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In-Situ Shear Strength Parameters of Phyllite Rock Mass

Conference Paper · December 2013

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Proceedings of Indian Geotechnical Conference
December 22-24, 2013, Roorkee

IN-SITU SHEAR STRENGTH OF PHYLLITE ROCK MASS

Ramana G.V., CSMRS New Delhi, ramana.laxmi@gmail.com


Pathak, S., CSMRS New Delhi, shashankpathaks@gmail.com
Kumar, N., CSMRS New Delhi, nipendra@nic.in

ABSTRACT: Hydroelectric power projects are pollution free and renewable sources of energy. These projects
involve the construction of dams across the flowing stream of water. Construction of dams in rock regions requires
stability analysis of the foundation and the supporting rocks at the banks of the reservoir area. Stability of the
concrete foundation over the rocky strata and stability of the banks depend upon the shear strength of the concrete-
rock and rock-rock interfaces, respectively. Therefore, evaluation of shear strength parameters (cohesion and
friction angle) at rock- rock and concrete- rock interface is the most important primary step for stability analysis
and design of dams. Determination of shear strength parameters involves the in-situ tests in drifts on the dam axis
site and interpretation of test results. In view of the above, site-specific shear strength parameter interpretation is
carried out for Amochu hydroelectric power project site, Bhutan. This project envisages construction of 175 m high
concrete gravity dam across river Amochu. The existing rock type on both left and right banks of the site is
observed to be weathered Phyllites. From the analysis of 20 field tests in 2 drifts, it has been found that for rock-
rock interface shear strength values are approximately 50% higher at the right bank as compared to the left bank.
On the other hand, for concrete-rock interface, this variation is around 10% only. Therefore, seeing the large
variation of estimated shear strength in rock-rock interface, it is proposed to use individual bank stability analysis
whereas, marginal variation in concrete-rock interface suggests the use of the combined analysis of the data from
both the banks for foundation stability analysis. Further, rock specific (for Phyllites) shear strength equation is also
proposed in the present paper based on the values of shear strength parameters (cohesion and friction-angle) from
other projects in the Phyllite rocks.

INTRODUCTION determination of shear strength parameters is


Himalayan region is endowed with huge required for the concrete over rock (C/R) interface
hydropower potential. Numerous rivers and as well as rock over rock (R/R) interface on the
streams traverse through these hilly regions. The project site. Former is for stability analysis of
design of foundations of dams in rocky strata concrete dam resting over rocky strata while later
includes determination of bearing capacity, is concerned with the ability of the surrounding
settlement analysis and sliding/slope stability rocks to hold the reservoir.
analysis. Bearing capacity and settlement analysis .
involve the ability of the rock foundation to GEOLOGY OF THE PROJECT
support the imposed loads without shear failure The Exploratory drift on the right bank of the river
and without excessive settlements. Sliding stability is located on the dam axis at an elevation 263.00
analysis involves the ability of the rock foundation m, i.e. about 28.0 m above the river level. The drift
or slope to resist the imposed loads without has encountered fine grained dark gray quartzite-
shearing or sliding. Both analyses must be phyllite. The rocks in the drift are also traversed by
coordinated and satisfied in the design. For 7 sets of joints as given in Table 1.
performing theses analyses shear strength
parameters viz. cohesion and friction-angle are The Exploratory drift on the left bank of the river
used as input parameters. There are two major is located on the dam axis at an elevation 245.00
categories of analysis, a) Analysis at the concrete m. The drift has encountered fine grained dark
foundation and rock joint interface and b) Analysis gray quartzite- phyllite. The rocks in the drift are
at the rock over rock interface. Henceforth, also traversed by 9 sets of joints as given in Table
2.

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G.V.Ramana, Shashank Pathak, & Nripendra Kumar

Table 1. Details of joint sets in right bank drift [3]

Sl. Joint Orientation Description


J1
Smooth
1 (foliation N 00 to N350º/40º-70º
planar
joint)
Rough
2 J2 N335 º to N340º/50º-80º
planar
Rough
3 J3 N90º to N100º/65ºto 85º
planar
N290º to Rough
4 J4
N310º/60ºto80º planar
Rough
5 J5 N290ºtoN310º/35ºto50º
planar
Rough
6 J6 N10º to N30º/20ºto 40º
planar
Rough
7 J7 N30º to N60º/40º to75º
planar
Fig.1 Schematic diagram of in-situ shear test set-up
Table 2. Details of joint sets in left bank drift [3] [1].
Sl. Joint Orientation Description Following step by step testing procedure is carried
1 J1 N 00 to N350º/20º to 80º Smooth planar
(foliation out on the site:
joint) a) Diamond wheel chisel and hammer along
2 J2 N40º to N60º/40º to 80º Rough planar with rock breakers are used to separate the
3 J3 N185º to N200º/17º to Rough planar rock mass of block size (70cm × 70 cm ×
45º 35 cm) from the parent rock to create R/R
4 J4 N240º to N270º/65º to Rough planar
80º interface. Steel frame of 20 mm thickness
5 J5 N240ºtoN260º/10º to Rough planar MS plate is placed over the block and then
20º it is filled with cement grout.
6 J6 N160º to N180º/80ºto Rough planar b) For C/R interface, the rock surface is
85º leveled as much as possible by removing all
7 J7 N330º to N335º/40º to Rough planar
75º undulations with the help of a chisel and a
8 J8 N130º /70º Rough planar hammer. The rock breaker is also used in
9 J9 N155º to N165º/35º Rough planar case of hard rock. After leveling the rock
to40º surface, the concrete blocks (70 cm x 70 cm
x 35 cm) are prepared by using steel mould.
TEST PROCEDURE All the blocks are cured for 28 days before
In-situ shear tests at rock-rock and concrete- rock the test.
interfaces are conducted at the dam axis site of c) 20 mm thick MS plates are used to prepare
proposed hydroelectric project at Amochu side and top reaction pads and strengthened
(Bhutan). The tests are conducted in two drifts by RCC. The care is taken to keep the top
named as DR-5 on right bank and DL-6 on left and side reaction pads concentric with the
bank. Blocks of rock mass for R/R interface test block. It should be noted that the horizontal
and concrete blocks for C/R interface test are reaction pad has to be prepared such that it
prepared for testing purpose as per provisions of IS does not break during the application of
7746:1991 and ISRM: 1981 [1,2]. Fig.1 shows the horizontal thrust.
schematic diagram of the test-setup as given in IS d) Vertical load is applied using a 200 tones
7746:1991 [1]. capacity hydraulic jack. Hallow cylinders
of aluminum alloy are used to fill up the
gap between the top reaction pad and the

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In-situ shear strength of phyllite rock mass

hydraulic jack. Shear force is applied by applied shear load (Psa) during the test, using the
another 200 tones capacity hydraulic jack Eq. 1 and 2.
from the side reaction pad
e) Normal loads of 20, 25, 30, 35 and 40 tones Ps Psa cos 
were applied in the five tests, respectively.   (1)
A A
The shear load is applied at an angle of 150 P P  Psa sin 
with the horizontal so that the sheared plane  n  n  na (2)
coincides with a plane of weakness in the A A
rock. This is achieved by two wooden Where, Ps, Pn , A, and α, are net shear force, net
wedges of appropriate geometry placed normal force, gross cross-sectional area of the
across the jack. interface, and inclination of the applied shear
f) Five such blocks for R/R interface and C/R force, respectively. It is worth mentioning here that
interface are prepared. Each block is tested to keep the normal stress constant (as required in
for a particular normal stress which is kept the specified test procedure), the applied normal
constant during the test. The shear force force is reduced by an amount Psa sin α after each
and displacement of block are measured increment in the applied shear force.
and recorded during the test. The vertical,
horizontal, and lateral displacements of the TEST RESULTS AND DISCUSSION
block, produced during the test are The test data is collected in terms of applied shear
measured by 9 dial-gauges, 4 for normal load and observed shear displacement at the
displacement, 3 for shear displacement, and applied constant vertical load. This exercise is then
2 for lateral displacement. repeated for five vertical loads as shown in Table 3
g) The observations are recorded till failure
and continued even after the failure at Table 3. Applied vertical load and corresponding
which no further rise or fall in shear test sequence
strength is observed with increasing shear
displacement to get the information Test No. Vertical load
regarding residual frictional resistance. Test No. 1 20 ton
Test No. 2 25 ton
ASSUMPTION Test No. 3 30 ton
Interpretation of the test results are based on the Test No. 4 35 ton
following assumptions: Test No. 5 40 ton

a) Effect of pore water pressure is implicitly The collected data is used to derive the shear stress
taken as the tests are conducted in the (using Eq. 1) and corresponding shear
saturated condition. displacement. Further, the plots of shear stress
b) Complete interface area is involved in the versus shear displacement are prepared for R/R
process of shearing. interface at right bank drift (after here DR-5), R/R
c) Shear strength is governed by Mohr-Coulomb interface at left bank drift (after here DL-6), C/R
criteria only. interface at DR-5, and C/R interface at DL-6 as
d) All the reaction pads are infinitely stiff and not shown in Figs. 2 to 5, respectively [3].
prone to any deformation.
e) The rock mass has been considered to be Figs. 2 to 5 are clear depiction of the shear
ideally intact i.e. without cracks and voids. behavior of the interfaces. Initially, required shear
stress for shear displacement increase and it
FORMULATION reaches at a peak value that is known as peak shear
Normal stress (σn) and shear stress (τ) are obtained, strength. After this point, curves start showing an
respectively, from applied normal load (Pna) and asymptotic behavior and shear stress reduces to a

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G.V.Ramana, Shashank Pathak, & Nripendra Kumar

value known as residual shear stress. Table 4


shows the shear displacement achieved at the peak
shear stress, values of peak shear stress and
residual shear stress for specified normal load,
corresponding to R/R interfaces.

Fig. 5: Shear stress V/S shear displacement plot for


C/R interface shear tests in drift DL-6

Table 4. Comparison of shear displacement curves


for various normal loads at R/R interface
Shear
Applied Peak shear Residual
displacement at
Fig. 2: Shear stress V/S shear displacement plot or normal stress shear stress
peak shear
R/R interface shear tests in drift DR-5 load (kg/cm2) (kg/cm2)
stress (mm)
DL DL
Tonnes DL 6 DR 5 DR 5 DR 5
6 6
20 9.80 12.86 5.94 6.79 4.67 6.36
25 14.21 17.20 5.91 7.88 5.13 6.70
30 1.17 7.60 6.70 11.04 5.91 10.25
35 7.53 12.84 6.31 11.43 5.91 9.85
40 12.01 9.89 9.46 13.01 7.69 11.83

Table 5. Comparison of shear displacement curves


for various normal loads at C/R interface.
Shear
Applied Peak shear Residual
displacement at
normal stress shear stress
peak shear
load (kg/cm2) (kg/cm2)
stress (mm)
DL DR DL DR
Tonnes DL 6 DR 5
Fig. 3: Shear stress V/S shear displacement plot for 6 5 6 5
R/R interface shear tests in drift DL-6 20 11.30 7.59 4.66 4.13 3.95 3.23
25 5.19 12.61 5.19 5.93 4.45 4.82
30 14.20 12.26 5.32 3.59 4.26 3.20
35 8.69 11.96 6.58 5.59 5.92 5.26
40 13.88 11.81 7.12 7.13 6.00 5.99

Similarly, Table 5 above shows the shear


displacement achieved at the peak shear stress,
values of peak shear stress and residual shear stress
for specified normal load, corresponding to C/R
interfaces. The comparative study based on the
Figs. 2 to 5 and Tables 4&5 leads to following
important observations:
a) There is no definite trend of observed shear
Fig. 4: Shear stress V/S shear displacement plot for displacement (at peak shear stress) with
C/R interface shear tests in drift DR- 5 applied vertical load. The reason might be

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In-situ shear strength of phyllite rock mass

the presence of discontinuity on the rock


surface in the form of joints or cracks.
b) There is an increasing trend (not necessarily
monotonous for example See DR-5) in peak
shear stress with the applied vertical stress.
c) Similarly there is an increasing trend in
residual shear stress with the applied
vertical stress.
Fig. 6: Shear stress V/S normal stress plot for C/R
Observation (b) and (c), suggest that the peak and interface in drift DL-6
residual shear strength of the rock mass increases
with the applied normal stress. This conclusion
supports the use of Coulumb criteria in the
determination of shear strength parameters at the
interface.

SHEAR STRENGTH PARAMETERS


In selecting shear-strength parameters for rock, the
analysis should not be limited to a single approach,
rather should incorporate several approaches into
Fig. 7: Shear stress V/S normal stress versus plot for
the selection process. Comparison of values C/R interface in drift DR-5
obtained from several alternative approaches,
together with a thorough understanding of rock-
mechanics principles and prerequisites will provide
the necessary basis for selection of meaningful
shear-strength parameters. However, as discussed
above in the present paper, the Coulumb criterion
of shear strength (τf) is used as given in Eq. 3.

 f  c   n tan 
(3)

Where, c is cohesion, σn is applied normal stress,


and υ is angle of friction at the interface, is used as Fig. 8: Shear stress V/S normal stress plot for C/R
the governing behavior for the interpretation of the interface in combined DR-5 & DL-6
shear test results in the present study. The shear
stresses at the failure and the residual shear stresses
are plotted against the corresponding normal
stresses. Then, this data set is used to fit the
Equation 3 and to determine the cohesion (c) and
friction angle (υ). Figs. 6 to 11, show the scatter
plots of shear stress (τf) (peak and residual) versus
normal stress (σn) and the best fit lines for C/R
interface in DL-6, DR-5 and combined DL-6 &
DR-5, R/R interface in DL-6, DR-5, and combined
DL-6 & DR-5, respectively. The constant term of
the best fit line represents the cohesion (c) and the
Fig. 9: Normal stress V/S shear stress plot for R/R
slope is tangent of friction-angle (tan υ). interface in drift DL-6

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G.V.Ramana, Shashank Pathak, & Nripendra Kumar

Table 6. Shear Strength Parameters on rock -rock


interface

Location of Peak Shear Strength Residual Shear


Drift Parameters Strength Parameters
Drift. RL Cohesion, Friction Cohesion, Friction
No. (m) c Angle, cr Angle,
(kg/cm2) υ (kg/cm2) υr
(degree) (degree)
DR- 263.00 0.65 55.50 0.21 53.50
5
DL-6 245.00 1.83 39.10 1.28 36.00
Combined 0.73 50.70 0.24 48.30
DR-5 & DL-6

Fig. 10: Shear stress V/S normal stress plot for Table 7. Shear Strength Parameters on concrete-
shear tests on R/R interface in drift DR-5 rock interface

Location of Peak Shear Strength Residual Shear


Drift Parameters Strength
Parameters
Drift. RL (m) Cohesion, Friction Cohesion, Friction
No. c (kg/cm2) Angle, υ cr (kg/cm2) Angle,
(degree) υr
(degree)
DR- 263.00 1.62 33.30 0.94 32.70
5
DL-6 245.00 2.13 34.80 1.66 31.70
Combined 1.57 36.10 1.06 33.82
DR-5 & DL-6

Fig. 11: Shear stress V/S normal stress plot for INTERPRETATION OF SHEAR STRENGTH
R/R interface in combined DR-5 & DL-6 PARAMETERS
Two major design issues viz. stability of the rock
Values of the peak and residual shear strength and stability of the dam over rock are of central
parameters are tabulated below in Tables 6&7 for importance during the dam construction. Thus,
R/R and C/R interfaces, respectively. The data R/R interface values are required for stability
shows large variations among the shear strength analysis of the rocks while C/R interface values are
parameters i.e. cohesion and friction-angle for both required for the stability of the dam foundation.
R/R and C/R interfaces. There are also variations
in peak and residual shear strength parameters. Being on the conservative side, designer may like
These variations show that there are abrupt to use the lowest observed values of shear strength
changes in various geological and mechanical rock parameters for the above two cases. However, this
mass properties from one bank to other. However, may not be the case as the rock mass is not
there are cases where the shear strength parameters homogeneous throughout the dam axis. In view of
are almost similar in magnitude on the left bank this, a combined analysis of the values obtained
and the right bank for both R/R and C/R interfaces from left and right bank is proposed in the present
[4,5]. Further, it is recommended that the average study. For illustration purpose, Tables 8&9 show
values for a particular dam site may be obtained by the shear strength of R/R and C/R interfaces,
plotting data from both the banks together rather respectively, for 40 ton of vertical load (which is
than taking an arithmetic average of cohesion and applied on 70 cm x 70 cm block). These values are
friction values from both the banks as it may give determined using Eq. 3 and using the shear
better representative values (See Figs. 8 &11). strength parameters as given in Tables 6&7.

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In-situ shear strength of phyllite rock mass

data. A list of shear strength parameter values for


Table 8. Shear strength on rock to rock interface the Phyllite rock is shown in Table 10 from various
(for 40 ton of vertical load) sites in India and Bhutan which also includes the
data from the present study.
Location of Peak Shear Residual
Drift Strength Shear For R/R interface, internal friction angle values
(kg/cm2) Strength
(kg/cm2)
range from 360 to 700 while for C/R interface, this
DR-5 12.53 11.24 ranges from 310 to 660, which is of almost same
DL-6 8.47 7.21 order of magnitude. So, it seems that for Phyllites,
Combined DR-5 & DL-6 10.70 9.40 values of internal friction are of the order of 30 to
70 degress. For R/R interface, cohesion values
Table 9. Shear Strength on concrete to rock range from 0 to 2.70 kg/cm2 while for C/R
interface (for 40 ton of vertical load interface, this ranges from 0 to 2.13 kg/cm2, which
is also of almost same order of magnitude. So, it
Location of Peak Shear Residual seems that for Phyllites, cohesion values are of the
Drift Strength Shear order of 0 to 2.5 kg/cm2.
(kg/cm2) Strength
(kg/cm2)
DR-5 6.99 6.18 Further, if we assume a vertical load of 40 ton on
DL-6 7.80 6.70 70 cm x 70 cm block then for the lowest and
Combined DR-5 & DL-6 7.52 6.53 highest set of values of c and υ for Phyllites,
respectively, shear strength is 4.71 and 24.93
In case of R/R interface, the right bank values are kg/cm2 (using Eqn. 3). It is analyzed that the
47.97% higher as compared to the left bank values. maximum contribution of cohesion value in shear
Similarly, values determined by residual shear strength is about 10% only. Therefore, it is
strength parameters are 55.93% higher as concluded that the maximum shear strength gain in
compared to the left bank values. Therefore, it Phyllites is due to internal friction only. Due to low
seems better to use individual bank stability cohesion values for Phyllite rock mass, it is
analysis due to this large relative variation in the suggested that shear keys, rock-anchoring, or rock
shear strength for R/R interface. For C/R case, the bolting may be provided to attain the desired factor
relative variation is quite small as compared with of safety against sliding [10, 11]. Based on this
R/R case. Variation is of the order of 10 %. Hence, observation, shear strength Equation 3 can be
the combined values of shear strength parameters approximated as Equation 4 for Phyllites, which
may be used instead of using separate values on ignores the cohesion value.
separate banks for foundation design. Lesser
variation in concrete over rock may be due to    n tan (4)
uniformity in the concrete surface as compared to
the rock over rock case. Residual shear strength Based on the limited available data in Table 10, tan
parameters may be utilized for long term stability υ varies from 0.58 to 2.75, if it is assumed that υ
analysis [6, 7]. varies from 30 to 70 degrees and shear strength
will vary by 4.8 times within this range of internal
SHEAR STRENGTH PARAMETERS FOR friction. Further, this huge variation in shear
PHYLLITES AT OTHER H.E. PROJECTS strength due to internal friction, strengthens our
The shear strength parameters obtained from view about conducting separate stability analysis
different project sites in India and Bhutan have for both the banks
been discussed [5, 8, & 9] for rock to rock and
concrete to rock interfaces based on in-situ test

Page 7 of 9
G.V.Ramana, Shashank Pathak, & Nripendra Kumar

Table 10. Shear strength parameters from different projects in India and Bhutan for Phyllites

Shear Strength Parameters


Rock-Rock Interface Concrete-Rock Interface
S. Name of Rock Peak Residual Peak Residual
No. the Project Type Values Values Values Values
C Cr C Cr
0 0 0 0
MPa MPa MPa MPa
Chamera Dam Project
1. Phyllites - - - - 0.13 53.30 0.00 49.50
(India), [9].
Greater Shillong Dam
2. Phyllites 0.27 70.00 0.01 69.00 0.25 66.00 0.01 62.00
(India), [9].
Sankosh Main Dam
3. Phyllites 0.17 60.00 0.00 57.00 - - - -
(Bhutan), [9].
Amochu (Right Bank),
4. Phyllites 0.07 55.50 0.02 53.50 0.16 33.30 0.09 32.70
Bhutan, [3].
Amochu ( Left Bank ),
5. Phyllites 0.18 39.10 0.13 36.00 0.21 34.80 0.17 31.70
Bhutan, [3].

CONCLUSION compared to the left bank values. On the


Based on the present study, following important other hand, for C/R case, the relative
conclusions may be drawn for the test drift at variation is only around 10%. Hence, the
Amochu hydroelectric project site, Bhutan. combined values of shear strength
parameters may be used for foundation
1. The drifts have been encountered for fine design on both the banks.
grained, dark gray quartzites and phyllites. 5. For Phyllites, the values of internal friction
Most of the joints observed to be rough are of the order of 30o to 70o and cohesion
planar. values are of the order of 0 to 2.5 kg/cm2. It
2. Values of cohesion coefficient vary is also shown that the major contribution in
between 0.21 kg/cm2 to 1.83 kg/cm2 for R/R shear strength gain in Phyllites is of internal
interface with a combined value (right and friction while cohesion values contribute by
left bank together) of 0.73 kg/cm2 and 0.24 10% only. Therefore, the use of shear keys,
kg/cm2 for peak and residual shear rock-anchoring, or rock bolting is suggested
strengths, respectively. For C/R interface, it in Phyllites.
varies between 0.94 kg/cm2 to 2.13 kg/cm2 6. Based on the study of the available data
with a combined value of 1.57 kg/cm2 and from Bhutan and Indian sites, an empirical
1.06 kg/cm2 for peak and residual shear shear strength equation in case of Phyllites
strengths, respectively. may be approximated as    n tan ,
3. Values of friction-angle vary between where, tan Ø varies from 0.58 to 2.75.
36.00o to 55.50o for R/R interface with a However, validation of this equation is
combined value of 50.70o and 48.30o for subjected to the availability of more data on
peak and residual shear strengths, Phyllites and is seen as future scope for the
respectively. For C/R interface, it varies extension of this study.
between 31.70o to 34.80o with combined
values of 36.10o and 33.82o for peak and REFERENCES
residual shear strengths, respectively. 1. IS 7746 (1991, 1996): Indian Standard
4. The use of individual bank stability analysis code of practice for in-situ shear test on
is recommended as in case of R/R interface, rock.
the right bank values of example shear 2. ISRM Part 1 (1981): Suggested methods for
strength are around 50% higher as determining shear strength

Page 8 of 9
In-situ shear strength of phyllite rock mass

3. CSMRS report on “In-Situ Shear Strength 8. Singh, Rajbal, Dev, Hari and Dhawan, A.K.
Parameters of Rock Mass in Right Bank (2000). Characterisation of Foundation
Drifts at Dam Site of Amochu Project, Rock for a Concrete Gravity Dam, Indian
Bhutan”, 2011. Geotechnical Conference IGC-2000,
4. Singh, Rajbal (2007). “Field Shear Test”, Mumbai, pp. 67–68.
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Slopes, Foundations and Tunnels, Ed. Prof. Shear Strength of Rock Mass”, Journal of Rock
T. Ramamurthy, pp. 256–264. Mechanics and Tunnelling Technology,
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International Society for Rock Mechanics,
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7. Bhandari K.K., Verma V.K., Singh Rajbal,
Jeur S.D. and Thosar S.P. (2004),
“Stabilisation of Rock Mass with MAI
anchors at Tala Hydroelectric Project in
Bhutan”, Journal of New Building
Materials and Construction World, Issue-
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