You are on page 1of 7

Global Food Security 3 (2014) 85–91

Contents lists available at ScienceDirect

Global Food Security


journal homepage: www.elsevier.com/locate/gfs

40 Years of dialogue on food sovereignty: A review and a look ahead


Ashley Chaifetz a, Pamela Jagger b,n
a
Department of Public Policy, University of North Carolina, CB#3435 Abernethy Hall, Chapel Hill, NC 27599-3435, USA
b
Department of Public Policy and Carolina Population Center, University of North Carolina, CB#3435 Abernethy Hall, Chapel Hill, NC 27599-3435, USA

art ic l e i nf o a b s t r a c t

Article history: We review the evolution of the food sovereignty movement from its Green Revolution origins centered
Received 2 December 2013 on food self-sufficiency to current dialogue focused on reduced use of transgenic crops, supporting
Received in revised form small-scale agriculture, eschewing trade liberalization, and promoting agroecology principles. We
5 April 2014
discuss food sovereignty in the context of a “right to food” as has been put forward by the United
Accepted 11 April 2014
Nations. We review food sovereignty discourse to assess what it contributes to key aspects of global food
security. We conclude that, while food sovereignty has promise as a normative concept, it is unlikely to
Keywords: be implemented in any substantive way in the near future. Forces affecting the future of food including
Food movements rapid population growth, upward food price trends, globalization, and institutional path dependence in
Food security
global food and agricultural input markets are formidable adversaries.
Food sovereignty
& 2014 Elsevier B.V. All rights reserved.
Local food
Right to food

1. Introduction We review the inception of the concept under the early terminology
of “food self-sufficiency” and its evolution into food sovereignty.
Food sovereignty is “the right of each nation or region to We then turn to recent developments within the food sovereignty
maintain and develop their capacity to produce basic food crops movement, with examples from numerous regions, communities,
with corresponding productive and cultural diversity” (Altieri, and stakeholders. In Section 3, we place the contributions of food
2009). Over the last 40 years, the concept of food sovereignty sovereignty in the policy dialogue on food security and consider
has evolved from focusing on single-crop food self-sufficiency to what role food sovereignty plays with respect to attaining global
community-driven food policies aiming to influence and change food security objectives, including improved food availability, access,
the structure of food and agricultural input markets in local, safety, and sustainability. We then consider the question of how food
national, and global contexts. The overarching theme of the sovereignty is operationalized and measured. In the final section,
contemporary food sovereignty literature is a grand shift away we discuss the future of food sovereignty as a concept, movement,
from large-scale farming and agricultural processing to smaller and analytical tool.
and more localized systems. Food sovereignty focuses on a sort of
industrial detox—creating a local food economy that replaces
export-and-import driven global food markets and the policies 2. Chronology
that enable them. In particular, priority is placed on shifting power
away from corporations, especially those that produce transgenic In Madeleine Fairbairn's comprehensive chapter titled Food
crops, focus on monoculture production systems, and benefit from Sovereignty: Reconnecting Food, Nature and Community, she traces
agricultural subsidies. Food sovereignty has been hailed by its the roots of the current food sovereignty movement to the 1947
proponents as the only way to address the long-term food crisis “right to food” post-war food regime that stemmed from the UN
(Miller, 2008; Rosset, 2008, 2009), as well as having “transforma- Commission on Human Rights (Fairbairn, 2010). This early con-
tive potential” (Fairbairn, 2012). ceptualization of the right to food eventually evolved to a Cold
This paper reviews the development and growth of food sover- War “right to freedom from hunger” (Eide, 1996). The early
eignty since the 1960s and discusses what the food sovereignty foundations of food sovereignty developed in the context of the
movement can contribute to the goal of global food security. Green Revolution of the 1960s, which allowed new regions to
prosper through agricultural intensification as well as feed their
citizens by employing modern plant breeding, pesticides, and
n
Corresponding author. Tel.: þ 1 919 962 6848; fax: þ 1 919 962 5824.
irrigation to dramatically increase yields. With its limited scope,
E-mail addresses: chaifetz@live.unc.edu (A. Chaifetz), the Green Revolution barely touched the farming communities of
pjagger@unc.edu (P. Jagger). Africa, while high-yielding modern varieties of rice and wheat

http://dx.doi.org/10.1016/j.gfs.2014.04.002
2211-9124/& 2014 Elsevier B.V. All rights reserved.
86 A. Chaifetz, P. Jagger / Global Food Security 3 (2014) 85–91

brought expansive growth in the agricultural sector throughout across the world. Now headquartered in Jakarta, the organization
Asia and Latin America (Evenson and Gollin, 2003). has spent much of the last two decades defending the right for
While less-discussed in modern interpretations of food sover- individuals to save seeds, but also promoting local control of land,
eignty, the expression of choice from the Green Revolution era of pesticide-free farming, the equality and value of women in
the 1960s through the 1980s was “food self-sufficiency,” a see- agriculture, and agroecology. Overall, LVC recognizes food as a
mingly impossible, zero-import objective—even for countries basic human right and fights for agrarian reform, natural resource
focused on a single staple crop (Barker and Hayami, 1976; protection, a reorganization of food trade, an end to hunger, and
Burmeister and Choi, 2011). Researchers promulgated food self- general democratic control of food. After announcing the call for
sufficiency as best attained through “improvement in physical and “food sovereignty” at the World Food Summit in 1996, its group of
institutional infrastructure such as irrigation and research- supporters remains prominent (La Via Campesina, 2011). At its
extension systems” (Barker and Hayami, 1976) even though self- 20th anniversary conference in June 2013, it claimed representa-
sufficiency has been shown to be economically desirable only for tion of “more than 200 million peasants, small-scale producers,
particular foods (Cheng, 1987). Some countries, like the United landless, women, youth, indigenous, migrants, and farm and food
Kingdom, have long relied on imported goods and would require workers, from 183 organizations and 88 countries” (Call of the VI
major shifts in the price of food imports for increased self- Conference of La Via Campesina, 2013). LVC, in addition to Brazil's
sufficiency (Fallows and Wheelock, 1982). Landless Peasant Movement and the European Union's Good Food
Iran enacted one of the most striking nationally-driven policy March, provide an important forum for people who are not
experiments with food self-sufficiency. After the 1979 Iranian content with the current food system (Akram-Lodhi, 2013).
Revolution, wheat self-sufficiency became a major goal for the The Nyéléni 2007 Forum for Food Sovereignty is considered a
country, but its bread subsidy reform was a failure due to wheat “turning point for the global food sovereignty movement;” its
“lost” in transit, storage, and processing (Amid, 2007). By the early standards and ideals were formally established at that point
2000s, 20 years after its move to reduce wheat imports, Iran had (Wittman et al., 2010). Roughly 500 people from more than 80
not achieved wheat self-sufficiency, even with consistent growth. countries gathered in Mali, including peasants, fisher-folk, indi-
Policy failure was not due to poor agricultural performance; major genous peoples, migrant workers, environmentalists, youth, and
factors included control over wheat production and failed dis- family farmers. This forum defined, with the intention to promote,
tributive policies. Overall, even though self-sufficiency was of the 7 themes of food sovereignty: local markets and international
interest to Arab countries in the late 1970s, the relative import- trade; local knowledge and technology; access and control of
ance of agriculture declined but still remained vital, even with natural resources; sharing territories; conflicts, occupation, and
the possibility that food self-sufficiency would be unattainable disasters; social conditions and forced migration; and production
(El-Sherbini and Sinha, 1978). models (Nyeleni Synthesis Report, 2007). The themes are elabo-
Other countries also experimented with food self-sufficiency, rated in Table 1.
even as optimism regarding high-yielding seed varieties and other
conventional Green Revolution technologies declined (Evenson,
1974). Sudan attempted wheat self-sufficiency in Gezira at the
expense of its cotton crops, but found reduced employment Table 1
opportunities (Hassan et al., 2000). Zimbabwe made maize self- Themes of food sovereignty.
Source: Nyeleni Synthesis Report, 2007.
sufficiency an explicit policy goal, but in a landlocked county with
high marketing costs, prices needed for food self-sufficiency are Theme Explanation
typically above import parity prices. Pricing policies with the goal
of self-sufficiency come at the expense of overall higher prices or Local markets and international trade Construct new mechanisms for fair
compulsory subsidies, which benefit only a small set of wealthy trade (as opposed to free trade),
including local, transparent
farmers (Jayne and Rukuni, 1993). China experienced fewer pro- production processes and fair prices
duction controls and price increases alongside a decline in grain Local knowledge and technology Make knowledge and experience
imports in the mid-1980s. While food self-sufficiency was con- from small, indigenous producers a
sidered an attainable goal for the nation, it failed to come to “central element in strengthening
local food systems”
fruition (Yang and Tyers, 1989). Mexico, once self-sufficient in
Access and control of natural resources Implement agrarian reform that
food, was no longer categorized as such as of 1987; it could not keeps land in the hands of local
“supply its population from domestic production with basic food- communities long committed to
stuffs in sufficient quantities to achieve minimum nutritional sustainable practices
standards” (Barkin, 1987). Sharing territories Define territories to include
indigenous and nomadic peoples;
Paradoxically, changes in soil and water systems in countries strengthen organizations and
participating in and affected by the Green Revolution, combined alliances to ensure the “peaceful
with policies aimed at achieving self-sufficiency in staple food coexistence of diverse communities”
crops, essentially led to the modern food sovereignty movement Conflicts, occupation, and disasters Rebuild communities suffering from
disaster and conflict with the
(Matson et al., 1997). Contemporary food sovereignty is character-
assistance and leadership of those
ized by a shift in focus away from monocropping, down-scaling of affected
agricultural production, and a strong focus on agroecology. Food Social conditions and forced migration Strengthen organizations dedicated
sovereignty supporters are often concerned with negative out- to migrants and their respective
comes related to industrial agriculture and single-crop specializa- movements at the local level;
increase knowledge of forced
tion (Issaoui-Mansouri, 2012). migration
In 1993, La Via Campesina (LVC) formed during the Uruguay Production models Move towards a “solidarity economy”
Round of the GATT negotiations that concluded in a multilateral where local production and
trade agreement lacking in substantive input from developing consumption are key elements;
decrease industrial production and
countries. LVC is the most well-known food sovereignty organiza-
increase small-scale low-energy
tion, with branches made up of small- and medium-scale farmers production methods
and producers, of men and women, of various races and ethnicities
A. Chaifetz, P. Jagger / Global Food Security 3 (2014) 85–91 87

Additionally, the Mali forum designed a framework by which to regarding food security and sovereignty have yet to be seen
judge current and future food systems. The framework consists of (United Nations, 2013). The largely normative “right to food”
6 principles: acknowledges different characteristics of hunger than other
related terminology. Its specific objectives are focused on dignity
 food for people (the right to sufficient, healthy, and culturally and the acknowledgment of rights; it comprises more than the
appropriate food for all people, including those who are achievement of food security or food sovereignty (Mechlem,
hungry, under occupation, and marginalized); 2004). Given that food is considered to be a “right” by the United
 value for food providers (supports contributions and respects Nations, governments can be held accountable for failing to
rights of all kinds of people who cultivate, grow, harvest, and provide it (Gonzalez, 2013). The chronology of the food sover-
process food, rejecting those policies that undervalue and eignty movement is summarized in Table 2.
threaten their livelihoods);
 local food systems (brings together providers and consumers in
the protection from poor quality and unhealthy foods, including 3. Connecting food sovereignty to food security
development aid and genetically-modified foods);
 local decision-making (local control and access to land, water, Food security is an institutionalized global policy objective
seeds, livestock, and aquaculture populations); encompassing concerns of availability, access, utilization, and
 knowledge and skill-building (access to new research); and stability (FAO, 2009). Where availability focuses on sufficient
 work with nature (low external input agroecological produc- quantity and quality of goods, access means the affordability and
tion and harvesting methods that maximize the contribution of price of goods, but the concept also includes actual availability in
ecosystems and improve resilience and adaptation). the marketplace and policies that surround it. Utilization does not
only mean food safety and sanitation, but it also encompasses
These principles are reiterated throughout the recent food sover- nutrition. Stability is more vaguely defined, but many consider
eignty literature (Altieri and Nicholls, 2008; Holt-Giménez and environmental sustainability to be a key component. Environmen-
Patel, 2009). tal sustainability focuses on aspects of sustainable food produc-
Any discussion of food sovereignty assumes a “right to food.” tion, including addressing the supply of critical inputs to food
Remarks by Oliver De Schutter, UN Special Rapporteur on the Right production (such as, land, water, and fertile soils). The first three of
to Food, have emerged in recent writings on food sovereignty these concepts (availability, access, and utilization) are embodied
(Altieri et al., 2012; Anderson and Bellows, 2012; Beuchelt and in the Food and Agricultural Organization of the United Nations
Virchow, 2012; Ellinger-Locke, 2011). In 2010, De Schutter (FAO) dimensions of food security which include food of “appro-
explained his objectives regarding food systems: “Ensuring the priate quality, supplied through domestic production or imports,”
right to food requires the possibility either to feed oneself directly access to adequate food resources, and utilization of food “through
from productive land or other natural resources, or to purchase adequate diet, clean water, sanitation and health care” at all times
food. This implies ensuring that food is available, accessible and (FAO, 2006).
adequate. Availability relates to there being sufficient food on the
market to meet the needs.” He addressed and included food 3.1. Availability
accessibility (physical and economic access by all people), ade-
quacy (that food satisfies dietary needs, even considering age, Availability of food or inputs to food production is a critical part
living conditions, and health), safety, freedom from adverse sub- of the food sovereignty dialogue, from seeds to the potential for
stances, and cultural acceptability. De Schutter (2010) concluded, individuals and families to obtain desired foods. The quality,
“Participation of food-insecure groups in the design and imple- quantity, and price point of desired foods are in question, given
mentation of the policies that most affect them is also a key global food inequity. In the United States organizations have
dimension of the right to food.” The United Nations seems to have centered food sovereignty movements from the bottom-up, rather
validated the food sovereignty movement, though it has limited than the top-down in areas where food availability is a problem.
ability to move it forward. For example, Philadelphia's The Food Trust, Boston's Food Project,
In 2013, the UN launched the Global Network for the Right to and Milwaukee's Growing Power have all delivered healthy corner
Food and Nutrition, but its approach and subsequent successes stores, urban gardens, nutrition education, and agriculture/farm
training, creating an alternative and mostly sovereign food system
Table 2 without dependence on the government at any level leave as is.
Chronology of major food sovereignty developments. However, whether the successes of urban innovation in the United
States can be translated to other settings, or scaled in any
Year(s) Development
substantive way remains to be seen.
1966 UN International Covenant on Economic, Social and Cultural Rights,
The availability of inputs (e.g., seed, water, fertilizer, land) for
“right to adequate food” food production is increasingly important given continued eco-
1974 UN World Food Conference (Rome, Italy) nomic and population growth, and urbanization throughout the
1970– Countries focus on food self-sufficiency developing world. To increase food production and support food
1980s
security, lower-income producers need inexpensive improved
1993 Formation of La Via Campesina (LVC)
1996 World Food Summit: reaffirmation to right to food by participating technologies (Pretty et al., 2003; Harrigan, 2008). Present modes
governments, LVC coins the term “food sovereignty” of input supply, such as privatizing seed sales alongside govern-
2000 UN Millennium Summit: establishment of the Millennium ment subsidies in Malawi, has lessened the diversity in available
Development Goals,
seeds (Kerr, 2013). However, demand for food and high-yielding
2007 Forum for Food Sovereignty, Declaration of Nyéléni (Sélingué, Mali)
2008 Ecuador includes food sovereignty in its constitution (Article 281)
inputs to production are likely to trump all moves towards a more
2011 Meeting for the development of an European food sovereignty food sovereign system favoring small-scale producers interested in
movement (Krems, Austria) local varieties and conservation agriculture.
2013 UN Global Network for the Right to Food and Nutrition identifies On the global level, even while food security was conceptua-
detrimental hunger-generating policies with the intention of
lized in 1974 at the World Food Summit, nations' first iterations
eliminating them
of the concept mostly drew attention to it, but failed to translate
88 A. Chaifetz, P. Jagger / Global Food Security 3 (2014) 85–91

into access at the household-level (Block et al., 2012; Patel, 2005). consumption and in the market (Patria, 2013). However, it is easy
Yet, as La Via Campesina declared that food sovereignty is a to question society's ability to meet food security objectives if
“precondition to genuine food security,” researchers must then there was a large-scale shift away from energy-intensive industrial
consider its application to food and resource availability, especially farming systems towards smaller, ecologically-sustainable produc-
to smallholders (La Via Campesina, 1996). While availability can tion, and more gender-equal processing practices alongside access
refer to feeding oneself from production or have the means for the to education and new technologies (Ellinger-Locke, 2011).
procurement, it is commonly poverty and lack of access, rather
than availability, that are the roots of food insecurity (Mechlem, 3.3. Utilization (safety, sanitation, and nutrition)
2004).
The food sovereignty dialogue has little to say about food safety,
3.2. Access sanitation and nutrition other than indicating that communities
should have access to safe and nutritious foods (Anderson and
Access refers to the affordability of food in the marketplace. Bellows, 2012; Beuchelt and Virchow, 2012; Fairbairn, 2012; Kerr,
Overall, food sovereignty ideals have not yet infiltrated the 2013). Pinstrup-Andersen (2000) established food safety as an
corporate food structure and market, though some communities emerging issue for the food policy agenda, with concerns spanning
have been successful, allowing for a localized analysis of food the process from production to international trade, but focusing on
sovereignty within the goals of food security. Communities that country differences in regulations and attitudes. However, the food
have exemplified the switch to food sovereign institutions include sovereignty movement does not provide specific guidance on food
parts of Cuba, Brazil, the Philippines, Venezuela, South Korea, and safety beyond eschewing genetic modification and the rampant
Africa (Altieri, 2009; Altieri et al., 2012; Burmeister and Choi, 2011; availability of lower-quality foods (Desmarais, 2008). The move-
Edwards, 2010; Rosset et al., 2011). Much of the literature focuses ment does emphasize that a food sovereign country or community
on Cuba, which has operated outside of mainstream international would, by definition, allow its people to make decisions in a
trade policy for decades, but its version of food sovereignty democratic manner (Holt-Gimen ́ ez, 2009). Paradoxically, their
includes a germplasm bank and seed saving, sugarcane diversifi- democratic decisions could come in the form of transgenic crops,
cation, government-set prices, crop rotation for pest management, land reform, subsidies, or monocultures, the very issues that food
and crop-livestock rotation (Funes, 2002). Rather than overarching sovereignty is attempting to tackle. Interestingly, Altieri and Rosset
transformations from the top down, incremental change is more (1999), prominent food sovereignty advocates, do not mention the
likely, especially given the number of people in the world who issue of democratic choice in their discussion of why biotechnology
remain food-insecure. For example, in Chavez's tenure as President will not solve food security problems in developing countries.
of Venezuela, supermarkets promoted and achieved restoration of Proponents of food sovereignty have described food security
control to local companies and away from international corpora- policies as neither nutritious nor culturally-appropriate (Wittman
tions for production and distribution (Edwards, 2010). et al., 2010). Nutrition is a priority in the food sovereignty move-
Globalization and increased trade liberalization are major ment, but primarily as a counter to the current globalized
challenges for the food sovereignty movement and its role in capitalist food system: food should be used for nutritious reasons
improving access to food. Burnett and Murphy (2014) suggest that first and trade should only be considered after nutritional needs
the food sovereignty community fails to present a clear position on have been fulfilled (Allen and Wilson, 2008). Given the focus on
the issue of trade. Whereas early dialogue on food sovereignty was smallholder farms, growing crops without genetic modification,
decidedly against trade, more recent discussions have highlighted and local decisions regarding food, nutritious foods are an
the potential for socially responsible global value chains, such as expected outcome of food sovereignty, even though they are not
fair trade labeling, to create an avenue for small-scale producers to highlighted as the focus. Implicitly, better nutrition comes as a
engage in trade that is not at odds with the broader objectives of part of improved human capital (Pretty et al., 2003). Finally, food
food sovereignty. Willingness to accept trade under certain con- aid is called into question in relation to its effects on safety,
ditions indicates a transition in the food sovereignty position on nutrition and cultural appropriateness, with donating countries or
trade, but this has not been well articulated by food sovereignty organizations holding the decision making authority on what
advocates and scholars. foods are donated to fulfill food security needs.
Lack of a forum for small-scale producers to participate effec-
tively in global discussions on trade of agricultural inputs and 3.4. Stability and environmental sustainability
commodities is highlighted as a particular problem. For example,
small-scale producers continue to have a limited role in World Environmentally sustainable food systems are a broad objective
Trade Organization (WTO) negotiations (FOEI, 2003). The rise of the of food security, whereas the food sovereignty dialogue takes a
BRIC (Brazil, Russia, India and China) countries in WTO negotiations more focused perspective. A core component of food sovereignty is
is marked by increasing references to food sovereignty as a concept “efficient farming systems and a fundamental shift towards agroe-
promoted by low and middle income countries, but institutional cology to boost production and improve the situation of the
path dependency and incremental changes in trade policy leave poorest”, where agroecology is a core element and a mechanism
limited scope for systemic change. Finally, Murphy (2013) points for ensuring sustainability and resilience to climate change (Altieri,
out that recent trends in global food prices foster a global food 2009; Altieri et al., 2012; Patel, 2005). Agroecology approaches
system favoring large-scale (and non-sovereign) producers. For including biological nitrogen fixation, seed saving and sustaining
example, land grabbing by middle income countries for food landraces, reduced or zero-tillage, intercropping, and water harvest-
production in lower income countries is the antithesis of food ing have been shown to bring substantive benefits to the rural poor,
sovereignty. and have even led to increased production in some developing
In addition to local control over markets and distribution, food countries (Pretty et al., 2003). Several of the core elements or
sovereignty principles explicitly defend access to food and inputs principles of food sovereignty address major contributors to climate
for billions of female smallholders (Ellinger-Locke, 2011; Patel, change including deforestation for large-scale agricultural produc-
2005; Patria, 2013). Overall, the food security and food policy tion, and methane emissions from livestock production. The Alli-
dialogues do not put feminist principles as front and center as ance for Food Sovereignty in Africa launched at the United Nations
does food sovereignty, which acknowledges women's influence in Framework Convention for Climate Change meeting in Durban,
A. Chaifetz, P. Jagger / Global Food Security 3 (2014) 85–91 89

South Africa in 2011 drew attention to the role of typical Green The question of whether food sovereignty is most effectively
Revolution approaches (e.g., high-yielding crop varieties, synthetic employed as a normative concept is particularly salient given
fertilizers, and scaling-up of farming systems) as major contributors current discussions in the global community on the right to food.
to climate change (Gaia Foundation, 2011). A human rights approach might be better at addressing future
Despite the potential for agroecology-centered approaches to challenges, given limited progress in World Trade Organization
facilitate climate change mitigation and adaptation, much of the agreements, environmental fallout from the Green Revolution, and
dialogue on food sovereignty completely sidesteps the challenge of the obligation to provide food to all people (Schanbacher, 2010).
declining land, water, and agroecological potential in the face of In its desire to combat social injustice, food sovereignty presents
rapid population growth, economic gains, and urbanization. These an important challenge to the modern economic system (Fairbairn,
trends have serious implications for meeting future food demand, 2012). The International Assessment of Agricultural Knowledge,
particularly in the developing world where more than 90% of Science and Technology for Development solidified the impor-
population growth will occur in coming decades. Agroecology tance of food sovereignty in the reports of its 3-year effort (2009).
proponents admit that it is uncertain if growing demand can be Its rights-based normative framework depicted strengthening
met given persistent population growth and trends toward meat- farmers' associations and ending smallholder marginalization to
rich diets (Pretty et al., 2003). be of utmost importance for the future (Ishii-Eiteman, 2009).

4. Operationalizing and measuring food sovereignty 5. Conclusion

The achievement of food sovereignty is hampered by several We have reviewed the evolution of food sovereignty as a
challenges related to articulation, operationalization, and mea- concept and movement, and have asked how or if food sovereignty
surement of the concept. There is no “full-fledged food sovereignty can contribute to food security objectives. We conclude that food
model;” the terminology of the movement lacks precision as well sovereignty is an important normative concept, and may grow in
as a strict definition (Windfuhr and Jonsén, 2005). Limited atten- importance if policy makers accept the “right to food” discourse.
tion to definition, operationalization and measurement may be in However, given international food policy objectives, including the
part due to the fact that the literature has rarely been crafted by Millennium Development Goal to reduce worldwide hunger by
academics (Beuchelt and Virchow, 2012). The individuals (and half by 2015, an attempt to massively restructure food and
organizations) who write about food sovereignty are predomi- agricultural input systems using the principles of food sovereignty
nately activists and advocates, and sometimes journalists. Some is a formidable challenge. To even consider food sovereignty when
prominent academics have implicitly taken a strong position so many people are hungry is a questionable maneuver (see
against core food sovereignty principles. For example, Collier Collier's (2008) admonition of our love with peasant agriculture),
(2008) refers to the “giants of romantic populism,” which include even if in select cases it leads to more equitable outcomes (e.g.,
the middle and upper class love affair with peasant/small-scale community supported agriculture in the United States). Solutions
agriculture and the fear of scientific uncertainty surrounding to global hunger must concentrate on feeding the world in the
genetically-modified foods. He is highly critical of the allure of most efficient and least expensive means possible, while giving
rural simplicity and, by extension, the food sovereignty movement. appropriate attention to equity, sustainability and safety issues. An
Numerous papers and books written about food sovereignty ardent promoter of food sovereignty, Rosset (2008) admits that in
address its goals and principles (for example, community-building, an era of relatively high food prices, food sovereignty might not be
access to seeds and seed-saving, no transgenic crops) and how it is the answer. In the promotion of local goods rather than imported
expected that food systems will improve (Altieri et al., 2012; Pretty ones, prices are likely to increase due to neglect of the gains from
et al., 2003; Rosset et al., 2011), but all-encompassing studies that trade (i.e. ignoring comparative advantage) and also due to
measure change towards concrete objectives are few. The deter- potential diseconomies of scale for small-scale agriculture.
mination of how food sovereignty would, or should, be measured The current state of global food policy is primarily structured
is critical to understanding its accomplishments. It is uncertain if around the ability to provide for the world's increasing population
the principles of the movement are actually empirically tractable, through the fostering of a new Green Revolution. The incorporation
or if they would allow for different levels of success depending on of agroecology with large-scale food provision is possible, and even
the country or region of study (Ellinger-Locke, 2011). Even small- promoted as part of a suite of new Green Revolution approaches
scale case studies struggle with how to define the “most efficient (Ejeta, 2010), though the food sovereignty movement would need
farming system” (Altieri et al., 2012). strengthening at many levels to overcome the large number of
Several recent studies have explicitly examined food sover- powerful stakeholders working towards more traditional Green
eignty movements including: the determinants of success of the Revolution technologies and approaches (Holt-Gimen ́ ez and Altieri,
South Korean food sovereignty movement (Burmeister and Choi, 2013). Nevertheless, applying the ideals of food sovereignty to the
2011); the success of local communities rising up against indus- goals of global food security allows for a more community-driven
trialized agriculture and the corresponding monocultures in Uru- system of distribution, access, and consumption of food—or at least
guay (Miller, 2008); a study of how the 14 Island members of the more concern for it. With most of the world focused on food
Pacific Islands Forum lost much of their power to regulate security, the food sovereignty literature and movement recognize
international trade under the WTO Trade-Related Aspects of that food security policies fail to touch on what people actually
Intellectual Property Rights (TRIPs) agreement and, in the process, deserve or have a right to, but also that the goals rely on and were
their food sovereignty (Plahe et al., 2013); and an examination of created with the incorporation of agricultural subsidies, transgenic
how the ideas associated with food sovereignty (e.g., issues of crops, and industrial farming.
access, respect, food activism) have provided solutions to urban We also explored how food sovereignty has been approached
food deserts in the United States (Block et al., 2012). These studies from an analytical perspective. The origins and tenor of both
suggest that there is scope for empirically studying food sover- writing and events surrounding food sovereignty suggest that it
eignty, but the focus on food sovereignty as a movement suggests is an advocacy oriented movement rather than a policy objective
that the concept is most salient as an agent of institutional change, that could be implemented and evaluated in any meaningful way.
rather than a set of specific objectives to be met. Studies focusing on the specific outcomes of food sovereignty are
90 A. Chaifetz, P. Jagger / Global Food Security 3 (2014) 85–91

limited, in part because it is a concept lacking specific definition or Eide, A., 1996. The human right to adequate food and freedom from hunger.
analytical framework. Further, we conclude that the movement Accessed 27 November 2013 from: 〈http://www.fao.org/docrep/w9990e/
w9990e03.htm〉.
would benefit from separating the wants and needs of urban and Ejeta, G., 2010. African green revolution needn't be a mirage. Science 327, 831–832.
rural populations, as well as the particulars of developing versus El-Sherbini, A., Sinha, R., 1978. Arab agriculture—prospects for self-sufficiency. Food
developed nations. Mapping the constraints and market failures Policy 3 (2), 84–94.
Ellinger-Locke, M., 2011. Food sovereignty is a gendered issue. Buffalo Environ. Law
that apply in rural versus urban and developed versus developing
J. 18 (2), 158–198.
country settings using a food sovereignty lens is necessary if food Evenson, R.E., 1974. The “Green Revolution” in recent development experience. Am.
sovereignty is to extend its reach beyond normative dimensions. J. Agric. Econ. 56 (2), 387–394.
Without a set of criteria or a method to measure its successes and Evenson, R.E., Gollin, D., 2003. Assessing the Impact of the Green Revolution, 1960–
2000. Science 300 (5620), 758–762.
failures in these disparate contexts, food sovereignty cannot Fairbairn, M., 2010. Framing resistance: international food regimes and the roots of
garner the attention it needs from policy makers, academics, and food sovereignty. In: Wittman, H., Desmarais, A.A., Wiebe, N. (Eds.), Food
practitioners around the world. Sovereignty: Reconnecting Food, Nature & Community, 2010. Fernwood Publ,
In sum, the food sovereignty movement fights against the Halifax, Canada.
Fairbairn, M., 2012. Framing transformation: the counter-hegemonic potential of
globalization of food and resources due to negative effects on food sovereignty in the US context. Agric. Hum. Values 29 (2), 217–230.
health and the environment, condemning any systems that pro- Fallows, S.J., Wheelock, J.V., 1982. Self-sufficiency and United Kingdom food policy.
mote transgenic crops, endorse industrial agriculture, displace Agric. Adm. 11, 107–125.
FAO, 2009. Declaration of the World Food Summit on Food Security. Accessed
individuals due to political conflict, and marginalize women and
4 April 2014 from: 〈http://www.fao.org/fileadmin/templates/wsfs/Summit/
ethnically and racially-diverse communities. The implementation Docs/Final_Declaration/WSFS09_Declaration.pdf〉.
of all of the food sovereignty principles in any particular region or FAO, 2006. Policy Brief: Food Security, Issue 2. Accessed 27 November 2013 from:
country has yet to be realized, despite the efforts of individuals 〈ftp://ftp.fao.org/es/ESA/policybriefs/pb_02.pdf〉.
FOEI, 2003. Trade and People's Food Sovereignty. Position Paper. Friends of the
and organizations working towards the goal. Given the limited Earth International, Amsterdam, The Netherlands.
traction of food sovereignty in global food policy discourse over Funes, F., 2002. Sustainable Agriculture and Resistance: Transforming Food Produc-
the past several decades, its proponents should consider reposi- tion in Cuba. Food First Books, Oakland, CA.
Gaia Foundation, 2011. Food sovereignty as solution to climate change. Accessed 27
tioning and perhaps re-branding food sovereignty so that it is
November 2013 from: 〈http://www.gaiafoundation.org/blog/food-sovereignty-
complementary rather than contrary to the actions, actors, and as-solution-to-climate-change〉.
institutions that govern contemporary global food systems. Gonzalez, C.G., 2013. International Economic Law and the Right to Food. In:
Lambek, Nadia, Wong, Adrienna, Brilmayer, Leah, Claeys, Priscilla (Eds.),
Rethinking Food Systems: Structural Challenges, New Strategies, and the Law.
References Springer 〈http://works.bepress.com.libproxy.lib.unc.edu/carmen_gonzalez/28〉
(Accessed 27 November 2013 from).
Akram-Lodhi, A.H., 2013. Hungry for Change: Farmers, Food Justice and the Harrigan, J., 2008. Food insecurity, poverty and the Malawian Starter Pack: Fresh
Agrarian Question. Kumarian Press, Sterling, VA. start or false start? Food Policy 33 (3), 237–249.
Allen, P., Wilson, A.B., 2008. Agrifood inequalities: globalization and localization. Hassan, R.M., Faki, H., Byerlee, D., 2000. The trade-off between economic efficiency
Development 51 (4), 534–540. and food self-sufficiency in using Sudan's irrigated land resources. Food policy
Altieri, M.A., 2009. Agroecology, small farms, and food sovereignty. Mon. Rev. 61 25 (1), 35–54.
(3), 102–113. Holt-Giménez, E., 2009. From food crisis to food sovereignty: The challenge of
Altieri, M.A., Funes-Monzote, F.R., Petersen, P., 2012. Agroecologically efficient social movements. Mon. Rev. 61 (3), 142–156.
agricultural systems for smallholder farmers: contributions to food sovereignty. Holt-Giménez, E., Altieri, M.A., 2013. Agroecology, food sovereignty, and the new
Agron. Sustain. Dev. 32 (1), 1–13. green revolution. Agroecol. Sustain. Food Syst. 37 (1), 90–102.
Altieri, M.A., Nicholls, C.I., 2008. Scaling up agroecological approaches for food Holt-Giménez, E., Patel, R, 2009. Food Rebellions!: Crisis and the Hunger for Justice.
sovereignty in Latin America. Development 51 (4), 472–480. Pambazuka Press, Oxford, UK.
Altieri, M.A., Rosset, P., 1999. Ten reasons why biotechnology will not ensure food Ishii-Eiteman, M., 2009. Food sovereignty and the international assessment of
security, protect the environment, and reduce poverty in the developing world. agricultural knowledge, science and technology for development. J. Peasant
AgBioForum 2 (3–4), 155–162. Stud. 36 (3), 689–700.
Amid, J., 2007. The dilemma of cheap food and self-sufficiency: the case of wheat in Issaoui-Mansouri, K., 2012. Food sovereignty as an emerging concept. Kasarinlan:
Iran. Food Policy 32 (4), 537–552. Philipp. J. Third World Stud. 26 (1–2), 11–21.
Anderson, M.D., Bellows, A.C., 2012. Introduction to symposium on food sover- Jayne, T.S., Rukuni, M., 1993. Distributional effects of maize self-sufficiency in
eignty: expanding the analysis and application. Agric. Hum. Values 29 (2), Zimbabwe: Implications for pricing and trade policy. Food Policy 18 (4),
177–184. 334–341.
Barker, R., Hayami, Y., 1976. Price support versus input subsidy for food self- Kerr, R.B., 2013. Seed struggles and food sovereignty in northern Malawi. J. Peasant
sufficiency in developing countries. Am. J. Agric. Econ. 58 (4), 617–628. Stud., 1–31.
Barkin, D., 1987. The end to food self-sufficiency in Mexico. Lat. Am. Perspect. 14 La Via Campesina, 1996. The right to produce and access to land. Accessed 29
(3), 271–297. November 2013 from: 〈http://www.voiceoftheturtle.org/library/1996%20Declar-
Beuchelt, T.D., Virchow, D., 2012. Food sovereignty or the human right to a;tion%20of%20Food%20Sovereignty.pdf〉.
adequate food: which concept serves better as international development La Via Campesina, 2011. The international peasant's voice. Accessed 27 November
policy for global hunger and poverty reduction? Agric. Hum. Values 29 (2),
2013 from: 〈http://viacampesina.org/en/index.php/organisation-mainmenu-
259–273.
44/what-is-la-via-campesina-mainmenu-45〉.
Block, D.R., Chávez, N., Allen, E., Ramirez, D., 2012. Food sovereignty, urban food
Matson, P.A., Parton, W.J., Power, A.G., Swift, M.J., 1997. Agricultural intensification
access, and food activism: contemplating the connections through examples
and ecosystem properties. Science 277 (5325), 504–509.
from Chicago. Agric. Hum. Values 29 (2), 203–215.
Mechlem, K., 2004. Food security and the right to food in the discourse of the
Burmeister, L.L., Choi, Y.-J., 2011. Food sovereignty movement activism in South
United Nations. Eur. Law J. 10 (5), 631–648.
Korea: national policy impacts? Agric. Hum. Values 29 (2), 247–258.
Miller, G., 2008. Food sovereignty is the only solution to the global food crisis. Chain
Burnett, K., Murphy, S., 2014. What place for international trade in food sover-
eignty. J. Peasant Stud. /http://dx.doi.org/10.1080/03066150.2013.876995S. React. 104, 38–40.
Call of the VI Conference of La Via Campesina, 2013. The Jakarta Call. Accessed 27 Murphy, S., 2013. Land Grabs and Fragile Food Systems: the Role of Globalization.
November 2013 from: 〈http://viacampesina.org/en/index.php/our-conferences-main IATP, Accessed online at 〈http://www.iatp.org/files/2013_02_14_LandGrabsFood
menu-28/6-jakarta-2013/resolutions-and-declarations/1428-the-jakarta-call〉. System_SM_0.pdf〉.
Cheng, L.K., 1987. Uncertainty and economic self-sufficiency. J. Int. Econ. 23 (1), Nyeleni Synthesis Report, 2007. Synthesis Report of Nyéléni 2007, Forum for Food
167–178. Sovereignty. Accessed 27 November 2013 from: 〈http://www.nyeleni.org/spip.
Collier, P., 2008. The politics of hunger. Foreign Aff. 87 (6), 67–79. php?article334〉.
De Schutter, O., 2010. Report submitted by the Special Rapporteur on the Right to Patel, R., 2005. Global fascism revolutionary humanism and the ethics of food
food. Human Rights Council, 16th session, Agenda item 3. Accessed 27 sovereignty. Development 48 (2), 79–83.
November 2013 from: 〈http://www2.ohchr.org/english/issues/food/docs/ Patria, H.D., 2013. Uncultivated biodiversity in women's hands. Asian J. Women's
A-HRC-16-49.pdf〉. Stud. 19 (2), 148–161.
Desmarais, A.A., 2008. The power of peasants: Reflections on the meanings of La Vía Pinstrup-Andersen, P., 2000. Food policy research for developing countries: emer-
Campesina. J. Rural Stud. 24 (2), 138–149. ging issues and unfinished business. Food Policy 25 (2), 125–141.
Edwards, F., 2010. Food sovereignty and social change in Venezuela. Chain React. Plahe, J.K., Hawkes, S., Ponnamperuma, S., 2013. The corporate food regime and
109, 21–23. food sovereignty in the Pacific Islands. Contemp. Pac. 25 (2), 309–338.
A. Chaifetz, P. Jagger / Global Food Security 3 (2014) 85–91 91

Pretty, J.N., Morison, J.I., Hine, R.E., 2003. Reducing food poverty by increasing United Nations. 2013. Right to Food and Nutrition Watch: Alternatives and
agricultural sustainability in developing countries. Agric. Ecosyst. Environ. 95 resistance to policies that generate hunger. Accessed November 27, 2013 from:
(1), 217–234. 〈http://reliefweb.int/sites/reliefweb.int/files/resources/Watch_2013_eng_
Rosset, P., 2008. Food sovereignty and the contemporary food crisis. Development WEB_final%20%281%29.pdf〉.
51 (4), 460–463. Windfuhr, M., Jonsén, J., 2005. Food Sovereignty: Towards Democracy in Localized
Rosset, P., 2009. Agrofuels, food sovereignty, and the contemporary food crisis. Bull. Food Systems. ITDG Pub, Rugby, Warwickshire, UK.
Sci. Technol. Soc. 29 (3), 189–193. Wittman, H., Desmarais, A.A., Wiebe, N. (Eds.), 2010. Food Sovereignty: Reconnect-
Rosset, P.M., Sosa, B.M., Jaime, A.M., Lozano, D.R., 2011. The Campesino-to- ing Food, Nature & Community. Fernwood Publ, Halifax, Canada.
Campesino agroecology movement of ANAP in Cuba: social process methodol- Yang, Y., Tyers, R., 1989. The economic costs of food self-sufficiency in China. World
ogy in the construction of sustainable peasant agriculture and food sovereignty. Dev. 17 (2), 237–253.
J. Peasant Stud. 38 (1), 161–191.
Schanbacher, W.D., 2010. The Politics of Food: The Global Conflict Between Food
Security and Food Sovereignty. CT: Praeger Security International, Westport.

You might also like