Professional Documents
Culture Documents
Department of Justice
Office of Justice Programs
National Institute of Justice
June 2001 Papers From the Executive Sessions on Sentencing and Corrections
No. 11
conventional criminal justice processes. At its Political interdependence about the great variety of public safety
core restorative justice rejects the criminal To be effective in pursuing either the restor- problems, in hundreds of neighbor-
law’s focus on culpability and retribution and ative justice idea or the public safety idea, hoods, and … deploy its resources
casts punitive responses to criminal conduct community corrections agencies will have to to counter them…. [I]ncremental
as aggravators of the harm already done. In enlarge their operational capacity. That re- investments in existing strategies and
this new paradigm the purpose of justice is to quires not just redeploying personnel and tinkering with current arrangement
restore the victim and the victim’s intimates resources, but also establishing collaborative of institutional responsibility will
(who suffer the harm), the community relationships with the many others whose not suffice. Radical restructuring is
(whose fabric is torn by the crime), and the participation is required for either idea to be required—restructuring of our con-
offender (who will remain part of that com- realized. In addition, neither idea can be fully ception of the public safety problem,
munity, or will reenter it before long, and realized without a substantial overhaul of of the legal instruments aimed at it,
who, if unrestored, represents a continuing sentencing and corrections law. None of [and] of the strategies and penal
threat to it). these transformations is imminent. If the measures employed against it.6
demands for collab-
To be effective in pursuing either the oration and for Combination rather than competition is pru-
restorative justice idea or the public wrenching transfor- dent for the proponents of both restorative
safety idea, community corrections mations are made in justice and public safety, and combination is
agencies will have to enlarge their competition with each possible. The collaborations and transforma-
operational capacity. other, the prospects tions separately required by these reform
for success are dim. agendas have more in common than most
The key restorative practices are respectful Success would be more likely if both ideas of their proponents assume.
listening to the victim’s story of the harm attract broad, overlapping constituencies and
done, voluntary acceptance of responsibility if, in combination, they stimulate greater Conceptual overlap
by the offender (also heard respectfully, lest demand for the required transformations Both public safety and restorative justice
stigmatization and self-loathing block the than either stimulates by itself. incorporate each other’s essential features.
offender’s return to full membership in the The triangular “web of interdependency”
community); and voluntary undertaking by In his recent, exhaustive review of programs (victims, offender, community) on which
the offender to make amends for the harms incorporating restorative justice processes, restorative processes rely has much in com-
resulting from his crime. For the most part, John Braithwaite projects no easy victory for mon with the networks of naturally occurring
restorative justice is understood by communi- this new model over the retributive and reha- guardians on which public safety depends.
ty corrections practitioners not as an out- bilitative justice models that give shape and
come, but as a process. As such, its features substance to sentencing and corrections Kay Pranis, since 1994 the full-time Restor-
are thought to be instrumentally important today. His caution arises in part from recog- ative Justice Planner of the Minnesota
but its outcome is necessarily indeterminate nition that “[i]f we take restorative justice Department of Corrections, has guided the
until the process has run its course.4 seriously, it … means transformed founda- adoption of restorative justice processes in
tions of criminal jurisprudence and of our diverse neighborhoods around her State. She
■ ■ ■ notions of freedom, democracy, and commu- has arrived at the view, shared by many others
nity.”5 Similarly, for a community corrections working inside correctional agencies, that
Complementary ideas agency to take public safety seriously, for it to creating safe communities requires active
citizen involvement:
T he purchase of these two ideas on the
future of community corrections is likely
to be stronger to the extent they (and the
redeploy personnel and resources according-
ly, and for it to be accountable for public
safety in the places where offenders are
It calls for a reengagement of all citi-
zens in the process of determining
energy of their proponents) can somehow be found—
shared norms, holding one another
merged. They have enough in common to
[the agency] would have to develop accountable to those norms and deter-
make this more plausible than might at first
capacities to do more than warehouse mining how best to resolve breaches
appear.
and case-work known offenders. It of the norms in a way which does not
would have to develop knowledge increase risk in the community.7
4 Sentencing & Corrections
The conditions necessary for public safety This closely resembles the public safety Incompatible purposes
can be similarly described: a set of generally argument for redeploying community cor- Those eager to incorporate restorative jus-
agreed-upon rules of behavior, a shared rections agents to the places where public tice principles into community corrections
appreciation that rule-breaking will be pun- safety is most in disrepair. There, they can are not inclined to view public safety as
ished, and a further appreciation that playing combine with naturally occurring guardians a worthy purpose. Some are reluctant to
by the rules will be rewarded. Viewed this of the offenders under supervision, of the accept it as a purpose because they do not
way, creating and maintaining public safety people who are or might become vulnerable believe its achievement lies within the capac-
requires teaching the lessons of responsibility to them, and of the locations where they ity of the agencies supervising offenders in
and accountability and reinforcing them in might come together. Seen this way, both communities. Others are reluctant because
raising children, supervising adolescents, and “restorative justice” and “public safety” are they doubt that public safety will ever be
producing law-abiding young adults. These ideas that seek out—and seek to create— understood, by those who hold them to
are tasks for parents, neighbors, schools, circumstances in which specific and general account, as something other than more
churches, athletic teams, community service deterrent effects are realized through the arrests, revocations, and prison terms.10
groups, the local labor market, and—on proper functioning of restored community.
what needs to be relatively rare occasions— Notably, both ideas deemphasize the role of There is a perhaps more fundamental conflict
a local police, probation, or parole officer. the state in effecting deterrence. between these two strategic ideas, one that
has the potential to sink any serious attempt
It is John Braithwaite who has most clearly ■ ■ ■ to pursue both in the same agency. To pro-
identified the conceptual overlap of restora- duce or preserve public safety, community
tive justice processes and the protection of Conflicting ideas corrections would have to be proactive in
public safety. “[R]estorative justice,” he its use of state authority and resources. Pro-
writes, “can remove crime prevention from its
marginal status in the criminal justice system
I f public safety and restorative justice are not
wholly incompatible as strategic ideas for
community corrections, there remain distinc-
bation and parole agents would have to be
dispersed to the places where public safety is
[and] can deliver the motivation and wide- tions between them that could easily lead the in disrepair, where they can be active in su-
spread community participation crime pre- pursuit of one to undermine the other. pervising offenders and engaged with natural-
vention needs to work.”8 Taking the point a ly occurring guardians of those offenders and
step further, he argues that deterrence and Incompatible strategies of the people and places vulnerable to them.
incapacitation are more likely to be effective Community corrections has long been in the But by projecting the authority of the state
strategies for reducing crime if they are business of “normalizing” offenders—trying into the community this way, by collecting the
grounded in restorative justice principles: to render them harmless by securing their information needed to understand local pub-
adherence to community norms. If public lic safety problems, and by making partners
[P]unishing crooks is a less efficient safety were seriously pursued as the strategic of the naturally occurring guardians with
deterrence strategy than opening up objective, community corrections would whom it would need to combine to be effec-
discussion with a wide range of actors also be trying to normalize the places where tive, a corrections agency is likely to be
with preventive capabilities, some of known offenders are found in the midst of viewed—perhaps accurately—as distorting
whom might be motivated by a raised those who are vulnerable to them. And if the “fabric of community” on which restora-
eyebrow to change their behavior in community corrections were fully to embrace tive justice processes and outcomes depend.
ways that prevent reoffending. [The restorative justice principles, it would take
strategy] is to keep expanding the upon itself the much larger task of normaliz- By contrast, restorative justice processes, like
number of players involved in a ing (“restoring”) communities. It is difficult conventional justice processes, are largely
restorative justice process until we if not impossible for a single agency to be reactive. They are invoked after a crime oc-
find someone who surprises us by effective in pursuing all three strategic ideas, curs. To be sure, their usefulness as problem-
being influenced through the dialogue any one of which would tend to consume its solving techniques orients them to the future
to mobilize some unforeseen preven- entire operational capacity. more robustly than the conventional justice
tive capability.9 processes of adjudication, sentencing, and
correction. Yet they are tied to particular
conflicts and crimes, rather than to the
Sentencing & Corrections 5
patterns of conflict and crime that would to constrain victims from doing so, be- unpredictable, individualized objectives
draw on the problem-solving capacity of a cause stigmatization of this kind (what victims reveal when they are asked. And
community corrections agency committed to Braithwaite terms “disintegrative shaming”) while the deliberative, consensual process-
public safety as its strategic objective. leaves victims more vulnerable and offend- es of restorative justice are well-suited to
ers more motivated to offend. But devices discovery of a victim’s objectives, victims
■ ■ ■ intended to script victims’ participation are are often confident they already know
also destructive of restorative processes them. For victims such as these, restorative
Further challenges and, of course, offensive to victims. justice processes can seem unnecessary
Offenders a community corrections agency committed to the risks of a public safety regime in
Similarly, offenders present challenges to both to “what works” principles: “What works” which penal authority and resources are
strategic ideas, but for restorative justice, the focuses on the individual offender even more deployed as they are now, but in greater
difficulty is isolated within the offender, who intensively than do conventional probation measure and without reason and without
may not readily agree to participate in the and parole, while both public safety and a basis in fact. The result could quickly
process by acknowledging responsibility and restorative justice are concerned with indi- become a harsh and wasteful regime in
making amends. For public safety, the chal- vidual offenders only within the webs of which public safety is sought using all avail-
lenge is to overcome the offender-centered interdependency (or networks of naturally able penal measures in every case, without
habits of the criminal justice process and its occurring guardians) that ordinarily regard to the plausibility of any.
correctional apparatus. The focus of commu- regulate individual behavior.12
nity corrections agents on the individual The restorative justice process also requires
offender, and on the penal measures applied Facts factfinding—about what happened and why,
to him, obscures their view of and capacity Reliable factfinding is needed at every stage of what harms resulted, and what paths there
for analyzing the continuing threats to public criminal justice processing, if the purpose for are to restoration for each party having a
safety—problems of which the offender which the process is invoked is to be realized stake in the crime. However, reliability of the
under supervision may be but a part. in the individual case. But facts are difficult to facts used in the process may be less impor-
agree upon, they change tant than their utility in bringing the various
The focus of community corrections over time, and it is often stakeholders together. In restorative justice,
agents on the individual offender, and difficult to determine the facts are relied on not so much to sup-
on the penal measures applied to him, which facts are relevant port inferential reasoning about likely conse-
obscures their view of and capacity to crucial decisions— quences of particular uses of penal authority
for analyzing the continuing threats decisions about what but to precipitate and test the strength of
to public safety.
correctional regimen to individuals’ feelings and to move the process
impose and decisions toward consensus. Greater factfinding rigor,
“What works” made in the course of probation or parole and a legal style of inferential reasoning
An idea that has captured the imagination and supervision. Effective pursuit of public safety from facts found, may be necessary for effec-
enthusiasm of community corrections practi- by a community corrections agency requires tive pursuit of public safety, but they do not
tioners of all ranks in recent years is that reliable factfinding and reasoning from those suit the restorative justice idea very well.
their interventions in the lives of offenders facts, on matters about which most jurisdic-
will yield powerful rehabilitative effects if they tions are extraordinarily casual in current law Operational capacity
embody “what works” principles. These are and practice. Sentencing courts do not often Although many community corrections agen-
principles drawn from meta-analyses of large require empirical support for a prosecution cies are exploring one or both of these strate-
numbers of program evaluations. Ironically, claim that public safety requires this offender gic ideas in practice, none really has the
commitment to this new recipe for efficacy to do 2 years, and that one 5. Nor is evidence operational capacity to pursue the ideas
limits the prospects for making either public often offered in support of defense claims that effectively—yet. That is in part because their
safety or restorative justice the central strate- a particular program will affect a particular staffs lack many of the necessary skills and
gic idea for community corrections. The new offender in a way and to an extent necessary have been deployed for years in ways incom-
principles of effective intervention require that for public safety to be preserved. Corrections patible with public safety purposes or re-
offenders be matched to services on the basis agencies themselves are, at best, uneven in storative justice practices. No community
of risk classification, criminogenic needs, their capacity for this sort of factfinding and corrections agency has sufficiently enlarged
and individual characteristics found to be reasoning. its operational capacity, by collaboration and
significant through the meta-analyses, and integration with the naturally occurring forces
that the intervention be grounded in cognitive- Overhauling factfinding procedures to the of social control on which public safety and
behavioral treatment. extent required is a major challenge for a restorative process depend, in communities
community corrections agency committed to where the work must be done. Many are
Both restorative justice and public safety are pursuing a public safety strategy. Failure to trying, and some are making good progress.13
likely to prove elusive strategic objectives for do so exposes the agency, and the rest of us,
■ ■ ■
Sentencing & Corrections 7
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