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Principlesof NuclearMagneticResonance
JasonA.Koutcher
andC.TylerBurt
Dana Farber Cancer Institute, MassachusettsGenera!Hospital, and Harvard Medical School, Boston, Massachusetts
The rising number of biomedical applications of nu Historically, NMR has developed into one of the most
clear magnetic resonance (NMR) (1—14), particularly powerful analytic tools available to chemists over the
in the area of medical imaging, has brought this tech recent two decades. Its primary use initially was in
nique to the increasing attention of the medical com structure elucidation, although other applications have
munity. This is the first in a series of four articles that included determination of interatomic distances, mea
will provide a basic explanation of the principles and surement of reaction rates, and evaluation of the equi
medical applications of NMR. Special care will be taken librium constants of hydrogen bonding. As such, it has
in this paper to differentiate between explanations ba been an important aid in the synthesis of radionuclide
sically derived from quantum-mechanical concepts, and containing molecules.
those that are based on classical concepts. In an initial NMR signals can provide both dynamic (time de
exposure to N MR concepts, it is easy to become confused pendent) and equilibrium (time-independent) data. The
if one tries to understand classical models in terms of time-independent aspects were first used in commercial
quantum-mechanical ideas, or vice versa. The discussion instruments and gave rise to conventional N M R spectra
will require definition ofvarious key words and phrases (high-resolution NMR). One can also investigate the
commonly used with NMR, such as chemical shift, spin response of a collection of nuclei to a transient pulse of
state, and relaxation times; these will be explained in the energy. Such behavior can be used to measure the re
text. laxation times of the molecules in the sample (see below).
It also serves as the conceptual basis for Fourier-trans
Received Oct. 7, 1983; revision accepted Oct. 7, 1983. form NMR (discussed below).
For reprints contact: Jason Koutcher, MD, PhD, NMR Office, The recent application of NMR to biochemical
Research 501, Massachusetts General Hospital, Boston, MA problems has been made possible by various technical
021 14. advances that have increased the sensitivity of NMR
L@::t@
€(ergs) 2 x io_19 2 x io16 2 x io14 2 x io_12 2x
FIG. 2. Regions of EM radiation with their correspondingwavelengths (X), frequencies (ii w/2ir), energies (L@E).and effect on appropriate
“particle.―
where @t,
is the frequency of the EM energy required to
cause a transition between the two different spin states.
H0= 0 H0 =10,000 GAUSS
E0-@.@ Equation (3) defines the resonance frequency at which
H0 0
H0 50.000 GAUSS the nuclei absorb energy. This equation defines a unique
FIG. 3. Energylevelsforhydrogennucleus(proton)inabsenceof field-to-frequency ratio for each nucleus, which must be
magneticfield (He, 0), in field of 10,000G(A), andin field of 50,000 satisfied ifone is to observe an NMR signal. Specifying
G(B).(Energy
spacing
notdrawn
toscale.)
E@ isenergy
ofnuclei
in either the resonant frequency or the strength of the cx
absenceof magneticfield. Notethat at higherfield strength,energy ternal magnetic field (H0) defines the other by Eq. (3).
@ separation is greater because L@E H0 [Eq. (2)], and leads to
stronger NMRsignal. In either case, the net result is that the magnetic field
(H0) generates energy states that did not exist in the
difference between the two spin states is given by: absence of the field.
‘2' The magnetic field H0 is by convention aligned along
@E
= @yhH0,
1@ ) the z axis ofa three-dimensional coordinate system. The
where ‘yis called the magnetogyric moment, being field must be very homogeneous, particularly for high
unique for each nucleus. resolution NMR. Typical commercial magnets have
There is no classical analogy to the concept of nuclear field strengths that range from 1000 G (0.1 tesla) to
spin. Spin was initially postulated for an electron in order greater than 84,000 G. This places w, the resonance
to explain the existence of two closely spaced lines in frequency, in the radiofrequency range ( I-500 MHz),
stead ofa single one in the spectra ofalkali atoms. Some according to Eq. (3). Table I is a list ofnuclei and their
nuclei were later noted to have a similar property of spin resonance frequencies at 2 1, I00 G.
angular momentum. This gives rise to a magnetic mo Not all nuclei give rise to an NMR signal. Both pro
ment for electrons and nuclei with spin angular mo tons and neutrons have the property ofspin—the proton
mentum, since a spinning charged particle must generate and neutron spins within a nucleus can couple to give a
a magnetic field according to the basic laws of electro net spin of 0 (12C, 160), half integral [1H(l/2),
SELECTEDNUCLIDESResonancefrequencyNuclearat
TABLE 1@NUCLEAR PROPERTiES OF
2.1 T'spin
INatural(values(in
multiplesabundanceRelativeNuclide
in MHz)of h/2)(%)sensitivityt
1H 90.00 1/2 99.98 1.0
2H 13.82 1 0.015 9.65X iO—@
13C 22.63 1/2 1.11 1.59X 102
14N 6.50 1 99.63 1.01 X 1O@
15N 9.12 1/2 0.37 1.04 X 1O@
170 12.20 5/2 0.04 2.91 X 102
19F 84.57 1/2 100.00 0.83
23Na 23.81 3/2 100.00 9.25 X 102
25@ 5.51 5/2 10.05 2.68 X i0—@
3lp 36.44 1/2 100.00 6.63 X 102
33s 6.90 3/2 0.74 2.26X 1O@
35C1 8.82 3/2 75.4 4.70 X i0@
37Cl 7.34 3/2 24.6 2.71 X iO@
39K 4.20 3/2 93.08 5.08 X 1O@
43Ca 6.06 7/2 0.13 6.40 X 102
t At constant field.
distributionfrequencyL@N/Nbased
on 20 X i0@nuclei
1 MHz 0.8 X i0—@ upper 99,999,992
lower 100,000,008
6 MHz 5.6 X i0@ upper 99,999,944
lower 100,000,056
20 MHz 16.0 X 10@ upper 99,999,840
lower 100,000,160
100 MHz 80.1 X iO—@ upper 99,999,199
lower 100,001,801
400 MHz 320.3 X iO@ upper 99,996,797
lower 100,003,203
a Relative excess is calculated by the equation L@N/N i@E/2kT, where N is the total number of nuclei and L@N is the difference
(MHz)
IcH2 CH2O
oHl
@ ____
lu 7
ppm
relative numbers of protons. TMS (tetramethylsilane)is reference FIG.9. High-resolutionC-13 NMRspectrumof ethanol(CH3CH2OH)
compound addedto sample from which chemical shifts are mea dissolved in deuteratedchloroform (CDCI3)demonstratingtwo ab
s@sed.Underacidified conditions,OH proton does not interact with sorption peaks due to different electronic environments of two
other protons on molecule. Courtesy of Bruker Instruments. carbon atoms. Courtesy of Bruker Instruments.
@ A 4 MODEL-PULSENMR
@ I
The previous discussion developed a theoretical
@1,CLASSICAL
quantum-mechanical1' framework for NMR based upon
@ ‘1@ I ofenergy. In this section, the NMR experiment
will be considered in a time-dependent manner to study
@ j 1 i ‘1@ ,•j,
@ I
@1,concept
how the collection of nuclei behave when exposed to
external
Thetheory influences, i.e., radiofrequency radiation.
representI of classical mechanics can accurately
concepts necessary to develop this alternative
@ ‘1@
t 1'1 framework for N MR.
@ ,i, ,!, @i'the We have already referred to the nuclear spin, noting
that each nucleus in a magnetic field has a small quan
@ ‘I'‘r' ‘@ magnetic moment, which is usually designated @t.
@ I @‘ w J'
represents1' @tized
The net magnetic moment ofthe sample (M)
@ 1 j,A ‘1@
j, sum of the individual magnetic moments, averaged
in terms ofwhether they are aligned with or against the
I I 4, ,@, ‘@,the
beFIG. magnetic field, i.e., a vector sum. This vector can
littleNote
10. (a) Possiblespincombinationsfor protonsof CH2group.treated asa classicalphysicalparameterfor which
thatmiddlestateistwiceaslikelyto occtr, sincetherearetwo no knowledge of quantum mechanics is required.
possiblespincombinationsthatgiveriseto it. AdjacentCH3reso A model that will be helpful in thinking about mac
nance will therefore be split into three peaks with area intensities . . .
1:2:1. (b) Possible spin combinations for CH3group. Adjacent CH2 roscopic magnetic moments is that of a rotating top,
the1:3:3:1.rate
resonance will therefore be split into four peaks with area ratiosor which also has angular momentum. In this analogy,
of precession (the rate at which the top's axis re
isof volveswhendisturbedfromitsequilibriumposition)
Again,strength,
2:3.The splittingisfoundto beindependentof fieldrelated to theenergyof transitionof thenuclei.
spinnoted as opposed to the chemical shifts, which werewe will consider only one transition (i.e., only two
ThisThe
above to be field-dependent.states) sothere is only onefrequencyof precession.
formby observation of these splitting patterns is explainedis called the Larmorfrequency, and its functional
bothinfluenced
assumingthat the magneticfield at the nucleusisbears a resemblance to Eq. (3). This is because
dependentadjacent
by the spin arrangements of the protons infrequencies are related to energies that are
(atomicgroup
groups. For the two protons of the methyleneon the angular momentum of the physical entity
top).of of ethanol,therearethreepossiblecombinationsnucleus or
spinorientation(Fig. IOA).Thesecombinations
isthe splitOne can consider that a top in a gravitational field
Thearea
adjacent methyl proton peak into three peaks, withanalogous to the nuclei arranged in a magnetic field.
ratiosof I :2:1dueto thethreepossiblespincom
field,binations top can be tipped to any angle in the gravitational
onlySimilarly,
for the methyleneprotonsseenin Fig. IOB.although at theatomiclevelthenucleiarepermitted
apeaks the methyleneresonanceis split into fourtwo positions. It is the averaging process that allows
canprotons
by the four spinarrangementspossiblefor thelarge numberof nucleitobehavelikeatop.Thus,one
madewithon the neighboring methyl group (Fig. I OB),imagine a large sample, a centimeter on each side,
ain the relative intensities of the four methylene peaksup of many small boxes, each a micron on a side, with
theratioof I :3:3:1.Thetwomiddlepeakswill bethreesmall top in eachlittle box (seeFig. I I ). The large
boxtimes
havethree
the intensity of the end peaks becasue there arewill then act as the average of all the boxes and will
thethese
times as many spin combinations that give rise toa net moment that depends on the vector sum of all
toInstates.little moments of the individual tops. This is similar
general,if a resonancepeakundergoesspin-spinthe concept of the net magnetization of the sample
Msplitting
dueto n identicalneighboringnuclei,thepeakbeing the vector sum of the individual magnetic mo
same1
will be split into 2n1 + I peaks. For nuclei of spin Iments. The vector M is aligned spatially along the
/2, the peak intensities are proportional to the coeffi axis as H0, i.e., the z axis (Fig. I 2, t 0), with no com
plane.coupling
cients of the binomial expansion. For P-3 1 the usualponent in the xy
CWAt isto otherphosphorus nucleior to protons.In a similar manner to the previously discussed
present,theimagingtechniquesavailableare notexperiment, one can ask what would happen if one ap
sufficientlysophisticated
nuclearthese or sensitivetodetectmanyofplied a pulse of radiofrequency power to the
quantum-mechanical effects. However, some ofsample. EM radiation is associated with both an elec
athe effects are seen in biological samples by some oftrical
these and magnetic field, and would therefore exert
z(22).axis,
methods used in high-resolution NMR spectroscopytorque on M, tipping the magnetic moment from the
and bringing a component of the vector into the xy
Volume25, Number I I 07
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plane (M@@)(Fig. 12, t = a). The longerthe pulseis t = 0) at a rate determined by the relaxation times T1
turned on, the greater the angle (a) the magnetic vector and T2. The NMR signal will vanish when the magnet
will turn through.Thus, for example,applyinga 10-@rsec izationvectordecayscompletelyin the xy plane.This
pulse might cause a tilt of 45°,20 .iseca tilt of 90°,40 resonance signal,with its exponentialdecay(Fig. 13),
.zsec a 180°tilt, etc. This is the basis of the 90°and 180° iscalleda freeinductiondecayor FID.
pulse commonly mentioned in NMR texts. The NMR In this type of pulseexperiment, the radiofrequency
signalcanbedetectedonlywhenthemagnetizationhas transmitteris “on― for a very shorttime, deliveringa
a component in the xy plane. The signal is greatest for brief but very intense burst of RF energy to the sample.
a flip angle of 90° (because M will then lie completely The decaycharacteristics or relaxation time constants
in the xy plane), and total loss ofsignal occurs for a flip of thesamplecanbecalculatedby modifications of this
angle of 180°,since then there is no component in the xy basicpulseexperiment(seebelow).The readeris re
plane. ferredto varioustextsfor furtherexperimentaldetails
After the RF pulseisturnedoff, a componentof the (23—25).
magnetizationvector(M) will remainin the xy planefor In a relaxation experiment, the usual quantities
a finite time (Fig. 12, t = b, c, d) and will decay, re measured are T1 and T2, the spin-lattice and spin-spin
turning to its initial orientation along the z axis (Fig. I 2, relaxation times. T1 is a measureof how rapidly the
sample can release the radiofrequency energy it absorbed
RF PULSE
to the surrounding environment and thereby allow the
nucleiin thesampleto relaxto theirinitial undisturbed
lower-energydistribution.It is analogousto an object
beingheatedrapidly (radiofrequencyenergyin), the heat
sourcebeingremovedandthetimeit takesto cool(loss
Tims t.O of energy)to its initial temperature(analogousto the
initial spin state) measured. Ninety-nine per cent of the
absorbedenergywill bereleasedtothesurroundingen
./ t-d vironmentafter a period5 X T1.
Alternatively,T1canbethoughtof asrelaxationinthe
t longitudinal(z) directionwhereasT2 is the transverse
relaxation time (xy plane). Once a pulse has been de
livered,both transverseand longitudinalrelaxations
begin simultaneously.
As mentioned previously, T1 processes relate to loss In addition there is always some inhomogeneity in the
of energy to the environment (i.e., all the surrounding magneticfield. Returningto the previousmodel,this
atoms not being observed in the NMR experiment). This meanseachlittle boxisat a slightlydifferentresonance
causesthe magnetizationvector(M) to increasein the frequency, so that the tops will slowly fall out of phase
z direction till it reaches its initial value. Concurrently with each other. Similarly, the nuclei will resonate at
there is exchange of energy between the individual nuclei slightlydifferentfrequencies dueto fieldinhomogenei
(spin-spin or T2 processes). Returning to the previous ties, and will fall out of phasewith each other. Thus, even
model of the ensemble of tops, it is similar to an exchange thoughtheremaybemagnetization inthexyplane,there
of small quantities of energy between the tops. The slight will be no signal because of destructive interference, so
energy differences caused by these energy transfers that T2 as determined by the decay of an Fl D will be less
wouldcausethetopstoprecess
at slightlydifferentrates. than the intrinsic T2. It is often designated T*2.
If they had all started precessing simultaneously, they Fourier-transformNMR. A seriousdrawback to CW
would fall out of phase with each other. NMR spectroscopyis the time wasted while one is
At a nuclearlevel,theindividualspinswouldalsono scanning between peaks. This is not a serious problem
longerprecessat the samerate. The radiofrequency with strong signals but in a sample where the resonance
energy emitted by the various nuclei would also be out peak is weak and requires signal averaging (i.e., re
of phaseand would not add coherently, leading to loss cording the spectra numerous times and averaging them
of signal. The latter process occurs at a rate different to improve the quality of the spectrum) this can be a
from the buildup of magnetization in the z direction (T1 serious drawback.
process), which is effected only by release of energy to In an ideal system,one could excite all frequencies
neighboring atoms (environment) and not by energy simultaneously to minimize time spent not recording
exchange within the sample (Fig. I 2). actualdata.Thiscanbeachievedby usingpulseNMR.
T1 andT2 areusuallynotequal.In tissue,T1 isusually The signal recordedis the FID discussedpreviously.All
about 10 times as great as T2. T2 must always be less resonances surrounding a centralfrequencyaredetected.
than or equal to T1, since when the magnetization has An equivalent high-resolution spectrum similar to that
returned to its initial equilibrium position (in the z di obtained by conventional(continuouswave) techniques
rection) there can be no residual component in the xy can be generated from the Fourier analysis of FID. The
plane. The time-dependent behavior of the magnetiza latter calculation is complex and is done on a corn
tion is described by the Bloch equations: puter.
The excitation of all frequenciessimultaneously (in
:!x @(M@H0 + M7H1 sinwt) — addition to the spectrometer frequency) is caused by the
fact that switchingtheradiofrequencypulseonandoff
17\ introduces sidebands of the main frequency; these con
@ ___1 = zy(M7H1 coswt —M@H0) —
dt T2 ‘ J tam all the neighboring frequencies and can therefore
excite all neighboring resonances simultaneously.
dM, . M7—M0
—@—“y(—M@H1sinwt—M@H1coswt)T The concept of Fourier-transform N M R spectroscopy
can be thought of by the analogy of determining the
@ where is the resonance frequency, M@,M@,and M, frequenciesof severaltuning forks.One couldmatch
are each the magnetization in the x, y, and z direction, them individually to the correct frequency using a van
and M0 is the initial magnetization. able frequencynote (similar to a CW experiment). Al
Bnz.nc at 60.3MHz I I
Fourêer
transform
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ACKNOWLEDGMENTS
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