The following NOCs have been included:

0111, 1221, 1114, 0601, 6221, 0112, 4163, 1121, 0125, 0714, 0113, 6235, 1215, 1223, 0013, 0114, 0711, 1222, 4165, 1242,
1225, 2263, 3219, 4033, 0014, 3223, 2251, 4166, 6222, 4161, 3212, 0212, 0121, 9226, 0421, 0016, 1313, 0821, 3237, 1243,
0632, 8222, 2233, 2253, 2242, 2262, 2222, 4164, 7246, 1224, 9213, 2264, 0423, 4167

0111, 1221, 1114, 0601, 6221, 0112, 4163, 1121, 0125, 0714, 0113, 6235, 1215, 1223, 0013,
0114, 0711, 1222, 4165, 1242, 1225, 2263, 3219, 4033, 0014, 3223, 2251, 4166, 6222, 4161,
3212, 0212, 0121, 9226, 0421, 0016, 1313, 0821, 3237, 1243, 0632, 8222, 2233, 2253, 2242,
2262, 2222, 4164, 7246, 1224, 9213, 2264, 0423, 4167

OCT 21

1114 – Other financial officers

Main duties
This group performs some or all of the following duties:

Financial planners

 Develop personal financial plans for clients covering cash management, finances,
insurance coverage, investments, retirement and estate planning, taxes and legal
matters
 Analyze clients' financial records, set goals and develop a financial strategy
 Advise clients on implementing the financial plan to help them achieve their goals
 May also arrange for the purchase and sale of financial products and investments
depending on the licence held, and monitor the portfolio to ensure its quality and
profitability
 May help to expand business and attract new clients.

Financial examiners and inspectors

 Review and examine banks, trust companies, credit unions, caisses populaires, credit
companies, real estate companies, insurance companies, pension funds, securities
brokers and other financial services and institutions to ensure compliance with
governing legislation and regulations.
Financial investigators

 Investigate possible unethical conduct or breaches of securities or commodity futures

laws by persons or companies that trade in securities and commodity futures or that
provide related financial services.

Financial underwriters

 Underwrite new issues of stocks and bonds

 Negotiate with corporations and governments to determine the type and terms of new
securities issued and prepare offering prospectuses.

Trust officers

 Administer estate, personal, charitable, corporate and other types of trusts

 Direct trust account investments, receive and record investment income and disburse
trust funds.

Mortgage brokers

 Meet with clients to obtain information about income, liabilities and assets, and type,
price and condition of property to be mortgaged
 Negotiate mortgage loans with lenders or lending institutions on behalf of clients.

Employment requirements

 A bachelor's degree in business administration, commerce, economics or a related field

is usually required.
 Various training programs and courses are offered by financial institutes and
organizations, such as the Canadian Securities Institute, Institute of Canadian Bankers,
Institute of Chartered Financial Analysts, Investment Funds Institute, Canadian Institute
of Financial Planning, and Trust Companies Institute of Canada, and may be required by
employers.
 The designation Certified Financial Planner, awarded by the Financial Planners
Standards Council of Canada, may be required.
 Certification as a Financial Planner is required in Quebec.
 Financial planners who sell regulated financial products and investments, such as
annuities, RRSPs and life insurance, are required to be licensed by the appropriate
governing body.
 Financial examiners and inspectors may require a recognized accounting designation.
 Mortgage brokers require a real estate licence in Quebec and a mortgage broker licence
in Newfoundland and Labrador, Nova Scotia, Ontario, Manitoba, Saskatchewan, Alberta
and British Columbia.
 Additional information

 Progression to financial management positions is possible with experience.

 While these kinds of positions require a high degree of training and qualifications,
persons who occupy them must continually update their skills and pursue professional
development.

0111 – Financial managers

 Collecting, interpreting and reviewing financial information

 Predicting future financial trends
 Reporting to management and stakeholders, and providing advice how the
company and future business decisions might be impacted
 Producing financial reports related to budgets, account payables, account
receivables, expenses etc.
 Developing long-term business plans based on these reports
 Reviewing, monitoring and managing budgets
 Developing strategies that work to minimise financial risk
 Analysing market trends and competitors

Finance Officer
Responsibilities and
Duties

 

Assist in budget preparation and management activities.

Develop financial policies to ensure operational efficiency.
Conduct periodic financial analysis to identify and resolve issues, gaps or variances.
Manage cash controls as well as maintain book keeping up-to-date.
Ensure maintenance of the general and subsidiary ledgers.
Track investments and maintain relevant cash reserves.
Ensure all expenses are within assigned project budget.
Oversee the preparation of all financial statements, invoices, proposals, etc as
required.
Ensure account receivables and payables activities are performed accurately and
timely.
Ensure that financial transactions are properly updated and recorded.
Manage the preparation of balance sheets, income statements, expense reports,
etc.
Ensure data integrity in all financial reporting.
Update financial records with recent transactions and changes.
Perform finance analysis, reporting and management tasks.
Identify and resolve invoicing issues, accounting discrepancies and other financial
related issues.
Review financial paperwork and procedures and make appropriate changes.