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ARTAU GANGEMI, FRANCIS A
ART TITLE INDETERMINACY AND HUMAN
FREEDOM
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RETURN TORELIGIOUS HUMANISM
Volume X, No. 2 Spring, 1976
IN THIS ISSUE
Liberal Religion in the Post Cheistian Era, by Edward A. Cahill... 50
‘Transitions: Cycles ofthe Self, by William D. Johnson 53
Indeterminacy and Human Freedom, by Francis A. Gangemi...... 58
An Officer's Rditorial = cree 61
I'm OK, I'm OK . . . Who are You? by David G. Phreaner ....... 63
How Near the Humanist Bullseye? 0.00... 0 ee cose ee eee 68
Asceticism and the Environment, by Rosalie and Paul Anders... 72
Cartoon o.oo eee eee Pree ree tase
Bditorially 60. o.oo eevee eee ee eee Brent)
‘The Wolf and I, Poem, by Pat King .. . 80
Communications: C, Lee Hubbell and Frank J. Seibold .. .. 8
What is the Ultimate Basis of Human Morality?by Tom T. Lewis... 87
A Communication: Religious Metaphors and the Secular Mind 92
Cartoon . .
Books .INDETERMINACY
AND HUMAN FREEDOM
By FRANCIS A. GANGEMI
In 1927, Werner Heisenberg formulated
a principle which occasioned a great deal of
controversy and debate. (W. Heisenberg,
2, Physik 43 (1927), p. 172.) In essence
the principle states that certain pairs of the
variables of motion as defined in funda-
mental physics are related to each other in
a peculiar way: the more accurately one
member of the pair is known, the less pre-
cisely is the other member specified. This
principle can be shown to follow from the
postulates of Quantum Mechanies, and per-
haps more importantly, has been confirmed
experimentally, as for example, in experi
ments measuring the positions of the elec-
tron. One finds that the more accurately one
measures the position of the electron, the
greater is the uncertainty, or lack of pre-
cision in the predicted value of the velocity.
(W. Heisenberg, The Physical Principles of
the Quantum Theory, Chaps. 11, 111 (Unk
versity of Chicago Press, Chicago, 1930.)
Some have seen in this Principle of In-
determinacy, as it has come to be called,
some very serious implications for a deter-
ministic philosophy. The challenge to deter-
minism is, however, quite problematical, for
the significance of the Heisenberg Principle
is still debated and its meaning not unam-
biguously accepted. ‘The Laplacian claim
that all future events could be predicted from
knowledge of the present is, of course, aban-
doned in the quantum description of matter.
‘The requirements of the Heisenberg Principle
and the interpretation of quantum mechanies
in terms of probabilities demand this.
‘The most serious difficulty in this matter
concerns the indeterminacy itself. The ques-
tion resolves itself in essence to this: is the
‘uncertainty the result of indeterminacy in
nature, or is it merely the admission of
human ignorance? Does it mean there is
an element of randomness in the sphere of
atomic phenomena, or only that we have not
yet been able to construct the mathematical
formalism adequate for this dimension of
natural phenomena? In short, is the indeter
minacy in the objective world, or within the
knowing subject? We propose to investigate
this problem and show that the Heisenberg,
Principle does not permit interpretations
which would either support or deny the
possibility of freedom in human behaviour.
Over the years, since the Heisenberg Prin-
ciple was postulated and Quantum Mechan-
Jes was developed, a number of attempts
have been made to resolve this question.
‘The most important of these efforts reduce
to perhaps three separate categories, each
of which will be briefly discussed,
A small number of physicists, among
whom are Einstein, Planck, and deBroglie,
appear to espouse the point of view that
uncertainty is to be attributed to temporary
55human ignorance, in the belief that eventu-
ally as science progresses, the precise for-
malism will be constructed. They believed
that there are indeed detailed mechanisms
which are rigidly causal, and deterministic,
and will in time yield to further inquiry.
Einstein wrote:
"The great initial success of quantum
theory cannot convert me to believe in
that fundamental game of dice . . . I
‘am absolutely convinced that one will
eventually arrive at a theory in which
the objects connected by law are not
probabilities but conceived facts.” (A.
Einstein, letter quoted in M. Born,
Natural Philosophy of Cause and
Chance (London: Oxford University
Press, 1949), p. 122)
‘This statement is, of course, not surprising
to anyone at all familiar with Einstein's
thought. Kinstein had many times expressed
his own faith in the order and predictability
of the universe. Chance, randomness, uncer-
tainty, and indeterminacy in nature would
be completely antithetical to Einstein's
perspective.
A second group of physicists espouses the
view that uncertainty is not the result of
present ignorance, but rather a fundamental
limitation on human knowledge which per-
manently prevents us from knowing specif
cally and precisely the intricate mechanism
of certain phenomena. This inherent limita-
tion can arise from one of two sources. In
some instances, the process of observation
itself introduces the uncertainty. Suppose,
for example, we wish to observe an isolated
electron and measure its position. To do so,
the observation requires that we bombard
the electron with a quantum of light. This
bombardment itself, however, affects the sit
ation, and disturbs the measurement. In
principle, it is possible to optimize the meas-
urements by using photons of shorter and
shorter wavelengths, Some disturbance, how.
ever, is unavoidable, since there must be at
least a minimal interaction in the process of
measuring. (L. Schiff, Quantum Mechanics
56
(McGraw-Hill Book Company, New York,
1955), p. 10.)
Others feel that the uncertainty arises not
from the perturbation of the system in the
measuring process but rather from the in
escapable limitation in the concepts and
formalism man has constructed. (Von
Weizacker, The World View of Physics, p.
57.) (F. Gangemi, “Truth and Modern Sei.
ence,” Religious Humanism, Vol. VU, no. 1,
(1973) p. 29%.) (F. Gangemi, “A Communi
cation. The Laws of Nature and Causality,’
Religious. Humanism, Vol. IX, No. 1,
(1975), p. 26f.) Theoretical models of atom.
ic and subatomic phenomena depend of
necessity upon concepts from common sense
experience. requ: these concepts are
employed with derived or extended mean-
ings. ‘The analogies which result do, to be
sure, express or describe the phenomena to
fa greater or lesser degree of accuracy. The
necessity of resorting to analogy, however,
emphasizes the incomplete and limited char-
acter of our understanding of a given
phenomena.
Finallyy the third of the positions we have
been able to discern is held by many physi
cists, Indeterminacy is, for these physicists,
not a limitation of man’s knowledge, nor the
result of his having disturbed the system he
was observing. Rather, indeterminacy is held
to be an objective and intrinsic feature of
nature itself. H. Margenau, who is numbered.
among those holding this point of view, has
written:
“The uncertainty does not reside in the
Imperfection in our measurements nor
in man's ability to know; it has its
cause in nature itself.”
Furthermore, Margenau continues with
some very interesting and illuminating re
marks concerning the process of comparison
called measurement,
“The act of measurement is a human
ingression into the state of a physical
system which has the consequence of
calling position into being, into actu:
ality.” (H. Margenau, “Advantagesand Disadvantages of Various Interpre-
tations of the Quantum Theory,” Phys-
ies Today, Vol. 7 (1954), p. 6f.)
The influence of the observer, according
to this point of view, is not in disturbing
the system. The act Of measurement rather
actualizes one of the many possible potenti-
alities of the system. On this view, the ob-
server's activity in the process of measure.
ment becomes itself part of the history of
the event. Heisenberg, writing in a somewhat
similar vein, states that during the act of
measurement, the transition from the "pos-
sible” to the “actual” takes place. (W. Heisen-
berg, Physics and Philosophy (Harper and
Brothers, New York, 1958; PB), p. 54.)
Now, if this interpretation is correct, i
determinacy becomes an ontological reality,
and in no sense the result of a disturbance
introduced during the act of measurement,
or a conceptual limitation. Though Heisen-
berg does not appear to accept the Aristote-
lian principles of matter, form and privation,
nor the idea of potentiality referring to the
tendency of a being to develop ina particu.
lar direction, he does perhaps suggest that
the “probabilities” characteristics of the
Quantum Mechanical description of atomic
phenomena may refer to tendencies in nature
that include a range of possibilities.
‘This admission of a range of possibilities
suggests a merging of aspects of Aristotelian
philosophy of nature and Newtonian deter-
minism in a way that differs from both
previous views. With respect to physical
phenomena Barbour writes:
“The future is not simply unknown, itis
‘not decided’: but it is not completely
‘open’, since the present determines the
range of future possibilities.” (I. Bar-
bour, Issues in Science and Religion
(Prentice-Hall, Englewood Cliffs, N.J.,
1966) p. 304.)
Problems in logic now arise. Traditional
ly, a statement is either true or false, though
our knowledge of it may be uncertain. This
is what Is called a two-valued logic. Reichen-
bach suggests that this two-valued logic
requires modification in favor of a three-
valued logic in which ‘uncertain’ means ‘not
decided’ and hence neither true nor false.
(Reichenbach, The Rise of Scientific Philoso-
phy, Chap. 11.)
If indeterminacy is thus an attribute of
nature, more than one alternative is open
and there is some opportunity for unpre-
dictability and novelty. Time involves a
unique historicity and unrepeatability; the
world would not repeat its course if it were
restored to a former state for at each point
fa different event from among the potenti
alities might be actualized. Potentiality is
objective and not merely subjective.
‘Thus far, we have attempted to give a
brief representation of a number of interpre
tations of the Heisenberg Principle of inde
terminacy. From the world of the atom,
where the Principle is most relevant, to the
world of man and problems of human free
dom is indeed a large step. Yet some scien
tists and philosophers have interpreted
determinism at the atomic level as excluding
freedom and indeterminacy as allowing it
with no logical contradictions. The problems
of free will and human freedom have com
manded considerable attention throughout
the years. Here it will be our intention only
to show that the categories and the formal:
ism of physics are inadequate when applied
to this aspect of human behaviour.
In attempting to reduce this matter to
the essential question, the discussion will be
limited to whether free will is possible even
if all material activity takes place according
to strictly deterministic laws. Casting the
question in this form appears justified since
whatever the nature of free will, its effects
‘must manifest themselves through the me-
dium of matter. This means, therefore, that
the activity of free will is 10 be realized in
and by virtue of the activity of matter. If
these activities are, therefore, deterministic,
how then can the will be free? It would
appear that the functioning of free will i
itself determined by the determinism of mat-
ter, We have here, indeed, a problem.
‘An acceptable solution to this dilemma,
87at least according to some, necessitates first
that we distinguish as precisely as possible
the difference between determinism and free-
dom with respect to human actions. What
precisely is meant by saying that material
activity is deterministic?
A guiding principle used by the followers
of Aristotelian-Thomistic philosophers isthis:
“Operatio sequitur esse.” According to this
concept every being acts of necessity accord-
ing to its nature, and this applies boty to
human and nonhuman beings. (Confer V. E.
Smith, Philosophical Physics, (Harper, New
York, 1950)) In nonhuman’ beings, the ac.
tivity is wholly determined by the nature and
circumstances of the actual situation. There
is no selfdetermination in the sense that @
material being, confronted with the possibil
ities ofits nature and the given circumstances
of a particular situation, is able to decide
upon the course to be followed. ‘There is no
self-determination because there is no self-
knowledge. In nonhuman beings, therefore,
all activity is the result of deterministic
With human beings, the situation is dif
ferent. Each human person builds his own
being and his own personality. This is pos.
sible because of the knowledge man has of
the goals and ends available to him. His
free will permits him to direct and orient his
life toward the goal he chooses. Free will i
therefore, according to this view, the facul
of self-determination based upon self knowl-
edge.
It is at this point that one must carefully
note that misunderstandings due to termi:
nology are likely. An unfortunate residue
of the 19th Century approach to the problem
of causality restricted the term ‘causality’ to
rigidly deterministic causes only. Self-deter-
mination does not deny causality but rather
implies it. It would be a serious distortion of
terminology, therefore, to locate human ac.
tions outside the field of causality merely
because the type of causality is different from
the rigidly deterministic mode of causation
of the 19th-Century philosophers. (Confer
AG. Van Melsen, The Philosophy of Nature
58
Press, Pittsburgh,
(Duquesne Universi
1961), p. 228.)
Responsibility for one’s actions, far from
implying that they are undetermined, re.
quires that the actions be determined by
one’s own motives. To say that an act is
free means that there is no external com-
pulsion or constraint: it does not mean there
are no motives for performing the act. Free-
dom is not the absence of causation: it is
rather the absence of interference in carrying
out one’s intentions.
During the early decades of the Twentieth
Century, before the Quantum Theory was
well established as having a definite validity,
Charles Pierce, confronted with the apparent
spontaneity of the world, and the activity of
the human mind, postulated small chanee
variations in physical causality as a pos
sible explanation. Similarly, William James
felt that the idea of a real future requires
what he called “looseness” or "disconnected-
ness” in the universe, Bergson held that if
there is change and becoming in the world,
there must be essential novelty and unpre
dictability. (Charles Pierce, Chance, Love,
and Logie (Harcourt, Brace, New York,
1923); William James, "The Dilemma of
Determinism,” The Will to Believe (Long-
man’s, Green and Co., New York, 1921,
Dover PB); Henri Bergson, Time and Free
Will (George Allen and Unwin, London,
1950, Harper PB).)
Now these ideas appear as expressions
of objective indeterminacy in nature rather
than subjective uncertainty in man’s knowl
edge. More recently, the Heisenberg Princi-
ple has been adduced in support of this
point of view. The concepts of Classical
Physies had always been adduced in favor
of a rigid determinism. Now with the postu-
lation of the Heisenberg Principle, some at
any rate, try to inject indeterminacy at the
most basic level of nature, and connect this
basic indeterminacy with human behaviour.
Eddington, for example, attempts to link
the uncertainties of quantum phenomena to
man's consciousness of volition. He states:
“At some basic center the course of be:haviour of certain atoms or elements of
the physical worldis directly determined
for them by mental decision.” (Edding-
ton, The Nature of the Physical World,
p. 332.)
On this view, the act of willing actualizes
fone of the many potentialities without vio-
lating the laws of physics.
Further, Arthur Compton asserts that
volition is not itself causally determined by
physical states, and in turn, atoms that are
identical insofar as the same wave function
describes them, will produce differing results,
“A knowledge of the initial conditions
does not enable us to predict what will
happen, for with the same initial condi-
tions we cannot consistently produce
the same effect... The matter in our
brains may occur in conditions which
though physically indistinguishable
nevertheless corresponds to distinguish-
able states of consciousness.” (Comp-
ton, The Freedom of Man, pp. 37, 44.)
Several questions must be raised about
this association of indeterminacy with free-
dom. First, do individual atoms play a
significant role, or indeed any role at all
in the activity of the brain? Most biological
phenomena involve large numbers of atoms
and for these large numbers of atoms, sta-
tistical methods predict behaviour rather
accurately. Furthermore, there appear to be
various mechanisms which provide stability
against random fluctuations in these bio-
logical phenomena. For example, there ap-
pears to be a certain minimum threshhold
for nerve excitation which prevents the trans-
mission of spurious signals (noise). (Confer,
‘A. Bachem, “Heisenberg’s Indeterminacy
Principle and Life,” Philosophy of Science,
Vol. 19 (1952), p. 261.) However, in some
cases small variations are amplified, and
these signals can, therefore, trigger large
ones. It is quite possible, therefore, that
Heisenberg Indeterminacy might play a role
in helping understand biological activity,
and that the atomic or molecular indetermi-
nacy predicted by the Heisenberg Principle
is significant in processes of biological
growth and activity. The present state of
Knowledge of biological phenomena does
not permit us to rule this out. (Confer J. C.
Kecles, The Neurophysiological Basis of
Mind (Oxford University Press, London,
1953), pp. 2718.)
Secondly, the identification of indetermi-
nacy with freedom must be challenged on
purely philosophical grounds. The quantum
physicist interprets the particular outcome
of quantum phenomena as strictly a matter
of chance. ‘The electron, for example, de-
seribed by its wave function exhibits a range
of possible values of position and momenta
as limited by the Heisenberg Principle. But
this behaviour shows randomness, not free
dom. It Is true that both freedom and chance
result in unpredictability. It appears, how-
ever, that this is the only characteristic that
both possess in common. Within physics,
the only alternatives are determinate cause,
or indeterminate chance. The freedom we
associate with human behaviour cannot be
equated with either ofthese alternatives.
It is reductionistic to seek the clue to hu-
‘man freedom in a property of isolated atoms
—a property moreover shared by all atoms
whether they occur in animate or inanimate
objects. (Confer E. Schrodinger, What Is
Life and Other Scientific Essays (Doubleday
and Co. Ine., New York, 1956), p. 85.) On
the other hand, if one introduces mind as a
Aistinetive non-material cause, which has its
effect in the material world of atoms and
electrons and molecules, one is let into a
mind-body dualism, and’ whatever has been
said about the indeterminacy of the physical
world is really irrelevant. From this point
of view, the brain is controlled by the mind
or spirit or soul and it is then the freedom
and independence of this dimension, and
not the physical which would have to be
supported.
It appears thus that neither determinism,
nor the indeterminacy involved in the phe
nomena of physics at the atomic level, can
provide suitable models or categories for
establishing human freedom. The defense of
59front the predominantly deterministic find-
freedom must begin not from the properties
ings of the natural sciences,
of the atom, but rather from the human
experience of deliberation and decision. It is
only in this way that @ meaningful investi-
gation into the nature of freedom can con-
(Dr. Gangemi holds a chair of physics at
Ohio Northern University. |
EVE
By LINDA R. FUNICELLO
As a girl I fantasized my Eden—
mown-grass paths laced with moss and squaw berries
and a solitary fireplace hidden
among saplings; dense pines spreading prairies,
of rusty needles to a well-banked pond
where some Adam would be waiting for me.
Berrying with father one day I found
my garden—all of it there, perfectly
in place, even to the apple orchard
and the split-rail fence where father and I
returned, searching nearly extinct bluebi
in springtime, or watching a sunset die
on the hills of our mutual birthplace;
I, the daughter to engender his race.
(Ms Funicello is a young
New York poet with roots in both
country and city.