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ABSTRACT
Background. The outbreak of severe acute respiratory syndrome (SARS) posed an unprecedented
threat and a great challenge to health professionals in Hong Kong. The study reported here aimed
at investigating the origin of stress and psychological morbidity among frontline healthcare workers
in response to this catastrophe.
Method. Self-administered questionnaires were sent to frontline healthcare workers in three
hospitals. The General Health Questionnaire was used to identify psychological distress. Socio-
demographic and stress variables were entered into a logistic regression analysis to find out the
variables associated with psychological morbidity.
Results. The response rate was 40 %. Sixty-eight per cent of participants reported a high level of
stress. About 57 % were found to have experienced psychological distress. The healthcare workers’
psychological morbidity was best understood by the perceptions of personal vulnerability, stress
and support in the workplace.
Conclusion. These findings shed light on the need for hospital administrators to be aware of the
extent and sources of stress and psychological distress among frontline healthcare workers during
disease outbreak.
rescue workers. For example, about 24% of group. Six people, including doctors, a nurse, a
rescue workers involved in an oil rig disaster physiotherapist and an occupational therapist,
showed post-traumatic stress reactions 9 months participated in a focus group discussion in May
after the disaster, and 32 % of Australian 2003. Some rewording took place to improve
firefighters reported psychological disturbance understanding. New items were added to cover
4 months after they combated disastrous bush a wider range of questions.
conflagrations (McFarlane, 1987; Ersland et al. The finalized self-administered questionnaire
1989). Rescue workers, as well as firefighters, consisted of six parts. Part 1 solicited basic
policemen and medical personnel, are suscep- demographic data (age, sex, workplace, ex-
tible to complex emotional responses and posure to SARS patients and subjective rating
psychological distress when they are personally of physical health). Part 2 consisted of 22
affected by a disaster, i.e. when they are victims Likert-type questions regarding subjective job-
as well as helpers in a trauma. related stress levels before, during and after the
It has been envisaged that frontline medical outbreak, and the severity of 19 sources of
staff who were in the vanguard of the battle to stress. Responses were ranked according to the
combat SARS were at high risk of infection and severity of stressors on a fully anchored five-
of spreading infection to others. They worked point scale ranging from ‘ none ’ (0) to ‘severe ’
under great psychological stress and faced many (4). Part 3 consisted of 13 coping behaviors.
threats and losses. As most of the energy and Participants endorsed how often they used a
resources tend to be directed towards alleviating particular coping strategy on a four-point Likert
physical morbidity, the psychological well-being scale ranging from ‘never ’ (0) to ‘very often ’
of staff is often neglected. This study aimed (3). Part 4 was the Chinese version of the
to investigate the sources of stress and the 12-item General Health Questionnaire (GHQ)
psychological morbidity among the frontline rating by the scoring method of 0-0-1-1 (Cheng
healthcare workers in relation to the SARS & Williams, 1986; Chong & Wilkison, 1989).
outbreak. Staff working in the Prince of Wales We used a cut-off score of three or more to
Hospital (PWH), Alice Ho Miu Ling Nethersole identify potential cases of psychiatric morbidity
Hospital (AHNH) and Tai Po Hospital (TPH) (Harris et al. 1996). Part 5 consisted of 11
who were responsible for tackling the first questions about the adequacy of various sup-
major wave of the outbreak were recruited for port items. Part 6 comprised 12 items about
assessment. the positive and negative perspectives of the
outbreak (see website for Appendix).
RESEARCH DESIGN AND METHOD The questionnaires were mailed to the sub-
jects at their workplaces. Each questionnaire
Subjects contained an introductory letter, a guarantee of
Frontline healthcare workers from medical anonymity and an addressed return envelope.
units and intensive care units were recruited The study was approved by the Joint Clinical
from PWH and AHNH, which were the major Research Ethics Committee of the New Terri-
sites of extensive outbreak of SARS in Hong tories East Hospital and the Chinese University
Kong. TPH was a convalescent hospital situated of Hong Kong.
near the above-mentioned two hospitals, and
members of its staff were also recruited. Doctors Statistical analysis
from different disciplines, nurses, healthcare The data were analyzed using the Statistical
assistants, physiotherapists and occupational Package for the Social Sciences (SPSS). Mean
therapists were included. Ward managers and scores were obtained in questions based on
department heads were contacted to obtain lists the Likert scale. Groups were compared using
of their staff members. A total of 1621 potential the x2 test and Student’s t test according
subjects were identified. to the characteristics of the variable being
examined. Principal component analysis with
Development of the questionnaire varimax rotation was used for factor analy-
A preliminary questionnaire was developed and sis. Forward conditional logistic regression
reviewed through qualitative work with a focus analysis was used to identify the variables
SARS in Hong Kong in 2003 1199
Table 1. Risk factors for high stress and General Health Questionnaire (GHQ) case status
Odds ratio (95 % confidence interval)
* Significant at p=0.05.
independently associated with GHQ case and units taking care of SARS patients during the
non-case status. outbreak, with a mean duration of 8.74 weeks
(S.D.=5.33 weeks). Four hundred and forty-
four participants (68 %) reported ‘significant’
RESULTS
or ‘severe ’ levels of job-related stress during
Sample description the outbreak and 205 (32 %) reported stress
A total of 1621 questionnaires were sent out in levels as ‘mild’ or ‘ moderate ’. They were cat-
June 2003 to the frontline healthcare workers. egorized into high-stress and low-stress groups
Six hundred and fifty-two questionnaires were respectively in the following analyses. Among
returned before August 2003, with a response the high-stress group, the majority (79 %) re-
rate of 40.2%. The sample was approximately ported low levels of job-related stress before the
79 % female. The mean age was 34.1 years outbreak.
(S.D.=8.3) and the median was 33. Of the
respondents, 62 % were nurses, 24% were Risk factors associated with high stress levels
healthcare assistants and 3 % were medical pro- during the SARS outbreak (Table 1)
fessionals. Thirty-two per cent of respondents Demographic risk factors associated with high
rated their physical health condition as ‘good ’, job-related stress are depicted in Table 1. Vari-
60 % as ‘fair, ’ and 7 % as ‘poor ’. Two hundred ables that were significantly associated with high
and eighty-eight respondents (44.2 %) had job-related stress were younger age (f median
worked in the intensive care unit or in medical age), being a nursing professional, experience of
1200 C. W. C. Tam et al.
Table 2. Logistic regression with variables group compared with the low-stress group
predicting General Health Questionnaire (GHQ) (Table 4). The mean difference was greatest in
case the personal factor.
Odds 95 % confidence
ratio interval Attitude change after SARS outbreak
Sex (male) 0.55 0.21–0.98
Changes in attitude and personal values after
Insurance and compensation 0.52 0.29–0.93 the SARS outbreak are depicted in Table 5.
(adequate) Over 90% of participants agreed that they now
Counseling and psychological 0.53 0.31–0.89
support from employer (adequate)
had an increased awareness of personal and en-
Self-rated health condition (poor) 5.73 1.70–19.25 vironmental hygiene and they valued gatherings
Self-rated health condition (fair) 2.43 1.39–4.23 with family members more. They also felt that
Job-related stress (high) 4.06 2.28–7.23
they would be more devoted to helping others,
as they had survived the disaster. There was no
statistically significant difference in the preva-
direct care of SARS patients and poorer self- lence of participants who agreed or disagreed
rated physical health condition. with the items of personal reflection between
the high-stress and low-stress groups, with the
exception of one. Participants who agreed that
Risk factors associated with psychological ‘death and disease could be unexpected and
morbidity (Table 1) near ’ had a significantly higher relative risk of
A total of 56.7% of the participants scored being in the high-stress group compared with
above the threshold on GHQ (3 or more). Cases those who disagreed [relative risk : 1.25 ; 95 %
were more likely to have higher levels of job- confidence interval (CI) 1.09–1.44].
related stress and poor self-rated physical
health, and be less willing to work in SARS
units. Female workers and nursing professionals DISCUSSION
were more likely to be cases. Perceived inad-
equacy of all support items except ‘appreciation Our study found that nurses experienced higher
from the community ’ were significantly associ- levels of stress and more psychological mor-
ated with psychological morbidity. Next, all the bidity during the outbreak compared with other
study variables in Table 1 were entered into professionals. This was understandable because
a logistic regression model predicting psycho- the nurses had longer contact time and more
logical morbidity (Table 2). ‘GHQ case ’ was frequent physical contacts with the patients.
entered as the dependent variable. Variables Younger workers appeared to have higher job-
that were significant predictors of psychological related stress. This could be because they might
morbidity included female gender, poor self- be less experienced in handling disaster and
rated physical health, high level of job-related less familiar with infection control measures.
stress and inadequate support in two aspects : Surprisingly, experience of working in a SARS
counseling and psychological support from the unit was associated with increased job-related
employer, and insurance and compensation. stress but not with psychological morbidity
The odds ratios of these predictors are shown in in our study. One explanation was that staff in
Table 2. None of the other variables predicted a the general wards did not think that they were
significant percentage of the variance. exempt from the hazard, as there might be
‘invisible ’ SARS cases, such as elderly patients
with atypical presentations in the other wards.
Origin of stress (Table 3) Moreover, staff worried that protective mea-
Nineteen sources of stress were included. Factor sures and vigilance were inadequate in their
analysis yielded three factors : ‘ work factor ’ units, as most resources would be directed to the
(Factor 1), ‘personal factor’ (Factor 2), and SARS units first. It was the staff’s perception
‘ role factor’ (Factor 3). The mean scores of of risk, rather than direct exposure to SARS
work factor, role factor and personal factor patients, that contributed to psychological
were all significantly higher in the high-stress morbidity.
SARS in Hong Kong in 2003 1201
The second-order factor scores were calculated by summing the scores of the first-order factors and dividing by number of first-order
factors.
* Loading value >0.4.
Table 5. Changes in attitude after the outbreak of severe acute respiratory syndrome (SARS)
n Agree (%) Disagree (%) No comment (%)
Greater awareness of personal and environmental hygiene 639 96.7 1.3 2.0
Valued gatherings with family members more 640 95.2 0.3 4.5
Willing to devote more time to helping others, having escaped infection personally 633 91.3 1.2 7.5
Fulfilled the ambitions of joining a healthcare profession and understood the 638 85.8 2.8 11.14
meaning of professional sacrifice
Became more empathetic towards patients 638 77.6 3.8 18.6
Felt a lack of control 634 74.5 16.1 9.4
Relationship with colleagues became closer and more supportive 636 69.7 11.2 18.9
Felt that death could be near and unexpected, fear of disease and death 641 58.9 25.1 16.0
Felt that job and life were unpredictable, that the present should be enjoyed 640 53.8 30.7 15.5
and that long-term planning was less important than previously
Changed values and priority of goals in life 639 49.7 11.6 38.7
Felt guilty for surviving when colleagues were sick or deceased 639 32.9 36.3 30.7
Protective measures and fear of infection created greater interpersonal distance 597 21.5 65.5 13.3
evoked fear about their own personal vulner- public hospital system in Hong Kong. In ad-
ability, as the working staff shared similar per- dition to the mysterious routes of transmission
sonal characteristics and identified emotionally of the virus, the frequent changes to infection
with their sick colleagues. The rapid deterio- control policies and restructuring of services
ration and potentially fatal outcomes of the exacerbated the sense of uncertainty.
syndrome elicited feelings of frustration, self- Although the battle with SARS was tragic
doubt and guilt in medical professionals taking and arduous, our study found that many re-
care of their colleagues. Most respondents spondents were able to perceive positive aspects
worried more about the health of their relatives to the disaster. Almost all respondents agreed
than their own. They avoided close social con- that the epidemic had increased their awareness
tact deliberately, to reduce the risk of transmit- of personal and environmental hygiene. The
ting infection to their loved ones. Their home majority also agreed that they gained a new
life and social relationships were significantly appreciation of life and the relationships they
disrupted. Our findings of stressors relating had formerly taken for granted. They reported
to personal factors corresponded to those found a deepening of their relationships with family
in an earlier study, which reported the psycho- members and colleagues, with the realization
logical effects of the SARS outbreak in health- of how quickly they could lose them. About
care workers in Canada (Maunder et al. 2003). half of the respondents reported making posi-
The role factor illustrated the conflict between tive changes to the priorities in their lives,
the professional responsibility of the healthcare such as relaxing more and deriving more en-
workers and their sense of incompetence. The joyment from life. Recognition of similar posi-
public had high expectations of the medical tive impacts of trauma has previously been
professionals and expressed a high regard for reported in the literature (Tedeschi & Calhoun,
their professionalism. These professionals were 1995).
expected to be altruistic and brave during the SARS stimulated healthcare workers to de-
battle. However, many staff experienced doubts velop complex feelings towards their careers
about their self-efficacy and uncertainties re- and perceptions of control. About 50–75% of
garding their medical knowledge. An inability to respondents admitted that they had a decreased
handle colleagues’ worries and distress increased sense of taking control of their lives after con-
the sense of powerlessness and fear at work. fronting repeated unexpected disastrous events.
For the work-related factor, most of the There has been a vast volume of literature in
respondents complained about ambiguity of psychology linking perceptions of control over
policies, ineffective dissemination of inform- events to a sense of psychological well-being
ation and lack of a feedback mechanism, rather (Bandura, 1995; Lea et al. 1998). One-third of
than insufficient protective wear or hazards in respondents in the present study admitted to
the workplace. SARS was a catastrophe for the having survival guilt. This crisis reminded them
SARS in Hong Kong in 2003 1203
of their limitations and vulnerability. At the the fact that the Hospital Authority of Hong
same time, 90 % of respondents believed them- Kong had set up a hotline and a counseling
selves to be more altruistic, having survived service for distressed members of staff. Con-
the outbreak. This might have been because venient and confidential referral systems for
the act of diverting attention and energy to professional counseling should therefore be
helping others helped them to conquer their promoted. The underlying reason for the low
own feelings of powerlessness and regain a sense take-up rate for this type of service needs further
of control over other aspects of life, besides investigation. It might be related to our culture
the SARS catastrophe. Having worked in of low emotional expressiveness or to a lack of
healthcare for some considerable time, many publicity of the counseling service.
workers reported emotional exhaustion. Treat- The present study adopted a cross-sectional
ing patients had become mechanical and they survey design with self-administered ques-
were accustomed to dealing with death. After tionnaires. Reliance on self-report data has its
the outbreak, 86 % of respondents reported a limitations. However, as stress is an experience
renewed appreciation for the meaning and based on the perception of a mismatch between
importance of their profession. Seventy-eight demands and resources to meet those demands,
per cent admitted that they would be more subjective reporting has to be paramount. The
empathetic towards patients, with greater sensi- questionnaires were administered near the end
tivity to their psychological distress, in the of the epidemic, in June 2003 ; the participants
future. might have experienced recall bias about the
These results illustrated that frontline health- events from a few months previously. However,
care workers suffered from significant stress recall of a disastrous event like the SARS out-
from various sources during the SARS out- break was likely to be more consistent than
break. Cognitive factors such as appraisal of recall of other life-events, as the outbreak had a
situations, risk perception and sense of control marked impact on the whole community. Most
played an important role in mediating factors of the content of the scales in our questionnaire
of stress. Our findings underscore the need for was not based on locally validated instruments,
hospital administrators to be aware of the extent except GHQ-12. As the SARS outbreak was
and sources of psychosocial stress among unprecedented, there were no validated scales
frontline healthcare workers. Adequate protec- that were specific to measuring the stressors and
tive facilities, effective communication, clear support related to this epidemic in Hong Kong.
guidelines and appropriate feedback mechan- Therefore, a focus group was set up in an
isms for administrators were found to be para- attempt to overcome the problem of the validity
mount in alleviating the practical problems in a in the design of our questionnaire. The response
crisis such as that described here. Strengthening rate in our study was fair for a cross-sectional
social support in the workplace was also found survey. The responses of the returned ques-
to be necessary in stress management. Staff fo- tionnaires covered a wide range of areas and the
rums or group meetings provided an opportunity respondents covered a range of ages. However,
for cathartic ventilation and gaining a better the number of ancillary staff included was small
perspective on the situation and on sources of and the response rate of doctors was low. The
emotional stress. Staff members were en- demographic data of the non-respondents were
couraged to share their experiences and obtain not available to us for comparison. We did not
constructive feedback from other colleagues. send out questionnaires to the non-respondents
Early identification of at-risk individuals, coun- in the second phase because the staff underwent
seling and stress management were found to be frequent changes of working location towards
necessary for workers with severe emotional the end of the outbreak, and it was difficult
distress. The underlying premise of early inter- to locate the non-respondents. The study sample
vention was to limit the establishment of mala- might not have been representative of our study
daptive and disruptive cognitive or behavioral population. The authors believed that the re-
patterns in response to the crisis. Our study sponse rate was low because the healthcare
showed that frontline healthcare workers sel- workers were busy, and some of them had
dom considered professional counseling, despite already expressed their opinions through other
1204 C. W. C. Tam et al.