You are on page 1of 20

European Journal of Operational Research 177 (2007) 1333–1352

www.elsevier.com/locate/ejor

q
The affect heuristic
Paul Slovic *, Melissa L. Finucane, Ellen Peters, Donald G. MacGregor
Decision Research Inc., 1201 Oak Street, Suite 200, Eugene, OR 97401, USA

Available online 16 October 2006

Abstract

This paper introduces a theoretical framework that describes the importance of affect in guiding judgments and deci-
sions. As used here, ‘‘affect’’ means the specific quality of ‘‘goodness’’ or ‘‘badness’’ (i) experienced as a feeling state
(with or without consciousness) and (ii) demarcating a positive or negative quality of a stimulus. Affective responses
occur rapidly and automatically—note how quickly you sense the feelings associated with the stimulus word ‘‘treasure’’
or the word ‘‘hate’’. We argue that reliance on such feelings can be characterized as ‘‘the affect heuristic’’. In this paper
we trace the development of the affect heuristic across a variety of research paths followed by ourselves and many oth-
ers. We also discuss some of the important practical implications resulting from ways that this heuristic impacts our
daily lives.
Ó 2002 Cambridge University Press. Published by Elsevier B.V.

Keywords: Affect heuristic; Judgment; Decision making; Risk perception

1. Background nized as an important component of human judg-


ment and decision making. Perhaps befitting its
Although affect has long played a key role in rationalistic origins, the main focus of descriptive
many behavioral theories, it has rarely been recog- decision research has been cognitive, rather than
affective. When principles of utility maximization
appeared to be descriptively inadequate, Simon
q
Reprinted from Gilovich, T., Griffin, D., Kahneman, D. (1956) oriented the field toward problem solving
(Eds.), 2002. Heuristics and Biases: The Psychology of Intuitive
Judgment. Cambridge University Press, New York. pp. 397–
and information-processing models based upon
420. Ó Cambridge University Press 2002. Reprinted with per- bounded rationality. The work of Tversky and
mission. Financial support for the writing of this paper was Kahneman (1974) and Kahneman et al. (1982)
provided by the National Science Foundation under Grant SES demonstrated how boundedly rational individuals
9876587. employ heuristics such as availability, representa-
*
Corresponding author. Tel.: +1 541 485 2400; fax: +1 541
485 2403.
tiveness, and anchoring and adjustment to make
E-mail address: pslovic@oregon.uoregon.edu (P. Slovic). judgments and how they use simplified strategies
URL: http://www.decisionresearch.org (P. Slovic). such as ‘‘elimination by aspects’’ to make choices

0377-2217/$ - see front matter Ó 2002 Cambridge University Press. Published by Elsevier B.V.
doi:10.1016/j.ejor.2005.04.006
1334 P. Slovic et al. / European Journal of Operational Research 177 (2007) 1333–1352

(Tversky, 1972). Other investigators elaborated the matic, natural, nonverbal, narrative, and
cognitive strategies underlying judgment and experiential, and the other analytical, deliberative,
choice through models of constructed preferences verbal, and rational. (p. 710)
(Slovic, 1995; Payne et al., 1993), dominance struc-
One of the characteristics of the experiential
turing (Montgomery, 1983), and comparative
system is its affective basis. Although analysis is
advantages (Shafir et al., 1989). In 1993, the entire
certainly important in some decision-making cir-
volume of the journal Cognition was dedicated to
cumstances, reliance on affect and emotion is a
the topic, Reason-Based Choice, in which it was
quicker, easier, and more efficient way to navigate
argued that ‘‘Decisions . . . are often reached by
in a complex, uncertain, and sometimes dangerous
focusing on reasons that justify the selection of
world. Many theorists have given affect a direct
one option over another’’ (Shafir et al., 1993, p.
and primary role in motivating behavior. Epstein’s
34). Similarly, a state-of-the-art review by Buse-
(1994) view on this is as follows:
meyer et al. (1995) was titled ‘‘Decision Making
from a Cognitive Perspective’’. In keeping with The experiential system is assumed to be intimately
its title, it contained almost no references to the associated with the experience of affect, . . . which
influence of affect on decisions. refer[s] to subtle feelings of which people are often
Despite this cognitive emphasis, the importance unaware. When a person responds to an emotion-
of affect is being recognized increasingly by deci- ally significant event . . . the experiential system
sion researchers. A limited role for affect was automatically searches its memory banks for
acknowledged by Shafir et al. (1993) who conceded related events, including their emotional accompa-
that ‘‘People’s choices may occasionally stem from niments . . . If the activated feelings are pleasant,
affective judgments that preclude a thorough eval- they motivate actions and thoughts anticipated to
uation of the options’’ (p. 32, emphasis added). reproduce the feelings. If the feelings are unpleas-
A strong early proponent of the importance of ant, they motivate actions and thoughts antici-
affect in decision making was Zajonc (1980), who pated to avoid the feelings. (p. 716)
argued that affective reactions to stimuli are often
Also emphasizing the motivational role of
the very first reactions, occurring automatically
affect, Mowrer (1960a,b) conceptualized condi-
and subsequently guiding information processing
tioned emotional responses to images as prospec-
and judgment. According to Zajonc, all percep-
tive gains and losses that directly ‘‘guide and
tions contain some affect. ‘‘We do not just see ‘a
control performance in a generally sensible adap-
house’: We see a handsome house, an ugly house,
tive manner’’ (1960a, p. 30). He criticized theorists
or a pretentious house’’ (p. 154). He later adds,
who postulate purely cognitive variables such as
‘‘We sometimes delude ourselves that we proceed
expectancies (probabilities) intervening between
in a rational manner and weight all the pros and
stimulus and response, cautioning that we must
cons of the various alternatives. But this is proba-
be careful not to leave the organism at the choice
bly seldom the actual case. Quite often ‘‘I decided
point ‘‘lost in thought’’. Mowrer’s solution was
in favor of X’’ is no more than ‘‘I liked X . . .’’ We
to view expectancies more dynamically (as condi-
buy the cars we ‘‘like’’, choose the jobs and houses
tioned emotions such as hopes and fears) serving
we find ‘‘attractive’’, and then justify these choices
as motivating states leading to action.
by various reasons. . .’’ (p. 155).
One of the most comprehensive and dramatic
Affect also plays a central role in what have
theoretical accounts of the role of affect in decision
come to be known as ‘‘dual-process theories’’ of
making is presented by the neurologist, Antonio
thinking, knowing, and information processing.
Damasio (1994), in his book Descartes’ Error:
As Epstein (1994), has observed,
Emotion, Reason, and the Human Brain. Damasio’s
There is no dearth of evidence in every day life that theory is derived from observations of patients
people apprehend reality in two fundamentally dif- with damage to the ventromedial frontal cortices
ferent ways, one variously labeled intuitive, auto- of the brain that has left their basic intelligence,
P. Slovic et al. / European Journal of Operational Research 177 (2007) 1333–1352 1335

memory, and capacity for logical thought intact cludes that somatic markers increase the accuracy
but has impaired their ability to ‘‘feel’’—that is, and efficiency of the decision process and their
to associate affective feelings and emotions with absence degrades decision performance.
the anticipated consequences of their actions. Damasio tested the somatic marker hypothesis
Close observation of these patients combined with in a decision making experiment in which subjects
a number of experimental studies led Damasio to gambled by selecting cards from any of four decks.
argue that this type of brain damage induces a Turning each card resulted in the gain or loss of a
form of sociopathy (Damasio et al., 1990) that sum of money, as revealed on the back of the card
destroys the individual’s ability to make rational when it was turned. Whereas normal subjects and
decisions; that is, decisions that are in his or her patients with brain lesions outside the prefrontal
best interests. Persons suffering this damage sectors learned to avoid decks with attractive large
became socially dysfunctional even though they payoffs but occasional catastrophic losses, patients
remain intellectually capable of analytical with frontal lobe damage did not, thus losing a
reasoning. great deal of money. Although these patients
Commenting on one particularly significant responded normally to gains and losses when they
case, Damasio observes: occurred (as indicated by skin conductance
responses immediately after an outcome was expe-
The instruments usually considered necessary and
rienced) they did not seem to learn to anticipate
sufficient for rational behavior were intact in
future outcomes (e.g., they did not produce nor-
him. He had the requisite knowledge, attention,
mal skin conductance responses when contemplat-
and memory; his language was flawless; he could
ing a future choice from a dangerous deck). In
perform calculations; he could tackle the logic of
other words, they failed to show any proper antic-
an abstract problem. There was only one signifi-
ipatory responses, even after numerous opportuni-
cant accompaniment to his decision-making fail-
ties to learn them.
ure: a marked alteration of the ability to
Despite the increasing popularity of affect in
experience feelings. Flawed reason and impaired
research programs and recent attempts to
feelings stood out together as the consequences
acknowledge the importance of the interplay
of a specific brain lesion, and this correlation sug-
between affect and cognition, further work is
gested to me that feeling was an integral compo-
needed to specify the role of affect in judgment
nent of the machinery of reason. (p. XII)
and decision making. The ideas articulated below
In seeking to determine ‘‘what in the brain are intended as a step toward encouraging the
allows humans to behave rationally’’, Damasio development of theory about affect and decision
argues that thought is made largely from images, making and demonstrating how such a theory
broadly construed to include sounds, smells, real can be tested.
or imagined visual impressions, ideas, and words. The basic tenet of this paper is that images,
A lifetime of learning leads these images to become marked by positive and negative affective feelings,
‘‘marked’’ by positive and negative feelings linked guide judgment and decision making. Specifically,
directly or indirectly to somatic or bodily states it is proposed that people use an affect heuristic to
(Mowrer and other learning theorists would call make judgments. That is, representations of
this conditioning): ‘‘In short, somatic markers objects and events in people’s minds are tagged
are . . . feelings generated from secondary emotions. to varying degrees with affect. In the process of
These emotions and feelings have been connected, making a judgment or decision, people consult or
by learning, to predicted future outcomes of certain refer to an ‘‘affect pool’’ containing all the positive
scenarios’’ (Damasio, 1994, p. 174). When a nega- and negative tags consciously or unconsciously
tive somatic marker is linked to an image of a associated with the representations. Just as imagi-
future outcome it sounds an alarm. When a posi- nability, memorability, and similarity serve as cues
tive marker is associated with the outcome image, for probability judgments (e.g., the availability
it becomes a beacon of incentive. Damasio con- and representativeness heuristics), affect may serve
1336 P. Slovic et al. / European Journal of Operational Research 177 (2007) 1333–1352

as a cue for many important judgments. Using an the ideograph on a scale of liking. Mean liking rat-
overall, readily available affective impression can ings were significantly higher for ideographs pre-
be far easier—more efficient—than weighing the ceded by smiling faces. This effect was lasting. In
pros and cons or retrieving from memory many a second session, ideographs were primed by the
relevant examples, especially when the required ‘‘other face’’, the one not associated with the stim-
judgment or decision is complex or mental ulus in the first session. This second priming was
resources are limited. This characterization of a ineffective because the effect of the first priming
mental short-cut leads to labeling the use of affect remained.
a ‘‘heuristic’’. It is not just subliminal smiles that affect our
judgment. La France and Hecht (1995) found that
students accused of academic misconduct who
2. Empirical evidence were pictured as smiling received less punishment
than nonsmiling transgressors. Smiling persons
2.1. Manipulating preferences through controlled were judged as more trustworthy, good, honest,
exposures genuine, obedient, blameless, sincere, and admira-
ble than nonsmiling targets.
The fundamental nature and importance of The perseverance of induced preferences was
affect has been demonstrated repeatedly in a tested by Sherman et al. (1998) who asked partic-
remarkable series of studies by Robert Zajonc ipants to study Chinese characters and their Eng-
and his colleagues (see, e.g., Zajonc, 1968). The lish meanings. Half of the meanings were positive
concept of stimulus exposure is central to all of (e.g., beauty), half were negative (e.g., disease).
these studies. The central finding is that, when Then participants were given a test of these mean-
objects are presented to an individual repeatedly, ings followed by a task in which they were given
the ‘‘mere exposure’’ is capable of creating a posi- pairs of characters and were asked to choose the
tive attitude or preference for these objects. one they preferred. Participants preferred charac-
In the typical study, stimuli such as nonsense ters with positive meaning 70% of the time. Next,
phrases, or faces, or Chinese ideographs are pre- the characters were presented with neutral mean-
sented to an individual with varying frequencies. ings (desk, linen) and subjects were told that these
In a later session, the individual judges these stim- were the ‘‘true’’ meanings. The testing procedure
uli on liking, or familiarity, or both. The more fre- was repeated and, despite learning the new mean-
quent the prior exposure to a stimulus, the more ings, the preferences remained the same. Charac-
positive the response. A meta-analysis by Born- ters that had been initially paired with positive
stein (1989) of mere exposure research published meanings still tended to be preferred.
between 1968 and 1987 included over 200 experi- These various studies demonstrate that affect is
ments examining the exposure–affect relationship. a strong conditioner of preference, whether or not
Unreinforced exposures were found to reliably the cause of that affect is consciously perceived.
enhance affect toward visual, auditory, gustatory, They also demonstrate the independence of affect
abstract, and social stimuli. from cognition, indicating that there may be con-
Winkielman et al. (1997) demonstrated the ditions of affective or emotional arousal that do
speed with which affect can influence judgments not necessarily require cognitive appraisal. This
in studies employing a subliminal priming para- affective mode of response, unburdened by cogni-
digm. Participants were ‘‘primed’’ through expo- tion and hence much faster, has considerable
sure to a smiling face, a frowning face, or a adaptive value.
neutral polygon presented for 1/250 of a second,
an interval so brief that there is no recognition 2.2. Evaluating gambles
or recall of the stimulus. Immediately following
this exposure, an ideograph was presented for The affect heuristic can explain a finding that
two seconds, following which the participant rated has intrigued and perplexed the first author since
P. Slovic et al. / European Journal of Operational Research 177 (2007) 1333–1352 1337

he first observed it in 1984. Slovic and Amos Tver- attractiveness rating 80–90% of the time, but was
sky were reexamining the early studies of Slovic assigned a higher price only 10–15% of the time).
and Lichtenstein (1968) and Lichtenstein and Slo- The mean evaluations of the following two bets
vic (1971, 1973), which pointed at compatibility were typical:
between stimulus attributes and response scales
as an explanation for preference reversals. Such
reversals were exhibited when an individual chose Mean Mean
Gamble A (with a high probability of winning a Price Rating (0–20 scale)
modest amount of money) over Gamble B (with
29/36 to win $2 $1.25 13.2
a smaller probability of a larger payoff) but
7/36 to win $9 $2.11 7.5
assigned a larger monetary value (buying price or
selling price) to Gamble B. Presumably the rever-
sal occurred because the gamble payoffs were given
more weight in the pricing response mode than in Seeking to explain these results in terms of com-
choice, due to the compatibility between prices and patibility, we linked the compatibility effect to the
payoffs, both of which were measured in dollars. ease of mapping the stimulus component of a gam-
Tversky and Slovic decided to replicate the ear- ble onto the response scale. The easier it is to exe-
lier reversal studies with three changes: cute such a mapping, the greater the weight given
1. The complexity of the gamble was minimized the component. In principle, a gamble’s payoff is
by eliminating losses. Each gamble consisted more compatible with a price response than with
merely of a stated probability of winning a given a rating, because prices and payoffs are both
amount. There was no possible loss of money. expressed in dollars. Hence payoffs should get
2. Following Goldstein (later Goldstein and greater weight in pricing than in rating. The extre-
Einhorn, 1987), who observed reversals with rat- mely high weight given probabilities when rating
ings and prices, we included ratings of a gamble’s attractiveness may be explained by the fact that
attractiveness along with choices and pricing as the probabilities are more readily coded as attrac-
methods of eliciting preferences. The attractiveness tive or unattractive than are the payoffs. For
scale ranged between 0 (not at all attractive) and example, 29 out of 36 chances to win are very
20 (very attractive). attractive odds. On the other hand, a $9 payoff
3. To ensure the strategic equivalence of our may be harder to map on a rating scale because
three elicitation procedures, we devised a method its attractiveness depends on what other payoffs
for linking preferences to outcomes that was iden- are available.
tical across all conditions. Subjects were told that a According to this explanation, if we could make
pair of bets would be selected and the bet that a gamble’s payoff more compatible with the attrac-
received the higher attractiveness rating (or the tiveness rating, we would presumably enhance the
higher price, or that was preferred in the choice weight given to payoff in the rating response mode.
task) would be the bet they would play. Conse- We attempted to do this in a new experiment,
quently, the preferences elicited by prices and rat- focusing on the gamble 7/36 to win $9. To make
ings should not differ from each other or from the the payoff more compatible with regard to the
preferences elicited by direct choices. Some of the scale of attractiveness, we added a very small loss
gambles were, in fact, actually played. (5¢) to the gamble
Using this design, we observed strong differ- 7=36 win $9;
ences between response modes, leading to many
29=36 lose 5!.
preference reversals. Particularly striking was the
difference between ratings and prices. Ratings pro- Whereas the attractiveness of $9 might not be
duced an overwhelming dominance of high proba- readily apparent, we reasoned that a bet offering
bility bets over high payoff bets (the bet with $9 to win and only 5¢ to lose should appear to
higher probability of winning had the higher have a very attractive payoff ratio. This led us to
1338 P. Slovic et al. / European Journal of Operational Research 177 (2007) 1333–1352

predict that one might increase the attractiveness ardous facility into a region might stigmatize
of a gamble (p to win X) by adding a loss compo- that region and cause people to avoid going there
nent to it. to recreate, retire, or do business. Believing self-
The results exceeded our expectations. The report to be unreliable (‘‘If they build it, will you
gamble with no loss had the lower attractiveness not come?’’), research on stigmatization was con-
rating (mean = 9.4 on the 0–20 scale). Adding a ducted through a number of empirical studies
5¢ loss led to a much higher attractiveness rating designed to examine the relationship between
(mean = 14.9). Even the bet imagery, affect, and decision making. After con-
ducting these studies, we learned that they fit clo-
7=36 win $9; sely with a large body of existing theory and
29=36 lose 25!. research such as the work of Damasio, Mowrer,
and Epstein, described earlier.
was judged more attractive (mean = 11.7) than the Several empirical studies have demonstrated a
bet with no loss. strong relationship between imagery, affect, and
Would adding a small loss to the gamble decision making. Many of these studies used a
enhance its attractiveness in choice as it did in rat- word-association technique. This method involves
ing? We recently addressed this question by asking presenting subjects with a target stimulus, usually
96 University of Oregon students to choose a word or very brief phrase, and asking them to
between playing a gamble, and receiving a gain provide the first thought or image that comes to
of $2. For half of the students, the gamble was mind. The process is then repeated a number of
7/36 to win $9; for the others, the gamble had times, say three to six, or until no further associa-
the 5¢ loss. Whereas only 33.3% chose the $9 gam- tions are generated. Following the elicitation of
ble over the $2, 60.8% chose the ($9; 5¢) gamble images, subjects are asked to rate each image they
over the $2. A replication study with $4 as the give on a scale ranging from very positive (e.g.,
alternative to the gamble produced similar results. +2) to very negative (e.g., 2), with a neutral point
The enhancement produced by adding a small loss in the center. Scoring is done by summing or aver-
thus holds for choices as well as for rating aging the ratings to obtain an overall index.
responses. This imagery method has been used successfully
The enhanced attractiveness produced by small to measure the affective meanings that influence
losses was originally predicted and explained in people’s preferences for different cities and states
terms of compatibility, and we now see it also as (Slovic et al., 1991), as well as their support or
an example of the affect heuristic. This broader opposition to technologies such as nuclear power
perspective was induced, in part, by results (Peters and Slovic, 1996).
obtained later by Mellers et al. (1992) and Hsee Table 1 illustrates the method in a task where
(1995, 1996a,b, 1998) and by our own subsequent one respondent was asked to give associations to
studies of imagery, affect, and decision making. each of two cities and, later, to rate each image
These convergent streams of research are described affectively. The cities in this example show a clear
in the following sections. affective preference for San Diego over Denver.
Slovic et al. (1991) showed that summed image
2.3. Image, affect, and decision making scores such as these were highly predictive of
expressed preferences for living in or visiting cities.
The early anomalous findings with gambles In one study they found that the image score pre-
were laid aside while other means of explaining dicted the location of actual vacations during the
the differences between ratings, choices, and pric- next 18 months.
ing responses were developed (see Tversky et al., Subsequent studies have found affect-laden
1990). At the same time, Slovic and colleagues at imagery elicited by word associations to be predic-
Decision Research embarked on a research pro- tive of preferences for investing in new companies
gram designed to test whether introducing a haz- on the stock market (MacGregor et al., 2000) and
P. Slovic et al. / European Journal of Operational Research 177 (2007) 1333–1352 1339

Table 1 How much would you like a roommate said to


Images, ratings, and summation scores for one respondent be both intelligent and obnoxious? Anderson
Stimulus Image Image Image (1981) has shown that the integration of multiple
number rating pieces of information into an impression of this
San Diego 1 Very nice 2 sort can be described well by a weighted average
San Diego 2 Good beaches 2 model where separate weights are given to intelli-
San Diego 3 Zoo 2
San Diego 4 Busy freeway 1
gence and obnoxiousness, respectively. Mellers
San Diego 5 Easy to find way 1 et al. (1992) further showed that the weights in
San Diego 6 Pretty town 2 such integrative tasks are inversely proportional
Sum = 10 to the variance of the impressions. Thus we would
expect the impression produced by the combina-
Denver 1 High 2 tion of these two traits to be closer to the impres-
Denver 2 Crowded 0 sion formed by obnoxiousness alone, reflecting
Denver 3 Cool 2 greater weight given to obnoxiousness due to its
Denver 4 Pretty 1
Denver 5 Busy airport 2
smaller variance (more precise affective mapping).
Denver 6 Busy streets 2 The meaning of a stimulus image appears to be
reflected in the precision of the affective feelings
Sum = 1
associated with that image. More precise affective
Note: Based on these summation scores, this person’s predicted
impressions reflect more precise meanings and
preference for a vacation site would be San Diego. Source:
Slovic et al. (1991). carry more weight in impression formation, judg-
ment, and decision making.
predictive of adolescents’ decisions to take part in Hsee (1996a,b, 1998) has developed the notion
health-threatening and health-enhancing behav- of evaluability to describe the interplay between
iors such as smoking and exercise (Benthin et al., the precision of an affective impression and its
1995). meaning or importance for judgment and decision
making. Evaluability is illustrated by an experi-
2.4. Evaluability ment in which Hsee asked people to assume they
were music majors looking for a used music dictio-
The research with images points to the impor- nary. In a joint-evaluation condition, participants
tance of affective impressions in judgments and were shown two dictionaries, A and B (see Table
decisions. However, the impressions themselves 2), and asked how much they would be willing to
may vary not only in their valence but in the pre- pay for each. Willingness-to-pay was far higher
cision with which they are held. It turns out that for Dictionary B, presumably because of its greater
the precision of an affective impression substan- number of entries. However, when one group of
tially impacts judgments. participants evaluated only A and another group
We shall refer to the distributional qualities of evaluated only B, the mean willingness to pay
affective impressions and responses as ‘‘affective was much higher for Dictionary A. Hsee explains
mappings’’. Consider, for example, some questions
posed by Mellers et al. (1992): ‘‘How much would
you like a potential roommate if all you knew Table 2
about her was that she was said to be intelligent?’’ Attributes of two dictionaries in Hsee’s study
Or, ‘‘Suppose, instead, all you knew about her was Year of Number of Any defects?
that she was said to be obnoxious?’’ Intelligence is publication entries
a favorable trait but it is not very diagnostic (e.g., Dictionary A 1993 10,000 No, it’s like new
meaningful) for likeableness, hence its affective Dictionary B 1993 20,000 Yes, the cover is
map is rather diffuse. In contrast, obnoxiousness torn; otherwise it’s
will likely produce a more precise and more nega- like new
tive impression. Source: Adapted from Hsee (1998).
1340 P. Slovic et al. / European Journal of Operational Research 177 (2007) 1333–1352

this reversal by means of the evaluability principle. ing it to carry great weight in many judgment
He argues that, without a direct comparison, the tasks. This is a representation characterizing an
number of entries is hard to evaluate, because the attribute as a proportion or percentage of some-
evaluator does not have a precise notion of how thing, or as a probability. At the suggestion of
good or how bad 10,000 (or 20,000) entries is. How- Chris Hsee (personal communication), we shall
ever, the defects attribute is evaluable in the sense refer to the strong effects of this type of represen-
that it translates easily into a precise good/bad tation as ‘‘proportion dominance’’.
response and thus it carries more weight in the Proportion (or probability) dominance was evi-
independent evaluation. Most people find a defec- dent in the studies of gambles described at the
tive dictionary unattractive and a like-new one beginning of this paper. Ratings of a gamble’s
attractive. Under joint evaluation, the buyer can attractiveness tend to be determined far more
see that B is far superior on the more important strongly by the probabilities of winning and losing
attribute, number of entries. Thus number of than by the monetary payoffs. The curious finding
entries becomes evaluable through the comparison that adding a small loss to a gamble increases its
process. rated attractiveness, explained originally as a com-
According to the evaluability principle, the patibility effect, can now be seen to fit well with the
weight of a stimulus attribute in an evaluative notions of affective mapping and evaluability.
judgment or choice is proportional to the ease or According to this view, a probability maps rel-
precision with which the value of that attribute atively precisely onto the attractiveness scale
(or a comparison on the attribute across alterna- because probability has a lower and upper bound
tives) can be mapped into an affective impression. (0 and 1) and a midpoint below which a probabil-
In other words, affect bestows meaning on infor- ity is ‘‘poor’’ or ‘‘bad’’ (i.e., has worse than an even
mation (cf., Osgood et al., 1957; Mowrer, chance) and above which it is ‘‘good’’ (i.e., has a
1960a,b) and the precision of the affective meaning better than even chance). People know where a
influences our ability to use information in judg- given value, such as 7/36, falls within the bounds,
ment and decision making. Evaluability can thus and exactly what it means—‘‘I’m probably not
be seen as an extension of the general relationship going to win’’. In contrast, the mapping of a dollar
between the variance of an impression and its outcome (e.g., $9) onto the attractiveness scale is
weight in an impression-formation task (Mellers diffuse, reflecting a failure to know how good or
et al., 1992). bad or how attractive or unattractive $9 is. Thus,
Hsee’s work in evaluability is noteworthy the impression formed by the gamble offering $9
because it shows that even very important attri- to win with no losing payoff is dominated by the
butes may not be used by a judge or decision relatively precise and unattractive impression pro-
maker unless they can be translated precisely into duced by the 7/36 probability of winning. How-
an affective frame of reference. As described in ever, adding a very small loss to the payoff
the next section, Hsee finds evaluability effects dimension brings the $9 payoff into focus and thus
even with familiar attributes such as the amount gives it meaning. The combination of a possible $9
of ice cream in a cup (Hsee, 1998). We will also gain and a 5¢ loss is a very attractive win/loss ratio,
demonstrate similar effects with other familiar con- leading to a relatively precise mapping onto the
cepts such as amounts of money or human lives. upper end of the scale. Whereas the imprecise
mapping of the $9 carries little weight in the aver-
2.5. Proportion dominance aging process, the more precise and now favorable
impression of ($9; 5¢) carries more weight, thus
In situations that involve uncertainty about leading to an increase in the overall favorability
whether we will win or lose or that involve ambi- of the gamble.
guity about some quantity of something (i.e., The effect of adding a small loss to the gamble
how much is enough), there appears to be one can also be explained by norm theory (Kahneman
information format that is highly evaluable, lead- and Miller, 1986). But a norm-theoretical explana-
P. Slovic et al. / European Journal of Operational Research 177 (2007) 1333–1352 1341

tion is consistent with an affective account. It and hence is readily evaluable and highly weighted
asserts that the gamble with no loss is a relatively in the support judgment. Subsequent reduction of
mediocre representative of the set of all positive the percentage of 150 lives that would be saved to
gambles whereas the gamble with a small loss is 95%, 90%, and 85% led to reduced support for the
a relatively attractive member of the class of mixed safety measure but each of these percentage condi-
(win/loss) gambles. tions still garnered a higher mean level of support
Proportion dominance surfaces in a powerful than did the save 150 lives condition (see Table 3).
way in a very different context, the life-saving inter- Turning to a more mundane form of proportion
ventions studied by Fetherstonhaugh et al. (1997), dominance, Hsee (1998) found that an overfilled
Baron (1997), Jenni and Loewenstein (1997) and ice cream container with 7 oz. of ice cream was val-
Friedrich et al. (1999). For example, Fetherston- ued more highly (measured by willingness to pay)
haugh et al. found that people’s willingness to inter- than an underfilled container with 8 oz. of ice
vene to save a stated number of lives was cream (see Fig. 1). This ‘‘less is better effect’’
determined more by the proportion of lives saved reversed itself when the options were juxtaposed
than by the actual number of lives that would be and evaluated together. Thus, the proportion of
saved. However, when two or more interventions the serving cup that was filled appeared to be more
were directly compared, number of lives saved evaluable (in separate judgments) than the abso-
become more important than proportion saved. lute amount of ice cream.
Thus, number of lives saved, standing alone,
appears to be poorly evaluable, as was the case 2.6. Insensitivity to probability
for number of entries in Hsee’s music dictionaries.
With a side-by-side comparison, the number of lives Outcomes are not always affectively as vague as
became clearly evaluable and important, as also the quantities of money, ice cream, and lives that
happened with the number of dictionary entries.
Slovic (unpublished), drawing upon proportion
dominance and the limited evaluability of numbers
of lives, predicted (and found) that people, in a
between-groups design, would more strongly sup-
port an airport-safety measure expected to save
98% of 150 lives at risk than a measure expected
to save 150 lives. Saving 150 lives is diffusely good,
hence only weakly evaluable, whereas saving 98%
of something is clearly very good because it is so Fig. 1. Stimuli in ice cream study by Hsee (1998). Participants
close to the upper bound on the percentage scale, were given the sizes of the cups and the amounts of ice cream.

Table 3
Proportion dominance and airport safety
Potential benefit
Save 150 lives Save 98% Save 95% Save 90% Save 85%
a
Mean support 10.4 13.6 12.9 11.7 10.9
Mediana 9.8 14.3 14.1 11.3 10.8
% of ratings P 13 37 75 69 35 31
Saving a percentage of 150 lives receives higher support ratings than does saving 150 lives.
a
Cell entries in these rows describe mean and median responses to the question: ‘‘How much would you support this proposed
measure to purchase the new equipment?’’ (Critics argue that the money spent on this system could be better spent enhancing other
aspects of airport safety). The response scale ranged from 0 (would not support at all) to 20 (very strong support). An overall ANOVA
resulted in F4200 = 3.36, p = .01. The save 98% and save 95% conditions were both significantly different from the save 150 lives
condition at p < .05, Tukey HSD test.
1342 P. Slovic et al. / European Journal of Operational Research 177 (2007) 1333–1352

were dominated by proportion in the above exper- of dollars, ice cream, and lives, these quantities
iments. When consequences carry sharp and may convey little meaning. Amounts of anything,
strong affective meaning, as is the case with a lot- no matter how common or familiar or intrinsically
tery jackpot or a cancer, the opposite phenomenon important, may in some circumstances not be
occurs—variation in probability often carries too evaluable.
little weight. As Loewenstein et al. (2001) observe, 4. Probabilities or proportions, on the other
one’s images and feelings toward winning the lot- hand, often are highly evaluable, reflecting the ease
tery are likely to be similar whether the probability with which people recognize that a high probabil-
of winning is one in 10 million or one in 10,000. ity of a desirable outcome is good and a low prob-
They further note that responses to uncertain situ- ability is bad. When the quantities or outcomes to
ations appear to have an all or none characteristic which these probabilities apply are affectively pal-
that is sensitive to the possibility rather than the lid, probabilities carry much more weight in judg-
probability of strong positive or negative conse- ments and decisions. However, just the opposite
quences, causing very small probabilities to carry occurs when the outcomes have precise and strong
great weight. This, they argue, helps explain many affective meanings—variations in probability carry
paradoxical findings such as the simultaneous too little weight.
prevalence of gambling and the purchasing of
insurance. It also explains why societal concerns 2.8. The affect heuristic in judgments of risk and
about hazards such as nuclear power and exposure benefit
to extremely small amounts of toxic chemicals fail
to recede in response to information about the Another stream of research that, in conjunction
very small probabilities of the feared consequences with many of the findings reported above, led us to
from such hazards. Support for these arguments propose the affect heuristic, had its origin in the
comes from Rottenstreich and Hsee (2001) who early study of risk perception reported by Fisch-
show that, if the potential outcome of a gamble hoff et al. (1978). One of the findings in this study
is emotionally powerful, its attractiveness or unat- and numerous subsequent studies was that percep-
tractiveness is relatively insensitive to changes in tions of risk and society’s responses to risk were
probability as great as from 0.99 to 0.01. strongly linked to the degree to which a hazard
evoked feelings of dread (see also Slovic, 1987).
2.7. Mid-course summary Thus activities associated with cancer are seen as
riskier and more in need of regulation than activi-
We can now see that the puzzling finding of ties associated with less dreaded forms of illness,
increased attractiveness for the gambles to which injury, and death (e.g., accidents).
a loss was appended is part of a larger story that A second finding in the study by Fischhoff et al.
can be summarized as follows: has been even more instrumental in the study of
1. Affect, attached to images, influences judg- the affect heuristic. This is the finding that judg-
ments and decisions. ments of risk and benefit are negatively correlated.
2. The evaluability of a stimulus image is For many hazards, the greater the perceived bene-
reflected in the precision of the affective feelings fit, the lower the perceived risk and vice versa.
associated with that image. More precise affective Smoking, alcoholic beverages, and food additives,
impressions reflect more precise meanings (i.e., for example, tend to be seen as very high in risk
greater evaluability) and carry more weight in and relatively low in benefit, whereas vaccines,
impression formation, judgment, and decision antibiotics, and X-rays tend to be seen as high in
making. benefit and relatively low in risk. This negative
3. The anomalous findings from the experi- relationship is noteworthy because it occurs even
ments with gambles, ice cream preferences, and when the nature of the gains or benefits from an
life-saving interventions suggest that, without a activity is distinct, and qualitatively different from
context to give affective perspective to quantities the nature of the risks. That the inverse relation-
P. Slovic et al. / European Journal of Operational Research 177 (2007) 1333–1352 1343

ship is generated in people’s minds is suggested by

Ó 2000: Copyright John Wiley and Sons


the fact that risk and benefits generally tend to be
positively (if at all) correlated in the world. Activ-

Ltd: Reprinted with permission:


Affect
ities that bring great benefits may be high or low in
risk but activities that are low in benefit are unli-
kely to be high in risk (if they were, they would
be proscribed).
A study by Alhakami and Slovic (1994) found
that the inverse relationship between perceived risk Perceived Perceived
and perceived benefit of an activity (e.g., using pes- benefit risk
ticides) was linked to the strength of positive or
Fig. 2. A model of the affect heuristic explaining the risk/
negative affect associated with that activity. This benefit confounding observed by Alhakami and Slovic (1994).
result implies that people base their judgments of Judgments of risk and benefit are assumed to be derived by
an activity or a technology not only on what they reference to an overall affective evaluation of the stimulus item.
think about it but also on what they feel about it. If Source: Finucane et al. (2000).
they like an activity, they are moved to judge the
risks as low and the benefits as high; if they dislike providing information about risk should change
it, they tend to judge the opposite—high risk and the perception of benefit and vice-versa (see
low benefit. Fig. 3). For example, information stating that risk
Alhakami and Slovic’s (1994) findings sug- was low for some technology should lead to more
gested that use of the affect heuristic guides percep- positive overall affect that would, in turn, increase
tions of risk and benefit as depicted in Fig. 2. If so, perceived benefit. Indeed, Finucane et al. (2000)

Ó 2000. Copyright John Wiley and Sons Ltd. Reprinted with permission.
A Nuclear Power B Nuclear Power

Positive Positive

Information says Risk inferred Information says Benefits


“Benefit is high”. to be low “Risk is low”. inferred to be
high

C Nuclear Power D Nuclear Power

Negative Negative

Information says Risk inferred Information says Benefit


“Benefit is low”. to be high “Risk is high”. inferred to be
low

Fig. 3. Model showing how information about benefit (A) or information about risk (B) could increase the overall affective evaluation
of nuclear power and lead to inferences about risk and benefit that coincide affectively with the information given. Similarly,
information could decrease the overall affective evaluation of nuclear power as in C and D. Source: Finucane et al. (2000).
1344 P. Slovic et al. / European Journal of Operational Research 177 (2007) 1333–1352

conducted this experiment, providing four differ- one might expect these risk judgments to be uni-
ent kinds of information designed to manipulate formly low and unvarying, resulting in little or
affect by increasing or decreasing perceived risk no correlation with the ratings of affect. Instead,
and increasing or decreasing perceived benefit. In there was a strong correlation across chemicals
each case there was no apparent logical relation between affect and judged risk of a very small
between the information provided (e.g., informa- exposure. When the affect rating was strongly neg-
tion about risks) and the nonmanipulated variable ative, judged risk of a very small exposure was
(e.g., benefits). The predictions were confirmed. high; when affect was positive, judged risk was
When the information that was provided changed small. Almost every respondent (95 out of 97)
either the perceived risk or the perceived benefit, showed this negative correlation (the median cor-
an affectively congruent but inverse effect was relation was 0.50). Importantly, those toxicolo-
observed on the nonmanipulated attribute as gists who produced strong inverse relations
depicted in Fig. 3. These data support the theory between risk and benefit judgments in the first
that risk and benefit judgments are causally deter- study also were more likely to exhibit a high corre-
mined, at least in part, by the overall affective spondence between their judgments of affect and
evaluation. risk in the second study. In other words, across
The affect heuristic also predicts that using time two different tasks, reliable individual differences
pressure to reduce the opportunity for analytic emerged in toxicologists’ reliance on affective pro-
deliberation (and thereby allowing affective con- cesses in judgments of chemical risks.
siderations freer rein), should enhance the inverse In the realm of finance, Ganzach (2001) found
relationship between perceived benefits and risks. support for a model in which analysts base their
In a second study, Finucane et al. showed that judgments of risk and return for unfamiliar stocks
the inverse relationship between perceived risks upon a global attitude. If stocks were perceived as
and benefits increased greatly under time pressure, good, they were judged to have high return and
as predicted. These two experiments with judg- low risk, whereas if they were perceived as bad,
ments of benefits and risks are important because they were judged to be low in return and high in
they support the contention by Zajonc (1980) that risk. However, for familiar stocks, perceived risk
affect influences judgment directly and is not sim- and return were positively correlated, rather than
ply a response to a prior analytic evaluation. being driven by a global attitude.
Further support for the model in Fig. 2 has
come from two very different domains—toxicol- 2.9. Judgments of probability, relative frequency,
ogy and finance. Slovic et al. (1999) surveyed mem- and risk
bers of the British Toxicological Society and found
that these experts, too, produced the same inverse The affect heuristic has much in common with
relation between their risk and benefit judgments. the model of ‘‘risk as feelings’’ proposed by Loe-
As expected, the strength of the inverse relation wenstein et al. (2001) and with dual process theo-
was found to be mediated by these experts’ affec- ries put forth by Epstein (1994), Sloman (1996),
tive reactions toward the hazard items being and others. Recall that Epstein argues that individ-
judged. In a second study, these same toxicologists uals apprehend reality by two interactive, parallel
were asked to make a ‘‘quick intuitive rating’’ for processing systems. The rational system is a delib-
each of 30 chemical items (e.g., benzene, aspirin, erative, analytical system that functions by way of
second hand cigarette smoke, dioxin in food) on established rules of logic and evidence (e.g., prob-
an affect scale (bad–good). Next, they were asked ability theory). The experiential system encodes
to judge the degree of risk associated with a very reality in images, metaphors, and narratives to
small exposure to the chemical, defined as an expo- which affective feelings have become attached.
sure that is less than 1/100 of the exposure level To demonstrate the influence of the experiential
that would begin to cause concern for a regulatory system, Denes-Raj and Epstein (1994) showed that,
agency. Rationally, because exposure was so low, when offered a chance to win a prize by drawing a
P. Slovic et al. / European Journal of Operational Research 177 (2007) 1333–1352 1345

red jelly bean from an urn, subjects often elected to Unpublished follow-up studies showed that rep-
draw from a bowl containing a greater absolute resentations of risk in the form of individual prob-
number, but a smaller proportion, of red beans abilities of 10% or 20% led to relatively benign
(e.g., 7 in 100) than from a bowl with fewer red images of one person, unlikely to harm anyone,
beans but a better probability of winning (e.g., 1 whereas the ‘‘equivalent’’ frequentistic representa-
in 10). For these individuals, images of 7 winning tions created frightening images of violent patients
beans in the large bowl appeared to dominate the (example: ‘‘Some guy going crazy and killing
image of 1 winning bean in the small bowl. someone’’). These affect-laden images likely
We can characterize Epstein’s subjects as fol- induced greater perceptions of risk in response to
lowing a mental strategy of ‘‘imaging the numera- the relative-frequency frames.
tor’’ (i.e., the number of red beans) and neglecting Although frequency formats produce affect-
the denominator (the number of beans in the laden imagery, story and narrative formats appear
bowl). Consistent with the affect heuristic, images to do even better in that regard. Hendrickx et al.
of winning beans convey positive affect that moti- (1989) found that warnings were more effective
vates choice. when, rather than being presented in terms of rel-
Although the jelly bean experiment may seem ative frequencies of harm, they were presented in
frivolous, imaging the numerator brings affect to the form of vivid, affect-laden scenarios and anec-
bear on judgments in ways that can be both non- dotes. Sanfey and Hastie (1998) found that com-
intuitive and consequential. Slovic et al. (2000) pared with respondents given information in bar
demonstrated this in a series of studies in which graphs or data tables, respondents given narrative
experienced forensic psychologists and psychia- information more accurately estimated the perfor-
trists were asked to judge the likelihood that a mance of a set of marathon runners. Furthermore,
mental patient would commit an act of violence Pennington and Hastie (1993) found that jurors
within 6 months after being discharged from the construct narrative-like summations of trial evi-
hospital. An important finding was that clinicians dence to help them process their judgments of guilt
who were given another expert’s assessment of a or innocence.
patient’s risk of violence framed in terms of rela- Perhaps the biases in probability and frequency
tive frequency (e.g., of every 100 patients similar judgment that have been attributed to the avail-
to Mr. Jones, 10 are estimated to commit an act ability heuristic may be due, at least in part, to
of violence to others . . .’’) subsequently labeled affect. Availability may work not only through
Mr. Jones as more dangerous than did clinicians ease of recall or imaginability, but because remem-
who were shown a statistically ‘‘equivalent’’ risk bered and imagined images come tagged with
expressed as a probability (e.g., ‘‘Patients similar affect. For example, Lichtenstein et al. (1978)
to Mr. Jones are estimated to have a 10% chance invoked availability to explain why judged fre-
of committing an act of violence to others’’). quencies of highly publicized causes of death
Not surprisingly, when clinicians were told that (e.g., accidents, homicides, fires, tornadoes, and
‘‘20 out of every 100 patients similar to Mr. Jones cancer) were relatively overestimated and under-
are estimated to commit an act of violence’’, 41% publicized causes (e.g., diabetes, stroke, asthma,
would refuse to discharge the patient. But when tuberculosis) were underestimated. The highly
another group of clinicians was given the risk as publicized causes appear to be more affectively
‘‘patients similar to Mr. Jones are estimated to charged, that is, more sensational, and this may
have a 20% chance of committing an act of vio- account both for their prominence in the media
lence’’, only 21% would refuse to discharge the and their relatively overestimated frequencies.
patient. Similar results have been found by
Yamagishi (1997), whose judges rated a disease 2.10. Further evidence
that kills 1286 people out of every 10,000 as more
dangerous than one that kills 24.14% of the The studies described above represent only a
population. small fraction of the evidence that can be
1346 P. Slovic et al. / European Journal of Operational Research 177 (2007) 1333–1352

marshaled in support of the affect heuristic. twice as much to insure a beloved antique clock
Although we have developed the affect heuristic (that no longer works and cannot be repaired)
to explain findings from studies of judgment and against loss in shipment to a new city than to
decision making (e.g., the inverse relationship insure a similar clock for which ‘‘one does not
between perceived risks and benefits), one can find have any special feeling’’. In the event of loss,
related proposals in the literature of marketing the insurance paid $100 in both cases. Similarly,
and social cognition. For example, Wright (1975) Hsee and Menon (1999) found that students were
proposed the ‘‘affect-referral heuristic’’ as a mech- more willing to buy a warranty on a newly pur-
anism by which the remembered affect associated chased used car if it was a beautiful convertible
with a product influences subsequent choice of than if it was an ordinary looking station wagon,
that product (see also Pham, 1998). even if the expected repair expenses and cost of
Attitudes have long been recognized as having a the warranty were held constant.
strong evaluative component (see, e.g., Thurstone, Loewenstein et al. (2001) provide a particularly
1928 or Edwards, 1957). Pratkanis (1989) defined thorough review and analysis of research that sup-
attitude as ‘‘a person’s evaluation of an object of ports their ‘‘risk-as-feelings hypothesis’’, a concept
thought’’ (p. 72). He went on to propose that atti- that has much in common with the affect heuristic.
tudes serve as heuristics, with positive attitudes They present evidence showing that emotional
invoking a favoring strategy toward an object responses to risky situations, including feelings
and negative attitudes creating disfavoring such as worry, fear, dread, or anxiety, often diverge
response. More specifically, he defined the ‘‘atti- from cognitive evaluations and have a different and
tude heuristic’’ as the use of the evaluative relation- sometimes greater impact on risk-taking behavior
ship as a cue for assigning objects to a favorable than do cognitive evaluations. Among the factors
class or an unfavorable class, thus leading to that appear to influence risk behaviors by acting
approach or avoidance strategies appropriate to on feelings rather than cognitions are background
the class. Pratkanis described numerous phenom- mood (e.g., Johnson and Tversky, 1983; Isen,
ena that could be explained by the attitude heuris- 1993), the time interval between decisions and their
tic, including halo effects not unlike the consistency outcomes (Loewenstein, 1987), vividness (Hend-
described earlier between risk and benefit judg- rickx et al., 1989), and evolutionary preparedness.
ments (Finucane et al., 2000). Loewenstein et al. invoke the evolutionary perspec-
Other important work within the field of social tive to explain why people tend to react with little
cognition includes studies by Fazio (1995) on the fear to certain types of objectively dangerous stim-
accessibility of affect associated with attitudes uli that evolution has not prepared them for, such
and by Schwarz and Clore (1988) on the role of as guns, hamburgers, automobiles, smoking, and
affect as information. unsafe sex, even when they recognize the threat at
Returning to the recent literature on judgment a cognitive level. Other types of stimuli, such as
and decision making, Kahneman and colleagues caged spiders, snakes, or heights, which evolution
have demonstrated that responses as diverse as may have prepared us to fear, evoke strong visceral
willingness to pay for the provision of a public responses even when we recognize them, cogni-
good (e.g., protection of an endangered species) tively, to be harmless.
or a punitive damage award in a personal injury Individual differences in affective reactivity also
lawsuit seems to be derived from attitudes based are informative. Damasio relied upon brain-dam-
on emotion rather than on indicators of economic aged individuals, apparently lacking in the ability
value (Kahneman and Ritov, 1994; Kahneman to associate emotion with anticipated outcomes,
et al., 1998). to test his somatic-marker hypothesis. Similar
Hsee and Kunreuther (2000) have demon- insensitivity to the emotional meaning of future
strated that affect influences decisions about outcomes has been attributed to psychopathic
whether or not to purchase insurance. In one individuals and used to explain their aberrant
study, they found that people were willing to pay behaviors (Hare, 1965; Patrick, 1994). Using the
P. Slovic et al. / European Journal of Operational Research 177 (2007) 1333–1352 1347

Damasio card-selection task, Peters and Slovic Answer: To make them affectively more pleas-
(2000) found that normal subjects who reported ing. One wonders whether the careers of John
themselves to be highly reactive to negative events Denver, Sandra Dee, and Judy Garland would
made fewer selections from decks with large losing have been as successful had they performed
payoffs. Conversely, greater self-reported reactiv- under their real names—Henry Deutschendorf,
ity to positive events was associated with a greater Alexandra Zuck, and Frances Gumm. Students
number of selections from high-gain decks. Thus of onomastics, the science of names, have found
individual differences in affective reactivity appear that the intellectual products of persons with
to play a role in the learning and expression of less attractive names are judged to be of lower
risk-taking preferences. quality (Harari and McDavid, 1973; Erwin
and Calev, 1984) and some have even asserted
that the affective quality of a presidential candi-
3. The downside of affect date’s name influences the candidate’s chances
of being elected (Smith, 1997).
Throughout this paper we have made many 2. Why do movies have background music? After
claims for the affect heuristic, portraying it as the all, can’t we understand the events we are
centerpiece of the experiential mode of thinking, watching and the dialog we are hearing without
the dominant mode of survival during the evolution music?
of the human species. But, like other heuristics that Answer: Music conveys affect and thus
provide efficient and generally adaptive responses enhances meaning even for common human
but occasionally lead us astray, reliance on affect interactions and events.
can also deceive us. Indeed, if it was always optimal 3. Why are all the models in the mail-order catalog
to follow our affective and experiential instincts, smiling?
there would have been no need for the rational/ana- Answer: To link positive affect to the clothing
lytic system of thinking to have evolved and become they are selling.
so prominent in human affairs. 4. Why do packages of food products carry all
There are two important ways that experien- those little blurbs such as ‘‘new’’, ‘‘natural’’,
tial thinking misguides us. One results from the ‘‘improved’’, or ‘‘98% fat free’’?
deliberate manipulation of our affective reactions Answer: These are ‘‘affective tags’’ that enhance
by those who wish to control our behaviors. The the attractiveness of the product and increase
other results from the natural limitations of the the likelihood it will be purchased, much as
experiential system and the existence of stimuli in adding ‘‘Save 98%’’ increased the attractiveness
our environment that are simply not amenable to of saving 150 lives.
valid affective representation. Both types of prob-
lems are discussed below. Clearly entertainers and marketers of consumer
products have long been aware of the powerful
3.1. Manipulation of affect in our daily lives influence of affect. Perhaps no corporate entities
have more zealously exploited consumers’ affective
Given the importance of experiential thinking it sensitivities than the tobacco companies. A recent
is not surprising to see many forms of deliberate ad for Kool Natural Lights, for example, repeats
efforts being made to manipulate affect in order the word ‘‘natural’’ thirteen times in a single
to influence our judgments and decisions. Con- half-page advertisement. The attractive images of
sider, for example, some everyday questions about rugged cowboys and lush waterfalls associated with
the world of entertainment and the world of con- cigarette ads are known to all of us. Indeed, affec-
sumer marketing: tive associations between cigarettes and positive
images may begin forming in children as young
1. Why do entertainers often change their as three years old (Fischer, 1991). As Epstein
names? (1994) observes, ‘‘Cigarette advertising agencies
1348 P. Slovic et al. / European Journal of Operational Research 177 (2007) 1333–1352

and their clients are willing to bet millions of dol- 3.2. Failures of the experiential system: The case
lars in advertising costs that the . . . appeal of their of smoking
messages to the experiential system will prevail
over the verbal message of the Surgeon General Judgments and decisions can be faulty not only
that smoking can endanger one’s life, an appeal because their affective components are manipula-
directed at the rational system’’ (p. 712). Through ble, but also because they are subject to inherent
the workings of the affect heuristic, as explicated biases of the experiential system. For example,
by Finucane et al. (2000), we now have evidence the affective system seems designed to sensitize us
suggesting that cigarette advertising designed to to small changes in our environment (e.g., the dif-
increase the positive affect associated with smoking ference between 0 and 1 deaths) at the cost of mak-
will quite likely depress perceptions of risk. The ing us less able to appreciate and respond
factual (impassionate) appeal by the Surgeon Gen- appropriately to larger changes (e.g., the difference
eral will likely have little effect. between 570 deaths and 670 deaths). Fetherston-
Attempts at affective manipulation often work haugh et al. (1997) referred to this insensitivity as
directly on language. Communicators desiring to ‘‘psychophysical numbing’’.
change attitudes toward stigmatized technologies, Similar problems arise when the outcomes that
for example, created ‘‘nukespeak’’ to extol the vir- we must evaluate change very slowly over time, are
tues of ‘‘clean bombs’’ and ‘‘peacekeeper missiles’’, remote in time, or are visceral in nature. The irra-
while promoters of nuclear power coined a new tionality of decisions to smoke cigarettes provides
term for reactor accidents: ‘‘excursions’’. Geneti- dramatic examples of these types of failure (Slovic,
cally modified food has been promoted as 2001).
‘‘enhanced’’ by proponents and ‘‘frankenfood’’ Despite the portrayal of beginning smokers as
by opponents. ‘‘young economists’’ rationally weighing the risks
Manipulation of attitudes and behavior by per- of smoking against the benefits when deciding
suasive argumentation is often quite effective, but whether to initiate that activity (e.g., Viscusi,
at least it tends to be recognized as an attempt to 1992), recent research paints a different picture.
persuade. Manipulation of affect is no less power- This new account (Slovic, 2001) shows young smok-
ful but is made more insidious by often taking ers acting experientially in the sense of giving little
place without our awareness. It is unlikely that or no thought to risks or to the amount of smoking
Hsee’s subjects recognized that what they were they will be doing. Instead, they go with the affective
willing to pay for the used music dictionary was impulses of the moment, enjoying smoking as some-
determined far more by the torn cover than thing new and exciting, a way to have fun with their
by the more important dimension, number of friends. Even after becoming ‘‘regulars’’, the great
entries. majority of smokers expect to stop soon, regardless
Legal scholars such as Hanson and Kysar of how long they have been smoking, how many cig-
(1999a,b), paying close attention to research on arettes they currently smoke per day, or how many
affect and other judgment heuristics, have begun previous unsuccessful attempts they have experi-
to speak out on the massive manipulation of con- enced. Only a fraction actually quit, despite many
sumers by the packaging, marketing, and public attempts. The problem is nicotine addiction, a con-
relations practices of manufacturers. Such manip- dition that young smokers recognize by name as a
ulation, they argue, renders ineffective three pri- consequence of smoking but do not understand
mary forms of legal control over dangerous experientially until they are caught up in it.
products—warning requirements, product liability The process of becoming addicted appears to
suits, and regulation of advertising. Hanson and begin surprisingly soon after one begins to smoke.
Kysar (2001) point to the need for new regulatory Recent research indicates that adolescents begin to
strategies that would take into account the full lia- show signs of nicotine dependence within days to
bility of manufacturers who manipulate consumers weeks of the onset of occasional tobacco use (Di-
into purchasing and using hazardous products. Franza et al., 2000).
P. Slovic et al. / European Journal of Operational Research 177 (2007) 1333–1352 1349

Loewenstein (1999) explains the process of These disturbing findings underscore the dis-
addiction as being governed by immensely power- tinction that behavioral decision theorists now
ful visceral factors or cravings that, from an expe- make between decision utility and experience util-
riential perspective, are very hard to anticipate and ity (Kahneman, 1997; Kahneman and Snell, 1992;
appreciate: Loewenstein and Schkade, 1999). Utility predicted
or expected at the time of decision often differs
Unlike currently experienced visceral factors,
greatly from the quality and intensity of the hedo-
which have a disproportionate impact on behav-
nic experience that actually occurs.
ior, delayed visceral factors tend to be ignored or
severely underweighted in decision making.
Today’s pain, hunger, anger, etc. are palpable, 4. Conclusion
but the same sensations anticipated in the future
receive little weight. (p. 240) We hope that this rather selective and idiosyn-
cratic tour through a mélange of experiments
The failure of the experiential system to protect
and conjectures has conveyed the sense of excite-
many young people from the lure of smoking is
ment we feel toward the affect heuristic. This heu-
nowhere more evident than in the responses to a
ristic appears at once both wondrous and
survey question that asks smokers: ‘‘If you had it
frightening: wondrous in its speed, and subtlety,
to do all over again, would you start smoking?’’
and sophistication, and its ability to ‘‘lubricate
More than 85% of adult smokers and about 80%
reason’’; frightening in its dependency upon con-
of young smokers (ages 14–22) answer ‘‘no’’ (Slo-
text and experience, allowing us to be led astray
vic, 2001). Moreover, the more individuals per-
or manipulated—inadvertently or intentionally—
ceive themselves to be addicted, the more often
silently and invisibly.
they have tried to quit, the longer they have been
It is sobering to contemplate how elusive mean-
smoking, and the more cigarettes they are smoking
ing is, due to its dependence upon affect. Thus the
per day, the more likely they are to answer ‘‘no’’.
forms of meaning that we take for granted and
We can now address a central question posed
upon which we justify immense effort and expense
by Viscusi (1992): ‘‘. . . at the time when individu-
toward gathering and disseminating ‘‘meaningful’’
als initiate their smoking activity, do they under-
information may be illusory. We cannot assume
stand the consequences of their actions and make
that an intelligent person can understand the
rational decisions?’’ Viscusi went on to define the
meaning of and properly act upon even the sim-
appropriate test of rationality in terms of
plest of numbers such as amounts of money, not
‘‘. . . whether individuals are incorporating the
to mention more esoteric measures or statistics,
available information about smoking risks and
unless these numbers are infused with affect.
are making sound decisions, given their own pref-
Contemplating the workings of the affect heu-
erences . . .’’ (p. 11).
ristic helps us appreciate Damasio’s (1994) conten-
The data indicate that the answer to Viscusi’s
tion that rationality is not only a product of the
question is ‘‘no’’. Most beginning smokers lack
analytical mind, but of the experiential mind as
the experience to appreciate how their future selves
well:
will perceive the risks from smoking or how they
will value the tradeoff between health and the need The strategies of human reason probably did not
to smoke. This is a strong repudiation of the model develop, in either evolution or any single individ-
of informed rational choice. It fits well with the find- ual, without the guiding force of the mechanisms
ings indicating that smokers give little conscious of biological regulation, of which emotion and
thought to risk when they begin to smoke. They feeling are notable expressions. Moreover, even
appear to be lured into the behavior by the pros- after reasoning strategies become estab-
pects of fun and excitement. Most begin to think lished . . . their effective deployment probably
of risk only after starting to smoke and gaining depends, to a considerable extent, on a continued
what to them is new information about health risks. ability to experience feelings. (p. xii)
1350 P. Slovic et al. / European Journal of Operational Research 177 (2007) 1333–1352

Ironically, the perception and integration of Edwards, A.L., 1957. Techniques of attitude scale construction.
affective feelings, within the experiential system, Appleton-Century-Croft, New York.
Epstein, S., 1994. Integration of the cognitive and psychody-
appears to be the kind of high-level maximization namic unconscious. American Psychologist 49, 709–724.
process postulated by economic theories since the Erwin, P.G., Calev, A., 1984. The influence of Christian name
days of Jeremy Bentham. These feelings form the stereotypes on the marking of children’s essays. British
neural and psychological substrate of utility. In Journal of Educational Psychology 54, 223–227.
this sense, the affect heuristic enables us to be Fazio, R.H., 1995. Attitudes as object-evaluation associations:
Determinants, consequences, and correlates of attitude
rational actors in many important situations. But accessibility. In: Petty, R.E., Krosnick, J.A. (Eds.), Attitude
not in all situations. It works beautifully when strength: Antecedents and consequences. Erlbaum, Mah-
our experience enables us to anticipate accurately wah, NJ, pp. 247–282.
how we will like the consequences of our decisions. Fetherstonhaugh, D., Slovic, P., Johnson, S.M., Friedrich, J.,
It fails miserably when the consequences turn out 1997. Insensitivity to the value of human life: A study of
psychophysical numbing. Journal of Risk and Uncertainty
to be much different in character than we 14 (3), 282–300.
anticipated. Finucane, M.L., Alhakami, A., Slovic, P., Johnson, S.M., 2000.
The scientific study of affective rationality is in The affect heuristic in judgments of risks and benefits.
its infancy. It is exciting to contemplate what Journal of Behavioral Decision Making 13, 1–17.
might be accomplished by future research designed Fischer, P.M., 1991. Brand logo recognition by children ages 3
to 6 years: Mickey Mouse and Old Joe the Camel. Journal
to help humans understand the affect heuristic and of the American Medical Association 266, 3145.
employ it beneficially. Fischhoff, B., Slovic, P., Lichtenstein, S., Reid, S., Coombs, B.,
1978. How safe is safe enough? A psychometric study of
attitudes towards technological risks and benefits. Policy
References Sciences 9, 127–152.
Friedrich, J., Barnes, P., Chapin, K., Dawson, I., Garst, V.,
Alhakami, A.S., Slovic, P., 1994. A psychological study of the Kerr, D., 1999. Psychophysical numbing: When lives are
inverse relationship between perceived risk and perceived valued less as the lives at risk increase. Journal of Consumer
benefit. Risk Analysis 14 (6), 1085–1096. Psychology 8 (3), 277–299.
Anderson, N.H., 1981. Foundations of information integration Ganzach, Y., 2001. Judging risk and return of financial assets.
theory. Academic, New York. Organizational Behavior and Human Decision Processes 83,
Baron, J., 1997. Confusion of relative and absolute risk in 353–370.
valuation. Journal of Risk and Uncertainty 14 (3), 301–309. Goldstein, W.M., Einhorn, H.J., 1987. Expression theory and
Benthin, A., Slovic, P., Moran, P., Severson, H., Mertz, C.K., the preference reversal phenomenon. Psychological Review
Gerrard, M., 1995. Adolescent health-threatening and 94, 236–254.
health-enhancing behaviors: A study of word association Hanson, J.D., Kysar, D.A., 1999a. Taking behavioralism
and imagery. Journal of Adolescent Health 17, 143–152. seriously: Some evidence of market manipulation. Harvard
Bornstein, R.F., 1989. Exposure and affect: Overview and meta- Law Review 112 (7), 1420–1572.
analysis of research, 1968–1987. Psychological Bulletin 106, Hanson, J.D., Kysar, D.A., 1999b. Taking behavioralism
265–289. seriously: The problem of market manipulation. New York
Busemeyer, J., Hastie, R., Medin, D.L. (Eds.), 1995. Decision University Law Review 74 (3), 630–749.
making from a cognitive perspective. Academic, San Diego. Hanson, J.D., Kysar, D.A., 2001. The joint failure of economic
Damasio, A.R., 1994. Descartes’ error: Emotion, reason, and theory and legal regulation. In: Slovic, P. (Ed.), Smoking:
the human brain. Avon, New York. Risk, Perception, and Policy. Sage, Thousand Oaks, CA,
Damasio, A.R., Tranel, D., Damasio, H.C., 1990. Individuals pp. 229–276.
with sociopathic behavior caused by frontal damage fail to Harari, H., McDavid, J.W., 1973. Name stereotypes and
respond autonomically to social stimuli. Behavioural Brain teachers’ expectations. Journal of Educational Psychology
Research 41, 81–94. 65, 222–225.
Denes-Raj, V., Epstein, S., 1994. Conflict between intuitive and Hare, R.D., 1965. Psychopathy, fear arousal and anticipated
rational processing: When people behave against their better pain. Psychological Reports 16, 499–502.
judgment. Journal of Personality and Social Psychology 66, Hendrickx, L., Vlek, C., Oppewal, H., 1989. Relative impor-
819–829. tance of scenario information and frequency information in
DiFranza, J.R., Rigotti, N.A., McNeill, A.D., Ockene, J.K., the judgment of risk. Acta Psychologica 72, 41–63.
Savageau, J.A., St Cyr, D., Coleman, M., 2000. Initial Hsee, C.K., 1995. Elastic justification: How tempting but task-
symptoms of nicotine dependence in adolescents. Tobacco irrelevant factors influence decisions. Organizational Behav-
Control 9, 313–319. ior and Human Decision Processes 62, 330–337.
P. Slovic et al. / European Journal of Operational Research 177 (2007) 1333–1352 1351

Hsee, C.K., 1996a. Elastic justification: How unjustifiable Loewenstein, G.F., Schkade, D., 1999. Wouldn’t it be nice?
factors influence judgments. Organizational Behavior and Predicting future feelings. In: Diener, E., Schwartz, N.,
Human Decision Processes 66, 122–129. Kahneman, D. (Eds.), Well-being: The Foundations of
Hsee, C.K., 1996b. The evaluability hypothesis: An explanation Hedonic Psychology. Russell Sage Foundation, New York,
for preference reversals between joint and separate evalua- pp. 85–105.
tions of alternatives. Organizational Behavior and Human Loewenstein, G.F., Weber, E.U., Hsee, C.K., Welch, E.S.,
Decision Processes 67, 242–257. 2001. Risk as feelings. Psychological Bulletin 127, 267–286.
Hsee, C.K., 1998. Less is better; When low-value options are MacGregor, D.G., Slovic, P., Dreman, D., Berry, M., 2000.
valued more highly than high-value options. Journal of Imagery, affect, and financial judgment. Journal of Psychol-
Behavioral Decision Making 11, 107–121. ogy and Financial Markets 1 (2), 104–110.
Hsee, C.K., Kunreuther, H., 2000. The affection effect in Mellers, B.A., Richards, V., Birnbaum, J.H., 1992. Distribu-
insurance decisions. Journal of Risk and Uncertainty 20, tional theories of impression formation. Organizational
141–159. Behavior and Human Decision Processes 51, 313–343.
Hsee, C.K., Menon, S., 1999. Affection effect in consumer Montgomery, H., 1983. Decision rules and the search for a
choices. Unpublished study, University of Chicago. dominance structure: Towards a process model of decision
Isen, A.M., 1993. Positive affect and decision making. In: making. In: Humphreys, P., Svenson, O., Vari, A. (Eds.),
Lewis, M., Haviland, J.M. (Eds.), Handbook of emotions. Analysing and aiding decision processes. North Holland,
Guilford Press, New York, pp. 261–277. Amsterdam, pp. 343–369.
Jenni, K.E., Loewenstein, G., 1997. Explaining the identifiable Mowrer, O.H., 1960a. Learning theory and behavior. Wiley,
victim effect. Journal of Risk and Uncertainty 14 (3), 235– New York.
258. Mowrer, O.H., 1960b. Learning theory and the symbolic
Johnson, E.J., Tversky, A., 1983. Affect, generalization, and the processes. Wiley, New York.
perception of risk. Journal of Personality and Social Osgood, C.E., Suci, G.J., Tannenbaum, P.H., 1957. The
Psychology 45, 20–31. measurement of meaning. University of Illinois Press,
Kahneman, D., 1997. New challenges to the rationality Urbana.
assumption. Legal Theory 3, 105–124. Patrick, C.J., 1994. Emotion and psychopathy: Startling new
Kahneman, D., Miller, D.T., 1986. Norm theory: Comparing insights. Psychophysiology 31, 415–428.
reality to its alternatives. Psychological Review 93, 136–153. Payne, J., Bettman, J., Johnson, E., 1993. The adaptive decision
Kahneman, D., Ritov, I., 1994. Determinants of stated maker. Cambridge, New York.
willingness to pay for public goods: A study in the headline Pennington, N., Hastie, R., 1993. A theory of explanation-
method. Journal of Risk and Uncertainty 9, 5–38. based decision making. In: Klein, G., Orasano, J., Calder-
Kahneman, D., Snell, J., 1992. Predicting a changing taste. wood, R., Zsambok, C.E. (Eds.), Decision Making in
Journal of Behavioral Decision Making 5, 187–200. Action: Models and Methods. Ablex, Norwood, NJ, pp.
Kahneman, D., Schkade, D., Sunstein, C., 1998. Shared 188–204.
outrage and erratic awards: The psychology of punitive Peters, E., Slovic, P., 1996. The role of affect and worldviews as
damages. Journal of Risk and Uncertainty 16, 49–86. orienting dispositions in the perception and acceptance of
Kahneman, D., Slovic, P., Tversky, A., 1982. Judgment under nuclear power. Journal of Applied Social Psychology 26
uncertainty: Heuristics and biases. Cambridge University (16), 1427–1453.
Press, New York. Peters, E., Slovic, P., 2000. The springs of action: Affective and
La France, M., Hecht, M.A., 1995. Why smiles generate analytical information processing in choice. Personality and
leniency. Personality and Social Psychology Bulletin 21, Social Psychology Bulletin 26, 1465–1475.
207–214. Pham, M.T., 1998. Representativeness, relevance, and the use
Lichtenstein, S., Slovic, P., 1971. Reversals of preference of feelings in decision making. Journal of Consumer
between bids and choices in gambling decisions. Journal Research 25, 144–159.
of Experimental Psychology 89, 46–55. Pratkanis, A., 1989. The cognitive representation of attitudes.
Lichtenstein, S., Slovic, P., 1973. Response-induced reversals of In: Pratkanis, A.R., Breckler, S.J., Greenwald, A.G. (Eds.),
preference in gambling: An extended replication in Las Attitude structure and function. Erlbaum, Hillsdale, NJ.
Vegas. Journal of Experimental Psychology 101, 16–20. Rottenstreich, Y., Hsee, C.K., 2001. Money, kisses and electric
Lichtenstein, S., Slovic, P., Fischhoff, B., Layman, M., Combs, shocks: On the affective psychology of probability weight-
B., 1978. Judged frequency of lethal events. Journal of ing. Psychological Science 12, 185–190.
Experimental Psychology: Human Learning and Memory 4, Sanfey, A., Hastie, R., 1998. Does evidence presentation format
551–578. affect judgment? An experimental evaluation of displays of
Loewenstein, G., 1987. Anticipation and the valuation of data for judgments. Psychological Science 9 (2), 99–103.
delayed consumption. Economic Journal 97, 666–684. Schwarz, N., Clore, G.L., 1988. How do I feel about it?
Loewenstein, G.F., 1999. A visceral account of addiction. In: Informative functions of affective states. In: Fiedler, K.,
Elster, J., Skog, O.J. (Eds.), Getting hooked: Rationality Forgas, J. (Eds.), Affect, cognition, and social behavior.
and addiction. Cambridge University Press, MA. Hogrefe International, Toronto.
1352 P. Slovic et al. / European Journal of Operational Research 177 (2007) 1333–1352

Shafir, E., Osherson, D.N., Smith, E.E., 1989. An advantage actual cases, providing instructions, and employing proba-
model of choice. Journal of Behavioral Decision Making 2, bility vs. frequency formats. Law and Human Behavior 24
1–23. (3), 271–296.
Shafir, E., Simonson, I., Tversky, A., 1993. Reason-based Smith, G., 1997. The political impact of name sounds.
choice. Cognition 49, 11–36. Unpublished manuscript, Eastern Washington University,
Sherman, D.A., Kim, H., Zajonc, R.B., 1998. Affective perse- Ellensburg.
verance: Cognitions change but preferences stay the same. Thurstone, L.L., 1928. Attitudes can be measured. American
Paper Presented at the Annual Meeting of the American Journal of Sociology 33, 529–554.
Psychological Society. Tversky, A., 1972. Elimination by aspects: A theory of choice.
Simon, H.A., 1956. Rational choice and the structure of the Psychological Review 79, 281–299.
environment. Psychological Review 63, 129–138. Tversky, A., Kahneman, D., 1974. Judgment under uncer-
Sloman, S.A., 1996. The empirical case for two systems of tainty: Heuristics and biases. Science 185, 1124–1131.
reasoning. Psychological Bulletin 119 (1), 3–22. Tversky, A., Slovic, P., Kahneman, D., 1990. The causes of
Slovic, P., 1987. Perception of risk. Science 236, 280–285. preference reversal. American Economic Review 80, 204–
Slovic, P., 1995. The construction of preference. American 217.
Psychologist 50, 364–371. Viscusi, W.K., 1992. Smoking: Making the risky decision.
Slovic, P., 2001. Cigarette smokers: Rational actors or rational Oxford University Press, New York.
fools? In: Slovic, P. (Ed.), Smoking: Risk, Perception, and Winkielman, P., Zajonc, R.B., Schwarz, N., 1997. Subliminal
Policy. Sage, Thousand Oaks, CA, pp. 97–124. affective priming resists attributional interventions. Cogni-
Slovic, P., Lichtenstein, S., 1968. Relative importance of tion and Emotion 11 (4), 433–465.
probabilities and payoffs in risk taking. Journal of Exper- Wright, P., 1975. Consumer choice strategies: Simplifying
imental Psychology Monograph 78 (3, Pt. 2), 1–18. versus optimizing. Journal of Marketing Research 12, 60–
Slovic, P., Layman, M., Kraus, N., Flynn, J., Chalmers, J., 67.
Gesell, G., 1991. Perceived risk, stigma, and potential Yamagishi, K., 1997. When a 12.86% mortality is more
economic impacts of a high-level nuclear waste repository in dangerous than 24.14%: Implications for risk communica-
Nevada. Risk Analysis 11, 683–696. tion. Applied Cognitive Psychology 11, 495–506.
Slovic, P., MacGregor, D.G., Malmfors, T., Purchase, I.F.H., Zajonc, R.B., 1968. Attitudinal effects of mere exposure.
1999. Influence of affective processes on toxicologists’ Journal of Personality and Social Psychology Monograph
judgments of risk (Report No. 99-2). Eugene, Decision 9 (2, Pt. 2), 1–27.
Research, Eugene, OR. Zajonc, R.B., 1980. Feeling and thinking: Preferences need no
Slovic, P., Monahan, J., MacGregor, D.M., 2000. Violence risk inferences. American Psychologist 35, 151–175.
assessment and risk communication: The effects of using

You might also like