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Geotechnical Investigation Overview

The document discusses the importance of site investigation for understanding ground conditions, including hydrology, meteorology, environment, natural resources, activities, and topography. It explains that ground investigation provides information on ground and groundwater conditions to assess risks and consequences of ground variability and geo-hazards. The purpose of ground investigation is to gather factual data through desk studies, fieldwork, laboratory testing and monitoring to allow for appropriate modeling and analysis of ground behavior.

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0% found this document useful (0 votes)
110 views79 pages

Geotechnical Investigation Overview

The document discusses the importance of site investigation for understanding ground conditions, including hydrology, meteorology, environment, natural resources, activities, and topography. It explains that ground investigation provides information on ground and groundwater conditions to assess risks and consequences of ground variability and geo-hazards. The purpose of ground investigation is to gather factual data through desk studies, fieldwork, laboratory testing and monitoring to allow for appropriate modeling and analysis of ground behavior.

Uploaded by

jinwook75
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd

Ir.

 Liew Shaw Shong

1
Introduction
ƒ Site Investigation
Scope à Information on Hydrology, 
Meteorology, Environment, Natural 
Resources, Activities &  Topography

ƒ Ground Investigation
à Information on Ground & Groundwater 
conditions

ƒ Monitoring
à Time dependent changes in ground 
movements,  groundwater fluctuation 
& movements

2
Introduction

Purpose

3
Introduction

4
Why  doing GI?  Why Geotechnical 
Engineer? What Risk & Consequence 
Why doing GI?
It is regard as necessary, but not a 
rewarding expense. (Uncertainty, 
sufficiently accurate design options for Cost 
& Benefit study)

Why Geotechnical Engineer?
Geotechnical engineer as an underwriter for 
risk assessment.

What Risk in Ground & its Consequence ?
Ground Variability & Geo‐hazards.
Financial Viability & Cost Overrun 
(Construction & Operation).

5
Source :http://www.sptimes.com/2004/04/16/Tampabay/At_site_of_collapse__.shtml 6
7
Source :National Geographic (Jan 2008) 8
Source :National Geographic (Jan 2008) 9
10
Rock Mechanics
Geology Soil Mechanics

Hydrology Fracture 
Mechanics
Fluid Control Systems
Structural  e.g. dams Public Policy
Mechanics Structural Support  Underground 
Systems Geo‐structures
e.g. foundations e.g. tunnel Contract Law
Continuum 
Mechanics Geotechnical Engineering Risk 
Management
Surface Geo‐structures Ground Improvement
Numerical  e.g. embankments, landfills e.g. densification,  Mechanical 
Analysis remediation
Engineering
Geochemistry Construction
MaterialsSite Exploration Ground 
Movements

Modified from Morgenstern (2000)
11
Rock Mechanics
Geology deformation Soil Mechanics
composition failure deformation
Hydrology genesis Fracture 
seepage failure
Surface fluid flow processes Mechanics
seepage
hydrology blasting
Structural Mechanics
quarry
deformation Public Policy
failure Fluid Control Systems
e.g. dams codes
member design standard
Structural Support  Underground 
Continuum Mechanics Systems Geo‐structures laws & compliance
elasticity e.g. foundations e.g. tunnel Contract Law
plasticity specification
idealisation
Numerical Analysis
Geotechnical Engineering Risk Management
observation method
boundary element risk assessment
finite difference Surface Geo‐structures Ground Improvement instrumentation
discrete element e.g. embankments, landfills e.g. densification,  Mechanical Engineering
finite element remediation drilling
Geochemistry instrument
waste excavation
Materials Site Exploration Ground  Construction
leachates Movements
types reconnaissance practice
durability earthquake
properties drilling experience
geosynthetics in‐situ testing liquefaction
laboratory testing sinkhole
geophysics

Modified from Morgenstern (2000)
12
Burland’s  Genesis/Geology

Geotechnical 
Triangle
Morgenstern (2000) Ground  Site investigation
Profile Ground description

Precedent,
Empiricism,
Experience,
Risk‐management

Ground  Appropriate 
Behaviour Model

Lab/field testing Idealisation followed by evaluation. 
Observation/measurement Conceptual or physical modelling 13
Analytical modelling
ƒ How GI cost 

Captain, no worry!   We 
are still far from it.

Consequence
Perceived 
Cost

Actual Cost
14
How GI shall be done ?

15
16
Codes & Standards

17
Process Diagram of Ground Investigation

18
Process Diagram of Ground Investigation

19
Stage 1 of GI

Desk Study

Site Walk‐over Survey

Identify Project  Need

Scope of GI

Bid Document & Tender

“Without Site Investigation, Ground is a Hazard”
20
Stage 2 of GI

Field Supervision

Sampling, In‐situ Testing, 
Geophysical Survey
Monitoring

Laboratory Testing

Work Certification

“Without Site Investigation, Ground is a Hazard”
21
Stage 3 of GI

Factual Data Compilation

Interpretation

Report Preparation

“Without Site Investigation, Ground is a Hazard”
22
Desk Study
Information for Desk Study :
• Topographic Maps
• Geological Maps & Memoirs
• Site Histories & Land Use
• Aerial Photographs
• Details of Adjacent Structures & Foundation
• Adjacent & Nearby Ground Investigation Granite
Alluvium

Project 
Pipelines
Site
Jurong  Project Site
Formation

1986 1999

Project  Pipeline Project Site


Pipelines Site
s 23
Site Walkover Survey
• Confirm the findings from Desk Study
• Identify additional features & 
information not captured by Desk 
Study

24
GI Planning

25
Depth of Investigation

Foundation Design

Stability Analysis

26
Common Problems

ƒ Incomplete Survey Information

27
GI Planning

28
GI Planning

29
Specification

ƒ Objectives (study, design, forensic, construction)
ƒ Type of investigation, mapping & field survey
ƒ Vertical & lateral extent (termination depth)
ƒ Sampling requirements (types, sampling locations & 
techniques)
ƒ In‐situ and laboratory testing requirements (standards)
ƒ Measurement/monitoring requirements (instrument types & 
frequency)
ƒ Skill level requirements in specialist works & interpretation
ƒ Report format & data presentation

30
Specification

ƒ Work schedule & GI resources planning
ƒ Payments for services, liability, indemnity, insurance 
cover

31
Boring/Drilling

Recover 
‐ Subsurface stratification/profile
Sample ‐ Material classification & variability
‐ Laboratory tests

‐ Allow in‐situ tests down hole (profiling)
In‐situ 
Testing ‐ Direct measurement of ground behaviours

‐ Allow monitoring instruments installed down hole
Monitoring

32
Direct Method – Boring, Sampling, In‐situ 
& Laboratory Testing
Medical Applications
‐ Biopsy sampling

Geotechnical Applications
‐ Boring, Trial Pitting & Sampling
• Thin‐walled, Piston Sampler
• Mazier Sampler
• Block Sample
‐In‐situ Testing
• SPT, MP, CPTu, VST, PMT, DMT, PLT, 
• Permeability Test
• Field Density Test
‐Laboratory Testing
• Classification Test
• Compressibility Test (Oedometer/Swell)
• Strength Test (UU/UCT/CIU/DS)
• Permeability Test
• Compaction Test
• Chemical Test (pH, Cl, SO4, Organic Content, 
Redox, etc)
• Petrography & XRD
33
Indirect Method – Geophysical Survey
Medical Applications
‐ X‐ray, Computer Tomography & MRI
‐ Ultra‐sound  

Geotechnical Applications 
Geophysical Survey
‐ Electromagnetic Waves
(Permeability, Conductivity & Permittivity)
‐ Mechanical Wave 
(Attenuation, S‐waves & P‐waves)
• Resistivity Method
• Microgravity Method
• Transient Electro‐Magnetic Method
• Ground Penetration Radar
• Seismic Method

34
Santamarina, J. C. (2008) ‐ http://www.elitepco.com.tw/ISC3/images/Keynote‐03‐Santamarina.pdf
Geophysical Survey
• Merits
• Lateral variability (probing location)
• Profiling (sampling & testing)
• Sectioning (void detection)
• Material classification
• Engineering parameters (G0 & Gdynamic)
• Problems
•Over sale/expectation
•Misunderstanding between 
engineers, engineering geologists & 
geophysicists
•Lack of communication
•Wrong geophysical technique used
•Interference/noise

35
Sampler
Split Spoon
Thin‐Walled
Piston Sampler
Mazier Sampler
Core Barrel
Wire‐line

36
Sampler
Split Spoon
Thin‐Walled
Piston Sampler
Mazier Sampler
Core Barrel
Wire‐line

37
Sampler
Split Spoon
Thin‐Walled
Piston Sampler
Mazier Sampler
Core Barrel
Wire‐line

38
Sampler
Split Spoon
Thin‐Walled
Piston Sampler
Mazier Sampler
Core Barrel
Wire‐line

39
Sampler
Split Spoon
Thin‐Walled
Piston Sampler
Mazier Sampler
Core Barrel
Wire‐line

40
Sampler
Split Spoon
Thin‐Walled
Piston Sampler
Mazier Sampler
Core Barrel
Wire‐line

41
Sample Storage, Handling, 
Transportation

42
Sample Preparation

43
Sampling
• Sample Sizes
• Representative mass 
Before During After
(particle sizes, fabric,  Stress relief Stress relief Stress relief
fissures, joints) Swelling Remoulding Moisture 
• Adequate quantity for testing migration
Compaction Displacement Extrusion
• Sample Disturbance
Displacement Shattering Moisture loss
• Stress conditions
Base heave Stone at cutting  Heating
• Deformation behaviours shoe
Piping Mixing or  Vibration
• Moisture content & void segregation
• Chemical characteristics Caving Poor recovery Contamination

Clayton et al (1982)

44
Sample Disturbance
ƒ Poor recovery
à Longer rest period for sample swelling
à Slight over‐sampling
à Use of sample retainer
ƒ Sample contamination

45
Sample Quality Classification
Soil Properties
Sample 
Quality Classification
Moisture 
Density Strength Deformation Consolidation
Content

Class 1 9 9 9 9 9 9
Class 2 9 9 9 2 2 2
Class 3 9 9 2 2 2 2
Class 4 9 2 2 2 2 2
Class 5 2 2 2 2 2 2
BS 5930 (1981) 46
In‐situ Tests

Piezocone (CPTu)

47
In‐Situ Tests
• BS1377 : Part 9
• Suitable for materials with difficulty in sampling
• Very soft & sensitive clay
• Sandy & Gravelly soils
• Weak & Fissured soils
• Fractured rocks
• Interpretation
• Empirical
• Semi‐empirical
• Analytical

48
Applicability of In‐situ Tests
Permeability
Test Stress Strength Stiffness
K0 φ’ Cu σc E’/G Eu Gmax k
SPT G C R G C G
CPT/CPTu G C G
DMT G, C G
Borehole PMT C G, R C
PLT C G, R C
VST C
Seismic G, C, R
SBPMT G, C G C G, C
Falling/ G
Rising Head Test
Constant Head Test C

Packer Test R 49
Clayton , et al (1995)                                           G = granular, C = cohesive, R = Rock
Applicability of In‐situ Tests

50
In‐situ Tests

51
In‐situ Tests
Pressuremeter (PMT)

52
In‐situ Tests
Dilatometer (DMT)

53
Instrumentation Monitoring
• Inclinometer
• Extensometer Toward River

• Rod Settlement Gauge/Marker 
• Piezometer 
• Observation Well

54
Laboratory Tests

55
Source : Life Style Magazine ‐ EDGE 56
Ground Characterisation
Focus of Geological Model

Historical 
Stratification Geological  Weathering Hydrogeology
Processes

Geological  Geo‐
Structures morphology

57
Geological Mapping
Mapping of :
‐ Geological features (Structural  ‐ Geomorphology
settings) ‐ Lithology
‐ Weathering profile ‐ Stratification
‐ Outcrop exposure
‐ Seepage conditions 

58
Ground Characterisation
Focus of Geotechnical Model

Subsurface 
Strength Stiffness Permeability
Profile

Chemical 
Material 
Characteristics
Type
59
60
61
General Dilemma of GI Industry
• Lack of pride & appreciation  ƒ Financial survival problem due 
from consultant/client in GI  to competitive rates in 
industry. uncontrolled environment 
(cutting corner)
• Actions done is considered 
work done!                           Poor  ƒ No appropriate time frame for 
professionalism. proper work procedures 
(shoddy works)

ƒ Shifting of skilled expert to 
Oil & Gas or other attractive 
industries

62
Poor Planning & Interpretation
ƒ Inadequate investigation coverage 
vertically & horizontally
ƒ Wrong investigating tools
ƒ No/wrong interpretation
ƒ Poor investigating sequence

63
Poor Site Implementation

ƒ Lack of level & coordinates of probing location

ƒ Sample storage, handling, transportation

ƒ Inappropriate equilibrium state in Observation 
Well & Piezometer

64
Poor In‐situ & Laboratory Results
ƒ Lack of calibration ƒ Equipment calibration
ƒ Wear & Tear Errors (Variation of pH Values)
ƒ Equipment systematic error  ƒ Improper sample preparation
(rod friction, electronic signal  ƒ Inadequate saturation
drift, unsaturated porous tip)
ƒ Inappropriate testing rate
ƒ Defective sensor
ƒ Inadequate QA/QC in testing 
ƒ Inappropriate testing  processes
procedures
ƒ Inherent sample disturbance 
before testing

65
Poorly Maintained Tools

66
Over‐confidence in Geophysics
‐ We detect everything in geophysical data, but indentify 
almost nothing (Rich but Complex).
‐Not a unique solution in tomographic reconstruction 
(Indirect method)
‐ Poor remuneration to land geophysicist as compared to O&G
‐ Poor investigation specification
‐ Lack of good interpretative skill (human capital)
‐ High capital costs in equipment & software investment

67
Communication Problem

We are connecting the bridge deck at 
the same level successfully!

68
Difficulties in Identification of Complex 
Geological Settings

69
Difficulties in Identification of Complex 
Geological Settings

70
Weathering Profile
ƒ Deviation of material classification between borehole 
and excavation 
(Claim issue –
Soil or Rock ?)

71
Complexity of Rock Mass Properties
ƒ Complicated rock mass strength ( slope & excavation design)
ƒ Requiring judgement (involving subjectivity)
ƒ Information normally only available during construction
a
⎡ ⎛ σ 3' ⎞ ⎤
σ 1 ' = σ 3 ' + σ u ⎢mb ⎜ ⎟ + s⎥
⎢⎣ ⎜⎝ σ u ⎟⎠ ⎥⎦

72
Unexpected Blowout of Underground Gas

ƒ Gas pockets at 32m bgl
ƒ Flushing out of sand 

73
Supervision

ƒ Work compliance & certification
ƒ Document critical information
ƒ Timely on‐course instruction (sampling, in‐
situ testing & termination)
ƒ Checking between field records and 
reported information

74
Future Trend ‐ Electronic Data Collection, 
Transfer & Management
• AGS data transfer format & AGS‐M 
format (monitoring data)
• First Edition in 1992, 
AGS(1992)
• Second Edition in 1994, 
AGS(1994)
• Third Edition in 1999
• Advantages :
• Efficient & Simplicity
• Minimised human error
• GI & Monitoring Data 
Management System
• Record keeping
• Spatial data analysis

http://www.ags.org.uk/site/datatransfer/intro.cfm 75
Conclusions

ƒ Nature of GI works & Geotechnical design (Uncertainties)
ƒ Role of Geotechnical Engineer, Engineering Geologist & 
Geophysicist
ƒ Stages of GI works (Planning, Implementation, 
Interpretation & Report)
ƒ Specifications
ƒ Methodology of GI (Merits & Demerits)
à Fieldworks (Direct/Indirect) + Geological Mapping
à Laboratory tests
ƒ Common Problems & Future Trend

76
References
Anon (1999). “Definition of Geotechnical Engineering”.  Ground Engineering, Vol. 32, No. 11, pp. 39.

BSI (1981). “Code of Practice for Site Investigation, BS 5930”. British Standards Institution, London.

BSI (1981). “Code of Practice for Earthworks, BS 6031”. British Standards Institution, London.

BSI (1986). “Code Practice for Foundation, BS8004”. British Standards Institution, London.

BSI (1990). “British Standard Methods of Test for Soils for Civil Engineering Purposes, BS 1377”.  British Standards Institution, 
London.

Clayton, C. R. I., Matthews, M. C. & Simons, N. E. (1995). “Site Investigation”, Blackwell Science, 2nd edition.

Gue,  S.  S.  &  Tan,  Y.  C.  (2005),  “Planning  of  Subsurface  Investigation  and  Interpretation  of  Test  Results  for  Geotechnical 
Design”, Sabah Branch, IEM.

Liew, S. S. (2005). “Common Problems of Site Investigation Works in a Linear Infrastructure Project”, IEM‐MSIA Seminar on Site 
Investigation Practice, 9 August 2005, Armada Hotel, Kuala Lumpur.

European  Group  Subcommittee  (1968).  “Recommended  method  of  Static  and  Dynamic  Penetration  Tests  1965”. 
Geotechnique, Vol. 1, No. 1.

77
References
FHWA (2002), “Subsurface Investigations — Geotechnical Site Characterization”. NHI Course No. 132031. Publication No. 
FHWA NHI‐01‐031
GCO (1984). “Geotechnical Manual for Slopes”. Geotechnical Control Office, Hong Kong 
GCO (1980). “Geoguide 2 : Guide to Site Investigation, Geotechnical Control  Office, Hong Kong
Gue, S. S. (1985). “Geotechnical Assessment for Hillside Development”. Proceedings of the Symposium on  Hillside 
Development; Engineering Practice and Local By‐Laws, The Institution of Engineers, Malaysia.
Head, K. H. (1984). “Manual of Soil Laboratory testing”. 
Morgenstern, N. R. (2000). “Common Ground”. GeoEng2000, Vol. 1, pp. 1‐20.
Neoh, C. A. (1995). “Guidelines for Planning Scope of Site Investigation for Road Projects”. Public Works Department, Malaysia
Ooi, T.A. & Ting, W.H. (1975). “The Use of a Light Dynamic Cone Penetrometer in Malaysia”. Proceeding of 4th Southeast Asian 
Conference on Soil Engineering, Kuala Lumpur, pp. 3‐62, 3‐79
Ting, W.H. (1972). “Subsurface Exploration and Foundation Problems in the Kuala Lumpur Area”. Journal of Institution of 
Engineers, Malaysia, Vol. 13, pp. 19‐25
Santamarina, J. C. (2008). “The Geophysical Properties of Soils”, 3rd Int. Conf. on Site Characterisation, Keynote Lecture No. 3, 
Taiwan.
Site Investigation Steering Group, “Without Site Investigation, Ground is a Hazard”, Part 1, Site Investigation in Construction, 
Thomas Telford Ltd.
78
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