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Stock Market

INVESTING REMINDERS
Deal only with licensed agents
and traders
Be sure to transact directly with a legitimate
stockbrokerage firm or its licensed represen-
tative. When in doubt, you can always verify
the agent or trader's affiliation through the
stockbrokerage firm or request assistance
from the PSE.
Broker A
Broker B
Broker C

Pick a legitimate stockbroker


Open an account only with a PSE-accredited
stockbrokerage company or Trading Participant
(TP). A complete list of information about all the
TPs who are authorized and qualified to trade
securities can be found on the PSE website
(www.pse.com.ph).
Pay directly to the stockbrokerage firm
In issuing check payment for any completed transaction,
Submit requirements to make it payable under the stockbrokerage company’s
accredited stockbroker name. Similarly, remit cash payments directly to the stock-
brokerage firm. Payments for stock transactions as well as
Submit the completed Customer other services must be covered by corresponding Official
Account Information Form and other Receipts issued by the stockbrokerage firm. Investors
required identification papers only to should check their securities and cash positions as
the stockbrokerage firm or its licensed indicated in the monthly statements sent by the brokerage
Customer Account
representative. firm and to immediately alert the brokerage firm if there
Information Form
appears to be a discrepancy.

Be wary of agents’ misleading


claims on returns on investments
Report immediately agents or traders
who make exaggerated, unwarranted and
misleading claims related to returns on
investments. Under the law*, brokers are Be informed and stay updated
prohibited from making assurances of Know your rights as an investor, and stay updated
specific results for which there is no on the latest stock market news. Do not invest or
reasonable basis. trade based on rumors, inside information and
*2015 Implementing Rules and Regulations of the Securities other unreliable information. Investor information
Regulation Code, Rule 24.1(d) - Manipulation of Security Prices - is accessible through the PSE website and the
Advertisements and Communications with the Public; False and
Misleading Statements PSE EDGE or from your accredited stockbroker.

For more information on stock market investing, please call 8876 4888 or visit www.pse.com.ph

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