 times higher than that of neurons. Via the inhibitory inside and outside of cells [35]. This is especially important
G-protein (Gi/o) and its a subunit the a2-adrenergic recep- within the brain where subtle changes in ionic concentra-
tors are negatively coupled to cAMP, which decreases tions, especially K?, can have significant effects on neu-
adenylyl cyclase activity [29], promoting glycogenesis. ronal firing. Na?/K?-ATPase is enhanced in the presence
However, via its bc subunit it is coupled to PKC and Ca2? of the non-selective b-adrenergic receptor agonist isopro-
transients [30], which may permit glycogenolysis under terenol [36, 37], suggesting b-adrenergic receptor stimu-
certain conditions. As such, while a2-adrenergic receptor lation can optimize K? clearance in times of increased
activation of astrocytes, the main site of glycogen storage neural activity (Fig. 1). This allows for priming of astro-
in the brain [18], can lead to a net increase in glycogen cytes to effectively clear extracellular K? under conditions
production via decreased cAMP activity, it may also act of high neuronal activity.
paradoxically to drive glycogenolysis through signaling of Through the effects of these receptors, astrocytes are
the a2 associated Gi/obc. Control of glycogen formation and able to optimize many key support functions during periods
degradation is critical, as ATP generated through glyco- of increased demand. By driving a1-adrenergic receptor
genolysis is kinetically faster than ATP generated through activity, NE induces astrocytic calcium waves and pro-
hexokinase-mediated glycolysis [18]. This allows for the motes enhanced glutamate uptake—thereby enhancing
rapid clearance of glutamate, which is necessary for synaptic efficacy. This is coupled with the strong effects of
maintaining high fidelity communication between neurons. the a2-adrenergic receptor, wherein effects on cAMP, PKC
Moreover, glycogen is stored throughout the cell body of (via activity of its associated Gibc protein subunit), and
astrocytes, including their processes, making it easily increased pyruvate dehydrogenase activity all serve to
available during critical periods of high demands [31]. enhance glycogen turnover in the brain during periods of
Stimulation of a2-adrenergic receptors by a2 specific LC signaling. These signaling pathways are integrally
agonists dexmedetomidine or clonidine also leads to related to increased glycogenolysis from b-adrenergic
increased pyruvate dehydrogenase activity, a rate-limiting receptor activation. Finally, b-adrenergic receptors
step in the TCA cycle, as demonstrated by increased rate of enhance Na?/K?-ATPase activity. These effects strongly
production of radiolabeled 14CO2 in the presence of [1-14C] support the hypothesis that the overarching role of adren-
pyruvate [32, 33]. Hence a2-adrenergic receptor stimulation ergic receptors on astrocytes is to optimize their supporting
leads to increased glycogen turnover in the brain, with roles to anticipate changes in demand to coordinate with
astrocytes as the exclusive site of glycogen storage and other effects of NE on the brain.
increased glucose metabolism to match the increased energy
needs of a brain under circumstances requiring increased
sympathetic tone, i.e. fight or flight. This will allow for The Effects of Norepinephrine on Microglia
kinetically faster energy production to help maintain stable
ATP levels during periods of increased demand. Microglia, often thought of as the primary immune effector
cells of the CNS, represent a major target of NE signaling
b-Adrenergic Receptors in the cortex. Though microglia’s best elucidated, and most
established role, is in mediating injury and immune
The primary function of b-adrenergic receptors in astro- responses within the brain, recent studies have suggested
cytes is to trigger the breakdown of glycogen in astrocytes that these cells may play an active role in regulating brain
during increased local neuronal activity. In mammals, function under normal conditions [38]. The role of
b1-adrenergic receptors are the primary mediators of this microglia in both pathological and normal conditions
process judging from the magnitude of effect b1 agonists/ revolves around three major processes: surveillance and
antagonists have on the glycogenolytic pathway in slices migration, phagocytosis, and expression of cytokines and
from murine cerebral cortex [34]. This works via activation neurotrophic factors [39]. While most of these processes
of the G-protein (Gs) which subsequently leads to an have been shown to be largely mediated by purinergic
increased production of cAMP, leading to protein kinase A signaling, tonic levels of NE resulting from activity of the
(PKA) mediated phosphorylation of phosphorylase kinase LC is a necessary modulator, playing a critical permissive
(PhK), and consequent phosphorylation of glycogen role [40].

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Table 1 Cellular expression of adrenergic genes in cerebral cortex in situ based on studies using immunoreactivity and their physiological
response to adrenergic agonists
Symbol Name Function Expression References Expression References Expression References
on cortical on cortical on cortical
neurons microglia astrocytes

ADRA1 Adrenergic, Gq, stimulates Absent GENSAT Absent Hertz et al. [16] Present Hertz et al. [16]; Shao
alpha-1A- PLC database; and Sutin [19];
Receptor Hertz Cahoy et al. [28];
et al. [16] Papay et al. [84]
ADRA2A Adrenergic, Gi/o, a subunit Present GENSAT Present Mori et al. [13] Present Hertz et al. [16];
alpha-2A- mediated: database Cahoy et al. [28];
Receptor decreases Aoki et al. [25];
activity of Glass et al. [27];
adenyl cyclase Hutchinson et al.
bc subunit [169]
mediated:
supports PKC
mediated
transactivation
ADRB1 Adrenergic, Gs, increases Absent Hertz et al. Present Heneka et al. Present Hertz et al. [16];
beta-1- activity of [16] [40]; Steininger Catus et al. [26]
Receptor adenyl cyclase et al. [43];
Tanaka et al.
[44]; Mori et al.
[13]

Within the cortex, there is overwhelming evidence that plaques. In addition to evidence showing that the nonse-
b1 and b2 receptors are the only functionally significant lective b-adrenergic receptor agonist isoproterenol enhan-
adrenergic receptors in microglia [40–44]. Of note, the ces microglia migration towards amyloid b plaques in
expression of the b2-adrenergic receptor is highly enriched culture [39], phagocytosis of amyloid b plaques is similarly
in microglia compared to other cell types in the brain enhanced, though not directly mediated, by b2-adrenergic
according to our genomic analysis (Table 1). It is also receptor activation [40, 48]. Furthermore, after migrating to
through activation of b2-adrenergic receptors that most of the site of injury, microglia proliferate [49, 50]; interest-
NE’s effects on microglia are realized. ingly, proliferation is suppressed by b2 receptor activation
[51] (Fig. 2).
Modulation of Injury Responses As such, NE, through b2-adrenergic receptor activation,
works as a master-regulator of microglia disease response
As mentioned above, microglia are highly ramified cells that by modulation of three key microglia actions: migration,
possess motile processes that constantly survey the paren- proliferation, and phagocytosis, while more specialized
chyma for tissue injury [45, 46]. Upon detection of tissue functions are driven by purinergic signaling [52]. Given the
damage, microglia abandon their ‘‘resting’’ ramified state long timescales of these responses, NE modulation of
and undergo a dramatic morphologic change to adopt an microglia response is likely due to tonic rather than phasic
‘‘activated’’ state, featuring an enlarged soma and fewer, release of NE. This release of NE keeps microglia primed
thicker processes [47]. In the activated state, microglia rap- for rapid, optimized responses to pathological insults.
idly respond to injury in various ways, many of which appear
to require b2-adrenergic receptor activation. First, microglia Modulation of Inflammatory Cytokine
extend their processes and migrate their somas towards the and Neurotrophin Production
injury site. While process extension, which occurs within
tens of minutes of an insult, has been shown to be dependent Norepinephrine is widely recognized for its role as a neu-
on ATP activation of P2Y12 receptors [45], soma migration roprotectant [53]. The neuroprotective effects of NE are
occurs roughly 24 h after injury and is dependent on NE orchestrated by activation of two parallel pathways: the
levels. There is both in vitro and in vivo evidence that NE suppression of inflammatory gene transcription concomi-
depletion results in suppressed microglia migration [40]. tant with the enhancement of neurotrophic factor produc-
Microglia are also noted for their ability to phagocytose tion. Both of these pathways feature glia as central players.
cellular debris and harmful molecules such as amyloid-b Neuroinflammation is an increasingly appreciated feature

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of virtually every pathological condition of the CNS [54]. neurogenesis [72]. In astrocytic cultures, NE application
It is mediated by astrocyte gliosis and microglial activation (and to a lesser degree 5-HT and DA application) results in
[55, 56]. a dramatic increase in cellular BDNF expression mediated
During neuroinflammation, astrocytes and microglia by the activation of b1/b2-adrenergic receptors as well as
increase inflammatory gene expression [57–59] and NE has a1-adrenergic receptors [73, 74]. The mechanism by which
the capacity to suppress this response thereby diminishing this occurs is remarkably similar to the mechanism by
the amplitude of the inflammatory processes throughout which NE suppresses inflammatory gene production, sug-
CNS [40, 42, 60, 61]. This anti-inflammatory action was gesting these two neuroprotective pathways are activated in
first acknowledged when it was shown that astrocytes can parallel. Microglia can also produce BDNF, possibly under
express Class II major histocompatibility complex (MHC) the regulation of astrocyte-derived ATP [75]. Taken toge-
in culture and this expression was attenuated by application ther, these observations suggest that NE acts via two par-
of NE, via a b2-adrenergic receptors and cAMP dependent allel pathways, (1) suppression of expression of
pathway [41]. Because astrocytic cultures are always inflammatory genes and (2) enhancement of BDNF
contaminated with microglia cells [62], it cannot be ruled expression to promote neuronal survival. These two path-
out that this observation was at least in part due to ways are important in injury responses while also requiring
microglia. In fact the anti-inflammatory capabilities of glial tonic NE activity to maintain baseline function. As such,
cells may be predominately due to microglia, as microglial NE mediated effects on cytokine and neurotrophin activity
b2-adrenergic receptor expression is significantly higher permits normal physiological activity while also keeping
relative to astrocytes (Table 1). Thus, the anti-inflamma- microglia primed to respond rapidly to pathological insults
tory effect of NE could be largely driven by microglia. (Fig. 2).
More recently, other anti-inflammatory effects of NE
have been demonstrated, including the suppression of Modulation of Homeostatic Synaptic Scaling
iNOS [60, 63], IL-1b [64], TNFa [42], and ICAM-1 (which
itself can increase production of TNFa and IL-1b) [65], Norepinephrine may also influence glial-facilitated
among other pro-inflammatory cytokines in astrocytes and homeostatic synaptic scaling, a form of synaptic plasticity
microglia. These cytokines have a variety of negative that increases or decreases the strength of all of a neuron’s
effects on the CNS: they are thought to contribute to cell synaptic inputs as a function of activity [76]. This mech-
damage, excitotoxicity, and the production of free radicals. anism depends on the ability of a neuron to sense its own
The persistent activation of microglia can lead to self- activity and subsequently modify its own excitability [77].
regulating cytokine cycle and eventually chronic neuroin- In this way, neuronal networks can tune themselves to
flammation, which has been implicated as a risk factor for a increase stability and efficiency while preventing signal
number of conditions, particularly in various forms of saturation [78]. One of the pathways by which synaptic
dementia [66–68]. The mechanism by which NE reduces scaling is mediated is through TNFa, which has been
the expression of pro-inflammatory cytokines is still a topic shown to increase the surface expression of AMPA
of debate but may revolve around the regulation of the receptors (Fig. 2) [79] while decreasing surface expression
NFjB:IjB signaling system by b2-adrenergic receptor of GABAA receptors by binding to neuronal TNFR1
driven increases in cAMP [61]. Regulation of these path- receptors [80]. This ‘‘scaling up’’ of a neuron’s excitability
ways may be closely related to the interaction between NE, occurs in response to prolonged absence of stimulation by
inflammatory cytokines, and sleep. TNFa and IL-1b are blocking action potentials with tetrodotoxin [81]. Further-
known to be involved in the regulation of sleep, specifi- more, the source of TNFa required for this type of scaling
cally in their ability to induce non-REM sleep [69]. Con- has been conclusively shown to be of glial origin [81]. The
sistent with this idea, tonic firing rates of the LC are predominating view is that reduced levels of glutamate
appreciably reduced during sleep [70] resulting in reduced released from neurons are sensed by glia, which leads to an
cortical levels of NE and therefore greater production of increase in glial release of TNFa [78]. Interestingly,
cytokines from both astrocytes and microglia. This sug- exogenous BDNF prevents the scaling up phenomenon and
gests that NE mediated control of inflammatory cytokines incubating cultures with a soluble high-affinity BDNF
plays an important role in both regulating brain responses receptor has an identical effect as an activity blockade [82].
to pathology, and in normal physiology. However, enhanced BDNF levels do not result in a scaling
In addition to suppressing production of inflammatory down of the network [83], suggesting that BDNF acts as a
cytokines, NE also enhances neurotrophic factor produc- brake on the TNFa-mediated scaling up phenomenon
tion, namely brain-derived neurotrophic factor (BDNF) rather than as an opposite driving force. As stated above,
[71]. Since its discovery, BDNF has been shown to play an NE enhances the expression of BDNF in astrocytes and
important role in neuronal survival, neuroplasticity, and suppresses the expression of TNFa in microglia. It is

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therefore likely that NE is heavily involved in regulating profound effect on synaptic strength by increasing postsyn-
the scaling up phenomenon, perhaps by constitutively aptic a-amino-3-hydroxy-5-methyl-4-isoxazoleproprionic
preventing it through enhancing the BDNF brake and acid (AMPA) insertion. [91]. Furthermore, in prefrontal
suppressing TNFa. cortex NE activates a2-adrenergic receptors and closes
hyperpolarization-activated cyclic nucleotide-gated chan-
nels (HCN), a nonselective cation channel, by decreasing
The Effects of Norepinephrine on Neurons intracellular cAMP levels. Closure of HCN channels
decreases the threshold for action potential generation in
Norepinephrine signaling in cortical neurons is highly spatially tuned delay-related prefrontal cortical neurons
diverse, likely acting on all neuronal populations [10, 84, resulting in increased network connectivity, which is
85]. This section will describe the primary effects NE on implicated in spatial working memory [92, 93]. In con-
the membrane properties of excitatory and inhibitory neu- clusion, the augmented excitatory effects of NE are pre-
rons, with a focus on how NE differentially modulates dominantly due to its modulation of SK and HCN channels
neuronal circuits throughout several cortical areas. with concurrent increases in AMPA receptor trafficking.
However, NE also plays an essential role in decreasing
Modulation of Excitatory Neuronal Responses excitatory transmission. Activation of a2-adrenergic
receptors decreases calcium (Ca2?) entry though voltage
A powerful consequence of NE signaling that it shares in gated Ca2? channels (Cav2.2, N-type calcium channels)
common with other neuromodulators is its ability to limit and limits neurotransmitter release [94–96]. This effect is
spike frequency adaptation in cortical neurons [86]. NE, mediated by the bc G-protein subunit and is independent of
through b-adrenergic receptor activation, facilitates trans- intracellular cAMP concentrations. The activation of
mission of action potential trains by suppressing Ca2? a1-adrenergic receptors, however, may act to prevent
activated K? channels (SK) and its after-hyperpolarization a2-adrenergic receptor inhibition of Cav2.2 by PKC medi-
conductance (IADH) in a cAMP and PKA dependent path- ated phosphorylation of the a2-adrenergic receptor’s
way [87–90]. Additionally, emotional stress and non- G-protein’s bc subunit binding site[97, 98]. This may act
selective activation of b-adrenergic receptors have a like a negative feedback mechanism in which a1-adrenergic

Fig. 1 Noradrenergic receptor


expression on cortical astrocytes
and their downstream effects.
a1-Adrenergic receptor
stimulation leads to increased
glutamate uptake from the
extracellular space by
increasing activity of the
sodium-dependent glutamate
transporters (GLT1/GLAST).
a2-Adrenergic receptor
stimulation leads to increased
glycogenesis. b1-Adrenergic
receptor stimulation causes
increased clearance of K?
by increased activity of the
Na?/K?-ATPase pump and
drives glycogenolysis

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Fig. 2 Noradrenergic stimulation of Microglia. 1 NE regulates induction of astrocytic BDNF production and suppression of
microglia disease response by enhancing phagocytosis and soma microglial cytokine production. 3 NE may constitutively suppresses
migration while suppressing proliferation and cytokine production. 2 synaptic scaling up by suppressing TNFa production and inducing
NE enhances cell survival via activation of two parallel pathways: BDNF production

receptors suppress the ability of a2-adrenergic receptors to and channels have not been further characterized [103]. In
inhibit neurotransmitter release. Lastly, activation postsyn- the prefrontal cortex, entorhinal cortex, and hippocampus,
aptic b-adrenergic receptors enhances postsynaptic GABAA a1-adrenergic receptor activation leads to an increase in the
currents in pyramidal neurons, thereby sensitizing cortical frequency and amplitude of spontaneous IPSC independent
networks to inhibitory input [99]. In summary, NE acts on of PKC and intracellular Ca2? mobilization [104–106].
multiple receptors to decrease cortical activity by either Additionally, there is evidence suggesting that application
limiting neurotransmitter outflow or by increasing the sen- of NE can modulate the ability of evoked IPSCs to inhibit
sitivity to inhibitory signaling (Fig. 3). synaptic transmission depending on spatial inputs from
different cortical layers in the auditory cortex however the
Modulation of Interneuronal Responses adrenergic receptors responsible for this phenomenon
remain unclear [107]. While this suggests that strengthening
Similar to excitatory neurons, interneurons express all inhibitory circuits is a major role of NE in the brain, further
adrenergic receptors with possibly the exception of the work needs to be undertaken in order to understand if the
a2-adrenergic receptor [84]. The activation of a1-adrenergic other adrenergic receptors have any functional significance
receptors on interneurons are likely responsible for NE’s in regulating interneuron membrane properties.
robust antiepileptic nature in vivo [100–102]. However the
exact mechanism of a1-adrenergic receptor mediated
inhibitory activity on neuronal networks is not well under- Opposing Effects of a1 and b-Adrenergic Receptors
stood. Hippocampal interneurons are most likely depolar-
ized by a1-adrenergic receptor agonists by inhibition of The functional effect of NE signaling in a neuronal net-
resting K? leak conductances, though the exact mechanism work is the result of a fine balance between its excitatory

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Fig. 3 Noradrenergic stimulation of neurons. 1 b-Adrenergic recep- a2-adrenergic receptor blocks the Cav2.2 channel decreasing neuro-
tor activation leads to decreased spike frequency adaptation by transmitter release. 6 a1-Adrengergic receptors may inhibit the action
inhibiting SK channels in a cAMP-PKA dependent pathway. 2 PKA of the a2-adrenergic receptor’s coupled Gibc subunit’s Cav2.2 activity
activation from b-adrenergic receptor activation increases membrane through PKC mediated phosphorylation of Gibc’s binding site.
GluR1 insertion. 3 b-Adrenergic receptor activation sensitizes Activation of a1 receptors decrease resting potassium conductance,
excitatory neurons to inhibitory inputs by increasing GABAAR directly depolarizing interneurons. Note: a2 receptors are found
currents. 4 a2-Adrenergic receptor activation closes the non-selective predominately on dendritic and axonal processes, causing localized
cation, cAMP gated, HCN channel to increase neuronal network effects
firing. 5 The bc subunit (Gibc) of the G-protein coupled to the

and inhibitory actions. [108–110]. One of the predominant be strongly dependent on local glial actions as well.
features in many cortical regions, is that a1-adrenergic Though it is possible that these receptors are activated only
receptor activation opposes the effects of b-adrenergic at distinct times, due to its global release, NE signaling
receptor activation. NE activation of a1-adrenergic recep- could be using the differential activities of these receptors
tors in temporal and visual cortex results in decreased to drive many of its well established network effects.
evoked excitatory responses, while b-adrenergic receptor
activation increases those responses [111–113]. The
opposite is true in prefrontal and somatosensory cortex The Role of Norepinephrine in Behavioral Responses
where a1-adrenergic receptors increase excitatory trans- and Adaptation
mission while in somatosensory cortex, b-adrenergic
receptor activation decreases glutamate induced EPSPs Modulation of Cortical Networks
[108]. Consequently, arriving at a simple mechanism for
the effects of NE responsible for the observed region dif- Across the cortex NE signaling in the cortex is character-
ferences in a1 and b-adrenergic receptor activation is dif- ized by both tonic and phasic periods of LC activity. While
ficult and is likely the result of dynamic interplay between tonic LC activity drives microglial responses, as mentioned
neuronal subpopulations and glia expressing diverse above, and has been associated with different levels of
adrenergic receptors. In summary, despite complex inter- wakefulness [6], phasic firing of the LC is the critical
actions, a major prevailing feature of cortical adrenergic driver of NE’s role in responding to novelty and important
receptor activation is the opposing nature of a1 and b behavioral stimuli [6, 7, 9, 114]. Through phasic firing, the
receptor actions on neuronal firing. LC increases neuronal activity in response to arousing
While the effects of NE on neurons is extremely com- [108], rewarding [115, 116] and aversive stimuli [8, 21,
plex, NE’s overarching role appears to be to dampen most 117]. By altering the pattern of network activity throughout
activity while promoting activity on specifically activated the brain, the LC is able to affect focus, attention and
neurons. Through a2-adrenergic receptor mediated closure consequent performance in a variety of tasks [6, 118]. As
of HCN channels, NE reduces the threshold for action such, the NE signaling plays a central role in regulating
potential generation and promotes firing. However, acti- how the brain reacts to important stimuli. These behavioral
vation of a1 and b-adrenergic receptors can lead to effects are critically dependent on NE’s ability to drive
enhanced GABAA currents and interneuron firing, poten- changes in neuronal excitability and inhibitory tone.
tially suppressing activity, although this effect appears to However, while the importance of LC activity in behavior

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has been thoroughly studied, the correlation between these cortex, direct application of clonidine has been shown to
effects and actions on individual cells is much less well impair working memory performance in monkeys [93].
understood. This effect is driven by the a2A-adrenergic receptor medi-
In sensory cortex, one of NE’s primary effects is to ated suppression of cAMP signaling mentioned above, a
enhance population tuning by improving the signal-to- process recently linked with working memory decline in
noise ratio [114, 119]. Early demonstration of this effect aging [129]. In contrast to the a2A-adrenergic receptor’s
comes from historical studies which showed that the strong effects on driving sustained activity, studies have
application of NE reduces neuronal spontaneous activity shown that under basal conditions, a1 and b-adrenergic
while retaining evoked responses [120, 121]. This result is receptor antagonism, using the a1-adrenergic receptor
partly mediated by altered postsynaptic responses to glu- antagonist prazosin and the non-specific b-adrenergic
tamate, with a1-adrenergic receptor activation facilitating receptor antagonist propranolol, has little influence on
and b-adrenergic receptor activation inhibiting neuronal prefrontal cortex function [130]. Since a1 and b-adrenergic
responses [108]. This effect parallels the a1-adrenergic receptor activation may depend upon higher levels of NE
receptor driven increase in astrocytic glutamate uptake than the a2A-adrenergic receptor, these receptors may only
mentioned above [15], reaffirming that NE’s effect is to become active under stress or other high NE states. This
coordinate network responses through multiple cell types. differential activity of a2A and a1/b-adrenergic receptors in
Norepinephrine further induces significant increases in working memory reflects the complexity of NE driven
thalamocortical sensory suppression. This broad inhibition network modulation, with specific a2A activity promoting
of thalamic activity only minimally alters strong evoked sustained attention and a1 and b-adrenergic receptors
responses, creating an environment that permits high-fre- activating only in response to very strong NE signals.
quency evoked signals to pass into the cortex with minimal While the effects mentioned above have focused on the
noise [114, 119, 122]. As above, these responses are immediate effects of NE on network connectivity, activation
dependent upon differential a and b-adrenergic receptor of adrenergic receptors has also been shown to elicit slower,
activation, with regional differences playing a strong role in longer lasting shifts in how these networks function. In
how specific parts of the network will respond to a given particular, a large body of evidence suggests that NE
stimulus. The net result of this activity is enhanced orchestrates various parts of the stress response, as the
responsiveness to a relevant stimulus, with NE suppressing b1-adrenergic antagonist, betaxolol, improves working
weak sensory inputs while enhancing the responses of memory [131] while the a1-adrenergic receptor antagonist,
highly active cells; thereby sharpening population tuning urapidil, attenuates stress-induced working memory
and effectively optimizing the regional response to an input. impairments [132]. In a recent study in humans, b-adrenergic
In higher-order processing areas, NE has been shown to receptor activation was shown to induce substantial, pro-
alter network activity in attention and working memory. longed changes in neural network coupling [133]. As these
Persistent activation of the frontoparietal network is critical receptors have a lower affinity for NE than the a2A-adren-
for sustained attention [123]. To understand the effect of ergic receptor [132, 134], it has been postulated that their
NE on attention and working memory circuits, many activation is driven by high levels of NE in stress [135].
studies have reduced cortical NE levels by application of Beyond stress, elevated a1-adrenergic receptor activa-
the a2A-adrenergic receptor agonist clonidine to the LC, an tion has also been shown to enhance performance in rats
effect shown in slice, where a2A-adrenergic receptor acti- undergoing attentional-shift dependent tasks [136]. a1 is
vation in the LC was shown to reduce neuronal firing, also necessary for rapid large-scale induction of LTD in
while, in contrast, a1-adrenergic receptor activation caused mouse visual cortex in response to heavily patterned visual
a delayed increase in activity [124, 125]. stimuli [137]. These results suggest that NE plays a role in
In rats, reduction of NE levels via clonidine injection both focusing attention on a behaviorally relevant task and
into the LC has been shown to decrease frontoparietal in rapidly reorienting the brain in response to important
network activation and impair attention [126]. In contrast, a events. While lower levels of NE predominately drive
PET imaging study in humans using i.v. clonidine a2A-adrenergic receptor mediated suppression of irrelevant
enhanced frontoparietal connectivity when subjects were activity, behavior-critical events can drive substantial
focused on a task, while reducing activity when subjects increases in NE, obliterating ongoing processes and per-
were resting with eyes closed [127]. These studies indicate mitting new patterns to become established. NE’s role in
that NE plays an important role in modulating attention via this ‘network reset’ switch is likely to allow disruption of
the a2A-adrenergic receptor. ongoing activity in order to permit relevant stimuli to elicit
Working memory similarly relies on persistent network rapid behavioral adaptation [138].
activation, particularly of the excitatory neurons of the The roles discussed above elucidate a small part of the
dorsolateral prefrontal cortex [128]. Within the prefrontal role NE plays in shaping how the brain reacts to a variety

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of behavioral inputs. In response to an arousing or emo- hippocampal LTD [147]. The b-adrenergic receptor
tionally salient input, the LC releases a burst of NE across antagonist, propranolol, was shown to block this effect, as
the brain, sharpening sensory responses to the specific well as LTP, demonstrating diverse functions for these
environmental stimuli and reconfiguring the network pat- receptors in plasticity. Furthermore, LTP decay and hip-
tern of the brain. As such, NE plays a role in optimizing pocampal depotentiation may be an active process, per-
performance during important tasks [118]. This input mitting the removal of behaviorally-irrelevant memories
optimization is coupled with NE’s ability to rapidly alter [148]. From the perspective of NE signaling, arousal and
network connectivity across the brain. These effects are salience may thereby promote changes in memory storage;
dependent on internal variables such as wakefulness and potentially promoting formation of behavior-relevant pat-
voluntary attention as well as how behaviorally-relevant an terns while deemphasizing memories that are irrelevant to
incoming signal is. Thus, NE’s role in behavior is to current behavior.
flexibly adapt networks to enhance performance on what- While LTP has long been considered an important step
ever task is immediately relevant. in the formation of memories, a growing body of evidence
has demonstrated that LTP progresses through several
Plasticity stages from short-term potentiation and early-LTP to late
LTP (greater than 3 or 4 h), a process that was proposed as
While the role described above focused on immediate effects early as the 1980s [149]. These phases have been associ-
of NE within neuronal networks, the effects of NE on the ated with distinct neuronal processes, with later forms of
brain are far more wide reaching. A substantial amount of LTP being dependent on new protein synthesis [150, 151].
evidence has demonstrated that NE plays a critical role in The transformation of early-LTP to late LTP is can be
modulating plasticity within the brain as well. These effects driven by heterosynaptic inputs, where activation of neu-
can be viewed as a longer term adaptation to behaviorally romodulatory inputs transforms early-LTP to late-LTP at
important stimulus. Though it is critical for an organism to synapses ‘tagged’ via glutamate transmission [152, 153].
reorient and react rapidly to important events, these effects Noradrenergic signaling has been shown to facilitate this
would be far less useful if they did not lay the groundwork for process through b-adrenergic receptors in the hippocampus
long term behavioral adaption. [140, 141, 154]. A similar process of heterosynaptic LTD
As mentioned, noradrenergic signaling also strongly has been shown to occur via a1-adrenergic receptors in the
affects the longer term processes of plasticity via long-term bed nucleus of the stria terminalis [155]. This transfor-
potentiation (LTP) and long-term depression (LTD). Within mation from early to late-LTP may play an important role
the hippocampus NE has been shown to facilitate LTP in encoding memories. Specifically, neuromodulators,
through activation of b-adrenergic receptors [139–141]. including NE, may act as a behavior-reinforcement cue
Burst firing of the LC in response to encountering novel [149] to enhance memories that are associated with
objects potentiates neuronal responses in the rat dentate important behavioral outcomes.
gyrus through a mechanism that is blocked by the b-adren- Given the effects of both a1 and b-adrenergic receptors
ergic receptor antagonist propranolol [142]. The ability of in modulating the induction and maintenance of LTP and
NE to modulate LTP has been shown to occur regardless of LTD, NE appears to play a major role in translating
reward outcome, as LTP following a tetanic stimulus is behaviorally relevant stimuli into long-term changes in
reinforced by both rewarding and aversive stimuli [143]. synaptic strength. This effect can be viewed as critically
Propranolol has been shown to prevent this effect by dependent upon the effects mentioned above, particularly
blocking b-adrenergic receptor dependent protein synthesis enhanced astrocytic support and decreased synaptic scal-
[141] (for a review of NE effects on LTP in the Hippocampus ing, as the maintenance of LTP requires the synthesis of
see [140, 144], for an extensive review of NE in cognition see new proteins and active scaling of synapses could poten-
[145]). This form of LTP may be further related to NE-driven tially interfere with simultaneous induction of LTP in a
increases in AMPA receptor membrane insertion, mentioned network. Thus the plastic processes mentioned here, NE
above [91]. These functions, driven by b-adrenergic receptor helps to sculpt network changes that promote future
activation, promote LTP and the formation of new memories responses based on previous behavioral inputs.
in response to behaviorally-relevant experiences.
Norepinephrine signaling, however, is not limited to Memory Consolidation
induction of LTP. In the visual cortex, a1-adrenergic
receptor activation has been shown to promote the induc- Following a learning task in the mammalian brain, memory
tion of LTD by paired-pulse facilitation [146]. Recent conventionally progresses through a short-term, protein
studies have also shown that NE signaling coupled with synthesis-independent phase that generally lasts a few
novel spatial arrangements of known objects can induce hours, and is followed by a protein synthesis-dependent

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Fig. 4 Progression of memory consolidation in chicks. Memory first period and by the b2-adrenergic receptor in the next two periods,
consolidation in the intermediate medial mesopallium of the newly is necessary for memories to be retained. NE-mediated b2-adrenergic
hatched chicken (corresponding to the mammalian cerebral cortex) receptor activity is accompanied by a2-adrenergic receptor driven
progresses through several phases in the hour following learning. The glycogenesis, which is necessary for the recovery and maintenance of
transition between these are marked by critical periods (black wedges) glycogen levels. Inhibitors of glycogenolysis (DAB) and adrenergic
at approximately 7.5, 30, and 60 min post-learning, where astrocytic receptors are listed under the periods where their administration
glycogenolysis, driven by the serotonergic receptor, 5-HT2B, in the prevents memory formation

long-term memory. In the newly hatched chick, the protein- The necessity for increased astrocyte glycogenolysis has
synthesis-independent short-term memory has been divided been associated with its role in supporting regionally
into several phases: short-term memory (\10 min) and increased glutamate and glutamine synthesis following
intermediate-term memory A and B (10–30, 30–55 min, learning, at both 5 min [160] and 30 min [161, 162] post-
respectively), which—as in mammals—is followed by training. (For a comprehensive review of this pathway in
protein-synthesis-dependent long-term memory from memory see [160] and for an overview of the inhibitors
60 min after training (Fig. 4). The transition points between studied see [163].) That glutamine synthesis in spite of
these phases of consolidation are of critical importance to adequate supply of glucose was inhibited by the glyco-
memory formation, and this has been linked to noradren- genolysis inhibitor DAB was demonstrated in a study in
ergic signaling [156]. In particular, a growing body of 2005 by Marie Gibbs [163]. The same study showed that
evidence, led by the work of Leif Hertz and Marie Gibbs, DAB induced memory impairment at specific times after
has shown that these points are reliant upon astrocyte training can be rescued by application of lactate or of the
metabolic signaling. In studies of learning in the chick bead astrocyte-specific metabolic substrate acetate together with
discrimination task, propranolol injection into the inter- aspartate. These act as a precursor for oxaloacetate, which
mediate medial mesopallium, the avian equivalent of the is needed because acetate alone cannot support pyruvate
mammalian brain’s cortex, prevented memory formation carboxylation [160, 164]. The glutamate precursor gluta-
only when it occurred between 5 and 25 min after training. mine also rescued DAB induced memory impairments as
Further work using the selective b1 and b2, agonists, RO363 well as the impairment induced by propranolol or by the
and zinterol, demonstrated that this effect was dependent on glutamine synthetase inhibitor MSO. This provides strong
b2, but not b1-adrenergic receptors [157]. These effects evidence for the necessity of astrocytic b-adrenergic
parallel studies showing that injection of the glycogen receptor mediated glycogenolysis. This glycogenolysis
phosphorylase inhibitor DAB prevents learning when leads to glutamine formation, which, once shuttled to
applied 5 min before, 25–35 and 60 min after learning neurons, provides a necessary precursor for increased
[158]. In addition, a2-adrenergic antagonist application glutamate formation [159, 163]. This work thus strongly
prevents learning [159], specifically when applied at 10–20 suggests that a critical component of memory consolidation
or 40–50 min post-learning [160]. This alternating pattern is the formation of glutamate and glutamine via astrocytic
of activity fits closely with the effects of adrenergic glycogenolysis.
receptors on astrocyte metabolism mentioned above. Dur- Beyond glutamine formation, glycogenolysis driven
ing critical periods, b2-adrenergic receptor activation drives ATP formation may support the b-adrenergic receptor
glycogenolysis, supporting the metabolic demands of high mediated increase in K? and glutamate clearance discussed
activity. During these periods, glycogen levels are main- earlier. Additionally, it has been theorized that astrocyte-
tained by enhanced glycogenesis via activation of the bc derived lactate provides a metabolic support for neurons
subunit of the G-protein (Gi) coupled with the a2-adrenergic via a putative astrocyte-neuron lactate shuttle (ANLS)
receptor. These periods thereafter alternate with recovery [165]. While this intriguing hypothesis remains somewhat
periods, wherein a2-adrenergic receptor activation drives contentious, it appears likely that glycogenolysis drives a
glycogen formation via the coupled G-protein subunit, Gia. myriad of processes that support network optimization and

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memory consolidation. Taken together, these effects Conclusion


demonstrate a major role for astrocytes in mediating NE-
driven network responses. During periods of high neuronal Together, NE’s effects on network gating, plasticity and
activity, astrocytic b1/2-adrenergic receptors can drive (1) memory consolidation demonstrate a huge breadth of
neuronal glutamate supply (see above); (2) optimal glu- effects on cognition. By actively streamlining which inputs
tamate and potassium uptake (mentioned above and in have priority in a given behavioral state, NE controls
[18, 166]); and (3) metabolic support for these functions. immediate potentiation of synapses and overlays a level of
Critically, because of the rapid rate of energy formation expectation on the system. By facilitating both LTP and
from these processes, these supporting mechanisms can LTD, NE acts as a switch to determine how a given part of
occur within a timeframe that is relevant to transient the network reacts to diverse stimuli based on the behav-
increases in neuronal activity. Moreover, activation of the ioral state of the animal. Furthermore through broad
bc subunit of the G-protein (Gi) by a2-adrenergic activity changes in network excitability via effects on microglia
in the chicken ‘brain cortex’ (IMM) drives glycogen and synaptic scaling, and through the syncing changes in
synthesis at those times when NE is released (Fig. 4), but neural activity to changes in metabolic rate, NE exerts a
not in the period immediately following training, during profound effect on driving optimal functional responses.
which glycogenolysis is triggered by serotonin [164], Perhaps most importantly, these changes are able to occur
which does not stimulate glycogenesis. Over larger time- on both immediate and long-term timescales, providing a
scales, the coupling of this activity with recovery periods, substrate for the transformation of behaviorally relevant
mediated by G-protein subunit, Gia, activation via the a2- events into permanent changes in brain function and
adrenergic receptor, perhaps most importantly in the LC, behavior.
clearly illustrates that NE plays a role in optimizing net- Given the broad local effects of NE, including changes
work responses through both low and high activity peri- in potassium homeostasis, glutamate uptake, synaptic
ods. More broadly, NE signaling links memory scaling and many other recently elucidated glial functions,
consolidation to behavioral reinforcement, driving long- astrocytes and microglia may be critical in regulating the
term adaptation. behavioral responses of NE signaling. Beyond the very
The preceding studies demonstrated the strong link limited survey of NE’s effects on behavior and plasticity
between NE driven astrocytic glycogenolysis and memory above, evidence suggests that a1-adrenergic receptor acti-
consolidation. However, the processes by which LTP and vation may promote memory formation via astrocytic
LTD relate to memory consolidation are still being calcium signaling [168]. a1-Adrenergic receptor activation
uncovered. In a recent paper, Suzuki et al. [167] was able has further been shown to elicit long term plastic and
to demonstrate that DAB inhibition of astrocytic glyco- behavioral changes. With data suggesting NE plays a
genolysis prevents the maintenance of LTP beyond 30 min, prominent role in BDNF signaling, TNFa production, NGF
an effect rescued by exogenous L-lactate. By further dem- transactivation, and a host of other pathways (Fig. 3), the
onstrating that this inhibition of LTP maintenance was specific role of astrocytes within this system is just
coupled with a loss of long-term memory formation, the beginning to be determined. The broad-reaching effects
authors provided strong evidence for a correlation between support the hypothesis that NE plays a critical role in
LTP and memory consolidation. modulating both immediate and long-term responses to
These studies show that NE signaling to astrocytes is certain behaviorally relevant stimuli. Given that most of
necessary to drive the transformation of memory from those roles addressed here are focused on broad changes in
short to long-term stores. Specifically, NE driven activation homeostasis, trophic support and other effects on specific
of a2 and b-adrenergic receptors is needed at specific times local environments, glia may be the predominate target of
post-training to permit the consolidation of memories in the noradrenergic mediated network optimization.
chicken. This effect is mediated primarily through control
of glycogen turnover and glutamate formation, though Acknowledgments This study was supported by funding from NIH/
NINDS (NS075177 and NS078304), the W. M. Keck Foundation, and
other astrocytic support functions are also likely involved. the Dana Foundation. We thank Leif Hertz for comments on the
Given the role of NE in mediating astrocytic glycogenol- manuscript.
ysis and subsequent processes, NE may play a further role
in controlling both the induction of LTP/LTD and coordi-
nating the metabolic response necessary to support the
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