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Touwen Neurological Development in Infancy
Touwen Neurological Development in Infancy
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NEUROLOGICAL DEVELOPMENT
IN INFANCY
ERRATA
Page 34 Fifth line from above, table XI and XIII; read: table XII and XIV
Page 35 Third line from below, table XI and XIII; read: table XII and XIV
Page 49 Seventh line from above, 10, 31 and 21, read 70, 34 and 24
Page 88 First line, ... final first changes ... ; read: final and first changes .. .
RIJKSUNIVERSITEIT TE GRONINGEN
PROEFSCH RIFT
GEBOREN TE D E N HAAG
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STELLINGEN
8 oktober 197 5.
lama is la nature ne no us livrerait ses secrets; elle n' avait pas de secrets;
c' est no us qui inventions des questions, et qui fac;onnions ensuite des
n§ponses: et jamais nous ne decouvrions au fond de nos comues que
nos propres pensees; ces pensees pouvaient au cours des siec/es se
m ultiplier, se comp/iquer, former des systemes de plus en plus vastes et
subtils, jamais el/es ne m' arracheraient a moi-meme.
3
CONTENTS
Chapter I : INTRODUCTION 9
p u rpose of the p resent study
4
rotati o n test 37
l i p-tap response 37
recoi l of the e l bow 38
b i ceps refl ex 38
ankl e j erk 38
step p i n g m ovem ents 39
5
Chapter X : GROUP IV: ITEMS WITH SO MANY INCONSISTENT
CHANGES DURING THE FOLLOW-UP PERIOD
THAT A D EFINITE DEVELO PMENTAL
SEQUENCE COULD NOT BE ESTABLISHED 1 09
Observation of p osture a n d motility 1 09
spontaneous posture of th e h ands 1 09
posture of head and tru n k d u ri n g p rone suspension
(Lan dau) 1 10
Reactions and Responses 1 12
reaction to tacti l e sti m u l ati o n of the dorsum
of h a nd and fi n gers 1 12
p a l m omental response 1 13
knee j erk 1 14
a n kl e clonus 1 15
p l antar g rasp 1 15
m agnet response 1 16
crossed extension response 1 16
positive supporting reacti o n 1 17
tacti l e p l ac i n g of the feet 1 18
Schaltenb ran dt- reacti o n 1 19
Bauer-reaction 1 19
G a l ant response 1 20
th reaten- refl ex 1 20
6
TAB LES
Tab l e I : Some stu d i es of i nfanti l e responses p u b l i s h ed
after 1 950 10
Tab l e 11 : O ccup ati o n or vocati o n a l tra i n i n g of the fathers 18
Tab l e I l l : Item s which d i d not show d ifferenti ati o n a m o n g the
i nfants (group I) 28
Tabl e IV : Items which s howed l ittl e d ifferenti ati o n a nd/o r
a rap i d develop m ental cou rse (group 11) 32
Tabl e V : Items which s howed fai r differenti ati o n a n d a n
evi dent developm ental sequence ( gro u p I l l) 42
Tab l e VI : Co rrel ati on-coeffi cients (p < 0.0 1 ) of rel ati o n s h i ps
b etwee n the fi n a l c h an ges of spontaneous m otil ity
of the l egs and the fi rst changes of some other items 48
Tabl e VI I : Corre l ation-coeffi ci e nts (p < 0.01 ) of rel ati o n s h i ps
b etween the fi rst chan ges of standi n g u p and
th e fi n a l changes of oth er items 78
Tab le VI I I : Items with m any i n con s i sten cies a n d a p rotracted
devel o p me ntal cou rse so that a d efi n ite
develop m ental sequence cou l d not be estab l i s h ed
(g ro u p IV) 1 14
Tabl e IX : Anth ro p o metric items 1 23
Tab l e X : Psychosoci a l items 1 23
Tab l e X I : Item s w h i c h showed s i gn ificant sex d iffere nces
in the favou r of the b oys 1 28
Tabl e X I I : Items w hi ch showed s i g n ificant sex differe nces i n
th e favo u r of t h e g i rl s 1 28
Tabl e XI I I : Means a n d standard devi ati o n s o f the ite ms i n which
t h e b oys were s i g n ifi cantly advanced compared
with the g i rl s 1 29
Tab l e XIV : Means a n d standard devi atio n s of the items in which
t h e g i rl s were s i g n ifi cantly advanced co m p a red
with the b oys 1 30
Tabl e XV : Corre l ation-coeffi ci ents (p < 0.01 ) of i ntra-item
rel ati o n s h i ps of the items of g ro u p I l l ,
i n c l u d i n g sp eech d evelopment 1 36
Tab l e XVI : Items without a ny s i g n ificant rel ati o n s h i p s (p < 0.0 1 )
with other items with reg a rd t o fi rst chan ges 1 4Q
Tab l e XVI I : Items without a ny s i g n ificant rel ati o n s h i ps ( p < 0.01 )
with oth er items with regard to fi na l changes 1 42
Table XVI I I : Item s without any s i g nifi cant relatio n s h i p s ( p < 0.01 )
with oth er items with reg a rd to developm ental ran ges 1 43
Tab l e XIX : The n u m be r of i ncon s i sten cies and the n u mb e r of
i nfants with i n co nsi stencies of the items of g ro u p I l l 1 45
7
APPENDICES
8
Ch a pte r I Introduction
I n the l ast few decades a peri o di cal eva l uation of the co ndition of i nfants
has becom e customa ry. Besides general pediatric s u pervis i o n and advice
con cern i n g feed i n g-qual ity and -sched u l e, a l so the condition of the ner
vou s system h as g rad u a l ly beco me a focus of i nterest. Th i s has bee n
sti m u l ated by s everal c l i n i ci a ns and p hysioth erapi sts who stated that
early d i agnosis of a devi ant n eu ro l o g i ca l deve l o pment often m i n i m alizes
i nval i dati on at old e r ages, b ecause of t i m ely treatm ent and pa rent
counsel i ng .
Early d i agnosis p resupposes a n eu ro l o g i ca l e.l(a m i n ation-tec hni qu e ,
wh i ch enab l es the exam i n e r t o p ronounce upon the i ntegrity of the ner
vous system. As fo r such a tech n i q u e the exa m i ner m ust take i nto
rega rd the s pecific p ro p erties of the i nfanti l e n ervo us system , and the
techn iq u e shou l d b e based o n knowl edge of the neura l mech anisms
u nderlyi n g th e m a n ifestations of n ervo us activity. I n this respect a
d i stinction s h o u l d be m ade b etween the n eo natal period a n d subseq u ent
i nfan cy, b ecause m u ch wo rk has been done to i l l um i n ate the neuro l o gy
of the fo rm er, wh i l e o u r knowl edge of the neu ro l o gy of subsequent i n
fan cy i s co n s iderab ly sma l l er.
Among the very fi rst who paid attention to the newborn i nfant from a
n eu ro log ical p o i nt of view was Andn3-Th omas. After a who l e l ifetime
spent on adult neuro l o gy, h e turn ed to the newbo rn i nfant at an age, at
wh ich the m ajo rity of p eo p l e reti re.
Because a l l h i s l ife he h ad wo rked with adult neu ro l o gical pati ents, i t i s
n ot s u rp ri s i n g that h i s app roach t o n ewb o rn i nfants w a s stro n gly affec
ted by h i s con cepts of the adult nervo u s system . H i s work was of g reat
val ue b ecaus e it stressed the n ecessity of p ayi n g attentio n to the u p
til l t h e n rather negl ected fi e l d o f neonatal n e u ro l o gy (An d re -Tho m as a n d
St. A n n e D a rg assi es, 1 952) .
G radua l ly it beca m e c l ea r that i n deal i n g with an i nfant' s n ervou s system
knowl edge of adult neu ro l o gy was not suffi cient. Thi s i s the reason why
Prechtl b ased his extens ive work o n an onto genetic concept, givi n g
ful l cred it t o t h e specific p rop erties o f t h e i nfant's n e rvo us system (see
eg. Prechtl , 1 956, 1 960; P rechtl and Bei ntem a , 1 964). His work i n du ced
h i m to design a neu ro l o g i cal exa m i n ation tec h n i q u e fo r the fu l lterm
n ewborn i nfant, a n d it sti m u l ated fu rth er research on i nfan cy a n d chi ld
hood, n ow cal l ed devel o p menta l n e u ro l o gy. Schu lte's approach to n ee
n atal neuro l o gy o ri gi n ated i n n e u ro-phys i o l o gy, espec ia l ly th at of the
s p i n a l cord, as i s refl ected i n his ch apter o n the n eu ro lo gical develop
m ent of the neonate i n " Sci entifi c Fou ndati ons of Paedi atrics" (Davis
and Dabbi n g , 1 974) .
Contrary to the extensive knowl edge concern i n g the n ewbo rn i nfant,
m uch l ess is kn own about the neural m echanisms and th ei r developm en
tal cou rs e throu g hout i nfan cy, altho ug h Pei per (1 961 ) was able to com-
9
TABLE I
Some studies of i nfantile responses publ ished after 1950
Babki n , P. S. (1 960) Foot sole response
Brai n , R . and Wi l kin so n, M . (1 959) Foot sole response
D i etri ch , H. F. (1 957) Foot sole response
Ho lt, K. S . (1 961 ) Foot so l e response
l n g ra m , T. T. S. (1 962) Feed i n g reflexes
Lam ote de G ri gn o n , C. (1 955) Mo ro
Linden, J. (1 969) P l antar g rasp
MacKeith , R . C. (1 964) Step p i n g m ovements
MacKeith , R . C. (1 964) Pl aci n g reactions
M itch el l , R . G. (1 960) Moro
M itchel l , R. G. (1 962) La ndau
Pa ine, R . S . , Brazelton , T. B.,
Donovan , D . E., D ro rbau g h , J . E.,
Hubbell, J . P. and Sears, E. M. (1 964) Po stu ra l reactions
Pa i n e, R . S . (1 963) Postural reactions
Parm elee J r. , A. M. (1 964) Mo ro
Poeck, K. (1 968) Pa l m a r g rasp
Prechtl , H . F. R. (1 958) Feed i n g refl exes
Twitchel l , Th . E. (1 970) Pal m a r g rasp
Vassella, F. , and Karl sso n, B. (1 962) Asym m etri c to n i c neclc refl ex
Wolff, P. H. (1 968) Sucki n g
Zape l l a , M. (1 966) Pl aci ng reactions
Zape l l a , M. (1 967) Pl aci n g reactions and p l a ntar grasp
Zel azo, Ph. R . , Zelazo, N. A.
and Kol b , S. (1 972) Step p i n g movem ents
10
S u ch a generati on-effect m ay i nfluence feed i n g- m ethods and -contents,
health-care in general and m odes of tra i n i n g and rea ri n g d u ri n g infancy, r
as i s strik i ngly evi dent i n the case of, fo r i nstance, prematures. The ef
fect of s u ch d ifferen ces on the m a ni festations of nervous devel opment
i s u n kn own. As for the stu d i es l i sted i n tab l e I, operati o n a l i zati o n , and
stan d ardi zati on of tec h n i q u e and recordi n g , as wel l as cri teri a fo r sam
p l i n g of the s ubj ects and defi niti o n s of the respo nses, a re d u ly repor
ted i n the m aj ority of cases. Neverth eless defi n itions and p rocedu res
often vary wi dely, which h ampers co m p ari s o n .
Li ke Pei per, M cG raw (1 943) w a s i nterested i n the development of n er
vous fu n cti ons, whi ch she ca l l ed " n euro muscu l ar m aturati o n " . Wh i l e
Peiper restri cted h i m self t o col l ecti n g items without b u i l d i n g u p a spe
cific fra m e of reference, M cG raw started from a d i fferent a n g l e.
She co l l ected l on g itu d i n al d ata on the m aturatio n of a set of m otor item s ,
s u c h as postu re and l o co motion, and responses s u c h as g raspi n g a n d
m o roreactions. S h e t h e n tried t o exp l a i n the vari ous and co nsecutive
p h enomena which she observed, with respect to the th eo retical concept
of " Cerebra l i zati o n " or " Co rti cal i zati o n " . Th i s con cept i s partly b ased
on Cogh i l l's i n divi d u a l ization theo ry (1 929) , partly o n the mo rp h o l o g i ca l
a n d h i stol o gical b ra i n stud ies o f Ti l n ey (1 937 , cited by M cG raw) a n d
Conel (1 939, 1 94 1 , i dem). H er wo rk i s sti l l o utsta n d i n g i n its exqu i s ite
obs ervation and descripti o n of ch anges occurri n g in several m oto r
p henomena d u ri n g d evelopment. McG raw d i d not i ntend to des i g n a
n eu ro l og ical exa m i n ation, or to p o i nt the way to neuro lo gi cal d i agnoses.
She m erely tried to com p rehend the chan g i n g activity of the b ra i n
d u ri n g development i n th e l i ght of the o nto gen etic i deas of her t i m e .
11
A recent approach to develop mental testi n g with an i m p l icit evaluati o n of
the nervo us system was fo rwarded by Zdanska-Brincken and Wo lanski
(1 969). They descri b ed a g raph i c method for the eval u ation of m otor
d evelopm ent, which has the m erit of d i sti n g u i s h i n g g ross fu n cti o n a l
areas of develop m ent s u c h as respectively devel o pment i n p ro ne, su
p i ne and vertical positi o n . However, they l i m ited themselves to a me re
description of fu ncti onal development.
S u m m a rizi n g we m ay con cl u de that the knowl edge of the development
of the nervous system d u ri n g i nfancy is l i m ited to scattered i nform atio n
about s i n g l e items, b ut that a mo re p rofo u n d u ndersta n d i n g o f t h e neu
ral m echanisms d u ri n g a ch i l d ' s developm ent, especial ly after the new
born period, is sti l l needed.
12
C h a pte r 1 1 D e s i g n of the study
am grateful to Prof. Dr. W. Molenaar for bringing to my attention the potential value of prediction
bands.
13
Type of voluntary grasping
<J>
�
2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
1 1
exam.
1 1 1 r 1 1
0 3 6 9 15 18 21
age,months
Fig. 1 :
Type of vol u n tary gras pi n g : exam ple of prediction bands. Key for f i g . 5-20, 23-44.
Vertical ax i s : scor i n g scale of the res ponse.
Horizontal axi s : n u m ber of follow-u p exa m i nations from the neo natal per i o d
o nwards.
Below the horizontal ax i s the corre s po n d i ng t i m e scale in m onths i s drawn u p .
T h e dark-s haded area re presents t h e 80% predicti o nba n d for this i te m , i .e . the
scores at particular exa m i n ations obtained by at least BO% of the i nfants . The
l i g ht-s· h aded areas o n each side of the dark-s haded o n e represent the scores
obta i n e d by the rest of the i nfan ts , so that the dark-s haded and l i g ht-sh aded
areas together represent the scores obta i ned by the total grou p of i n fants
( i . e . 1 00o/o) .
14
exa m i n ation (age about 7% mo nths) at l east 80°/0 of the i nfants scored
2 or 3, as i s i n di cated by the dark-shaded area, whi l e the rest of the
i n fants rnay sti l l score 1 o r a l ready score 4, as is i ndi cated by the l i ght
s h adea a rea.
At the fifteenth exa m i n ation (age about 1 4 m o nths) at least 80% of the
i nfants obta i n ed a sco re 6, i .e. the fi na l sco re as defi ned fo r thi s item
i n this stu dy, wh i l e m axi m a l ly 20% of the i n fants sti l l sco red 3, 4 o r 5.
Fi n al ly, at the 1 8th exa m i n ation (age about 1 7 mo nths) all i nfants were
fou n d to score 6 .
A final rem ark m ust b e m ade concern i n g the p res entatio n of the predic
tion b a n ds. As the i n fants i n study were fo l l owed-up til l they wal ked
without any support, the size of the g roup depended on th e developmen
tal rate of this m otor fu n cti o n . Conseq uently from the 1 2th exa m i n ation
onwards, i . e. after about 48 weeks , the total n u mber of i n fants decreased
steadi ly. The 80°/0 p redicti o n bands were cal c u l ated fo r the actual si ze of
the g rou p at the specific exam i n ation ti m e, so that after one year of age
the percentag es were calculated fo r d i fferent n u m bers of i nfants . Con
sequently the s h ape of the bands at the end of the time sca le i s often
rather i rreg u l ar. N everthe l ess it was decided not to n o rm a l i ze the per
centages to the size of th e o ri g i na l g ro u p (N = 5 1 ) , as the response of
the items obtai ned at the age of wal k i n g without support co u l d not be
said to b e the fi n a l , stable response in all i n stances (i n the case of e.g.
th e footsol e respon se).
Moreover, the m aj o rity of th e neuro l o g i cal items s howed their develop
m ental course with i n th e fi rst year of l ife, so that the p redicti o n bands
a re l ocal ized on the time sca l e m a i n ly i n the peri od i n which the size of
th e g rou p had h a rdly changed. The actual n u m ber of i n fants exa mi ne d
i s g iv en i n fi g u re 3.
I nterrelationships
As wi l l be reported l ater the items co u l d be divided i nto fo u r categori es;
the criteria were : the d i fferenti atio n a m o n g the i nfants, and the possibi
l ity of defi n i n g an evi dent devel o p m ental sequence du rin g i nfan cy. An
evi dent develop m ental sequence was taken to be p resent if the fi rst de
velop m ental change and the final change (i.e. stabi l i zati on) of th e res
p onse d u ri n g the period of study cou l d be defi n ed u nequ ivocal ly.
Stab i l i zati on m eans either the defin ite d i sapp earance of a response,
such as the p a l m ar g rasp reflex, or th e p resence of a so-ca l l ed " m ature"
response such as for i nsta nce wa l ki n g without h e l p in the case of l oco
motion as the end of th e developm ental co u rse.
A fifth category was added which comprised a few items such as body
l en gth, sku l l c i rcumference, sm i l i n g and speaki n g , which co u l d not be
i n c l u ded i n any of the oth er categori es .
15
Fo r the items which differentiated suffi ciently among the infants and
which sh owed a wel l defi ned developm ental sequence, fo u r parameters
were established:
a. th e age of the fi rst change of the response
b . the age of the fi nal ch ange of the response
c. the length of the developm ental cou rse, i . e. the amount of time be
tween fi rst and final chan ge, measured as the n u m ber of fou r-week
interval s .
d. t h e n u m ber o f i nconsistencies occu rri n g d u ri n g t h e developmental
co u rse of the item. I n consistencies were defi ned as tem porary rel ap
ses into a form er developmental p h ase, refl ected by scores appro
pri ate to a yo u n ger age.
16
C ha pter Ill The criteria for selection
Obstetric score N= 51
p .9
0 __.__
35 33
score
Fig. 2 :
17
Moreover, Prechtl could show that non-optim a l conditions, i . e. o b ste
trical conditi o n s outside the o pti m a l range, which h ave cl i n i cal s i g n i
ficance on ly ra rely o c c u r as isol ated p h enomena. I n the present
study, in which cases of m ajor o r overt obstetri cal compl i cations
were exc l u ded b efo rehand, the obstetri cal o pti m a l ity-sco re enabl ed
us to scrutin ize the o bstetri cal h i story of the i nfants. I n appendix A
th e opti m a l ity rages, as defi ned by Prechtl (1 968), a re give n.
Fi g . 2 sh ows t h e p ercentage d i stri b uti o n of th e obstetri cal o pti m a l ity
scores of the g ro u p . As can be seen, al l the infants bel o n g to an ob
stetri cal l ow- risk g ro u p .
11. The low-risk neonatal neurological examination
The n eon atal neuro l o g i ca l exa m i n ation was carried out accord i n g to
the m ethod descri bed by Prechtl a n d Bei ntema (1 964). The neuro lo
gical fi n d i n g s were compared with the criteria g iven by these a uthors.
O n the basis of these criteri a an o pti m a l ran g e was defi ned fo r the
respon ses of the exa m i n ation. By cou nti n g the n u m ber of opti m a l
co n ditions, i . e. fi n d i n gs with i n t h e o pti m a l range, a neuro l o g i ca l o pti
rnal i ty-score was determ i ne d .
�ppendix B shows the criteri a fo r n eo natal neuro l o g i cal opti m a l ity.
Al l 51 infants m et these crite ria. Th u s the infants of the study can b e
co n s idered a s not o n ly b e l o n g i n g t o an o bstetri cal low-ri sk g roup
but a l so to a n eu ro lo g ical ly opti m a l g ro u p with respect to the neona
tal exa m i n atio n .
I l l . A l l t h e infants were sel ected fro m a ho mo geneous socio-eco n o m i c
cl ass, i n order t o e l i m i nate varian ces i n development d u e t o thi s
issue as m u ch as possi b l e. l t i s genera l ly u n derstood that socio
eco n o m i c cl ass does not affect the rate of development i n i nfancy, at
l east in Caucasian p o p u l ations, wh i l e it does affect development af
ter i nfancy. (H i n d l ey, 1 960, 1 96 1 ; Bayl ey, 1 965; Francis-Wi l l i a m s a n d
Yu l e, 1 967). Sti l l d i scussions o n this subject conti n u e (see fo r in
stance Knobloch a n d Pasa m a n i ck, 1 963). N el i gan and Prudham (1 969)
i n thei r l o n gitudi na l popu l ati o n study in Newcastle upon Tyne fou n d
that there w a s a s i g n ificant rel ati o n s h i p between soci o-econ o m i c
c l a s s a n d t h e m i l esto ne o f wal k i n g without suppo rt.
TABLE 11
18
I n view of these fi ndi n gs it seemed advisab l e t<P keep the pa ra m eter
of socio-econom i c class con stant. Th e socio-eco n o m i c c l ass chosen
was the u p p er-m i d d l e cl ass, determ i n ed by the father' s occup ati o n
(Tabl e 11). I n this cl ass rep eated assess ments cou l d b e carri ed out
without too m u ch diffi culty and i n H o l l a n d feedi n g- and caretakin g
attitudes cou l d b e exp ected t o b e rather ho mogeneous i n thi s soci o
econom i c c lass.
IV. lt was n ecessary that the n u m ber of b oys and g i rl s was nearly equal.
Th ere are o n ly few d ata ava i l ab l e about th e exi stence of d ifferences
of develop m ental rate during i nfancy b etween b oys and g i rl s .
I n gen eral these data point t o a h i gher vul n erab i lity of boys com p a red
with g i rl s to different kinds of a dverse co n d itions, whi ch m ay b e re
fl ected in the deve l o pm ental cou rse. Accord i n g to Zachau-Ch ri stian
sen ( 1 972), in n o rm a l i nfants b o rn at term th e d i ffere nces in m oto r
development a re very s m a l l at t he age of o n e year. N e l i ga n a n d
P rudham (1 969) reported differences for sp eech d evelo pment o nly.
S m ith 's data, reana lysed by H i nd l ey (1 967) s u g gested that g i rl s wa lk
ed s i gn ificantly ea rl i e r tha n boys ; these d ata were m a i n l y b ased o n
n o n-caucasean p o p u l ations. Neither B ayley (1 965), nor H i nd l ey e t a l .
( 1 966) , n o r Francis-Wi l l i am s a n d Yu l e (1 967) fou n d substantial sex
d i fferences b etween b oys a n d g i rl s d u ri n g th ei r d eve lo pment.
In the p resent study a l l the i tems of the exa m i n ati o n were checked
on poss i b l e d ifferences in deve l o p ment due to sex, b efo re the d e
velopmental course was an a lysed i n the total g ro u p. To serve thi s
p u rpose care was taken that i n the sam p l e boys a n d g i rl s were re
p resented about e q u al ly.
V. The i nfants were not related to each oth er; a l l of them were D utch
n atives, s o that th e re are no cu ltura l and racial i nfl uences on the de
vel o p m ent (see a l so Touwen, 1 974).
VI. From a gen era l pediatri c p o i nt of vi ew the i nfants were i nconspicious
at b i rth. In al l the cases a m edical exa m i n atio n was carri ed o ut by
th e fam i ly d o ctor in the fi rst m onth after b i rth . O n l y if the resul ts of
th i s exam i n ation p roved n o rm a l , was the i nfant kept in the g ro u p.
Non e of the i nfants h ad t o b e exc l u ded d u e to abnorm a l fi n di n gs
by th e fam i ly doctor.
19
N
cf' 28-
24-
-
20 -
-
16 -
12 -
-
8-
4-
-
0
-
I
I
I
I
I I I I,I 11
I 11 I I I I I
I I
I
I I I I
4 I I
8
12
16
9 20
1111 1111 Ill I 1111 1111 Ill I Ill I Ill I Ill I 1111 Ill I Ill I
N 1 2 3 4 5 6 7 8 9 10 11 12
cJ' 28
4Nweek periods
24
20
16
12
12
16
9 20
1111 Ill I Ill I Ill I Ill I Ill I Ill I Ill I Ill 1111 Ill I Ill I
13 14 15 16 17 18 19 20 21 22 23 24
F i g . 3: 4Nweek periods
The frequ ency-distri bution of the assessmentS' du ring the consecutive fou r-week
peri ods.
Vertical axi s , u pper part : n u mber of the boys ; l ower part: n u mher of the g i rl s .
H orizontal axiS': n umber of fou r-week periods, each of which i s g raded i n
fou r s i ng l e wee, k s.
D u ri n g e ach fou r-wee k period each i nfant was assessed o n ce. Ti l l the twel fth
four-week pedod the tota l g ro u p consisted of 28 boyS' a n d 23 girls; from the
twelfth fou r-we e k peri1od o nwa rds the nu mber of b oys a n d g i rls g rad ually
decreased.
Chapter IV The fol low- u p exa m i n ation
21
�
Interval complications
1 • lo
0 2 I . •
� 3 2•
� 4
u 5 "'* 3*
6--r------(
7
8
9
10
11
12
13 0 X
M • *
15 0
16 0
17
18-+-------<
19
20
21
22
23 I •
24
25
26 Cf'
27
2
29-.------�
30
31-r----- 9
32
33
34
35-r-----n
36
37 I •
38
39
40
41
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43
44
45
46
47
48
49
50
51.�-���-���-���--���
2 4 6 8 ID U M ffi m W n M
4-week periods
22
Of the total g rou p of i nfants, 1 6 (about 1 /3) showed 22 i nterval com p l i
cations. Thi s m eans th at several of the i nfants showed an i nterval com
p l i catio n m o re tha n o nce. The m ajo rity of these i nterval com p l i catio n s
con s i sted of very m i l d disorders, such as s l i g ht col d s o r m i l d reactions
to vacc i nations (va ri ola, d i p htheri a, tetanus, whoo p i n g cou g h , p o l i o mye
l itis a cuta anteri o r; the l atter fou r, com p o u nd ed in o n e i njecti o n , a re gi
ven three times d u ring the fi rst year of l ife) . O n ly 3 of the i nfants, all of
them b oys, suffered fro m m o re seri o us disord ers. O n e boy h ad chi cken
pox with h i g h fever d u ri n g three d ays, accompanied by exten sive ski n
eruptions, when h e was o n e year of age. Anoth e r o n e was hospitalized
for an asth m ati c attack when he was 1 6 m o nths . The thi rd boy was hos
p ital i zed for a ski n d i sease witho ut fever when h e was about 1 1j2 year.
N o n e of these i nfants showed s i g n s of reg ression i n the i r n eu ro l o gi ca l
d evelop ment after th e d i sease. Altho u g h i nterval comp l i cati o n s occur
red m o re frequently a m o n g the boys th an a m o n g the gi rls, this sex
d ifference d i d n ot p rove to b e statisti cal ly si g n ifi cant (chi-sq uare 1 ,8).
=
F i g . 4:
The d i stribution of the i nterval c o m p l ications d u ri n g the period of study.
Vertical axis: case n umbers; no's 1 -28 are the boys, no's 29-5 1 are the g i rl s
of the g ro up.
H o ri zo ntal axis: t i m e scale g raded i n fou r-wee· k periods. C i rcles: m i l d i nterval
com p l i cations; dots : i n terval com pl i cations of m oderate i n tens, i ty; stars: serio u s·
i nte·rva.l c ompl icat i o n s .
23
C h a pter V A short d escription of the cou rse
of the exa m i n ation
At each session the com p l ete set of items was assessed. The neonatal
exa m i n ation was carri ed out acco rd i n g to the m etho d descri be d by
Prechtl and Bei ntema (1 964). Its resu lts served as one of the criteri a
for the selection of the g roup, as discussed i n Ch apter I l l . Fo r the fo l
l ow-up exa m i n ati o ns, however, a m ethod had to be developed in which
the expan d i n g repertory of the i nfanti l e nervo us system during devel o p
m ent was taken i nto account. Conseq uently the n u m ber of items to be
assessed i ncreased, but the strategy rem ained u n ch a n ged, a lso wi th
respect to the sequence of the tests. A p i l ot study of ten i nfa nts, which
were o m itted from the an alysi s subsequently, served to d evelop an
exam i n ation tech n i q u e which wi l l b e descri bed i n th i s chapter.
Sta ndardization of the b eh avi o ura l state d u ri n g the exa m i n atio n , whi ch
i s of extreme i m p o rtan ce fo r the interp retation of the results (Prechtl
and Bei ntema, 1 964 ; P rechtl , 1 972) was app l i ed ri gorous ly.
Al l th e in fants were assessed in the opti m a l cooperative behavi o u ra l
state, i .e. rel axed o r moderately active. A s s o o n as an i nfant started to
cry the assessm ent was put off until the i nfant was happy and rel axed
aga i n . If n ecessary the exa m i n ation was postpo ned to a noth er day.
The exa m i nati o n a lways started with an adapti o n period during which
observation of spontaneous and goal-d i rected m otor beh avi o u r was
carri ed o ut. The d u ratio n of the adaptio n p eri od depended largely o n the
age of the i nfant b ut th e observation lasted at l east th ree m i n utes.
D u ri n g the fi rst 5-6 m o nths m ost i nfants were observed in thei r cribs,
afterwards m a i n ly i n the p l aypen. After the observati o n , the i nfant was
p ut on the d ressi n g tab l e o r o n its m other's lap, dependent o n its age.
Vol u nt ary g rasp i n g was then tested by means of a n ovo i d p l astic object
(two by th ree by th ree cm) p resented in the m i d l i ne. With i ncreas i n g age
the number of objects p resented was augm ented. D u ri n g the p resen
tation of the object, facial i n nervation and the vi su a l system were exa
m ined. A s m a l l b aby- be l l was used to assess heari n g and acou sti cal
o rienti n g . Then the q u al ity of the m otor a p paratus was tested, i .e. the
resi stance to passive m ovements, active p ower, a n d the ran ge of m ove
m ents, fol lowed by the eva l u ation of respon ses and reactions such as
the ten d o n reflexes of arm s a n d l egs, p l a ntar g rasp, footso le respo nse,
pal m a r g rasp etc. D u ri n g th e exa m i n ation of the m oto r apparatus of
tru n k a n d n eck the p resence of the asymm etric ton i c neck reacti o n was
assessed. Sitt in g b eh avio u r, and spontaneous m oti l ity and postu re of
head, tru n k, a rm s and l egs d u ri n g sitti n g were eva l u ated. Depend i n g o n
the age of the in fant, sta n d i n g and wal k i n g were assessed. Then the
exam i n er kept th e i nfa nt i n vertical suspension and observed the post
u re a n d m otil ity of the l egs. Placin g reactions of the l egs and, i n youn g
24
i n fants, auto m atic stepp i n g m ovements and positive supporti n g reactio n s
were tested. After th e eva l uati o n of the rotatio n test th e i nfant w a s kept
in h orizontal suspension and th e Lan da u a n d Schalte nbra n dt reactions
were assessed.
Subsequently the i nfant was put in p ro n e position o n the d ressin gtabl e
o r o n the floor, and the m otil ity o f h ea d , arms a n d l egs, the q u a l ity of
l ocomoti o n in p ro n e and rol l i ng behavi o ur were eval uated. Thereupon
the Moro reactio n s were tested and the session ended with the eva lu a
tion of rooti n g and suck i n g behavi o u r a n d of those responses fo r whi ch
the i nfant m ust be J.mdressed , such as th e abdo m i n a l ski n reflex, the
crem asteric reflex and th e G a l ant response.
Length and wei g ht of th e b ody were m easured, as wel l as the sku l l
circum ference (fronto-occip ital m easurement). Voca l i zati o n o r speech
was reco rded as observed d u ri n g the who l e co u rse of the assessment,
a n d i nform ati on about speech was asked from the m other.
Evi dently the n u m ber of items e n l arged i n accord a n ce with the i ncreas
i n g neuro l o g i cal repertory of th e i nfants. Sti l l i t was possib l e to adhere
to th e genera l course of the p roced u re as d es cri bed above. The d u ratio n
of the assessment, th e adaption p eri o d i n c l u ded, i ncreased specifica l ly
i n i nfants o l der than seven or e i g ht m o nths of age. At that age the m a
jority of the i nfants often d eveloped rat her stro n g withdrawal reactio ns,
which frequently resulted i n a n expa nsi o n of th e adaptio n perio d, some
ti m es to m ore th an three q ua rters of an h o u r.
25
C h a pter VI The presentatio n of the resu lts
The items of the assessm ent could b e divided i nto five g ro ups a cco r
d i n g to their ch aracteristi cs d u ri n g developm ent:
G rou p I
A g roup of items which d i d not show differe nti ati o n among the i nfa nts
and which d i d n ot show any chan ges occu rri n g d u ri n g the peri o d of
stu dy, such as the resi sta nce against passive m ovements, p u p i l lary
reactions and reaction to sound (Ta b l e I l l).
G roup 11
A g rou p of items which showed l i ttle differenti ati o n a m o n g the i nfants,
and/or showed a very rap i d develop mental course, such as spontaneous
tremor, corneal refl ex, stepp i n g m ovements and conju gation of eye mo
vements (Ta b l e IV).
G ro u p I l l
A grou p of items which showed fa i r d ifferentiation between the i nfants
and which p resented a defi n ite developm ental co u rse, of whi ch a fi rst
change of th e response and a fi na l change (stab le, so-ca l l ed m ature
response, o r disapp earance of the response i n the case of " i nfanti l e
reactions") cou l d b e defi ned. Exa m p l es are items descri b i n g t h e devel
opment of sitti n g , sta n d i n g , wal ki n g, crawl i n g etc. , the footsole respon
se, the p al m ar g rasp reflex, the M o ro reactions and the o ptical p laci n g
reactions (Ta b l e V) .
G rou p IV
A g rou p of items which did not show d iffere nti ati o n a m o n g the i nfa nts
b ut, i nteri n d ivi d u al ly as we l l as intrai ndivi d u a l ly, showed so m any i n
consi stent chan ges that a defi n ite devel op menta l sequence cou l d not
be establ ished. I n this g roup a l so those items are i n cl uded which d i d
n o t reach thei r fi na l c h a n g e with i n the period of the fo l l ow-u p study.
Examp l es are th e spontaneous posture of head and tru n k d u ri n g p ro n e
suspension, t h e Landau and t h e Schalte nb randt reaction, the knee jerk,
and th e p l antar g rasp refl ex (Tabl e VI I).
The chan ges occu rri n g i n the items d u ri n g the fo l l ow-u p period wi l l be
descri bed, but they are not use d for t he an alysis of interrel atio nshi ps,
as comp arab l e p a rameters w i t h g ro u p I l l were not ava i l ab l e.
26
The gro u p s of items wi l l b e discussed i n the fo l lowi n g ch apters. Fo r
reasons of conven ience the items are s u b d ivided i nto two g roups: o n e
co n s i sti n g of items wh i ch can b e observed witho ut specifi c m a n i p u la
tions being n ecessary ("spontaneous posture a n d motil ity"), the other
co n s i sti n g of " reacti ons and respon ses" , i . e. items fo r which m an i p u l a
ti on of the i nfant was needed. The develop m ental course of the s i n g l e
items wi l l b e reported, . a n d 80o/0 p rediction bands are p resented i f the
developm ental ran g e and the differe nti ati n g capacity of the exa m i n ation
m ethod m ade t h is worthwh i l e. Attenti o n wi l l b e p a i d to the occurrence
of i nco n s i sten cies, and also sex d ifferen ces wi l l b e dealt with .
When the d evelopme ntal cou rs e of the items i s descri b e d , the i n ter
rel ation s h i p s o ccu rri n g i n the si.n g l e items or with other items wi l l be re
ported. The corre l ation-coeffi ci ents of corre l ations with p < 0,01 are
s u m m a ri zed i n appen d i ces . Appendix D s u m m arizes the correlation
coeffi ci ents of the rel ati o nshi p s b etween "fi rst change" a n d "fi n a l
change" of items ; appendix E p resents the corre l atio n-coeffi ci ents of the
i nterrel ati o n s h i p s o f "fi rst chan ges" , a p p e nd i x F a n d G p resent the cor
rel ation-coeffi cie nts of the " fi n al chan ges" and " d evel o p m ental ran ges"
res pectively.
In the d iscuss i o n of the item s atte ntio n wi l l be p a i d to relevant data ob
tain ed by other authors. An exten sive d i scussion of the l iteratu re ava i l
ab le i s n ot p resented i n the c a s e of al l the items, as the p resent study
does n ot p reten d to b e a com p rehen sive su rvey of the l i teratu re about
i nfant i l e d evelopment.
27
Ch a pter VI I G ro u p 1 : Item s which d i d not s how
d ifferentiation a m o n g the i nfants
TABLE I l l
Items which did not show d ifferen t iation among t h e i nfants (group I )
Facial i n n ervati o n
Pup i l s - shape
- reaction to l i ght
Optical b l i n k
Acoustical b l i n k
Reacti o n t o sound
Muscle to n e - res i stan ce agai nst passive m ovements
- active p ower
- ra n g e of m ovements
Head co ntro l
Abdo m i n a l skin reflex
Crem asteric refl ex
With d rawal reaction
Facial i n nervation
All i nfants s howed a symm etrical faci a l muscu l atu re from b i rth o nwards .
Facial expressivity i ncreased after the fi rst weeks, but a standard i zed
descriptio n was not endeavo u red.
Pupils
In all the i nfants the shape of the p u p i l s was rou n d ; this did not change
d u ri n g the peri o d of study. I n al l the i n stances the d i rect a n d i n di rect
reactions to l i g ht were pos itive and d i d not change.
O ptical b l i n k
This response was e l i cited accord i n g to Prechtl a n d Bei ntema (1 964).
I n a l l the i nfants it was p resent a n d d i d not change, p rovi ded that the
l i ght sti m u l u s was of sufficient i ntensity.
Acoustical blink
E l icitation accord i n g to P rechtl and Bei ntema ( 1 964). In the n ewbo rn
peri o d a l l the i nfants had a positive acoustical b l i n k to h a n d c l ap . Pro
vided they were exa m i n ed in a q u i et envi ron m ent, the response re
m ained positive d u ri n g the who l e peri o d of study.
28
Reacti o n to sound
For th i s resp onse a s m a l l b a by b e l l was used. Al l the b aby' s reactio ns,
fo r i n stance chan g es in m ot i l ity, chan g es in facial exp ressi o n , gazi n g or
b l i nki n g , were consi dered as a positive reacti o n . A l l the i n fants s h owed
a po s itive response fro m the newborn peri o d o nwards. This i s in accor
dance with th e repo rt of C h u n , et a l . (1 960) ; sti l l thei r opi n i o n that the
aco u stical b l i n k was h a rdly eve r fou n d after the age of 5 m o nths cou l d
n o t b e confi rm ed .
Muscle ton e
Th ree aspects were assessed accord i n g to the techn i q u e descri bed by
Prechtl a n d B e i ntem a ( 1 964) : resi stance against passive m ovements,
active p ower, ran g e of m ovements.
The res i stance against active m ovements, wh i ch refl ects active m uscle
power, i ncreased with age b ut cou l d not adequately be operat i o n a li sed,
due to the rap i d ly i n creasi n g differenti ati o n of m u s c l e activity and m u s
cle tissue d u ri n g i n fancy. Evi dent decrease or l ack of active m uscle
power was not fou n d i n any of the i nfants.
29
Presumably the difference between flexo r and extensor m u scle-activity
d u ri n g th e fi rst m o nth s of l ife refl ects a d o m i nance of th e neural m e
chan is m s for flexo r m uscle-activity as wel l as the difference i n b u l k
o f th e flexors and extensors.
Head control
Headco ntro l in sitting position was exa m i n ed accord i n g to Prechtl and
Bei ntema (1 964). I n the newborn peri o d a l l the i n fants were able to ba
lance thei r h eads fo r m o re than 3 seco nd s and th us obta i ned an opti m al
score. Th i s co u l d be observed d u ri n g a l l the co nsecutive exa m i n ati ons.
Adequate h ead contro l d u ri n g sitti n g position c a n be consi dered as evi
dence for a good i nterp l ay of afferent vesti b u l ar and neck-pro p ri ocep
tive and efferent m u scle p ower activities. Th e amount of s l i ght swayi n g
movements wh i ch accom p a n i ed th e m ai nten ance o f th e h ead ba l an ce
duri n g th e fi rst m o nths, was not appreci ated .
30
Comment
lt was fou n d that the items of this g ro u p did not s h ow a ny substantial
ch an ges t h ro u g hout the developm ental peri o d as defi n ed i n thi s study.
Th i s i m p l i es that their neura l m echanisms a re ful ly estab l ished at l east
at b i rth . Fro m a develop m ental p o i nt of vi ew these n e u ra l mecha n i s m s
can b e said to b e of p ri m ary i m p o rtance. They form th e basis o n wh i ch
further fu n ctio n a l deve l o p ment rel i es . Th e n ervo u s system m u st b e abl e
t o generate adequate m uscle ten s i o n i n o rder t o m ake a l l kinds o f m otor
behavi o u r poss i b l e. Si m i l arly m ec ha ni sms fo r visual and acoustical m e
d i ation a re a p rereq u i site fo r the d evel o p m ent of d iffere nti ated visual
a n d acoustical fu n cti o ns, such as fo r i n stan ce visuomoto r abiliti es o r
adeq u ate l o cal i sati o n o f t he so u rces of s o u n d s . Theoreti cal ly it can b e
a rgued th at an i m p a i rm ent o f these m echanisms d estroys o r l a rgely
h a m p ers the p o ssib i l ity of adequate fu n cti o n al deve l o p m ent. Conse
q u ently it is evi dent that these items a re of g reat s i g nifican ce fo r a
neuro l o g i ca l d iag nosti c p ro cedu re . M o reover, if the n eu ra l m echani s m s
u nderlyi n g these items are of s u c h b a s i c val ue fo r the fun ctio n al d evel
o p m ent, it m ay b e assumed that i n cases of d i sturb a nces res u lti n g from
i mp a i rm ent of these m echanisms p roper treatment wi l l be rather d iffi cult.
31
Ch a pter VI I I G ro u p 1 1 : lte,m s w h i c h s h owed l ittle
diffe rentiation and/ or a rapid
d eve l o p m ental c o u rse
TABLE IV
Items which s howed l ittle differentiation and/or rapid developmental
course (group 11)
Spontaneous tremor
Tremor d u ri n g More-reacti o n s
Conju gated eye m ovem ents
Fixation time
Visual p u rsuit m ovements
Co nvergence of the eyes
Pup i l la ry reacti on to convergence
Corneal reflex
D o l l ' s eye phenomenon
Rotation test
Li p-tap reflex
Recoi l of th e elbow
B i ceps reflex
An k le jerk
Stepp i n g m ovem ents
S pontaneous tremor
At the n ewborn exam i n ation ten i nfants showed a s l i ght tremor of h i g h
frequency g 6/sec) a n d low a m p l itude (< 3 cm) d u ri n g spontan eo u s
activity. Th e tremor w a s se e n i n thei r upper l i m bs o n ly. Ei ght of them
were b oys and two were g i rls. Yet from the seco n d exami n ation o nwards
no tremor was observed any m o re, except i n o n e boy who co nsi stently
sh owed a s l i g ht tremor u p to about one yea r. Tremors of l ow frequen cy
a n d h i gh a m p l itude d i d not occu r i n the p resent gro u p (cf. criteria for
n eon atal neurolo g i ca l opti m a l ity) .
32
Tremor d u ri ng M oro-reactions
As wi l l b e reported in ch apter IX the Mo ro reacti o n was e l i cited i n 3 d if
ferent ways : by the head d ro p , the l ift a n d the h i t o n the s u rface respec
tively. In the n ewborn period six i nfants (5 b oys and 1 g i rl) showed a
s l i ght tremor of h i gh frequency (> 6 sec.) a n d s m a l l a m p l itude (< 3 cm)
in th e h ead-drop M oro . These six i nfants a l so d i s p l ayed a tremor d u ri n g
spontan eou s actvity. A t t h e secon d a n d th i rd exa m i n ati o n o n l y o n e boy
sti l l s howed a s l i ght tremo r which d isap peared at su bsequent exam i n a
tions.
D u ri n g the M o ro reaction eli cited by the l ift-m ethod, nine i nfants (4 boys
and 5 g i rl s) showed a h i g h freq uency and l ow a m p l itude tremor d u ri n g
t h e n ewborn exa m i n ation. Th i s n u m be r o f i nfants decreased rap i d l y
d u ri n g the subseq u ent exa m i nati ons, alth o u g h o n e boy persisted i n
showi n g a s l i ght trem o r u nti l the fifth assessm ent. This was the same
boy who showed a trem o r d u ri n g the h eaddrop M o ro at the secon d a n d
the th i rd assessm ent.
D u ri n g the M o ro reacti o n e l i cited by a hit o n the su rface twelve i n fants
s h owed a tremor of h i g h freq u e ncy a n d low a m p l itude d u ri n g the n ew
bo rn exa m i n ation (5 b oys, 7 g i rl s). At the seco n d exa m i n ation o n ly three
i nfants (al l of them b oys) showed a s l i g ht tremor and from the fou rth
exam i n ation o nwards no tremo r was fou n d .
D u ri n g the l i ft M oro a n d h i t M o ro m o re gi rl s than boys showed a tre
m o r, but the few i n fants who pers i sted in h avi n g a tremor d u ri n g the fi rst
few fo l l ow-up exa m i nati ons were al l of them boys. Yet the n u mb e r of
i nfants with a tremor is to o s m a l l to a l l ow fo r pertin ent co ncl usi o n s o r
even hypoth eses. O t he r typ es of tremo r were not o bserved.
The eyes
Th e develop m ent of an effi cient visual apparatus showed a rap i d d evel
opme ntal co u rse d u ri n g the fi rst m o nths of l ife in m o re than 80% of the
i nfants.
a. Conjugation of eye m ovements was eval u ated d u ri n g the whole
cou rs e of the assessm ent. Fo r record i n g a fou r p o i nt s ca l e was
used:
0 . n o n-conju gated eye m ovem ents.
1 . o ccasional ly co njugated eye m ovements.
2. n early conti n u a l ly conju g ated eye m ovements.
3. conti n u a l ly conjugated eye m ovements.
D u ri n g the n ewbo rn exam i n ati o n none of the i nfants obtai ned score
0; 1 6% of them obta i n ed score 1 a n d 80o/0 sco re 2. I n these i nfants
s q u i nti n g occu rred m ai n ly d u ri n g tests which req u i red m uscu l a r
exertion s u ch as the traction-test a n d h ead-balance d u ri n g sitti n g.
O n ly 4% showed conti n u a l ly conju gated eye m ovem ents (score 3).
At the seco n d exa m i n ation, i .e. at about the fifth week of l i fe, one
th i rd of the i nfants showed conti n u a l ly conju g ated eye m ovem ents.
At the th i rd exa m i n ation this was the case with two thi rds of the i n
fants, wh i l e from the fifth exa m i n ation o nwards, i .e. from about 20
33
weeks of age, a l l the i nfants sh owed consi stently co nj u g ated eye
movements. Boys were s i g n ificantly l ater than g i rls in showi ng near
ly conti n u a l ly conj u gated eye movements ( M an n-Whitney U test, p
= 0.01 ), but the d ifference b etween the means of boys and g i rls
was s l i g ht (see Tab l e XI and XI I I and chapter XI I). Th is difference
had disappeared at the ti m e of onset of conti n u a l ly conj u gated eye
movements. The p resent fi n d i n gs are i n agreem ent with Ko upern i k
a n d Dai l ly's view that co m p l ete syn erg i sm between the eyes i s esta
b l ished b etween 3 and 5 mo nths of age (Ko up ern i k and D a i l ly, 1 968).
b. Fixation time
I n order to assess the fixation-ti m e the exami ner kept a g l itteri n g
si lvery object o f 3 b y 4 cm i n fro nt o f t h e i nfant's eyes and tried out
at wh ich d i stance the i nfant gave the b est response.
The obj ect was kept in movem ent in order to i ntens ify the sti m u l ation.
The response was scored o n a 4 p o i nt scal e .
0. n o fixation.
1 . fixation d u ri n g a few seco nd s o n ly.
2 . fixation d u ri n g 1 5 to 20 seconds.
3. fixation d u ri n g m o re th an 20 seconds.
the test was carried out fo r the fi rst ti m e d u ri n g the seco nd exami
n ati o n . A l l the i nfants except two sh owed fixati o n d u ri n g a few se
co nds at least, wh i l e 20°/0 fixated l o n ger than 20 seco nds. At the
th i rd exa m i n ation two th i rds of the i nfants showed fixation d u ri n g
m o re than 2 0 seco nd s; about o n e th i rd fixated during 1 5-20 seconds
a n d on ly two infants fixated d u ri n g a shorter time. From the fou rth
exa m i n ati on o nwa rds, i . e. about 1 6 weeks, mo re than 90o/0 of the
ch i l d ren fixated l o n ger than 20 second s. The boys started to fixate
s l i ghtly earl ier than the g i rl s (Man n-Whitney U test, p. < 0.0 1 ) but
boys and g i rl s reached a fixation period of mo re than 20 seco nds at
about the same t i m e.
There was a low but sign ificant correl ati o n between the fi na l stab i l i
zati on of fixation an d the o nset of p u rsuit m ovements of the eyes
as defi ned in th i s study (r = .397 p < 0.0 1 ) .
Fixation dep ends l a rgely o n t h e q ua l ity o f the sti m u l us. Therefo re i t
i s h a rdly feas i b l e to compare t h e p resent fi n d i ngs with those o f other
auth ors who often do not descri b e the q u a l ity of the i r sti m u l ation.
c. Visual pursuit movements
The object used i n the test for fixation was also m ade use of i n this
test. lt was moved i n fro nt of the i nfant from one side to the other,
at the distance at wh i ch the i nfant fi xated b est.
The a n g l e over which the i nfant fol l owed the object with the eyes
and h ead was estim ated and scored on a 5-poi nt-sca l e.
0. no p u rs u it movem ents.
1 . p u rsuit m ovem ents over 30 degrees.
2 . p u rsuit m ovements over 45 degrees.
3. p u rs u it m ovem ents over 60 degrees.
4. p u rsuit m ovem ents over 90 degrees o r more.
Th e test was carried out from the seco nd exam i n ation o nwards.
34
Visual pursuit movements
� I 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
-----r---1 T ' I
exam.
-----r ----1 - -,
0 3 6 9 12 15 18 21
age,months
Fig. 5
35
that there s h o u l d be convergence of the eyes from the end of the
th i rd m onth o nward s. They also co nfi rm White' s fi n d i n g s (1 970) that
visual acco modation to an approach i n g target i s developed between
the seco n d and fo urth mo nth of l ife.
Corneal reflex
Th i s refl ex, elicited by l i g htly touch i n g th e co rnea with a pi ece of cotto n
woo l , was positive from b i rth o nwards. D u ri ng the newborn exa m i n ation
i n a l l th e in fants, the reacti on was slow, com pa red with the i m m ed i ate
and q u ick reactions occu rri ng from the secon d exa m i n ation o nwards.
Doll's eye-phenomenon
Th i s test was elicited by axi al rotati on of the i nfant when kept i n s u p i n e
suspensi o n . A t the newborn exam i n ation 84°/0 o f the i nfants sh owed a
p ositive response; i . e. evi dent active eye m ovements contrary to the di
rection of th e axi a l rotation. At the secon d exam i n ati on the response
was n egative i n 25% of the infants, i . e. parti a l eye m ovem ents o r even
an absence of eye m ovem ents contrary to the d i recti o n of the rotati o n .
I n 59% t h e response w a s dubious. From the th i rd exa m i n ati o n o nward s
m o re than 80o/0 of the i nfants showed a negative response. No differen
ce b etween b oys and g i rl s was fo u n d . The D o l l ' s eye-phenomenon is a
vesti b u la r reactio n . O n e m i ght exp ect the development of fixation to
interfere with th e res ult of the testi ng -p roced u re, and it m i ght be argued
that the p h enomenon wo u l d not d i s appear if no fixati o n-targets were
avai lable. As it was i m possi b l e to exc l u d e fixation-ta rg ets com p l etely,
concl usive evidence o n this issue co u l d not b e obta i n ed. The i nfants could
gaze i nto one d i recti o n o r an other u n system ati cal ly which apparently
was sufficient to i nterfere with the response. I n cidental observations
showed th at i n d rowsy i nfants of different ages a D o l l ' s eye-phenome
non co u l d sti l l b e obta i ned . Altho ug h these observati ons were not car
ried out systemati cal ly, it m ay be assu m ed that the Do l l ' s eye-phenome
non does not d i sappear duri n g developm ent, but becomes l atent d u e to
th e i nterferi n g effect of sca n n i n g movements of the eyes d u ri n g wake
ful n ess.
36
Rotatio n test
D u ri n g the rotati on test, e l i cited acco rd i n g to Prechtl and Bei ntema
(1 964), i n 96o/0 of the i nfants nystag m o i d m ovem ents of the eyes were
fou n d at the n ewborn exa m i n ati o n . From the seco n d exami n ation on
wards they were fou n d in 1 00°/o of the i nfants, without the d i recti o n of
the rotation b ei n g of any con seq uence.
l t was n ot c lear wheth er the nysta g mo i d m ovements were of o ptoki neti c
o r of vesti b u l a r o ri g i n . There were m any g ross contrasts between d ark
and l i ght (wi ndows, shadows, l arge p a i ntings of the wal l s etc.) i n the
b ackg ro u n d a g ai n st which the i nfants were rotated. These s u p p l ied suf
ficient fixation targets fo r the i nfants, which are a p rereq u i site fo r the
optokinetic nystagmus. O n the other h a n d it w a s often fou n d that a
very s l i g ht turn i n g m ovem ent, fo r i n stan ce over an a rc of about 45° ,
was suffi cient t o p rovoke nystag m o i d m ovements with a c learly d i sti
g u i s h a b l e fast and s l ow compo nent; this m i ght p o i nt to a vestib u l ar
o ri g i n . D u ri n g t h is p roces of sl i ght rotat i o n accel e ratio n is the m a i n sti
m u l us whi l e p res u m ab ly the contrasts in the visual fi e l d p l ay a m i no r
rol e. W h e n rotation was conti nued, th ere seemed t o b e a decrease o f ny
stag m oid movements i n som e i nfants, which poi nts to a vestib u la r o ri
gin, wh i l e i n others the frequency of these m ovem ents seemed to re
m a i n u n ch an ged, which sug gests an o ptoki netic o ri g i n . lt m u st be con
c l u ded that o n the basis of the p resent fi n d i n g s no clear d i sti n ctio n can
b e m ade b etween optokinetic and vest i b u l a r o ri g i n . N evertheless i t is
evi dent that in h i s n ewb o rn peri od the i nfant is al ready ab l e to m ake
consecutive s l ow and fast consensual eye m ovements in a n eatly coord i
n ated way.
Lip-tap response
The resp on se, e l i cited by a b ri s k tap o n the u p p er o r l ower l i p, was
scored o n a fou r p oint scale (state 3).
0: negative res p onse.
1 : a p h as i c contraction of the o rb i c u l ari s o ri s m uscle.
2 : a s h ortlast i n g ton i c p rotru s i o n of the l i ps .
3 : a n evident ton i c p rotrusion of the l i p s, often fo l l owed by s macki n g
m ovements.
At the n ewborn exa m i n ati o n a l l the i nfants s h owed a to n i c response; i n
96o/0 o f the cases this was sco red a s a n evi dent to n i c p rotru s i o n o f the
l ip s . At the s eco n d exa m i nation a ton i c respo nse wa s p resent i n about
two thi rds of the cases, h al f of which sco red 4, b ut i n 20% of the i n
fants no respo nse was obtained.
At the th i rd exa m i n ation (age about 12 weeks) 1 Oo/0 of the i nfa nts sti l l
s h owed a n evident to n i c p rotrusion o f the l i p s, but the n u m ber o f neg a
tive responses in c reased (35o/0) a n d o n e fou rth of the i nfants showed
a p h asic contracti o n as a sole response.
At the fo u rth a n d fifth assessments a m i nority of i n fants (about 1 5%)
sti l l showed a s h ortl asti n g ton i c l i p-p rotru s i o n , whi l e in a rapi d ly decreas
i n g n u m ber of i nfants a p h asic reaction persi sted u nti l the age of
37
about six m onth s. Two i nfants obtai n ed the score 2 u nti l the tenth exa
m i n ati o n . I n con s isten cies occu rred in 1 7 i nfants, usua l ly o nce. An app re
ciab l e difference in i n consistencies b etween boys and g i rls was not
fo u n d . Sti l l th e develop mental course lasted s i g n ificantly l on ger i n the
case of the g i rl s (Mann-Whitney U test, p < 0.01 ) , although the differen
ce b etween gi rls and boys was very s m a l l (about the le ngth of one i nter
val) a n d less than one sta ndard devi ati o n from the means (Ta b l e X and
XI I).
Recoi l of t h e elbow
At the neonatal exa m i n ation a l l the i nfants sh owed a b risk flexi o n of both
el bows when the two fo rea rm s were p assively extended and then rel eas
ed. At the secon d exa mi nation half of the i nfants did not show a flexi o n
at the elbows. The percentage of negative respon ses i n creased to 82
and 96 at the thi rd a n d fou rth exa m i n ation respectively. Th ere was no
d ifference b etween b oys and g i rl s . lt can b e co ncl uded that the active
postural fl exo r d o m i n ance which is characteri stic fo r the newbo rn pe
riod (An d re-Th omas and St. Anne D a rgassies, 1 952 ; l n gra m, 1 959 ;
Prechtl and Bei ntema, 1 964) decreases rapi d ly d u ri n g th e fi rst two
m o nths of i ife.
Biceps reflex
The bi ceps reflex was e l i cited by tap p i n g with o n e i n dex fi n ger on the
other one which was p l aced o n the tendon of the b i ceps m uscle of the
i nfants' sem iflexed arm . There was a b ri sk response i n the majo rity of
i nfants at a l l th e exa m i n ations. D u ri n g the second exa m i n ation two
th i rds of the i nfants showed an exag gerated contracti o n of the b i ceps
m uscle. D u ri n g the th i rd exa m i n ation th i s sti l l happened in about one
th i rd of the i nfants. I nconsi stently the n u m ber of infants in which this
exaggerated contraction was fou n d (6, 4 , 2 i nfants respectively) decreas
ed rap i d ly. Th e in fants who sh owed exaggerated repo n ses duri n g se
veral assessments were not i denti cal, as i n specti o n of the i n divi d u a l
scores m ade cl ear; th us a conspicuous numb e r of i ntra-ind ivi dual i ncon
s i stencies occu rred i n the i ntensity of the response, especi a l ly d u ri n g
th e fi rst m o nth s. There was no difference b etween boys a n d g i rl s .
Ankle jerk
At the n ewborn exa m i n ation the i ntensity of the ankle jerk, eli cited ac
cord i n g to Prechtl and Bei ntema (1 964) was g raded medium in al l the i n
fants. D u ri n g the seco n d a n d th i rd exa m i nati o n six i nfants showed a re
l ative i n crease of i ntens ity of the an kle j e rk. H owever, these were diffe
rent infants. Therefo re th e val i d ity of these s i n g l e observati o n s can b e
q uestioned. O n e b oy sh owed an i n creased i ntensity o f t h e a n k l e jerk u p
ti l l the 1 Oth exa m i n ation, i . e. u n t i l t h e age o f 4 0 weeks. This was n o t the
boy who persi stently sh owed a sl i ght tremor during spontaneous m oti l i
ty as mentioned above.
38
Steppi ng movements
D u ri n g the n eo n atal exa m i n ation step p i n g m ovem ents, e li c ited acco rd
i n g to Prechtl a n d Bei ntema ( 1 964) were cl early p resent i n 94°/0 of the
in fants ; th ree i nfants (6o/0) s howed a weak respon se. Fo u r weeks l ater
the response was absent in 59o/0 of the i nfants, and at the thi rd exami na
tion o n ly 6%> ?hawed weak step p i n g m ovem ents, n otwithsta n d i n g the
rei nforcem ent by p assive extension of the head as d escribed by Mac
Keith (1 964). I n two i nfants (4o/0) a weak response rema i n ed p resent du
ri n g the fou rth a n d fifth exam i n ation, i . e. u nti l the age of about 20 weeks.
Th ere was n o difference b etween b oys and g i rl s . M acKeith' s fi n d i n g that
p assive extension of the h ead resu lts i n a p ro l o n ged p resence of step
p i n g m ovements in a m ajo rity of i nfants, co u l d n ot be confi rmed. Thi s
m i ght b e d u e to the fact that the exam i n er started to apply the p assive
extension of the h ead o n ly at ei g ht weeks, when stepp i n g m ovem ents
without h ead exten s i o n were not p resent anymo re.
Because of the very s m a l l n u m ber of i nfants who s howed persi sti n g
step p i n g m ovements after t h e fi rst assessm ent, a re l atio n s h i p b etween
these m ovements and the o nset of walki n g cou l d not b e ascerta i ned.
Th e i n fants who sti l l showed the respo nse at the t h i rd assessm ent did
n ot wal k rem arkably early. Zel azo' s suggesti o n that a persi stence of
step p i n g m ovem ents wo u l d resu l t in an earl i er o nset of wal ki n g coul d
therefore n ot b e confi rm ed (Zel azo e t a l . 1 972). H owever, t h e n u mber of
i nfants was too s m a l l to a l l ow for defi n ite con c l u s i o n s on thi s issue.
Comment
The items of this g ro up can b e divided i nto two s u b g roups. The fi rst sub
g roup con tain s those items i n which the m ajo rity of the i n fants behaved
i n a s i m i l a r way. The items m eant are: trem o r duri n g spontaneo u s m oti l i
t y a n d m o ra-reactions, t he a n k l e j erk and the rotati o n test. A s fo r the ro
tati o n test, its d ifferentiation is very s l i gth and b ri ef; the item shows a
very rap i d develop m ental course so that it can be ran ged b etween
g ro up I (chapter V I I ) and g ro u p 11. The other items of this subgroup
(tremor a n d ankle jerk) scored q u a l itatively d ifferently fo r a co n s i der
ab l e period of t i m e in a very s m a l l m i no rity of th e i nfants, i n contrast
with the l a rg e m ajority of the i nfants. Th u s in one i nfant a spo ntaneous
tremor was fo u n d u p ti l l the age of one year, wh i l e in the case of a few
in fa nts an i n creased i ntensity of the an k l e j erk was observed d u ri n g the
fi rst few m o nths of l ife, i n o n e i nfant even u nt i l the tenth exa m i n ati o n.
l t i s rather diffi c u lt to d raw a ny conc l u si o ns o n the basis o f the se s i n g l e
o b servations. Tremors of h i g h freq uency an d l ow amp l itude a re wel l
known p h en om en a i n neonatal n e u ro l o gy, especi a l ly i n i nfants who are
exhausted or u pset. They m ay be seen as osci l l ations occu rri n g d u ri n g
coord i n ated m otil ity. A s they m ai n ly occur i n t i m es o f stress o n t h e ner
vous system (wh en the i nfants a re exh austed, cryi n g , h u n g ry, u pset etc.)
they s u g g est that the b ra i n o rg a ni sati o n fo r this pa rti cul ar m ovement
control is n ot yet conso l i dated and can easily b e d i sturbed.
C l i n i ca l ly they a re co nsi dered to b e of l ittl e s i g n ifi can ce.
39
Tremors b ein g p resent i n some i nfants fo r a l o n g period of time d u ri n g
development c a n be i nterp reted as an exa m p l e o f t h e vari abi l ity i n the
m atu rati on of the nervo us contro l-systems u n derlyi n g s mooth movem ent.
40
Ch apter IX G ro u p I l l : Ite m s which s h owed a n evi dent
d eve l o p m e ntal seq u e n ce
41
TABLE V
42
The items of g rou p I l l can be consid ered to show a g radual and p rotrac
ted developm ental course, which refl ects a s l ow m atu rati o n of the n e u ral
m echani sm s on which they a re based. The m ean i n g of this g radual and
p rotracted develop m ent fo r a co rrect u n de rsta n d i n g of the m aturi n g ner
vous system wi l l be di scussed i n ch apters XI I , XI I I and XIV.
Recording:
The post u re and m otil ity of arms and l egs were reco rded separately.
Observation of the d evelop me ntal chan ges resu lted i n the fol lowi n g
scori n g sca l es :
43
Spontaneaus motil ity of the legs:
0. neonatal alternating m ovements
1 . predo m i n antly asym m etrical m ovements
2. pred o m i n antly sym m etri cal movem ents
3. p red o m i n antly vo l u ntary m ovements
Scores 2 and 4 were regarded as fi rst and fi nal changes respectively.
The p rediction bands with the fu l l ran ges fo r the spontaneous posture
of the arms and l egs a re p resented i n fi g u res 6 and 7.
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
exam.
I I I r I . r I r r -,-.-
0 3 6 9 u B lli n
age,months
Fig. 6
Vl
Q
(1)
2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
I
exam.
I I I I I r r I I r I I I I r I I I I I
0 3 6 9 12 15 18 21
age,months
Fig. 7
44
when goal-di rected m oti l i ty develops. Of cou rse t hi s happens m uch l ater
in the case of the leg s than in that of the arm s . l t reflects the sequence
of th e d ifferentiatio n of m otor p ro g ra m m i n g i n the b ra i n . In the l iteratu re
o n e genera l ly ag rees that the postu re of a rm s a n d l egs fo l lows the de
vel o pm ental course descri bed ab ove (I n g ram , 1 959 ; Peipe r, 1 96 1 ). I n
t h e case o f the arm s , fl exio n- postu res a re rapi d l y repl aced by vo l u ntary
postu res, whi l e in the l egs an extension postures c an b e clearly d i stin
g ui s h ed as an i ndependent p hase. This should p ro bab ly be regarded as
p artly b e l o n g i n g to vol u ntary m otor activity b ecause i nvolved in o r p re
pa ratory to vol u ntary sta n d i n g behavi o u r.
I n the p resent study extension of the l egs was sco red 4 as soon as i t
appeared to b e part of vo l u ntary m otor behavi o u r. Thus l n g ra m ' s seco n d
exten s ion p h ase, w h i c h he l o ca l i zes at t h e end of the fi rst year, c a n b e
co n s idered as t h e begi n n i n g o f a rbitrary l e g postu res.
As for the age of the fi rst change o r fi na l change, the d evelopm ental
ran g e o r th e n u m ber of i n co nsi stencies, there were no statisti cal ly s i g
n ificant d ifferen ces b etween b oys a n d gi rl s .
45
agai n st the shoulder d u ri n g sitti n g , and fo l l owi n g an obj ect with eyes,
h ead and trunk d u ri n g sitti n g . The fi rst chan ges of these items are con
tam i n ated as they were scored o n ly if the i nfant was able to sit free.
The co rrelation-coeffi cients were mo re o r l ess s i m i l a r, ran g i n g fro m
.352 to .393. Th ese rel ati o nshi p s refl ect that arbitrary use of the legs is
a p rereq u isite fo r the develop ment of steady sitti n g .
I 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
I I
exam.
I I I I I T
0 3 6 9 15 21
age,months
Fig. 8
"'
8
1-1
(b
I 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
exam.
I I I I I
o 3 6 9 u B ffi n
age,months
F'i g . 9
46
tion that i n the m ajo rity of i nfants, d u ri n g th e development of arm mo
ti l ity, there was a developm ental p h ase d u ri n g which the sym m etri cal
typ e of motil ity and vo l u ntary m ovem ents were p resent i n about the
same quantity (score 4) . S uch a p hase was not fo u n d fo r the l egs.
D u ri n g t h is p h ase especi a l ly the i nfants were b u sy p l ayi n g with their
h an ds or g ras pi n g thei r clothes, in al l sorts of ways m a n i p u l ati n g their
envi ro n m ent with b oth hands at the same time. Beside thi s vol u ntary
b eh aviour, they often showed sym m etri cal swayi n g m ovements of the
arm s , such as o n e m i ght see i n i nfa nts who suffer fro m a lack of sti m u
l ation , o r i n retarded i nfants.
In the l iteratu re the sequence of development of spontaneous m oti l ity
of a rm s a n d l eg s (asym m etri ca l , sym m etri ca l , vo l u ntary) as d escribed
above i s often attri b uted to the i nfl uence of to n i c n eck refl ex-activity
(Koupern i k a n d D a i l ly, 1 968). Asym m etrical ton i c n eck reactions occur
in i n fancy with a peak frequency b etween the ages of two and fo u r
m o nths, whi ch i s about t h e s a m e peri o d when asym m etri cal a rm mo
ti l ity i s p redo m i n ant.
In the case of the legs the period of asym m etrical m oti l ity l asts l o nger;
it m ay b e a rg u ed that ton i c neck refl ex i nfl uence is evid ent in l eg posture
and motil ity fo r a l o n ger period of ti m e than i n the c ase of the a rms.
Sti l l , t h is observa b l e effect of ton i c n eck reflex activity i s vari a b l e a n d
i n cons istent i n n o rm a l i nfants (Pa i ne , 1 964; a l so M a g n u s a n d de Kleyn
did not co nsider the com p arab l e postu res i n n o rm a l i nfants to be i d enti
cal with th eir asym m etri c ton i c neck reflex (cited by Vasse l l a and Karls
son, 1 962)). Th i s wo u l d exp l a i n the l a rg e amount of i nteri ndivi d u a l varia
b i l ity of the developm ental co u rse of posture and m oti l i ty. I ndeed, it ap
pears that at al most each assessm ent al l the fo u r scores co u l d b e fou n d .
The s a m s patterns of motil ity were p resent i n th e case o f i nfants whose
heads were centered, so th at asym m etri cal ton i c n eck effects were avoi d
ed. M o reover, no rel ati o n s h i p was fou n d b etween the fi rst a n d fi na l
chan ges a n d the develo p mental range o f spontaneous posture an d mo
ti l ity of th e arm s and the l eg s o n the o n e ha nd and of the asymm etri c
to n i c n eck reactions (spontaneous o r i m posed) on the othe r ha nd. The
develo pmental sequence of patterns of m otil ity as d escribed above can
n ot b e exp l ain ed exc l usively by the d evelopmental cou rse of toni c n eck
reflex activity; it app ears to b e b ased o n m o re general centra l n ervou s
o rga n i zati on .
I nconsi stenci es i n the deve l o p mental co u rse of the spontaneous m oti l ity
of the a rm s o ccu rred o n ly in a m·i no rity of i nfants ; as fo r the l egs, about
half of the i nfants showed at l east o n e i n co n si stency d u ri n g their d evel
opmental cou rse. No statistically s i gn ificant differences were fo u n d be
tween boys a n d g i rl s , contra ry to Sta m b ak's o p i nion cited by Ko u perni k
a n d D ai l ly (1 968) that i n g i rl s t h e asym m etri cal m oti l ity o f t h e arms
wo u l d d i sappear earl i er than in b oys.
As was the case with the fi na l change of the spontaneo u s postu re of the
a rm s , the fi n al change of th e spontaneous m oti l i ty of th e a rm s (i.e. p re
domi n antly vo l u ntary m ovements) app eared to be rel ated to the fi rst
47
chan ges of type of vo l u ntary g ras p i n g and the p a l m a r g rasp reflex (r =
The fi n al change of the spontaneo u s moti l ity of the l egs (i.e. p redomi
n antly vo l u ntary m ovements) was s i g n ificantly rel ated to the fi rst change
of items descri b i n g fu n cti onal motor b eh avi o u r such as sitti n g , sta n d i n g
and wa l k i n g and with the fi rst c h a n g e o f the o ptical p l a c i n g reacti o n of
the feet.
Tab l e V I li sts these rel ati o n s h i ps, which are se lf-evident.
TABLE VI
Correlation-coefficients (p < 0.01) of relationshi ps between the fi nal
changes of s pontaneous moti lity of the legs and the first changes of
some other items (Pearson Prod uct-Moment correl ations)
Postu re of the tru n k d u ri n g sitti n g : .4 1 3
D u ration of sitti n g .43 1
Response t o push agai nst shoulder d u ri n g sitti ng .420
Fol l owing an object with eyes, head and tru nk, sitti ng .4 1 3
Sta n d i n g u p . 659
Wa l k i n g .598
Opti cal p l aci n g of t h e feet . 505
They suggest that b efo re these moto r a b i l ities can beco me m a nifest,
th e central nervo us system m ust h ave m atured suffi ciently to a l l ow fo r
vo l untary spontaneo u s m oti lity.
Spontaneous moti l ity of the legs in vertical susp.e nsion
Procedure: The exa m i n er held the i nfant suspended in vertical posi
tion, supporting hi m u n der the shou l ders. Th e spontaneous m oti l ity of
the legs was observed, and the typ e of m otil ity appare nt m ost frequently
was reco rded. State 4.
Recording: The seq uence of the development h as been scored in the
fo l l owi n g way:
1 . N eon ata l , alternati n g typ e of m ovem ents.
2. Pred o m i nantly fl exi o n m ovem ents of hip and knee j o i nts.
3. P redomi nantly extension m ovements of hip and knee j o i nts.
4. Pred o m i n a ntly asym m etrical m oti l ity, d u ri n g which the legs showed
i rreg u l ar asym m etrical flexion/extension m ovements of varyi n g tem po
and a m p l itude.
5. Predo m i n antly sym m etri cal motil ity co ns isti n g of flexion/extension
m ovem ents of th e hips and kn ees of both l egs, of varyi n g tem po and
a m p l itude.
6. Pred o m i n a ntly arbitrary movem ents.
Scores 2 and 6 were co nsi dered as fi rst and fi na l chan ges respectively.
48
Goal directed movements of arms and hands
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
exam.
1 1 1 1 1 1 r 1 - 1 -� 1 1 .-----. 1 1 1 1 1 1 1 1
0 3 6 9 12 15 18 21
age,months
F i g. 1 0
49
reflects p reparatory central nervo us o rganizati o n fo r the developm ent
of th e m otor ab i l ity of sta n d i n g o n both l egs.
Actua l ly the fi n a l change of the item spo ntaneous moti l ity of the legs
i n vertical s u s p ensi o n w a s fou n d t o b e cl osely related to the fi rst chan
ges of the optical p l a c i ng reaction of the feet, sta n d i n g u p and walki n g
(r' s ran g i n g from . 7 1 5 t o . 798) . Th e co rrel ati o n-co effi ci ents o f its rel a
tionship with the fi rst change in items descri b i n g sitti n g beh avi o u r (pos
ture of the tru nk, d u rati o n , reaction to push against the shoulder and fo l
l owi n g an object with eyes, h ead and tru n k) ran ged from r = .474 to
.501 (p < 0.01 ). This m eans that the mo ment when the development of
effective b a lance d u ri n g sitti ng sets in is (moderately) predictive of the
m o ment at which i n vertical suspensi on the i nfant is abl e to m ove h i s
l egs a rb itrari ly. T h e fi na l chan ges o f t h e developm ent o f sitti n g behavi
our and motil ity i n verti cal suspension a re rel ated a lso (r's ran gi n g from
.464-.580, p < 0.01 ). If Ko rn hu ber's (1 973) theo ry about the ro le of the
cerebel lar n u clei i n the moto r o rganizati o n i s co rrect, the m atu rati o n of
the cerebel la r nuclei i s of g reat i m po rtance fo r th e develop m ent of the
a b i lity to m a i ntai n adequate postu res of parts of the body (e. g . arms
a n d l egs) d u ri n g vo l u ntary m otor beh avi o ur. lt i s evi dent that this a b i l ity
is n eeded d u ri n g sitti n g behavi o u r. Arbitrary, i . e. vo l u ntary use of the
l egs is i m po rtant fo r sta n d i n g and wal k i ng , i n which o bvi ously cerebel la r
m echan is m s are also i nvo lved . I n Korn h u ber' s o p i n i o n the cereb e l l a r cor
tex i s respo n s i b l e fo r the reg u l ation of fast m ovements, whi l e the cere
b e l l a r n u clei u n dertake the reg u l ation of the postu res between the m ove
m ents. Both typ es of reg u l ation are i mportant fo r a smooth contro l of
vo l unta ry m ovements. Th e rel ati o nshi p s between the fi na l chan ges of
sitti n g b eh avi o u r and of moti l ity i n vertical suspension refl ect the ro le
of the m aturation of cereb e l l a r m echanisms i n the developm ent o f these
two motor pattern s.
Nearly a l l the i nfants showed one o r m o re i nconsistencies i n the scores
d u ri n g the developmental co u rse of this item. Th e i n co nsisten cies were
d i strib uted over the developmental co u rse at rando m. They refl ect the
degree of i ntra-in d ividual va ri a b i l ity which can be regarded as charac
teristi c of a n o rm a l ly developi n g nervo us system , b ut they a lso i l l u strate
th e p roblems of op erationalizati o n of the seve ral p hases. There was no
s i g n ificant rel ation b etween the developme ntal range a n d the n u m ber of
i n con s i sten cies. Stati sti cal ly s i g n ifi cant differences between boys and
g i rl s were n ot fou n d .
50
Recording: Observation of the data resulted in defi n i n g the fo l l owi n g
sequence:
0. No goal di rected m oti l ity of a rm s a n d h ands.
1 . Lookin g at a n d p layi n g with the h a n d s : the i nfant m oved o n e or
both hands i n front of h i s eyes a n d watch ed them i ntently. M utua l
touchi n g and/o r gras p i n g o f t h e hands were a l s o scored 1 .
2. G rasp i n g objects. The i nfant approached the obj ect p resented with
one o r both hands and touched it with or without actu a l ly getti n g
h o l d o f i t . Altho ugh both asymm etrical an d sym m etri cal arm/h and
moti l ity cou l d res u lt i n a score 1 o r 2 , dependent on the fin a l resu l t
of the m ovem ent, it w a s fou n d that p l ayi n g with the hands a n d this
type of grasp i n g obj ects m ai n ly i nvolved symm etrical a rm/h a n d ac
tivity.
3. P layi n g with th e feet. The i nfant touched or g rasped one or both
feet, with one o r both hands. This behavio u r was scored separately
because of bei n g so sp ectacula r, even though thi s score was obtain
ed by o n ly a m i n o rity of the i nfants a n d usual ly occurred in con
j u n ction with score 2 or with one of the fol l owin g scores.
4. H o l d i n g one object. Th e i nfant was ab l e to g rasp and h o l d one ob
j ect with one h a n d .
5. H o l d i n g an object i n e a c h h a n d . After g ras p i n g th e fi rst object the
i nfant was p resented with a seco n d one; h e m a n aged to grasp and
h o l d th i s seco n d obj ect without d roppi n g the fi rst o ne.
6. H o l d i n g two objects in o n e hand. Whi l e h o l d i n g a n object i n each
hand, the i n fant was ab l e to g rasp a thi rd object p resented to h i m
without d ro p p i n g o n e o f t h e others. I n t h e m ajority o f cases t h e i nfant
s h i fted one of the objects from one h a n d to the other and g rasped
the thi rd o n e with the free h a n d . Some of th e i n fa nts s h i fted the ob
j ect to the u l n ar s i d e of the p a l m , h e l d it with p a l m a n d fi n gers a nd
g rasped the thi rd obj ect with the t h u m b a n d i n dex fin ger of this
hand.
A score 1 was consid ered as the fi rst ch ange, a score 6 as
the fi nal change.
Th e p rediction band fo r goal-di rected m oti l ity of a rm s a n d h ands i s p re
sented i n fi g u re 1 1 . Looki n g at a n d p l ayi n g with the hands occu rred i n
Spontaneous motility of the legs in vertical suspension
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
exam.
I I I I -1 I T I I I I
0 3 6 � 12 15 18
age,mon
21 ths
Fig. 1 1 51
m o re than 80o/0 of the infants from the t h i rd exa m i n ation o nwards, i . e.
from about the age of 1 2 weeks . Th i s behavi o ur occu rred earl i er in o n ly
six percent of the i nfa nts.
A score 2, i . e. g rasp i n g o bjects, was obtai ned m a i n ly d u ri n g the fou rth
and fifth exa m i n ation. At the sixth exa mi nati o n m o re than 80°/0 of the i n ·
fants had exceeded this phase. A t a b o u t the same ti me the i ntens ity
of the p a l m a r grasp reflex decreased. Actual ly the palmar grasp
refl ex m ay p l ay an i m po rtant ro l e in reach i n g score 1 or 2 . As the i n
fant' s o n e h an d approaches an obj ect or h i s other ha nd and touches it
acci dentally with h i s pal m , this may resu l t i n a palmar grasp reflex, re
sem b l i n g vo luntary gras p i n g .
Th us the scores 1 and 2 do not o n ly exp ress g rasp i n g behavi o u r b ut a l
so the i ntenti on o f grasp i n g .
I n the period i n which scores 2 and 3 are obta i ned by the m ajority
of i nfants, observation of the spontaneous moti l ity of arms a n d hands
revea ls p redomi nantly sym m etri cal motil ity. Yet the i nfant' s ab i l ity to di
rect h i s. arm towa rds a specifi c goal shows that vol u ntary arm and hand
motil ity are devel o p i n g . Score 4, i . e. h o l d i n g an object, can b e con
sidered as wel l-develo ped vo l u ntary motor b ehavi o u r; at this ti m e the
palmar g rasp refl ex has decreased i n i ntensity and the observati o n of
spontaneous motil ity of arms and hands reveals vo l u ntary m ovement
pattern s. Scores 5 and 6 refl ect the differentiati o n of m a n ua l m a n i p u l a
tive cap aciti es. Score 5 m eans that the open i n g of the free h a n d i n
order to g rasp an o bj ect i s no l o n ger acco m p an i ed by open i n g of the
other hand which holds an object. lt refl ects the disappearance of asso
ci ated m ovements as a res ult of matu rati o n of the nervo us system . A
score 6 m ay be co nsi dered to refl ect fu l ly differentiated m a n u al ab i l ity.
The ti m e cou rse of the different p h ases as shown in the predictio n ba nd
i s i n accordance w i t h the fi n d i n gs o f B runer ( 1 970) and Wh ite (1 970) .
52
n eeded for goal d i rected abi l ities. l t is evi dent t hat when the fi rst go al
di rected m oti l ity of a rm s and hands m ani fests itself no p redictio n can
b e m ad e con cern i n g the d u rati o n of the devel o pme ntal ran g e of this
typ e of m a nj p u l ative b eh avi o u r.
The fi n al change of goal d i rected motil ity of the arms and h a n d s (i .e.
h o l d i n g two objects i n one ha nd) sh owed a stati sti cal ly s i g n ificant rela
ti o n s h i p with the fi rst change i n items deal i n g with the develo pment of
steaqy sitti n g , co m p arab l e to the rel ati o n s h i p s fou n d i n the case of
spontaneou s motil ity of the arms (r' s ran g i n g from .401 to .440, p < 0.01 ) .
Sti l l , t h e fi n al change of g o al d i rected ab i l i ty of the arms and h ands oc
cu rred co n s i dera b ly l ater than that of the spo ntaneous motility of the
arm s (cf. fi g. 8 a n d 1 1 ) . l t m ay b e ass u m ed that steady s itti n g , i .e. esta
b l i sh ed tru n k-balance, advances i n dependent and differenti ated u se of
the arms.
There was no rel ati o n s h i p with the development of typ e of vol u ntary
g raspi n g , neither with regard to the fi rst change, n o r to the fin a l change
or th e d evelopm ental ran ge. Th i s m i ght i m p ly t h at the d eve lo pmental
cou rse of goal d i rected motil ity of t h e arm s and hands differs from that
of fi n e differe nti atio n of fi n ger-use (wh ich i s i m p l i ed i n typ e of vo l untary
g ras pi n g) ; th ere was no rel ation i n ti m e ; a n d app arently they are b ased
on d ifferent b ra i n m echan i s m s.
Keepi n g i n m i n d Korn h uber' s (1 973) theory about the ro l e p l ayed by t h e
cerebra l co rtex i n the m otor o rganizati o n , o n e m i ght con s ider the fi n a l
typ e of g ras p i n g as a typ i c al m ote-cortical fu ncti o n (see a l so Wiesen
danger (1 969) , Lawrence and H o pki ns (1 972) wh ere as the goal d i rect
ed moti l ity of arms and hands wo u l d be medi ated by n o n-cortical struc
tures, i.e. the basal gan g l i a, b ra i n stem an d cereb e l l u m .
T h e rel ati o n s h i p b etween g o a l d i rected arm/hand m oti l ity and the d evel
o p m en t of steady sitti n g m ay b e co n si dered to support this hypothesis.
The m e d i ati o n of a steady and well b a l a n ced sitti n g posture m u st cer
tai n ly b e l o o ked fo r i n non-cortical stru ct ures.
53
the devel o p m ent of the ab i l ity to h o l d m o re than o n e o bj ect i n one hand,
as descri b ed ab ove. Actu ally th e act of sh ifti n g an object to th e ul na r
side of the h a n d i n o rder t o g et h o l d o f a seco n d object without losi n g
the fi rst, c a n b e seen a s a ki n d o f sto ri ng , m ade poss i b l e b y a neuro lo
gically determ i n ed differenti ati o n of m a n u a l a b i l ities.
Typ e of vol u ntary g rasping
Procedure: D u ri n g the assessment of goal-directed m oti l ity of arms
a n d h a n ds, th e m ode of g rasp i n g of both hands was observed consecu
tively. An ovo i d o bj ect of 2 x 3 x 3 cm was used. State 4.
Recording:
0. No g ras p i n g of the obj ect.
1 . Pal m a r g rasp : When g rasp i n g the i nfant used the who l e p a l m a r su r
face of h an d and fi n g ers.
2. Radial p a l m a r g rasp : the i nfant used the rad i a l half of h i s h a n d p a l m ,
i n c l u d i n g th u m b and i ndexfi n ger, p red o m i n a ntly.
3. Scissor g ras p : the i nfant g rasped the o bject between the vo l a r s u r
faces of h i s extended th u m b a n d i n dexfi n ger.
4. I nferio r p i ncer g rap : the i nfant g rasped the object between the tip of
h i s i n dexfi n ger and the vo l a r si d e of h i s th u m b .
5 . Po inti n g : the i nfant app eared u n a b l e t o g rasp, h e po i nted and even
tual ly touched th e object with an extended i ndexfi n ger ("tip p i n g " ) .
Sometimes t h i s poi nti n g w a s fol l owed by an i nferi o r p i n cer g rasp o r
a p i n cer g rasp .
6. Pi ncer g ras p : the i nfant g rasped the o bject neatly between the ti ps
of i ndexfi n ger and thumb.
54
Type of voluntary grasping
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
1 1 r-'- 1 1
exam.
�1 1 1· � --r 1 --,--r 1 �� 1
0 3 6 9 12 15 18 21
age,months
Fig. 1 2
whi l e the l atter showed a close and positive rel ati o n s h i p with the fi n a l
c h a n g e (r = .94 1 ) . T hi s combi n ati o n of rel atio n s h i ps suggests that t h e
m om ent o f fi n a l stab i l i zati o n of the type of vol u ntary g rasp i n g , as defined
in th is study, i s m o re o r less fixed ; i t i s i n dependent of the m o m ent of
th e fi rst exp ression of g rasp i n g .
As reported elsewhere (To uwen, 1 97 1 ) there w a s no c l o s e rel ati o n s h i p
b etween the develop m ental cou rse of the p a l m a r g rasp refl ex and t h e
typ e of vol u ntary g rasp i n g .
A statisti cally s i g nifi cant rel ati o n s h i p with a l ow corre lation coeffi cient
(r = .273, p < 0.05) was o n ly fou n d b etween the fi rst change of the pal
mar g rasp refl ex and the fi rst ap peara n ce of vo l untary g raspi n g (p a l m ar
g rasp typ e) . Alth ou g h the p a l m a r g rasp refl ex m ay b e pa rtly respon si b l e
for t h e su cces o f t h e fi rst attem pt o f g raspi n g, t h i s g ras p i n g cannot b e
regarded a s b e i n g sol ely b ased o n refl ex mechani s m s ; i t p roves that a
differentiati o n of vo l u ntary m a n i p u l ation h a s set i n . Neither can thi s l ow
rel atio n s h i p b e consi dered as a stro n g support fo r the vi ew that a de
crease of the p a l m a r g rasp refl ex is a p rereq u i s ite fo r the devel o p m ent
of vo l u ntary g ras p in g.
55
ment of p reh en s io n, reach i n g and differenti al m a n i p u l ative beh avi o u r i n
cl uded. He also concl uded th at there was a p roxim o-d i stal co u rse of
developm ent, such as is apparent i n the descri bed developm ental se
q uence. lt stands to reaso n that the typ e of vo l u ntary grasp i n g i s an
i m porta nt va riab le i n develop mental tests. Yet i n these tests m eans o r 50
centi l es are usua l ly g iven without ra ng es (a n excepti o n is the Denver
Developm ental Scree n i n g Test (Franken b u rg and Dodds, 1 967), which
gives 3-95 centi l es i n addition to i nterq u a rti l e ran ges) and the devel op
m ental sequence i s often not taken i nto con s i derati on, o r it is p resented
o n ly with key-ages. M o reover, the standa rd i zati on of the tech n i qu es of
ten vari es wi dely. Th i s h a m pers co mp a ri son with th e fi n d i n gs of the pre
sent stu dy. The p h enomenon of the vari ati on ran ges ten d i n g to i n crease
with i n creas i n g differenti ati o n of typ e of g ras p i n g i l l u strates the i m p o r
tance of knowl edge about the va ri ati o n-ran ges of the developm ental
p h ases.
From a neuro lo g i ca l p o i nt of view the develop ment of th e typ e of vo l u n
tary g raspi n g reflects the maturati o n of th e mote-co rtical a n d corti co
s p i n a l mech an i s m s . As Wiesendanger (1 969) , in h i s extensive revi ew of
th e fu n cti on of the pyra m i dal tract, and Korn h uber (1 973) h ave poi nted
o ut, the somato-sensory regu l ati o n of h i g h ly differentiated m ovem ents
such as fi ne fi n ger m ovem ents i s a specifi c p ro perty of the motor cortex.
The fi n d i n gs of Lawrence a n d Hopkins (1 972) in the i nfa nt rhesus mo n
key su g gest th at th e appearance of d i fferenti ated use of th e fi ngers i s
rel ated t o t h e m aturati o n o f corti co s p i n a l co nn ecti ons. If thi s m ay be
tran sferred t o h u ma ns, t he ti m e sched u l e as p resented i n the p redicti on
band of th e developm ent of typ e of vo l u ntary gras p i n g, m ay refl ect the
time course of the estab l i s h m ent of co rti cosp i n a l co n necti ons in the h u
m a n i nfant. lt wou l d be attractive to hypoth esize that the p h ase of " p o i nt
i n g " m a rks the transition b etween " n o n-cortica l " a n d " co rti cal " grasp
ing m ech a n i s m s .
L o w b ut statisti cal l y s i g n ificant rel ationsh i ps were fo u nd, with r' s ran g
i n g from .370 - .449 (p < 0.01 ) b etween the first change of vo l u ntary
g rasp i n g and th e final change of spontaneous posture a n d m oti lity of
th e a rm s , as rep o rted i n the p arag raph on spontaneous posture a n d
motil ity of arm s a n d legs.
A stati sti cal ly s i g n i ficant rel ati o n s h i p was fou n d between the final chan
ge of vo l u ntary g rasp i n g and the first changes of stand i n g u p and wal k
i n g (r= .495 a n d .452 respectively, p < 0.01 ) . Th i s m ay o n ly mean that
th e tim e of on set of th e developm ent of stand i n g and wa l k i n g behavi o u r
i s rel ated t o th e occu rrence o f fi ne d ifferenti ated use o f h ands and
'fi n gers. Yet one m i ght argue that there i s a seq uenti a l o rgan izatio n be
cause th i s rel atio n s h i p suggests the p ri o rity of m anu a l differenti ation to
moto r development i n verti cal positi o n . Teleo l o g i ca l ly th i s is a p lausi b l e
sequence o f developm ent: t h e i nfant m u st b e ab l e t o u s e h i s h ands and
fi n gers p roperly when he starts to pull h i m self i nto a kneel i n g position
(first change of sta n d i n g up) o r sta rts to wal k using both h a n d s fo r sup
port (fi rst change of wa l k i n g) .
56
Coord i n ation of the upper extremities
Procedure: The sm ooth ness an d adequ acy of m a n i p u l ation and p l ayi n g
behaviou r was observed d u ri n g the whole co u rse o f t h e assessm ent; at
the end an overal l semi-quantitative score was g iven .
Recording:
0. Badly d i rected swayi n g m ovements, t he i ntended go al b ei n g m issed
rep eated ly.
1 . We ll- d irected m ovements, alth o u g h overshootin g occurred repe ated
ly. The goal was m i ssed n ea rly h a l f of th e time, a n d when the
i ntended m ovement succeeded, the q u a l ity of the m ovement was
ab rupt a n d hesitati n g as a resu l t of b adly contro l l ed a rm- and h an d
m otility.
2. Wel l-di rected arm and ha nd m ovem ents without overshooti n g , of
s m ooth and adequate q ua l ity. Th e i ntend ed movement succeeded
m ost of the ti m e.
A score 1 a n d a score 2 were reg a rded as the fi rst a n d the fi n al change
respectively.
"'
g
(l
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
1-----r-- r
exam.
1 1 1 1 1 1 1 1 T 1
0 3 6 9 12 15 18 21
age,months
Fig. 1 3
57
activity is based on corti co-sp i na l mech anisms, wh i l e coord i n ation-me
chanisms (i.e. cereb e l l a r mech a n i s m s) serve as a contro l system fo r
carryi n g out the vo l u ntary m ovement adequately and effici ently. An awk
ward a n d badly coo rd i n ated moto r b eh avi o ur m ay be the result of i m
p a i rm ent of the mecha ni sms for coord i n ation, without the mecha n i s m s
for vo l u nta ry m otor activity b ei n g i m p a i red. Th i s i s t h e c a s e i n fo r i n
sta nce ataxia.
Th i s view, i . e. the devel o p ment of coord i n ation and vo l u ntary moto r be
haviou r are based o n the m aturati o n of d ifferent b ra i n m echanisms, i s
supported b y the fa ct, observed i n the p resent study, that the devel
opment of the coord i n ation of the upper extremities was not s i g n ifi cantly
rel ated to the developm ent of specifi c perfo rm ances of hands and arms
(e. g . g raspi n g types o r goal d i rected motil ity of the arm s and ha nds).
A low, but stati sti ca l ly si g nificant rel ati o nshi p (r = .370, p < 0.01 ) was
fou n d b etween th e fi rst change of the coo rd i n ation of the arm s (i .e. onset
of develop m ent) and the fi nal change (i.e. d i sapp earance) of the spon
taneously occu rri n g asym m etri c ton i c neck reaction . This m i ght i m p ly
that the l atte r wou l d h ave a cou nteracti n g effect on the developm ent of
the form er. Th i s wo u l d be contrary to the o p i n i on of G esel l , who co nsi
dered the p resence of the asymm etric ton i s neck response an i m po rtant
p romoti n g p h enomenon fo r coord i n ated p rehension (Gesel l and Ama
truda, 1 947). The corre l ation coeffi cient is appreci ab ly l ow, however.
A rel atively low though s i g n ificant relati o n s h i p (r = .371 , p < 0.01 ) was
fou n d b etween th e fi n a l change (i.e. stabi l i zati on) of the coo rd i n ation of
th e arm s and the fi rst change of stan d i n g up (i.e. kneel i n g), which su g
gests that the i nfa nt needs an adeq u ate coord i n ation of the arms i n
order t o b e ab l e t o p u l l h i m self u p i nto a knee l i n g positi o n .
Recording:
1 . Th e i nfant lifted h i s head and kept it l ifted fo r some seconds, witho ut
u s i n g elb ows or hands. Th e upper part of the tho rax was either s l i ght
ly l i fted or n ot l i fted at a l l . Absence of h ea d l i ft in p ro n e positi o n d i d
n ot occu r a m o n g t h e i nfants o f t h e study d u e t o t h e selectio n criteri a
for n eu ro logical o pti m a l ity.
2. Th e i nfant l i fted the h ead and the upper p a rt of the tho rax, suppor
ti n g h i m self o n h i s elbows apparently. Sti l l h e di d not top p l e over
when this elb ow support was p u l l ed away.
3. The i nfant lifted h i s head and upper p a rt of the tho rax, part of the
ti m e supporti n g h i m self o n his elbows, part of the ti m e witho ut sup
porti n g h i m self. I n the l atter case h e extend ed and spread his arms
i n a p l an e l i ke fashi o n (l l l i n gworth, 1 966, ca l l s this latter position
" swi m m i n g").
58
4. The i nfant l ifted h i s head and upper part of the thorax without sup
porti n g h i m self on elbows or hands ("p l a ne" or ,swi m m i n g" posi
ti on).
5. The i nfant l i fted h ead and tho rax, part of the time without any su p
port, p a rt of the ti m e supporti n g h i mself o n h i s (open ed) hands and
extended a rm s . I ntermi ttently h e supported h i m self o n h i s elbows,
which s eem ed to b e a tra nsition to support o n extended a rm s . He
top p l ed over if this support was p u l l ed away.
6. The i nfant supported h i m self on h i s hands and extended a rm s al
m ost excl us ively. D u ri n g t hi s p hase h e m i g ht be gi n to d raw his
knees u nder h i s abdomen .
7. The i nfant supported h i m self on exten ded a rm s and flexed knees.
Scores 2 and 7 were co nsidered as fi rst an d fi na l chan ges respectively.
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
exam.
-- I I I I I I I I I I I I I
0� 1 3I 1 1�6 9 12 15 18 21
age ' months
Fig. 1 4
Support o n the h an d s was observed in some i nfants fro m the s ixth as
sessment onwards (24 weeks). D u r i n g the n ext twenty weeks there was
a l a rg e overl ap of p h ases . At the 1 4th assessm ent (about 1 3 m onths)
m o re than 80o/0 of the i nfants assu med t he al l-fo u rs positi o n , but a m i
no rity of i nfants persi sted i n an abdo m i n al positi o n u nti l the 1 8th as
sessment (about 1 5 m onth s) .
59
One o r two i n co ns i sten cies were fou n d i n 40 i nfants, with out any diffe
rence b etween boys and g i rl s . Neither was there a consistent difference
b etween boys and g i rl s as for the time of onset of the fi rst change, the
fi n a l change or the l e ngth of develop mental ran ge. There was no re l a
tionsh i p between th e ti m e of onset of the fi rst change and the le ngth of
develop mental ra nge, neither b etween the l e ngth of the developm ental
ran ge and the occu rrence of i nconsi stencies.
60
In the present study the phase of " support on the elbows" was found
to p recede the "swimming" o r "plane" phase, wh ile l l l i n gworth sug
gests an i nverse sequence. Differences of operational ization m ay be
responsible for this difference. This is very l i kely as on the whole the
results with respect to the schedule of the "swim m ing" phase and the
subsequent phases, in the present study, are in accordance with l l l i ng
worth's data.
Recording:
0. No unequ ivocal change of spatial position.
2. Wriggling or pivoting movements, without specific use of arms and/
or legs, resulting in spatial displacement. Movi ng backwards was
also scored 2.
2. Abdominal progression using the arms only.
3. Abdominal progression using the arms and legs.
4. Progresion by way of abdominal creeping and creepi ng on all fours,
cf. on hands and knees.
5. Creeping on all fours exclusively.
Scores 1 and 5 were regarded as first and final chan ges respectively.
Locomotion in prone
I 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
exam.
0 3 6 9 12 15 18 21
age,months
Fig. 1 5
61
creeping behaviour. The phase of pivoti ng and wriggling movements
arose at about the same time when the i nfant showed a "plane-li ke"
posture in prone position. At about the time when the majority of in
fants could progress using their arms, in prone position they supported
themselves on extended arms. Yet, for crawl ing purposes they made
mainly use of thei r elbows. Only for creeping on all fours an extended
arm posture was used.
62
During development these so-call ed automatisms disappear, presuma
bly due to i nfl uences from differentiati ng brai n-stem structures. An inhi
bition of the automatisms is unlikely, as flexion and extension of the
legs remains unimpaired, only the a lternati ng rhythm disappears, though
temporarily. lt reappears i n another form when the i nfant starts wal
king. Increasing m uscle power and differentiation and organization of
the cooperating vesti bular and cerebel lar mechanisms which result in
the improvement of the maintenance of trunk and limb posture, are
needed for the brain to generate effici ent movement patterns. This is re
flected by the relationships between the first change in the develop
ment of sitti ng posture and sitting balance, and creeping on all fours
- as far as locomotion in prone is concerned - and by the relation
ships between the development of standing and of wal king, whi ch will
be discussed later on. Thus an infant must be able to organize the
postu re of his trunk and limbs sufficiently, before he i s able to creep
on all fours, and he m ust be able to stand before he can start to walk.
The increasing integration of the various brain areas (cerebel lum, brain
stem, basal ganglia, sensorimotor cerebral areas) during development
i s also i l l ustrated by the relationship of the mature phase of l ocomotion
i n prone with the development of the optical placing reaction of the
feet, i n which corti cal mediation (especially for di rected and guided
visual placing reactions as Hei n and Held (1 967) showed for kitten5t) is
known to exist (Rademaker, 1 93 1 ).
During the newborn period all the i nfants displayed neonatal crawl ing
movements. These movements are supposed to disappear at the end of
the fi rst month of l ife. In the present study spontaneous neonatal crawl
ing movements had disappeared indeed at the ti me of the second exa
m ination, i .e. at the age of about five to six weeks. At th at time none of
the i nfants yet showed pivoting movements as a first developmental
appearance of locomotion in prone as defi ned in thi s study.
63
The developmental course of prone progression i s rather lengthy, as is
exposed brilliantly by McGraw (1 943), who disti ngui shed nine phases,
seven of which are concerned with abdominal progression per se. She
demonstrated both an inter- and intra-individual overlap of the conse
cutive phases, wh ile in her material abdominal crawling took place as
an appreciable developmental phase before creeping on all fours de
veloped. In the present study i ntraindividual overlap is reflected only by
score 4. In the m ajority of the items scores are based on the prepon
derance of a certain distinct motor behaviour, but in most cases various
developmental phases coincided. This may account for at l east part of
the inconsistencies i .e. fluctuations found during the developmental
courses. The global time schedule as established in this study is in ac
cordance with McGraw' s fi ndings. A comparison with Gesell's scales is
hardly feasible, as he only gives a mean key age of 40 weeks with a
time range of four weeks to both sides without explaining the exact
meaning of the variation range (Gesell and Amatruda, 1 947).
Vojta (1 968, 1 974) has described " reflex-crawling" as a crawling pat
tern which can be el icited in normal infants by specific stimuli (forced
movements of the arms and legs) until the age of onset of the first
phase of locomotion in prone. In his opinion this " reflex-crawling" i s
o f purely reflectory origin a n d never spontaneously displayed b y the
norm al infant. Still he suggests that it's presence is a criterion for the
normal development of (or preparation for the development of) locomo
tion i n prone. This reflex-crawling may be comparable to the sponta
neous movements of the newborn (wh ich can be provoked and reinfor
ced by p ressure on the footsoles: Bauer-reaction), which result from
spinal mechanisms. If appropriate stimuli are appl ied, it may be possible
to provoke th is motil ity in infants, but this does not imply that the move
ments elicited can be consi dered as reflexes. They m erely indicate
a latent capacity (latent after the fi rst few weeks of life) of the infant's
nervous system. They can be elicited by specific stimuli, but they
would not man ifest themselves spontaneously. This l atent capacity
achieves expression again, when crawl ing sets in during the develop
ment of voluntary locomotion in prone. According to Vojta the fi rst ap
pearance of locomotion in prone may take place in the fourth to sixth
months of l ife, wh ile creeping on a l l fours would be present in the thi rd
trimester of the fi rst year. His data concerning the on set of the devel
opment of locomotion in prone are in accordance with the findi ngs of
this study. However, in the Dutch i nfants mature crawling, as defined
in this study, occurred much later.
64
Recording:
0. No rolling behaviour. The i nfant rem ained in supine position.
1 . The infant turned from supine i nto prone position by way of axial
rolling, i nitiated by head rotation, but without evident hip rotation.
2. The i nfant used rotation of the body on the pelvi s during rolling be
haviour.
Scores 1 and 2 were considered as fi rst and final changes respectively.
I 2 3 4 5 6 7 8 9 10 1 1 12 13 14 15 16 17 18 19 20 21 22 23 24
6 15 18 21
age,months
Fig. 1 6
The p rediction band for rolling over from supine i nto prone position i s
presented i n figure 1 6. I n more than 80% of t h e i nfants the developmen
tal course of the abil ity to turn into prone was brief, irrespective of the
q uality of the rol ling behaviour. At the fifth assessment eight of the in
fants were able to turn i nto prone, whi le at the eighth assessment 92%
of the i nfants could roll into prone position easily and smoothly. Trunk
rotation during rolling showed a more protracted developmental course.
While at the eighth assessment more than 80% of the i nfants displayed
smooth rolling, only half of them showed trunk rotation. Trunk rotation
had developed after 36 weeks in more than 80% of the i nfants. A close
relationship was found between the moment of the final change and the
length of the developmental range (r .743) and also between the mo
=
ments of the first and the final change (r .673). This suggests th at
=
65
The final change of rolling over from supine i nto prone position, re
flecting differentiated use of trunk and leg m usculature, showed sig
n ificant relationships with the fi rst chan ges of the items describing the
development of steady sitting, standi ng, wal king and optical placing re
actions of the feet, with r's ranging from .423 to .543 (p < 0.01 ). These
relationships can be interpreted along similar l ines as the relati onships
of locomotion i n prone and posture during prone position.
Kouperni k and Dailly (1 968) cite Stambak, who stated that turning
from supine into prone starts at about fou r to five months, and also re
ported a sexdifference, boys showing more variations i n this behav
iour than girls. McGraw (1 943) described the development of rol l i n g over
and distinguished automatic from deliberate rol l i n g behaviour. Automa
tic rolling is characterized by extension movements of the spine and
the extremities, and may be comp ared with axi al rol l ing as defined in
the p resent study.
She observed the transition of the automatic i nto the deliberate phase
at about the end of the first year of l i fe, which is in accordance with the
findings of the present study, in which transition of axial rolling into
turning over by way of evident trunk rotation was found at about the
same time.
Vojta (1 970) considers rol l i n g from supine into p rone position and back
as "an inherited coordination complex of human moti lity during the
earlier state of ontogenetic locomotion, presumably of spinal and lower
b rain-stem ori g i n". Before rolli n � occurs spontaneously it can be eli
cited; then it is called "reflex-roll i ng" by Vojta. He suggests that in the
case of a pathological development this " reflex-ro l li ng" persists and
blocks the developm ent of spontaneous rol l i n�. As i n the case of " re
flex-crawling", commented on in the paragraph concerning l ocomotion
i n prone, this use of the term " reflex" i s confusing; it may suggest that
the nervous system of the very young infant consists merely of a bund
le of reflexes which gradually develop into "voluntary" motor behaviour.
According to this concept the normal i nfant would be considered as
functioning as a " reflex-being" at some period during his development,
which evidently he does not. From b i rth onwards the i nfant is very well
able to cope with his i nfantile needs, in a far more differentiated and
variable way than would ever be consistent with the notion of a , reflex
being". Instead of being considered as a bundle of reflexes, the infant
i l e nervous system must be seen as a complex i nformation processing
apparatus. Its latent capacities may sometimes manifest themselves i n
t h e shape o f reflexes, provided th at t h e adequate stimuli are given.
The fact that specific stimuli may result in reflex-responses definitely
does not imply that the total apparatus is composed of reflexes.
Moreover, Votja makes the usual mi stake and considers reflex-roll i n g
i n brain-dam aged infants as being identical with imposed rol l ing behav
iour in healthy infants. In the case of a damage of the brain the ner
vous system is no longer homologous with an i ntact nervous system
66
of the same age. Reactions and responses obtained from b rain-damag
ed i nfants must be i nterpreted differently from those observed in healthy
i nfants.
Rolling back from prone i nto supine position
Procedure: After the i nfant had turned over i nto prone position it was
observed whether he was able to return i nto supine position. The exa
mi ner encouraged him to do so by showing an interesting toy and en
couraging him to grasp it. When an i nfant was able to get into sittin g
position, he usually d i d not return from prone position i nto supine posi
tion, but started to sit up. The quality of rolling back i nto supine was
recorded.
Recording:
0. The i nfant was not able to return into supine position.
1 . The i nfant rolled back into supine axi ally.
2. The i nfant could turn from prone i nto supine position, sometimes by
rotation of the trunk on the pelvis.
3. The i nfant returned i nto supine position exclusively by means of
trunk rotation. If the i nfant did not return into supine, but got i nto
sitting posture i nstead, as usually happened as soon as the i nfant
was able to sit up independently, this was also scored 3 as trunk
rotation is evidently i nvolved in this process.
Scores 1 and 3 were considered as fi rst and final changes respectively.
I 2 3 4 .'i 6 8 9 10 1 1 12 13 14 15 16 17 18 1 9 20 2 1 22 23 24
0 3 6 9 12 15 18 21
age,months
Fig. 1 7
The prediction band for this behavi our is presented i n figure 1 7. The
time of onset of the fi rst change is about the same i n the case of rol
ling i nto prone and rolling back i nto supine position. Trunkrotatio n dur
i n g rolling back from prone i nto supine position started to occur about
four weeks earlier than in the case of rolling over from supine i nto
prone position. it occurred at about the time that in prone position the
i nfant started to support himself on extended arms. lt seems to be
easier for an infant to push himself up on extended arms and then
rotate the upper half of the body on the pelvis i n order to turn on his
back, than i n supine position to l ift head and shoulders and rotate them
on the pelvis in order to turn over i nto prone.
67
More than 80% of the i nfants started to sit up from prone position at
the 1 2th assessment, instead of return ing i nto supine position.
Evidently trunkrotati on is needed for this motor behaviour. I n the case
of rolling over i nto prone, at the n inth assessment trunk rotation was
found in more than 80% of the infants while more than half of the
group showed trunk rotation during turning back into supine at the
eighth assessment. Perhaps the former process requi res more complex
cerebral programming than the latter.
During rolling back from prone i nto supine position there were more
inconsistencies than in rol l i n g from supine i nto prone position. There
was no difference between boys and girls. In ro lling back from prone
into supine position boys were significantly earlier i n displ aying trunk
rotation than girls (Mann-Wh itney U test, p < 0.01 ) . A relationship with
a negative correlation coefficient was found between the time of onset
of the first change and the len gth of the developmental range (r =
-.398), wh ile there was a close positive relationship between the mo
ment of the final change and the developmental range (r .788). This =
Recording:
0. The i nfant was not able to l ift his head.
1 . The infant was able to lift his head for one or two seconds on ly.
2. The infant was able to lift head for at least five seconds.
Scores 1 and 2 were regarded as first and fi nal changes of the respon
se respectively.
Head lift in supine position
1 2 3 4 5 6 8 9 10 11 12 13 14 l'i 16 17 18 HI 20 21 22 23 24
exam.
0 3 6 12 15 18 21
age,months
Fig. 1 8
68
The prediction band is presented in fi gure 1 8. In the majority of i nfants
the abi l ity to l ift the head in supine position developed between the fifth
and tenth assessment, i .e., between 20 and 40 weeks. The develop
mental course was rather rapid as is reflected by the slope of the pre
diction band. I nconsistencies occurred in a minority of i nfants and
there was no difference between boys and girls. This was also not
the case with regard to the time of onset of the first change and the
final change and the length of the developmental range. The ti mes of
o nset of the first change and of the final ch ange were closely related
(r = .751 ). One i nfant in this group did not l ift his head unti l the 1 8th
assessment.
The notion is plausible that the abi l ity to l ift the head in supine position
plays a role i n the development of the abi lity to sit up from supi ne. A
compari son with the prediction band of sitti ng up (fig. 1 9) shows that
a well-developed headl ift in supine position is concurrent with a ra
ther well-developed abi lity to sit up. Yet no relationship was found be
tween the first and final changes of headl ift i n supine and sitti ng up
respectively. lllingworth (1 966) also described the spontaneous head
l ift in supine position as a complemental phenomenon occurring duri n g
a later stage o f t h e development o f sitti ng, a n d reported that it takes
place at about 28 weeks. The present fmdrngs are in agreement with
these data.
The abi lity to lift the head in supine position reflects the differentiation
of vestibular brain mechanisms, which enable the i nfant to orient his
head in sp ace. Evidently increase of muscle power also plays a role.
The notion of the signifi cance of differentiati ng vestibular mechanisms
for this motor behaviour is supported by the fact that the i nfant's
ability to control his head position at various anglel:f when lying in prone
increases at about the same time. I n this instance the influence of ves
tibular mechanisms is evident; the i nfant had been able to l ift his head
from bi rth onwards, which means that i n prone position the m uscle
strength was great enough for this purpose.
The final change of the headlift in supine position was significantly
related with the onset of the development of walking (r = .460,
p < 0.01 ); the correlation coefficient of the relatronship with the onset
of standing up did not reach this level of sign ificance.
Sitting up
69
Recording:
0. No active flexion of the elbows and/or retraction of the shoulders
during pulling i nto sitting position. The head rem ained in one line
with the trunk.
1 . Slight active flexion of. the el bows and/or retraction of the shoul
ders, with evident flexion of the head. The i nfant was not able to
reach a sitting position without the exami ner's help.
2. Evident active flexion of the elbows and retraction of the shoulders.
The i nfant stil l needed the examiner's help during the last part of
the movement. Evident head and trunk flexion.
3. The i nfant was able to sit up without any active help of the exam iner.
Scores 1 and 3 were regarded as indicators of fi rst and final changes
respectively.
Sitting up
3 6 12 15 1H 21
age,months
Fig. 1 9
range can only be p redicted from the age at whi ch the fi rst change oc
curs to a l i m ited degree. There was no relationship between the num
ber of i nconsistencies and the length of the developmental range.
70
There was a close relationship between the final change of sitti ng up,
(i.e.: sitti ng up without help) and the o nset of the development of stand
ing up and walking (r = .805 and .81 2 respectively). Hardly any re
l ationship was found between the final change of sitti ng up and the de
velopment of the response to push against the shoulder duri n g sittin g
o r following an object with the eyes a n d rotation of the head a n d trunk
during sitting. lt is evident that balance i s developed before an i nfant is
able to sit up independently. This notion is supported by the relation
ship between the duration of sitting and the onset of the development
of the response to push agai nst the shoulder, whi l e at the same time
the duratio n of sitti ng and sitti ng up are not related (see next para
graph.
Duration of sitting
Recording:
0. The i nfant was not able to sit without support.
1 . The i nfant was able to sit free for some seconds.
2. The i nfant was able to sit free for about 30 seconds.
3. The i nfant was able to sit free for about one minute.
4. The i nfant was able to sit free longer than at least one m inute.
Scores 1 and 4 were considered as the fi rst change and the final change
of sittin g unsupported respectively.
71
Duration of sitting
I 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 li 18 19 20 21 22 23 24
exam.
() 3 6 9 12 15 1R 21
age, months
Fig. 20
tween the times of onset of the first change and of the fi nal change.
This means that to some extent the moment of the first change is pre
dictive of the moment of the final chan ge, i .e. stable sitting. At the same
time a negative relationship (r -.479 p < 0.0 1 ) was found between
=
the fi rst change and the developmental range, which seems to be con
tradictory. Presumably two different subgroups of i nfants should be dis
tinguished: one subgroup of i nfants in whom the development of the
ability to sit free for a certai n amount of time has a rather fixed devel
opmental range as the fi rst appearance of this ability predicts the mo
ment of stabilization, and another subgroup of i nfants in whom this is
not the case. Actually, plotti ng "first change" agai nst "final change"
and "developmental range" respectively displays these two subgroups
(fig. 21 and 22).
72
I n the boys a positive relationship was found between the fi rst changes
of the ability to sit up and the duration of sitting (r .696). There was
=
�
33
� 12
25 27 17 44 12
11 36 38
41 42
49 13 15 20
10 21 2628
48 7 24 16 9 29 32
9 50 52
8 1 23 2 10 14 30 37 11 31
8 4 46 45 40
6 51
34 18 35 3
7
43
6
9 10 11 12 13 14 15 16
Fig. 21 :
Final change
The relation between the first changes and the final changes· of duration of
sitting (N = 50).
Vertical axis: assessments during which the first changes occurred.
Horizontal axis : assessments during which the final changes occurred.
Case numbers are plotted in order to be able to identify the i nfants.
lt a ppears that case-number 9, 29, 32, 30, 37, 1 1 , 40, 31 and 3 are localized
somewhat bes·ide the cloud of the rest of the case-numbers.
73
Duration ofsitting r=-.48 N=so
�
� 14
--8
� 22 19 5
U:: 13
33
12
25 36 17 44 12
11 27 38
41 42
15 13 20 21
10 49 26 28
48 7 24 16 9 29 32
9
50 52
8 1 23 3 10 14 30 37 11 40 31
8 4 46
6 51 45
34 18 35 3
7
43
6
1 2 3 4 5 6 7
Developmental range
Fig. 22:
The relation between the first changes and the developmental ranges of
duration of sitting (N = 50).
Vertical axis: ass·essments during which the first changes occurred.
Horizontal axis: length of the developmental ranges expressed as the number
of four-week periods between the first and the final change.
Case numbers are plotted i n order to be able to identify the infants.
The cases 9, 29, 32, 30, 37, 1 1 , 40, 31 and 3 appear to be responsible for the
statistical significance of the computed Correlation-Coefficient.
74
is based mainly on active power, whi l e sitting unsupported for a few
seconds also requires a development of balance.
As stated above the boys started to sit up with help earlier than the
girls. Yet as far as the duration of sitti ng i s concerned there was no
difference between boys and girls. This m ay imply that there is more
active power in the boys, but that in the girls the development of balance
is similar or even faster. Gesell , and after him l l l i n gworth, state that mo
mentarily the " normal" i nfant sits without the examiner's help at 28
weeks, whi l e he i s able to sit free for a long period of time at 40 weeks
(Gesell and Armatruda, 1 947; l l l ingworth, 1 966). These dates are m uch
earl ier than those presented in the present study.
When the age of the final change, i .e. sitti ng free for longer than one
minute, in the present study i s compared with the centiles of Neligan
and Prudham {1 969) a substantial d ifference also appears whi ch for
the medians amounts to about one month and a half. As the defin itions
of sittin g free do not vary, this difference i s suggestive of population
differences, although different modes of data collection and analysis
may also be partly responsible (Touwen, 1 97 1 ).
Recording:
0. The i nfant was not able to sit without support.
1 . The i nfant sat with rounded back and supported h imself on his arms.
2. The i nfant sat with rounded back without supportin g h imself on h i s
arms.
3. The i nfant sat with strai ght back without evident lumbar kyphosis
or l o rdosis.
4. The i nfant sat upright with evident lumbar lordosis.
Scores 1 and 4 were considered to reflect the moments of the fi rst and
final changes respecively.
I 2 3 4 5 6 7 8 9 10 11 12 13 14 l!i 16 17 lli 19 20 21 22 23 24
() 3 6 9 15 1H 21
age,months
Fig. 23
75
The prediction band of trunk postu re during sitti ng is presented in fi
gure 23. The prediction bands of the durat1on of sitti ng and the posture
of the trunk during sitti ng are comparable with regard to both shape
and l ocalization on the time axis. This impl ies that parallel to the i ncrea
se of the duration of sitti ng, the posture of the trunk during sitti ng de
velops rapidly. One may argue th at the development of erect posture
during sitting reflects the development of bal ance which in its turn re
sults in an i ncrease of the duration of sitti ng. In about one fifth of the
infants an i nconsistency was found during the developmental course
of postu re during sitti n g ; there were no differences between boys and
girls.
There was a statistically significant rel ationship between the time of
onset of the first change and the final change (r = .509, p < 0.0 1 ) , while
the relationship between the time of onset of the first change and the
length of developmental range was negative (r = -.492, p < 0.01 ). This
may be accounted for in the same way as was done in the case of du
ration of sitting.
I n the majority of the infants the abi lity to use one or two hands vo lun
tarily during sitti ng developed in the period of time when the infant was
able to sit longer than half a mi nute with a straight back. I n the majority
of the i nfants the postu re of the legs during sitti ng showed a specific
developmental course: the infants started to sit with flexed legs, while
subsequent extension of the legs coincided with the abil ity to sit longer
than half a mi nute with a straight back. In the m ajority of infants an ar·
bitrary posture of the legs, i.e. a posture of the legs without a specific
flexion or extension pattern, occurred only if the i nfant was able to sit
unsupported for more than one mi nute with a neatly hol low back.
The moment of onset of the first change of the items "duration of sit
ting" and "posture of the trunk during sitti ng" were significantly related
to the final change (the stabilization) of balance development during
sitting ("response to push against the shoulder" and "fol lowing an ob
ject with the eyes and rotation of the head and tru nk"), with correlation
coefficients ranging from .587 to .652 (p < 0.0 1 ). The two items mention
ed were closely i nterrelated. Low but sti ll significant relationships were
found with standing free and walking unsupported and with an arbitrary
posture of the legs during vertical suspension and evident optical plac
i n g of the feet (r's ranging from .368 to .499, p < 0.0 1 ) .
The relationships with the fi nal changes o f prone position, locomotion
in prone and the postu re and spontaneous motil ity of the legs have al
ready been mentioned. Higher correlation coefficients, ranging from
.480 to .762 (p < 0.01 ) (see appendix D), were shown by reverse rela
tionships, i .e. those between on the one hand the fi nal ch anges of "du
ration of sitting" and " posture of the trunk during sitti ng" and the first
changes of the other items on the other hand.
lt i s evident that the age of steady sitting during more than half a mi
nute is predictive of the development of standing up and walking. Ac
tual ly all the relationships mentioned reflect the more or less closely
76
related development of a set of functions in which pri marily postural
mechanisms of head, trunk and legs are i nvolved.
The actual time schedule (appendix C) together with the relationships
between the fi rst and final chan ges of the various items points at a
schematic developmental course, in which standing and walking are
preceded by steady sitting, whi l e the development of balance, reflected
by sitting behaviour, should at least have started before the al l-fours
position and creeping on al l-fours canbe achieved.
Standing up
Procedure: The way i n which the infant tried to get i nto standing po
sition was observed and described. If necessary he was verbally en
couraged but not touched. State 4.
Recording:
0. The infant was not able to stand up.
1 . The i nfant was able to get i nto a kneeling position , whi l e supporting
hi mself with one or both h ands.
2. The i nfant was able to get into a standing position whi l e supporting
himself during standing, He was not able to sit down without help.
3. The i nfant was able to get into a standing position while supporting
hi mself during standing; he was able to sit down without help.
4. The i nfant was able to stand free.
Scores 1 and 4 were consi dered to reflect the first and final changes
respectively.
Standing up
I 2 3 4 'i 6 7 ll 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
0 3 6 9 12 15 18 21
agc,months
Fig. 24
77
Andre-Thomas describes the period during which the infant is not yet
able to stand free without losi ng balance, as a period of physiological
astasia and abasi a, implying motor and postural i ncom petence. He stat
ed that this is perfectly normal in i nfancy and mentions ultimate time
l imits of 1 5- 1 8 months of age (Andre-Thomas and St. Anne Dargassies,
1 952). However, the use of terminology with a specifically pathological
mean i n g belonging to (adult) neurology should not be appl ied to the
normal motor behaviour of i nfancy. Moreover terms like astasia and
abasia are disproportionately "heavy" for a description of relative imba
lance occurri ng during the development of balance and trunk-coordi
nation in standing position.
The girls started and reached the final change later than the boys,
while their developmental range was also more protracted; these diffe
rences did not reach statistical significance (Mann-Whitney U test).
There were hardly any inconsistencies in the development of this mo
tor behaviour. A statistical relationship was found between the moments
of onset of the fi rst change and the final change (r = .563, p < 0.01 )
and also between the moment of the final change and the l ength of the
developmental range (.765). lt seems as if standi ng up (reflected by the
relationship between the fi rst and final changes) develops in accordan
ce with a kind of time-tally; as soon as development sets in a rather
fixed amount of time is available for reach i n g the final change. At the
same time environmental conditions may effect the developmental cour
se (as reflected by the close relationship between the fi nal change and
the developmental range).
TABLE VII
78
some reactions (table VII). Kneel ing, defined as the fi rst change of the
development of standing up, was related with wel l developed balance
reactions in sitting position and with adequate optical placi ng of the
feet. lt is not surprising that these relationships were found as i n all
these i nstances wel l gui ded motor control of trunk and legs is required,
implying a differentiated integration of brain mechanisms promoting
th is motor control, i.e. cerebellum , brain stem and basal ganglia. The
relationshi ps with the fi nal change of type of vol untary grasping (i.e.
pincer grasp), palmar grasp reflex (i.e. complete dissolution), parachute
reaction of the arm s and coordination of the upper extrem ities suggest
that a differentiated use of the hands is important for the development
of voluntary rising i nto standing position ; they reflect the importance of
the development of corticospinal connections i n this context. The rela
tionship with the final change of the footsole response can be consider
ed as evidence of an i ncrease of suprasegmental influence on spi nal
mechanisms, due to the maturation of cerebrospinal i ntegration, as a re
sult of which the dom i nance of extensor activity in the motil ity of the
toes is shifted to the flexor side (Kugelberg, Eklund, G rimby, 1 960 ;
G ri mby, 1 963 a + b ; Gassel , 1 970).
The fi nding that standing free is related to the onset of the development
of balance during sitting and optical placi n g of the feet (r' s ranging
from .360 to .522, p < 0.0 1 ) poi nts at the i ntri cate relationships between
the b rain mechanisms i nvolved in the development of motor patterns
which n ivolve active m uscle power, balance and vol untary use of mus
cular activity.
Walking
Recording:
0. The i nfant was unable to walk.
1 . The i nfant could wal k if his mother held him by both hands.
2. The infant could walk if his mother held him by one hand.
3. The i nfant walked free for a few paces.
4. The i nfant walked free for at least seven paces consecutively.
Scores 1 and 4 were regarded to reflect fi rst and final changes res
pectively.
79
Walking
I 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
exam.
I I I I I I I I I
0 3 6 9 12 15 18 21
age,months
Fig. 25
in the boys there was a low negative relationship between the time of
onset of the fi rst change and the lenght of developmental range (r =
- .347, p < 0.0 1 ) , which was not found in the girl s (r .055). =
In the total group (i.e. boys and girls taken together) the hei ght of the
correlation coefficients of the relati onships between the first and final
changes (r .794) differed from those of the developmental range and
=
final change (r .493). This implies that the time needed for the devel
=
opment of walking free, is more or less fixed, and that the moment at
80
which the fi rst m a n ifestation of wal k i n g occu rs p redicts the age at
wh i ch wal k i n g free is ach i eved to a reasonab l e extent.
A close rel ati o n s h i p was fou n d b etween the development of wal k i n g
a n d o f stand i n g u p . Th i s rel ati o n s h i p refl ects the d ifferenti ati o n a n d i n
tegration of b ra i n m echanisms n eeded fo r t h e developm ent of motility
i n a vertical positi o n , i n which p ro cess cereb el l ar, b ra i n stem , b asaJ
g a n g l i a a n d corti cos p i n a l m ec ha ni sms a re i nvolved. Th e m aturatio n of
p ostu ral (i n cl u d i n g equ i l i b ri u m ) m echanisms m ust take p l ace b efo re th e
abi l i ty of b ipede p ro g ress i o n i n space can b e ach i eved. A com p ari so n
o f th e characteri stic featu res o f sta n d i n g a n d wal ki n g i n d i cates t h e d i f
ferenti ati on of m otor o rganizatio n as reflected i n th e l atte r fun ctio n .
T h e rel atio n s h i p s b etween wal k i n g and othe r items resemb l e those
menti o n ed in co n n ecti o n with the deve l o p ment of standi n g up; th ey
can b e i n terpreted a n a l o gi c a l l y.
A com p a rison of the p resent d ata with rep o rts fou n d i n the l iteratu re
con cern i n g the age of wal ki n g free reveals con s iderabl e d i fferences.
Whi l e for this abi l ity G esel l and B O h l er give a ran ge from 1 5- 1 8 m o nths
(BO h l er a n d H etzer, 1 932 ; G esel l a n d Armatruda, 1 947), l l l i n gworth
mentions 1 3 m onth s , the D enver D evelopm ental S creeni n g Test gives
1 2. 1 m onths as a median, an d Bayley in her crosssecti o n a l sam p l e even
1 1 .8 m onths ( l l li n gworth, 1 966; Fra n ken b u rg a n d Dodds, 1 967; B ayley,
1 969). N e l i gan, u s i n g the sam e operati o n a l i zatio n as i s a p p l i e d i n the
p resent study, mentions 1 2. 8 m onths as a m ed i a n (Neli g a n a n d P ru d
h am , 1 969).
The eventua l ity of p o p u l ation d i fferences has to b e taken i nto regard
apart from m eth o do logical differe nces i n th e col lectio n of data a n d i n
th e mode o f an alys i s . H i n d l ey emphasi zed t hi s point i n h i s compa ri s o n
of five E u ropean l o n g it ud i na l samp l es ; h e d rew attention t o the fi n d i n g
that no s i g n ificant sex d ifferen ces (o r even tendencies) fo r wal k i n g
free co u l d b e fou n d i n these samp l es (H i n d l ey e t a l , 1 966).
Thi s i s contrary to th e p resent fi n d i n gs , wh i ch show s l ight but s i gn ifi
cant d i fferences b etween b oys and g i rl s .
Attention m ust also b e paid to Nel i gan's rem ark that there i s a p rotract
ed cou rs e to be observed in th at part of the centi l e c u rve whi ch spe
cifical ly rep resents the i nfants whose ab i l ity to wal k free was retarded.
In a p o p ulation study t hi s p rotracted course o f t he centi l e curve m ay
b e attrib uted to " late walkers " , recru i ted from devi ant i nfants. However,
81
a s i m i l ar phenomenon was fo und i n the p resent study from which devi
ant i nfants were ca refu lly excl uded.
In the case of five i nfants the rou n d i n g off of thei r fo l l ow-u p had to be
postponed for 16 weeks due t o a l ate ach i evem ent of walki n g free.
These in fants are respon s i b l e fo r the i n crease of the variati on-wi dth of
wal k i n g free on the ri ght ha nd si d e. Yet th ey were q u ite i n conspicuous
from a neuro lo g i cal and behavi o u ral p o i nt of view. Therefo re it i s doubt
ful whether m ed i ans and centl ies a re of g reat val u e for the assessm ent
of m otor retardati o n in term s of neu ro l o g i cal i ntegrity. Also d u ri n g thei r
l ater developm ent (wh en this book was written the yo u n gest ch i l d was
about 6 years o l d) no ne of them showed any neuro lo g i ca l or m ental
d i sturb a n ces, which wo u l d point at a cause for a retardati o n of m otor
developm ent. Th us it can be conten ded that the q u a l ity of the deve lop
mental cours e rather th an a stri ctly del i n eated time sched u l e has to be
con s idered i n order to eva l u ate the i ntegrity of the nervo us system .
Reactions a n d responses
In this section a n u mber of reacti ons and respon ses wi l l be di scussed
wh ich fu lfi l th e criteria for g ro u p I l l . They are arran ged in Tab l e V, in
subgroups co m posed fo r reasons of conven i ence (Pag. 42).
Rooting reflexes
Procedure: Rooting was e l i cited accord i n g to the m ethod descri bed
by Prechtl a n d Bei ntema (1 964) . D u ri n g the fi rst 4 o r 5 mo nths of l ife,
the i nfant was usual ly in s u p i n e positi o n , subsequently it was seated
on the m oth er' s lap. State 3 or 4.
Al l the in fants were exa mi ned about half a n hour befo re feed i n g ; in this
way the differenti a l effect of the feed i n g condition was e l i m i n ated as
m uch as poss i b l e.
Recording:
0. No turn i n g of the h ead in the d i recti o n of the sti m u l ated area.
1 . S l i ght reaction to l atera l sti m u l ation, no reacti o n to sti m u l ation of
u pper or l ower l i p .
2. S l i ght reaction to sti m u l ation of a l l fou r a reas.
3. Evi dent reaction to l ateral sti m u l ati o n , but s l i g ht reaction to sti m u l a
tion of upper and l ower l i p .
4. Evi dent tu rn i n g of the head towards th e sti m u l ated si de both i n
h o ri zonta l a n d verti cal d i recti o n.
Rooting
VJ
� 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
I
exam.
I I I I I I I I I I I I I I I I I I I I
0 3 6 9 12 15 18 21
age,months
Fig. 26
Th e p rediction b an d for rooti n g is p resented i n fi g u re 26. An evi dent
rooti n g response was observed i n m o re than 80% of the i nfants u nt i l
th e seventh assessm ent. M o re th an 80°/o o f th e i nfants sh owed a nega
tive response o n ly after about half a year. The vari ati o n ran g e was
l arge and m any i nconsi sten cies occu rred (see appendix J) without evi
dent sex differences. The re were no differen ces b etween boys and
g i rl s with regard to the m o m ent of the fi rst change, the fi n a l change o r
the l e n gth of t he developm ental ran ge.
A negative rel ati on s h i p with a l ow corre l ation coefficient (r = -.438,
p < 0.01 ) , was fou n d b etween the m o m ent of the fi rst change and the
l e n gth of the developm ental ran ge. Th i s m eans that in i nfants who sh ow
ed an early fi rst chan g e, a p rotracted developmenta l ran g e cou l d sti l l
b e fou n d . The close rel ati o n s h i p b etween t h e fi na l ch a n ge a n d the d e
vel opmental ran g e (r = . 824) su g g ests also a p repro g ra m m i n g of the
d i ssol ution of the respo nse. The n u m be r of i n consi stencies was rel at
ed to th e l en gth of the developmental ran g e (r = . 557, p < 0.01 ) .
83
cheek or l i p s (a lso at a l a rger d i stance) and even occu rri n g spo ntan e
o u s ly without sti m u l atio n , and the " d i rected head turn i n g response"
wh i ch develops d u ri n g the fi rst few weeks after b i rth and which only
can b e eli cited from the i m mediate adjacent area of the l i ps. Accord i n g
t o Prechtl t h e " rhyth m i cal sea rch i n g " , man ifesti n g itself i n s i d e t o side
m ovem ents, d i sap pears and is rep l aced by the " d i rected head turn i n g
response".
Recording:
0. No co nsistent m ovement pattern of arm and/o r leg on rotation of
the head.
1 . S low and vari a b l e respon se, consistently repl i cab l e.
2. I m mediate and consistent respon se, p resent in arm and l eg, tho u g h
easi ly cou nteracted by sponta neous moti lity.
The assessment d u ri n g which a positive response was o btained fo r the
fi rst time, was regarded as the mo m ent of onset of the fi rst change.
This cou l d b e a score 1 o r a score 2 . The fi na l change was regarded to
h ave taken p l ace when the response had d isappeared, i . e. a score 0
was obtai ned.
The p redicti o n bands fo r the asym metri c ton i c neck reacti o n, i m posed
and observed d u ri n g spontaneous moti l ity, are p resented i n figures 27
and 28 resp ectively. M o re than 80o/0 of the i nfants did not show any
asym m etric ton i c neck reaction d u ri n g the fi rst assessment. D u ri n g the
second assessment, m o re than 80o/0 of the i nfants showed a positive
84
Asymetric tonic neck response (imposed)
(J)
� 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
I
exam.
I I I I I I I I I I I I I I I I I I I I I I
0 3 6 9 u 15 18 21
age,months
F i g. 27
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
exam.
T� ----. -r -� I I I
o 3 6 9 u � ffi n
age,months
Fig. 28
The resu lts of the i m p osed asymm etric ton i c n eck reacti o n were l argely
d ependent on the i nfant's a mo unt of activity. O n ly at the secon d a n d
th i rd asses s m ent a positive reaction cou l d b e obtai ned i n m o re t h a n
80o/0 of the i nfants. The d ecrease of this percentage co u l d b e ascribed
to th e i nfant's i n creas i n g active resi stance to m a n i p u l ation when g row
i n g o l d er; this m ay also exp l a i n the l a rge vari ab i l ity of the scores fro m
the fo u rth assessment o nwards. I n a s m a l l m i n o rity of e asy g o i n g i n
fants a positive response cou l d be o btained unti l the ei ghth assessment,
i .e. u ntil about 32 weeks of age. Spontaneous asymm etric ton i c n eck
p attern s occurred d u ri n g a m uch l o n ger p eri o d of ti m e.
O n e th i rd of the i nfants showed i nco n si stencies d u ri n g th e e l icitatio n of
the asym m etric ton i c n eck reaction. l t is not s u rp ri s i n g that i nconsi sten
cies occu rred m o re frequently in the asym m etri c to n i c n eck reactions
observed d u ri n g s p o ntaneous m oti l i ty. There were n o d iffere nces b e
tween b oys and g i rl s . Fo r the i mposed and the spontaneous asymm e
tric ton i c n eck reaction a s i gn i fi cant rel ati o n s h i p with a n egative cor
rel ation coeffi cient was fou n d b etween the m o m ent of the fi rst change
and th e len gth of the deve l o p mental ran g e (r -.520 and r -.51 0, = =
85
The rel ati o n s h i p b etween the dissol uti o n of the spontaneous asym m e
tric ton i c n eck response and the onset of developm ent of coord i n ation
of the upper extremities h as been d i scussed above (page 58).
At fi rst g l a nce there seems to be a resemb l ance between the asymm e
tri c to n i c n eck reacti o n observed i n i nfants a n d the asymm etri c ton i c
n eck refl ex as descri bed i n neuro l o gical patients a n d as known from
a n i m a l exp eri m ents. N evertheless Magnus and De Kleyn d i d not con
sider the i nfanti l e reacti o n as an equ ival ent of the path o l o g i ca l reaction
(cited by Vassel l a and Karl sson, 1 962) . Vassel l a a n d Karl sson stud i ed
the response i n the newborn peri o d ; taki n g i nto accou nt the criteria for
th e specificity of the m otor pattern a n d its co n s i stent occu rrence, they
con cl u ded that a true asym m etric ton i c neck reflex such as descri bed by
Magnus and D e Kleyn occu rred o n ly i n about 8°/0 of newborns. G e
s ell rep o rted th at the response is freq uently fou n d between the second
and fou rth m onth of l ife, but h e did not repo rt his m ethods of standar
di zati on and operati onal ization (Gese l l a n d Amatru da (1 947)). Pai n e
(1 964) p a i d attenti o n t o the vari ab i l ity o f the response; i n h i s o p i n i o n
th e response occurs i nconsistently i n t h e newborn period and reaches
its peak frequency d u ri n g the seco n d , th i rd and fo u rth m onths of l ife .
Yet it is not cl ear wh i ch typ e of asym m etric neck reaction he h a d i n
m in d . A s h e ta l ked about spontaneous p ostures i n t h e cri b , it m ay b e
ass u m ed that h e m eant t h e spontaneous asym m etri c tonic neck res
ponse on ly.
In the p resent g ro up of l ow ri sk i nfants a stereotyped response which
can n ot b e cou nteracted by spontaneous moti l iy and such as i s observ
ed in path o log ical con d itions, was not fou n d . The asym m etric to n i c
n�ck reaction fou n d i n these i nfants, w a s characteri zed b y a la rge vari
abi l ity of the pattern and by an interference by spontaneous motil ity.
Th i s i l l ustrates again the fact that vari a b i l ity a n d stereotypy can be con
sidered as th e characteri stics which d eterm i n e the si gn ificance of a
response.
Palmar g rasp reflex
Procedure: Th e i nfant was i n s u p i n e positi o n with h i s head centered.
The exam iner i n s erted his i n dex fi n ger i nto the palm of the i nfant, start
i n g from th e u l n a r side of the hand. The response con s i sted of a to n i c
flexi on of the fi n gers a ro u n d the sti m u l ati n g fi n ge r (see a lso P rechtl
and Bei ntema, 1 964) . State 3 o r 4.
Recording:
.0 No i m mediate synchronous ton i c flexi o n of the i nfant' s fin gers
aro u n d the sti m u l ating fi n ger. Exp l o ratory m ovem ents of ha nd a n d
fi n gers around the sti m ul u s eventually resulti n g i n g rasp i n g were
a lso scored u n der thi s head i n g.
1 . A weak, often not l o n g susta i ned , ton i c flexion of the i nfant' s fi n gers
aro u n d the sti m u l ati n g fi n ger. Repeated flexion/extension m ove
ments of th e i nfant' s fi ngers aro und the sti m u l ati n g fi n ger were a l so
scored.
2. Evident, s u stai ne d ton i c flexion of the i nfant's fi n g ers aro u n d the
sti m u lu s .
86
The p a l m a r g rasp refl ex consi sts of a tacti l e and a p ro p ri oceptive affe
rent p art. lt m ay be assu m ed that i n sco res 1 a n d 2 both afferent p ath
ways a re in fu l l operation . lt i s l i kely th at in sco re 0 the p ro p rioceptive
part is operative to a l esser degree. I ncreased p ressure on the i nfant' s
p a l m , for i n stance d u ri n g tracti o n , d i d not i nten sify the response as
h appened in the case of sco res 1 and 2. O n the contrary m ere tacti l e
sti m u l ati on w a s often fol l owed b y som e vari a b l e flexio n o f the fin gers
a nd/o r exp l oratory flexion/extensi o n m ovements of the fi n gers or eve n
with d rawal . lt was co n cl uded that tacti l e sti m u l ation d i d not re_s ult i n a
p a l m ar g rasp reflex but i n vo l untary b e h avi o u r. Fo r t h i s reason score
0 was co nsidered to refl ect absence of the refl ex fo r both typ es of af
ferent i n p ut.
A score 1 was regarded as refi E?cti n g the fi rst change of the respo nse,
wh i l e a sco re 0 den otates t he di ssol uti o n of the pal m a r g rasp refl ex
(fi n al change).
Palmar grasp
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
J----r- 15
exam.
I I I I I I I �� I 12
I I I I I I I I I I
0 3 6 9 18 21
age ,months
F i g . 29
m ental ran ge. At the same ti m e a rel ati o n s h i p b etween the fi rst and the
fi n a l change was observed , a lso with a l ow co rrel ation coeffcient (r =
.375, p < 0.01 ) . Th ere was a closer rel ati o nshi p between the develop
m ental ran g e a n d the fi n a l change of the p a l m a r g rasp refl ex (r .665, =
87
developmental ra nge a n d the fi na l fi rst chan ges resp ectively. I n oth er
in fants the time needed fo r the dissol ution of the refl ex seem s to be
p repro g ra m m ed , as i l l u strated by the rel ati o n s h i p b etween the fi rst and
fi n a l changes. Th i s co m b i n ati o n of rel ati o n s h i p s i l l ustrates the p ro b l em s
o f operati onal izati o n of t h e fi na l c h a n g e o f t h e respon se, i n particular.
As was i m p l i ed in the description of the scores, with i ncreas i n g age
and development it b ecomes i ncreasi n g ly diffi cult to d i sti n gu i sh the res
ponse fro m vo l u ntary g rasp i n g b eh avi o u r. Th u s the amount of active
vol untary behavio u r, whi ch varies i ntra- and i nter-i n d ivi d u a l ly m ay affect
the developmental course of the respo nse differenti al ly.
88
When the p a l m ar g rasp refl ex i s see n as an i nfanti l e p h enomenon, it i s
extremely d iffi cult t o m ake a cl ear d i sti n ction b etween the vari o u s cau
sal mech a n i sm s ; one m ust confi n e o n eself to the app reciati o n of the c l i
n ical response as such. D u ri n g developm ent, t he b ra i n m ec ha ni sms
wh i ch a re resp o n s i b l e for th e rea cti o n g rad u a l ly be c o me i n co rp o rated
i n qualitatively different m echanisms, which in thei r turn a re refl ected
by the d evelopm ent of the i nfants' ab i l ities . A d i stinction of mech a n i s m s
m ad e on the basis of a n i m al experi m ents and fi n d i n gs i n a du l t p atients
is artifi cial and even fal l acious. In these i n stan ces q u a l i tatively different
m ech a n is m s a re operative, on the o n e h a n d due to the d ifferent degree
of m atu ratio n of the b ra i n , and on the othe r h a n d to the damage. A
h ea lthy i nfant is n ever compa ra b l e with a b rai n-damaged adu lt.
In the p resent study a p ragmat i c operati onal i zati o n of the p a l m a r g rasp
reflex was app l i ed and a specific d evelop mental co u rs e co u l d b e de
fi ned which perm its a cl i n i ca l a p p reci ati o n of d evi atio ns.
Recording:
0. Th e i nfant was n ot a b l e to s it unsupported.
1 . The i nfant fel l aside if p us h ed agai nst the s h o u l der.
2 . Th e i nfant p l aced h i s a rm s si dewards i n o rder to suppo rt h i m self b ut
h e d i d not s u cceed a n d top p l ed over.
3. The i nfant rem ained s ittin g when p ushed against the s h o u l de r, ef
fectively u s i n g h i s a rm for support.
Scores 1 a n d 3 were reg a rded to refl ect th e fi rst change a n d the fi n a l
c h a n g e respectively.
Cll
g
('1)
2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
exam.
I I I I I I I I I �-, r--r I
12
I I I I I ,----, -, 1
0 3 6 9 15 18 21
age,months
fi'Q,. 30
89
The p rediction b an d fo r thi s b a l a nce behavi o u r is presented i n fi gu re 30.
A score 3 can b e regarded as refl ecti n g wel l develo ped b a l ance duri n g
sitti n g . Th i s score was o bta i ned b y about h a l f o f t h e i nfants a t about 45
weeks of age; m o re than 80o/0 of the i nfants sh owed a good balance
o nly at the age of one year. One i nfa nt d i d n ot show any supporti n g
reaction o f t h e arm when fa l l i n g sidewards b efo re t h e 1 6th assessment,
i . e . at the age of about 64 weeks. There were o n ly a few i n co nsi sten
cies in the respon ses of th is test. D ifferen ces between boys and g i rl s
with respect t o t h e m o m ents o f the fi rst changes, t h e fi na l changes, the
le n gths of the developmental ra ng es and the number of i nconsistenci es
were n ot fou n d . A rel ati o n s h i p was fou n d between the m oment of the
fi nal change and the l e ngth of the developm ental range (r . 628,
=
p < 0.01 ); a n egative rel ati o n s h i p was fou n d b etween the m om ent of
th e fi rst change and the l e n gth of the developme ntal ran g e (r = .53 1 ,
-
The rel ation s h ip s b etween · th i s b a l ance reaction and the developm ent
of observed or i n d uced m otor activity such as sitti n g , ro l l i n g , stand i n g ,
wal k i n g a n d behavi o ur i n p rone positi o n , h ave al ready b e e n di scussed .
There was a close rel ati o n s h i p with the oth er bal ance reaction d u ri n g
sitti n g , i . e. t h e a b i l ity t o fol l ow a n o bject with eyes, hea d a n d tru n k (r' s
ra n g i n g from .577 to . 628, p < 0.01 ) .
90
Following of an object with the eyes and. rotatio n of the h ead and
tru n k when sitting
Procedure: The exa m i ner m oved a n i n terestin g toy aro u n d the sitti l') g
i nfant, encou ra g i n g h i m t o l o o k a t it. T h e a n g l e over which t h e i nfant
cou l d rotate without - losi n g balance was reco rded.
State 3 or 4.
Recording:
0. The i nfant was not a b l e to sit witho ut support.
1 . The i nfant was not a b l e to watch the obj ect without l osi n g b a l ance.
2 . The i nfant was ab l e to watch the object over c. 3 0 degrees to b oth
s i des.
3. The i nfant was a b l e to watch the obj ect over c. 60 degrees to b oth
sides.
4 . The i nfant was able to watch the object over c. 90 degrees to b oth
s i des.
Scores 2 a n d 4 were con si dered to refl ect the m o m ents of the fi rst a n d
fin a l chan ges respectively.
Visual following ofan object with head and trunk, sitting
Cl>
� 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19· 20 21 22 23 24
exam.
I I I I I I I I 1- I -I I I , - I I ---.- -.:--1--.-----1'
o 3 6 9 u B ffi n
age months
,
Fig. 3 1
91
There was a negative rel ati o n s h i p betwee n the mom e nt of the fi rst
change and the l ength of the develop mental ran g e (r -. 565, =
p < 0.01 ) , as was the case with the i tem response to p u s h against the
s h o u l der. There was a s i g n ificant relati o n s h i p between the m o m ents
of th e fi rst and fi nal chan ges (r .591 , p < 0.01 ) wh ich was not fou n d
=
Vl
� I 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
exam.
I I I I I I I I I I I I I I I I I I I I I
0 3 6 9 12 15 18 21
age,months
F i g . 32
92
of the d evelopmental ran g e ; the m o m ent of the fi rst change does not
p redict t h e amount of ti m e n eeded to devel o p a m ature response.
Sti l l , the fi n a l change and the develop m ental ran ge were closely rel at
ed (r . 745) . This i m p l ies that the m o ment of fin a l stabi l izati o n is ra
=
ther fixed i n t i m e, w h i ch m ay refl ect the sensori m otor m atu rati o n n eed
ed fo r visual p l a ci n g. A nd re-Thomas co nsi dered the response as an
acq u i red reaction and even �ostul ated it as a m a nifestation of m ental
d evelopm ent (An d re-Thomas an d Saint Anne D argassi es, 1 952) , which
can n ever b e exp l ai n ed by the p resent fi n d i n gs .
Th ere w a s a statistical ly s i g n ificant rel ati o n s h i p (r .483, p < 0.01 ) =
Cll
1
t'"l
�0
�
1 2 3 4 5 6 7 8 9 10 11 12 13 14 _ 15 16 17 18 19 20 21 22 23 24
exam.
I I I I I I I I I I I I I I I I I ,-1 I I I
0 3 6 9 12 15 18 21
age,months
Fig. 33
93
The p rediction band fo r the parach ute reaction is presented i n fi g u re
33. Com p ari son with fi g u re 32 sh ows a l ater appearance and a m o re
p rotracted developmenta l co u rse as the m a i n differences between the
parach ute reaction and o ptical placi n g of the hands. The i rregu l ar shape
of the en d of the p rediction band i s caused by the decrease of the num
ber of in fants i n the g roup at the e nd of the p eriod of study. I n m any
i nfants one or m o re i n co nsi stencies were fou n d ; i n the g i rls s l ig htly
m ore often th an in the boys . Statisti ca l ly this differe nce reached a 5°/o
l evel of confidence (Mann-Wh itney U test) . Th i s was also the case with
the len gth of the developm ental ran ge, which was s l i g htly l o n ger in the
g i rls. A stati stically s i g n ificant rel ati o n s h i p was fo u n d between the fi
n al change and the developm ental ra nge (r = . 67 1 , p < 0.0 1 ) and be
tween the m o m ents of fi rst and fi n al chan ges (r = . 62 1 , p < 0.01 ) .
Thus o n e can n ot assume either a fixed end o f t h e developmental co u r
se o r a fixed amo u nt of ti m e needed fo r the development of thi s item ,
as both m ay o ccu r i n each i n d ividual i nfant. There was a s i g n ificant
rel ationsh i p b etween the l en gth of the d evel opmental ran ge and the
n umb er of i n con s isten cies (r = .648, p < 0.0 1 ) (Spe arm an Rank Cor
relation), which may refl ect the p ro b l em of operati onal izatio n a n d
standard i zatio n ; it m i ght also b e consi dered as an i l l ustration of t h e
stra i n on t h e nervo us system w h e n this m otor o rga ni zati o n develops,
i .e. when neuro n a l responses to a p a rti cu l ar sti m u l us are i ntegrated i nto
one recog n izabl e and cons istent pattern. The m a i n difference between
the eli citation of the opti cal p l aci n g reaction and the parach ute reaction
as defi n ed i n th e p resent study was the p resence of vi sual control in
the form er. The steeri n g i nfl uence of vi sual contro l appears to affect
the occu rrence of arm extension d u ri n g downwa rd m ovement in p ro n e
suspens i o n co nsi dera b ly a n d i l l ustrates the rei nfo rc i n g effect o f vi su a l
on vestib u l a r i n p ut. Pai ne ( 1 960) states that t he pa rach ute reaction i s
p resent w h e n a b aby o l der than ei g ht o r n i n e m o nths i s sudden ly d rop
ped towards a flat su rface. The menti o n i n g of the su rface, together
with an i l l u strati n g p hoto graph i n his paper, shows that h e deals with
the optical p l a c i n g reaction of the h a n d s ; if this is ri ght the resu lts of
th e p resent study are in accordance with h i s fi n d i n g s .
Recording:
0. No extension of the legs on approach of the surface.
1 . S l i ght extension of the legs.
2. Evi dent extension of the legs, anti c i p ati n g p l ac i n g of the feet.
Scores 1 and 2 were co nsi dered to refl ect fi rst and fi na l chan ges res
p ectively.
94
Optical placing reaction of the feet
V>
� I 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
I I
exam.
1 -1----, 1 T I 1- I I I I I I
o 3 6 9 u B m n
age,months
Fig. 34
b etween the m oment of the fi na l chan ge and the l e n gth of the d evelop
m ental ran g e was appreci ably l ower, though sti l l s i g n ificant (r .505, =
p < 0.01 ). These rel ati o n s h i p s su g gest that the amo unt of tim e n eeded
fo r th e d evel op m ent of th i s react i o n i s fixed , and th at the m om ent of
fi n al sta b i l i zatio n can b e fixed i n time as wel l .
The l e n gth o f t h e develop m ental ran g e and t h e occu rre nce o f i n co nsi s
ten c i es were a lso rel ated (r = .559, p < 0.01 ). The rel ati o n s h i ps with
p ara m eters of othe r items have al ready b een d i s cussed in p revio u s
secti ons.
Foo·tsole response
Procedure: The footso l e response was e l i cited accord i n g to Prechtl
and Bei ntema ( 1 964). The i nfant's h i p , knee and foot were kept in a sem i
flexed position and with his th u m b n a i l the exa m i n er scratched from
the toes h eelwards a l o n g the l ateral side of the so l e of the foot. Thi s
particular d i recti on of t h e sti m u l ation is necessary i n o rder t o avo i d t h e
e l i citati on of a p l antar g rasp reflex. Espec i al ly i n o l d e r i nfants i t was
often d iffi cult to avo i d a withd rawal response. Fo r this reason the sti
m u l us i ntens ity was varied i nteri ndivi d u a l ly. The m ovem ents of the b i g
toe a n d t h e s m a l l toes a s a reaction t o t h e sti m u l ation were recorded
95
separately. Th e test was ca rri ed out five times co nsecutively and the
fi nal sco re was b ased o n at l east th ree co m parab l e m ovements of the
toes. State 3 o r 4.
Recording:
0. No vis i b l e movement of the b i g toe or the s m a l l toes, or alternati n g
dorsi- and p lantar-fl exi o n o f t h e b i g t o e o r s m a l l toes. A t the e n d of
the fol l ow-u p a consistent and sustai n ed p l a ntar flexion of the b i g
toe or t h e s m a l l toes occu rred o n l y i n a m i n o rity o f t h e i nfants. I f
p resent i t was a l s o scored 0.
I . Weak, often n ot l o n g susta i ned, dorsifl exion of the b i g toe and fan
n i n g of the s m a l l toes.
2. Evident, sustai ned dorsifl exi o n of the big toe and fan n i n g of the
small toes.
A score 1 was regarded as the fi rst change of the response and a sco re
0 as the fi n al chan ge.
Footsole reflex
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
exam.
1 1 1 1 1 1 1 1 1 1 1 1 1 1 , 1----r- 1 1 1 � -�
0 3 6 9 12 15 18 21
age,months
Fig. 35
A p redicti on band fo r the footso l e response of the b i g toe i s p resented
in fi g u re 35. lt shows that the development of the footso le response i s
rath er p rotracted . The va riati o n range was l a rge, though m o re than
90% of the i nfants sh owed an evi dent and susta i ned do rsifl exion of the
big toe u ntil th e fifth assessment. I n about o n e thi rd of the i nfants this
was sti l l th e case at the age of 40 weeks (1 Oth assessment). At the same
age 40% of the in fants showed an unequivocal response (score 0). The
i rregu l ar shape of the p rediction b an d and the ful l range demonstrate
th e occu rrence of i nco n s i stencies. The tota l numbe r of i nco nsistencies
was 79, d i stri b uted over 39 i nfants ; there was no d ifference between
boys a n d g i rl s . Th e small toes showed an evi dent a n d sustained fan
n i n g and dorsifl exi on in mo re than 80% of the i nfants u nti l the n i nth
assessm ent, i . e. u nti l about 36 weeks. 24o/0 of th e i nfants showed this
type of response unti l the age of one yea r. A sco re 1 for the b i g toe as
wel l as for the s m a l l toes cou l d b e fou n d during the who l e perio d of
i nfancy.
l t was observed that a consensual reaction, i . e. an identical and s i m u l
taneous m ovement pattern of the toes of the op posite foot, occu rred
in more than 80o/0 of the i nfants b etween five and sixteen weeks of
age. S u b sequently a con sensual reaction was fo u n d in a rapi dly decreas
i n g p ercentag e of the i nfants, but it cou l d b e observed i n a s m a l l m i
nority until th e end of the fo l l ow-up stu dy.
96
Attention shou l d be paid to the position of the h ead d u ri n g the e l i ci ta
tion of the footsole respon se. In m o re than half of the i nfants the do rsi
fl exi on was weaker o n the si d e towards whi ch the face was turned at
any time between the seco n d and the seventh assessm ent. The i nflu
en ce exerted by the positi o n of the head was stro n gest at the age of
about 1 6 weeks, when this p h enomenon was observed in three qu a rters
of the i n fants. lt m ay be exp l a i n ed by the effect of the asym m etric to n i c
n eck reacti on (Wals he '23).
A co nsistent asym m etri cal p attern , m a i n ly with regard to the m o m ent
of d isap p ea ra n ce of an evi dent dorsifl exi o n such as repo rted by Babki n
( 1 969) , was n ot fou n d .
There were n o stati sti cal ly s i g nificant d ifferences b etwee n boys a n d
g i rl s , alth o u g h i n th e g i rl s the m ean l e ngth of th e developm ental ran ge
was s l i g htly m o re p rotracted than i n the b oys. Th i s difference d i d not
reach stati sti cal s i g n ifi cance. Th e ti m e of onset of the fi rst change was
n egatively rel ated to the l e n gth of the develop m ental ran g e (r = -.551 ,
p < 0.01 ) , wh i l e the fi n al change and the deve l o p mental range were po
s itively rel ated (r = . 679) . Th i s m ay b e exp l ai ne d by the fact that i n
healthy i nfants, when bei n g h an d l ed , vo l u ntary activity wi l l be p rovoked,
so that the sti m u l us m ay not only result i n a footso le response b ut in
oth er m ovem ents a l so, which, dependent o n their i nten sity, m ay b l u r the
actua l response.
There was a s i gnificant rel ati o n s h i p b etween the m oment of the l ast
change of the foots o l e response and sta n d i n g free, though with a l ow
correl atio n coeffi cient (r = .409, p < 0.01 ) whi le the rel ati o n s h i p with
wa l k i n g free h ad a correl atio n coeffi cient of r .376 (p < 0.01 ).
=
97
red rarely a n d i n consistently. C l i n ical ly, fan n i n g of the s m a l l to es, usu
ally coupled with a d o rsifl exi o n of th e big toes and comparab l e with
the fan n i n g and dorsifl exion of the s m a l l toes in i nfa ncy, is kn own as
the Babi nski 11 or S i g n e de l ' eventa i l . Babi nski regarded this movement
pattern of the s m a l l toes as bei n g a sign of probabi l ity in favo u r of a
d i sturbance of th e pyra m i dal system (B abinski 1 903 , rep ri nted by Wi l
kins and B ro dy, 1 967) and belonging to the o rigi nal pattern , wh i ch con
si sted of toe m ovements, knee fl exi o n and hip fl exi on on sti m u l ation
of the footsole. l t wou l d occu r as a neurol o g i cal s i g n of a mo re exten
sive l esion of th e b ra i n . Th i s is dou bted by G ri m by (1 963b), who assum
es that "the i n d ividual variati ons fou nd i n the path o l og i cal material
are too m an ifo l d to b e ascribed so lely to l esions of varyi ng degrees of
severity" . H e emph asizes that a l so in healthy i n d ivi d u a ls Bab i n ski type
responses m ay b e fou n d , wh ich is i n acco rdance wi th the fi n d i n gs pu
b l ished by M ado n i ck (1 960) who reported an i ncidence of 4.3°/o Babi nski
responses i n a g ro up of 2500 non-neuro l og i ca l (adult) subj ects. Bab i n ski
h i mself descri bed an extension of the b i g toe and abduction of
the toes in n ewb o rns and recog n i zed its different c l i n i cal s i g n ificance,
com pa red with the respon se as observed in adults, b ecause in h i s opi
n i o n it reflected the i m m atu rity of the pyram idal tract. Sti l l , he used th is
fi n d i n g to s u p port his idea that "the toe phenomenon is rel ated to a
disorder of the pyra m i dal syste m " . (Babi nski, 1 903, repri nted by Wil
kins and B ro dy, 1 967). Bra i n and Wilkinson (1 959), i n their extensive
review of the Babi nski refl ex, poi nted out that it i s h i g h ly i m p robab le
that a p athological and neuro l ogical s i g n wou l d exist i n healthy i nfants.
Genera lly speaking, a patho l o g i cal sign is characterized by a h i g h
amount o f stereotypy, whi l e vari a b i l ity, i n c l u di n g i n consistency is cha
racteri stic of a h ealthy nervo us system .
With a view to th e large amount of i n co nsistencies and variab i l ity du
rin g the developmental course of the footsole response d u ri n g infancy,
its m ust b e em p h asized th at c l i n i ca l ly the i nfanti l e footsole res ponse
can n ot be regarded as a Babi nski in th e adult con notati o n .
98
exten sor and flexo r activity (no vi s i b l e m ovem ents of the toes , i .e.
" i n different" reaction) refl ects a m o d ificati on of the s u p rasegmental i n
fl uence on the s p i n a l mech a n i s m , res u lti n g from the m atu ration of t h e
cerebrosp i na l m echanisms. Th i s p rocess s h o u l d not b e confused with
th at of a m o d ifi cati on of the s u p rasegmental i nfl u en ces th e oth e r way
ro u n d (i.e. from p l antar flexi o n to d o rsiflexi on) due to a d i sturba nce of
th e cerebrosp i n a l o rganization.
I n c l i n ical n e u ro l o gy m any oth er m odes of sti m u l ation of the legs o r
even o f t h e b ody m ay res u lt i n a d o rs iflexi on of t h e b i g toe. Th ey are
usually ascribed to an expansion of the refl exogenic area of the foot
s ole response as such . D u ri n g the fi rst seven or ei ght m onths of i nfan
c y these respon ses c a n a l s o b e observed i n i n fants as w a s stated b y
B ra i n and Wi l k i n son (1 959). I n t h e . p resent study O ppe n h e i m ' s response
(ru b b i n g the skin i n a downward d i recti o n resu lti n g in do rsiflexi o n of
th e big toe) occu rred in m o re than 80% of the i n fants u nt i l about 32
weeks. The resp onse was often weak and rath er i nco n s i stent. Ch ad
dock's response (ru b b i n g the ski n aro u n d the extern al ankle res u lti n g
i n dorsiflexi on o f the b i g toe) occu rred i n about 75 0/o o f th e i n fants u n
t i l about 20 weeks of age; it cou l d b e e l i cited i n about 25°/o of the i n
fants u nti l the age of about 50 weeks. Especially during the seco n d
h al f o f t h e fi rst year th e response turned out t o b e i n creasi n g ly i nconsi s
tent. In about half of the i n fants a gentle downwards stroki n g of the
skin of the i n ner s u rface of the th i gh resu lted i n an evi dent dors iflexi o n
of the b ig t oe a n d a d o rsiflexi o n of the s m a l l t o e s d u ri n g the fi rst 20
weeks. A weak n on-s usta i ned d o rsiflexi o n occu rred i n a m in o rity of
i nfants u nti l the end of the fi rst year. Ross o l i m o' s response (tap p i n g the
b a l l of t h e fi rst toe resu l ti n g i n fan n i n g of the toes) was i n co n si stently
p resent in about half of the i nfants d u ri n g the fi rst 20 weeks. Sub
seq uently the frequency of the response decreased rap i d ly. Compara
b l e resu lts were fou n d fo r the response of Me ndei-B echterew (gentl e
tappi n g on th e cubo i d b o ne of the foot resu l ti n g i n fan n i n g of the toes).
I n a l l e these respon ses m ovem ents of the b i g to e were acco mpa ni e d
by m ovem ents of the sma l l toes. Th e i nconsisten cy a n d vari a b i li ty o f
the respon ses d ifferenti ate them s pectacu l a rl y from the u s u a l l y stereo
typ ed p ath o l o g i ca l co n d iti o n . O ne m ay a g ree with H a lt's co n c l us i o n th at
an exten s ively en la rged reflexogeni c a rea after th e fi rst h a l f year, a n d
a p ersi sten ce of a d o rs ifl exion of the toes after the a g e of two years
s h o u l d b e regarded as a b no rm a l (Ho lt, 1 961 ) .
Acoustical orienting
Procedure: Wh i l e the i nfant was seated on the m other' s l a p , the exa
m in e r ran g a s m a l l n u rsery b e l l b e h i n d the i nfant' s h ea d outsi de h i s
vis ua l fi eld , on t h e l eft a n d ri ght s i d e con secutively. O ri enti n g m ove
m ents of the i nfant's h ea d trying to loca l i ze th e source of the sou n d ,
were reco rded. State 3.
99
Recording:
0. Diffuse reaction of the i nfant witho ut evi dent o riented m ovements
of the head. Some h o rizontal m ovements could be observed.
1 . Tu rn i n g the h ead towards the side of the sti m u l ation without i m m e
d iate l ocal izati o n . The m ovem e nt consisted of two clearly d isti n g u ish
able parts : a lateral rotation of the head, fol l owed by vertical or
o b l i q u e searc h i n g m ovem ents of the head.
2. I m med iate l ocal ization of the source of the sou nd in one smooth
orienti n g m ovem ent.
Scores 1 and 2 were consi dered to refl ect fi rst and fi na l changes res
pectively.
Acoustical orienting
"'
� 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
exam.
I I I I I I I I I I I I I I I I I I I I I I I
0 3 6 9 12 15 18 21
age,months
Fig. 36
the developm ental ran g e were also rel ated (with a negative correlati o n
coeffi cient: r -.395, p < 0 . 0 1 ) , wh i l e the closest rel ati o n s h i p was
=
fou n d b etween the developme ntal ra nge and the fi na l change (r .685) . =
1 00
The M oro reactio n
Procedure:
The M o ro reacti o n was e l i cited in t hree different ways : by h eaddro p, l i ft
and h it o n the s u rface·, as d escri bed by Prechtl and B e i ntem a (1 964)� Ab
ducti o n and extension of the arms on the one hand, and flexi o n a n d
adduction o f the a rm s o n the oth er h a n d , were scored separately fo r
a l l the th ree m odes of e l i citat i o n. State 3 o r 4.
1 01
H it method, abduction/extension
Recording:
0. No reaction.
1 . S l i g ht abductio n/extension of the arm s , not exceed i n g 70° - 90° ex
ten s i o n i n the e l bow j o i nt and 45 ° abduction i n the shoulder joint
resp ectively.
2. Evi dent abduction/extension of the arm s (more than 90 ° and 45 °
resp ectively) .
3. Com p lete abd uctio n/extension o f the a r m s (a score 3 di d not occur
i n this g rou p of i nfants).
H it method, add uction/flexion
Recording:
0. No reactio n .
1. SHght add uction/fl exion of the arm s .
2. Evi dent adductio n/fl exi o n of the arm s .
3. Fast and ab ru pt adduction/fl exi o n o f t h e arms.
Th e fast and abrupt adductio nlfl exion of the a rm s caused by a h it o n the
surface (score 3) was considered by McG raw (1 943) as the m atu re
p h ase of th e M o ro . The difference with the s l i ght adduction/flexion of
the arm s (coded as 1 ), is exp ressed by the speed of the movements and
the i nvolvement of l a rger parts of the b ody i n the movement pattern.
Th e m ovement p attern, rep rese nted by a sco re 3, showed a very h i g h
speed co m pared with t h e gentle, sm ooth and rather s l ow adduction/
fl exi on m ovem ent sco red as 1 ; m o reover i n the fast and abrupt move
ment virtu al ly the whole body was i nvo lved, sh owi n g a m ass fl exi o n
pattern with flexion o f t he knees, h i ps, trunk, neck, fo rward movem ent
of the s h ou ld ers etc. lt closely rese mb l ed the fri ght reacti o n of the
o l der ch i l d and the adult fo r i nsta nce to a su dden noise. As it was not
fo u n d in a l l the i nfants and when fou n d not consistently present it co u l d
not b e uti l ized as t h e defi n ite fi na l change of the respon se. I t s poss i b l e
conn ection with the M o ro reaction wi l l b e d i scussed l ater.
The scores defi ned as s l i g ht abduction/extension or adductio n/flexio n
respectively were co nsi dered as the fi rst c ha nge s. Absence o f the res
ponse or, in the case of the adductio n/fl exi o n m ovements of the M o ra
hi t, the absence, o r the p resence of fast and abrupt adductio n/flexi o n
movements, was co nsi dered as the fi na l change.
Moro headdrop� abduction I extension
2
1
�('"') 0
V>
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
r- 1 1 1 -1
exam.
1 r- ·� �-----r- 1
0 3 6 9 U � lli B
age,months
Fig. 37
1 02
Moro headdrop adductionlflexion J
2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
I . I
exam.
I I I I I I I I I I I I I I I
9
I I I I I
0 3 6 12 15 18 21
age,months
F i g . 38
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
exam.
I I r --r-----. I 1 ·u --T
-
9
I r I
0 3 6 15
Fig. 39
2
1
(")
(J}
g 0
("!)
2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
exam.
1 -1 1 1 1 1
9
1 1 1 r 1 1 1 1 1 1 1 1 1
0 3 6 12 15 18 21
age,montps
Fig . 40
(J}
�
2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18. 19 20 21 22 23 24
I I
exam.
I I I l l 1 1�
0 3 9
6 15
Fig. 4 1
1 03
Moro hit, adduction lflexion
I 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
exam.
I I I I I I l -T l l I
0 3 6 9 12 15 18 21
age,months
F i g . 42
1 04
I n the th ree types of e l i citation of the Mo ro response the n u m b e r of i n
consisten cies varied co nsiderab ly. The i r frequency was h i g h est i n the
l i ft-M o ro a n d the h it-Mo ro . The n u m ber of i nconsi stencies appeared to
i n creas e i n accordance with the i ncrease of the l e n gth of the develop
m e ntal ran g e (r' s ran g i n g fro m .37 1 to .594, p < 0.01 ).
I n the c a s e of the li ft- Mo ro and the h i t- M o ro stati sti cal ly s i gn ificant re
l ati o n s h i p s were fou n d (with a negative correlati o n coeffi cient) between
th e fi rst change and the d evelopm e ntal ran g e (r =-.478 and -.668
respectively, p < 0.01 ). Mo reover a s i gn ificant rel ati o n s h i p was fo u n d
b etween the fi n al change and the developmental ran g e (r = .646 a n d
.636, p < 0 . 0 1 res pectively) . T hi s suggests t h a t the m o m en t of t h e fi nal
change i s rather fixed in ti m e.
There were no co nsistent differe nces b etween the boys and the g i rl s ,
except for the occu rrence of i n con s i sten cies i n the M o ro e li cited b y t h e
l i ft m etho d ; these were fo u n d m o re often i n t h e boys t h a n i n t h e gi rl s
(Man n-Wh itney U test , p < 0.01 ) . This m ay b e attri b uted t o cou n te ract
i n g vo l u nta ry m otor activity, often m o re p revalent i n the boys than i n
th e g i rl s .
System atic rel ati onsh i p s b etween t he th ree modes o f eli citati o n o f t h e
M o ro reaction were looked fo r. Th ey were fou n d o n ly with respect to
the fi n a l change. As these rel ati o n s h i p s vari ed in the case of b oys and
g i rls , they h ave to b e dealt with separately.
In the gi rl s there was a s i g n ifi cant rel ati o n s h i p b etween the abd u ction/
extension co mponents of the Moro el i ci ted by th e l ift method and those
of th e h it m ethod (r = .591 , p < 0.01 ) . They a l so showed a s i g n ificant
rel ati o n s h i p b etween the adduction/fl exio n components of the M o ro
e l icited by the h eaddro p m ethod a n d h i t m etho d a n d those of the l i ft
m ethod a n d h it m ethod (r = .569 r = .906 resp ective ly). Both boys
a n d g i rl s s h owed a s i g n ifi cant rel ati o n s h i p b etween the adduction/
flexion co m p onent of the Mo ro e l i cited by the headdro p m ethod and
that of the l i ft m ethod (r = .564 a n d r = .742 resp ectively).
1 05
On the basis of this pattern of rel ati onships two m a i n conclusions can
b e d rawn . Fi rstly the development of the M o ro reaction seems to be
i n dependent of the developm ent o f o t he r item s as rep res ented i n th i s
study. T h i s is demon strated b y the l a c k o f rel ati o nshi ps between t h e
parameters o f t h e M o ro reaction, eli cited b y th ree m ethods, a n d the
parameters of the oth er item s which a re used to inve ntory the neuro l o
gi cal development in i nfancy.
Secondly the th ree types of the M o ro reaction (headdro p, lift and h i t
on the su rface) a re not i de ntical as fa r as thei r developmental co u rse i s
con cerned. Th is m ay i m p ly that they a re based on differe nt b ra i n m echa
nisms o r that thei r afferent i n p ut is differenti a l . The l atter hypoth esis
seems m o re p l au s i b l e as the p h enotyp ical exp ression of the different
com p o n ents is s i m i l a r in a l l the th ree methods of eli citation, with the
excepti on of the fast and abrupt adducti on/fl exion p attern eli cited by a
h it on the s u rface which is qualitatively different an d not fo u n d i n al l the
i nfants.
Pei per' s (1 963) and And re-Th om as' (And re-Th omas and Ha no n, 1 947)
o p i n i o n s differ with regard to the ca usal m echanisms of the Moro . Pei
per bel i eves that the M o ro can m a i n ly b e ascribed to a vesti b u l ar sti
m u lation , wh i l e And re-Th omas contends that a p rop rio ceptive i n p ut
from the n eck joi nts i s the m a i n source. Exp eri m ents ca rri ed out by
Prechtl (1 965) favo u r Peiper's o p i n i o n . If one tri es to el i cit the Moro re
action by a " b ody-d ro p " wh i l e keep i n g the i nfant's head position un
chan ged (i.e. a reversa l of the headdrop method) even i n the newbo rn
no M o ro reacti on occurs. A contradi ctory p h enomenon was fou n d by
Karlsson (1 962 , cited by Prechtl , 1 965) , who observed an i nfa nt without
l abyri nths, sti l l sh owi ng a co m p l ete Moro reacti o n ; this can be exp la i n
ed b y the argument that if vesti b u l a r afference i s absent the neck
p ro p riocep sis "takes over" .
Yet eve n this n eed not be necessary b ecause i n this case other re
ceptive fi elds (e. g . tacti l e receptors) a re sti m u l ated beside the neck
p ropriocepsis. Th e ,body d rop" appl i ed to an i nfant with l abyri nth s
does n ot resu lt i n a Moro reaction ; in this case the l abyri nth s seem to
be m a i n ly repon s i b l e fo r the reaction.
As the Moro reaction can b e e l i cited by h eaddrop and l ift m ethod it
seem s obvi ous that the oto l iths of the l abyri nths are the m ai n receptors.
Th is view i s supported by the resu lts of the hit m ethod. Th is sti m.u lu s
s ee m s to b e m a i n ly o f a vib ratory ki n d ; it i s regi stered by the oto l iths
and not by the sem i c i rcular cana l s. Th i s noti o n i s fo u nded o n the fact
that h itti n g a ferro-co ncrete s u rface on which a baby is lyi n g does not
res ult i n a M o ro reaction wh i l e a hi t o n fo r i nstance a wooden s u rface
does so. V ib rati on of wood can b e i n d uced rather easi ly, wh i l e vi b rati o n
of a h eavy ferro-co ncrete u n der- l ayer i s p racti cal ly i m p ossibl e.
Accord i n g to Parm elee (1 964) the sti m u l i h ave a differenti al effect, i n
vo lvi n g va riou s affe rent p athways ; he sti l l does not sha re Peiper' s o r
Andre-Thomas' views thoro u g h ly. H e states merely that t h e mode of
e l i citati on determ i n es to a l arge extent whi ch afference is resp o n s i b l e
for t h e resu lti n g m otor patte rns.
1 06
lt i s also co ntended freque ntly (fo r i n stan ce Paine, 1 960; Ko upern i k a n d
D a i l ly, 1 968) that the d ifferent mo des o f el i citatio n of th e M o ro reaction
m e rely vary the i ntensity of the response. Th i s reaso n i n g seems to be
to o s i m p l i stic. lt is worthwh i l e again t o p a y attenti on to Cowi e ' s ( 1 970)
rem a rks on t h e d i sso l ution of th e M o ro when the headdro p m ethod i s
appl ied i n i nfants sufferi n g from D own' s synd ro m e. H ere i t was not
the i ntensity of the sti m u l us but the poss i b i l ity of app lyi n g the sti m u
l u s whi ch determ i ned the resu l t.
1 07
The argument that it occu rred o nl y as a result of a h it on the su rface
was refuted by the rep ort of several m others ; they stated that their i n
fants, wh o showed this reacti o n , disp l ayed s i m i l ar m ovement p atterns
on sudden fri g ht. When McG raw (1 943) asserts that the abrupt and fast
movement p attern is the " m atu re" phase of the Moro, she co nfuses the
actual Moro, which i s a vesti b u l a r reaction, with fri ght reactions wh i ch
are of q u ite a different character. lt i s not i m poss i b l e that an acute
fri ght-reacti o n p rovokes a Mo ro reacti o n . Th i s m ay be the case in very
you n g i nfants. The Moro reaction m ay then o utstri p the o ri g i n a l fri ght
m ovem ent to such a n extent that the l atter i s no l o n ger recognized as a
separate phenomenon. O n e may co ntend that the fast add uctio n/
fl exio n m ovements seen after the age of six m o nths represent a m ature
fri ght reaction (i .e. a response to rather a-specifi c sti m u l i) . The i n co n
s istency of their occu rrence, i nter- as wel l as i ntra-i nd ivi d u al ly, m ay be
accounted for by the i nfant's ad aptatio n to various kinds of no ises in
his envi ron m ent, and by d iffe rences i n i ntensity of the sti m u l i o r diffe
rences in th e state in wh ich the i nfant happens to be during the sti m u
l ati on .
The term "fri ght reaction" o r " fright m ovem ent" s h o u l d not be co nfu
sed with the term " startle" wh i ch has g rad u a l ly beco m e the term with
which m ass-movement p atterns occu rri ng duri n g s l eep are descri bed.
Although possib ly i n the very yo ung i nfant similar m ass-movement p at
tern s m ay be cau sed by sudden sti m u l i , which subsequently e li cit a
Moro reaction, they m ay sti l l not be co nsidered as i de ntical with the fast
and abrupt fri ght m ovement occu rri n g at o l der ages. The l atter is a we l l
orga n ized fl exor m otor p attern , wh i l e t h e sta rtl e o f t h e newbo rn an d
very yo u n g i nfa nt is m o re i rreg u l a r, not so wel l o rga ni zed and often
co nsi derab ly slower.
1 08
C h a pte r X Group IV: Item s with so m any i n co n s i stent
c h a n ges d u rin g the fol l ow- u p p eriod t h at
a d efinite deve l o p m ental s e q u e n ce cou l d
n ot be estab l i s h e d
1 09
di rected moti l ity of arm s and hands developed rapi dly during the same
period, it seems probabl e that th e ph ases of open hands and/o r alter
nati ng open i n g and c l o s i n g m ovements m erge so rap i d ly i nto the ph ase
of vo l u ntary and goal-d i rected hand-moti l ity that they can not be dif
ferentiated, the freq uency of the fol l ow-up assessments of the p resent
study taken i nto regard . As fo r the development of the postu re of
hands, it is notewo rthy that between 4 and 1 0 weeks of age closed
hands may be observed i n many normal i nfants. The i nfl uence of fist
i n g on the Moro reactions has been discussed i n the paragraph deal
ing with the development of the l atter.
Posture of head and tmnk d uring prone suspension (Landau)
Th is item is dealt with u nder the head ing "observati on of posture and
motil ity" because i t cons ists of a m oto r p h enomenon eli cited by keep
i n g the i nfant in a specifi c postu re without app lyi n g a specifi c sti m u
lus as is done in the case of the item s described in the secti on Je
fl exes and responses " .
Procedure: T h e exami ner kept t h e i nfant i n prone suspension, sup
porti n g h i m u n der the thorax with one hand (see Prechtl and Bei ntem a,
1 964) .
State 3 a n d 4 . T h e postu re o f head a n d tru n k was described.
Recording:
0. The i nfa nt was not able to strai ghten his back; his body and head
h u n g down l i m p ly; an evi dent downwa rd co n cavity of the s p i n e
cou l d b e observed.
1 . The i nfant straightened h i s back, but he was not ab l e to l ift h i s h ead
suffici ently h i g h so that h i s occiput wou l d be i n one l i n e with h i s
spi ne.
2. The i nfant stra i g htened h i s back so that he kept head, shoulders
and pelvis in one hori zontal p l ane.
3. The i nfa nt l ifted head and pelvis so that he sh owed an upward in
curvation of h i s spi ne.
4. The i nfa nt l i fted h i s head and pelvis and hyperextended h i s s p i n e
so i ntensively that an evident u pwards con cavity of the spine cou l d
be observed (Landau).
Landau
I 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
I
exam.
I I I I I I I I I I I 1 I I I
0 3 6 9 U � lli B
age,months
F i g . 43
1 10
The p rediction band for the scores fo r p ostu re of head and tru n k d u r
i n g p rone suspension is p resented i n fi g u re 43. As a sco re 0 rep re
sents a hypoto n i a of neck and tru n k mu sc u l ature an d n o rmoto n i a was
one of the selection criteri a fo r the p resent g ro u p , n o n e of the i nfants of
the sam p l e obtai ned a sco re 0 at the newborn exa m i n ati o n. Neither was
th i s the case during the co u rse of development. Two i nfants obtained a
score 1 at the th i rd assess ment. D u ri n g the fi rst and seco n d assess
m ents half of the in fants obtained a sco re 2 , but subsequently the m a
jority of i nfants obta i ned a sco re 2 or 3. Between the fifth and tenth
assessm ent, i . e. b etween about 20 and 40 weeks of age, m o re than 70°/o
of the infants d i s p l ayed a stro n g i n cu rvati on · of th e b ack, thu s obta i n i n g
a sco re 4 . After th e 40th week a score 2 occu rred with i n creasi n g fre
quency. Yet at the age of o n e year h al f of th e i nfants sti l l showed a
stro n g i n cu rvation of the s p i n e and about one th i rd of the i n fants who
were sti l l p resent in th e study g ro u p , sh owed this posture u ntil the end
of the fo l l ow-u p peri o d .
Th e Landau c a n b e rei nfo rced by i m p o s i n g passive hyperextension of
the n eck. If this was done b etween 24 and 40 weeks of age an evi dent
extension of spi n e, h i p s and kn ees was observed in m o re than 90% of
the i nfants.
After the age of one year this m ovem ent- p attern could sti l l be e l i cited
in m o re than half of the i nfants, b ut it became i n creas i n gly difficult to
d i sti n gu is h an actu al Landau from vo l u nta ry m otor b eh avi o u r cons isti n g
o f t h e i nfant's active resi stance against i m posed m a n i p u l atio n . Landau,
q uoted by M itch e l l (1 960), fo u n d the stro n g upward i ncurvation of the
spine b etween the age of seven weeks and fifteen mo nths, And re
Tho m as located it o n the ti m e-scale b etween th e ages of th ree and
seven m onths (And re-Th o m as and St. Anne- D a rgassies, 1 952), whi l e
Mitch ell menti o n s th ree mo nths t o about o n e year a s th e peri o d d u ri n g
which a stro n g i n cu rvation o ccu rs. Pei per (1 963) consi ders t h e vesti b u l a r
system as th e p repo n derant afferenti al i np ut. A ndre-Thomas states that
n eck- p rb p riocepsis p l ays th e m a i n rol e , whi l e M itch e l l assu m es that this
postu re i s a comb i ned effect of labyri nth i ne , n eck a n d visual reacti o n s .
I n deed th e La ndau co nsists of two typ es of refl exes , the fi rst o n e o ri gi
n ati n g i n the l abyri nths, resulti n g i n an o ri entation of the head i n space
(head l ift) wh i ch in its turn , due to the i m p osed posture of the neck, re
sults in a , ketten refl ex" , namely an extension of s p i n e , h i ps and kn ees .
The fi n d i n g th at g radua l ly the response is fou n d m o re frequently fro m
t h e a g e of two m o nths o nwards su g gests that v i s u a l i nput m ay p l ay a
gui d i n g and rei nforci n g ro l e i n the o ri e ntati o n of the h ead, although at
the same ti m e the power of the neck m uscles i ncreases so that the
h ead can be lifted m o re adeq u ately and the wel l-ori e nted h ead posture
can be m ai ntai n ed m o re easily (see also Bobath (1 966)).
111
The number of i ncon si stencies per i nfant ran ged from one to five, but
there was n o difference b etween b oys and girls. The l a rge vari a b i l ity
sug gests that active vo l u ntary m otil ity, and the behavio u ra l state, p l ay
an i m p o rtant ro l e in the mai ntenance of the postu re i n p rone suspen
sion, especi a l ly after the fi rst mo nths. lt is rem arkab l e that only seven
of the total n u m ber of 93 i n consistencies occu rred befo re the age of
1 6 weeks. At this age m o re than 80°/0 of the i nfants showed a m i l d up
ward in c u rvation of the sp i ne and an evi dent head li ft with el bow sup
port and exp l o ratory l ooki ng a ro u nd i n p rone positi o n . Th e vari ab i l ity
of the posture in p ro n e suspension i n creased with age, as is evi dent
from the shape of the p redicti on-band. The development of posture i n
p rone suspension may therefo re b e consi dered a s a n i l l ustration o f the
way i n which reflex-mecha n i s m s are i n co rpo rated i n spontaneous vo l u n
tary activity.
Recording:
0. No respon se, or o n ly an open i n g of the ha nd without subsequent
g rasp i n g .
1 . Weak response, consisti n g of a s l ow fl exi o n and extension m ove
ment fo l l owed by i n adequate g ras p i n g, which seemed to occu r ac
c idental ly.
An open i n g of the ha nd fo l l owed by wasp i n g occu rri n g when the
sti m u l u s h a d reach ed the d i stal h a lf of the fi n gers, was also sco red 1 .
2. Evi dent and rap i d response i m m ediately after stroki n g the back of
the h an d .
1 12
response c ou ld b e o btai ned, was d i s p l aced towards the di stal e nd of
,-
th e fin gers.
Th us i t b eca m e i ncreas i n gly diffi c u l t to d i sti n gui sh b etween active g rasp
ing and a n i n vo l u ntary response. Visual g u i dance of the g ras p i n g d i d
n ot seem t o b e n ecessary, neither d u ri n g t h e e l ic itatio n o f t h e response
in the fi rst m o nths n o r afterwards, so that it was con c l u ded that tacti l e
sti m u l ation was suffi cient fo r t h e evo cation o f th i s m an i p u l ative moto r
pattern , even when it was i n corporated in vol u ntary m otil ity of the
h an ds. A m i n o rity of the i nfants did not show the respo nse d u ri n g the
whole p eri od of th e fo l l ow-up study.
The response shows a resem b l ance with th e tacti l e p l aci n g reaction of
the feet, and seem s to p l ay a ro l e in the development of expl o ratory
b eh avi o u r of th e h a n d s . Rem arka b ly, i ts g radually m erg i n g i nto vo l u n
tary behavi o u r (wh i c h m akes th e d isti n ction b etween the response a n d
vol u ntary b eh avi o u r h a rd ly feasi b l e) occurs a t about t h e s a m e time when .
the i ntensity of th e p a l m a r g rasp refl ex d i m i n i sh es. l t m ay b e argu e d
that an i nterpl ay b etween t he p a l m ar g rasp refl ex and the reaction to
do rsal stim u l ation of the h an d and fi n gers p l ays a ro le i n the deve lop
ment of vol u nta ry g raspi n g , in which they beco m e i n co rporated su bse
quently.
1 13
TAB LE VIII
Items with many i nconsiste ncies and a protracted d evelop me ntal course,
so that a defi n ite developmental sequence could not be established
Observation of posture and motility
Spontaneous postu re of the hands
Posture of h ead and tru n k duri n g p rone suspension (Landau)
Reactions and responses
Reacti on to tacti l e sti m u l ation of the dorsum of h an d and fi n gers
Pal mo-m ental res ponse
Knee jerk
Ankle c lon u s
Plantar g rasp
Magnet response
Crossed exten sion response
Positive supporting reaction
Tact ile p l aci n g of the feet
Schaltenbrandt reaction
Bauer reaction
G aHlnt response
Th reaten reflex
Knee jerk
Procedure: The exa mi ner kept the l eg i n sem iflexion of h i p and kne�
joint and gave a b risk tap o n the pate l l a-tendon a l ittl e below the p atell a .
State 3. T h e response co nsisted o f a contracti o n o f t h e extenso r m us
cles of the knee.
Recording:
0. No visi b l e or p a l p a b l e reaction.
1. Weak contraction of the knee extenso rs.
2. Evi dent contracti o n of t he k ne e extensors.
3. Stro n g respon se, often with after-beat, consisti n g of an expansion
of the reflexo genic zone below the i n sertion of the pate l l a-tendon at
the tibia, an d/o r evi dent eo-contractions of the adducto rs of the op
p osite l e g .
An absence o f the response o r a weak co ntraction w a s not observed
d u ri n g th e whole fol l ow- up peri od in any of the infants. D u ri n g the n ew
born exa m i n ation 86o/0 of the i nfants sh owed a medium response, wh i l e
i n 1 4°/o o f t h e infants a stro n g response was observed . At t h e seco n d
assessment t h e reverse took p l ace an d u nti l t h e tenth exa m i n ation , i . e.
u ntil the age of about 40 weeks, in m o re than 80°/0 of the i nfants a
stro n g resp on se was fo u n d . Subsequently the percentage of stro n g
responses d ecreased. Th ere was no rel ati on with t h e m o me nt o f stand
ing or walki n g . Because the i nfa nts who had become able to wal k u n
supported were o m itted from t he fo l l ow- u p study, it could no t be deter
m i ned at which age a stro n g knee jerk had disappeared.
A clonic knee jerk was observed in one i nfant at the ei ghth assess
m ent, without the i nfant bei n g evi dently i n a poor con dition.
1 14
Accord i n g to Andre-Th o m as b e l ow the age of six to seven m o nths the
knee jerk is often fou n d to be acco m pa n i ed by a contracti o n of the
contral atera l adductor- mu scles wh i l e the refl exo gen i c zon e i s extensi ve
(An d re-Th omas a n d St. Anne- Da rgassies, 1 952) . P a i n e (1 960) ha s the
same o p i n i o n . I n the p resent study this typ e of knee jerk is com p arab l e
with a stro n g response (score 3).
A stro n g response was observed in a varyi n g n u mb e r of i nfants, n ot
only d uri n g the first half yea r of l ife but a lso afterwards. Yet the h i g h est
frequency of exa ggerated respon ses was fou n d d u ri n g the fi rst half
year of l i fe, which i s i n accordance with the fi n d i n g of the auth o rs cited
above.
Ankle clonus
Procedure: The i nfant was put in s u p i n e positi o n ; the l eg was fix ated
with the h i p and knee in sem ifl exio n , and the foot was ab ruptly do rsi
fl exed , wh i ch caused a sudden stretch of t he calf m u scl es. C l o n i c be ats
of the foot were cou nted if p resent. State 3 or 4.
Recording:
0. No ankle clonus p resent.
1. One to th ree b eats.
2. Four to six b eats.
3. M o re than six b eats .
Plantar g rasp
Procedure: The p l antar g rasp was e l icited acco rd i n g to P rechtl a n d
Bei ntema (1 964) , by p ressi n g the t h u m b agai nst the sol e j ust b el ow th e
toes. State 3 o r 4.
Th e respo nse co n s i sted of a flexi o n of the toes.
Recording:
0. No reacti o n .
1. S l ig h t fl exi on o f t h e toes.
2. Evident and s usta i ned flexi o n of the toes.
3. Stro n g and sustai ned fl exi o n of th e toes.
D u ri n g the fi rst n i n e assessm ents, i .e. u nti l the age of about 36 weeks,
m ore than 80o/0 of the i nfants obtai ned a score 2 . Fro m the seventh as
s essm ent o nwards, the i ntensity of th e p l antar grasp decreased in an
i n crea s i n g b ut varyi n g number of i nfants.
1 15
From the 1 4th assessment o nwa rds, i n some i nfants a negative respon
se was scored, but at the same ti m e the samp l e size decreased as a
result of i nfants beco m i n g ab l e to wal k unsupported. Sti l l there was no
cle a r rel ati o n s h i p between a d i sap pearance o f the p l a ntar grasp and
the onset of wal k i n g u n supported. An exaggerated response occu rred
in a s m a l l and vari a b l e n u m ber of i nfants (not exceed i n g eleven), at
some time d u ri n g the fi rst yea r of age. In o n e i nfant an exaggerated
response was fou n d at the 1 9th assessment, i . e. at the age of about 75
weeks. Th e developm ent of the p l a ntar g rasp app eared to be q u ite va
ri ab l e, which is i l l u strated by the occu rrence of m any i n consistencies
in the respon ses, i . e. 63 in 36 of the i nfants. Th e i nco n s i stencies were
d i stributed ra n d o m ly over th e l e ngth of the developme ntal course and
it was i m p oss i b l e to defi n e a sta b l e fi na l change with i n the period of the
fol l ow-u p stu dy. Koupern i k and Dai l ly' s (1 968) view that the p l antar
g rasp is less intens ive than the palmar g rasp reflex co u l d not be confirm
ed. Pai ne's concepti o n that the p l antar g ras p wo uld decrease in i nten
sity at about eight mo nths, which sug gests that it wou l d di sappear short
ly afterwa rds , is not supported either by the p resent fi n d i ngs (Pai ne, et
?1. 1 964). The resu lts are in acco rd ance with Zappel l a's fi nding that the
·
l!) l antar g rasp can b e observed d u ri n g the who l e fi rst year of l ife (Za
pel l a, 1 966) . As in the p resent study o n ly one type of sti m u l ation, i . e.
p ress u re with th e thu m b , was appl i ed, the effect of the qu a l ity of the
sti m u l u s on the response could not be investi gated (Zapel la , 1 967) .
Poecks' o p i n i on th at the p l a ntar g rasp disap pears when the i nfant starts
to stan d up and walk, co u l d not be co nfi rm ed (Poeck, 1 968).
M agnet response
Procedure: The magnet response was e l i cited by gently touch i n g the
soles of th e i nfant' s feet wh i l e he was lyi n g i n supine with flexed h i ps
and knees, and by s l owly withd rawi n g the sti m u l u s without l o s i n g con
tact with the sole of the foot.
The response cons ists of a grad ual extension of the l egs, so that the
foot does not l ose contact with the sti m u l u s (Prechtl and Bei ntema, ' 64).
D u ri n g the fi rst th ree assessments a p ositive response was obta i n ed i n
m ore th an 80% o f the i nfants. lt became i ncreas i ng ly d ifficult t o d i s
tinguish b etween a positive m agnet response on the o n e ha nd and vo
l untary flexio n/extension movem ents of the l egs on the other hand, d u e
t o the i ncreasi n g m oti l ity of t h e l egs with i ncreas i n g a g e .
1 16
D u ri n g the fi rst fou r assessm ents, i .e. u nt i l the age of about 1 6 weeks,
a resp onse co nsisti n g of a stereotyped fl exi o n fol l owed by an extension
and adduction of the opposite leg was obta i n ed . Fro m about the thi rd
assessment o nwards, h owever, the i n fants were rem arkably capabl e
of d i recti n g t h e extension m ovement o f t h e opp osite l eg towards the
sti m u l us .Th i s seemed to b e a n active p rotecti o n reaction. M o reover,
from about the fou rth assessment o nwards the flexion p attern of the
op posite l e g became i ncreas i ngly vari ab l e, whi l e at the same tim e the
i nfant s h owed a n inc reased genera l i zed m oti l i ty consecutive to the sti
m u l ation. l t was - co ncluded th at the reflex-l i ke reaction of the fi rst
m o nt h s rap i d l y m ��g e d i nto an a ctive defense p attern, which cou l d n ot
b e call ed a crossed extension _ refl ex. T hi s i s i n accordance with S ai n t
A n n e- Dargaqsi�s' view that the n eo natal response rap i dly d evelops i nto
an ac�ive. moto r . p attern wh_i ch them rem a i n s . p resent _ t h ro u g h o ut l ife
(Saint Anne- Da rgassies, 1 964). -
Pain e poi nts out that the response p attern observed i n n o rm a l i nfants
s h o u l d b e d isti n gu i s h ed fro m the crossed extension reflex seen in in
fants with s p i n a l cord l esions. I n t hi s l atter reflex the n eatly di rected
extension towards the sti m u l u s is not fou n d ; it is also m o re stereotyped
(Pa i n e, '60).
Positive s u p porting reactio n
Procedure: The exa m i ner supported the i nfant u nder the s h o u lders
a n d p laced h i m on a fl at surface i n stand i n g positio n. H e took care that
th i s s u rface had an a g reeab l e texture a n d tem p e rature. The response
was considered to b e positive if the i nfant extended h i s l egs i n o rder
to bear wei ght. State 3 o r 4 .
Recording:
0. No extension of the l egs, the i nfant c o ul d not bear wei ght, h i s l egs
gave way i m mediately.
1 . Evi dent extension of the l egs, of sho rt d u rati o n . The i nfant coul d
bear wei ght o n ly m o m entari ly.
2. Evident exten s io n of the l egs, the i nfant was ab l e to bear wei ght
fo r at l east 5 seconds.
l t appeared to b e h a rd l y fe as i bl e. to d i sti n g u i s h b etween a positive s u p
porti n g reaction a n d active stand i n g , as the one gradu al ly m erged i nto
th e other. Thus it was i m possi b l e to determ i n e a d i stin ct m oment of the
fin a l change of the positive suppo rti n g reaction.
No reacti on was fo u n d i n about two thi rds of the i n fants d u ri n g the fi rst
five assessm ents ; subsequ ently the n u mber of negative responses d e
creased and from about the e l eventh assessm ent o nwards, i . e. from the
age of about 4 4 weeks, m o re than 90o/0 of t he i n fants cou l d bear wei ght
if p l aced o n their feet. An evi dently positive resp o nse, with wei ght bea
ri n g fo r lon g er than five seco nds, was fou n d d u ri n g the fi rst h al f year
of l ife in 1 5o/0 of the i nfants or l ess. Thus a positive reacti o n seem-
ed to co in cid e with the p h ase i n which an i nfant co.u l d stand with su p
p o rt b ut was n ot yet ab l e to stan d u p a n d s it down agai n of h i s own
1 17
accord. Sti l l , there was no rel ation b etween the occu rrence of a stro n g
positive supporti n g reaction and t h e a g e o f sta n d i n g with support. The
positive supporti n g reaction defi ned i n th is way appeared to be very
i n co nsistent, 71 i n consisten ci es b ei n g s p read b etween 40 i nfants .There
was no difference b etween boys and g i rl s.
McG raw (1 943) a n d Andr e -Tho m as (1 952) made a di sti n ction between
two p hases of the po sitive supporting reaction. The first one wou l d be
p resent during th e first m o nths of l ife and wo u l d be fo l lowed by a
p hase of decreased intens ity or even d i sappearance of the response.
subsequ ently the seco nd p hase wou l d set in, bel o n g i ng to active stand
ing up beh avio u r. Such a b i p hasic devel opm ental co u rse was not
fo und i n the p resent study. Th e i n consi stencies were scattered over
th e wh ol e p eri od of th e d evelopm ental cou rse. No rel ati onsh i p could b e
fou n d with t h e ocu rre nce o f t h e magnet respo nse, which is someti mes
regard ed as a po sitive supporting reaction in a h o ri zo ntal position
(Pei per, 1 963).
Peiper conten ded that fo r a positive supporti n g reaction wei ght bea ri n g
was n ot i n d ispensable. I n the case o f the magnet reaction only tacti l e
stim u l ation i s appl i ed , i n the case o f the positive supporti n g reacti o n
tacti l e sti m u l ation i s fol l owed b y p ro p rioceptive sti m u l ati o n, a s a re
s u lt of th e wei ght on the feet. If o n e excl udes poss i b l e vestib u l a r i n
fl uences o n the response, it m ay be assumed that in the positive sup
p rati n g reaction tacti l e a n d p roprioceptive sti m u l ation are both involv
ed a n d th at the l atter sti m u l ati o n rei nfo rces the effect of the fo rm er.
Yet it is poss i b l e th at vesti b u l a r i n p ut does p l ay an i m po rtant ro l e i n
t h e generati on o f the respon se. I n that case t h e positive supporti n g
reacti on m ay b e another exam p l e o f th e p henomenon, p roper t o norm a l
d evelopment, th at a p h en otypically co mparab l e moto r b eh avi o u r m ay
resu lt from variou s m echanisms which fi nal ly converge i nto vo l u ntary
motor behaviou r. Actu al ly, th i s i l l u strates the m a i n d ifference between
a norm a l and a path o l o g i cal nervo us system , i n which th is vari ab l e i n
terp l ay b etween vari ous b rai n m echanisms d o e s not occu r, resu lti n g i n
a decrease of vari a b i l ity.
Tactile placing of the feet
Procedure: The exami ner supported the i nfant u nder h i s shou lders
and kept h i m in verti cal suspensi o n. He b ro u g ht the dorsum of the
feet into l i ght contact with the edge of a tab le. The response consi sted
of an i n itial p l antar flexion of the foot, fo l l owed by a flexion of the
who l e leg wh ich i n its turn was fol l owed by an extension of the l egs so
that fi n a l ly th e foot was p l aced o n the tab l e . Thi s p laci n g may o r may
n ot be accompan ied by wei ght beari n g. State 3 or 4.
D u ri n g the fi rst two assessments more than 80% of the i nfants showed
a b risk p laci n g resp o nse without wei ght beari n g . Th i s percentage de
creased d u ri n g th e su b sequent assessm ents, so that d u ri n g the fifth a n d
s ixth assessm ents about half of the i nfants sh owed a b risk respo nse.
Subseq uently th e p e rcentage of b risk respon ses i ncreased and fro m th e
e l eventh assessment onwa rds more than 80°/0 of the infants agai n sh ow-
118
ed a b risk p l aci n g response, which at that time was acco mp a n i ed by
wei g ht beari ng . In o n ly one i nfant was the response co m p l etely absent
during the fou rth, fifth and sixth assessment. This devel o pmental course
s u g gestst the i nvo lvement o f vari ous b ra i n m echanisms i n the gene
ration of t h is m otor beh avi o u r. D u ri n g the fi rst m onths the stim u l ati o n
i s m ai n ly tacti l e, wh i l e p ro p rioceptive rei nfo rcem ent do e s n ot en l a rge
the effect. D u ri n g the secon d h alf of the fi rst year o f age p rop rioceptive
i nfl u en ces s eem to p l ay an i n c reas i n g ly i m po rtant ro l e. Thi s phase
coincides with th e i n iti a l p h ase of standi n g-up b eh avi o u r. Evi d ently the
mecha n i s m s for the i n iti al p l ac i n g reacti o n a re i n co rp a rated i n the o r
g a n i zati o n of vo l u ntary sta n d i n g behavio u r. Th i s is i n accord a n ce with
Zapel la ' s fi n d i n g that vari o us facto rs, as e.g. the temperatu re of the
sti m u l us , i nfluence tacti l e p l aci n g of the feet i n the fi rst m o nths of l ife,
but that t h is i s no l o n ger true in s ubsequent m o nths. In h i s vi ew the
i n itial p lacin g reacti on can m a i n ly b e attrib uted to m i d-bra l n activity,
whi l e the variou s characteri stics of the l ater p l aci n g reactio n i ndi cate a
cerebra l cortical m e d i ation of t he response as a p art of vo l untary p l ac i ng.
(Zape l l a , 1 967).
The m ajority of the i nfants s h owed o n e o r m o re i nconsistencies, scatter
ed over the whole d evelop m ental ran g e, but th ere was no difference
b etween b oys and g i rl s . The l arge n u m b e r of i nconsi stencies (74) m ay
b e regarded as an i l l ustration of the vari abi l i ty of performance charac
teristic of the n o rm a l ly deve l o p i n g nervo us system , in contrast with the
stereotyped p erfo rm ance typ i cal of the d a m aged nervo u s system .
Schaltenbrandt reactio n
Procedure: T h e Schalte n b randt reaction i s the reverse of the Lan dau ;
it is often cal l ed the Lan dau 2. Wh i l e keep i n g t he i nfant i n p ro n e su s
pension the exa m i n er flexed th e i nfant' s h ead. The positive response
con s isted of a fl exion of tru n k a n d h i ps.
The resu lts were com pa rab l e with the resu lts of the Lan dau. Thu s the
Lan da u a n d Schalten b ra n dt reacti o n s need not b e reg arded as essen
tial ly different. Th e occurrence of i ncon s i stencies was a lso s i m i la r i n
b oth cases, alth o u g h i n the case o f the Schaltenb randt reactio n the
i n co n s i stencies appea red to b e scattered over t he who l e developmental
course; they were n ot l i m ited to the l atte r p a rt as was the case with
the Lan d au . Th i s m ay refl ect the i nfant's i n creased active resi stance
agai n st fl exi on of h i s h ead i n p ro n e suspens i o n , wh i ch cou l d a l ready
be observed at a you n g age.
Bauer reactio n
Procedure: T h e i nfant was put i n p ro n e positi o n with h i ps a n d knees
flexed. Th e exa m i ner p l aced his h a n d s behi n d the i nfant's feet so that
h e t o u ch ed the so l es. A positive response con s i sted of a forceful ex
ten s i o n of h i ps and knees, re s u lti n g i n forward p ro g ressi o n of the i n
fant. State 3 a n d 4.
D u ri n g the n ewborn exa m i n ation all the i nfants s howed a n evi dent for
cefu l extension of h i p s and knees ; d u ri n g the second exa m i n ati o n thi s
1 19
was the case i n o n ly 3 1 % of the i nfants a n d afterwards the percentage
decreased rap i d ly. D u ri n g th e seco nd assessm ent a weak reactio n was
fou n d i n 53o/0 of the i nfants, b ut this percentage also decreased rapi d ly
d u ri n g th e su bsequent assessm ents. Sti l l , during the whole period of
th e fol low-u p study a smal m i n o rity of i nfants of varyi n g i dentity (o ne o r
two at a time) i n co nsistently showed an evi dent o r weak response to
th i s type of sti m u l atio n of the so l e of the foot i n prone positio n . These
responses seemed to b e rel ated p rep o nderantly to the amount of m otor
activity of the i nfants ; it was very diffi cult, and in some i n stan ces eve n
i mpossib l e, t o d i sti n g u i s h b etween the B a ue r reaction o n the o n e h a n d
and acti ve m oti l ity o n the other h and. There appeared t o be no rel ati on
s h i p with th e deve l opm ent of l ocomotion i n p rone.
Galant response (incurvatio n of t h e tru n k)
Procedure: The i nfant was put i n p ro n e positi o n . With a p i n the exa m i ne r
scratch ed the ski n o f the i nfant' s b ack s l owly a n d gently fro m the
shoulders downwards, a t a b o ut th ree cm l atera l ly from the s p i n e. The
response consisted of an i ncurvation of th e tru n k with the con cavity o n
t h e sti m u l ated side. State 3 o r 4 .
D u ri n g t h e fi rst ten assessm ents an evi dent i n curvatio n o f t h e tru n k to
wards the sti m u l ated si d e was fou n d in more th an 80o/0 of the i nfa nts.
Thi s i n cu rvation was characteri zed by a stereotyped contracti o n of the
b ack m u scles, resulti n g i n a co n s i stent and rep roduci b l e m ovement p at
tern . This p rotracted persistance of the G a l ant response is i n contradic
tion with An dre-Thomas' view that the response sho u ld o n ly be p resent
d u ri n g the fi rst weeks of l ife (And re-Th omas and Saint Anne Dargass i es
' 52). Kou p ern ik and Dai l ly ('68) state that the response d i sappears g ra
dually in th e seco n d half year of l ife. In th e p resent study from the age
of about 40 weeks o nward s the tru n k m ovem ents beca m e i ncreasi n g ly
h eterogeneous; as a conseq uence it b ecame i n creas i n g ly d iffic u lt to
d i sti n gu i s h b etween an evi dent i ncurvati o n of the tru n k a n d a "tickle re
acti o n " . I n the l atter reaction the co nsistent a n d rep roduceb l e m ovement
p attern is lost. Th i s reaction persi sted in all the infants d u ri n g the whole
p eriod of study. Thus a rel i a b l e G a lant reaction which m ay h ave c l i n ical
sign ifi can ce i n cases of sp i na l cord disorders seems to b e p resent o nly
during the fi rst n i n e m o nths o f l ife.
Threaten-reflex
Procedure: The exami ner m oved h i s extended fi n gers rap i dly towards
th e i nfant' s eyes. He took care to avo i d sti m u l ation of the cornea. A
pos itive response consisted of a b l i n k of the eyes. State 3 o r 4 .
More than 80°/0 of the i nfants did not show any positive reaction u ntil
th e age of about 20 weeks. From th at age o nward s the n u mber of posi
tive respon ses in c reased rap i d ly. Sti l l , 1 8% of the i nfants d i d not show
a pos itive th reaten reaction at th e age of o n e yea r.
lt is poss i b l e th at envi ro nmental conditi o n s affect the ti m e of onset of
th is reaction. Facto rs l i ke num ber, age and b eh avi o u r of s i b l i n gs, the
1 20
active p l ayi n g b eh aviour of t li e father, a nd the p resence of dom esti c ani
mals s eemed to b e i nvo lved. The co nclusion seemed j ustified that this
reaction i s p a rtly age-dependent and partly envi ronment-dependent.
White fo u n d that a b l i n k response to an approachi n g vi s i b le target de
veloped rap i d l y b etween the m i d d l e of th e second month of l ife and the
age of fou r m onths (Wh ite, 1 970) . His findings a re not comparab l e with
the fi n di n g s of the p resent stu dy as his desi g n was more elaborate and
adapted to a specifi c research of the d evelopment of this pa rtic u la r re
acti o n . He stated a close correspondance b etween the developm ent of
the response and the flexi b i l ity of what he cal l s the "accom modative
system " . Also, the fi n d i n gs of the p resent study po int at a comparab l e
developmenta l cou rse o f these two p henomena.
Comment
The items of this g roup can b e divided i nto two subgroups. The fi rst
g roup contai n s those items of wh ich the developm ental cou rse h ad not
yet fi n i shed at the age of wal ki n g free. The seco nd contai ns those items
which sh owed n o evi dent fi na l change, due to a g radual merging i nto
vol u ntary activity. Conseq uently it was not possi b l e to estimate th e d e
velopmental ran ge, i . e. the develop mental rate, and the freq uency of in
consi stencies .
The fi rst sub g roup i n c l udes the knee jerk, ankle clonus, p lantar grasp,
Landau and Schalte nb ran dt-reactio n . The fi rst th ree items a re l eg- a nd
foot- responses, wh i l e the l atter two invo l ve the sensorimotor apparatus
of n eck, tru n k and l egs. Their p rotracted developm enta l course can be
s ee n as an i l l u stration of the cep ha locaudad matu rati on o f the nervous
system. lt i s n otewo rthy that th eir, as yet u nsta b i l i zed, development does
not i nterfere with th e development of sta n d i n g and Wqlki ng as defined in
this stu dy. App arently, nervo us m echanisms i nvo lvi n g p arti cu la r motor
activities can b e operational wh i l e some compon ents h ave not yet reach
ed stabil ization. l t stands to reason that walki n g· free, as defi ned i n
this study, i s not a fi na l poi nt i n the developm ent o f this moto r beha
vio u r, nor does it refl ect a fi nal p hase of m atu ration of the b rain m echa
n isms i nvolved.
The fi n a l m atu ration of these mechanisms is not o n ly reflected by the
differenti ati on of wal k i ng i n fo r i n stance toddlers, b ut also by the fi n a l
changes i n th e items o f this subgroup.
The respon ses of the items i n the secon d su b g roup cou l d be recognized
origi n a l ly as specifi c sti m u l us-responses, but g radual ly this specificity
d i m i n is h ed so that fi n a l ly comparab l e responses occu rred d u ri n g vo l u n
tary b eh avi o u r. lt was not possi b l e to d i sti n g u ish an evident transiti o n
b etween eli cited respo nses and vo luntary moto r p atterns. Actua l ly the
main characteri stic difference b etween those two was a vo luntary use
of the fi n a l m otor p attern.
l t seemed that du ri n g their devel opment the infants gradual ly became
able to m ake vo l u nta ry use of n ervous m ech anisms which o ri gi n a l ly ope
rated more autonomously. A close i nspection of the responses, however,
1 21
m ade clear that there were d i sti n ct q u a l i tative d i fferences between vo
l u ntary and i nvo l u ntary m otor behaviour, but the fi n a l responses deve l
oped too grad u a l ly to be p i n po i nted to a speci fic m oment. For i n stance,
the reflex- l i ke crossed extension fol l owi n g a noci ceptive sti m u l us o n the
co ntra- l atera l foots o l e of a very yo u n g i nfant differed essentia l ly from
the wel l-d i rected defense reaction of the o l d er i nfant to the same sti
m u l us . Sti l l , it co u l d not be ascerta i n ed at which m o m ent the actual cha
racter of the response changed. The same can be sa id of items l i ke the
tacti l e p l aci n g of the feet, the positive supporti n g reaction or the Gal ant
response. One m ay assume that the neural m echanisms i nvolved beco
me subord i n ated to n ewly develop i n g mechan i s m s . The G ala nt response,
fo r i n stance, cannot be obs erved after a parti cu la r age, because then a
very com p l ex ti ckl e-response p revai l s.
Th e m a i n d i fference b etween the items of this gro u p and those of group
I l l (chapter IX) l i es in the fact that i n the l atter the fi n al po int of stab i l i
zati o n co u l d be defi ned on the ti m e scale more easi ly, because there
was a co nspicuous change in the exp ressi on of the neural mechanisms
i nvo lved . I n th is co n n ecti o n i ssues of operati onal izati o n h ave to be taken
i nto co nsiderati o n ; especi a l ly with regard to the items i nvolvi n g spon
taneous m oti l ity of a rm s and l egs it was diffi cult to deci de whether to
i n clu d e them in g ro u p I l l o r in g ro up IV. This i m p l i es that no sharp d i s
ti nction b etween g ro u p I l l and IV can be m ade. The majo rity of the items
of g rou p I l l deal with motor fu ncti ons which are easi ly reco gnizable and
which are frequently used in developm ental testi n g-procedures. The
changes i n the m at uri n g nervo us mechanisms of these items seem to
m an ifest them selves mo re consp icuously than i s the case with spo nta
n eou s mot i l ity or m a ny responses and reactions of group IV. Actu al ly,
the m aturi n g b ra i n m echanisms which are responsi b l e fo r the great ex
p a n s ion of the i nfa nt's neuro l ogical rep ertory, can be d ivi ded i nto two
categ o ri es. I n the o n e category an i nteg rati o n of various, sometimes
even ori g i n a l ly i n dependent, b ra i n mech a n i s m s takes p lace, as i s the
case i n s itt i n g without support o r wa l k i ng free, where mechanisms fo r
m oto r m ovem ents a n d balance are i nvo lved. The oth er category conta i n s
t h o s e m ec h a n i s m s which develop g ra d ual ly. I t e m s b ased o n mechanisms
b e l o n g i n g to the fi rst category show developm ental chan ges which can
cl early be d i scerned.
Item s based o n m echan isms b e l o n gi n g to the secon d c ategory m ay also
show cl ea rly d i scern a b l e developmental changes, but they may show
such a g radual deve l opm ent that transiti o ns fro m the o n e developmental
phase to the other b eco me hard ly d i scerna ble . Although there is a
l arge overl ap , the m ajo rity of the items of g ro up I l l bel o n g to the former,
the items of g rou p IV to the latter category.
1 22
Chapter X I Anthropometri c a n d Psychosocial ite m s
TABLE IX TABLE X
Body length
Body length was defi ned as crown-foot length and measured wh i l e the
chi l d was i n supi n e positi o n . D u ri n g the period of study the l engths of
the i n fants ran g ed between th e tenth and n i n etieth centi l es fo r the
Dutch popu lation, as p resented by Van Wi eri ngen (1 972).
Fontanels
The varia b i l ity of the size and closure of the fontanels was large. In three
i nfants the anteri or fo ntanel was closed at about half a year of age,
1 23
wh i l e i n o n e i nfant the anterior fo nta nel _ was sti l l palpably open at the
age of 1 5 month s . The size of the fontanels varied consi dera bly among
th e i nfants. There was no difference b etween boys and g i rls. Th e fi nd
i n gs are i n accord a n ce with D i leo's report that th e statistical mean for
clos u re of the ante ri o r fontanel is at 1 3.5 mo nths ( D i l eo, 1 967) a n d with
Popich' s (1 972) ran ges of n o rm al size.
The posteri or fonta nel was sti l l pal p ab l e i n 25o/0 of the i nfants at the
n ewborn assessm ent, b ut fro m the secon d assessment o nward s no
open p osterior fo nta nel was fo u n d .
Psychosocial item s
Vocalizatio n a n d s peech
In the p resent study speech was defi ned as vocal i zation aimed at com
m u n i cati o n . Spontaneous vo ca l i zati o n s e . g . cryi n g , were not taken i nto
considerati o n . D u ri n g the exam i n ations the m othe r was asked to com
m u n i cate with the i nfant and the i nfant' s reactions were scored o n a
4-p o i n t scale. State 3 or 4.
Recording:
0. No vocali zation at a l l .
1 . C o o i n g , i . e. p ri m itive voca l izati o n , i n w h i c h no sp ecific vowels o r con
sonants are d i scern a b l e.
2. Vocalizati o n cons isti n g of vowels, usual ly a-sounds, with begi n n i n g
arti c u l ation.
3 . Voca l i zati on consisti n g of reco g n i zab l e words, i rrespective of i nten
tional use.
0 3 6 9 12 15 18 21
age,months
Fig'. 44
The p redicti o n b a n d for the sco res i s p resented i n fi gu re 44. Coo i n g ap
peared to b e p resent in about half of the i nfants during the seco n d as
sessment; it was the o n ly typ e of vocalizatio n fou n d duri n g the fi rst 20
weeks . In some i nfants the use of vowels, parti c u l arly of the a-so und,
started to occu r at about the 24th week; subseq uently the n u m ber of
i nfants with a sco re 2 i nc reased rap i d ly.
1 24
A small m i nority of the i nfants showed voca l i zati on of a coo i n g qual ity
as the on ly m an ifestation of speech developm ent u nti l the age of about
45 weeks. Fo u r i nfants started to say wo rds l i ke " papa" and " mama" at
the age of about 35 weeks, one quarter of the infants p ro no u nced reco g
nizable words at the age of about 40 weeks wh i l e at the age of -one
year more tlian 80°/o of the i nfants were able to say at l east th ree or
fou r recogn izab l e wo rds. Th is does not i m p ly that the infants made pro
per use of these words.
I n the boys the coo i n g typ e of vocal i zation was fou n d somewhat earl ier
than i n the g i rl s ; this difference was not statisti cal ly sign ificant. There
was a statisti ca l ly s i gn ificant difference b etween g i rls and boys with
respect to the p ronou nci ng of recogn izable words (p < 0.01 , M ann
Wh itney U test) . H ard ly any i n consisten cies i n sp eech developm ent oc
cu rred, neither i n the group of the boys nor in the gro u p of the g i rl s .
lt i s evident that this mo d e of assessi n g sp eech develo p m ent i s com
p letely insuffi cient if a scruti ny of the developm ental co u rse of vo ca l i
zation and sp eech is a i m ed at. lt o n ly a l l ows fo r a crude c l i n i cal apprai
sal of speech developm ent, so that i n case of doubt the i nfant can be
referred to a special ized assessment. T he fi nd i ng s a re i n acco rdance
with reports i n the l iteratu re (Byers B rown et a l . 1 974) .
Smiling
S m i l i n g was op erati onal i zed as co m m u n i cative s m i l i n g at the mother.
D uri n g the newborn assessment no co m m u n i cative smi l i n g was observed
in any of the i nfa nts. D u ri n g the seco n d assessm ent one th i rd of the
i nfants smi led at thei r mother, wh i l e one fou rth of the i nfants also s m i l ed
at other people. Fro m the th i rd assessm ent onwards, i.e. from the age
of about 1 0 weeks, this was the case i n all the i nfants. Th i s i s i n ac
cordance with the fi n d i n gs of E mde & H a rmo n (1 972) with regard to
exogenous s m i l i n g in infan cy.
Ambrose (1 961 ) fou n d a l ater onset of s m i l i n g ; h e uti l i zed a speci fic de
sign (e. g. labo ratory setti n g , unfam i l i ar face as a sti m u l us) and studi ed
response-sm i l i n g i n i n stitutio na l i zed infants . In h i s smal l gro u p of i n fants
he d i d not find d ifferences of the onset of s m i l i n g between i n stituti onal i zed
infants and hom e-rea red i nfants. His subtle desi g n for the study of the
developm ent of reactive s m i l i n g duri n g ontogeny, p recl udes a comparison
with the fi ndings of the p resent stu dy, in which me rely the absence
or the p resence of s m i l i n g were reco rded.
Reactio n to strangers
All th e chan ges i n posture, attitude a n d behaviour of the i nfant on ap
p roach of the exam i ner were defi ned as reaction to a stranger. lt was
scored on a 3-point scale:
0. No reacti on .
1 . Sl i g ht reaction, consisting m a i n ly of a s l i g ht withdrawa l , o r a dis
conti n u ation of activities.
2. Evident reaction consisti ng of evi dent withd rawal fo r several m i n utes
and/or cryi ng.
1 25
As the exam i n er visited the homes of the i nfants o n ly once per fo ur
weeks it was assumed that h e remai ned more o r less a stran ger to the
i nfa nts. H owever, t h i s was not a lways the case; o l der i nfants i n par
ticular often seemed to reco g n ize the exami ner. As the i nfant's coo pe
ration was a p rereq u i s ite fo r a p roper exami natio n , the exam iner tried
to avo i d n egative reactions as m uch as possi b l e . Th i s modulated hi s
mode of a p p roach a n d m ay exp l a i n t he absence o f i ntense withdrawa l
behaviou r. I n some infants s l i ght reactions towards stran gers, manifest
i n g the i nfa nt' s a b i l ity to disti n g ui sh between fam i l iar und unfam i l iar at
te ndants, sta rted to occu r d u ri n g the fou rth assessm ent, i . e. at the age
of about 16 weeks. O n e i nfa nt co nsistently sh owed an evi dent negative
reaction towa rds the exa m i ne r from the thi rd asessm ent o nwa rds. Re
action towards the exami ner, co nsisti n g of with drawal behavi o u r and/o r
cryi n g , occu rred in one th i rd of the i nfants at the seventh assessment,
i . e. at th e age of abo ut six and a ha lf months, th ree quarters of the i n
fants sh owed such reactions at the age of about e i g ht and a half months.
lt i s rema rka b l e that consistent cryi ng occu rred only i n a smal l m i n o rity
of th e i nfants. Th e m ajo rity of tht i nfants showed a withdrawa l reacti on
of varyi n g d u rati o n which co u l d be overcome rather easi ly. The length of
th e adaptati on peri o d which was d i rectly rel ated to the i ntensity of the
reacti on to stra n g ers, was the m ost p rotracted between the age of seven
months and o n e year and after th i s age decreased rather rap i dly.
Lacrimation
Lacri m ati on was d efi ned as the p resence of tears rol l i n g down the
ch eeks d u ri n g cryi n g. In 61 o/0 of the i nfants l acri m ation was observed at
the second assessment, in 84°/0 at the third assessment, and in a l l the
infants d u ri n g all the su bseq u ent exa m i n ati ons.
1 26
Chapter XII Sex d iffe re nces
After the discussion of the s i n g l e items of the neurolo gical exa mi n ati o n,
which were s u b divided i nto five g roups, i n this chapter the sex differen
ces wi l l be analyzed. Th is wi l l be done o n ly in th e case of those items of
wh ich the fou r p aram ete rs could b e defi ned, namely fi rst change, fi nal
change, length of devel o p mental ra nge, a n d n u m ber of i n co nsi sten c ies;
conseq uently the items of g roup I l l and some of group 11 were i n cl uded,
beside speech developm ent.
I n the p resent stu dy differen ces between boys and gi rls were fo u n d in 1 7
items; they are l i sted i n the tab l es XI and X I I . Sex differences were estim
ated to be appreci able if they reached a statistical confi dence l evel of
5 percent o r lower (Man n-Whitney U test) . The stati sti cal tests were ap
p l i ed two-tai l ed , i . e. without any hypothesis about the d i recti o n of the
differen ces, except in the case of speech with respect to wh i ch o n the
basis . of the l iteratu re one m i g ht expect the g i rl s to show a faster devel
opment than the boys . Sex differen ces were analysed fo r a l l fo u r para
m eters , i . e. fi rst change, fi na l chan ge, length of developmental range
and n u m ber of i nco ns istencies.
1 27
TABLE XI
Items which s h owed significant sex d ifferences i n the favou r of the boys
(Mann-Whitney U test, two-tailed)
rJ)
(J)
()
(J) '-
0') .�
(J) '-
�
'-
'
c
(ij rJ)
O') (J)
co co -;:
2
� �(J) � E >=
c -;:: rJ) rJ) rJ)
·o, .� :E
·a g? -�
I tem
-B (J) i5 (J)
m ·a Cl
tl � �
- (f) m m rJ) c
c c 0
� � eo C >. CO
..c U :>, ..c
-.: .o -:5
O O
CO
co
� _g £ '- ...a .....
c
·- .0 .....
slitt i n g u p .01
wa l ki n g .01
locomotion i n pro n e p o s i t i o n .03
ro l l i ng over i nto pro n e position . 02
ro l l i n g back i nto s u p i ne position .0 1
parachute rea ct i o n h a n d S' .04 .02
f o o t so l e reflex .02
l ip-tap reflex .03 .01
fixati>on time < .01
TABLE XII
Items which showed s i g nificant sex differences i n the favour of the g i rls
(Mann-Whitney U test, two-tailed)
(J) '-
9) (J)
-;:
c rJ)
·-
CO >.
I te m s ..CCO 0
<.)
(J) ...a
- rJ) c
� E ..cco
4: Cl .....
1 28
Fo r the developm ental assessment the fi na l change can be co nsi dered
as the most i m portant p aram eter. Sti l l from the d evelopmental neuro l o
g ist' s p o i nt of view the fi rs t change, the length of the devel o pmental
ran ge and the n u m ber of i n consistencies may b e as i mporta nt, as they
m ay yi eld i nfo rm ation about a differenti al d evel opm ental co urse of b ra i n
m echanisms i n the c a s e of boys and o f g i rl s.
TABLE X I I I
M e a n s and standard devations for both sexes of t h e items i n w h i c h t h e
boys were significantly advanced compared with t h e girls
boys g i rl s
I tems M / sigma M sigma
I
s itti n g up, fi rst change 5.93 1 .274 6 .50 1 .472
wa l k i n g , f i n a l c h a ng.e 1 7 .30 2 . 053 1 8.86 2.5 1 3
locomotion in prone pos iti o n ,
fi rst ch ange 6.93 1 .035 7 .55 1 .438
.ro l l i ng over i nto pro n e pos ition ,
i n consistencies 0 0 0.22 0.51 8
ro l l i n g back i nto s u p i n e positi o n ,
f i n a l change 7 . 64 1 .496 8.52 0.994
parachute reacti o n h a n d s ,
dev. range 2.1 1 1 .548 3.1 8 1 .893
parachute reaction h a n d s ,
incons istenc ies 0.71 0 .659 1 .217 0.985
foot s o l e res ponse, d ev. ra nge 4. 1 1 2 . 897 6 . 00 3 . 367
l i p-ta p res ponse, fi n al c h a n g e 4.43 2.2 1 8 5.39 1 .50
l i p-ta p res ponse, d e v . ra nge 1 . 93 2 .089 3.1 3 1 .632
fixati·on time, f i rst change 2.1 1 0 .31 5 2 .43 0 .507
1 29
TABLE XIV
Means and standard d eviations for both sexes of the ite ms i n which the
g irls were significantly advanced compared with the boys
boys g i rl s
I temS' M
I sig m a M
I sigma
voca l izat i o n a n d speech, 1 2.68 1 . 827 1 1 .68 1 .836
final change
voca l izat i o n a n d s peech, range 1 0. 2 1 1 .750 B.09 1 .900
c o nverg e nce of the eyes, 3.1 1 0.629 2 . 65 0.573
fi rst chagne·
c o nverg e n ce of the eyes, 4.54 1 . 261 3.57 0.945
fi n a l c h a n g e
pu p i l l a ry rea ct i o n to c o nvergence, 4.50 1 . 374 3.61 1 . 033
final change
pu p i l l a ry react i o n to c o nvergence, 1 .1 1 1 . 1 97 0 .57 1 . 1 61
dev. ra n g e
c o njugation of eyem ove me nts, 1 .32 0.548 1 .09 0.4 1 7
fi rst change
type of v o l u ntary g ra s p i n g , 0.61 0.567 0 .23 0 .429
i ncons i st e n c i es
reco i l , fi rst c h a n g e 2. 1 8 0.390 1 .96 0.3B7
s pontaneous postu re of the l eg s , 8. 1 4 1 .7 1 5 7 .22 1 .3:47
dev. ra n g e
M o ro l ift, a bdu ctio n/exte n s i o n , 1 .29 0.854 0.45 0.67 1
i n c o n s i stencieS'
1 30
C h a pter XIII The parameters - i ntra-ite m
rel ationsh ips
The developm ental co urse of the items has b een described in terms of
fi rst chan ge, fi n al change, l e ngth of developmental range and n umber
of i n consistencies. The fi rst change and the fi nal change defi ne specific
chang es on the time-axis, i . e. in wh i ch the i nfa nt' s age is i nvo lved, wh i l e
t h e le n gth o f t h e developmental ran ge reflects t h e develop mental rate,
i n depen dent of age. The n u m ber of i n consisten cies q uantifies one as
pect of the variab i l ity of the responses d u ri n g development, defi ned as
relapses in score; they wi l l be d i scussed separately (see chapter XIV).
Thi s chapter deals with the rel ati onships of the param eters fi rst change,
fi n al chan ge, and developm ental ra nge occurri n g with i n s i n g l e items ; an
analys is of the developm ent i n term s of age and rate may elu ci date the
matu ration of b ra i n m echan isms u n derlyi ng these items.
11. The next pai r of poss i b l e re lationships are a po sitive and a negative
rel ation between the fi rst change and the devel opmental ran ge.
They are p resented schemati ca l ly i n fi g. 45c and d. In the case of a
p ositive rel ati o n s h i p , an early fi rst change (i .e. a low valu e on the
time scale) wou l d i m p ly a short developmental ra nge, and a late first
change wo u l d imply a p rotracted ran ge, i . e . a slow developmental
rate. Th is latter possi b i l i ty can b e expected i n the case of neuro logi
cal ly d amaged i nfants who sta rt to develop l ate a n d with i n creas i n g
1 31
a
B
c
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16
Examinations
• •
• • b
• A
1 2 3 4 5 6 7 8 9 10 11 12 1 3 14 15 16
Examinations
G • •
c
H • •
I • •
1 2 3 4 5 6 7 8 9 10 11 12 1 3 14 15 16
Examinations
• •
L • • d
M • •
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16
Examinations
N • •
e
0 • •
p • •
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16
Examinations
• •
• • f
• A
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16
1 32 Examinations
age lag b e h i n d m o re and mo re. Maybe the fo rmer situati on (i .e. a n
early fi rst c h a n g e rel ated t o a fast developm ental rate) c a n be observ
ed in s l i g htly i m p a i red i nfants, fo r i nstan ce in i nfants sufferi ng from
the hyperexcitab i l ity synd rome. Some of these i nfants may start to
develop fo r i n stan ce lo comoti o n at an early age and m ay be able to
wal k several m onths befo re the age of one year (personal observati
on). lt seem s u n l i kely th at d u ri n g a normal developm ent there wou l d
be a p ositive rel ati onshi p b etween t h e fi rst change a n d the develop
mental ran ge.
A neg ative rel ati o n b etween the fi rst change and the developmental
ran ge (fi g . 45d) reflects a l ate start and a " catch i n g-up" d u ri n g devel
opm ent so that the l ast develop mental change sti l l takes p l ace "on
time " . Th i s m ay i m p ly that the mo ment of the l ast developmental
change i s fixed, w h i l e the m o ment of the fi rst devel opmental change
m ay vary.
Fi g . 45d shows that the vari ati on range of the fi na l change m ust b e
zero , or a t l east consi derab ly smal ler than t h e vari ati o n range o f the
fi rst change. Alth o u g h a zero vari ation ran g e of the fi na l change i s
hard ly co m p ati b l e with norm a l developm ent, sti l l , theoretica l ly speak
in g , the variation range of the fi na l change m ay be smaller than the
variation ran ge of the fi rst change. Th e repo rt of some m others who
state that their vari ous i nfants all wal ked at about the same age m ay
serve as an examp l e of a rel atively smal l va ri ati o n range. Presumably
there are fam i l i es of " early wal kers" and of " l ate wal kers " . On a l a r
ger scale, systematic raci al differences i n motor development may i l
lustrate rel atively n arrow variatio n ran g es of developmental chan ges.
Also, in p atients who h ave suffered fro m a di sease which i nterfered
with their developm ent, a " catch i n g-up" is often observed ; thus thi s
type o f rel ati o n s h i p c a n be exp ected both i n a n o rm a l an d i n a s l i g ht
ly deviant developm ent.
Fi g:. 45:
D i ag rams re presenting the theoretical rel atio n s h i ps between the first changes,
the final c h a n g es a n d the deve l o pmental ranges.
Vertic a l axes : codes for i m a g i n a ry cases .
H o rizonta l axes : n u m be r of exa m i n ations.
The dots, squ a res and tri a n g l es re p resent the first c h a n ges a n d the final changes
res pective ly of the i m a g i nary caes, lettered A ti l l S.
The d i stances between the dots, squ ares and tri a n g l eS' refl ect the lengths of the
deve l opmenta l ra nges.
1 33
I l l . Th e th i rd poss i b i l ity i m p l i es a positive or a negative rel atio n s h i p be
tween the deve l o p me ntal range and th e fi n a l ch ange (fi g. 45e and f) .
I n the case of a positive relati o n s h i p , the mo ment of the l ast devel
op m ental ch a n g e i s determ i ned by, o r determ i n es the l ength of, the
develop m ental ran ge. Fi g . 45e shows that for th i s rel ati on the vari a
ti o n - range of t he fi rst change m u st be zero or very smal l , at l east
m u ch s m a l ler than the variati o n ra nge of the fi nal change. Th is rela
ti o n s h i p i s also an exa m p l e of a fixed m o m ent of a fi nal developmen
tal chan ge. In this case the vari ati o n ran ge of the fi na l change may
b e co nsi derab l y wide, wh i l e i n th e oth er type of p rogram m i n g of the
fi n a l ch a n ge th e vari ati o n ran g e of the fi rst change appeared to be
vari u b l e (cf. fi g . 45d) . In the fo rm er i nstan ce, the mo ment at which the
fi rst d evelopm e ntal change occu rs, does not have any predictive
va l ue, as th i s m o m ent is rather constant, whi l e the final change is va
riab l e; in the l atter (i .e. the negative rel ati o n between the fi rst ch ange
a n d the developmental ra nge) this may be the case, th ough actually
th i s i s based on knowl edge that the m o m ent of the l ast change is ra
th er con stant. Th i s rel ati o n s h i p seem s to be co m p ati b l e both with
n o rm a l and with devi ant d evelopm ent.
Th ere m i g ht b e a negative rel ati o n b etween the developm ental range
a n d the fi n a l c h a n ge (fi g . 45f) if a l ate occu rrence of the last devel
op m ental change were accompan ied by a sho rt developmental ran ge,
i . e. if the fi rst change took p l ace extrao rdi n a ri ly l ate, so that after a l l
th e develop m e ntal ra nge turned o u t t o be q u ite short. Thi s m i ght b e
co n s idered as a ki nd o f " catch i n g u p " d u ri n g devel opment; t h e in
fant m ay sta rt very l ate and end rel atively early, though co m p ared
with th e avera g e i nfant he is sti l l rather l ate beca use there was not
enough ti m e to catch up co m p l etely.
lt i s i m p robab l e that such a situ ati o n wou l d occur during normal de
vel o p m ent. The oppos ite, i . e. an early fi na l change with a ve ry lo ng
d evel op m ental ran g e, wh ich m eans that th e fi rst c ha nge m ust have
taken p l ace at an excessivel y early m o m e nt, seems to be i ncompati
b l e with any ki n d of developm ent.
1 34
chan ges, a positive rel ati o n s h i p between these two wi l l be fo u n d . If the
variation-ranges of the fi rst change are sma l l er than those of the fi na l
ch an g e it is l i kely th at a posi tive relati onship between the developmen
tal ran ge and the fi n al change is fou n d .
However, it i s h i g h ly i m p robable th at a positive rel ati o n s h i p between t h e
fi rst change and t h e fi na l c h a n g e i s accompanied by a negative rel ation
ship between the fi rst change and the developm ental range (cf. fi g . 45a
and d) in one s i n g l e g roup of i nfants.
1 35
TABLE XV
Correlation coeffic ients (p < 0.0 1 ) of i ntra-item relationships of the
items of g ro u p I l l , i ncluding s peech development. The items are d ivided
i nto a s u bg ro u p with and a s u bg roup without significant correlations be
tween first change and developmental range, and are furthermore with i n
t h e subgroups ord e red t o t h e height o f t h e correlation coefficient o f the
relations between final change and developmental range (Pearson Pro
duct-Moment correl ations).
Item
1 36
vel o p menta l rate and the moment of the final change are preprogram
med. These items reflect brai n mechanisms u nderlyi ng the develo pment
of locomotion i n s u p in e via p rone i nto vertical position. Attention m ust
be paid to the fi n di n g that isol ated rel ati onships b etween th e fi rst a n d
t h e fi nal c h a n g e do not occur, as th is i m p l ies that i n no s i n g l e i n stance
i s the development of an item depen dent o n ly on the developme ntal rate.
For fou r items of Tab l e XV no correlation-coeffi cients were com p uted .
These items are the adduction/fl exion co mp o nents of the th ree types of
the Moro reactions and the spontaneous m oti l ity of the arms. Th i s was
not done b ecause the fi rst changes of spontaneous moti l ity of the a rm s
occurred a t t h e s a m e t i m e i n t h e case o f a l l i nfa nts ; as for t h e adduction/
flexion co m pon ents of the Mo ro reactions in the majority of infants the
fi rst change consi sted of a com p l ete disap pearance. I n both i n stan ces
the developmenta l ran g e was s i m i l a r to the fi nal change, wh i ch p reclud
ed the co m p utation of mea n i n gfu l rel ati onships.
From these p attern s of relati onships it can be concl u ded that, i n the
n o rmal developm ent of b ra i n m echanisms u n derlyi n g the respon ses eli
cited during the n euro l o g i cal exa m i n atio n, both the develop m ental rate
and the mo ment of the l ast devel opmental change may be pre prog ram
med , often in combination with each other, wh i l e sometimes i n the case
of identica l items various develop mental strateg i es can be fo l l owed.
These rel ationships a re cl i n ically i m portant as they prove a p rediction
of the developmental range o n the basis of the mo ment of the first d e
velop mental change to be i m possi b l e. Th is is mai n ly due to the p repon
derance of the relati onships between the developmental ran ge a n d the
fi n al change.
1 37
C h a pter XIV Inter-ite m rel ations h i ps
1 38
There m i g ht also be a c!uster of the fi rst chan ges of items deal i n g with
the developm ent of m a n i p u l ative i . e. goal d i rected motor behavi o u r, i n
vo lvi n g t h e palmar g rasp refl ex, type of vo l u ntary grasp i n g , coordi na
ti on of th e upper extrem ities, goal d i rected moti l ity of the arms and
hands, an d asymmetric to n i c neck res po nses.
Relationships betwee n the first changes ca n n ot b e expected fo r al l the
items. Items such as speech, rooti ng and acoustical orienti n g cannot
eas i ly be fitted i nto other g roups of items. One may expect the fi rst
changes of the Moro resp onses to be related, as they reflect devel op
mental chan ges i n one m echanism, but a rel ati o n s h i p with other items is
not l i kely, except i n the case of spo ntaneous motil ity of the arm s.
As fo r the mo ment of the l ast develop mental changes (i . e. the final chan
ges) an alogous clusters of items may be assu med to exist; with in these
clusters s u b groups m ay be found (fo r i nstance ba lance during sitti n g ,
m otor behavi our i n prone pos iti on, motor behavi o ur wh i l e standing) re
flecti ng the differenti ation of the devel o p i n g b ra i n mechanisms for pos
ture, ba lance and locom oti o n. As stated above, rel ati onships between
the fi rst changes and relationships between final chan ges wou l d not be
unexpected as these param eters i n d i cate the m aturation o f b rain mecha
n i sms on the time scale. As was exp lai ned ab ove, some b rain mecha
nisms m u st have developed before others can start to ach ieve expres
sion. These rel ati onships may be rel atively l ow due to the variabil ity i n
development characteri sti c fo r a normal nervous system ; sti l l , they
should not be n eg l ected .
As fo r the developm ental rate, expressed in the l ength of the devel op
mental ra nge, rel ati ons ca n n ot b e p redi cted so easi ly. The devel opmen
tal rate of b rain mechanisms may vary co nsi d erab ly depen dent on the
degree to wh ich the first and/o r the fi nal change are fi xed. As has bee n
shown i n ch apter XI I I , the i nterdepen dency of the develop mental rate
and the moments of the fi rst and the final chan g es is very com p l ex, i ntra
as wel l as i nter- i n d ividual ly.
Therefo re one may assume the n u m ber of rel ati onships between items
with regard to the devel o pmental range to b e smal l , and the rel ation
s h i p s, if p resent, rath er l ow.
The statistical ly signifi cant rel ati onships (p < 0.01 ) between fi rst ch �n
ges, fi nal chan ges and developmental ranges respectively are present
ed in appendices E, F. and G .
First change
As for the fi rst change (Appendix E) a cl uster of i tems can be observed
wh ich concern sitti n g , crawl i n g, sta n d i n g and wa lki ng. Rol l i n g and the
optical p l aci n g reaction of the feet are also i n cl u ded i n thi s cluster: the
footso l e response, h owever, is not. On facto r an alysis it appears t h at
this g roup of items accou nts fo r 22 °/o of the vari ance of the materi al .
Other large clusters are not evi dent. As for the items dea l i n g with the
development of m a n i p u l ative motor activity, cl usteri ng is m erely reflect
ed by the in terrelati ons of the coo rdi n ation of the upper extrem ities,
1 39
goal d i rected a rm a n d ha nd m oti lity, and typ e of vo l u ntary g ras p i n g . The
fi rst ch a n g e of the p a l m a r g rasp reflex is conspicuously absent i n th is
small c l u ster, which m eans that a decrease of palmar grasp refl ex ac
tivity is not a p rereq u i site fo r the development of goal di rected and m a
n i p u l ative m otor activity of the arms a n d ha nds. As was to be expect
ed, th e rel ati o n sh i ps are rather weak, with the excepti o n of th e i nterrela
ti o n s h i p s of item s d ea l i n g with sitti ng behavi o u r, which, h owever, are
conta m i n ated as a resu lt of their operati o na l i zati o n. There i s a strong
rel ati o n s h i p b etween stan d i n g and wal ki n g ; thi s i s not su rp ri s i n g as both
items reflect the co n c l u s i o n of developm ental sequen ces in co n nection
with the m atu rati o n of postural and balance mecha ni sms i n i nfancy. I n
thi s carefu l ly sel ected g roup o f l ow ri sk i nfa nts, which i s a lso rather ho
mogeneous with reg a rd to envi ron mental and social co nditions, the ma
jo rity of the weak (a lth o u g h statisti cal ly sign ifi cant) rel ati o n s h i p s i l l u
strate the vari ab i l ity of the h ealthy nervo us system .
I n the case of n i n e items th ere were no i nterrelati o n s h i p s of the fi rst
ch anges. (Tab l e XVI ) . N either speech nor acoustical o ri enti n g showed
a s i g n i ficant rel ati o n s h i p with any other ite m . These items can be re
garded as b e l o n g i n g to a separate category, in which m ental p rocesses
are i nvo lved , d ifferent from the sensori m otor devel opm ent represented
by the other items.
TABLE XVI
Items without any s i g n ificant relations h i ps (p < 0.0 1 ) with regard to
fi rst changes.
vocali zati o n and speech
acoustical o rienti n g
spontaneous p ostu re o f t h e l egs in vertical suspensi o n
spontaneous h ea d l ift i n sup i ne
sitti n g u p
foot s ole response
p a l m a r g rasp refl ex
p arach ute reaction of th e arm s
M oro h it abducti on/extension
The absence of s i g n ifi cant and mea n i n gful re l ati o nshi ps between res
p onses l i ke th e p a l m a r g rasp refl ex, the footsole response and the M o ro
reactions on the o n e ha nd and fu ncti o n a l m oto r developm ent o n the
oth er h a n d i m p l ies that it i s h a rdly poss i b l e to predi ct the o n set of the
deve l o p m ent of m otor fu n ctions on the basis of changes as in these re...
acti o n s . The absence of a s i gn ificant rel ati o n sh i p b etwee n th e first
change of th e p a l m a r g rasp refl ex and the first occu rrence of vo l u ntary
g rasp i n g (" p a l m a r g rasp typ e") or of fu n ctio nal arm/hand m oti l ity (" l ook�
i n g at a n d p l ayi n g with the h ands") s u g gests th at the d i ssol uti o n of
the fo rm er does not affect the development of the l atter to a l a rge ex
tent.
1 40
Final change
As Appendix F shows there were ma ny i nterrelati o nshi ps between the
fi n al chan ges with rather l ow correl ati o n-coeffi cients. The g roup of i tems
dea l i n g with g ross m oto r fu n cti o n i n g (crawl i n g , sitti n g , standi ng and wa l k
i n g) appears as a m ajor cl uster; thi s cl uster reflects the integrati on of
postu ra l mechanisms and bal ance with vo l u ntary gross motor activity
duri n g m aturation.
The h i g hest correlatio n-coeffi cients are fo u n d i n the relationships be
tween ful ly devel oped balance reactions (the items "fo l l owi ng of an ob
ject with the eyes, a n d rotation of the head and tru n k d u ri ng sitti n g " and
" response to push against the sho ul der duri n g sitti n g ") and steady sitti n g
(th e items " sitti n g u p " , " posture during sitti n g " a n d " d u rati on o f sitti n g").
The items " stan d i n g u p " , "walki n g " , " postu re of the legs i n vertical
suspens i o n " , " o ptical placing of th e feet", " pro ne position" and " l oco
m otion i n p rone positi o n " b e l o ng also to this cluster, .the height of the
co rrelation coeffi ci ents varyi n g . lt i s not surp ri s i n g that the fi nal score
fo r " spontaneous motil ity of the legs" (i.e. vo l u ntary and arb itrary moti
l ity) is in c l uded in this cluster. " H ead l ift in su p i ne position" and the
qual ity of the footsole response can be co nsi dered to contri b ute to this
cl uster i n varying degrees. Also vo l u ntary i . e. arb itrary ro l l i n g behaviour
correl ates with the m ajo rity of the items mentio ne d. On facto r an alysis
this cl uster is rep resented in one facto r, accounti n g fo r 29% of the
variance.
A smal cl uster consists of the fi nal changes (i . e. dissol ution) of the Moro
reacti on , wh i ch is i n dependent of the l arge cl uster of vo lu ntary m oti lity.
Thi s s m a l l cl uster accou nts for another 1 O% of the variance.
In the secti on on th e devel opm ental course of the Moro reacti ons the
significance of the low va l u e of the correlati on-coefficients has been d i s
cussed. There is n o separate g roup of items assessing m a n i p u l ative
motor activity. O n ly an isol ated rel ationship b etween the dissol ution of
the palmar g rasp refl ex and arbitrary arm/h and postu re was fou n d . Th i s
rel ation sug gests an i nterp l ay b etween t h e developm ent o f arb itra ry a n d
i n depen dent u s e of arms and h a n d s and t h e devel o pmental cou rse o f the
palmar g rasp reflex. No relati onship was fou n d b etween the di ssol uti o n
of the palmar g rasp refl ex a n d the matu re type of grasp i n g (p i n cer
g rasp) .
The m atu rati on of type of vo l u ntary grasp i n g and coordination of the up
per extrem ities sh owed a rel ati o n s h i p with the fi na l change of sitti n g ,
sta n d i n g and walki n g , wh i ch reflects t h e i nteg rati on o f brain mechanisms
requ i red fo r m a n i p u l ative moto r behaviour with b rain mechan isms on
wh ich g ross moto r behavi o u r i s based. There were only five items wh ich
d i d n ot have a s i g n ificant rel ati o nshi p with any of the oth ers. They are
l i sted i n Tab l e XVI I .
Amo n g them are the items speech, acoustical orienti n g and, surpri si n gly,
goal-di rected m oti l ity of the arms and hands.
1 41
TABLE XVI I
Severa l auth o rs h ave reported that the i nfa nt' s development during th e
fi rst year of l i fe, wh i ch is appreci ated m ai n ly i n terms of sensori m otor
deve l o p m ent, i s rel ated o n ly weakly to the devel opm ent i n later l ife,
wh ich is m ai n ly app reciated by " m e nta l " criteria (Rutter (1 970) ; H i n d l ey
(1 960) , Knob loch an d Pasamanick (1 963)) . The fi n d i n g that the three
item s s peech , acoustical orienti ng and goal-di rected motil ity of the
arms and hands d i d not show any sign ifi cant rel ati onship with oth er
item s , i s i ntri g u i n g , a s these items may partly refl ect m ental developm ent.
lt wou l d b e worthwh i l e to exp lore the i r rel ati o n with the futu re menta l
d evel o p ment, wh i l e th ei r i nterrel ati o nshi p s - which were appreciably
low i n the p resent study - shou l d a l so b e_ scruti n i zed.
l t i s notewo rthy that the moment of a co m p l ete d i ssol ution of the asym
m etri c to n i c n eck rea ctions d i d not show a s i g n ifi cant re lati onsh i p with
any oth er ite m . C l i n i ca l ly, this fi n d i n g is i m po rtant, as after a certa i n age
th e p resence of asym metri c to n i c n eck patterns is often co nsi dered as a
s i g n of deviant deve l o p m ent, or even as an ea rly s i g n of the develop
m ent of cerebral pal sy. When th e wide vari ati o n range of the dissolution
of the asym m etric to n i c neck reacti ons and its isolation with regard to
interre l ati o n s h i p s with other items, is taken i nto accou nt, the c l i n i cal
va l u e of th i s s i n g l e fi ndi n g i s rather smal l . Yet, path o l o g i cal asym metri c
to n i c n eck refl exes s h o u l d be d i sti ng u i shed from the asym metri c ton i c
n eck reacti o n s n o rmally p resent. Besi des, i n a pathological nervo us
system oth er relati o n s h i ps between (pathological) signs can be expected
th an in the case of a hea lthy nervous system .
1 42
n a l i zati on , which m ay acco u nt for part of the re l ati o n s h i p s b etween the
develop mental ran g e s . Mo reover, it is evident that in these i tems com
parab l e b ra i n m ech a n i s m s are i nvo lved. Th ere are no other evidently i n
terrel ated g roups of item s , which m eans that the developm ental rate of
various b ra i n m ech a n i sm s i s rel atively i n dependent a n d m ay vary con
s i derab ly. From a cl i n i cal p o i nt of view thi s means that in n o rm al i nfants
no prediction can be m ad e with regard to the d evelopm ental rate of o n e
n ervou s fu n cti o n o n t h e basis o f the developmental rate of another n er
vous fu n ct i o n . Th i s i s i l l u strated by the c l i n ical ly wel l known fact that i n
some i nfants s o m e n ervo us fu n cti ons appear to develop faster than
oth ers, wh i l e the oppos ite may happen in other i nfants. In dam aged i n
fants, h owever, a p rediction of th e d evelopm ental rate can often be
made on the basi s of fi n d i n g s refl ecti n g parti cular devi ant b ra i n m echa
n i sms. Vari ab i l ity i n devel opmental rate can be co n s i d ered as an i n di vi
dual characteri sti c of healthy i nfa nts, wh i l e i n dam aged i nfants th i s vari
a b i l ity m ay be l ost.
TABLE XVII I
Items without any sig nificant i nterrelationships (p < 0.01 ) with regard
to developmental ranges.
1 43
I n co nsistencies
I n con s i stencies were defi n ed as relapses i n sco re, i rresp ective of the
l en gth of the period of ti m e during which the relapse occu rred. Thi s
m ea n s that if the scori n g-scal e of the i n d ividual items is assumed t o re
fl ect the d evelopm e nt of the item respo nses in ti m e, there is a reg res
s i o n to a p revi ous typ e of response, i . e. belongi n g to a yo u n ger age. I n
t h e m ajority o f i n st ances such a reg ression was observed during one
exa m i nati o n o n ly; i t was often fou n d that at the fol l owi n g assessm ent
the i nfant exceeded the sco re that h e had obtai ned before the regres
s i o n , i . e. he had cau g ht up com p l etely.
12-15
Number of inconsistencies
F i g . 46:
The freq uency-d i stribution o f the tota l number of inconS'istencies, occu rring i n
a l l ite m s of g ro u p I l l taken together.
Vertical axi s : number of i nfants with i ncons iste n c i es.
1 44
TABLE XIX
The nu mber of i nconsistencies and the number of i nfants with inconsis
tencies of the items of group I l l .
T h e items are ordered accord i n g t o t h e n umber o f inconsistencies p ro
item, and, withi n these g roups, accord i n g to the number of infants dis
p layi ng i n consistencies.
N u m ber of i nfants Total n u m ber
Name of item with of
i nco nsistencies i nco nsisten cies
Stan d i n g up 2 2
Wal k i n g 2 2
Response to push, sitting 4 4
Aco ustical ori enti n g 6 6
Spontaneous motil ity of the arms 7 7
D u ration of sitti n g 7 7
Vo cal ization and speech 8 8
Optical p l aci n g reaction of the ha nds 8 8
Fol l owi n g of an object with the eyes,
head and trunk, s itti n g 9 9
Rol l i n g over from s u p ine i nto p rone 4 5
Spontaneous head lift :i n s u p i n e 6 7
Postu re of th e tru n k, sitti n g 10 11
Pal m a r g rasp reflex 12 13
Moro, h eaddrop, addudio n/flexion 11 13
Spontaneous postu re of the arms 12 13
Optical p l acing reaction of the feet 14 16
Asym . to n i c n eck respo nse, i m posed 17 18
Moro, headdrop, abductio n/ext. 19 20
Type of vo l untary grasp i n g 21 22
Goal-di rected m oti l ity o f the arms 22 24
Rol l i n g over from p rone i nto su p i ne 12 15
Locomotion i n p rone 23 27
Sitting up 26 31
Spo ntaneous motility o f the l egs 24 36
Coord i n ati on of the u pper extr. 27 36
Moro, h it, abduction/extension 28 37
Rooti n g 29 54
Moro, l ift, adduction/flexion 30 37
Asym . to n i c n eck response, spont. 30 38
Moro, li ft, abd uction/exten sion 32 46
Parach ute reaction of the hands 33 48
Spo ntaneous postu re of the l egs 38 52
Moro h it, adductio n/flexion 38 59
Footsole response 39 79
Postu re of head, tru n k an d arms i n
p rone position 40 59
Spontaneous postu re of the legs i n
vertica l suspen sion 48 1 13
1 45
Fi g . 46 shows th e freq uency d i stri buti o n of the total nu mber of i nconsis
tencies wh iqh occ u rred in the items of g ro up I l l i n the total gro u p of i n
fants (see also Appendix J). The peak frequencies are fo u n d between
sixteen a n d twenty-th ree i n c·o nsi stencies ; i n six infants eleven i n cons is
tencies occu rred, and i n two i nfants twenty-ei ght or twenty-n i n e i n con
s isten cies were fou n d . However, the eleven i nconsistencies which oc
cu rred i n six i nfants were not i d enti cal . Altho u gh it was poss i b l e to o r
der the items of gro u p I l l accord i n g to the n u m ber of i nconsistencies oc
curri n g d u ri n g deve l o p m ent (Ta b l e XIX), and to o rder the i nfants accord
ing to thei r ten d e n cy to d i s p l ay i n cons istencies, there was no rel ation
ship b etween i nfants and items. Fo r i n sta nce, i n some of the six i nfants
who had e l even i n co nsi stencies, i nconsistencies appeared in items i n
which n o i nconsistencies were fou n d i n the case of the two i nfants who
showed most i nco n sisten cies. Th ere was no s i n g l e i nfant without any
i n co n s i stency i n one item o r a nother, neither were there any i nfants who
showed in c o n s isten c i es i n al l the item s.
1 46
reacti ons, rooti n g , asym metri c to n i c neck respon se). Some others are
activity-or state-depe n dent, such as the Mo ro reactions which are
easi ly i n h i b ited by vo luntary motor activity. I n the case of the few
i nstan ces of " spo ntaneous" moto r behaviour (ro l l i ng, type of vol un
tary g rasp i n g and coo rd i nati on of upper extrem iti es) the occu rrence
of i nconsisten cies may a l so be state dependent. Therefo re, rather
than m erely depen dent o n the length of the developmental ran ge,
it is very wel l poss i b l e that the i nco nsistencies depend on the
behavi o u ra l state of the i nfant d u ri n g the assessm ent.
The occu rrence of i n consistencies, wh ich m ay cause a p ro l o n gati o n
of the devel op m ental ran ge, may also refl ect the strain u n der which
the neurons operate. Th us the i nconsisten cies wo u l d refl ect rel apses
of neuro n a l fun cti o n i n g, as a resu lt of tem po rary fai l i n g d u ri n g the
m aturation of b rai n-m ech an isms.
3. McG raw (1 943) drew attention to the fact that the vari ous co nsecutive
p h ases of th e developm ent of functi ons reflecti n g " neurom uscular
m atu ratio n " sh owed co nsi derab l e overlap. Th i s m eans that d u ri n g
o n e s i n g l e exa m i n atio n responses c a n be o bta i ned which belon g to
vari ous developm ental p hases. Consequently a response obta i n ed
at a parti cular assessm ent may be acci denta l to a certai n extent, as
the i nfa nt can display various respo nses at one p arti cular age, i . e.
duri n g one s i n g l e assessm ent. McG raw s h owed that this overl ap of
p h ases could extend over weeks or months. If seen i n this context,
th e i nconsistencies may be co nsidered as artifi ci a l , i.e. depen d i n g on
the (acci denta l) mo ment of exa m i n ation a nd observati o n.
4. Fi n a l ly, the i nco nsisten cies may refl ect the q u a l itative variabi l i ty o f
the nervous system duri n g developm ent. T he data of fi gu re 46 a nd
Tab l e XIX su g gest t ha t the occu rrence o f i n consistencies i s charac
teristic of both i n d ividual items and i nd ivi d u al i nfants, without an
evident rel ati o n s h i p b etween these two characteri stics. Therefo re
the p resence of inconsi stencies may also be co nsi dered as resu lti n g
fro m the va ri a b i lity p roper t o t h e healthy o rgan i s m .
Theoretically, no specific clusters o f items c a n be expected with regard
to the occurrence of i n co nsistencies. Mo reover, the vari ab i l ity of thei r
occu rrence p ro item and p ro i nfa nt is so l arge and unsystematic that a
com putati on of relationships wou l d hardly give any m ean i n gful resu lts.
Th is is co nfi rm ed by the rank o rder correlation (Spearman Rank Co rre
l ation). Th ere were l ow, b ut i so l ated rel ationsh i p s b etween ab out half of
the items, but a systemati c coh erence was not fou n d . lt appears that the
occurre nce of i n co nsisten cies depends on the typ e of item ; furtherm o re
they appear to occu r more or l ess random ly.
The p racti cal co nsequence of the occu rrence of i nco nsisten cies i s con
siderabl e, because they i ndicate that the res u lts of a s i n g l e assessment
cannot be regarded as refl ecti n g the p roper neuro l o g i cal co nd ition of an
i nfant unequ ivocal ly.
1 47
C h apter XV D i scussion a n d concl u sions
1 48
chan isms are suffi ci ently m ature at b i rth . These m ec h anisms can be seen
as basic for the fu rther developm ental differenti ation of nervo us functi
.on i n g.
As fo r the items of g ro u p 11, which showed a rap i d developmental co urse,
th eir fi n al sta b il izati o n took p l ace after a short peri od of ti me. Th i s
means that thei r n eu ra l m echanisms m ature rap i d ly. These items c a n be
consi dered t o b e b ased o n neural mechanisms which form an elaborati on
and expansion of the m ech anisms of the items of g ro u p I .
Undoubtedly, the fu n ctional exp ression o f these mechanisms is o f pri,.
mary importan ce for the i nfa nt' s sub seq uent development. To give an
example, the items deal i n g with the visual apparatu s refl ect a fu nctional
differentiation of this apparatus which i s a p rereq u isite fo r an adequate
developm ent of m otor patterns l i ke grasp i ng , sitti ng, crawl i n g and wal k
in g .
Thus group I and 1 1 rep resent neural mechanisms who se m aturati o n
m ust take p l ace befo re other m ech anisms can p roperly man ifest them
selves, and wh ich m ay even b e consi dered as a p rereq u i s ite fo r the ma
turati on of the latter. Th i s does not i mp ly that ne ural mechanisms fo r
e.g. g raspi n g or pro g ression i n p rone position cannot develop when the
neural m echanisms un derlyi n g vi sual fu ncti ons for i n stance are deficient.
lt i s a wel l-known fact that b l i n d i nfants develop grasp i n g and crawl
ing pattern s . H owever, these moto r patters develop differently from
those i n i nfa nts with a wel l developed vi sion. This example i l l ustrates
the m o u l d i n g effect of o n e neura l mechanism, or of th e expressions of
one mech a n i s m , on the subsequent devel opm ent of other mechan isms.
A special rem ark m ust be m ade about the " step p i n g m ovem ents" of the
very you n g i nfant. This motor p attern, based on a spinal coordination
mechanism, disappears i n the fi rst mo nths of l ife b ut reappears at wal k
i n g age. lt seems h i g hly i m p robable that the neura l mechanism which
i s respon s i b l e fo r the step p i n g movem ents dissolves com p l etely, o n ly to
reappear at a l ater age. lt is mo re l i kely th at this m echanism becomes
dom i n ated by m ech anisms u nderlyi ng other motor patterns, such as
sym metrical and asym metri ca l flexi on and extension movem ents of the
l egs, wh ich appear at about the age when the " step p i n g movements"
va nish (cf. fi g . 7 , 9, 1 0). D uri n g this period of d o m i n ation of th e ori gi na l
spinal m echanism b y other m ech anisms (wh ich serve the differentiatio n
of l eg m oti l ity), t h e s p i na l m ech anism is i nco rpo rated i n mo re comp l ex
mech an is m s wh ich fi n a l ly resu lts i n vo l u ntary and variable wal king pat
tern s. lt goes with out sayi ng that also the mech anisms fo r asymm etri cal
and sym m etrical leg m otil ity which tem porari ly repl ace the stepp i n g pat
tern , are i ncorp o rated in this fi nal o rganizati o n of b ra i n mecha n isms fo r
wa l k i n g .
A s for th e items of gro u p I l l and IV, wh i ch showed a p rotracted develop
mental co u rse, genera l ly thei r fi nal sta b i l izati o n takes p l ace after a con
siderab l e peri od of time. Some items of g roup IV had not yet becom e
stab i l ized at th e close of the fo l l ow-up.
The rem a i n der of the items of g roup IV, i . e. th e items which reached
thei r fi n al sta b i l i zatio n b efore the mo ment of wa lking free, g radually
1 49
m erged i nto vo l u ntary motor patterns, so th at it was impossi b l e to indi
cate the m o m ent of fi n al stabi l izati o n o n the tim e-sca l e. Thi s was not
the case with the i tems of g roup I l l , fo r which an evi dent fi n a l change
or fi n a l sta b i l izati o n could b e defi ned. Th us the neural mechan isms
wh ich achieve exp ression i n the items of these two g roups, show a
p rotracted d eve l o p m enta l cou rse, which is not necessari ly fi ni shed at
the age of walki n g free (th i s co nfi rm s the arbitra ri ness of the age of
wa lki n g as the end of the fol l ow- up (cf. chapter 1 1)). D u ri ng this
d evelop m enta l cou rse va rious p rocesses take p lace. In some items
th e g radual deve l o p m ent of a m otor behavi ou r i nto its fi na l fo rm su g
g ests a sm ooth a n d s l ow integ rati o n of its u n derlyi n g neura l mechanism
i n to m ore com p l ex m echan i sms. Th i s is for i n stance the case with tacti le
p l ac i n g of the feet o r the positive supporti n g reaction. I n others there
i s a m o re abrupt c ha ng e of response-type, as ha ppens, fo r i n stance, i n
the items d escri b i n g the mai ntenance of bal ance (e. g . response to push
d u ri n g sitti n g) a n d the o ptical p laci n g reacti ons. Thei r u nderlyi n g m e
ch a n i s m s seem to ach ieve exp ression as soon as they h ave matured
suffi ci ently, i rrespective of th ei r rate of matu rati o n .
I n oth er item s different b ra i n mecha ni sms seem t o b e i nvo lved i n the
fi n a l sta b i l ization . I n this con n ecti on it is noteworthy that the fi nal chan
ges of sitti n g up, stan d i n g and walki n g are closely co rrel ated. As l o n g
as these m otor activiti es need extern al support, t h e i r neural mecha ni sms
m ai n ly consist of the reg u l ation o f active power. I n sitti n g u p , sta n d i n g
o r wa lki n g i n depen dently neural m e c h a n i s m s fo r t h e ma i ntenance o f
bal ance m ust be i nvo lved . T h e development o f equi l i b ri u m reactions,
such as response to push against the sho u l der, o r vi sual fo l l owi n g an
obj ect with rotat i o n of h ead and tru n k duri ng s itti ng, shows that the
m aturati o n of n e u ra l m echanisms fo r b a l ance takes p lace at about the
same ti m e as the m atu rati o n of the neural m echanisms fo r the moto r
p ro g rammes req u i red fo r sitting up with hel p . Here is an exa m p l e of
variou s m o d u les which develop mo re or less i ndependently from each
other at about the sa me time, but w hi ch a re l ater l i n ked together.
Wh i l e in the case of the items of g ro u p I and g ro u p 1 1 there seems to be
a ti m e sequence in the m aturati o n of b ra i n m ech a n i s m s , in the case of
m an y items of gro u p I l l and IV th ere seems to be a contem p o rary matu
rati o n of b ra i n m ec h a n i s m s wh ich may ach i eve exp ressi o n consecutively.
Th e d issol uti o n of the p a l m a r g rasp refl ex fo r i n stance takes p lace at
about th e same ti m e as the begi n n i n g of the developm ent of vo l u ntary
g rasp i n g , which m i ght i m p ly that a dissol ution of the p a l m a r grasp reflex
is a p rereq ui site fo r the developm ent of vo l untary grasp i n g . Yet the fi nd
i n g s show that a p a l m ar g rasp reflex and the i n iti al type of vo l u ntary
g ras p i n g m ay co i n ci d e ; the rel ati o n s h i p b etween the dissol ution of the
form er a n d the fi rst appearance of the l atter was appreciably low. Thus
the n e u ral m ech an i s m s on which these items a re based m ay operate at
th e same ti m e with out being causal ly rel ated.
If b ra i n m echan i s m s m ature i ndependently d u ri n g the same period of
time, it m ay b e argued that the morp h o l o g i ca l m aturatio n of vario u s p arts
of the nervo u s system also takes p l ace i ndependently. Th i s hypoth esis
1 50
is supported by an analys i s of the l ate r phases of the developm ent of
vol u ntary gras p i n g , i . e. the seq uence of sci ssor-type via i nferio r p i ncer
typ e and p o i nting, to p i ncer-type. This typ e of vo l u ntary grasp i n g rep re
sents differenti ated use of the ha nd and fi ngers, i .e. fi ne m a n i p u l ative
moto r activity; it is a co rti cal fu ncti o n, wh i l e the oth er types of gras p i n g
are o f non-cortical o ri g i n (see p a g e 56). T h e p hase o f " p o i nting" ap
pears to b e a rather i n cap acitat i ng and u p setti ng period of development
fo r many i nfants, in which obviously oth er g raspin g-types do not occu r.
lt can be reg arded as the period during which the vari ous m odu les are
l i n ked togeth er. If th i s hypothesis is co rrect - experi ments with rhesus
m on key i nfants p o i nt in thi s d i rection - the devel opment of vol untary
g rasp i n g is an i l l ustration of the i ndependent maturation of b rain mecha
nisms b ecause th eir u nderlyi n g neural stru ctures deve lop rel atively i nde
pendently of each other.
As for the q u esti on raised at the beg i n n i n g of th i s ch apter, at least three
types of neural m echanisms can b e d i sti ng u ished. Fi rstly there are those
mechanisms whi ch are p resent at a very early stage of the i nfant' s de
velop m ent. They are regarded as a p rereq uisite for further development.
Exa m p l es are the neural mecha ni sms for visual and acoustical perception
and the m ech anisms for the gen erati o n of adeq u ate m u scle tensi o n.
They can b e label led " p ri m ary" o r " b asic" neural m echanisms.
Seco n d ly, th ere are those neura l mechanisms wh ich grad ual ly merge
i nto l arg er and more c'o m p l ex mechan i sms, or wich seem i n g ly di sappear
comp l etely and reappear i n another from at a l ater phase of develop
ment (e. g. stepp i n g m ovements and vo l u ntary walki n g p atterns). They
m ay reappear at periods of a break-down of the organism (e. g. reappea
rance of " i nfanti l e response" - l i ke reactions in deteri orati ng patients).
These m echanisms seem to m ature accord i ng to a rather reg u l a r se
q uence. Th i rd ly there are the m echan isms wh ich m ature mo re or less i n
dependently and become l i n ked together a t a parti c u la r moment, which
p rocess resu lts i n differenti ated m oto r patterns (e. g. the development of
vol u ntary gras p i n g, ending with the p i n cer g rasp and the development
of i n depen dent sitti n g-up, stan d i n g and wa l ki n g).
One m i ght exp ect some parti cular neural mechanisms to di sappear
during ontogeny, because they l ose thei r fu ncti onal sign ificance after
a parti cu l ar p h ase of development. Certai n ly the fu ncti onal expression
of some early neural mecha ni sms d i sappear, as fo r i nstance the palmar
g rasp respon se, the Moro reactions and rooti ng. M i l an i-Com paretti
contends th at such a d i sappearance is a prereq u i s ite fo r devel opment
of other sp ecifi c motor patterns. The palmar grasp reflex for i n stan ce
m ust h ave d i sappeared b efore an i nfant is ab l e to support h i m self
on his (opened) hands i n p rone po sitio n . The p l antar grasp reflex shou l d
have disappeared b efo re an i nfant i s a b l e to stand u p , a n d l i kewise
the M o ro reactions m ust h ave d i sso lved before parach ute-reactions or
p laci n g reactions occu r (M i l an i-Co mp aretti and G i d o n i , 1 967) . The p re
d iction b ands for th e developmenta l co u rses of these items suggest
that the rel ati onships as postu l ated by M i l an i-Com paretti are weak, if
p resent at a l l . O n com p utation no si g n ifi cant corre lations were fou nd.
1 51
This is n ot s u rp ri s i n g , as the emperical fi n d i n g that some " i nfanti l e res
p onses" wan e at a n age at which d ifferentiated motor behaviour has
not yet developed but sta rts to do so, does not i m p ly a causal re l atio n
s h i p b etween these two sets of p h enomena, _
1 52
a l <?ter stage of developm ent. Mo reover, it is possi ble (a n d in some in
sta nces p robable, fo r exa m p l e step p i n g and crawl i n g movem ents) that
the mecha n i s m s them selves may be " uti l ized" by mecha ni sms wh i ch
develop l ater. I n this view they m ay b e regarded as p repa ratory fo r future
development, but there need not be a causal rel ati onship between the
dissolution of thei r fu ncti o n a l d i s p l ay and the genesis of l ater m oto r be
h avi our. During o ntogeny t h ey wi l l beco me latent as a result of the devel
opment of subsequent mechanisms, but they may be "taken up" again
if n eeded. The devel opment of such " d o m i n ating" mechanisms p l ays a
s ig nificant rol e in this p rocess. If in d ama ged o rgan isms these " domi nat
i n g " m echanisms fa i l to develop p roperly, it is conceivabl e that the de
velo p m ent of the fi n a l differenti ated motor behavi o u r may be ham pered.
For in stan ce if the palmar g rasp reflex fa i l s t o di ssolve, i . e. if the neu
ral m ech anism fo r the p a l m a r g rasp reflex is not p rop erly do m i n ated by
mechanisms fo r vo l u nta ry m oto r behavi o ur of the hands and th � · fin
gers, it is not surpri s i n g that th i s wi l l disturb the p roper development of
type of vo l u ntary grasp i n g (i.e. a specific type of vo l u ntary use of the
fi n gers). I n a s i m i la r way, the pers istan ce of an asymmetri c ton i c neck re
flex (resulti n g from a defi cient developm ent of d o m i nati n g mechanisms
fo r flexi on/extension patterns of the arms o r l egs) m ay resu lt i n a d�fec
tive developm ent of goal-di rected moti l ity of the arms and hands or of
vol u ntary sitti n g or wal k i n g .
I n the b egi n n i n g of this ch apter it w a s arg ued that in gen era l the ft.mc
tional development of the hu ma n i nfant takes p l ace accord i n g to a r�gu
lar seq uence. Th i s means that one can observe a gross outl i n e of de
velopmental sequence, i n so fa r as parti cular fu nctions mu st h ave de
veloped b efore others ach ieve exp ress i o n . This is not co ntradi cted by
the fact that th ere m ay be g reat variab i l ity in details, i nter- as wel l as
i ntra- i n d ividual ly. Fo r i nstan ce, an i nfant m u st b e able to l ift his head i n
s u p i n e position b efo re he i s c apab l e o f sitti n g up, and t h e majo rity of
infants a re able to sit u p befo re they can asume sta n d i n g posture. How
ever, this is n ot a lways the case. In o u r g roup some i nfants developed
the abil ity to stan d b efore they were ab l e to sit up i n dependently. Ano
ther examp le i s the co m m o n experi ence that many i nfants are ab le to
sit without support for a consi derable period of ti m e befo re they can
sit up i n depen dently, or that some i nfants do not c rawl at all before wal k
i n g free.
The differences b etween boys and g i rl s, h owever s l i ght, with respect to
the development of d ifferent motor patterns also i n d i cates the i nter-;-i n di
vi dual varia b il ity. In this case it may be caused by endocri n e infl uen ces.
Flech s ig ' s (1 927) opi n i on that g i rl s develop faster than boys i n all fu nc
tional areas as a result of a general ly adva nced mye li nation in the case
of the g i rls, is contradi cted by the fi n d i n g that the differen ces between
the boys and the g i rl s of the p resent g ro up were variab l e with regard
to various fu n ctional areas.
Besi des a varia b il ity i n the seq u ence of the developm ent of m otor fun c
tions, the rate of develop ment may vary widely. I n one and the same i n
fant vari ous m oto r patterns may respectively develop rapi d ly or slowly;
1 53
they m ay also sta rt to develop early or l ate, wh i l e one and the same mo
tor p attern m ay deve l o p rap idly o r s l owly, cf. ea rly or l ate, i n different
i nfants.
Apparently th ere is a ki n d of b l u ep rint of development characteri sti c fo r
each i n dividual i nfant, with poss i b ly a g reat va riety in deta i ls. Th i s m ay
res u lt i n a genetica l ly determ i ned vari a b i l ity i n d evelopm ent (Scott ' 57).
H owever l ittl e m ay be known about the contri b ution of i n nate and envi
ro n m ental factors to the development of an i nfa nt, it i s evi dent that there
is an i ntricate but vari a b l e i nterp l ay b etween these two as is d i sc ussed
fo r i n stance by Bekoff and Fox ( 1 972).
Another exa m p l e of the i ntra -and i nteri ndivi d u a l vari a b i l ity duri n g d evel
opment i s the occu rrence of i n consi sten cies. The frequ ency with wh i ch
these occur appears to be characteristic fo r i n divi dual i nfants as wel l
as for parti c u l a r ite m s . A s is d i scussed i n chapter XIV, i n some i nfants
parti c u l a r items tend to show m any i nconsi stenc i es duri n g thei r d evel..:
op m enta l co u rse; at the same time oth er i nfants show many inco nsi sten
cies d u ri n g con secutive assessm ents, but defi n itely not i n all item s. lt
was postu l ated that the occu rrence of i n co nsi stencies can be considered
as a characteri sti c of a norm a l ly developi n g nervous system .
1 54
6. The regu lar occu rrence of i nconsistencies i l l ustrates the s m a l l val u e
o f o n e s i n g l e assessm ent. Fo r an adequate eva l u ation of the neuro l o
g i ca l develop ment a n d of the neuro lo g i ca l i nteg rity of an i nfant, re
peated assessm ents a re needed.
"And being _:!''I O W at some pause, looking back into that I have passed
through, this writing seemeth to me, si nunquam fa/lit imago, (as far as
a man can judge of his own work) nbt much better than that noise or
sound which musicians make while they are tuning their instruments:
which is nothing pleasant to hear, bu t yet is a cause why the music is
sweeter afterwards" .
Francis Bacon (1605)
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Seyffa rth , H . ; D . Den ny-Brown ( 1 948) : The g rasp reflex and the i nstinctive g ra s p
react i o n .
Brai n 7 1 : 1 09-1 83.
Ta n ner, J . M . ( 1 970) : PhyS'i cal g rowth.
in: P. H . M u s s e n (ed.) : Carm ic h a e l ' s M an u a l of C h i l d psyc h o l ogy, 3rd e d i ti o n ;
Wi l ey, N ew York, London, p p 77-1 57.
Touwen , B . C . L . ( 1 97 1 ): A stu dy o n the deve l opment of some motor phenomena
i n I nfa n cy.
Dev. M e d . C h i l d Neura l , 1 3 : 435-446.
Touwen , B. C. L . ( 1 973) : The N e u ro l og i c a l Devel o p m e nt of the H u m a n I nfant.
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W. H e i n e m a n n M e d i cal Books Ltd . , Londo n , pp 6 1 5-625.
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Acad. PreS's, Lond o n , N ew York, p p 25-38.
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Dev. M e d . C h i l d Neura l . 4: 363-369.
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1 61
Wo l ff, P. H. ( 1 965) : V i s u a l pursuit a n d attention in you n g i nfants.
J . Aca d . C h i l d Psyc h iat. 4 : 473-484.
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Pe d i atricS', 42 : 943-956.
Zachau-Ch risti a n s e n , B. ( 1 972) : The influence of p re nata l and peri n atal factors
on d evel o pment d u ri n g the fi rst year of l i fe .
Paul A . Andersens Forl a g , H e l s i n g o r.
Zappe l l a , M. ( 1 966}: The p l a c i n g reacti o n in the fi rst year of l ife.
D ev. M e d . C h i l d Neu ra l . 8: 3931-401 .
Zappe l l a , M . ( 1 967) : Placing a n d gras p i ng of the feet at variouS' temperatu res i n
e a r l y i nfancy.
Ped iatrics 39 : 93-96.
Zdans ka-B rin cken, M . ; N. Wo l a nski ( 1 969) : A g ra p h i c method for the eva l u ation
of m otor deve l o p m e nt i n i nfants.
Dev. Med. C h i l d Neura l . 1 1 : 228-24 1 .
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Science 1 76 , 31 4-3 1 5.
1 62
Acknowled g ments :
1 63
Appendix A: C ri teria for o pti mal obstetrical cond itions (adapted from Prechtl,
1 968).
1 64
Appe n d ix B: Criteria for neonata l neu ro log ica l opti ma l ity (according to Prechtl
and Beintema , 1 964).
1 65
Appendix C: M e a n s , stan d a rd deviations a n d coeffici ents of s kewness and kur
tos i s for the items of gro u p I l l , i nc l u d i ng s p eech deve l opment (tota l
gro u p) .
F i rst c h a nge
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g ro u p I l l (total group) (Pearson Product- M o m e nt Correl at i o n s)
s pontaneous m ot . l egS'. X
Type volunt.gra sp i ng X
c o o rd. u p p e r extrem . .4 1 3 X
H e a d l ift i n s u p i ne .461 X
p ost u re , s itti n g .559 .580 . 559 . 386 .61 7 .60 1 .495 .444 .391 .842 .707 X
wa I k i n g .562 . 800 .439 . 359 . 726 .600 .483 .747 .546 .672 .890 X
R eact. to p u s h·, s itti n g . 394 .474 .575 .395 .561 .559 .503 .450 .366 . 78 7 .886 .831 .721 . 662 .383 X
F o l l . obj. s itti n g .357 .469 .535 .458 .540 .495 .42-3 .474 . 780 .91 3 . 825 . 7 00 ,643 .400 .947 X
0 pt. p l a c i n g feet .51 5 . 675 .439 .597 .476 .376 , 359 .609 .478 .475 .644 .621 .451 .456 .444 .385 ,41 1 X
X
M o ra head d r. a b d ./ext.
a d d ./flex i o n .61 7 X
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Appen d ix E Corre l at i o n coeffici ents (p < 0.01 ) of the i nterrelations h i pS' of t h e fi rst changes of t h e items
of g ro u p I l l (tota l g ro u p) (Pears o n Product-Mom e nt C o rre l at i ons)
S p o ntaneous post.arms X
S p o ntaneous post. a rm s X
S p o ntaneous m ot . l e g s .385 X
G o a l-d i r. m ot i l ity a rm s .365 X
Type of v o l . g ra s p i n g x
Coord . u p pe r extrem . .392 3 7 1 X
Post . i n p ro n e p o s i t. . 390 X
Locomotion in pro n e x
R o l l i ng s u p-pro n e .436 X
R o l l i n g p r. S'u p i n e 605 X
D u ration of s itti n g . 396 4 9 0 .429 X
Postu re s itti n g .39 1 478 . 4 1 3 .993 x
Sta n d i ng u p .361 .41 9 . 384 X
Wa l ki n g . 497 4 7 2 .399 . 3 7 0 . 8 9 7 X
Asym.to n . n eck. i m posed. .41 1 X
Asymm .ton.neck. s p o n . 379 .862 x
Resp. to pu s h , s itting .483 .409 .989 .989 . 385 .367 X
Fo l l . obj. S'itt i n g . 4 0 0 . 4 9 3 .421 .993 .986 . 4 2 0 .392 .990 X
O pt . p l ac i n g h a n d s . 4 1 2 .452 X
O pt . p l a c i n g: feet .389 .388 . 486 .466 . 6 E8 .59 1 . 4 7 0 . 499 X
M o ro h e a d d r. a b d ./ext. .544 408 -.360 X
M o ro l ift a b d ./ext. -. 398 x
Rooting .403 X
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Appendix G: Correlation coeffic ients (p < 0.0 1 ) of the i nterrelationships of the developmenta l ran geS' of
the items of g roup I l l (total g ro u p) (Pea:rs o n Pro duct-Moment Correlat i o ns).
I I I
I I I
Spontaneous post.a rms
Spontaneous mot.legs .359 X I
S pont.mot.legs vert.susp. . 554 X
Type of vol u n t. grasp i n g X
Coord . upper extrem. X
Post.pro n e poS'ition .394 . 504 .51 5 41 5 X
Loco m . i n p ro n e .366 X
Headl ift i n s u p i n e x
S itti n g u p 41 5 .454 566 374 X
Duration of s i ttin g X
Posture, s ittin g .406 459 .694 X
Standi n g u p 368 x
Footsole response .378 359 395 X
React. to puS'h , s itting .836 .836 X
Fol l. o bj.S'itt i n g . 8 9 2 .840 .934 X
Opt.placing hands 367 x
Parachute react.hands 461 X
O pt.placing feet .408 X
Moro l ift, abd./ext. x
M � ro h it, abd./ext. X
I I I I
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7.59 1 .848 1 .555 6.86 0.84 1 .2 1 4 2 .93 1 1 4.78 0. 1 0 0.368 3.794 1 7.37
8.06 1 .345 0.251 3.86 1 .1 2 1 .201 0 .92 9 2 .96 0.29 0.577 1 .875 5.41
8 . 39 1 .539 -0. 1 1 6 2 . 73 1 .1 6 1 .028 0.833 3.50 0.1 4 0.408 2.9 1 7 1 1 .19
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1 1 .65 1 .508 0.385 3.07 L.45 1 .243 0.875 3.26 0. 1 4 0.354 2.041 5.27
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1 6.37 2.243 0.092 2.65 4. 1 0 1 .246 0.067 2 . 08 0 .04 0.200 4.641 22.54
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8 . 69 1 .3'1 0 0 . 0 76 2.01 3.06 1 .329 0 .532 3.08 0.27 0.49 1 1 .585 4.5]
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1 .1 4 0. 890 0.256 2.22
7 . 06 1 .533 1 .053 6. 03 2.78 2.1 1 4 1 . 1 41 6.1 1 0.71 0.736 0.498 2 . 0 1
1 2.22 1 .896 1 .008 5.45 9.71 1 .9 04 1 .001 4. 7 6 0. 1 6 0.373 1.822 4.32
Appendix J: Variation ranges of the first a n d the f i n a l changes and the n u m be r
of incons isten c i es of t h e items of g ro u p I l l (total g ro u p) .
T h e n u m be r of i n fants w i t h i ncons i sten c ieS', t h e length of the scoring
sca l e a nd the max i m u m n u m be r of scores found at a single asseS's-
ment a re a lso preS'ented.
Key: a : max i m a l va riation range o f the f i rst change
b: m ax i m a l va riation ran g e of the final change
c: n u m be r of i nfants with inconsistencies
d: n u m b e r of i ncons iste n c ies
e: length o f the scori n g s cal e
f: max i m a l number of scores at o ne exam ination
I temS' a b c d / e
Observation of posture and motility
s pontaneous posture of the arms 2- 6 3- 8 12 13 4 4
s ponta neous posture of the l egs 2- 4 7- 1 3 38 52 4 4
s pontaneous mot i l ity of the a rms 2 3- 8 7 7 5 4
s pontaneous moti l ity of the l egs 2- 5 9- 1 6 24 36 4 3
s pontaneous moti l ity of the legs i n
vertical sus pens i o n 2- 5 9- 1 9 50 1 13 6 6
g o a l - d i rected motil ity of the a rms a n d
hands 2- 4 8- 1 9 22 24 7 5
type of voluntary gras p i n g 3- 6 1 0- 1 7 21 22 7 5
coord i nation of the u pper extre m i ties 4- 9 7- 1 5 27 36 3 3
postu re of h ead, tru n k and arm s i n
p rone position 2- 5 7- 1 9 40 59 7 6
l ocomotion in p rone pos ition
rol l i ng ove r from supine i nto prone 4-1 1 9- 1 8 23 27 6 6
pos ition 4-1 1 5- 1 5 4 5 3 3
ro l l i ng back from prone i nto s u p i n e
pos ition 4- 1 1 5- 1 2 12 15 4 4
s po ntaneouS' head l ift in s u p i n e position 4- 1 0 5- 1 2 6 7 3 3
s itti ng u p 4- 1 0 8-1 7 26 31 4 4
d u ration of s itti n g 6- 1 3 9-l6 7 7 5 5
posture of the tru n k d u r i n g s itti n g 6- 1 3 9- 1 7 10 11 5 5
sta n d i n g u p 3- 1 6 1 1 -2 1 2 2 5 5
wa l k i n g 1 0- 1 9 1 2-24 2 2 5 5