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Eugenics and the Origins of Autism

Jeffrey P. Baker, MD, PhD,​a Birgit Lang, PhDb

Autism has become a deeply moment when the latter had


contested diagnosis. Whereas become the target of a powerful
family advocacy organizations eugenics movement.
have long characterized the
condition as a disorder in “Eugenics” is a slippery term
need of effective treatments, a to define, but in the context of
growing number of adults who the early 20th century, it can be
think of themselves as having thought of as a social movement
high-functioning autism (or dedicated to improving the quality
Asperger syndrome) insist that of the human race through the
autism is an identity deserving science of heredity. From roughly
of acceptance. The latter use the the time of the Great War (1914–
term “neurodiversity” to contend 1919) through the Second World
that autism should be regarded War (1939–1945), it attracted a
as a profoundly interwoven wide following in many countries, aTrentCenter for Bioethics, Humanities, and History of Medicine,
combination of intellectual gifts including the United States, Great School of Medicine, Duke University, Durham, North Carolina; and
and social differences. Some Britain, and (most notoriously) bSchool of Languages and Linguistics, University of Melbourne,

Melbourne, Australia
even question the motivations Nazi Germany.‍2 Its appeal was
underlying basic scientific fed by widespread anxiety Dr Baker contributed significantly to the conceptualization,
research, arguing that genetic regarding what was often called background research, drafting, and revision related to this

markers will be used in prenatal the “menace of the feebleminded,​” article, and he brings his own perspective as an historian
and researcher who has lectured and written about the role
diagnosis to eliminate rather than the fear that the intellectually
played by Dr Leo Kanner in the first descriptions of autism in
improve the lives of people with inferior classes were reproducing the United States; and Dr Lang also contributed significantly
autism.‍1 at a far higher rate than that of to the conceptualization, background research, drafting, and
their more socially responsible revision related to this article, and her perspective draws
The debate over whether to superiors. The number of from extensive historical research on the work of Dr Hans
consider autism a disability or children consigned to residential
Asperger and Dr Leo Kanner.
identity is surely complicated institutions soared in this period. DOI: https://​doi.​org/​10.​1542/​peds.​2017-​1419
by its expansion into a spectrum Cognitively impaired children Accepted for publication May 22, 2017
that encompasses a wide range of could be institutionalized with Address correspondence to Jeffrey P. Baker, MD, PhD,
individuals and functioning. But only minimal formal evaluation, Pediatrics, Trent Center for Bioethics, Humanities, and History
this controversy is also rooted and it is highly plausible that many of Medicine, Duke University School of Medicine, PO Box 3040,
in a fundamental tension within would be diagnosed today as
Durham, NC 27710. E-mail: jeffrey.baker@dm.duke.edu
the core definitions of autism as having autism.‍3 The economic and PEDIATRICS (ISSN Numbers: Print, 0031-4005; Online, 1098-
formulated in the 1940s by the social burden associated with the
4275).
2 physicians credited for first rise of institutionalization led to Copyright © 2017 by the American Academy of Pediatrics
describing the syndrome. Drs cries for more definitive solutions FINANCIAL DISCLOSURE: The authors have indicated they
Leo Kanner and Hans Asperger in the form of sterilization in the have no financial relationships relevant to this article to
both highlighted the presence of United States, and ultimately, the
disclose.
intellectual gifts in many of their systematic elimination of “lives FUNDING: No external funding.
patients, alongside social deficits not worth living” in wartime POTENTIAL CONFLICT OF INTEREST: The authors have
and characteristic behaviors. This Nazi Germany through forcible indicated they have no potential conflicts of interest to
emphasis is best understood as euthanasia.
disclose.
a strategy to draw a sharp line
To cite: Baker JP and Lang B. Eugenics and the Origins of
dividing autism from mental In his book NeuroTribes, Steve
Autism. Pediatrics. 2017;140(2):e20171419
retardation, reacting to a historical Silberman‍4 has portrayed

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August 2017:e20171419
from http://pediatrics.aappublications.org/ by guest on March 24, 2018 MONTHLY FEATURE
Hans Asperger as a pioneer of capacities for memorization and In Asperger’s case, the Heilpädagogik
neurodiversity who resisted eugenic complex interaction with objects. His Station where he had studied his “little
ideology by promoting a positive first patient, Donald T., could recite professors” stayed in operation only
and benign view of autism. The 25 questions and answers of the to be destroyed in a bombing by Allied
Austrian pediatrician gave his Presbyterian catechism.‍5 forces at the end of the war. Nor is
first public lecture on “autistic Just as striking was Kanner’s there any evidence that, if Asperger
psychopathy” in October 1938, just characterization of his patients’ did anticipate an autism spectrum, this
months after the incorporation of parents: “They all come of recognition led him to protect patients
Austria into the Third Reich. That highly intelligent families.” Most functioning at lower cognitive levels.
lecture (later to become the basis of the fathers had advanced After the annexation of Austria into
of his more widely cited 1944 professional degrees, and all but 3 Nazi Germany, this potentially meant
thesis) described 4 patients whose of their extended families were well euthanasia. Documents unearthed
striking combination of intellectual represented in compendia such as by Austrian historian Herwig Czech
gifts and social interaction deficits American Men of Science.‍5 The autism (recently publicized in the English-
Asperger likened to that of “little pedigree was effectively the opposite speaking world by journalists John
professors.” All had been seen in of the counterpart for “feeble- Donvan and Caren Zucker) have
an innovative special education mindedness” so vividly summarized indicated that, in common with
unit, the Heilpädagogik Station, by Justice Oliver Wendell Holmes’ many of his peers under the Nazi
characterized by an optimistic famous opinion in the ruling regime, Asperger referred children
therapeutic philosophy contrasted justifying eugenic sterilization in with severe mental retardation to
with the fatalism so often associated Buck v. Bell, “Three generations of hospitals that were known euthanasia
with institutions. Interestingly, imbeciles is enough.”‍6 centers.‍9 Historians have already
Asperger commented that he had shown that physicians cooperated
specifically chosen “not too severe The focus on special “intellectual with the Nazi regime for a variety of
and thus more promising cases,​” abilities,​” so prominent in the reasons, including personal gain and
suggesting to Silberman that he was thinking of both Kanner and professional survival.‍10 The revelation
aware that they represented part of Asperger, can be best understood as that “St Asperger” was among them
a broader continuum of autism. He a strategy to distance their patients remains poignant, a reminder of the
thus emphasized the continuity of from the stigma of mental retardation moral vulnerability of even the most
the syndrome with intellectuality in the eugenics era. Neither was sympathetic and forward-thinking
rather than mental retardation. simply describing what they saw; physicians of the time.
“Who among us does not recognize both were aware of children with
autistic symptoms who had no such Nonetheless, Kanner and Asperger’s
the autistic scientist,​” Asperger
evidence of precocious intelligence. construction of autism as an entity
asked, “whose clumsiness and lack
As already noted, Asperger presented combining both special abilities and
of instincts have made him a familiar
only his “more promising cases.” social deficits has left an important
caricature, but who is capable of
Kanner appears to have disqualified legacy. Although autism has formally
extraordinary accomplishments in a
patients with congenital syndromes been defined in terms of deficits
highly specialized field?”‍4
associated with intellectual disability and pathologies, the public image
(such as tuberous sclerosis) from an of autism, particularly since the
It has been less noticed that Asperger
autism diagnosis.‍7 1988 movie Rain Man, has often
was not the only pioneer of early
emphasized the theme of giftedness.
autism who sought to distinguish The practical consequences of this
autism from the “unfit.” Kanner, the distinction between autism and For some, this dimension of
Johns Hopkins psychiatrist whose mental retardation for Kanner’s and autism is framed as a hidden self,
1943 article is widely regarded as the Asperger’s patients is debatable. awaiting discovery and liberation
first American description of autism, Most of Kanner’s original 11 patients through curative treatment. For
made a rather similar diagnostic were placed in state institutions neurodiversity advocates, such special
move. Kanner’s vivid case series of and eventually lost their earlier abilities are part of the core identity
11 patients described many of the intellectual abilities.‍8 The main of the person with autism. But either
classic behaviors that continue to exceptions, in fact, were the 3 who way, we need to understand the
define autism today, but it differed evaded residential placement, most often highly charged debate over the
in one important respect. None of notably his index case, Donald T., meaning of autism in the context of
the children, he asserted, had mental whose intellectual gifts became the legacies of the eugenics movement
deficiency. He based his belief on the something of a sensation in his home and the long history of stigmatization
presence in his patients of striking town of Forest, Mississippi.‍9 of mental disability.

2 Downloaded from http://pediatrics.aappublications.org/ by guest on March 24, 2018 Baker and Lang
References
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for Identity. New York, NY: Scribner; Neurodiversity. New York, NY: Avery; 8. Kanner L. Follow-up study of eleven
2012:221–294 2015:82–139 autistic children originally reported
2. Kevles DJ. In the Name of Eugenics: 5. Kanner L. Autistic disturbances in 1943. J Autism Child Schizophr.
Genetics and the Uses of Human of affective contact. Nerv Child. 1971;1(2):119–145
Heredity. Cambridge, MA: Harvard 1943;2(3):217–250 9. Donvan J, Zucker C. In a Different Key:
University Press; 1985 6. Lombardo P. Three Generations, No The Story of Autism. New York, NY:
3. Eyal G, Hart B, Onculer E, Oren N, Imbeciles: Eugenics, the Supreme Crown; 2016:25–80, 338–341
Rossi N. The Autism Matrix: The Social Court, and Buck v. Bell. Baltimore, MD: 10. Proctor RN. Racial Hygiene: Medicine
Origins of the Autism Epidemic. Johns Hopkins University Press; Under the Nazis. Cambridge, MA:
Cambridge, UK: Polity; 2010 2008: 169 Harvard University Press; 1988

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Eugenics and the Origins of Autism
Jeffrey P. Baker and Birgit Lang
Pediatrics 2017;140;
DOI: 10.1542/peds.2017-1419 originally published online July 25, 2017;

Updated Information & including high resolution figures, can be found at:
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Pediatrics is the official journal of the American Academy of Pediatrics. A monthly publication, it
has been published continuously since . Pediatrics is owned, published, and trademarked by the
American Academy of Pediatrics, 141 Northwest Point Boulevard, Elk Grove Village, Illinois,
60007. Copyright © 2017 by the American Academy of Pediatrics. All rights reserved. Print ISSN:
.

Downloaded from http://pediatrics.aappublications.org/ by guest on March 24, 2018


Eugenics and the Origins of Autism
Jeffrey P. Baker and Birgit Lang
Pediatrics 2017;140;
DOI: 10.1542/peds.2017-1419 originally published online July 25, 2017;

The online version of this article, along with updated information and services, is
located on the World Wide Web at:
http://pediatrics.aappublications.org/content/140/2/e20171419

Pediatrics is the official journal of the American Academy of Pediatrics. A monthly publication, it
has been published continuously since . Pediatrics is owned, published, and trademarked by the
American Academy of Pediatrics, 141 Northwest Point Boulevard, Elk Grove Village, Illinois,
60007. Copyright © 2017 by the American Academy of Pediatrics. All rights reserved. Print ISSN:
.

Downloaded from http://pediatrics.aappublications.org/ by guest on March 24, 2018

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