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Photonics and Nanostructures - Fundamentals and Applications

Plasmon nanoparticle effect to improve optical properties of perovskite thin film


--Manuscript Draft--

Manuscript Number: PNFA-D-20-00047

Article Type: Full Length Article

Keywords: Perovskite thin film; finite element method; plasmon; optical absorption; photocurrent

Abstract: Noble metal material, size, period and position are key parameters to affect optical
absorption property of perovskite thin film, which was numerically investigated in this
paper by finite element method. It demonstrates that Al nanoparticles show larger
enhancement ability of light absorption than that of Au and Ag under AM1.5 illumination
with the same geometry parameter. The light absorption enhancement after
introducing Al nanopheres is optimized by nanosphere size, period and position being
placed either on top (case I), in perovskite layer (case II), or simultaneously on top and
in perovskite layer (case III), which mechanism is discussed in terms of the
corresponding electric field and power loss density distributions. The maximal light
absorption enhancement is revealed to ~1.41 fold that of without Al nanosphere case.
The dielectric nanoshell (SiO 2 , Al 2 O 3 and TiO 2 ) encapsulating effect on
incident light trapping ability and photocurrent of the above optimized case are
discussed as well. The present work holds great promise for choosing appropriate
plasmonic material, size, period and position to facilitate designing perovskite solar
cells and photo detectors.

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Plasmon nanoparticle effect to improve optical properties of perovskite thin film


YangXi Chen, ChaoLing Du,* Lu Sun, TianYi Fu, RuXin Zhang, DaNing Shi

College of Science, Nanjing University of Aeronautics and Astronautics, Nanjing 211100, PR China

*Email: cldu@nuaa.edu.cn

Abstract Noble metal material, size, period and position are key parameters to affect optical absorption property of perovskite thin film, which
was numerically investigated in this paper by finite element method. It demonstrates that Al nanoparticles show larger enhancement ability of
light absorption than that of Au and Ag under AM1.5 illumination with the same geometry parameter. The light absorption enhancement after
introducing Al nanopheres is optimized by nanosphere size, period and position being placed either on top (case I), in perovskite layer (case II),
or simultaneously on top and in perovskite layer (case III), which mechanism is discussed in terms of the corresponding electric field and
power loss density distributions. The maximal light absorption enhancement is revealed to ~1.41 fold that of without Al nanosphere case. The
dielectric nanoshell (SiO2, Al2O3 and TiO2) encapsulating effect on incident light trapping ability and photocurrent of the above optimized case
are discussed as well. The present work holds great promise for choosing appropriate plasmonic material, size, period and position to facilitate
designing perovskite solar cells and photo detectors.

Keywords: Perovskite thin film; finite element method; plasmon; optical absorption; photocurrent

1 Introduction

The organic-inorganic halid perovskite (CH 3NH3PbX3, detectors and/or solar cells [14], plasmonic nanostructures
X=I, Cl, Br) solar cells have underwent PCE (power are noted to be placed either on top surface of the
conversion efficient) rapidly rise from 3.8% in 2009 to perovskite layer [15], or in the absorption perovskite layer
~20% in recent years, making perovskite one of the [16] and/or other sites of perovskite film [17-18]. There
attracting materials among variable solar cell materials [1- are scarce reports devoted to uncover the enhanced optical
2]. This associates closely with the long charge carrier absorption owing to the introduction of plasmonic
diffusion length and tunable energy band gap of halid nanoparticles simultaneously at different positions of the
perovskite [3]. In addition, perovskite thin film also shows same device, neither to compare their different power loss
great promise in photo detectors due to its unique optical density distributions nor photocurrent to the best of our
properties [4-5]. Yet, perovskite photo detectors and/or knowledge in literature. The corresponding investigation is
solar cells still suffer from low light absorption because crucial to improve light absorption of perovskite thin film
the extinction coefficient rapidly decays at red wavelength while numerical simulation provides a faster and easier
region, which will further lower device efficiency [6-8]. It method to deliver this compared to experiments.
is noted to improve light absorption of perovskite thin film Accordingly, in this report, we numerically simulated
is significant to further improve the optical efficiency of the enhanced optical properties of perovskite thin film by
perovskite thin film based solar cells and/or photo putting the prototype plasmonic nanoparticles of
detectors. Plasmonic nanostructures have been utilized as nanospheres (NSPs) at different positions in the thin film.
efficient strategy to increase light absorption, hence to The NSP array material, size and period is optimized to
improve light utilization efficiency in perovskite and/or achieve the maximal light absorption enhancement and
other semiconductor thin films [9-11]. By introducing photocurrent. The distributions of electric field and power
plasmonic nanoparticles at the top surface of perovskite loss density around NSPs are simulated to clarify where to
thin film, light absorption is able to be enhanced by put NSPs to optimize incident light harvest efficiency. The
multiple diffraction and high angle scattering, further to dielectric SiO2, Al2O3 and TiO2 nanoshell encapsulating
increase light path in the perovskite layer [12]. effects on the optimized nanostructure optical properties
Alternatively, if they are embedded in the perovskite layer, are discussed as well.
their enhanced electromagnetic field owing to the resonant
excitation of localized surface plasmon (LSPR) shows the 2 Simulation structures and methods
ability to increase light absorption, further generate
additional electron-hole pairs in the perovskite layer [13]. The optical absorption properties of perovskite thin film
However, in the investigations about perovskite photo after/before putting plasmonic NSPs were calculated by

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commercially available FEM package of COMSOL where I ( ) , Ap ( ) ,and Aref ( ) denote the air mass 1.5
Multiphysics 4.1 (http://www.comsol.com) with the RF solar irradiance, optical absorption with and without Al
module. Fig.1 shows the schematic y-z cross section of NSP in a unit cell, respectively. Meanwhile, the
the unit cell of the concerned structure. The thickness of corresponding photocurrent is calculated by
perovskite thin film is set as 200nm with the underneath
e
SiO 2 layer being 100nm. Herein, the charge carrier Jsc( )  Ap ( ) I ( ) . Light power absorbed by
recombination is negligible as ultrathin perovskite thin hc
film reduces the probability of recombination [19]. plasmonic nanoparticles herein has been excluded from
Plasmonic NSP is placed either on top of perovskite layer the calculation in Eq. (1).
(case I), or in the middle of the perovskite layer (case II),
or simultaneously at both of these two positions (case III). 3 Results and discussions
A plane wave was illuminated along +z direction
vertically from the cell top surface which polarizes along Throughout the simulations, we have chosen Al NSP
y direction. Periodic conditions are employed along x and instead of conventional Au and/or Ag as plasmonic
y directions to repeat the modeled structure periodically material. This is because that Al is not only cheaper, but
with the unit length P variable from 150nm to 300nm. also exhibits significant optical loss at ultraviolet rather
Then, a 400nm thick perfect match layer is applied along than visible to infrared wavelength. It tends to compensate
z direction to avoid spurious reflection back at the optical absorption of CH3NH3PbI3, which falls in visible to
simulation zone. Optical constants of concerned infrared wavelength [22]. Fig.2a shows the absorption
perovskite materials are referred to tabulated data in Ref. enhancement G comparison for Au, Ag and Al NSP with
[20]. Then, electromagnetic (EM) field distributions and radius r changing from 40 to 70nm, unit period P= 200nm
light absorption of the unit cell is simulated and/or to illustrate further why we chose Al instead of Au/Ag. It
calculated by solving the well-established Helmholtz demonstrates that Ag and Al get larger G compared to that
equation     E  k0 2 r E  0 [21]. Herein, k0 is the wave of Au, indicating higher absorption enhancement of the
incident sun power of Ag and Al than Au NSP for all r
vector of incident light,  r is the dielectric permittivity of considered. The destructive absorption effect of Au NSP
the concerned medium. By neglecting charge carrier may originate from the high imaginary dielectric function
recombination, the absorption enhancement factor (G) of Au, hence high optical loss. The optimized r was
due to the introduced plasmonic NSPs is calculated by calculated to be 55nm both for Al and Ag cases. Yet, the
800 corresponding maximum G of Al is larger than that of Ag
 A ( ) I ( ) d 
p
(1)
NSP, which is 1.22 and 1.19 for Al and Ag NSP case,
G  800
300 respectively. It indicates that the absorption of incident
sunlight is 1.22/1.19 times when Al/Ag NSP put on the top
A
300
ref ( ) I ( ) d 

Fig.1. The 2D schematic unit cell of the concerned perovsikite structure along with Al NSP(s) being put on top
surface of perovskite (a, case I), in the middle of perovskite (b, case II), and at both of these two positions (c, case
III) along with that without NSPs for reference (d).

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surface of perovskite thin film compared with that of flat their absorption is insensitive to P for larger wavelength
film case. Fig.2b shows their optimal absorption spectra (>500nm), but shows obvious variation at smaller
comparison of case I along with that of flat thin film case wavelengths, which contributes to the variation of G
for reference. It reveals that after introducing Al NSP, the versus P. Accordingly, in what follows, we will
perovskite layer shows obvious larger absorption than that concentrate to improve optical properties of perovskite
of Au/Ag at 300-770nm/300-490nm, demonstrating the thin film starting from the optimized material and period
superiority of Al NSP than that of Au/Ag NSPs and further obtained from Fig.2.
confirming why we chose Al instead of Au/Ag herein. The Besides putting Al NSP on top of perovskite layer (case
upper right inset of Fig.2b shows the parasitic absorption I), putting Al NSP within perovskite layer (case II) is also
by introduced metal NSPs of case I as well. It reveals that anticipated to improve the optical absorption property of
Au gets maximal parasitic absorption compared to Ag and the concerned device. Fig.3 presents their comparison of
Al. The large parasitic absorption by Au nanoparticles also FEM simulated absorption enhancement factor G to
contributes to the large G of Au reported elsewhere and further improve G, and to access the corresponding
therein the parasitic absorption has not been excluded from optimized NSP site and radius. Fig.3a shows that G of both
the absorption of the perovskite layers [23-24]. cases I and II is sensitive to Al NSP radius, and G of case I
Nonetheless, the parasitic optical absorption of plasmonic is more sensitive to r than that of case II. It reveals that G
nanoparticles tends to convert more light energy into heat of both these two cases increases with r first, and then
energy, which has no contribution to the corresponding decreases with r increasing further after arriving maximum
photocurrent [25-26]. After excluding the parasitic 1.22, 1.23 at radius 55nm and 65nm, respectively,
absorption of plasmonic nanoparticles, Fig.2a-2b implying the optimized Al NSP radius being 55 and 65nm
demonstrates the advantage of Al NSP than that of Au/Ag for case I and case II, respectively. Their corresponding
accordingly. Additionally, Fig.2c-2d plots the unit period optimized absorption spectra are plotted in Fig.3b along
optimized optical absorption properties of case I by setting with that of flat perovskite thin film as reference. For case
Al NSP with the optimized radius obtained from Fig.2a. I, the absorption enhancement occ urs mainly at
The obtained results demonstrate that G of case I is wavelengths from about 300nm to 500nm and the
sensitive to P, which increases with P first, and introduced NSPs only have limited effect to improve light
experiences an maximum at P=200nm, showing maximum absorption for the wavelength larger than 600nm.
1.22, then drops with P increasing further. The Comparatively, the absorption enhancement of case II
corresponding absorption spectra of Fig.2d reveals that mainly occurs at wavelengths from 500nm to 700nm

Fig.2. The FEM simulated NSP radius (a) and period (c) dependent G of case I , along with the corresponding material (b)
and period (d) dependent absorption spectra. In b-d, the NSP radius is set as the optimized radius obtained from a.

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Fig.3. The FEM simulated Al NSP radius dependent G for cases I-III (a) and the comparison between their corresponding
optimized absorption spectra under optimized Al NSP radius along with that of flat perovskite film (b).

while NSPs have no effect to improve absorption at enhancement wavelength. For case III, the obtained
shorter wavelengths concerned. Hence, the incident light scattering intensity is larger than cases I and II at all
absorption enhancement of cases I and II is achieved at wavelength concerned, which exhibits LSPR peaks both at
different wavelength region, which is tend to be combined UV and visible region. The introduced NSPs at multiple
together to further improve G of perovskite thin film. locations are able to couple more light effectively into
Therefore, case III has been introduced, which introduces perovskite layer due to LSPR effect and forward scattering
Al NSP simultaneously on top (NSP radius fixed at 55nm excited by plasmonic NSPs, which further contributes to
optimized from case I) and within the perovskite (NSP the obtained most efficient light harvest ability among
radius r changing from 45 to 75nm) layer, to achieve light different cases.
absorption enhancement at both of the above two To further understand the detailed energy absorption
wavelength regions. The corresponding G has been plotted mechanisms of cases I-III, the distributions of their electric
in Fig.3a as well. It shows obviously G improvement field and power loss density are investigated. The power
compared to cases I and II, which gets optimized loss density herein is calculated by
enhancement factor ~1.41 at r=65nm. The optimized 1
Ploss   E ( ) Im  (( )) in a unit cell, where E ( )
2
absorption spectra of Fig.3b indicate that case III realizes 2
absorption enhancement at the broad wavelength region and Im  ( ) is the normed electric field at angular
frequency  and imaginary part of corresponding material
from 330nm to 750nm, confirming the advantage of case
III than cases I and II. The inset of Fig.3b compares the
optimized scattering spectra of the three different cases. It dielectric constant, respectively. The obtained typical
reveals that the peak position of LSPR for case I locates at distribution of E (a, b) and Ploss (c, d) results at 400nm (a,
UV region, which contributes to its absorptio n c) and 600nm (b, d) are presented as Fig.4 for illustration.
enhancement at UV region. Yet, by putting NSP within the Fig.4a and 4b show that the electric field distributions
perovskite layer instead of on top of the perovskite layer, change significantly when Al NSP is introduced. By
the scattering LSPR band broadens and peak putting the top Al NSP of cases I (Fig.4a1) and III
intensity/position increase/red shifts much owing to the (Fig.4a3), electric field in the vicinity of NSP is enhanced
different surrounding medium from that of case I. The compared to that of case II (Fig.4a2) and reference of flat
obtained different optimal G and scattering/absorption thin film (Fig.4a4). Hence, the top NSP contributes to the
spectra of cases I and II reveal that the diffractive effect increased larger absorption than that of case II and
between scattered light by Al NSPs also plays important reference case at 400nm as revealed by Fig.3. Herein, the
role in improving G of case I while LSPR plays dominant top NSP function like a metal grating, the multiple
role in improving G of case II [27-28]. For case I, Al NSPs diffraction and high angle scattering of incident light
on top surface may function like a metal grating. Hence, makes the light propagate into perovskite layer top surface
multiple diffraction and high angle forward scattering of more efficient compared to reference. Meanwhile, the
incident light lead more light propagate into perovskite embedded Al NSPs in perovskite layer of case II (Fig.4a2)
layer. The broad and red shifted LSPR peak of case II also is nearly able to be neglected due to the short penetration
accounts for the corresponding red shifted absorption path of incident light at 400nm, which gets nearly no

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increased electric field around it. Fig.4a also shows that at 600nm comes from LSPR effect of the embedded NSPs
400nm, the incident light is most focused on the top instead of the top NSPs. Hence, plasmonic effect plays the
surface of perovskite layer and hardly transmits into the dominant role in improving the absorption enhancement
middle or bottom region for all the considered cases. This both for cases II and III. Yet, Ploss of case III spreads wider
is confirmed by the corresponding power loss density in the unit cell than that of case II owing to the
distribution of Fig.4c, which reveals that most light is simultaneously introduced top NSP, hence it exhibits
absorbed by top surface of the perovskite layer and the rest larger potential in enhancing absorption of perovskite thin
light is reflected back to air, further contributes to the high film than that of case II.
electric field intensity around Al NSPs. The higher Accordingly, the high absorption enhancement at
obtained Ploss of cases I and III than that of reference also different wavelengths of the nanodevice of case III
confirms the antireflection metal grating function of top obtained in Fig.3 originates from the electric field and
NSPs. Comparatively, at wavelength 600nm, high electric power loss density distributions around the introduced
field spreads both at top NSP (Fig.4b1 and Fig.4b3) and multiple NSPs, both the top and embedded NPSs together
embedded NSPs (Fig.4b2 and Fig.4b3) owing to the LSPR as illustrated of Fig.4. Yet, the introduced embedded metal
effect of Al NSPs as revealed by the inset of Fig.3b. NSPs contact the CH3NH3PbI3 directly, which tends to
Hence, case III gets enhanced electrical field at both the cause undesired charge carrier recombination on the metal
two typical wavelengths of 400nm and 600nm, which surface. Therefore, an ultrathin dielectric nanoshell, such
indicates that case III provides the best candidate among as SiO2, TiO2 and/or Al2O3 nanoshell is normally
the four different cases for improving optical absorption of employed to encapsulate the embedded NSP working as
perovskite thin film. The comparison of Ploss distribution insulator to isolate the NSP from the perovskite layer to
avoid such charge carrier recombination at the interface of
of Fig.4d between the four different cases reveals that Ploss
metal and absorber [29]. Therefore, we further
mainly spread in the vicinity of the embedded NSP encapsulated the embedded NSP with a dielectric
(Fig.4d2 and Fig.4d3) in the perovskite layer. It implies nanoshell of case III under optimized geometry
that the absorption enhancement of cases II and III at parameters.

Fig.4 The obtained typical distributions of E (a, b) and Ploss (c,d) of the concerned case I-III along with that of flat
perovskite thin film as reference.
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Fig. 5. The FEM simulated nanoshell material dependent G function versus shell thickness of optimized case III from
Fig.3a (a) and the corresponding typical absorption spectra with different TiO2 shell thickness (b).

Fig.5a depicts the calculated nanoshell material dependent


absorption enhancement factor G as a function of the
nanoshell thickness. It shows that with dielectric
encapsulation, G decreases with nanoshell thickness
increasing, indicating the negative role of dielectric
encapsulating. It decreases from 1.41 at shell thickness
0nm to 1.25 (1.33, 1.38) at 3nm of SiO2, (Al2O3, TiO2)
nanoshell. Therefore, the thinner shell encapsulating gets
better performance for the thin film while TiO2 provides
the better trade-off encapsulating material between
increasing the life time of charge carrier and reducing the
light absorption of perovskite layer. As examples, the
absorption spectra of several-nanometer-thick TiO2
encapsulated case is plotted as Fig.5b. It shows that
compared to no dielectric encapsulating case, the spectra is Fig. 6. The comparison of the calculated Jsc between the
nearly invariable below 550nm, but shows obviously four different cases under optimized Al NSP radius and
decreased absorption at longer wavelengths (larger than period along with the typical Jsc of the core-shell
550nm) with increasing shell thickness, further leading to embedded Al NSP @TiO2 of optimized case III.
the decreased G of Fig.5a.
To further estimate the performance of the proposed wavelength surpassing 550nm, the photocurrent of all
devices, we calculated their photocurrent Jsc as well, concerned cases decreases while cases II and III with
which are accessed by Jsc( )  e Ap ( ) I ( ) . Herein, e , embedded NSPs generate larger Jsc than the other two
hc cases. Therefore, for all wavelength concerned, case III
h and c are the charge of electron, Planck’s constant, and with optimized Al NSP radius 55nm, Al NSP array period
light speed in free space, respectively. As Jsc basically 200nm, and without dielectric nanoshell encapsulating is
depends on the number of photo absorbed by the demonstrated to get the maximum total Jsc besides
perovskite layer, it is assumed that all absorbed photos are maximum G as abovementioned. It shows strong potential
able to generate electron-hole pairs, hence without any to improve the performance of the corresponding
loss of electron-hole pairs (i.e., internal quantum perovskite thin film based solar cells and/or photo
efficiency is 100%) in our calculation. Fig.6 presents the detectors under AM(1.5) illumination.
comparison between the calculated Jsc of the concerned
four different cases under optimized Al NSP radius and
period along with the illustrative core-shell embedded Al 4 Conclusions
NSP@TiO2 of case III. It shows that cases I and III with
top NSPs can generate photocurrent more efficient than In this paper, plasmonic NSP material, size, array period,
that of reference of flat perovskite thin film and that of position and the shell material, shell th ickness
case II with embedded NSPs at shorter wavelengths encapsulating the embedded NSP have been numerically
smaller than 550nm. With the incident sunlight optimized to improve the absorption and photocurrent of

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