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ABSTRACT: Hydroelectric power projects are pollution free and renewable sources of energy. These projects
involve the construction of dams across the flowing stream of water. Construction of dams in rock regions requires
stability analysis of the foundation and the supporting rocks at the banks of the reservoir area. Stability of the
concrete foundation over the rocky strata and stability of the banks depend upon the shear strength of the concrete-
rock and rock-rock interfaces, respectively. Therefore, evaluation of shear strength parameters (cohesion and
friction angle) at rock- rock and concrete- rock interface is the most important primary step for stability analysis
and design of dams. Determination of shear strength parameters involves the in-situ tests in drifts on the dam axis
site and interpretation of test results. In view of the above, site-specific shear strength parameter interpretation is
carried out for Amochu hydroelectric power project site, Bhutan. This project envisages construction of 175 m high
concrete gravity dam across river Amochu. The existing rock type on both left and right banks of the site is
observed to be weathered Phyllites. From the analysis of 20 field tests in 2 drifts, it has been found that for rock-
rock interface shear strength values are approximately 50% higher at the right bank as compared to the left bank.
On the other hand, for concrete-rock interface, this variation is around 10% only. Therefore, seeing the large
variation of estimated shear strength in rock-rock interface, it is proposed to use individual bank stability analysis
whereas, marginal variation in concrete-rock interface suggests the use of the combined analysis of the data from
both the banks for foundation stability analysis. Further, rock specific (for Phyllites) shear strength equation is also
proposed in the present paper based on the values of shear strength parameters (cohesion and friction-angle) from
other projects in the Phyllite rocks.
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G.V.Ramana, Shashank Pathak, & Nripendra Kumar
Page 2 of 9
In-situ shear strength of phyllite rock mass
hydraulic jack. Shear force is applied by applied shear load (Psa) during the test, using the
another 200 tones capacity hydraulic jack Eq. 1 and 2.
from the side reaction pad
e) Normal loads of 20, 25, 30, 35 and 40 tones Ps Psa cos
were applied in the five tests, respectively. (1)
A A
The shear load is applied at an angle of 150 P P Psa sin
with the horizontal so that the sheared plane n n na (2)
coincides with a plane of weakness in the A A
rock. This is achieved by two wooden Where, Ps, Pn , A, and α, are net shear force, net
wedges of appropriate geometry placed normal force, gross cross-sectional area of the
across the jack. interface, and inclination of the applied shear
f) Five such blocks for R/R interface and C/R force, respectively. It is worth mentioning here that
interface are prepared. Each block is tested to keep the normal stress constant (as required in
for a particular normal stress which is kept the specified test procedure), the applied normal
constant during the test. The shear force force is reduced by an amount Psa sin α after each
and displacement of block are measured increment in the applied shear force.
and recorded during the test. The vertical,
horizontal, and lateral displacements of the TEST RESULTS AND DISCUSSION
block, produced during the test are The test data is collected in terms of applied shear
measured by 9 dial-gauges, 4 for normal load and observed shear displacement at the
displacement, 3 for shear displacement, and applied constant vertical load. This exercise is then
2 for lateral displacement. repeated for five vertical loads as shown in Table 3
g) The observations are recorded till failure
and continued even after the failure at Table 3. Applied vertical load and corresponding
which no further rise or fall in shear test sequence
strength is observed with increasing shear
displacement to get the information Test No. Vertical load
regarding residual frictional resistance. Test No. 1 20 ton
Test No. 2 25 ton
ASSUMPTION Test No. 3 30 ton
Interpretation of the test results are based on the Test No. 4 35 ton
following assumptions: Test No. 5 40 ton
a) Effect of pore water pressure is implicitly The collected data is used to derive the shear stress
taken as the tests are conducted in the (using Eq. 1) and corresponding shear
saturated condition. displacement. Further, the plots of shear stress
b) Complete interface area is involved in the versus shear displacement are prepared for R/R
process of shearing. interface at right bank drift (after here DR-5), R/R
c) Shear strength is governed by Mohr-Coulomb interface at left bank drift (after here DL-6), C/R
criteria only. interface at DR-5, and C/R interface at DL-6 as
d) All the reaction pads are infinitely stiff and not shown in Figs. 2 to 5, respectively [3].
prone to any deformation.
e) The rock mass has been considered to be Figs. 2 to 5 are clear depiction of the shear
ideally intact i.e. without cracks and voids. behavior of the interfaces. Initially, required shear
stress for shear displacement increase and it
FORMULATION reaches at a peak value that is known as peak shear
Normal stress (σn) and shear stress (τ) are obtained, strength. After this point, curves start showing an
respectively, from applied normal load (Pna) and asymptotic behavior and shear stress reduces to a
Page 3 of 9
G.V.Ramana, Shashank Pathak, & Nripendra Kumar
Page 4 of 9
In-situ shear strength of phyllite rock mass
f c n tan
(3)
Page 5 of 9
G.V.Ramana, Shashank Pathak, & Nripendra Kumar
Fig. 10: Shear stress V/S normal stress plot for Table 7. Shear Strength Parameters on concrete-
shear tests on R/R interface in drift DR-5 rock interface
Fig. 11: Shear stress V/S normal stress plot for INTERPRETATION OF SHEAR STRENGTH
R/R interface in combined DR-5 & DL-6 PARAMETERS
Two major design issues viz. stability of the rock
Values of the peak and residual shear strength and stability of the dam over rock are of central
parameters are tabulated below in Tables 6&7 for importance during the dam construction. Thus,
R/R and C/R interfaces, respectively. The data R/R interface values are required for stability
shows large variations among the shear strength analysis of the rocks while C/R interface values are
parameters i.e. cohesion and friction-angle for both required for the stability of the dam foundation.
R/R and C/R interfaces. There are also variations
in peak and residual shear strength parameters. Being on the conservative side, designer may like
These variations show that there are abrupt to use the lowest observed values of shear strength
changes in various geological and mechanical rock parameters for the above two cases. However, this
mass properties from one bank to other. However, may not be the case as the rock mass is not
there are cases where the shear strength parameters homogeneous throughout the dam axis. In view of
are almost similar in magnitude on the left bank this, a combined analysis of the values obtained
and the right bank for both R/R and C/R interfaces from left and right bank is proposed in the present
[4,5]. Further, it is recommended that the average study. For illustration purpose, Tables 8&9 show
values for a particular dam site may be obtained by the shear strength of R/R and C/R interfaces,
plotting data from both the banks together rather respectively, for 40 ton of vertical load (which is
than taking an arithmetic average of cohesion and applied on 70 cm x 70 cm block). These values are
friction values from both the banks as it may give determined using Eq. 3 and using the shear
better representative values (See Figs. 8 &11). strength parameters as given in Tables 6&7.
Page 6 of 9
In-situ shear strength of phyllite rock mass
Page 7 of 9
G.V.Ramana, Shashank Pathak, & Nripendra Kumar
Table 10. Shear strength parameters from different projects in India and Bhutan for Phyllites
Page 8 of 9
In-situ shear strength of phyllite rock mass
3. CSMRS report on “In-Situ Shear Strength 8. Singh, Rajbal, Dev, Hari and Dhawan, A.K.
Parameters of Rock Mass in Right Bank (2000). Characterisation of Foundation
Drifts at Dam Site of Amochu Project, Rock for a Concrete Gravity Dam, Indian
Bhutan”, 2011. Geotechnical Conference IGC-2000,
4. Singh, Rajbal (2007). “Field Shear Test”, Mumbai, pp. 67–68.
Chapter 11 of Engineering in Rocks for 9. Singh, Rajbal (2009). “Measurement of In situ
Slopes, Foundations and Tunnels, Ed. Prof. Shear Strength of Rock Mass”, Journal of Rock
T. Ramamurthy, pp. 256–264. Mechanics and Tunnelling Technology,
5. Singh, Rajbal and Sharma, V.M. (1990). ISRMTT, Vol. 15, No. 2, pp.131–142.
“Determination of Foundation Deformability 10. Design of Tunnel Support”, Rock
and Shear Strength Characteristics of a Mechanics Vol. 6, No. 4, pp 189-236.
Concrete Dam”, Indian Geotechnical 11. ISRM (1987) – International Society for
Conference (IGC-90), Bombay, pp. 371–373. Rock Mechanics Suggested Methods for
6. Barton, N. and Choubey, V. (1977). The Rock bolt Testing.
shear strength of rock joints in theory and
practice. In: Journal, Rock Mechanics The
International Society for Rock Mechanics,
Vol 10, No. 1-2, pp 1-54.
7. Bhandari K.K., Verma V.K., Singh Rajbal,
Jeur S.D. and Thosar S.P. (2004),
“Stabilisation of Rock Mass with MAI
anchors at Tala Hydroelectric Project in
Bhutan”, Journal of New Building
Materials and Construction World, Issue-
11, pp. 36-41.
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