Professional Documents
Culture Documents
Abstract—Time domain synchronous OFDM (TDS-OFDM) less communication systems like DVB-T, WiMAX, LTE, WiFi,
has a higher spectrum and energy efficiency than standard cyclic etc, and it is also widely recognized as a prominent modulation
prefix OFDM (CP-OFDM) by replacing the unknown CP with
a known pseudorandom noise (PN) sequence. However, due to technique for future wireless communication systems [2]. Thus,
mutual interference between the PN sequence and the OFDM developing spectrum- and energy-efficient OFDM scheme is es-
data block, TDS-OFDM cannot support high-order modulation sential to achieve high transmission efficiency and low energy
schemes such as 256QAM in realistic static channels with large consumption.
delay spread or high-definition television (HDTV) delivery in fast
fading channels. To solve these problems, we propose the idea of There are three basic types of OFDM: cyclic prefix OFDM
using multiple inter-block-interference (IBI)-free regions of small (CP-OFDM) [2], zero padding OFDM (ZP-OFDM) [3], and
size to realize simultaneous multi-channel reconstruction under time domain synchronous OFDM (TDS-OFDM) [4]. The pop-
the framework of structured compressive sensing (SCS). This is
enabled by jointly exploiting the sparsity of wireless channels as ular CP-OFDM utilizes a CP as a guard interval to alleviate
well as the characteristic that path delays vary much slower than inter-block-interference (IBI) in multipath channels [5]. The CP
path gains. In this way, the mutually conditional time-domain is replaced by a ZP in ZP-OFDM to tackle the channel transmis-
channel estimation and frequency-domain data demodulation sion zeros problem [3]. Unlike CP-OFDM or ZP-OFDM, TDS-
in TDS-OFDM can be decoupled without the use of iterative
interference removal. The Cramér-Rao lower bound (CRLB) OFDM adopts a known pseudorandom noise (PN) sequence as
of the proposed estimation scheme is also derived. Moreover, a guard interval as well as a training sequence (TS) for synchro-
the guard interval amplitude in TDS-OFDM can be reduced to nization and channel estimation. Consequently, it does not re-
improve the energy efficiency, which is infeasible for CP-OFDM.
Simulation results demonstrate that the proposed SCS-aided
quire any frequency-domain pilots as usually used in CP-OFDM
TDS-OFDM scheme has a higher spectrum and energy efficiency and ZP-OFDM, leading to a higher spectrum and energy effi-
than CP-OFDM by more than 10% and 20% respectively in ciency [4]. TDS-OFDM1 is the key technology of Chinese dig-
typical applications. ital television terrestrial broadcasting (DTTB) standard called
Index Terms—Channel estimation, CP-OFDM, interference can- digital terrestrial multimedia/television broadcasting (DTMB)
cellation, spectrum and energy efficiency, TDS-OFDM. [7], which has been successfully deployed in China, Laos, Cuba,
etc. In December 2011, DTMB was officially approved by ITU
as an international DTTB standard [8].
I. INTRODUCTION One direct way to increase the OFDM system spectrum
of TDS-OFDM when the channel is varying fast, whereby 3) Since the simultaneous multi-channel reconstruction
inaccurate data demodulation results in a deteriorated channel based on A-SOMP can achieve a sufficiently reliable
estimation, which in turn degrades the data demodulation channel estimate, we propose to decrease the amplitude
performance further. of the guard interval in TDS-OFDM, which is infeasible
Extensive efforts have been endeavored to solve the inter- in classical CP-OFDM, to further improve the energy
ference problem of TDS-OFDM [12]–[20]. Generally, they can efficiency of TDS-OFDM. It is shown that the proposed
be divided into two categories. The first one tries to enhance SCS-aided TDS-OFDM scheme has a more than 10%
the performance of the classical iterative interference cancel- higher spectrum efficiency and a more than 20% higher
lation algorithm without changing the basic signal structure of energy efficiency than CP-OFDM in typical wireless
TDS-OFDM [12]–[16]. However, only slight improvements can broadcasting applications;
be obtained. The other category relies on modification of the 4) We show that the simultaneous multi-channel recon-
TDS-OFDM signal structure in a preferred way for easier inter- struction can approach the theoretical Cramér-Rao lower
ference cancellation [17]–[20]. For example, the unique word bound (CRLB) as derived in this paper, and by means
OFDM (UW-OFDM) scheme [17] uses redundant frequency- of simulation results we demonstrate that the proposed
domain pilots scattered within the OFDM data block to gen- SCS-aided TDS-OFDM scheme can support 256QAM in
erate the time-domain TS so that the interference imposed on realistic static channels with large delay spread and HDTV
the OFDM data block can be naturally avoided, but it does not delivery in fast fading channels, with a bit error rate (BER)
remove the interference from the OFDM data block to the TS. performance close to the ideal channel information case.
Another simple yet efficient solution is the dual PN padding The rest of this paper is organized as follows. The system
OFDM (DPN-OFDM) scheme [18], [19], whereby two repeated model of the proposed SCS-aided TDS-OFDM scheme is
PN sequences are used in every TDS-OFDM symbol to avoid presented in Section II. The simultaneous multi-channel recon-
the interference from the OFDM data block to the second PN struction method based on A-SOMP is proposed in Section III.
sequence. However, the extra PN sequence decreases the spec- Section IV provides the performance analysis of the proposed
trum efficiency. Recently, we have proposed the time-frequency scheme. In Section V, simulation results are presented to
training OFDM (TFT-OFDM) scheme [20] by adding a small demonstrate the performance of the proposed scheme. Finally,
amount of frequency-domain pilots in TDS-OFDM to avoid conclusions are drawn in Section VI.
the conventional iterative interference cancellation, but perfor- Notation: Boldface letters denote matrices and column vec-
mance degradation will be introduced when the interference is tors; denotes the zero matrix of arbitrary size; denotes
severe in multipath channels with large delay spread or fast the normalized discrete Fourier transform (DFT) ma-
variation. trix whose th entry is ;
In this paper, to provide a more spectrum- and energy-ef- presents the circular correlation; , , , , and
ficient alternative to the standard CP-OFDM scheme, we denote the transpose, conjugate transpose, matrix inver-
utilize the newly emerging theory of structured compressive sion, Moore-Penrose matrix inversion, and norm operation,
sensing (SCS) [21] to address the problems of conventional respectively; is generated by restricting the vector to its
TDS-OFDM without changing its signal structure. Specifically, largest components; denotes the entries of the vector in
the contributions of this paper are as follows: the set ; denotes the column submatrix comprising the
1) Wireless channel properties including channel sparsity columns of ; is the support of ; is the comple-
and the fact that path delays vary much slower than path mentary set of ; denotes the th entry of the matrix
gains, which are usually not considered in conventional ; Finally, and are trace and expectation operators,
OFDM schemes, are exploited in the proposed SCS-aided respectively.
TDS-OFDM scheme. Unlike the conventional approach
that the interference imposed on the received TS must be II. SYSTEM MODEL
removed in TDS-OFDM, we propose the idea of using In this section, the basic principle and main problems of TDS-
multiple IBI-free regions of very small size to realize OFDM are reviewed first. The sparsity and inter-channel cor-
simultaneous multi-channel reconstruction under the relation of wireless channels are then discussed, which will be
framework of SCS. This mechanism requires no change utilized in the proposed SCS-aided TDS-OFDM scheme based
of the basic signal structure of TDS-OFDM, and the on simultaneous multi-channel reconstruction.
mutually conditional time-domain channel estimation
and frequency-domain data detection can be decoupled A. Basic Principle and Main Problems of TDS-OFDM
without the use of iterative interference cancellation; TDS-OFDM differs from CP-OFDM and ZP-OFDM by
2) Based on the classical sparse signal reconstruction algo- replacing the CP or ZP with a known PN sequence. Be-
rithm called simultaneous orthogonal matching pursuit sides serving as the guard interval of the subsequent OFDM
(SOMP) [22] and the joint time-frequency processing data block, the PN sequence is also reused as the time-do-
feature of TDS-OFDM, we propose the adaptive SOMP main TS for synchronization and channel estimation. Thus,
(A-SOMP) algorithm, which is adaptive to the channel unlike CP-OFDM or ZP-OFDM, TDS-OFDM requires no
variation by using the partial channel priori obtained frequency-domain pilots, leading to an increased spectrum
from the contaminated TS in TDS-OFDM. The proposed efficiency by about 10% compared to CP-OFDM [8].
A-SOMP algorithm has an improved performance and The th time-domain TDS-OFDM symbol
much lower computational complexity than SOMP due to comprises the known
the use of channel priori information; PN sequence of length and
DAI et al.: SPECTRUM- AND ENERGY-EFFICIENT OFDM 6049
(4)
introduce negligible penalty of the spectrum efficiency (as where denotes the AWGN
low as 0.54% in typical applications); matrix, and the columns of share the same locations of
Therefore, within the received TS for every TDS-OFDM nonzero elements, so the support (indices of nonzero rows) of
symbol, we can guarantee that there is an IBI-free region of the matrix is just in (5). The formulated mathematical
size : model (11) precisely complies with the newly developed theory
of SCS [31], which is an extension of the standard CS theory
(8) [21].
Under the framework of SCS theory, the jointly sparse mul-
Considering the received PN sequence in (7), the IBI-free region tiple CIRs within can be simultaneously reconstructed by
can be denoted as solving the following nonlinear optimization problem [31]:
(9)
(12)
where is the additive white Gaussian noise (AWGN) subject where denotes the impact of the unknown noise on the
to the distribution , and signal recovery accuracy, norm of the matrix is defined
as
.. .. .. .. .. (13)
. . . . .
within these CIR estimates. Then, the path gains in are dis-
carded, and the initial partial support of the jointly sparse CIRs
can be approximated by
(15)
(16)
joint sparsity pattern recovery; 3) Least square (LS) based path (17)
gain estimation.
where is a variable parameter used to define the IBI-free region
comprising the last samples of the received TS. It is worth
A. Correlation Based Partial CIR Priori Acquisition noting that the CS theory can also be utilized to reduce the pilot
overhead in CP-OFDM systems [25], [26], but the partial CIR
Although the proposed SCS-aided TDS-OFDM scheme priori can be obtained in TDS-OFDM is usually unavailable in
mainly relies on multiple IBI-free regions within the received CP-OFDM. The partial CIR priori is essential for the reduced
TSs for simultaneous multi-channel reconstruction, the com- computational complexity of the proposed A-SOMP algorithm
plete received TSs (including the parts contaminated by the in the next subsection.
OFDM data blocks) can still be utilized to acquire a part of the
CIR priori information. B. A-SOMP Based Joint Sparsity Pattern Recovery
Relying on the good auto-correlation properties of the TS,3 Based on the basic principle of SOMP, we propose the
without IBI removal, the contaminated TS at the receiver can A-SOMP algorithm adaptive to the channel variation, and the
be directly correlated with the locally known TS to generate a partial CIR priori obtained in TDS-OFDM can be exploited
first CIR estimate : to reduce the computational complexity of the original SOMP
algorithm. The pseudocode of the proposed A-SOMP algorithm
is provided in Algorithm 1, which differs from SOMP [22] in
(14)
the following three aspects:
1) Number of iterations. Since the partial support is already
where corresponds to the AWGN as well as the IBI effect known, A-SOMP executes iterations instead of
caused by the previous OFDM data block. iterations in SOMP. This leads to a reduced computational
Although we are not expecting a reliable CIR estimate due complexity if most of the CIR support has been obtained
to the absence of IBI removal, as illustrated in Fig. 4 where the from the correlation based first CIR estimation.
Vehicular B channel [29] with a low signal-to-noise ratio (SNR) 2) Initialization. The initial support is set to in
of 5 dB is considered, the good auto-correlation properties of the A-SOMP instead of in SOMP, the initial residual
TS ensure that the main characteristics of the CIR, particularly signal is used to replace its counterpart
the path delay information, can be preserved by the correlation- in SOMP, whereby is the initial estimate of the
based first CIR estimate (14). channel.
Based on the first CIR estimates during several consecu- 3) Adaptivity: Since the inputs of A-SOMP can vary in
different channel conditions, the proposed A-SOMP al-
tive TDS-OFDM symbols, the number of observation vectors
gorithm is adaptive to the channel sparsity level , the
needed to generate the observation matrix in (11) can be de- number of observation vectors , as well as the size of
termined by checking the locations of the most significant taps the IBI-free region , etc. Such adaptivity is preferred for
3Note that synchronization in TDS-OFDM also relies on the good auto-cor- practical systems where better performance is expected
relation properties of the TS [8]. when the channel condition becomes good.
DAI et al.: SPECTRUM- AND ENERGY-EFFICIENT OFDM 6053
; (21)
The Fisher information matrix [33] of (21) can be then derived
; as
;
end
(22)
; where and present the th and th elements of ,
respectively. Thus, according to the vector estimation theory
After has been obtained by the proposed A-SOMP algo- [33], we have
rithm, again the path gains within are discarded, and the path
delays of the nonzero taps can be obtained by the support of
as follows
(23)
(18)
Unlike conventional SCS algorithms where both the locations Let be the eigenvalues of the matrix , then,
of nonzero taps and the corresponding gains are considered, we we have the following result according to the elementary linear
only utilize the A-SOMP algorithm to acquire the joint path de- algebra
lays of the multiple channels, while the path gains are estimated
in the third step as explained in the next subsection.
TABLE I TABLE II
SPECTRAL EFFICIENCY COMPARISON ENERGY EFFICIENCY COMPARISON
We consider the typical example that the pilot occupation ratio in We consider the typical example that the pilot occupation ratio in
CP-OFDM is about 11.29%, which is specified by the 4K mode of CP-OFDM is about 11.29%, which is specified by the 4K mode of
the DVB-T2 standard [9]. the DVB-T2 standard [9].
The amplitude factor is as specified by DTMB standard
[7].
The amplitude factor is according to [19].
Compared with conventional TDS-OFDM with PN-based it-
erative channel estimation, whereby the best mean square error IBI-free region can be still provided. Note that such TS exten-
(MSE) performance is (the noise level) if mutual interfer- sion will reduce the spectrum efficiency. However, as has been
ence can be completely removed (such MSE performance can theoretically addressed in Section II-C that only observa-
be directly achieved by DPN-OFDM because no interference is tions are required to recover a length- CIR based
imposed on the second PN sequence), the simultaneous multi- on the SCS theory, the loss in spectrum efficiency will be negli-
channel reconstruction method based on A-SOMP achieves a gible. This can be further quantified later in Section V that only
much better MSE performance, since is smaller or even much an IBI-free region of length 25 is sufficient to provide accurate
smaller than , i.e., . multi-channel reconstruction when ,
Note that if the matrix does not have orthogonal columns, which means that the original length-256 TS should be extended
the CRLB (25) cannot be achieved in practice. However, due to by only 25 samples to obtain the necessary IBI-free region. The
the good auto-correlation properties of the PN sequence used corresponding spectrum efficiency will be reduced from 94.12%
in TDS-OFDM as well as the random locations of active paths to 93.58%, which corresponds to a negligible spectrum effi-
of wireless channels, the matrix has imperfect but approx- ciency penalty as small as 0.54%.
imately orthogonal columns,4 so the CRLB can be asymptoti-
C. Energy Efficiency
cally approached, which will be validated by the simulation re-
sults in Section V. The energy efficiency of the considered OFDM schemes
is
B. Spectrum Efficiency
(27)
The normalized spectrum efficiency of the considered
OFDM schemes compared with the ideal OFDM scheme where and denote the amplitude factor imposed on the
without any overhead (i.e., no time-domain guard interval and frequency-domain pilots and time-domain guard interval,
no frequency-domain pilots) is [8] respectively. Pilot amplitude boosting is usually adopted by
CP-OFDM to enhance the receiver performance, e.g.,
(26) has been specified by the DVB-T2 standard [9]. Similarly,
the amplitude of the PN sequence is boosted in TDS-OFDM
where and denote the number of data subcarriers to ensure a reliable channel estimation, e.g., has
and pilot subcarriers, respectively. been specified by the DTMB standard [7]. On the contrary,
Table I compares the spectrum efficiency of the proposed since it has been theoretically proved in Section IV-A that the
scheme with the conventional OFDM schemes in typical wire- proposed SCS-aided TDS-OFDM scheme can provide obvi-
less broadcasting applications with the 4K mode ously improved channel estimation performance, we propose
when the same constellation is used. It is clear that the pro- to decrease the TS amplitude to further improve the energy
posed scheme has the highest spectrum efficiency identical to efficiency. Note that boosting of the guard interval amplitude is
that of the conventional TDS-OFDM scheme, and outperforms infeasible for CP-OFDM systems.
CP-OFDM by more than 10% in typical applications Table II summarizes the energy efficiency comparison for dif-
. In addition, as will be demonstrated later in Section V ferent OFDM schemes. It is clear that in typical applications
that the proposed SCS-aided TDS-OFDM scheme can support when , the conventional TDS-OFDM already has
256QAM in realistic static channels with large delay spread, about 12% higher energy efficiency than CP-OFDM, and the
while the conventional TDS-OFDM scheme can only support proposed scheme has the highest energy efficiency, which out-
64QAM in such scenarios, we can obtain a higher spectrum performs CP-OFDM by more than 20%.
efficiency by about 30% than the current TDS-OFDM based
DTMB standard without changing the signal structure. D. Computational Complexity
As mentioned in Section II-C that in the extreme case that the The computational complexity of the proposed simultaneous
actual CIR length equals the guard interval length , we can multi-channel reconstruction scheme in terms of the required
extend the TS in the proposed TDS-OFDM scheme so that an number of complex multiplications includes the following three
parts:
4The requirement of near orthogonality is equivalent to the restricted isometry
1) In the first step of correlation based partial CIR priori ac-
property (RIP) of the observation matrix widely studied in the CS theory, and the
performance guarantee of the Toeplitz observation matrix has been theoretically quisition (14), the complexity is required for every
proved in [35]. TDS-OFDM symbol.
DAI et al.: SPECTRUM- AND ENERGY-EFFICIENT OFDM 6055
Fig. 6. Reconstruction performance comparison between the proposed Fig. 7. Channel estimation performance comparison in a Vehicular B channel
A-SOMP algorithm and the conventional OMP and SOMP algorithms when a with a velocity of 120 km/h.
varying number of measurements is used in the static Vehicular B channel.
Fig. 9. BER performance comparison when 256QAM is adopted in a static Fig. 11. The impact of decreased amplitude of the guard interval on the system
Vehicular B channel. BER performance.
VI. CONCLUSIONS
Jintao Wang (M’06–SM’11) received the B.Eng. Paschalis Tsiaflakis (S’06–M’09) received the
and Ph.D. degrees in electrical engineering from M.Eng. degree in information and communication
Tsinghua University, Beijing, China, in 2001 and technology from the Katholieke Hogeschool Lim-
2006, respectively. burg (Belgium) in 2001, and the M.S. and Ph.D.
From 2006 to 2009, he was an Assistant Pro- degrees, both in electrical engineering, from the KU
fessor in the Department of Electronic Engineering, Leuven, Belgium, in 2004 and 2009, respectively.
Tsinghua University. Since 2009, he has been an He is currently an FWO Postdoctoral Research
Associate Professor and Ph.D. supervisor. His Fellow with the Department of Electrical Engi-
current research interests include space-time coding, neering, KU Leuven. Since 2004, he has been
MIMO and OFDM systems. He has published more involved in several industrial research projects in
than 40 journal and conference papers and holds 18 cooperation with Alcatel-Lucent, Belgium. He was
National Invention Patents. a visiting scholar at Princeton University in 2007, a visiting postdoc at the
Dr. Wang is the Standard Committee member for the Chinese National Digital University of California Los Angeles in 2010, and a postdoctoral fellow in the
Terrestrial Television Broadcasting Standard. Center for Operations Research and Econometrics at UCL, Belgium, in 2011.
His research interests include signal processing and optimization for digital
communication systems.
Dr. Tsiaflakis received the ‘Belgian Young ICT Personality 2010 Award’ in
Zhaocheng Wang (M’09–SM’11) received the B.S., 2010, the ‘Best Multimedia Master Thesis Prize’ in 2001, and was a top-12 fi-
M.S., and Ph.D. degrees from Tsinghua University in nalist for the European ERCIM Cor Baayen Award in 2010. He also received an
1991, 1993, and 1996, respectively. FWO Aspirant scholarship (2004–2008), an FWO grant for a visiting research
From 1996 to 1997, he was with Nanyang collaboration at Princeton University in 2007, a PDMK postdoc grant in 2009,
Technological University (NTU) in Singapore as a an ASL grant for a research visit at UCLA in 2010, a Francqui Intercommunity
Postdoctoral Fellow. From 1997 to 1999, he was Postdoc Grant in 2011, and an FWO postdoc grant (2011–2014).
with OKI Techno Centre (Singapore) Pte. Ltd., first
as a research engineer and then as a senior engineer.
From 1999 to 2009, he worked at SONY Deutsch-
land GmbH, first as a senior engineer and then as a Marc Moonen (M’94–SM’06–F’07) received the
principal engineer. He is currently a Professor with electrical engineering degree and the Ph.D. degree
the Department of Electronic Engineering, Tsinghua University. His research in applied sciences from KU Leuven, Belgium, in
areas include wireless communications, digital broadcasting and millimeter 1986 and 1990 respectively.
wave communications. He holds 29 granted US/EU patents and has published Since 2004 he has been a Full Professor with the
over 70 technical papers. Electrical Engineering Department, KU Leuven,
Dr. Wang has served as Technical Program Committee Co-Chair/Member of where he is heading a research team working in the
many international conferences. He is a Fellow of IET. area of numerical algorithms and signal processing
for digital communications, wireless communica-
tions, DSL and audio signal processing.
Dr. Moonen received the 1994 K.U. Leuven
Research Council Award, the 1997 Alcatel Bell (Belgium) Award (with Piet
Vandaele), the 2004 Alcatel Bell (Belgium) Award (with Raphael Cendrillon),
and was a 1997 Laureate of the Belgium Royal Academy of Science. He
received a journal Best Paper award from the IEEE TRANSACTIONS ON SIGNAL
PROCESSING (with Geert Leus) and from Elsevier Signal Processing (with
Simon Doclo). He was chairman of the IEEE Benelux Signal Processing
Chapter (1998–2002), and a member of the IEEE Signal Processing Society
Technical Committee on Signal Processing for Communications, and is cur-
rently President of EURASIP (European Association for Signal Processing).
He has served as Editor-in-Chief for the EURASIP Journal on Applied Signal
Processing (2003–2005), and has been a member of the editorial board of
the IEEE TRANSACTIONS ON CIRCUITS AND SYSTEMS II, the IEEE Signal
Processing Magazine, Integration, The VLSI Journal, EURASIP Journal
on Wireless Communications and Networking, and Signal Processing. He is
currently a member of the editorial board of the EURASIP Journal on Applied
Signal Processing and Area Editor for Feature Articles in the IEEE SIGNAL
PROCESSING MAGAZINE.