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The University of Chicago Press and Southern Political Science Association are collaborating
with JSTOR to digitize, preserve and extend access to The Journal of Politics
Brian J. Shaw
Davidson College
Max Horkheimer's dramatic retreat from youthful radicalism to the nostalgic conservatism
of his later years has prompted considerable bewilderment and consternation among friends
and foes of Critical Theory alike. An examination of the whole of Horkheimer's oeuvre,
however, reveals the common origin of both these tendencies in a constant eschatological im-
pulse. Horkheimer's early hyper-radicalism, his eventual articulation of the fatal "dialectic
of enlightenment," and his final turn to a pessimistic Jewish transcendentalism can all be
traced to the inevitable disappointment of this messianic impulse.
And still I am consumed by the flame of a burning longing.... I cannot master my yearn-
ing, and I will let myself be driven by it my whole life, wherever this mad (tolle) way takes
me. (Horkheimer, Unpublished Diary Entry, 9 July 1915)
Nietzsche in the Antichrist voiced the strongest argument not merely against theology but
against any metaphysics, that hope is mistaken for truth; that the impossibility of living hap-
pily, or even living at all, without the thought of the absolute, does not vouch for the
legitimacy of that thought. (Adorno, 1974, p. 97)
* An earlier version of this paper was presented at the 1983 Annual Meeting of the
Southern Political Science Association. Research for this essay was partially supported by
funds made available to Davidson College by the Mellon Foundation. I am grateful for this
support, as I am for the helpful suggestions of the anonymous reviewers.
'"Even the concept of an absolutely just and benevolent authority before which the
darkness of this world, its viciousness and filth would pass away, and the kindness unrecog-
nized and trampled by men might prevail and triumph, is a human thought which will die
and be scattered with those who conceived it. This is a depressing insight" (1978, p. 101).
This little-known work of Horkheimer's was originally published as Dammerung: Notizen in
Deutschland in 1934 under the pseudonym of Heinrich Regius.
merely personal turn away from Critical Theory.2 It arises from the
refusal to abandon the unreasonable and ill-conceived demands made by
Critical Theory itself. The incessant and immoderate "yearning for the
entirely Other" (die Sehnsuch nach dem ganz Anderen) which motivates
all of Horkheimer's writings has to result in disillusionment. Horkheimer's
thought is fundamentally eschatological. The constant intent in his
writing is not to reform the world but to abolish it altogether. Worse yet,
Horkheimer is a "tragic" eschatologist. He can neither master his
chiliastic impulses to remake the world, nor can he hide from himself the
ultimate futility of such an enterprise. The consequence is the self-
indulgent and even masochistic quality which pervades Horkheimer's
philosophy. 3
To make this argument, this essay is divided into three sections. The
first traces the path taken by Horkheimer in developing the "critical
theory of society" as a response to the failure of traditional Marxism ade-
quately to confront the novel dangers of late capitalism. The second sec-
tion sketches the philosophy of history articulated by Horkheimer after
the outbreak of World War II to comprehend the qualitatively new
modes of domination in both the capitalist and socialist worlds. The
paper concludes with an analysis of the reasons for the failure of
Horkheimer to suggest any sort of concrete oppositional activity to com-
bat the emerging "totally administered society."
2 Dick Howard, a writer who is quite sympathetic to both Critical Theory and the New
Left, voices this opinion in The Marxian Legacy (1977, pp. 91-117). Goran Therborn, a stu-
dent of Althusser, places the blame for Horkheimer's "political collapse" on his turn to
"bourgeois social psychology" and the comforts of a "purely ideological radicalism smugly in-
stalled in the cosy academic institution" (1970, pp. 65-91).
3Eric Voegelin (1970, p. 220) well captures the existential sources of this yearning for
reality to transform itself into something "other" than what it is. "Existence has the structure
of the In-Between, of the Platonic metaxy, and if anything is constant in the history of
mankind it is the language of tension between perfection and imperfection . . . order and
disorder, truth and untruth, sense and senselessness of existence.... If we split these pairs of
symbols, and hypostatize the poles of the tension as independent entities, we destroy the real-
ity of existence ... deform our humanity and reduce ourselves to a state of quiet despair or ac-
tivist conformity."
4Horkheimer, in Gumnior and Ringguth (1973, pp. 17-18). This book is the most com-
prehensive of a number of current German language introductions to the thought and life of
Horkheimer. (All translations from German and French sources, unless otherwise indicated,
are the author's.)
Unlike so many other sensitive youths who react to the injustice of their
class by a vehement rejection of their origins in toto, Horkheimer
acknowledged the perverse dialectic at the heart of bourgeois civilization.
There is much good in it, but, as Nietzsche had observed, there is blood
sticking to all good things. Culture itself can flourish only amidst the suf-
fering and deprivation which are its preconditions. Even the family af-
fords succor and support at the price of paternal domination and the
repression of its members. Long before he had heard of Freud, in fact,
Horkheimer confronted this truth in his rebellion against his own
overbearing father who opposed his marriage to a gentile secretary in the
family firm. (The humanitarian and universalistic ideals of the German
bourgeoisie did not extend to one's son marrying outside his class.)
As a young man, then, Horkheimer had perceived the essentially con-
tradictory character of civilization generally and of bourgeois civilization
in particular. Every virtue is not merely opposed by some vice, but car-
ries its opposite, its negation, within itself. The task is not to oppose some
other culture to this culture, but to hope for the establishment of a
qualitatively different state of affairs -to long for an entirely different
world. The present reality is inherently compromised by its very ex-
istence. Redemption from this world can only take the form of a
metaphysical yearning for something qualitatively "other" than the pres-
ent situation. "The positive, the existing is always bad, yet its constitu-
tion is the sole point of reference from which we might proceed to divine
its spiritual content that we cannot grasp but which constitutes its great
beauty.... We wish salvation from the earth and yet we are attached to
it with our whole heart" (Horkheimer, 1974a, p. 22).
Horkheimer, along with many of the sons and daughters of the
bourgeoisie, allowed his hopeful impulses to seize hold of him at the out-
break of the German Revolution in 1918. The Russian proletariat had
already embarked upon a new course by establishing the first Soviet state,
and there was the possibility that the German and Hungarian working
classes might follow its lead. Similarly, in the realm of theory bold new
departures were being made from the stolid orthodoxy of the social
democratic movement -a movement which, in any case, had been badly
discredited by its efforts to stifle the revolutionary enthusiasm unleashed
at the end of the war. The economic determinism of Kautsky and Bern-
stein, with its faith in the automatic workings of autonomous historical
laws, was being vigorously challenged by revolutionary theorizing which
applauded the reemergence of an active proletariat intent upon destroy-
ing the old order and establishing a new one in its place. For all their
differences, Lukacs, Gramsci, Lenin, Luxemburg, and Korsch each
championed the efforts of the reawakened revolutionary subject-the
proletariat-to create a qualitatively new society.
5 In "Die gegenwartige Lage der Sozialphilosophie und die Aufgaben eines Instituts fur
Sozialforschung" (1981, p. 33) Horkheimer defines the concerns of social philosophy in the
following manner: "Sie hat sich daher vor allem urn solche Phanomene zu bekummern, die
nur im Zusammenhang mit dem gesellschaftlichen Leben der Menschen verstanden werden
kbnnen: urn Staat, Recht, Wirtschaft, Religion, kurz urn die gesamte materielle und geistige
Kultur der Menschheit fiberhaupt."
(1972, pp. 214-19). Despite the failure of the German Revolution, in the
1920s and 1930s the proletariat still contained the potential to renew the
world and to save it from the descent into barbarism which fascism
threatened. To revive this slumbering giant was to be henceforth the
practical task of Critical Theory.
Horkheimer committed himself to this self-appointed task with the zeal
of a prophet charged with the salvation of a world crowded with
unrepentant sinners. The Pharisees whom he had only imagined in his
youth he now found everywhere in the persons of the Nazis and the
capitalists who supported them. The fascists had succeeded in dulling
the class instincts of the German workers and were effectively yoking the
rage of the oppressed classes to their own drive for power. To reverse this
process - against the will of both the fascists and their deluded vic-
tims -was for Horkheimer a task of world historical import. The alter-
natives were starkly drawn: either Critical Theory might dispel the
hegemony of bourgeois civilization over working class consciousness, or
the "dusk of capitalism" would "usher in the night of mankind" (1978, p.
17).
Horkheimer's analysis of the dangers of fascism and his characteriza-
tion of the struggle against it are permeated with eschatological language.
The conflict between the "truth" which Critical Theory reveals and
authoritarianism in all its contemporary manifestations is a total and un-
compromising one. The critical theorist has no allies in this life or death
struggle, save for the potential aid of the proletariat which must be stirred
into action. Against Horkheimer and his colleagues are ranged the Nazis
and a whole assembly of willing and unwitting allies. Capitalism and
even liberalism support Nazism against the possibility of a better world.
Fascism is not opposed to bourgeois society but is in fact its hidden truth.
"He who does not wish to speak of capitalism should be silent about
fascism.... Fascism is the truth of modern society that Theory had in
mind from the beginning. "6
Against such formidable opponents Horkheimer opposes the idea of a
new and qualitatively different kind of society: "the rationally organized
society which regulates its own existence" (1978, p. 51). This would be a
society unlike previous forms of social organization in that it would be
consciously organized about the satisfaction of common needs. It would
neither be subject to the blind tyranny of anarchic market forces nor
6 "Wer aber vom Kapitalismus nicht reden will, sollte auch vom Faschismus schweigen.
... Der Mythos der Interessenharmonie hat die Theorie zerstbrt; sie hat den liberalistischen
Wirtschaftsprozess als Reproduktion von Herrschaftsverhaltnissen vermittels freer Vertrage
dargestellt, die durch die Ungleichheit des Eigentums erzwungen werden. Die Vermittlung
wird jetzt abgeschafft. Der Faschismus ist die Wahrheit der modernen Gesellschaft, die von
der Theorie von Anfang an getroffen war" (1939, p. 115).
II
The transcendental, supraindividual self ... comprises the idea of a free human social life in
which men organize themselves as the universal subject and overcome the conflict between
pure and empirical reason in the conscious solidarity of the whole. This represents the idea of
true universality: utopia. At the same time, however, reason constitutes the court of judge-
ment of calculation, which adjusts the world for the ends of self-preservation and recognizes
no function other than the preparation of the object from mere sensory material in order to
make it the material of subjugation. (Horkheimer and Adorno, 1972, pp. 83-84)
Myth is inseparable from mimesis and magic. In the mimetic ritual the
individual seeks to fuse his identity with that of the spirit in nature which
he seeks to control. By overcoming the separation between his own will
and that of an anthropomorphized nature (animism), the subject at-
tempts to bend nature to his will. Myth thus already contains within
itself elements which were to come to preeminence with the development
of enlightenment out of it. "Myth intended report, naming, the narra-
tion of the Beginning; but also presentation, confirmation, explanation: a
tendency that grew stronger with the recording and collection of myths.
. . . Every ritual includes the idea of activity as a determined process
which magic can nevertheless influence" (p. 8);
Indeed, myth and enlightenment share not only the same goal of
domination, but demand a common sacrifice from the individual if he is
to be able to control nature, namely, self-renunciation. "The myths, as
the tragedians came upon them, are already characterized by the
discipline and power that Bacon celebrated as the 'right mark' " (p. 8).
Myth and enlightenment demand domination of nature and self alike as
the price of human liberation. The combination of cunning and self-
denial found in Odysseus, Horkheimer and Adorno argue, already cap-
tures perfectly the urge to domination which motivates the exploits of the
bourgeois factory owner; "there is no work which offers more eloquent
testimony of the mutual implication of enlightenment and myth than that
of Homer, the basic text of European civilization" (pp. 45-46).
Horkheimer's analysis of the "crisis of modernity," then, assumes a
significantly modified perspective as it developed during the postwar
years. The earlier analysis of the ills of the technological and ad-
ministered societies of the twentieth century is not abandoned, but the
scope is widened considerably. Two changes, above all, deserve men-
tion. The first is the subsumption by Horkheimer of domination as it is
manifested in capitalist society under the aegis of a more universal and
persistent form of domination: the mastery of nature. As Martin Jay
characterizes this shift, the "clearest expression of this change was the In-
stitut's replacement of class conflict, that foundation stone of any truly
Marxist theory, with a new motor of history. The focus was now on the
larger conflict between man and nature both without and within, a con-
flict whose origins went back to before capitalism and whose continua-
tion, indeed intensification, appeared likely after capitalism would end"
(1973, p. 256). The second change, related like the first to the articula-
tion by Horkheimer of a new philosophy of history, has to do with his
linkage of thought and domination. Hegel was wrong to believe that ter-
ror and domination belong to the Enlightenment alone. They are, on the
contrary, the inescapable attributes of consciousness itself, whether in a
"scientific" or a mythic manifestation.
Man imagines himself free from fear when there is no longer anything unknown. That deter-
mines the course of demythologization, of enlightenment, which compounds the animate
with the inanimate just as myth compounds the inanimate with the animate. Enlightenment
is mythic fear turned radical. The pure immanence of positivism, its ultimate product, is no
more than a so to speak universal taboo. Nothing at all may remain outside, because the
mere idea of outsideness is the very source of fear. (Horkheimer and Adorno, 1972, p. 16)
7"Nietzsche was one of the few after Hegel who recognized the dialectic of enlighten-
ment" (Horkheimer and Adorno, 1972, p. 44).
annul, all that refuses to be swept up into it. Unlike most previous
philosophies, however, positivism is blessed with the hubris peculiar to
naive dogmatism. Where previous philosophies, from Platonism through
Scholasticism to Hegel, laboriously sought to bridge the gulf between
reason and reality, positivism by fiat declares the gulf to be nonexistent.
Positivism declares the truth to be self-evident, and itself to be able to ap-
propriate this truth unproblematically. It simply yields to the "facts as
they are." For positivism, no contradiction remains between existence
and essence, or between phenomena and noumena, as Kant still insisted.
Instead, positivism claims the gift of "immaculate perception"
(Nietzsche). Positivism declares itself unqualified to present any
demands of its own to the world, but insists that the disqualified world
assumed a priori by natural science is beyond question. As Horkheimer
explains in the Eclipse of Reason, this "weakness of positivism is covered
by the positivists' implicit assumption that the general empirical pro-
cedures used by science correspond naturally to reason and truth. This
optimistic belief is perfectly legitimate for any scientist engaged in actual,
non-philosophical research, but for a philosopher it seems the self-
delusion of a naive absolutism" (1974c, p. 79).
Thus, for Horkheimer, reason and enlightenment return to the myth
from which they initially emerged. Since reason is itself myth, in turning
against myth it had to destroy itself. Enlightenment begins as the at-
tempt to subject the world to the demands of the conscious subject. It
ends in the surrender of the subject to the world of his own creation. To
master this reality, the individual need only accommodate himself to it.
In order to unlock the secrets of reality, the subject must simply declare
that reality contains no secrets and to embrace the positivist "myth of
things as they actually are." "False clarity is only another name for
myth" (Horkheimer and Adorno, 1972, p. xiv). In the working out of the
dialectic of the "self-dissolvent rationality" of enlightenment, Horkheimer
laments, the quest for autonomy culminates in universal heteronomy.
III
achieved by the natural sciences and technology over nature carries with
it the -price of domination over human nature as well. To enforce
reason's mastery of nature both society and nature must be totally
organized. Rationalization of all areas of life, from industrial production
to the consumption of cultural goods, is the order of the day. According
to Horkheimer, the submission of individual consciousness to the dictates
of the rational plan is indispensable to its success. Universal
stupidity -of which positivism is the most socially significant manifesta-
tion -is the price of social success. "With respect to the control of both
man and nature we find ourselves in the possession of ever more efficient
means for the accomplishment of ever more obscure ends.""
What course of action, then, does Horkheimer recommend to remedy
this sorry state of affairs? The answer, quite simply, is none. Horkheimer
declares that the disasters of the twentieth century - Auschwitz,
Hiroshima, Vietnam - are not chance occurrences. That the "fully
enlightened earth radiates disaster triumphant" is the tragic denouement
of a process set in motion long before the first capitalist exploited the first
proletarian. "One might say that the collective madness that ranges
today, from the concentration camps to the seemingly most harmless
mass-culture reactions, was already present in germ in primitive objec-
tivization, in the first man's calculating contemplation of the world as
prey" (1974c, p. 176). Whereas in the 1920s and 1930s Horkheimer had
held out the possibility, however remote, of altering an irrational social
system, after that time he declares irrationalism and barbarism to be the
consequence of the progress of reason itself.
Despite his best intentions to the contrary, Horkheimer resembles the
Hegel whose identity theory he renounces. Hegel had urged resignation
to the state of affairs which prevailed in his time since resistance would be
irrational; the reasonable had already been actualized in reality.
Horkheimer offers resignation as the only possible course of action
precisely because reality is irrefutably irrational. "For it is an inner
necessity that has led to the self-surrender by reason . . ." (1974b, p. viii).
There is no alternative to universal irrationality. Horkheimer "is not try-
ing to suggest anything like a program of action . .. [since as] understood
in our civilization, progressive rationalization tends, in my opinion, to
obliterate that very substance of reason in the name of which this progress
is espoused" (1974c, p. vi).
"1 Leiss (1974, p. 132). Horkheimer (1978, p. 143) refers to positivism as "stupid." The
"average empirical scientist these days is totally naive vis-a'-vis the prevailing schematism.
Through the concept of 'facts,' he posits as absolute both a form of perception which is condi-
tioned down to the most insignificant detail, and all the conscious and unconscious interests
which organize the world, and then calls 'theory' the systemic presentation of these 'facts.' But
such a theory lacks self-awareness. It is stupid."
itself predicated upon the demand for identity. The demand, even if
grudgingly acknowledged as unfulfillable, remains always on absolute
reconciliation and redemption. The goal can be no less than the final
overcoming of all antagonisms and contradictions. Anything less than
perfect reconciliation is at best worthless, and at worst pernicious. Mere
reform only allows the ideal to be swept up into the utter depravity of ex-
istence.
To acknowledge the latent nihilism in Horkheimer's thought as a
whole, of course, is not to deny those real flashes of critical insight wh
illuminate even the most obscure and wrong-headed regions of his
philosophy. That Horkheimer mistakenly poses the alternative to con-
temporary society in an uncompromising manner does not automatically
disqualify the validity of each of his insights into its problematic nature.
One does not have to possess the cure to an illness to recognize sickness
when one sees it. But the effectiveness of the cure that is recommended
is, after all, of some consequence. Horkheimer never really offers any
cure at all. His critics on the Left are wrong, then, to accuse him of
abandoning his early radicalism for unabashed reaction late in life. In
truth, insofar as Horkheimer always presented the world with
unreasonable and unrealizable demands, he was never a genuinely
radical thinker. As to whether his critique can be accurately termed
"radical" or "reactionary," Walter Benjamin affords some help. In a
1937 discussion of two leftist bourgeois writers, Benjamin coined a phrase
which captures perfectly the problematic radicalism of Horkheimer:
"melancholy left" (linke Melancholie). The man who adheres to this
position, Benjamin warned, "stands not left of this or that orientation, but
simply left of everything that is possible" (1966, p. 459; see Tar, 1977, pp.
10-11).
REFERENCES
essay from this time (1968, vol. 1, p. 374), the vision of perfect justice "can never be actual-
ized in history; for even if a better society were to emerge from the present disorder and to
develop, previous suffering is unredeemed and necessity in the surrounding nature is not
transcended." Horkheimer (1970b, p. 69) repeats this statement almost word for word.