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1721

Descriptive Analysis of Estrogen Receptor (ER)-


Negative, Progesterone Receptor (PR)-Negative,
and HER2-Negative Invasive Breast Cancer, the
So-called Triple-Negative Phenotype
A Population-Based Study From the California Cancer Registry

Katrina R. Bauer, MS CTR1 BACKGROUND. Tumor markers are becoming increasingly important in breast can-
Monica Brown, PhD2 cer research because of their impact on prognosis, treatment, and survival, and
Rosemary D. Cress, DrPH1,3 because of their relation to breast cancer subtypes. The triple-negative phenotype
Carol A. Parise, PhD4 is important because of its relation to the basal-like subtype of breast cancer.
Vincent Caggiano, MD4,5 METHODS. Using the population-based California Cancer Registry data, we identi-
fied women diagnosed with triple-negative breast cancer between 1999 and 2003.
1
Public Health Institute/California Cancer Regis- We examined differences between triple-negative breast cancers compared with
try, Sacramento, California. other breast cancers in relation to age, race/ethnicity, socioeconomic status
2
Public Health Institute/Cancer Surveillance Pro- (SES), stage at diagnosis, tumor grade, and relative survival.
gram, Sacramento, California. RESULTS. A total of 6370 women were identified as having triple-negative breast cancer
3 and were compared with the 44,704 women with other breast cancers. Women with tri-
Department of Health Sciences, Division of Epi-
demiology, UC Davis, California. ple-negative breast cancers were significantly more likely to be under age 40 (odds ratio
4
[OR], 1.53), and non-Hispanic black (OR, 1.77) or Hispanic (OR, 1.23). Regardless of
Sutter Institute for Medical Research, Sacra-
stage at diagnosis, women with triple-negative breast cancers had poorer survival than
mento, California.
those with other breast cancers, and non-Hispanic black women with late-stage triple-
5
Sutter Cancer Center/Cancer Surveillance Pro- negative cancer had the poorest survival, with a 5-year relative survival of only 14%.
gram, Sacramento, California.
CONCLUSIONS. Triple-negative breast cancers affect younger, non-Hispanic black
and Hispanic women in areas of low SES. The tumors were diagnosed at later stage
and were more aggressive, and these women had poorer survival regardless of stage.
In addition, non-Hispanic black women with late-stage triple-negative breast can-
cer had the poorest survival of any comparable group. Cancer 2007;109:1721–8.
 2007 American Cancer Society.

KEYWORDS: breast neoplasms, estrogen receptors, progesterone receptors, HER2/


The collection of cancer incidence data used in neu, continental population groups, ethnic groups, health disparities.
the study was supported by the California
Department of Health Services as part of the sta-
tewide cancer reporting program mandated by
California Health and Safety Code Section
103885; the National Cancer Institute’s Surveil-
B reast cancer is the most common cancer among women in Cali-
fornia, accounting for approximately one-third of newly diag-
nosed cancers.1 Racial disparities in breast cancer outcomes have
lance, Epidemiology, and End Results Program been well documented,2–7 with African American women having a
under contract N01-PC-35136 awarded to the
Northern California Cancer Center, contract N01- The ideas and opinions expressed herein are those Address for reprints: Katrina R. Bauer, MS,
PC-35139 awarded to the University of Southern
of the author(s) and endorsement by the State of Research Associate IV, California Cancer Registry,
California, and contract N02-PC-15105 awarded
California, Department of Health Services, the Public Health Institute, 1700 Tribute Rd. Ste. 100,
to the Public Health Institute; and the Centers for National Cancer Institute, and the Centers for Dis- Sacramento, CA 95815-4402; Fax: (916) 779-
Disease Control and Prevention’s National Pro- ease Control and Prevention or their Contractors 2608 E-mail: kbauer@ccr.ca.gov
gram of Cancer Registries, under agreement
and Subcontractors is not intended nor should be
U55/CCR921930-02 awarded to the Public Health inferred. Received September 26, 2006; revision received
Institute. December 7, 2006; accepted January 23, 2007.

ª 2007 American Cancer Society


DOI 10.1002/cncr.22618
Published online 26 March 2007 in Wiley InterScience (www.interscience.wiley.com).
1722 CANCER May 1, 2007 / Volume 109 / Number 9

lower incidence of breast cancer compared with began January 1, 1988. Cases are reported to the Can-
whites but a higher overall mortality.2,8 In California cer Surveillance Section of the California Department
the relative burden of invasive breast cancer varies by of Health Services from hospitals and any other facil-
age and by race/ethnicity. Thus, breast cancer com- ities providing care or therapy to cancer patients
prises nearly one-quarter (24.4%) of all new invasive residing in California.15
cancers in black women aged 20 to 29 years, whereas First primary cases of invasive, female breast can-
it only represents 9.1% in non-Hispanic whites. Simi- cer (ICDO-3 sites C50.0-C50.9)16 diagnosed between
larly, average age-adjusted mortality rates for African January 1, 1999, and December 31, 2003, and reported
American women less than 50 years of age are to the CCR as of April 2006, are presented in these
reported at 11.9 deaths per 100,000, or nearly twice analyses. A case was defined as triple-negative if ER,
the rate in non-Hispanic whites (6.0 deaths per PR, and HER2 were negative and the remaining breast
100,000). Even after age 50, black women continue to cancer cases, where tumor marker status was known,
have the highest mortality rate.2 were defined as other breast cancers.
Determination of estrogen receptor (ER) status of The CCR requires the collection of tumor marker
invasive breast carcinoma is useful as a prognostic information from the medical record on the status of
and predictive factor and has become standard prac- ER and PR for breast cancers diagnosed on or after
tice in the management of this neoplasm. ER positiv- January 1, 1990, and the status of HER2 for breast can-
ity predicts for response to endocrine therapy such as cers diagnosed on or after January 1, 1999.15 ER and
antiestrogen (tamoxifen) administration or ovarian PR status are recorded according to the pathologist’s
suppression. Similarly, human epidermal growth fac- interpretation of the assays. ER and PR are considered
tor receptor 2 (HER2) positivity is useful for selecting negative if immunoperoxidase staining of tumor cell
targeted therapy with monoclonal antibody (trastu- nuclei is less than 5%. ER and PR status can also be
zumab) against HER2. Recently, microarray profiling determined by examining cytosol protein. ER is con-
of invasive breast carcinoma has identified 5 distinct sidered negative if there are fewer than 3 femtomoles
subtypes of morphologically similar breast cancers per milligram of cytosol protein and PR is considered
(luminal A, luminal B, normal breast-like, HER2-over- negative if there are fewer than 5 femtomoles per
expressing, and basal-like).9 The basal-like subtype, milligram of cytosol protein.17 HER2 was assessed
accounting for about 15% of breast cancer cases and through immunohistochemistry (IHC) or fluorescence
characterized by negativity for ER, progesterone re- in situ hybridization (FISH). IHC is scored on a quali-
ceptor (PR), and HER2, is associated with aggressive tative scale from 0 to 31, based on interpretation of
histology, poor prognosis, and unresponsiveness to staining intensity, with 0 and 11 classified as negative,
the usual endocrine therapies, shorter survival, and 21 as borderline, and 31 as positive.18 FISH is scored
BRCA1-related breast cancer.9–12 on a quantitative scale with less than 2 copies of the
Because basal-like breast cancers are ER-, PR-, HER2 gene classified as negative.19
and HER2-negative, they are sometimes called ‘triple-
negative,’ although it should be noted that only about Variables
85% of triple-negative phenotypic breast cancers are Race/ethnicity was classified into 4 mutually exclusive
deemed to be basal-like when tested by appropriate categories of Asian-Pacific Islander, Hispanic, non-
immunohistochemical means.13,14 To help develop Hispanic black, and non-Hispanic white. Race/ethni-
treatment strategies for this subtype of breast cancer, city was based on information obtained from the
we undertook the present study to better characterize medical record, which can be derived from patient
the triple-negative phenotype with respect to age, self-identification, assumptions based on personal
race/ethnicity, socioeconomic status, and survival. appearance, or inferences based on the race/ethnicity
of the parents, birthplace, surname, or maiden name.
Hispanic ethnicity was based on information from the
MATERIALS AND METHODS medical record and computerized comparisons to the
Case Identification 1980 US census list of Hispanic surnames. Patients
Data included in this study were identified using the identified as Hispanic on the medical record, or
California Cancer Registry (CCR), a population-based patients identified as white, black, or of unknown race
registry composed of 8 regional registries collecting with a Hispanic surname were classified as Hispanic.
cancer incidence and mortality data for the entire Cases with unknown race/ethnicity, age, or sex were
population of California. A state law passed in 1985 excluded from these analyses.
mandated the reporting of all newly diagnosed can- Quintile of socioeconomic status (SES) was de-
cers in California, and statewide implementation rived from a principle component analysis using data
Triple-Negative Breast Cancers/Bauer et al. 1723

from the 2000 US census.20 SES was assigned at the The triple-negative phenotype was observed in 6370
census block group level (2000 US census) and based (12.5%) of the eligible breast cancer cases, and the
on address at time of initial diagnosis as reported in remaining 44,704 cases were classified as ‘‘other
the medical record. breast cancers.’’
Stage at diagnosis was collected from the patient’s Table 1 shows the demographic characteristics of
medical record and coded according to the American the 51,074 women with known tumor marker status.
Joint Commission on Cancer (AJCC) Cancer Staging The median age at diagnosis for the triple-negative
Manual, 6th ed.21 The CCR collected Surveillance, group was 54 years, significantly less than 60 years for
Epidemiology, and End Results (SEER) extent of disease the other breast cancer group. Approximately 63% of
(EOD)22 for breast cancer cases diagnosed from 1988 women with triple-negative breast cancer were diag-
through December 2004. EOD was converted to AJCC nosed before age 60, whereas fewer than half of
stage at diagnosis using SEER guidelines.23 For logistic women with other breast cancer were diagnosed in
regression and survival analyses, stage III and stage IV that age range. Although the majority of women with
were combined owing to small cell counts. Tumor grade breast cancer were non-Hispanic white, a smaller pro-
was collected from the medical record and coded accord- portion (62%) was observed among the triple-negative
ing to ICDO-3.16 Tumor size in millimeters was collected group when compared with women with other breast
from the medical record according to SEER EOD.22 cancers (73%). The percent of non-Hispanic black
women among the triple-negative group was twice
Statistical Analysis that of the other breast cancer group (P < .001). The
Proportions and 95% confidence intervals (CI) were proportion of Hispanic women in the triple-negative
calculated for age, race, SES, and tumor characteristic group was also significantly higher than the propor-
comparisons, including AJCC stage and tumor grade. tion in the other breast cancer group. No significant
T-tests were used to detect differences in average age difference was noted for Asian-Pacific Islanders. In
and tumor size between the 2 breast cancer groups. addition, one-quarter of non-Hispanic blacks (24.6%)
Tests of independent proportions were used to detect were found to have the triple-negative phenotype,
differences for age group, race, SES, AJCC stage, and whereas the percent of non-Hispanic whites or Asian-
tumor grade.24 Bivariate and multiple logistic regres- Pacific Islanders with triple-negative features was low,
sion analyses were performed to calculate odds ratios 10.8% and 11.7%, respectively (data not shown). His-
(OR) and 95% CIs for demographic differences panics were intermediate at 17.2%.
between triple-negative breast cancers and other Among both groups of women the percent of all
breast cancers. ORs from the multiple logistic regres- breast cancers increased as SES increased, although
sion were adjusted for age, race, SES, AJCC stage, and women with triple-negative breast cancer had a larger
tumor grade. Counts and 5-year relative cumulative proportion diagnosed in areas of low SES. Stage at di-
survival, a type of overall survival, were calculated agnosis was significantly different between the 2
using SEER*Stat 6.1.4. The actuarial method was used groups, with the triple-negative patients presenting at
for relative survival calculations. SAS (Cary, NC) 9.1.3 a more advanced stage. Median tumor size was signif-
was used for logistic regression analyses. icantly larger for the triple-negative group (22 mm
versus 17 mm, P < .001). The vast majority of triple-
negative breast cancers (76%) were classified as poorly
RESULTS differentiated or undifferentiated, whereas only 28%
Of the 92,358 women with first primary breast cancer of the other breast cancer group were so categorized
diagnosed between 1999 and 2003, 51,074 (55.3%) (P < .001).
were found to have the 3 markers and 41,284 (44.7%) Table 2 shows the adjusted ORs and 95% CIs from
were missing 1 or more of the markers. We performed the multiple logistic regression analyses for patient
2 sets of analyses, first comparing triple-negatives to demographics of triple-negative breast cancers com-
other breast cancers with known tumor marker status, pared with other breast cancers. The odds of having
and second comparing triple-negatives to other breast triple-negative breast cancer increased with younger
cancers including cases with at least 1 unknown age, with women less than age 40 being 1.53 times
tumor marker. The bivariate and multivariate compar- more likely than 60 to 69-year-olds to be diagnosed
isons were nearly identical, with no differences in sta- with triple-negative breast cancer. Non-Hispanic
tistical significance with regard to median age, age black women were nearly twice as likely to be diag-
groupings, stage, race/ethnicity, SES, and overall rela- nosed with triple-negative breast cancer when com-
tive 5-year survival. Only those cases with known pared with non-Hispanic whites, and Hispanic
tumor marker status were included in these analyses. women were slightly more likely to be diagnosed with
1724 CANCER May 1, 2007 / Volume 109 / Number 9

TABLE 1
Characteristics of Invasive Breast Cancer Cases in Women in California With Known Tumor Marker Status,
1999–2003

Triple negative N = 6370 Other breast cancers N = 44,704

Characteristics No. (%) No. (%) P*

Total 6370 44704


Age at diagnosis, median 54 60 <.001
<40 778 (12.2) 2534 (5.7) <.001
40–49 1553 (24.4) 8359 (18.7) <.001
50–59 1690 (26.5) 11,415 (25.5) .192
60–64 1108 (17.4) 9616 (21.5) <.001
70–79 817 (12.8) 8671 (19.4) <.001
80 424 (6.7) 4109 (9.2) .027
Race/ethnicity
Non-Hispanic white 3959 (62.2) 32,712 (73.2) <.001
Non-Hispanic black 636 (10.0) 1951 (4.4) <.001
Hispanic 1187 (18.6) 5714 (12.8) <.001
Asian/Pacific Islander 537 (8.4) 4043 (9.0) .319
Other 51 (0.8) 284 (0.6) .44
SES
SES 1, Low 830 (13.0) 4344 (9.7) <.001
SES 2 1180 (18.5) 6701 (15.0) <.001
SES 3 1345 (21.1) 8969 (20.1) .2
SES 4 1479 (23.2) 11,014 (24.6) .116
SES 5, High 1536 (24.1) 13,676 (30.6) <.001
Tumor size in mm, median 22 17 <.001
AJCC stage at diagnosis
Stage I 2088 (32.8) 20,439 (45.7) <.001
Stage II 3099 (48.6) 17,919 (40.1) <.001
Stage III 686 (10.8) 3016 (6.7) .001
Stage IV 248 (3.9) 1440 (3.2) <.001
Unknown 249 (3.9) 1887 (4.2) .409
Tumor grade
Well differentiated 195 (3.1) 10,091 (22.6) <.001
Moderately differentiated 1003 (15.7) 18,786 (42.0) <.001
Poorly differentiated 4526 (71.1) 11,825 (26.5) <.001
Undifferentiated 333 (5.2) 773 (1.7) .004
Unknown 313 (4.9) 3229 (7.2) .039

SES indicates socioeconomic status.


* t-tests were used to test for differences in means for age and tumor size, and tests of independent proportions were used to test for differences for race, SES,
stage, and grade.

triple-negative breast cancer. Compared with women when compared with women with other breast can-
living in areas of the highest quintile of SES, women cers for each stage and race group. For women diag-
living in areas of lower SES were more likely to be nosed at AJCC stage I (Fig. 2, top), Hispanic women
diagnosed with triple-negative breast cancer than with triple-negative breast cancers had the worst
other breast cancers. However, women in the lowest 5-year cumulative relative survival, although their sur-
level of SES were only marginally significantly more vival rates were just over 90%, and the difference was
likely to be triple-negative. not statistically significant. For women diagnosed at
Relative survival for women with triple-negative stage II (Fig. 2, middle), non-Hispanic whites, Hispa-
breast cancer was poorer than for women with other nics, and non-Hispanic blacks with triple-negative
types of breast cancer, with 77% of women surviving 5 breast cancer had statistically significant lower sur-
years after diagnosis, compared with 93% survival for vival than all race groups among the women with
other breast cancers (Fig. 1). Figure 2 demonstrates other breast cancers. In addition, among women with
these differences in relative survival by stage at diag- stage II breast cancers, non-Hispanic black women
nosis and by race/ethnicity. Women with triple-nega- had the poorest survival, although the difference was
tive breast cancer had consistently poorer survival not significant when compared with other stage II tri-
Triple-Negative Breast Cancers/Bauer et al. 1725

TABLE 2
Adjusted Odds Ratios* and 95% Confidence Intervals for Patient
Characteristics and Triple-Negative Phenotype Among Women With
Breast Cancer in California, 1999–2003

Adjusted odds
No. (%) ratio 95% CI

Age group at diagnosis


<40 3312 (6.5) 1.53 1.37–1.70
40–49 9912 (19.4) 1.20 1.10–1.31
50–59 1310 5 (25.7) 1.12 1.02–1.22
60–69 10,724 (21.0) 1.00 1.00–1.00
70–79 9488 (18.6) 0.90 0.81–0.99
801 4533 (8.9) 0.98 0.86–1.11
Race/ethnicity
Non-Hispanic white 36,671 (71.8) 1.00 1.00–1.00
Non-Hispanic black 2587 (5.1) 1.77 1.59–1.97
Hispanic 6901 (13.5) 1.23 1.14–1.34 FIGURE 1. Five-year relative survival of triple-negative breast cancers
Asian/Pacific Islander 4580 (9.0) 0.86 0.77–0.95 compared with other breast cancers by stage at diagnosis, California,
Other 335 (0.7) 1.42 1.03–1.97
1999 2003.
SES
SES1, Low 5174 (10.1) 1.12 1.01–1.24
SES2 7881 (15.4) 1.22 1.12–1.34 treatment,26,27 or socioeconomic factors.7,28,29 Other
SES3 10,314 (20.2) 1.14 1.05–1.24 investigations have shown that equal access to medi-
SES4 12,493 (24.5) 1.08 1.00–1.17 cal care does not eliminate completely the survival
SES5, High 15,212 (29.8) 1.00 1.00–1.00
disadvantage for African American women,30–33 and
SES indicates socioeconomic status.
race alone has been suggested as an independent pre-
* Adjusted for age, race, SES, AJCC stage, and tumor grade. dictor for survival.34–36 African American women were
noted to have significantly earlier age at diagnosis,
high grade tumors, and a higher proportion of ER-
ple-negative breast cancers. Non-Hispanic black
negative and PR-negative cancers,3,6,37–42 suggesting
women diagnosed at late stage (Fig. 2, bottom) with
that breast cancer is biologically different in African
triple-negative breast cancer had the poorest survival
American women.
of any other comparable group, with only 14% surviv-
The molecular classification of breast cancer,
ing 5 years after diagnosis, compared with 49% 5-year
based on DNA microarray technology, into luminal,
relative survival among non-Hispanic black women
basal, and HER2 subtypes with distinct differences in
with other breast cancers diagnosed at late stage, as
prognosis and response to therapy, is a vivid illustra-
well as 36% survival among non-Hispanic white and
tion of the heterogeneity of breast cancer. The basal-
37% among Hispanic women with late stage triple-
like subtype, characterized by lack of expression of ER
negative breast cancer.
and PR, low or absent expression of HER2, and IHC
expression for cytokeratins usually expressed in the
basal cells of the breast (CK5 and CK14), is associated
DISCUSSION with aggressive histology, poor clinical outcomes, and
In this large population-based study of invasive breast BRCA1-related breast cancer.9–12 First presented dur-
cancer, we found the triple-negative phenotype to be ing the 2004 American Society of Clinical Oncology
significantly associated with younger age, African annual meeting,43 Carey et al.44 have shown that the
American race/ethnicity, more advanced stage at di- basal-like breast cancer subtype is more prevalent
agnosis, poorly differentiated histology, lower SES, among premenopausal African American women and
and shortened survival. is a contributing factor to the poor prognosis of young
Racial disparities in breast cancer incidence and African American women with breast cancer.
mortality have been well documented in the past, and The present study, based solely on population-
numerous studies have shown that African American based registry data without the benefit of microarray
women have a lower incidence of breast cancer but or IHC confirmation of the basal-like subtype, illus-
worse survival when compared with white women.2–8 trates the value of the triple-negative phenotype as a
Possible explanations advanced for this disparity in surrogate marker for basal-like cancer. Age less than
breast cancer mortality include lack of access to 40 years, being non-Hispanic black and, to a lesser
health insurance and medical care,25 differences in extent, being Hispanic, are clearly the most powerful
1726 CANCER May 1, 2007 / Volume 109 / Number 9

efforts are underway to develop appropriate targeted


therapies.45
We acknowledge the limitations of this study.
First, this is strictly a population-based cancer registry
investigation. Second, histologic grading of tumors, as
well as tests for ER, PR, and HER2, were performed by
a wide variety of laboratories without central review.
Third, almost half the initial study population lacked
information about ER, PR, and HER2, with the latter
constituting the bulk of missing data. In 1999 the CCR
began collection of HER2 results but over 50% of
newly diagnosed breast cancers lacked this test result.
By 2003, HER2 testing of primary breast cancer was
more common and more than 70% of breast cancer
cases were found to have HER2 on record. The results
from our analysis comparing triple-negative cases to
other breast cancers with at least 1 tumor marker
coded as unknown were nearly identical to the com-
parisons between triple-negatives and other breast
cancers with known tumor marker status. Thus, we
feel confident that these 2 groups were fairly compa-
rable. Fourth, our study examined the triple-negative
phenotype without confirmatory microarray or IHC
assays. We recognize that triple-negativity does not
automatically equate with the basal-like breast cancer.
However, the proportion of the triple-negative pheno-
type found in the present study (12.5%) corresponds
well to the reported incidence of the basal-like breast
cancer.12,45,46
Despite these shortcomings, our study is of value
because 1) it includes a sufficiently adequate number
of breast cancer cases; 2) it reflects real-world experi-
ence of a large, statewide cancer registry in an ethni-
cally diverse population; 3) it highlights the importance
of the triple-negative phenotype, now readily available
for all new breast cancer cases, as a surrogate marker
for basal-like breast cancer; 4) it emphasizes the role of
younger age and race/ethnicity (African American and
Hispanic) as important risk factors; and 5) it clearly
reveals the survival disadvantage of the triple-negative
phenotype and may help hasten the development of
specific targeted therapy for this subtype of breast can-
cer. Further research regarding the contribution of
FIGURE 2. Top: Five-year relative survival for women with breast cancer
each of the tumor markers is underway with survival
diagnosed at AJCC stage I, triple-negative breast cancers versus other breast
analyses adjusting for multiple risk factors.
cancers, California, 1999 2003. Middle: Five-year relative survival for women
with breast cancer diagnosed at AJCC stage II, triple-negative breast cancers
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