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Psychotic symptoms in borderline personality disorder:


developmental aspects
Marialuisa Cavelti1, Katherine Thompson2, Andrew M Chanen2,3 and
Michael Kaess1,4

Even though the borderline concept has historically been viewing ‘borderline’ as either a form of schizophrenia
intertwined with psychosis, psychotic symptoms in people with (e.g. latent, pseudoneurotic or borderline schizophrenia)
borderline personality disorder (BPD) have long been or a disorder of personality structure (i.e. Kernberg’s
marginalized as somehow not real, transient, or ‘pseudo’ in borderline personality organization) [2]. With the intro-
nature. Dispelling this myth, we summarize recent research duction of the third revision of the Diagnostic and Statis-
indicating that (a) psychotic symptoms in general and auditory tical Manual of Mental Disorders (DSM-III) [3], the
verbal hallucinations in particular in people with BPD show borderline personality disorder (BPD) diagnosis officially
more similarities than differences with those symptoms in entered the psychiatric classification system. Here, it
people with psychotic disorders, and (b) that the co-occurrence was separated from schizotypal personality disorder
of BPD and psychotic symptoms is a marker of severe (SPD), which was thought to belong to the schizophrenia
psychopathology and of risk for poor outcome (e.g. suicidality). spectrum [2], and psychotic symptoms were, despite
We propose the period from puberty to the mid-20s, when both considerable controversy, omitted from the BPD criteria
BPD and psychotic features usually emerge for the first time, list [4]. It was not until the fourth revision of the
constitutes a critical time window for early intervention to DSM that psychotic symptoms in the form of ‘transient,
prevent the development of severe mental disorders in the stress-related paranoid ideation or severe dissociative
future. Implications for the treatment of psychotic symptoms in symptoms’ were added as an additional criterion to the
BPD and future research directions in this field are discussed. BPD diagnosis [5]. The DSM BPD criteria have
remained unchanged in section II of the current fifth
Addresses revision [6]. In the alternative model of personality dis-
1
University Hospital for Child and Adolescent Psychiatry and Psy- orders in section III of the DSM-5, psychotic symptoms
chotherapy, University of Bern, Bern, Switzerland are not listed as a central feature of BPD, but the trait
2
Orygen, Melbourne, Australia ‘psychoticism’ (i.e. cognitive and perceptual dysregula-
3
Centre for Youth Mental Health, University of Melbourne, Melbourne,
Australia
tion) can be specified when appropriate [6].
4
Clinic of Child and Adolescent Psychiatry, Center for Psychosocial
Medicine, University of Heidelberg, Heidelberg, Germany The BPD diagnosis only entered the International Clas-
sification of Diseases and Related Health Problems in
Corresponding author:
1992 in the 10th edition (ICD-10) [7] as the borderline
Cavelti, Marialuisa (marialuisa.cavelti@upd.unibe.ch)
subtype of emotionally unstable personality disorder and
has never included psychotic experiences. The forthcom-
Current Opinion in Psychology 2021, 37:26–31 ing eleventh edition of the ICD will adopt a dimensional
This review comes from a themed issue on Personality pathology: rating of personality dysfunction, with a borderline pat-
developmental aspects tern descriptor applied when relevant, which reads in part
Edited by Carla Sharp, Andrew Chanen and Marialuisa Cavelti ‘ . . . transient dissociative symptoms or psychotic-like
features in situations of high affective arousal.’ [8].

The last two decades has seen an increasing number of


https://doi.org/10.1016/j.copsyc.2020.07.003 studies of psychotic symptoms in BPD that have used
2352-250X/ã 2020 The Authors. Published by Elsevier Ltd. This is an larger samples than earlier, with more appropriate com-
open access article under the CC BY-NC-ND license (http://creative- parison groups, and standardized tools to assess psychotic
commons.org/licenses/by-nc-nd/4.0/). symptoms. In this review, we will summarize this new
research to evaluate the validity of the long-standing
notion that psychotic symptoms in BPD are stress-depen-
The role of psychotic symptoms in the dent, transient, limited to paranoia, and ‘atypical’ or
development of the borderline personality ‘quasi-psychotic’ (i.e. circumscribed, short-lived, and
disorder concept and classification non-bizarre) [9] or even ‘factitious’ [10]. Complementing
Historically, the term ‘borderline state’ or ‘borderline recent reviews on this topic [e.g. Refs. 11–15], we will
patient’ described a clinical presentation that had both include both studies of adults and youth (i.e. adolescents
a psychotic and neurotic appearance [1]. For a long time, and young adults) samples. In addition, we will propose a
substantial conceptual confusion existed, with some developmental framework for the co-occurrence of BPD

Current Opinion in Psychology 2021, 37:26–31 www.sciencedirect.com


Borderline personality disorder and psychosis Cavelti et al. 27

and psychotic symptoms in youth, discuss implications for personality disorder and healthy controls, and that psy-
treatment, and identify key questions for future research. chotic reactivity in BPD was not limited to paranoia, but
involved a broader range of psychotic experiences,
What we know about psychotic symptoms in including hallucinations.
borderline personality disorder
Psychotic symptoms in BPD are manifold and While most studies examined adult samples, AVH and
phenomenologically similar to those in schizophrenia other psychotic symptoms have recently been explored
spectrum disorders in outpatient youth (15 to 25-year olds) with either a first
Auditory verbal hallucinations (AVH) are the most com- manifestation of BPD or schizophrenia spectrum disorder.
mon form of psychotic symptoms among patients These results confirmed those from the adult literature.
with BPD [16–18]. Studies in adult samples have AVH experienced by youth with BPD were indistinguish-
demonstrated that 29%–50% of patients report AVH able from AVH occurring in youth with schizophrenia
[13,16,19]. These symptoms occur frequently and are spectrum disorder with regard to physical (frequency,
perceived as critical, controlling, distressing, malevolent, duration, location, and loudness), cognitive (beliefs regard-
omnipotent, and of higher social power than the person ing origin of voices, disruption to life, and controllability),
with BPD [17,19–21]. Studies comparing psychotic symp- and emotional characteristics (negative content and dis-
toms in groups of patients with schizophrenia or with tress) [25]. However, youth with BPD + AVH had less
BPD have reported no group differences in most severe delusions and difficulties in abstract thinking com-
characteristics of AVH, including frequency, duration, pared with those with schizophrenia spectrum + AVH
location (i.e. inside or outside the head), loudness, or [25]. Interestingly, youth with BPD held more negative
conviction [16,18,22]. However, patients with BPD have beliefs about their voices in terms of supremacy of voices
reported their voices to be more distressing, more nega- than those with schizophrenia spectrum disorder and these
tive in content [16] and less disruptive to life [22]. beliefs were closely linked to more severe depression [26].
Moreover, they felt more controlled by their voices
[18] and had greater emotional resistance to them [23].
No group differences have been found in the prevalence Psychotic symptoms in BPD are an indicator of illness
of commenting voices, whereas dialoguing voices have severity and poor outcome
been found to be significantly more present in patients Studies in adults with BPD have found that AVH are
with schizophrenia (71%), compared with patients with associated with a higher number of BPD criteria, more co-
BPD (40%) [18]. AVH in patients with BPD have been occurring mental disorders [19], more symptoms of
found to emerge at a younger age (during adolescence) depression and anxiety, feelings of loneliness and schi-
than in patients with schizophrenia (during early adult- zotypy [27], a higher incidence of suicidal plans and
hood) [18,22]. attempts in the month before study, and a higher number
of hospital admissions over two years after baseline [28].
Adult patients with BPD experience a wide range of other Both visual and auditory hallucinations in patients with
psychotic symptoms in addition to AVH, including hal- BPD are associated with a 2.23-fold increase in suicide
lucinations (11% visual hallucinations, 8% gustatory hal- attempts [29], and both hallucinations and delusions in
lucinations, 17% olfactory hallucinations, 15% tactile patients with BPD are significant predictors of a quicker
hallucinations [19]), thought insertion (100%), thought readmission to acute psychiatric inpatient care after dis-
blocking (90%), being influenced by another agent (70%) charge [30]. Finally, co-occurring psychotic disorder in
[21], dissociation (17–90%) [17,21], delusions (20%) [17], patients with BPD constitute a significant predictor of
and ideas of reference (27%) [17]. Compared with referral to a specialized psychiatric department for severe
patients with schizophrenia, patients with BPD report mental disorders after termination of the treatment at a
less delusions, conceptual disorganization and negative specialized outpatient clinic for personality disorders,
symptoms [e.g. blunted affect or social withdrawal; after adjusting for other co-occurring disorders [31].
16,18]. Hallucinations in patients with BPD are associ-
ated with delusions, but not with negative symptoms or A recent study of 15 to 18-year olds found a positive
disorganization [19]. association between psychotic symptoms as assessed by
the Youth Self Report (YSR) and BPD severity, defined as
Only a few studies have investigated the influence of the number of DSM-IV criteria, after adjusting for other
stress on psychotic symptoms in BPD. Niemantsverdriet psychopathology and functional impairment [32]. In
et al. [19] reported a positive correlation between the another study of 15–25 year olds with full-threshold
severity of hallucinations and the number of current life BPD, those who experienced AVH showed higher levels
stressors. Using experience sampling technique, Glaser of psychopathology (i.e. self-harm, paranoid ideation,
et al. [24] found patients with BPD experienced the dissociation, anxiety and stress) compared with those
strongest psychotic reactivity to daily life stress compared who did not [25]. These results add to the adult liter-
with patients with a psychotic disorder or a cluster C ature suggesting that patients with both BPD and

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28 Personality pathology: developmental aspects

psychotic symptoms belong to a subgroup with a more range of future psychopathologies, including both non-
severe form of BPD. psychotic and psychotic disorders (i.e. multifinality or
heterotypic continuity as a developmental pathway).
Summary
Research over the last two decades has shown that AVH Caspi et al. [41] have proposed that one general underlying
occur frequently in individuals with BPD, are not exclu- dimension, the ‘p’ factor, summarizes an individual’s vul-
sively transient but can also be prolonged, are more nerability to develop any form of psychopathology, and that
notable for their similarities with AVH in schizophrenia psychotic symptoms are at the p factor’s pinnacle. Any
than for any differences, and tend to intensify when the individual with a strong vulnerability for general psycho-
person is under stress in the same way that positive pathology might, if severe enough, experience psychotic
symptoms increase with stress in psychotic disorders. symptoms, regardless of the presenting diagnosis. Incorpo-
Delusions are also common, but patients with BPD differ rating this model into personality pathology, Sharp [34,42]
from those with schizophrenia in their lack of negative suggests that adolescent BPD symptoms might be under-
and disorganized psychotic symptoms. In BPD, psychotic stood as a manifestation of the confluence of internalizing
symptoms are associated with greater distress, co-occur- and externalizing psychopathology, on a severity pathway
ring psychopathology, suicidal risk, and hospital readmis- that leads to subsequent major mental disorders, including
sion, suggesting that they should be seen as a marker of psychotic disorders. On the basis of these considerations
illness severity. and the research reviewed above, we propose BPD is a
severity factor, and so is psychosis. If they co-occur, they act
Adolescence and young adulthood is a synergistically in determining prognosis. Young people
sensitive time period for the emergence of having both BPD and psychotic symptoms should be
both BPD and psychosis considered as having severe psychopathology and being
Adolescence and young adulthood is the time period when at high risk for a wide range of poor outcomes, including the
both BPD features [33,34] and psychotic symptoms [35] development of another serious mental disorder (without
usually emerge for the first time. At this early stage it can be being specific to any particular disorder) as well as outcomes
difficult to differentiate whether psychotic symptoms are beyond the narrow concept of diagnosis (e.g. suicidality,
inherent to BPD or indicate an increased risk for the severe and persistent functional impairments).
development of a psychotic disorder. While the majority
of studies have investigated the co-occurrence of psychotic Clinical considerations
symptoms and BPD in adults, there is limited research The evidence summarized in this review has important
examining associations of BPD and subthreshold or thresh- clinical implications. First, as psychotic symptoms in
old psychotic disorders in youth. In the following section we BPD are not limited to stress-related, transient paranoid
will summarize the few prospective studies that have ideation, the BPD criteria in the ICD and DSM are likely
examined the association between BPD and subsequent to require revision. The historical narrative that psychotic
psychosis, and then propose a developmental framework symptoms in BPD are somehow not real, transient, or
for the co-occurrence of BPD and psychotic symptoms in quasi in nature is a disrespectful myth that is inconsistent
youth that might inform treatment and future research. with the current evidence regarding the subjective expe-
rience of patients. Second, clinicians should routinely
A few studies have investigated the predictive value of enquire whether patients with BPD experience AVH
BPD assessed at baseline in individuals at clinical high and other psychotic symptoms. When present, AVH
risk for psychosis (CHR) for transition to a manifest should be considered as legitimately as such a report in
psychotic disorder [36–39]. BPD neither increased nor a patient with another DSM-5 psychotic disorder. Labels
decreased the risk for transition. In those individuals who such as ‘psuedohallucinations’ or ‘quasi-psychotic’ simply
made the transition, the presence of a BPD diagnosis or add to the stigma already experienced by those with BPD
BPD features at baseline was unrelated to the type of and should, thus, be avoided. Third, it is a false dichot-
psychotic disorder diagnosis. A recent study investigated omy to consider that such patients have either BPD or
the psychopathological outcomes of adolescents with psychosis. In fact, they have both. As in depression and
BPD using path analysis to control for the associations bipolar disorder, psychotic symptoms are simply a marker
between all outcomes. BPD symptoms assessed at age of more severe disorder. While hallucinations (particu-
11–12 years were related to psychotic symptoms at age 12, larly AVH) and delusions are common among people with
which were linked to psychotic symptoms at age 18 years, BPD, co-occurring negative and disorganized psychotic
with depressive symptoms at 12 years and hypomanic symptoms are uncommon and might indicate the pres-
symptoms at 22–23 years. Psychotic disorders were not ence of an even more extensive illness. Finally, when
included as outcome variable in this study, as their planning treatment, clinicians should take into account
frequency was too low [40]. On the basis of these that individuals with BPD and psychotic symptoms are at
findings, it could be cautiously concluded that youth with a greater risk of developing a wide range of negative
BPD and psychotic symptoms are at risk of a wide outcomes, including suicide.

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Borderline personality disorder and psychosis Cavelti et al. 29

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30 Personality pathology: developmental aspects

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