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The French Navy and the Appeasement of Italy, 1937-9

Author(s): Reynolds M. Salerno


Source: The English Historical Review, Vol. 112, No. 445 (Feb., 1997), pp. 66-104
Published by: Oxford University Press
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English Historical Review

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The French Navy and the Appeasement of Italy,

I937-9'

IN the spring of I939, Liddell Hart and Winston Churchill described

Italy as the Axis 'soft spot' and the Mediterranean as 'England's first

battlefield'.1 They would later become two among many statesmen and

scholars who lamented the Allied decision not to attack Italy in Sep-

tember 1939. Despite the vast literature on the origins and outbreak of

the Second World War in Europe, only a handful of works examine the

reasons why the Allies chose not to seek an early naval and military

decision in the Mediterranean theatre. What is striking about these few

'international histories' of Allied strategy in the Mediterranean is their

Anglocentrism. London invariably appears as the creator and manager

of Allied policy, while Paris becomes the follower desperately craving

British leadership and support: Allied policy in the Mediterranean has

become synonymous with British policy.2 Even those scholars who

have argued that French decision-makers pursued coherent foreign and

defence policies to meet the German threat in the light of France's

economic, political and strategic realities acknowledge that France suc-

cumbed to Britain's policy of appeasing Italy before the war.3

Robert Young and Nicole Jordan, in particular, have demonstrated

that the French Army Staff viewed Italy as strategically crucial to the

future war against Nazi Germany. A friendly or neutral Italy would

enhance the development of an eventual eastern front, facilitate the

passage of French troops from North Africa and allow France to reduce

its presence in the Alps in favour of strengthening the western front. But

in so doing Young and Jordan imply that the entire French military

establishment advocated correct relations with fascist Italy and a return

I would like to thank the following for their assistance in my preparation of this piece: Professor

Paul Kennedy, Professor Robert Young, Professor Zara Steiner, Professor Frank Snowden, Professor

Geoffrey Parker, Dr Brian Sullivan, Dr Peter Jackson, Dr Talbot Imlay and Mrs Kempley Salerno

Bryant.

I. Liddell Hart in The Times, 8 Feb. i939; National Maritime Museum, Greenwich, Chatfield

Papers, volume 6, file 4, Memorandum on Sea Power, Churchill to Chamberlain, Halifax and Chatfield,

25 Mar. I939 (also may be found in P[ublic] R[ecord] O[ffice], F[oreign] O[ffice files] 37I, volume

23982, W 572I/108/50 and in PRO, PREM[ier files] I, volume 345).

2. D. C. Watt, 'Britain, France and the Italian Problem, I937-39', Les relations franco-britanniques

1935-39 (Paris, I975); Lawrence Pratt, East of Malta, West of Suez: Britain's Mediterranean Crisis,

1936-39 (Cambridge, I975); Williamson Murray, The Change in the European Balance of Power,

1938-39: The Path to Ruin (Princeton, 1984); and Paul Stafford, 'Italy in Anglo-French Strategy and

Diplomacy, October 1938-September I939', (Univ. of Oxford, D.Phil.thesis, I983).

3. Elisabeth du Reau, Edouard Daladier 1884-1970 (Paris, I993); Martin Alexander, The Republic in

Danger: General Maurice Gamelin and the Politics of French Defence, 1933-40 (Cambridge, I992);

Robert Frankenstein, Le prix du rearmement francais, 1935-39 (Paris, I982); Pierre Renouvin, 'Les

relations de la Grande-Bretagne et de la France avec l'Italie en 1938-39', Les relations franco-

britanniques; and Robert Young, In Command of France: French Foreign Policy and Military Planning

1933-40 (Cambridge, MA, 1978).

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APPEASEMENT OF ITALY, I9 3 7-9 67
I997

to the Franco-Italian 'alliance' of I935.1 In fact, beginning in 1937 the

leaders of the French Navy rejected many of the arguments made by

their colleagues in the Army and actively promoted a naval perspective

on foreign affairs among France's governing class. One of the most

important supporters of the Marine's position on Italian aims in the

Mediterranean, and the appropriate French response, was Premier

Edouard Daladier. Daladier's support in I937-9 for an early Mediter-

ranean offensive justifies an analysis of pre-war French naval strategy

and its influence on policy - an analysis that does not yet exist.2 By

examining Anglo-French-Italian relations from the perspective of

London, Paris and Rome,3 and focusing on the role played by the

French Navy in the formulation of French and Allied Mediterranean

strategy in 1937-39, this article attempts to begin filling that gap. Ulti-

mately, it aims to show not only that the French Marine had seriously

considered an assault against Italy long before the British, but that

France - in contrast to Britain - entered the Allied staff talks of the

spring of 1939 with a coherent and well-formulated Mediterranean war

strategy. Moreover, it was this aggressive French plan that prodded the

British into revising, if hesitantly and only tentatively, their own passive

Mediterranean strategy. Unfortunately, historians of Allied policy in

the Mediterranean have based their analyses of French Mediterranean

strategy in I937-9 largely on the French decision in August I939 to

adopt the policy of the British Prime Minister, Neville Chamberlain, of

I. Robert J. Young, 'French Military Intelligence and the Franco-Italian Alliance, 1933-39', Histori-

cal Journal, xxviii (1985), I43-68; Nicole Jordan, 'Maurice Gamelin, Italy and the Eastern Alliances',

Journal of Strategic Studies, xiv (I99I), 428-41.

2. The literature on the French Marine during this period is limited to memoirs, biographies, official

operational histories and a work on the domestic political influences of the naval leadership: Paul

Auphan and Jacques Mordal, La Marine francaise dans la Seconde Guerre Mondiale (Paris, I967);

Philippe Masson, La Marine francaise et la guerre I939-45 (Paris, i991); Herv6 Coutau-Begarie,

Castex, le strategie inconnu (Paris, I985); idem and C. Huan, Darlan (Paris, i989); Chalmers Hood,

Royal Republicans: The French Naval Dynasties between the World Wars (Baton Rouge, LA, I985).

Mariano Gabriele, in his 'I piani della marina francese contro l'Italia nel 1939', Bollettino d'Archivo

dell'Ufficio Storico della Marina Militare iii (Sept. I988), I75-206, emphasizes that the French Navy

contemplated offensive operations against Italy in I939, but he overlooks both the historical de-

velopment of those plans and their influence on France's political leadership. With the exception of

Geoffrey Perett, 'French Naval Policy and Foreign Affairs, I930-39' (Stanford University, Ph.D.

dissertation, 1977), virtually nothing exists on French naval strategic planning and its effect on French

foreign policy in the late I930s. Much of Perett's work on the later period focuses on the developing

relationship between the Marine and the Royal Navy, which has been well covered by M. A. Reussner,

Les conversations franco-britanniques d'Etat-Major (i935-39) (Paris, i969).

3. All the historians who have written on Anglo-French-Italian relations during this period have

relied largely on documentation from only one of the concerned nations' archives: D. C. Watt, 'Britain,

France and the Italian Problem'; Renouvin, 'Les relations de la Grande-Bretagne et de la France avec

l'Italie'; Williamson Murray, 'The Role of Italy in British Strategy, 1938-39', Journal of the Royal

United Services Institute, cxxiv (i979); William Shorrock, From Ally to Enemy: The Enigma of Fascist

Italy in French Diplomacy, I920-40 (Kent, OH, i988); and Donatella Bolech Cecchi, Non bruciare i

ponti con Roma: le relazioni fra l'Italia, la Gran Bretagna e la Francia dall'accordo di Monaco allo

scoppio della seconda guerra mondiale (Milan, I986). The one exception to this national-centric rule of

Anglo-French-Italian histories is Stafford, 'Italy in Anglo-French Strategy and Dipolomacy', who has

written on this subject using documentation from all three nations' archives, though his French and

Italian research was noticeably less comprehensive than his British work.

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68 THE FRENCH NAVY AND THE February

seeking Italian neutrality. While many agree that this French resignation

was the result of immediate circumstances during the summer of I939 -

Britain's determination to pursue Mediterranean appeasement and

France's crisis of confidence - historians have failed to recognize that

French fears about a rising Italian menace in I937-9 served as the

catalyst for the various permutations of Anglo-French Mediterranean

planning before the war.

To prevent a repeat of Germany's recent challenge to France's continen-

tal pre-eminence, the French tried in the aftermath of the First World

War to create a system that provided permanent security against a

revival of the German threat. In addition to the treaties of Versailles and

Locarno, which sought to restrict Germany to her existing borders by

international law, France signed a series of agreements with the new

states of eastern Europe - Poland, Czechoslovakia, Yugoslavia and

Romania - hoping that a second front could be created there in the event

of German or Russian aggression. The French supplemented these

accords of questionable worth with the League of Nations and its

commitment to 'collective security', drawing their old ally Britain into

France's loosely conceived security system. Finally, France constructed

what became known as the Maginot Line, a defensive barrier of varying

degrees of impenetrability that ran the length of the eastern frontier

along the Rhine from Luxembourg to Basle.1

The economic collapse of the early I930s and the rise to power of the

Nazi Party in Germany compelled France to re-evaluate its system of

national security. Adolf Hitler's abrupt departure from both the League

and the Disarmament Conference in October I933 convinced many

French statesmen that a future war against Germany was no longer a

worrying possibility but dreadfully unavoidable. But arming for this

inevitable conflict in the midst of French economic turmoil was almost

impossible. By 1935, French industrial production was one-third lower

than in 1928 and agricultural prices had fallen over fifty per cent. The

depression drove France's allies in the East so close to bankruptcy that

they could no longer establish a second front against Germany on their

own; assistance, in the form of men and materiel from France, was

required.2

The solution to the strategic predicament presented by the increasing

threat of a revanchist Nazi Germany and a weakened European security

system, according to Foreign Minister, and later Premier, Pierre Laval

and the French General Staff, was Italy. Not only had Benito Mussolini

I. Maurice Vaisse, Securite d'abord: la politiquefrancaise en matiere de desarmement (Paris, I98 ),

passim; Jean-Baptiste Duroselle, La decadence, 1932-39 (Paris, I979), pp.99-104; Young, In Com-

mand of France, pp. I3-32, 52-75.

2. Tom Kemp, The French Economy, I9I3-39 (London, 1972), pp.99-145; Alfred Sauvy, 'The

Economic Crisis of the I930s in France',Journal of Contemporary History, iv (I969), 2I-35; Richard

Overy, The Road to War (London, I989), p. I I7.

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69
APPEASEMENT OF ITALY, I 9 37-9
I997

supported Austrian independence - most publicly in July I934 when the

Italian Duce ordered four divisions to the Brenner in the wake of the

assassination of Austrian Chancellor Engelbert Dolfuss' - but northern

Italy offered a dependable land route to the East. By sending supplies to

eastern Europe across Italy, France could retain the second front against

Germany. Determined diplomacy by Foreign Ministers Louis Barthou

and Laval resulted in the Franco-Italian agreement of January I935,

which traded a joint proclamation on the necessity of maintaining

Austrian sovereignty for a 'free hand' to Italy in Ethiopia. France and

Italy then held army and air force staff talks in May and June. A genuine

Franco-Italian alliance was in the making, or at least so many French-

men believed.2

Officials at the Naval Ministry in Paris were not among those in

France optimistic about relations with Italy. Military discussions be-

tween France and Italy in I935 did not extend to the two naval staffs. In

fact, Laval's talks with Mussolini intentionally avoided any mention of

the two nations' navies. The Italians had complained bitterly that France

had not begun reducing its fleet of battleships to the level stipulated by

the Washington and London treaties: I75,ooo tons of capital ships by

the end of I936. But naval parity with Italy was something that the

French Naval Staff categorically refused to consider. Both economic

hardship and the limits imposed by the naval treaties had conspired to

bring new construction and refitting of France's largest, most powerful

and most expensive ships to a virtual halt in the 192os and early I930s.

Between 1918 and 1932, French shipbuilding occurred in only the light

cruiser, destroyer and submarine categories; France built no new capital

ships and reconditioned only three of its World War I-generation

battleships during this period. Finally, in response to German ship-

building in 1933-4, France laid the keels of its first two post-war capital

ships. With these battleships still under construction and in the light of

the unsettled international situation, the Naval Staff in late I934 reiter-

ated its opposition to a large-scale scrapping programme. Under press-

ure from both Naval Chief of Staff Admiral Georges Durand-Viel and

Naval Minister Franoois Pietri, Laval agreed that negotiations with Italy

I. Jens Petersen, Hitler-Mussolini: Die Entstehung der Achse Berlin-Rom, I933-36 (Tiibingen,

I973), pp. 328-76; Renzo DeFelice, Mussolini il Duce, Vol. I: Gli anni del consenso, I929-I936 (Turin,

1974), PP- 512-24; Rosaria Quartararo, Roma tra Londra e Berlino: Politica Estera Fascista dal 1930 al

1940 (Rome, I980), pp. 80-5; Jiirgen Gehl, Austria, Germany and the Anschluss, I93I-38 (Oxford,

1963), pp. IO1-4.

2. For the Franco-Italian air pact, see Archivio dell'Ufficio Storico dell'Aeronautica, Rome, busta

68, Collaborazione Aerea Italo-Francese, 12 and 13 May 193 5. For details of the convention reached in

June between French General Maurice Gamelin and Italian General Pietro Badoglio, see Salvatore

Minardi, 'L'accordo militare segreto Badoglio-Gamelin del 1935', Clio (Apr.-June I987). For a

description of France's search for a military alliance with Italy in I935-36, see Robert J. Young,

'Soldiers and Diplomats: The French Embassy and Franco-Italian Relations, I935-36', Journal of

Strategic Studies, vii (1984).

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THE FRENCH NAVY AND THE February
70

could not proceed until the Italians consented not to discuss naval

issues.1

It was not long thereafter that France's carefully constructed Euro-

pean security system began to crumble. In March I935, Hitler con-

firmed the existence of a German Air Force - Germany's first open

repudiation of Versailles - reintroduced conscription and announced

his plan for an Army of 50o,ooo men. Less than three months later

Britain signed a bilateral pact with Germany that sanctioned an almost

three-fold expansion of the Germany navy. Besides revising Versailles

and sparking a European naval arms race, the Anglo-German Naval

Agreement contributed significantly to the outbreak of the Italian-

Abyssinian war and the resulting Mediterranean crisis of I935-6.2

The Italian-Abyssinian conflict forced France to choose between her

ally of the Great War, Britain, and her newest ally, Italy. Laval reluc-

tantly sided with the British and imposed sanctions on Italy for attack-

ing a sovereign member of the League. At Laval's insistence, though, the

League decided not to impose the two punitive measures that might have

forced Mussolini to reconsider his East African adventure: an oil em-

bargo and the closing of the Suez Canal. Nevertheless, the Duce inter-

preted France's action as treachery and recognized that Italian foreign

policy was fundamentally opposed to that of Britain and France; Mus-

solini notified Hitler in January 1936 that Italy was willing to reconsider

its defence of Austrian independence in return for an Italian-German

understanding. The subsequent pusillanimous response of the western

powers to Germany's remilitarization of the Rhineland in March and

Italy's successful occupation of Addis Ababa in May showed Mussolini

that the democracies lacked the strength and will to oppose German and

Italian revanchism. The Fiihrer, impressed by the Duce's defiance of

Britain since the summer of 1935 and his support for Germany during

the Rhineland crisis with France, lent the Italians German submarines

for the Mediterranean and immediately began laying the groundwork

for the Rome-Berlin Axis of October I936.3

The course of the Italian-Abyssinian war led some in the French

Marine to become increasingly suspicious of Italy's intentions. After

I. According to French Ambassador Charles de Chambrun, the Italian decision of mid-1934 to lay

down two 35,ooo-ton battleships prevented any Franco-Italian agreement on naval issues: PRO, FO

37I/I9497, Ri I77/I/67, Lambert memo, 27 Mar. I935. France still had 238,925 tons of battleships,

which represented a fifty-three per cent superiority over Italy in the capital-ship category. The keels for

the 26,500oo-ton Dunkerque and Strasbourg were laid in I933 and I934, respectively, in response to

Germany's Scharnhorst and two Deutschland-class pocket battleships: Brassey's Naval and Shipping

Annual (New York, I935 edn.), pp. 29i-6;Jane's Fighting Ships (London, 935 edn.), pp. 171-4. For the

specific limits imposed by the Washington Treaty, see Brian R. Sullivan, 'Italian Naval Power and the

Washington Disarmament Conference of I921-22', Diplomacy & Statecraft, iv (I993), 220-48. For the

Marine's opposition to the ratios established by the Washington Treaty, see Perett, 'French Naval

Policy and Foreign Affairs', 123-53.

2. Reynolds M. Salerno, 'Multilateral Strategy and Diplomacy: The Anglo-German Naval Agree-

ment and the Mediterranean Crisis, I93 5-36', Journal of Strategic Studies, xvii (I 994).

3. Manfred Funke, Sanktionen und Kanonen: Hitler, Mussolini und derAbessinienkonflikt, 1934-36

(Diisseldorf, I1970), pp. 45-7; R. A. C. Parker, 'Great Britain, France and the Ethiopian Crisis, I193 5-36',

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APPEASEMENT OF ITALY, I 9 3 7-9
I997 71

the Italians had suffered a series of setbacks in Abyssinia in December

I935, the French naval attache in Rome suggested that Britain and

France tighten sanctions and concentrate their naval forces at Malta

rather than in the western Mediterranean. But the attache was soundly

rebuffed by both his British colleagues in the Royal Navy, who had no

intention of getting involved in this 'silly African business', and Admiral

Jean Decoux, head of the Marine's Section d'Etudes, who had long

advocated a Franco-Italian entente and now supported Italy's defence

of 'the cause of Civilization' in Ethiopia. Although the Marine in

January 1936 postulated that a future conflict with Italy was as likely as

war with Germany, Durand-Viel and his leading strategist, Decoux,

viewed this eventuality, which would stretch the Marine beyond its

capacity in both the Atlantic and the Mediterranean, as too dreadful and

potentially disastrous to consider seriously.1 Once the Germans had

reoccupied the Rhineland and the Italians had entered Addis Ababa,

Durand-Viel and Decoux became active proponents of lifting sanctions,

recognizing Italy's Ethiopian empire and signing a 'Mediterranean Lo-

carno' with Italy. Unwilling to hope for a return to the Franco-Italian

'alliance' of 1935, the two leading admirals at the Marine nevertheless

joined those in the French Army and Air Force who supported Laval's

Italian policy of facilite, or cheap appeasement. Yet many of the French

naval commanders and attaches in the field had begun to question the

viability of appeasing Italy and, instead, had developed an unmistakable

touch of Italophobia. This sentiment was often accompanied by a latent

resentment of the British, who were reluctant to consider joint oper-

ations in the Mediterranean but on whom France remained dependent

for any naval action in that theatre.2 These emotions would only become

more vituperative over the course of the following year.

The rift in Franco-Italian relations that had opened as a result of the

Italian-Abyssinian conflict became a chasm during the Spanish Civil

War. Mussolini had been hostile to the second Spanish Republic ever

since its birth in 193 i, so much so that the Duce had supported two failed

plots against it in I932 and I934. While ideological antipathy toward

liberals and socialists explains his hostility to the Republic, the Duce

provided arms and money to Army and Monarchy conspirators in Spain

principally to improve Italy's strategic position in the western Mediter-

ranean vis-a-vis France. Thus, when Franco declared war on the

ante, lxxxix (i974), 293-332; MacGregor Knox, 'II fascismo e la politica esteria italiana', La politica

estera italiana (i860-1985), ed. R. J. B. Bosworth and S. Romano (Bologna, 1991), pp. 323-6.

i. S[ervice] H[istorique de la] M[arine, Vincennes], serie iBB2, volume 15, Etude sur la repartition

des forces navales francaises en temps de paix et leur utilisation en temps de guerre, Io Jan. I936; PRO,

AIR [Ministry files] 2/i68i, Ivelaw-Chapman to Dacre, 31 Dec. I935; Amiral Jean Decoux, Adieu

Marine (Paris, 1957), pp. 281, 285, 328; Hood, Royal Republicans, pp. 154-5; Steven Morewood, 'The

Chiefs of Staff, the "Men on the Spot" and the Italo-Abyssinian emergency, 1935-36', Decisions and

Diplomacy: Essays in Twentieth-Century International History, ed. D. Richardson and G. Stone

(London, I995), pp. 89-95.

2. SHM, iBB2, 182, dossier i/A I6, m6mento, I4 Apr. 1936; SHM, iBB2, 20o8, N. 4I EMG/EAN,

Durand-Viel to Pietri, 9 June 1936; SHM, iBB2, 184, N. 57 bis EMG/EAN, note au ministre, 6 July

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THE FRENCH NAVY AND THE February
72

Republic in July 1936, and the French and Soviets offered aid to the

Republicans, Mussolini unhesitatingly sent twelve bombers and five

tanks to the Nationalists. By the end of August, the German and Italian

intelligence agencies had begun coordinating their aid to the National-

ists, resulting in not only a sharp increase in German and Italian materiel

shipments to Spain but an increasingly pro-German, anti-French Italian

foreign policy.1

The Fascist and Nazi intervention in Spain and the accompanying

reorientation of Italian foreign policy did not go unnoticed in France,

but was not addressed in a unanimous or coherent fashion. As Premier

of the Popular Front government that won the parliamentary elections

of May I936, Leon Blum initially focused his attention on arresting

France's mounting deficit, persistent inflation and crippling industrial

stagnation. In June, a wave of strikes paralyzed the country, leading to

rumours of an imminent Communist coup, a flight of capital from

France and a devaluation of the franc.2 Preoccupied with economic

issues, Blum was unprepared for the outbreak of civil war in Spain and

therefore had difficulty solving the desperate lack of domestic consensus

on foreign affairs that emerged from it. While the Communists and

Socialists argued for direct support to the Republicans at a level com-

parable to that provided to the Nationalists, conservative politicians

feared Comintern influence in France, opposed left-wing warmonger-

ing and favoured appeasing the Fascists. Blum steered the middle course,

choosing non-intervention but permitting arms and volunteers to move

across French borders.3 Although this approach allayed the domestic-

political conflict over Spain, it enhanced Mussolini's resentment of the

Jewish socialist Blum and the 'decadent plutodemocracy' France. Be-

sides Blum's deceitful endorsement of non-intervention, Mussolini

became convinced, as he had been in I932-4, that the French govern-

ment would sign a secret treaty with the Spanish Republic granting

France special privileges in the Balearic Islands and the Iberian

peninsula.4

I936. For Laval's policy toward Italy, see Fred Kupferman, Laval (Paris, I987), pp. I22-76; Jean-Paul

Cointet, Pierre Laval (Paris, I993), pp. 145-87.

i. A[rchivio] S[torico] D[iplomatico al Ministero degli Affari Esteri, Rome], A[rchivio di] G[abi-

netto], U[fficio di] C[oordinamento], bobina 9, fascicolo 44/I, Accordo Balbo-Barrera, 31 Mar. I934;

ASD, AG, UC, 9, 44/2, Accordo Canaris-Roatta, 26 Aug. I936; ASD, AG, UC, 9, 44/2, Colloquio

Ciano-Neurath, 21 Oct. I936. As of i Dec. I936, the Germans and the Italians had sent 28o aircraft and

95 tanks to the Nationalists: Ilprocesso Roatta. I documenti (Rome, 1945), p. 8 ; John F. Coverdale,

Italian Intervention in the Spanish Civil War (Princeton, I975), pp. I02-26; Knox, 'II fascismo e la

politica estera italiana', pp. 324-6.

2. Alexander Werth, The Destiny of France (London, I937), pp. 292-3I4; Martin Wolfe, The French

Franc between the Wars, 1919-39 (New York, I95 I), pp. 120-2; Frankenstein, Leprix du rearmement

francais, pp.65-79, I25-4I; Overy, Road to War, pp. I22-5.

3. Julian Jackson, The Popular Front in France: Defending Democracy, I93 4-3 8 (Cambridge, I988),

pp. 42-51 I; Carlos Serrano, L'enjeu espagnol: PCF et guerre d'Espagne (Paris, i987), pp. 9-36.

4. ASD, AG, UC, 9, 44/I, Verbale della riunione tenuta a Palazzo Venezia, 31 Mar. 1934; ASD, AG,

UC, 9, 44/4, Verbale della riunione tenuta a Palazzo Venezia, 6 Dec. I936. Also see Rafaele Guariglia,

Ricordi, I922-46 (Naples, 1949), pp. I86-9; Coverdale, Italian Intervention, pp. 40-54.

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APPEASEMENT OF ITALY, 1937-9
I997 73

The increasing degree of Italian-German collaboration in support of

the Spanish Nationalists persuaded Durand-Viel in November 1936 that

joint planning with the Royal Navy was imperative. But the British

Admiralty responded negatively to his request and insisted that the

Italian threat in the Mediterranean was not as great as the French

claimed. In truth, the Admiralty shunned Anglo-French naval talks on a

coordinated anti-Italian Mediterranean strategy for fear of undermining

the success of Britain's ongoing diplomatic negotiations with Italy.

Stung by the British rebuke, the Marine decided to concentrate its forces

in the western Mediterranean, rather than the Atlantic, to prevent an

enemy conquest of the Balearics and to secure the transport of French

troops from North Africa. During its meeting of 4 December I936, the

French Navy's Conseil Superieur concluded that the Marine should

submit an extensive three-year construction programme to increase the

size of its fleet in response to German, Italian and British naval rearma-

ment.1 Blum approved the programme and French naval rearmament

began in earnest.

Admiral Franqois Darlan succeeded Durand-Viel as Chief of the Naval

Staff in January I937. Darlan had attracted the attention of Blum and

Defence Minister Daladier when the admiral headed a mission to

London in mid-I936 that intended to impress upon the Admiralty the

strategic threat posed to the Balearic and the Canary Islands by the

Italians and the Germans. Although Darlan's mission failed to persuade

the Royal Navy that these islands should be defended or preemptively

occupied, Blum recognized that Darlan 'thinks exactly as I do' about the

Italians and the Germans, and not as Durand-Viel, who was lobbying

for an agreement with Italy in the Mediterranean. Much to Durand-

Viel's dismay, and on the recommendation of Alphonse Gasnier-Du-

parc, the Naval Minister and also Darlan's cousin-in-law, Blum in

October I936 designated Darlan to succeed to the highest naval post in

France. In so doing, Blum passed over admirals with more combat

experience and more seniority than Darlan, choosing instead an admiral

whose views on foreign policy were sympathetic to the Popular Front

and who also championed the government's social reforms within the

navy.2

i. SHM, iBB2, 203, N. I40 EMG/o, Durand-Viel to Gasnier-Duparc, 4 Nov. I936; SHM, IBB2,

203, memento, 20 Nov. I936; D[ocuments]D[iplomatiques]F[rancais I932-39] (Paris, I964-86), serie 2,

volume iv, nos. io and 23; SHM, IBB2, 184, Abrial to Durand-Viel, 26 Nov. 1936; SHM, IBB2, 184,

Godfroy to Durand-Viel, 27 Nov. 1936; SHM, IBB2, i7o,N. 20 EMG/SE, 27 Apr. i937; Rene Sabatier

de Lachadenede, La marine francaise et la guerre civile d'Espagne, I936-39 (Vincennes, I993),

pp. 89-95. The Marine's I937 budget of 4,618 million francs increased thirty per cent over the 1936

budget of 3,564 million francs. For annual military expenditure statistics, see Frankenstein, Le prix du

rearmement francais, p. 303; Robert A. Doughty, 'The French Armed Forces, I918-40', Military

Effectiveness, Vol. II: The Interwar Period, ed. A. R. Millett and W. Murray (Boston, 1988), p. 5o.

2. Decoux, Adieu Marine, pp.337-8; Coutau-B6garie and Huan, Darlan, pp. I6-I9; Hood, Royal

Republicans, pp. 156-7.

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Although both Durand-Viel and Darlan were conservative admirals

who fought hard for naval rearmament funding and the continued

independence of the Marine, their personalities, leadership styles and

ideas about the proper role that the Marine should play in the world

were quite different. While Durand-Viel was a soft-spoken, cautious

administrator who sought out advice from subordinates on issues from

staffing to strategy and deferred to his minister for major policy de-

cisions, Darlan was an extremely self-confident, resolute admiral who

monopolized every aspect of the Marine. By acquiring more authority

over the Marine than any other naval chief before him, Darlan entirely

reconceived French naval strategy in I937-40 and endeavoured to incor-

porate his strategy into the making of French foreign policy. In this

realm, Darlan exhibited a much more realistic understanding of the

priorities of the British Navy and adopted a much more aggressive

posture vis-a-vis Italy than his predecessor.1 Not only did Darlan

believe that Italy and the Regia Marina represented the greatest threat to

France and the Marine, but Darlan saw in propagating the Franco-

Italian conflict an opportunity to accelerate French naval rearmament,

enhance the prestige of the Marine in France and improve his own status

within the French government.

Making a change in the leadership at the Marine, however, did little to

arrest the falling French franc or the downward spiral in Franco-Italian

relations. By the spring of 1937, the franc had collapsed and Blum was

forced to make further cuts in spending on rearmament and domestic

social programmes. Unemployment soared and industrial production

plummeted. Blum, who had become the political scapegoat for France's

economic troubles, resigned in June.2 Although Mussolini's antagonist

in France was no longer at the helm of the French government, the Duce

saw no reason to abandon his Francophobia, for he believed the French

determination to counter Italian imperial aims extended deeper into the

French Republic than Leon Blum. Soon after the Italians had effectively

eliminated the last organized Ethiopian resistance in February 1937, and

in response to the Italian establishment of a large air base in the Balear-

ics, the French Deuxieme Bureau smuggled arms into Ethiopia from the

Sudan and encouraged revolt among disaffected Abyssinians, resulting

in the Gojjam uprising of August I937. France not only hoped to reverse

Italy's recent successes in Ethiopia but also sought to upset Italy's

position in the western Mediterranean - which imperilled French com-

munications with Morocco, Algeria and Tunisia - by pinning down

Italian soldiers in East Africa. Frustrated by French intervention but

oblivious to France's underlying strategic objectives, Mussolini aug-

I. Alain Darlan, L'Amiral Darlan parle (Paris, I952), pp. 11-43; Jules Th6ophile Docteur, Darlan,

amiral de la flotte: la grande enigma de la guerre (Paris, i949), pp. 39-40; Coutau-Begarie and Huan,

Darlan, pp. 12I-3 ; Hood, Royal Republicans, pp. 159-60.

2. Jean Lacoutre, Leon Blum (Paris, 1977), pp. 397-422; Overy, Road to War, pp. I25-8.

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APPEASEMENT OF ITALY, I193 7-9
I997 75

mented his troop levels in Ethiopia and initiated Italy's merciless mus-

tard gas bombing campaign of late i937.1

Coinciding with the Gojjam revolt was Franco's request of Italy to

intercept Russian shipments of weapons and supplies steaming from the

Black Sea to Spanish government ports. Mussolini, who was optimistic

that a naval campaign might precipitate an end to the Spanish Civil War,

placed almost a hundred submarines, cruisers, destroyers and navy

auxiliaries in the Straits of Sicily, the Aegean and along the Spanish

Mediterranean coast, all with orders to attack any Republican ship, any

Soviet merchant ship and any merchant ship under a Republican escort.

From 6 August until 13 September, half of the Italian fleet - unmarked

and mostly operating only at night - patrolled the Mediterranean, firing

forty-three torpedoes at twenty-four vessels, sinking four merchant

ships and damaging one Republican destroyer.2 Although Anglo-

French intelligence confirmed that Italy's navy was responsible for these

assaults, no action was taken until 30 August when Italian submarines

unintentionally attacked the British destroyer Havock. Britain and

France, at the latter's behest, then met at Nyon on 10-14 September and

agreed to patrol the Mediterranean and destroy any unidentified sub-

marines. Although the 'pirate' submarine campaign ceased, Mussolini

had suspended offensive submarine operations in the Mediterranean on

4 September. And even though the Admiralty almost immediately

learned of this suspension from decrypted Italian signals, the British and

French went to Nyon anyway. The conference, as a result, succeeded

before it began.3

While Italy's 'pirate' submarine campaign infuriated, though it did

not surprise, many officials at the Marine, the fortification of an Italian

air base in the Balearics alarmed them. Since the start of the Spanish Civil

War, Mussolini had kept Italian bomber units on Mallorca weak to

avoid worsening tensions with Britain and France. Encouraged by the

western powers' lack of resolve at the Nyon Conference - Italy had

been invited to join the anti-submarine patrol of the Mediterranean -

and anxious to substitute aerial bombardment for his concluded sub-

marine campaign, Mussolini in September I937 sent twelve bombers to

Mallorca and ordered them to begin regular attacks on Republican

I. Brian R. Sullivan, 'The Italian-Ethiopian War, October I935-November I94I: Causes, Conduct,

and Consequences', Great Powers and Little Wars: The Limits of Power, ed. A. Hamish Ion and E. J.

Errington (Westport, CT, 1993), pp. I88-9.

2. ASD, AG, U[fficio] S[pagna], busta io, Franco to Mussolini, 3 Aug. 1937; ASD, AG, UC, o0,

46/I, Processo verbale della riunione a Palazzo Venezia, 5 Aug. I937; ASD, AG, US, io, conversazione

fra Cavagnari e Moreno, 7 Aug. I937; Franco Bargoni, L'impegno navale italiano durante la guerra

civile spagnola (1936-39) (Rome, I992), pp. 280-3 I7; William C. Frank, Jr., 'Naval Operations in the

Spanish Civil War, 1936-39', Naval War College Review (Jan.-Feb. 1984), 42-3; Brian R. Sullivan,

'Fascist Italy's Military Involvement in the Spanish Civil War', Journal of Military History, lix (I 99 5),

7i6.

3. ASD, AG, US, 95, Franco note, 3 Sept. I937; Galeazzo Ciano, Diario 1937-43 (Rome, i990 ed.), 4

Sept. I937, p. 33; Peter Gretton, 'The Nyon Conference - The Naval Aspect', ante, xc (i975), 103-12;

William C. Mills, 'The Nyon Conference: Neville Chamberlain, Anthony Eden, and the Appeasement

of Italy in 1937', International History Review, xv (I993), 1-22.

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THE FRENCH NAVY AND THE February
76

ports. By January I93 8, Mussolini had doubled both his bomber force in

the Balearics and the scale of Italian attacks on port facilities and

shipping.1

What had been feared by the French Naval Staff for more than a year

was now becoming a reality: Italy was attempting an overt seizure of the

Balearics in preparation for a future war against France. Although this

viewpoint was not widely shared in France, the Marine's concerns were

warranted. As early as I929-32, the Italian Minister of War Pietro

Gazzera admitted that Mussolini anticipated a military conflict with

France in the near future and Foreign Minister Dino Grandi acknowl-

edged that Italy's policy was fiercely anti-French. Then on the same day

that the Nazis invaded Austria, the Gran Consiglio del Fascismo - the

supreme organ of the Fascist government - endorsed Italy's collab-

oration with German foreign policy against France. In Genoa later that

spring, Mussolini not only proclaimed that Italy and France were on

'opposite sides of the barricade' in the Spanish affair, but he also extolled

the Anschluss, reviled the democracies, declared the Franco-Italian

friendship of I935 'dead and buried', and insisted that together the

Fascist and National Socialist revolutions were 'destined to set the tone

for this century'.2

At Darlan's insistence, Foreign Minister Yvon Delbos suggested to

British Foreign Secretary Anthony Eden in late September I937 that

Britain and France either seize Menorca (currently in Republican hands)

or demand that the Italians cease their fortification of Mallorca by

threatening a French reopening of the Pyrenees frontier. After the

British rejected both of these ideas in favour of a conciliatory policy

toward Italy, the Marine desperately recommended stationing a joint

Anglo-French naval force at Port Mahon on Menorca, to do nothing

more than demonstrate the West's opposition to Italy's occupation of

Mallorca. In October, this proposal was also dismissed by the Admiralty

as infeasible and unnecessarily provocative.3

Darlan, who had long held Britain in contempt for the post-war naval

treaties' stipulation of Franco-Italian naval parity, was now infuriated at

Britain's reluctance to draw a connection between the current struggle in

Spain and a possible future conflict involving both Britain and France.

The nature of the Spanish war - including Italy's sale of four submarines

and four destroyers to Franco - Mussolini's visit to Germany in Sep-

I. Between September 1937 and March I939, German and Italian bombers sunk I I 5 Republican and

5 foreign merchant ships: Ferdinando Pedriali, Guerra di Spagna e aviazione italiana (Pinerolo, 1989),

pp. 70-92, 327-44; Paul Preston, Franco: A Biography (New York, I994), pp. 208-93; Frank, 'Naval

Operations in the Spanish Civil War', 46; Sullivan, 'Fascist Italy's Military Involvement in the Spanish

Civil War', 722.

2. A[rchivio] C[entrale dello] S[tato, Rome], S[egretaria] P[articolare del] D[uce], C[arteggio]

R[iservato], busta 32, fascicolo I6, 12 March 1938; Sergio Pelagalli, 'I1 generale Pietro Gazzera al

ministero della guerra (I928-33)', Storia Contemporanea, xx (1989), I040-5; Knox, 'I testi "aggiustati"

dei discorsi segreti di Grandi', Passato e Presente, xiii (1987), 97-I 17; Opera Omnia di Benito Mussolini,

xxix (Florence, I959), pp. 99-0I2.

3. DDF, 2, vi, no.465; DDF, 2, vii, nos. 54, 6i, 88, I38.

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APPEASEMENT OF ITALY, 9 3 7-9
I997 77

tember, and Italy's withdrawal from the League and entrance into the

Anti-Comintern Pact in the following month proved to the Naval Chief

of Staff that two great imperial powers, France and Britain, might soon

find themselves at war with Germany, Italy, Japan and Spain. Even if

Franco chose neutrality, France should expect the Caudillo to grant the

Axis powers use of the Balearics. Not only should France add Spain to

the list of potential enemies, but the High Command must develop a

contingent strategy for the transport of French troops from North

Africa; an Axis base in the Balearics would represent a dire threat to the

Marine's existing plans. The Naval Staff demanded that France prepare

an indirect troop-transport route by accelerating the construction of the

naval base at Mers-el-Kebir and by contemplating the early conquest of

Spanish Morocco.1

The growing Italian peril and the increasing reluctance of Britain to

acknowledge it also motivated Darlan to seek an acceleration of French

naval rearmament. Durand-Viel and Blum had started this process in

1936, but Darlan contended that the naval budget had to reflect the

expansion of the Italian Navy that had occurred during I937. Although

France still enjoyed naval superiority over Italy, this luxury was quickly

coming to an end. The Regia Marina had just begun enjoying the fruits

of Mussolini's 1936 naval construction programme, which included the

modernization of two World War I-generation battleships and a new

fleet of submarines. The Italians had also laid the keels for two more

first-line battleships, which would give Italy a decisive capital-ship

advantage over France by July 1940. The Marine's Section d'Etudes

estimated that, without a significant expansion of the French naval

programme, the Regia Marina's total fleet tonnage would surpass that of

the Marine by the end of 1942. By presenting the Marine's proposed

supplemental budget as an imperative response to Italy's overt ship-

building agenda and as a critical element of French foreign policy,

Darlan in May 1938 gained approval for a new three-year naval pro-

gramme that accelerated the rate of shipbuilding and allocated funding

for two additional first-line battleships, one cruiser and an array of

heavy destroyers and submarines. 'If we continue to sleep', Darlan

explained, 'our country will be incapable of pursuing a strong foreign

policy. We will lose our friends and our alliances.'2

But Darlan did not content himself with advancing naval rearma-

ment. In late 1937, he argued for a comprehensive and geographic

reorientation of French foreign policy. To defend themselves against

I. S[ervice] H[istorique de l']A[rmee de la] T[erre, Vincennes], s6rie 2N, volume 24, N.

I49/EMG-SE, Campinchi to Daladier, 24 Nov. I937; SHM, IBB2, 204, 5, N. I6 EM.2, Bulletin de

Renseignements no. 4, de Belot to Marine, 2 Nov. I937; Sabatier de Lachadenede, La marinefrancaise

et la guerre civile d'Espagne, p. 306.

2. SHM, IBB2, 208, 12/I3, Darlan note, Composition et puissance de la flotte: son role dans la

defense nationale, 4 Dec. I937; SHM, IBB2, 220, 3/4, Situation actuelle, i Jan. I938; SHM, IBB2, 208,

I I, Darlan note, 7 Jan. I938; SHM, IBB2, 220, 1/2, Comparison des tonnages en service, 5 Feb. I938.

The Marine's 1938 budget of 6,I 5 million francs increased 33 per cent over the I937 budget of 4,618

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THE FRENCH NAVY AND THE February

78

Axis revisionism, Britain and France had to concern themselves with

littoral, imperial and continental security - especially in the Mediter-

ranean. Besides providing the route along which French troops from

North Africa travelled to France, the Mediterranean represented

France's most dependable link to eastern Europe, the Middle East and

the Orient: 'A significant part of British and French supplies and, in

particular, almost all of the oil extracted from the French, British and

Russian oil fields in the East depend on the mastery of the Mediter-

ranean. But, above all, the Mediterranean constitutes the only communi-

cation line with our Central European allies by which vital military

materiel may reach them'. French industry and the eastern front con-

cept, not to mention supplemental defence for the western front, relied

on secure Mediterranean transportation - a necessary prerequisite for

French national sovereignty.1

The Naval Staff then explained that because France's most important

foreign policy concerns were in the Mediterranean, the Mediterranean

should constitute France's first battlefield. 'If we consider, at the same

time, that the liberty of this sea is for Italy a question of life or death, and

even more so for us, it seems that any offensive action by our armies that

has not been preceded by the conquest of the Mediterranean will be

useless action'. Consequently, French war strategy should envisage first

conquering the Mediterranean and terrorizing Italy - destroying the

Italian fleet and occupying Libya, Spanish Morocco and the Balearics -

while remaining on the defensive in the east and north-east. Then, only

after the Mediterranean has been secured and provisions have been

assured, France should launch an assault against Germany.2

In presenting a blueprint for such a radical revision of French policy

and strategy, the Naval Chief revealed his disdain for the French defence

establishment and his naked ambition for political influence and power.

Although Darlan conceded that Germany remained the principal enemy

and understood that ignoring the Germans for any length of time

required jettisoning the one essential element of French defence - a fear

of Germany - he lobbied French politicians and lectured the General

Staff on the need to disregard the German threat until the Mediterranean

had been secured. Predictably, the French Army and Air Force coun-

tered that a Mediterranean orientation would either incite the Nazis to

attack France in the West or provoke a conflict with Italy that would

jeopardize France's network of eastern European alliances. Even worse,

such a strategy might precipitate both of these possibilities simul-

taneously. Instead of adopting a Mediterranean war strategy, General

Maurice Gamelin, head of France's armed forces and the Army Chief of

million francs. For annual military expenditure statistics, see Frankenstein, Le prix du rearmement

franCais, p. 303; Doughty, 'The French Armed Forces', p. 5o.

I. SHM, IBB2, 208, 12, Darlan note, Des conditions de la guerre dans la situation internationale

presente, I2 Nov. I937.

2. SHM, iBB2, 208, I I, Darlan note, Situation politique internationale, Nov. I937.

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1997 APPEASEMENT OF ITALY, 9 3 7-9 79

Staff, argued that France should stimulate its attempts to re-establish the

Franco-Italian 'alliance'.1

It was Darlan's perspective, however, that was gradually endorsed by

Daladier in late I937. Daladier perceived in the Italian 'pirate' submarine

campaign and the Italian action in the Balearics not only an increased

Italian interest in the Mediterranean, but also a tightening of the Italian-

German partnership. At the November meeting of the Comite Perma-

nent de la Defense Nationale (CPDN), Daladier explained to France's

military leaders, who had previously only postulated a Franco-German

war, that they should not exclude a conflict breaking out in the Mediter-

ranean: 'The hypothesis of conflict, with the Mediterranean as the centre

of preponderant action, raises different problems for our foreign and

military policy ... What has been merely a variation until now risks

becoming the essential.' After Italy's departure from the League and

adhesion to the Anti-Comintern pact, Daladier emphasized that in war

the Axis powers will take advantage of Italy's presence in north and east

Africa to attack the British and French empires: 'Given the two-bloc

composition [in the Atlantic and the Far East] of the Franco-British

empire, an attack in the Mediterranean, the seam between these two

blocs, would allow Germany and Italy to obtain the most decisive

results'. Moreover, Daladier saw in the Mediterranean an opportunity to

tighten France's relationship with Britain, which was also vulnerable in

that theatre. According to the Defence Minister, 'the principal preoccu-

pation of the English at this point is the Mediterranean area ... It is only

there that we can try to tie them down... It is on this terrain that we must

act'. And by December, Daladier was convinced that French strategy

could no longer focus only on Germany. 'While in a position to face an

attack from Germany and to pin down its forces to the extent necessary

in order to allow action by us or our allies, France must remain ready to

pursue eventually, as a matter of first urgency, the defeat of Italy.' In

response to both the Defence Minister's concerns and intelligence that

confirmed Italy's hostile intentions, the Army Staff began considering

air and amphibious attacks on Sardinia and Sicily, land offensives across

the Alps and a drive against Libya.2 At the end of 1937, months before

the Anschluss, important elements of the French government perceived

a genuine Italian threat in the Mediterranean.

The unwillingness of some Frenchmen to embrace the aggressive

Mediterranean policy of Daladier and Darlan disappeared with Hitler's

I. SHAT, 2N, 24, Proces-verbal du seance de la CPDN, 8 Dec. 1937. Also see Nicole Jordan, The

Popular Front and Central Europe: The Dilemmas of French Impotence, 1918-40 (Cambridge, 1992),

pp. 282-3.

2. SHAT, 2N, 24, Proces-verbal du seance de la CPDN, 3 Nov. 1937; SHAT, 2N, 24, Note sur la

situation internationale actuelle et les repercussions sur la conduite de la guerre, Daladier to Gamelin,

Darlan, and Vuillemin, 12 Nov. 1937; SHAT, 2N, 24, Proces-Verbal du seance de la CPDN, 8 Dec.

1937; SHAT, 2N, 24, Daladier memo N. 789/DN.3, 22 Dec. I937. Also see Jordan, The Popular Front,

pp. 282-3. For the French Army's plans for operations against Italy, see Young, 'French Military

Intelligence', s5o.

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THE FRENCH NAVY AND THE February
80

annexation of Austria on 12 March I938. For most people in France, the

Anschluss foreshadowed an inevitable war in the Mediterranean and

emphasized the need for an alliance with Britain. That Mussolini refused

to support Austrian sovereignty without so much as a verbal protest

indicated to Foreign Minister Joseph Paul-Boncour that 'the entente

between Germany and Italy has never been more serious'. Gamelin on

14 March agreed that 'recent events confirm the solidarity, at least for the

moment, of the Rome-Berlin Axis' and argued that 'France, if she hopes

to defend her metropolitan territory and her African empire efficiently,

can only dream of leading a successful war effort with alliances'. Later

that spring, after Italian Foreign Minister Galeazzo Ciano publicly

reaffirmed the strength of the Axis, the French Charge d'Affaires in

Rome, Jules Blondel, asserted that negotiating with the Italians could no

longer be considered seriously: the Italian game of 'separating France

from Rome ... appears more clear than ever'.1

Darlan and the Naval Staff interpreted the Anschluss and Daladier's

subsequent, private admission that France could not militarily defend

either Czechoslovakia or Spain from an Axis invasion as a call to arms. In

late March, Darlan told the other French chiefs that the Marine would

soon be in a position to oppose an Italian landing on the northern coast

of Tunisia and engage in, if necessary, a general battle there. The Navy

was also prepared to attack 'with certain efficiency' Italy's Libyan

supply and communication lines. Despite discouraging words from

Gamelin and General Joseph Vuillemin, the Air Force Chief of Staff, on

the unpreparedness of their forces in the Mediterranean theatre, Darlan

arranged for joint aero-naval exercises to take place in the Mediter-

ranean as soon as possible.2 Genuine French planning for a Mediter-

ranean war had begun.

With the annexation of Austria complete, Hitler turned his attention

to Czechoslovakia. Faced with the prospect of a German conquest of

another independent eastern European state - this one a French ally -

Daladier, now Premier, was determined to raise both continental and

Mediterranean concerns with the British. Among other things, Daladier

sought Anglo-French naval staff talks. Although the British Cabinet in

early I938 had authorized air and army staff talks with France, it had

insisted that the international situation did not require contacts between

the two navies. The political implications of the ongoing Anglo-Italian

conversations and the British commitment of 1937 to send the main fleet

to Singapore if war broke out in the Far East had precluded talks that in

I. SHAT, 2N, 25, Proces-verbal du s6ance de la CPDN, IS March 1938 (also in M[inistere des]

A[ffaires] E[trangeres, Paris], serie P[apiers I9140, sous-serie Daladier, volume i); MAE, P40, Daladier,

i, Gamelin note, N. Io82, 14 March I938 (also in SHM, iBB2, 2 I, 5; and DDF, 2, viii, no. 432), original

emphasis; MAE, serie Eur[ope I9]30-[I9]40, sous-s6rie Italie, volume 3 I9, Blondel to Bonnet, 2 June

1938.

2. SHAT, 2N, 225, iDN3, reunion des Chefs d'EMG, I7 March 1938; SHM, IBB2, I30, N. 305

EMG.3, Darlan to C-in-Cs, 26 March 1938.

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APPEASEMENT OF ITALY, 9 3 7-9
I997

any way envisaged a war in the Mediterranean.1 When Chamberlain

argued that the Anglo-Italian Easter Accords of April 1938 - which

consecrated the status quo in the Mediterranean and promised British de

jure recognition of Italy's conquest of Abyssinia once the Spanish

question were 'settled', the Libyan garrison reduced in size and a

complementary Franco-Italian agreement concluded2 - eliminated the

possibility of Italian co-operation with Germany, the Premier objected.

Daladier believed that Italy's most recent contributions to the Spanish

war - including the terror bombing of Barcelona in March and the

Italian offensive across Aragon in April - her ruthless bombing cam-

paign in Ethiopia, her growing military presence in Libya and her refusal

to condemn the Anschluss all justified joint naval conversations. Hesi-

tantly, the Prime Minister consented 'in principle' to the French

request.3

Within a month, Britain's Committee of Imperial Defence (CID) had

established inflexible boundaries for the forthcoming naval staff talks

with the French. The British decided that the discussions should take

place at no higher than the attache level and their scope should be limited

to information concerning naval dispositions and various technical

details regarding signal codes and port facilities. His Majesty's Govern-

ment should also assume no new commitments: 'A hard and fast line

must eventually be drawn beyond which we cannot go without morally

committing ourselves to act with France in war.' Finally and most

importantly, the CID stipulated that 'Germany alone is to be assumed as

the aggressor, and the contacts do not envisage the extension of war to

other powers whether as potential enemies or potential allies'.4

These rigid guidelines made it clear to the French that the British were

not yet interested in planning for war as allies. Limiting consideration to

a hypothetical war against only Germany - excluding the Italian factor -

seemed not only strategically unrealistic but politically absurd. Hitler's

visit to Italy in May and ineffectual Franco-Italian conversations in

Rome demonstrated to Rene Massigli, Political Director at the Quai

d'Orsay, that Italy would support Germany militarily in war and that

I. The commitment to the dominions was made at the Imperial Conference of May-June 1937. See

PRO, CAB 21/700, E(37)I: Imperial Conference, 1937, 22 Feb. 1937. For the Chiefs of Staff's approval

of this commitment, see PRO, CAB 53/32, C[hiefs] O[f] S[taff] 59i: Far East Appreciation, 1937, i

June I937; PRO, CAB I6/I82, DP(P) 5 and COS 596: Appreciation of the Situation in the Far East, I4

June I937.

2. For details on the Easter Accords, see D. C. Watt, 'Gli accordi mediterranei anglo-italiani del

aprile I938', Rivista di studi politici internazionale, xxvi (1959).

3. N. H. Gibbs, Grand Strategy, Vol. I: Rearmament Policy (London, I976), pp. 636-41; Reussner,

Les conversations franco-britanniques d'Etat-Major, pp. i95-202; P. N. Buckley, E. B. Haslam, and W.

B. R. Neave-Hill, 'Anglo-French Staff Conversations, 1938-I939', Les relations franco-britanniques,

pp. 93-9; Philippe Masson, 'Les conversations militaires franco-britanniques (1935-I938)', in ibid.,

pp. I25-6.

4. PRO, ADM[iralty files] 116/3379, PD 06792/38, Danckwerts memo, 6 May 1938; PRO, ADM

116/3379, PD o6888/38, Danckwerts memo, 17 June 1938; PRO, CAB 53/38, COS 727: Staff Conver-

sations with France and Belgium, 20 May 1938; PRO, CAB 23/93, Cab. 26(38), Cabinet meeting, 25

May 1938; PRO, ADM I I6/3379, PD o6849/38, Danckwerts to Holland, i June I938.

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82 THE FRENCH NAVY AND THE February

'Rome is pursuing only one goal: to separate France and Britain'.1

Gamelin, however, reminded Daladier, who needed little reminder, that

even though an all-encompassing Anglo-French alliance was the pri-

mary French objective, it would not materialize easily or quickly.

Recognizing that fighting a war without British support would be

catastrophic, and that low-level restricted staff talks were better than

none, the French reluctantly accepted Britain's terms. The most reluc-

tant was Darlan. Even though the Naval Chief was less interested in

formulating a detailed Anglo-French naval war plan than in re-establish-

ing the extensive sharing of information that the two admiralties carried

out in I935-6 during the Mediterranean crisis, he was furious that the

British refused to consider the possibility of 'the would-be assassin who

tries to stab you in the back with his stiletto'.2

The most important foreign policy issue facing the French over the

spring and summer of 1938 concerned the future of Czechoslovakia.

The details of the crisis that led to the Munich agreement of September

I938 need not be discussed here.3 What is relevant to this essay, and what

historians have been less clear about, is how Munich influenced France's

grand strategy toward Italy.4

As many historians have indicated, the Munich conference acted in

Paris as the catalyst for a frenzy of diplomatic manoeuvres and military

preparations, all intended to improve France's position in the expected

war against Germany. It was well understood by most Frenchmen that

Munich had not prevented war but simply postponed it.5 Where Italy

would fit into this future war was less well understood, however.

Munich, in fact, sparked a heated debate in Paris on the future of

Franco-Italian affairs. While the Naval Staff accelerated planning for an

imminent war in the Mediterranean, the Quai d'Orsay redoubled its

efforts to ameliorate relations with Italy. It was left to Daladier to

reconcile these two contradictory positions.

The desire in Paris to avoid war with Italy, and war in general, was

identified most closely with Foreign Minister Georges Bonnet. Daladier

appointed the highly educated and experienced conservative politician

in April 1938 not because the two men had similar visions of Europe and

I. MAE, P40, Cabinet Bonnet, 9, Massigli note, 5 June I938.

2. SHAT, 2N, 227, 2, N. 93 EMG-SE, Darlan to Gamelin, 30 May 1938; PRO, ADM I 16/3379, N.

3/38, Holland to Phipps, Io June I938.

3. For works on France and the Munich crisis, see Henri Nogueres, Munich: ou la dr6le de paix

(Paris, 1963); Francois Paulhac, Les Accords de Munich et les origines de la guerre de i939 (Paris, I988);

Yvon Lacaze, La France et Munich: etude d'un processus decisionnel en maitere de relations inter-

nationales (Berne, I992).

4. Shorrock, From Ally to Enemy, pp. 233-55, has addressed this issue, but only from the diplomatic

perspective. By failing to take French military and naval strategy vis-a-vis Italy into account, he

presents a one-dimensional perspective of France's Italian policy and therefore misinterprets its

conception and implications.

5. Frankenstein, Le prix du rearmement francais, pp. 2oI-8, 27I-5; du Reau, Edouard Daladier,

pp. 234-87; Duroselle, La decadence, pp. 367-404; Young, In Command of France, pp. I92-220.

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APPEASEMENT OF ITALY, I 9 3 7-9 83
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foreign affairs, but in order to maintain the centrist coalition in the

Chamber. While Daladier conceded in July I938 that France was not

prepared militarily to fight Germany, the Premier disagreed with

Bonnet's 'realistic' and insular views of the need to appease Italy.

Bonnet interpreted Mussolini's 'mediation' of the Munich agreement as

representative of Italy's interest in ensuring great power stability by

playing her traditional balancing role in Europe. The Italian public's

distaste for Nazism and Mussolini's desire for increased liberty of

manoeuvre vis-a-vis Hitler offered France an excellent opportunity to

draw Italy out of Germany's orbit. Moreover, Bonnet thought that if

Italy's 'moderate' foreign policy goals could be satisfied, Mussolini

would in turn mollify Hitler's ambitions and thereby preserve Euro-

pean peace.1

Bonnet, who had encountered much opposition to his policy of

seeking a Franco-Italian rapprochement, exploited the temporary lull in

international affairs that followed the Munich settlement by removing

some of his harshest critics from the Quai and reassigning to Rome one

of his most important advocates. Pierre Comert, chief of press services,

was replaced and Massigli was 'exiled' to Ankara to fill the post of

Ambassador. Only one prominent opponent of Bonnet's Italian policy,

Secretary General Alexis Leger - whom Bonnet judged too politically

powerful to be dismissed - remained at the Quai. Bonnet then trans-

ferred to Italy Ambassador Andre Fran?ois-Poncet, who believed as

strongly as Bonnet in the possibility and importance of reaching a modus

vivendi with Rome. Ending two years without official French represen-

tation in Rome, Franoois-Poncet presented his letters of accreditation to

Victor Emmanuel III on 19 November, addressing the monarch as both

King of Italy and Emperor of Ethiopia. Britain had officially recognized

Italy's Ethiopian Empire only days before, even though the Italians had

not yet satisfied the stipulations of the Easter Accords.2

The Bonnet/Franoois-Poncet solution to the Italian and Mediter-

ranean dilemma encountered opposition among most officials in

France's military and naval circles, who were not convinced that Musso-

lini had intervened at Munich to mediate between Germany and the

democracies in order to preserve peace. Not only did these strategists

interpret the publication of Italy's Manifesto of Race in July I938 as a

demonstration of Fascist Italy's solidarity with Nazi Germany, but they

also recognized that Mussolini's gradual reduction of Italy's Libyan

garrison had come to a halt over the summer. By the end of September,

Italy had doubled the size of its force in Libya; there was now one army

I. Anthony Adamthwaite, France and the Coming of the Second World War, 1936-39 (London,

1977), pp.95- 110, I41-3, 187, 255-7, 306-8; Shorrock, From Ally to Enemy, pp. 237-4I, 258-72.

2. Ren6 Massigli, La Turquie devant la guerre: Mission a Ankara, I939-40 (Paris, 1964), pp. 17-19;

Anatole de Monzie, Ci-devant (Paris, I941), p. 54; Shorrock, From Ally to Enemy, pp. 238-9; Ciano,

Diario, 7 Nov. 1938, p. 209.

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THE FRENCH NAVY AND THE February
84

corps facing Tunisia and another facing Egypt.1 Moreover, two weeks

before the Munich conference convened, the Marine division of the

Deuxieme Bureau received information from a dependable source that,

in the event of hostilities breaking out over the Sudeten crisis, Italy

would join Germany in war against the democracies. Anticipating war

with Germany and Italy, the French Navy fully mobilized in September

I938. Then, following Munich, the Gran Consiglio del Fascismo ap-

proved a 329 million lire supplemental I938-9 budget for new construc-

tion and refitting of existing ships. Darlan used all this information to

support his argument that, since the Axis' primary war objective would

be to destroy the Anglo-French imperial system and its corresponding

maritime communications, France 'must first of all neutralize or knock

out [abbattre] Italy, whose attitude is now not in doubt'.2

With the Nazi's acquisition of the Sudetenland, Gamelin recognized

that the Mediterranean had become a vital avenue to France's eastern

allies and, in fact, the only way to maintain an eastern front against

Germany. Gamelin also conceded that the likelihood of an attack on

France and her imperial possessions by both Germany and Italy had

increased since I937. These circumstances required a 'new orientation

of our military policy' that included fortifying France's position in the

Levant, improving relations with Turkey and Greece, creating bases in

the eastern Mediterranean, mobilizing French industry and ensuring a

strict military accord with Britain. Although the Maginot Line provided

dependable security from a German ground offensive, the French Ma-

rine should implement a construction programme that 'assures us an

incontestable superiority over Italy in the Mediterranean' and should

collaborate with the Royal Navy to guarantee communication and

imperial security there. Despite this reorientation of military thinking,

Gamelin continued to oppose, as he had in the past, any rash military

offensive against Italy that would distract attention away from France's

principal enemy and greatest threat, Germany.3

Faced with a Foreign Minister and an Ambassador who counselled

conciliation, a Naval Chief who demanded preparation for attack and an

Army Chief who recommended Mediterranean fortification, Daladier

sought outside assistance in formulating his Italian strategy. The Pre-

mier turned to his trusted friend and confidant, Louis Aubert, an

I. For Mussolini's order to reinforce the Libyan garrison, see Ufficio Storico dell'Esercito, Rome,

serie H-9, busta 2, fascicolo 3, Pariani promemoria N. o102, I4 July 1938. For details on the Manifesto

of Race, see Philip V. Cannistraro and Brian R. Sullivan, II Duce's Other Woman (New York, I993),

PP. 511 I-4; Jonathan Steinberg, All or Nothing: The Axis and the Holocaust, 194I-43 (London, i990),

pp. 223-5; Meir Michaelis, Mussolini and the Jews: German-Italian Relations and the Jewish Question

in Italy, I922-45 (Oxford, 1978), pp. I46-9I.

2. SHM, iBB2, 84, N. 574/EMG 2-R, De Villaine to Gamelin, 12 Sept., 1938; SHM, IBB2, 208, 14,

Darlan, Note au sujet de la politique francaise de defense nationale, 26 Sept., I938; SHM, IBB7, I I4,

Compte Rendu de Renseignements No. 32, 28 Sept. I938. For Italy's supplemental naval budget, see

ACS, SPD, CR, 32, i6, Foglio d'ordini: Gran Consiglio del Fascismo, 26 Oct. I938.

3. SHAT, 2N, 224, i, N. 853/DN.3, Gamelin, Note sur la situation actuelle, I2 Oct. I938. For a

different perspective on this same note, see Jordan, The Popular Front, pp. 289-90.

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APPEASEMENT OF ITALY, 9 3 7-9
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historian and member of France's League of Nations delegation. By

identifying the Mediterranean as the linchpin of the Axis and the basis

for an Anglo-French alliance, Aubert reaffirmed Daladier's November

1937 considerations of Mediterranean affairs and thereby enhanced their

urgency. 'It is in the Mediterranean', wrote Aubert, 'where we must, as

soon as possible, concentrate our diplomatic activity and where we must

affirm our [military and naval] strength.' While a lack of strong indepen-

dent allies in eastern Europe, coupled with a powerful and determined

Germany, compelled France to adopt a 'waiting' strategy on the conti-

nent, Italy's extensive and largely undefended metropolitan coastline,

Italy's extraordinary dependence on certain sea-borne trade, especially

coal, and Italy's Libyan colony strategically located between Egypt and

Tunisia, all made Italy extremely vulnerable in the Mediterranean. As

Aubert explained, 'we must assert our force against the Axis and press

hard against its weakest point, Italy'. Moreover, repeating what Daladier

had said the year before, Aubert asserted that it was in the Mediterranean

where not only France depended on secure imperial communications

for supplies and troop transports to the metropolis, but also where

'British interests are entirely connected with ours'. Operations in the

Mediterranean, in contrast to those in eastern Europe, could draw

Britain and France together and prise Germany and Italy apart. Finally,

Aubert, who like Daladier had become enraged by Italy's anti-French

propaganda in North Africa and the Middle East, and by her refusal to

negotiate with France until Britain ratified the Easter Accords and

Franco defeated Republican Spain, rejected the Bonnet/Francois-Pon-

cet solution to the Italian problem: 'It is not the moment to ask if, when

or where concessions can be made to Italy. Any concession would be

incompatible with our security in the western Mediterranean.'1

Planning for an aggressive Mediterranean strategy also accelerated in

French military and intelligence circles during October and November.

The Deuxieme Bureau used this opportunity, which coincided with the

disbandment of the International Brigades in Spain, to co-operate with

the Comintern in sending anti-Fascist Italian veterans to serve as in-

telligence operatives for Ethiopian rebels in East Africa.2 At the same

time, the Marine's regional commanders were informed that a war

against Germany and Italy was now considerably more likely than one

against Germany alone. Darlan explained that the commanders should

plan during war to transport French troops from Casablanca and Dakar,

I. MAE, P4o, Daladier, 2, Aubert note, Politique exterieure de la France apres Munich, 21 Oct. 1938;

MAE, P4o, Daladier, 2, Aubert note, Politique exterieure de la France, I6 Nov. I938. Peter Jackson has

shown that Aubert also significantly influenced the development of Daladier's post-Munich decision

to resist Germany and remain committed in eastern Europe. See his 'France and the Guarantee to

Romania, April I939', Intelligence and National Security x (I995), 246-9.

2. Sullivan, 'The Italian-Ethiopian War', pp. I9I-2.

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86 THE FRENCH NAVY AND THE February

by way of the Atlantic, since the Mediterranean would be an active war

theatre.1

The preceding comments reveal that the indignant French reaction to

Ciano's speech of 30 November, in which Italy demanded Mediter-

ranean concessions from France, was a foregone conclusion. The

specific Italian claims on Tunis, Corsica, Nice and Djibouti did not force

a reassessment of France's Italian policies, as many historians have

claimed,2 but facilitated a shift that most French statesmen and strat-

egists had already seriously considered. The remarks and conclusions on

Italy and the Mediterranean from the December CPDN meeting re-

flected exactly those that Aubert had made and reached weeks before.3

The timing of Daladier's public visit to Tunis in January I939 and the

simultaneous French reinforcement of Tunisia and Djibouti may have

been inspired by the Italian propaganda campaign and the movement of

Italy's Ethiopian troops to the border of French Somaliland, but Dala-

dier's antipathy for Italy was not generated by the events of November-

December I938.

Where thoughts in Paris about Italy did change as a result of Ciano's

tirade was at the Foreign Ministry. Both Henri Hoppenot, Director of

the Quai's European department, and Charles Rochat, Adjunct Direc-

tor of Political and Commercial Affairs at the Quai, among others,

believed that Italy's calls for French concessions represented a new and

particularly menacing step for Fascist foreign policy.4 Although Leger's

unforgiving opinion of Mussolini and Ciano gained important support

at the Quai as a result of Italy's campaign against France, Bonnet and

Franqois-Poncet continued to preach moderation and patience with

Italy; they remained convinced that Italy eschewed armed conflict and

only pursued concessions through negotiation because of her inferiority

complex vis-a-vis Germany.5 But this position lost further credibility

when the Foreign Minister - motivated by the fall of Barcelona at the

end of January I939 - sent Paul Baudouin, director of the Bank of

Indo-China, on a secret mission to Rome to listen to Italian claims and to

offer certain non-territorial concessions. After the Italians rejected the

i. SHM, IBB2, I 5,N. i2o EMG.3,DarlantoCommanders-in-Chiefs, 26Nov. 1938; SHM, IBB2,

i28, N. 1 I22 EMG.3/OP and N. 1123 EMG.3/OP, Darlan to Commanders-in-Chiefs, 26 Nov. 1938.

2. For example, see Shorrock, From Ally to Enemy, pp. 24-5 1; Young, In Command of France,

pp. z26-3I; idem, 'The Aftermath of Munich: The Course of French Diplomacy, October I938 to

March I939', French Historical Studies viii (I973), 305-22; Adamthwaite, France and the Coming, pp.

25 5-6 i; Duroselle, La decadence, pp. 3 89-96.

3. SHAT, 2N, 25, 3, Procis-verbal du seance de la CPDN, 5 Dec. 1938.

4. A[rchives] N[ationales, Paris], serie 496AP, volume I I, dossier Dr2, sous-dossier sdra, Hoppenot

note, Revendications italiennes, 5 Dec. 1938; MAE, P4o, Rochat, 23, Visees italiennes sur la Tunisia,

Rochat to Bonnet, 9 Dec. 1938.

5. MAE, Eur 30-40, Italie, 309, N. 3565-77, Francois-Poncet to Bonnet, 3 Dec. 1938; MAE, Eur

30-40, Italie, 309, N. 566, Francois-Poncet to Bonnet, 3 Dec. I938; MAE, P4o, Daladier, 2, N. 3688-99,

Bonnet to Corbin, 27 Dec. I938.

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APPEASEMENT OF ITALY, 193 7-9 87
I997

French appeal and betrayed the mission's secrecy, Daladier abruptly

halted these diplomatic efforts.1

In a note circulated within his government on the eve of the Cham-

berlain visit to Rome, Daladier reiterated his desire for Anglo-French

defensive co-operation against Germany on the continent and offensive

co-operation against Italy in the Mediterranean.2 The Premier, however,

did not define exactly what this 'offensive' strategy should entail, paving

the way for a variety of interpretations by France's military planners.

When the Chiefs met in early January, Darlan announced that the

Marine, in the event of an Italian attack on Djibouti, was prepared to

wreak havoc on Italian maritime communications to Libya and could

swiftly and effectively bombard La Spezia, Naples and Pantelleria. With

help from the British, the Marine could also neutralize Italian bases in

the Dodecanese. The Naval Chief of Staff proposed that this action

occur simultaneously with air and ground assaults on Tripoli and Italy's

north-western frontier. There was almost universal resistance to Dar-

lan's aggressive plans. Vuillemin thought that the bombing of Italian

towns should only be in response to Italian bombing of metropolitan

France. General Auguste Nogues, the Army's Commander-in-Chief in

North Africa, insisted that at least thirty-five days of preparation were

needed after hostilities erupted before the Army could carry out an

attack on Tripoli. And Gamelin, who believed that a simultaneous

mobilization in North Africa and the Alps was impossible because of the

Army's responsibilities on the western front suggested that France

instead concentrate on passive forms of aggression, such as inciting

domestic political unrest in Italy and 'asphyxiating' Italy in the Mediter-

ranean by closing Suez and Gibraltar.3

The leaders of the French Army and Air Force had played a very high

card: Germany. The strength and menace of the German Wehrmacht

precluded any weakening of French defences in the north-east. More-

over, the Nazis would probably exploit the opportunity provided by a

French offensive against Italy to attack continental France earlier than

Germany otherwise would. Although most politicians in Paris found

such arguments quite compelling, Darlan refused to back down in the

face of the French military's 'tunnel vision' vis-a-vis Germany. He and

the Section d'Etudes presented a series of impassioned memoranda that

attempted to show that a short-term offensive against Italy was consis-

tent with, and in fact would contribute to, the long-term defeat of

Germany. 'The German volonte does not directly threaten any of our

interests. The Italian volonte, on the other hand, threatens our patri-

i. Adamthwaite, France and the Coming, pp. 26o-i; Duroselle, La decadence, pp. 393-4; Shorrock,

From Ally to Enemy, pp. 252-5.

2. MAE, P40, Daladier, 3, Daladier note, Aide a demander la Grande-Bretagne dans le cas oiu nous

aurions a faire face a une coalition germano-italienne, I Jan. 1939.

3. SHAT, 2N, 225, iDN3, reunion des Chefs d'EMG, i i Jan. I939.

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88 THE FRENCH NAVY AND THE February

mony and our essential interests. Above all we must conserve our

Empire; the rest is secondary'.1

This serious strategic disagreement in France on a proper approach to

the Mediterranean theatre was undoubtedly a major contributory factor

to the three-week delay in responding to Britain's 3 February proposal

for a formal alliance. In fact, on the same day that the French finally

accepted the British invitation for joint staff conversations that would

envisage a war against both Italy and Germany, Daladier called a meet-

ing of the CPDN to hear arguments for and against an offensive

Mediterranean strategy. Bonnet, who was clearly marginalized in the

debate over strategy, complained that contemplating any sort of ag-

gressive policy risked provoking an unnecessary war in the Mediter-

ranean. Gamelin repeated his preference for an indirect attack on Italian

trade and the fascist regime.

Darlan's offensive perspective had the support of new intelligence

that indicated Italy had increased the size of her Libyan garrison from

66,ooo soldiers at the beginning of January to approximately 8 5,000 less

than two months later. More than 7,000 tons of war materiel had also

been sent to Libya over the same period. In contrast, after reinforce-

ments in late February, France still had only 42,000 men under arms in

Tunisia and Britain only 28,000 in Egypt. Italy also possessed a signifi-

cant air-force advantage in North Africa: there were I 20 modern planes

in Libya and another I 5 in southern Italy and Sardinia, while France

and Britain each had fewer than o5 modern aircraft in North Africa.2

Moreover, at the Gran Consiglio del Fascismo in early February, Mus-

solini had demanded that Italy escape from her Mediterranean jail. 'The

bars of this prison are Corsica, Tunisia, Malta and Cyprus: the guards of

this prison are Gibraltar and Suez.' The fundamental aim of Italian

foreign policy must be 'to break the bars of this prison and ... march to

the ocean'.3 The Premier found both the military statistics from North

Africa and the news about the Gran Consiglio chilling and worthy of

increased vigilance of Italy, but not cause for a pre-emptive French

strike against Italy. Recognizing that the recent fall of Catalonia meant

certain victory for Franco and his Axis supporters, Daladier worried

that an attack on the Italian peninsula would elicit a Spanish attack on

France across the Pyrenees. Therefore, the Premier compromised be-

tween the Darlan and Gamelin strategies, proposing that France take an

offensive against Libya if Italy initiated operations against either Tunisia

I. SHM, IBB2, 208, L'Angleterre et la France peuvent-elles soutenir un conflit contre l'Allemagne et

l'Italie?, 24 Jan. I939.

2. AN, 496AP, I2, Dr2, sdrb, EMA-2zme bureau, Note sur les effectifs en Libye et en Tunisie, 16

Feb. I939; SHAT, 5N, 579, 3, Note sur la situation des forces italiennes en Libye et sur celle des forces

franco-britanniques en Tunisie et en Egypte, 22 Feb. 1939.

3. N[ational] A[rchives, Washington, DC], microfilm T586, reel 405, frame 0000oooo39-46, Relazione

per il Gran Consiglio, 5 Feb. I939; Brian R. Sullivan, 'The Italian Armed Forces, 1918-1940', Military

Effectiveness, Vol. II, p. I80.

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APPEASEMENT OF ITALY, 9 3 7-9 89
I997

or Djibouti. No plans for attacking the Italian metropolis were

approved.1

The Naval Staff accepted this revision of its strategy the following

week in a note that outlined the Marine's endorsement of a limited allied

Mediterranean offensive: the Marine would defend French communi-

cations and troop transports across the Mediterranean; the Marine

would carry out attacks on Italian bases in the eastern Mediterranean

and the Red Sea; the Marine would sever enemy communications from

Italy to Libya and Ethiopia; and - conditions permitting - the Marine

would assist in attacking Italian territories in North Africa and the

outre-mer. The Naval Staff acknowledged that successful completion of

these tasks would depend on British co-operation.2 Gamelin then for-

mulated France's 'general strategic concept for war', which was pre-

sented to the British before the staff talks began at the end of March.

In a Franco-British conflict against Germany and Italy, it is against Italy that

the first Franco-British offensive efforts must be made. We will cover our-

selves on the German side and we can envisage certain diversionary offensives

to enhance the security of the eastern allied powers (Poland and Russia). We

must therefore: isolate the Italian-German coalition by the constitution of a

solid land front and by the interruption of maritime communications; if

possible, take the offensive against Italy simultaneously in the Alps, Libya and

Italian eastern Africa.

With Daladier's approval of this general strategic concept on 9 March, a

French war strategy acceptable to both Darlan and Gamelin had been

formulated.3 The next step for the French was to discuss their plans with

their new allies across the Channel.

Many historians describe the Allied war planning that took place during

the spring and summer of I939 as directed and dictated by the British

and accepted and abided by the French.4 While this may be true for the

issue of dispatching a British expeditionary force to the continent, it

cannot withstand the documentary evidence available on planning for a

Mediterranean war. As has already been shown, the French arrived in

London on 29 March for the start of staff talks prepared for and

committed to a general Mediterranean policy that had support at both

political and military levels in Paris. In contrast, Britain began these

negotiations without an established Mediterranean policy. The British

I. SHAT, 2N, 25, 3, Proces-verbal du s6ance de la CPDN, 24 Feb. 1939.

2. SHAT, 2N, 228, I, ttat-Major General de la Marine, Note sur la collaboration Franco-Britan-

nique, 2 March 1939.

3. SHAT, 5N, 579, 2, N. 424/DN.3, Gamelin to Daladier, 6 March 1939; SHAT, SN, 579, 2, N.

225/DN, 9 March 1939. Original emphasis.

4. Some examples include I.S.O. Playfair, The Mediterranean and the Middle East, Vol. I: The Early

Successes Against Italy (London, I954), pp. 23-38; Michael Howard, The Continental Commitment

(London, 1972), pp. 121-46; Brian Bond, British Military Policy between Two World Wars (Oxford,

1980), pp. 304-36; Donald Cameron Watt, How War Came: The Immediate Origins of the Second

World War, I938-39 (New York, 1989), pp. I64-5, 236-7; Corelli Barnett, The Collapse of British

Power (Atlantic Highlands, NJ, 1972), pp. 562-4.

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THE FRENCH NAVY AND THE February
90

had spent the month of March debating an appropriate Mediterranean

strategy, attempting to reconcile the position of Admiral Roger Back-

house, First Sea Lord and Naval Chief of Staff, in favour of a pre-

emptive aero-naval attack on the north-west coast of Italy, and that of

the Foreign Office in support of a passive Mediterranean policy that

would allow the fleet to be sent to the Far East. This debate was so

contentious that Admiral Sir Ernle Chatfield, Minister for the Coor-

dination of Defence and the chairman of the committee that the govern-

ment established specifically to resolve this conflict, the Strategic

Appreciation Subcommittee (SAC), decided that Britain had to consider

the French position before reaching a definitive conclusion on what to

do in the event of a Mediterranean war.1 As a result, the French set the

agenda and profoundly influenced the development of Allied strategy in

the Mediterranean.

One of the first subjects discussed was the problem of a hostile Italy.

Before the talks began, General Lelong, the French military attache in

London and the head of the French delegation, presented not only

France's policy and strategy for the Mediterranean, but also the specific

French proposal for early Allied operations against Italy. Given the

narrowness of the mountain belt between the Franco-Italian frontier

and the Po Valley, the overwhelming superiority of the Italian Air Force

and the demands for French defence on the western front, the French

argued that an attack on continental Italy was initially impossible. The

French, who reminded the British of the recent seizure by Italian forces

of the Mediterranean port of Alicante, envisaged an Allied offensive

against Libya from both Tunisia and Egypt and a simultaneous attack on

Italian sea communications in the central Mediterranean: 'It could be

rapidly launched and would require relatively few forces. It makes it

possible for Italy to be attacked on her most vulnerable front. Success

would have important repercussions, both in regard to control of the

Mediterranean basin, and in regard to the subsequent attitude of Italy in

the German-Italian alliance.' Lelong cited Britain's weak defences in

Egypt, Italy's ioo,ooo-man Libyan garrison, Egypt's access to Suez and

Italy's designs on the eastern Mediterranean as evidence to bolster the

French position.2

Britain's response was to downplay the apparent Italian threat. Ad-

miralty Planning Director Captain V. H. Danckwerts, the head of the

i. For the Admiralty's position before the negotiations, see PRO, CAB I6/209, SAC 4: The

Dispatch of a Fleet to the Far East, 28 Feb. I939; PRO, ADM I/9900, PD 07516/39, Backhouse to

Cunningham and Danckwerts, 2 March 1939. For opposition within the Foreign Office to this strategy,

see PRO, FO 37I/23981, W 3784/108/50; PRO, FO 37I/2398 , W 4683/o108/50; PRO, FO 37I/23544,

F I338/47I/6I; PRO, FO 371/238i6, RI2I3/399/22; PRO, FO 371/23793, RI379/7/22. For the SAC

meetings, see PRO, CAB I6/209, SAC ist meeting, i March I939; PRO, CAB I6/209, SAC 2nd

meeting, I 3 March 1939. For Chatfield's decision to defer any decision on Mediterranean strategy until

meeting with the French, see PRO, CAB 21/I426, COS 863(JP), 27 March 1939.

2. SHM, iBB2, i83, i, DF3: Apercu General d'une Action Offensive contre l'Italie, 3 March 1939;

English translation appears in PRO, CAB 29/160, AFC(J)23. For French intelligence on Italy's Libyan

garrison, see SHM, 2BB7, L5, N. 30, deLafond to Deuxieme Bureau, 3 March I939.

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I997

British delegation and an opponent of any sort of offensive Mediter-

ranean strategy, explained that without bases in the Indian and Atlantic

oceans, Italy could not interdict Allied trade diverted to shipping routes

outside the Mediterranean. Italy's weak forces and exposed communi-

cations in Libya made an Italian attack on Egypt and Suez difficult, if

not impossible. As Danckwert's colleague Brigadier Kennedy explained

to Lelong, 'we must remember, too, that the enemy in this case [are] only

the Italians'. And given the poor state of Malta's anti-air defences, the

Allies lacked a dependable base from which to launch offensive action

against North Africa. Thus, Britain had no plans to augment its existing

military position in Egypt. Instead of attacking Italy, Danckwerts and

Kennedy suggested that the Allies initially aim to secure Allied sea

communications and to interrupt Italian lines to Tripoli and Benghazi.

This could best be achieved by France concentrating the Marine in the

western Mediterranean while the British operated a naval force in the

eastern basin. Once her sea communications were secure, France alone

would be in a position to take some offensive measures against Italy's

western seaboard.1

On two essential considerations for joint Mediterranean planning -

reinforcements for Egypt and an offensive against Libya - the French

perspective inspired a serious reassessment in London. Despite what

Danckwerts had told Lelong, French concerns about Britain's weak

position in the Middle East resulted in a refortification of Egypt follow-

ing the first round of joint staff talks. The SAC in early April approved a

recommendation by the Chiefs of Staff that the Royal Air Force im-

mediately send one additional fighter and one additional bomber squad-

ron to Egypt, increasing the number of British fighters there from 42 to

72 and bombers from 72 to 84. One month later the CID expanded the

Middle Eastern command from one infantry brigade to a colonial

division. And by July, Britain had ordered one brigade of infantry with

artillery and ancillary troops from Palestine and four battalions from

India to bolster British troops in Egypt.2

At the same time, and again as a result of learning French views on the

subject, the British began abandoning the Backhouse conception of an

aero-naval bombardment of the north-western coast of Italy and began

considering an attack directed against Libya. In early April, Sir Cyril

Newall, Chief of the Air Staff, raised strong objections to Backhouse's

theory that bombing the Italian peninsula could quickly knock Italy out

of the war, especially if the French were reluctant to participate in such

I. PRO, AIR 9/Io4, AFC(J)5th Minutes, 31 March I939. Backhouse was unable to ensure that his

views were presented at the staff talks because he had fallen ill with influenza in March and was forced to

relinquish his duties gradually during April. Admiral Pound replaced him in May.

2. PRO, CAB 5 3/46, COS 8 5 8: Proposals for increases in the strength of the RAF overseas, 8 March

1939; PRO, CAB 6/209, SAC I I: Proposal for increases in the strength of the RAF overseas, 3 Apr.

1939; PRO, CAB I6/209, SAC 4th meeting, 6 Apr. 1939; PRO, CAB 2/8, CID 355th meeting, 2 May

1939; PRO, CAB 2/9, CID 364th meeting, 6 July 1939; PRO, CAB 2I/582, Newall to Gort, 31 July

I939.

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92 THE FRENCH NAVY AND THE February

an action. Chatfield agreed that French intentions in the Mediterranean

region significantly affected British planning there. The following week

the Chiefs conceded that they were so intrigued by French planning for

war in North Africa that they were willing to reconsider the idea: 'We

are not satisfied that the possibilities of offensive action against the

Italians in Libya have been fully investigated ... We propose, therefore,

to instruct the UK delegation to press the French delegation further on

this point, particularly in view of the desirability of making joint plans

for operations from Tunisia and Egypt.' By July, the British Chiefs had

adopted France's Mediterranean strategy, which aimed to make Italy's

position in Libya and Ethiopia untenable, but explained that initially

only France could carry out the plan.1

Where the British did not succumb to French pressure was on the

issue of defending the Far East. In fact, during the month of April, the

British became more resolute in their determination to support their

eastern Empire with a naval reinforcement despite French objections.

Under pressure from the French to define the size and timing of a fleet

redistribution out of the eastern Mediterranean, the SAC concluded

'there are so many variable factors which cannot be assessed' that

specific answers cannot be provided to France. However, the French

delegation was to be informed categorically that 'in the event of Japan

entering the war, it was the intention of the British government to send a

fleet to the Far East'.2 As a result, Danckwerts explained to Admiral

Odend'hal, the French naval representative for the second round of

joint staff talks, that 'the fundamental idea underlying British Imperial

Defence was to maintain the security of the British isles on the one hand

and Singapore on the other'. After expressing Britain's doubts that the

Allies could achieve decisive results against Italy before it became

necessary to send a British fleet to the Far East, Danckwerts asked if

France, reinforced in the western basin, was prepared to exercise control

over the entire Mediterranean. A stunned Odend'hal could only re-

spond that 'it was better to give up temporarily the position in the Far

East than to lose control of the eastern Mediterranean ... although the

loss of Singapore would certainly be a severe blow, the loss of war in

Europe would be infinitely more disastrous'. The official French reac-

tion the following month suggested that the Allies 'adopt provisionally

in the Far East a defensive attitude'. Since the French naval forces alone

were insufficient to prevent the reinforcement of Italian effectives in

Libya, much less to control the shipping lanes in the Mediterranean, 'a

diminution of British naval forces in the eastern Mediterranean would

I. PRO,CAB I6/209,SAC4thmeeting, 6Apr. I939;PRO,CAB i6/209,SAC r7(alsoCOS 877), 13

Apr. i939; PRO, CAB 53/1I, COS 29oth meeting, I9 Apr. I939; PRO, CAB 53/II, COS 3o9th

meeting, I9 July 1939.

2. PRO, CAB I6/209, SAC I6 (also DP(P)48), 5 April I939; PRO, CAB 16/209, SAC 6th meeting,

17 Apr. I939; SHM, TTA, 5, EMG/o, Resume de la seance du 3 Mars I939 apres- midi i l'Amiraute, 3

March I939; SHM, TTA, 5, EMG/o, Compte-rendu des conversations d'Etat-Major, Bourrague to

Darlan, 4 Apr. 1939; SHM, IBB2, 183, i, N. 56/S, Lelong to Gamelin, 5 Apr. I939.

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I997 93

allow Italy freedom of movement in that basin and would have con-

siderable moral repercussions on the Balkans, Turkey and the Arab

world'.'

French indignation about Britain's Far Eastern priority derived from

a balance of naval power in the Mediterranean. Britain and France had

recently agreed that the Royal Navy would station as many as four of its

modern 3I,ooo-ton battleships at Malta and Alexandria. This British

Mediterranean concentration meant that the Marine only had to operate

two of its World War I-generation 22,5oo-ton battleships from Toulon

and could establish with its modern capital ships a Force de frappe at

Brest to protect the Atlantic shipping lanes from German raiders. But if

the Royal Navy evacuated the eastern Mediterranean for the Far East,

France alone would be left to deal with Italy's two 27,ooo-ton battle-

ships - vessels that had already undergone extensive gun refitting. And

by July I940 Italy would add two new 42,ooo-ton battleships and two

additional reconditioned battleships to its Mediterranean presence.

Even if France moved the entire Force defrappe into the Mediterranean,

Italy would still maintain a twenty-five per cent capital-ship advantage

over France.2 With this unsettling Franco-Italian naval balance in mind,

Darlan demanded and received a supplemental naval bill that committed

the government to replace immediately all those ships forced into

retirement over the next three years, adding more than I26,000 tons to

the programme adopted in I938. Darlan also obtained funding in April

I939 for a fleet of minelayers, minesweepers and floating docks specifi-

cally to counter the Italian submarine threat and to guarantee free access

to France's principal ports in the Mediterranean.3

The quickening pace of crisis in European diplomacy during March

and April I939 influenced and largely overshadowed these Anglo-

French discussions on the Mediterranean and the Far East. Two weeks

after the Prague coup, on 31 March, Chamberlain announced Britain's

guarantee of Polish independence. One week later, despite assurances

from Mussolini to the contrary, Italian forces shelled Durazzo and

Valona and invaded Albania. Greek intelligence then informed the

I. SHM, TTA, 5, EMG/o, N. CL 8, Odend'hal to Daladier, 8 May I939; SHM, TTA, 5, EMG/o,

Odend'hal to Daladier, 29 Apr. I939; PRO, AIR 9/104, AFC(J)iith Minutes, 25 Apr. I939; SHM,

IBB2, 183, 2, DFi6; Note de la delegation francaise sur les consequences d'une intervention Japonaise,

12 May I939.

2. The Marine's Section d'ltudes calculated that as of I July I940, with the entrance into service of

Vittorio Veneto, Littorio, Duilio and Doria, Italy would have I75,000 tons of capital ships in the

Mediterranean. With none of its four battleships under construction entering service until January

I94I and the retirement of Courbet scheduled for January I940, France would have an entire

capital-ship fleet of only 140,000 tons. SHM, iBB2, 220, 1/2, Comparison des tonnages en service, 15

Feb. I938; SHM, IBB2, 220, 3/4, Balance des forces navales normalement stationnees en M6diterra-

neen, I 5 Feb. I939.

3. The Marine's three-year shipbuilding plan now anticipated an overall fleet of 742, I07 tons by Jan.

1943. SHM, IBB2, 220, 4, Les constructions navales, 2I March 1939; SHM, IBB2, 222, 5/5, Credits

supplementaires en I939, 28 March I939; SHM, IBB2, 222, 5/5, Decret-lois, 28 March I939; SHM,

iBB2, 220, 3/4, Tranche de remplacement I940, 3 Apr. I930; SHM, IBB2, 220, 3/4, Darlan note,

Necessite d'une nouvelle tranche, 4 Apr. I939. The Marine's I939 budget of 10,493 million francs

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94 THE FRENCH NAVY AND THE February

British and the French that it anticipated an imminent Italian attack on

Corfu, to be followed by Italian action against Greece - plans that Italy

in the spring of I939 had, in fact, made. Following his conquest of

Albania, Mussolini implemented a large-scale road-building pro-

gramme to improve both Italy's acquisition of important Albanian

natural resources - especially copper, chromium, petroleum and iron

ore - and her overland access to Greece. Less than 15o kilometres from

Salonika, the Italians also established a large Army and Air Force

garrison to secure the total dependence of the Balkan states on the Axis.1

British and French reactions to the Albanian coup and the Corfu

threat were in stark contrast to one another. Daladier, who had earlier in

the month unsuccessfully requested an Anglo-French naval concen-

tration in the Mediterranean, ordered his service chiefs to take a 'variety

of indispensable precautionary measures'. Most importantly, Daladier

insisted that Darlan bring the entire Marine into or in immediate prox-

imity to the Mediterranean. The Premier explained that 'it is in the

Mediterranean where we must set to work, so that we are prepared to act

with maximum force against Italy initially'.2 Two days later the French

Chiefs received intelligence from a previously reliable source that on 20

April Germany and Italy would launch simultaneous offensives stretch-

ing from eastern Europe to the Middle East. Consequently, the French

Army and Air Force hurriedly finalized their plans for a Mediterranean

war and, by 14 April, the leadership of all three French services was

prepared for operations against Italy. In the hope that France and Britain

could respond to this news in a coordinated fashion, Daladier passed on

this information to the British.3

Chamberlain's government had no intention of starting a war over

events in the Balkans. The attack on Albania upset Chamberlain not

because it represented an Italian rejection of the Easter Accords or a

revision of the Mediterranean status quo but because Mussolini sought

international recognition from the act: 'What I had hoped ... was that

Musso[lini] would so present his camp as to make it look like an agreed

arrangement and thus raise as little as possible questions of European

increased 71 per cent over the 1938 budget of 6, 5 million francs. For annual military expenditure

statistics, see Frankenstein, Le prix du rearmement francais , p. 303; Doughty, 'The French Armed

Forces', p. 5o.

I. D[ocuments on]B[ritish]F[oreign]P[olicy, 919-39], series 3, volume v, nos. 97 and Ioi; DDF, 2,

xv, no. 332; PRO, CAB 53/I I,COS 288th meeting, 9 Apr. 1939; NA, T586, 449, 026903-07, Grandi to

Mussolini, 7 Apr. I939; MacGregor Knox, Mussolini Unleashed: Politics and Strategy in Fascist Italy's

Last War (Cambridge, 1982), pp. 40-2.

2. AN, 496AP, I i, Dr5, sdra, Proces-verbal des decisions prises au cours de la conference tendu au

Ministeres de la Guerre, 9 Apr. I939; C[hurchill] C[ollege] A[rchives, University of Cambridge,

Cambridge], Sir Eric Phipps papers, volume i, file 22, Phipps to Halifax, i Apr. 1939.

3. The same intelligence source had accurately predicted that German forces would enter Prague at

9:00 a.m. on 15 March I939. SHAT, 2N, 225, CSDN, R6union des Chefs d'EMG, iI Apr. I939;

S[ervice] H[istorique de l']A[rmee de l']A[ir, Vincennes], serie 2B, volume o04, N. 932 3-OS/EMAA,

Instruction particuliere sur l'execution des operations aeriennes initiales contre l'Italie, 14 Apr. 1939;

SHAT, 2N, 224, i, N. 707/DN.3, Gamelin to Daladier, I4 Apr. 1939; SHAA, 2B, I04, N. 1246

3-OS/EMAA, Vuillemin to Campinchi, 1 May 1939; PRO, FO 371/23740, R 2527/661/67, Phipps to

Halifax, No. I56, 9 Apr. I939.

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I997 APPEASEMENT OF ITALY, I93 7-9
95

significance'.1 The political ramifications of the Albanian episode,

however, compelled the British and the French to offer guarantees to

Greece and Romania and to seek an alliance with Turkey. Publicly, the

guarantees were to demonstrate British determination to resist further

Axis aggression in eastern Europe and the eastern Mediterranean; in

reality, the guarantees did not reflect a British willingness, or even

readiness, to embark on a Mediterranean war. Foreign Secretary Lord

Halifax explained that the guarantees were designed to reinforce the

Easter Accords - which Britain refused to denounce despite the Italian

attack on Albania - by rallying Greek and Turkish advocacy to the

principle of maintaining the Mediterranean status quo. Moreover, the

Chiefs of Staffs claimed that Britain could not defend the long frontiers

of Greece and, in the event that Italy attacked Greece, Britain could not

offer anything more than material support: Britain should only offer the

guarantee if the Greeks were prepared to defend themselves.2 In con-

trast to the French forces, none of the British services took steps in April

to prepare themselves for a war in the Mediterranean.

The British decision to encourage France to make colonial con-

cessions to Italy provides additional evidence that Britain's leaders

worked in April to prolong Mediterranean peace, not to prepare for a

Mediterranean war. Facing resistance within their own government,

Fran9ois-Poncet and Bonnet had independently and repeatedly told the

Earl of Perth, the British Ambassador in Rome, and Sir Eric Phipps, the

British Ambassador in Paris, that 'the time is now right' for France to

begin negotiating in earnest with the Italians. The French diplomats

begged for Britain to place official, high-level pressure on Daladier to

settle Italian claims.3 Halifax presented the Bonnet/Franoois-Poncet

case to the Cabinet, arguing that Britain should persuade France that

'reasonable' concessions to Italy were appropriate and 'could not poss-

ibly be interpreted as proof of weakness'. Chamberlain, who agreed that

'the French were not doing their share in smoothing out their difficulties

with the Italians', directed Halifax and Phipps to 'urge these and any

other considerations that may occur to you on the French government

and do your utmost to induce them to reestablish contact with the

Italians'. Daladier promptly rejected Phipps' appeal because he feared 'a

trap laid purposely by Italian gangsters to destroy the wonderful feel-

ings of loyalty that now existed all over North Africa and even in Syria

towards France'. Despite this setback, Chamberlain remained confident

that Italy's demands on the French 'aren't too formidable' and that

i. PRO, FO 37I/23712, R 2564/1335/90, Notes of a conference of ministers held at io Downing

Street, 8 Apr. 1939; B[irmingham] U[niversity] L[ibrary, Birmingham], N[eville] C[hamberlain papers]

I8/I/1093, Neville to Ida, 9 Apr. 1939.

2. PRO, CAB53/47, COS 873(JP): Alliance with Turkey and Greece, I Apr. 1939; PRO, CAB

23/98, CP 19(39), Cabinet meeting, Io Apr. 1939; PRO, CAB 27/624, Foreign Policy Committee 42nd

meeting, i Apr. 1939; PRO, CAB 23/98, Cab. 20(39), Cabinet meeting, 13 Apr. I939.

3. AN, 496AP, 2, Dr3, sdrc, N. 1559-60, Francois-Poncet to Bonnet, 5 Apr. I939; AN, 462AP, 23,

Francois-Poncet to Bonnet, I9 Apr. 1939; DBFP, 3, v, nos. I94, 214, 226, 228.

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THE FRENCH NAVY AND THE February
96

his Mediterranean appeasement policy was correct: 'We shall have to

consider carefully what to do next, but my own inclination is to ap-

proach Musso[lini] again.'1

While the Anglo-French staff talks on the Mediterranean theatre pro-

vided an opportunity for British strategy to coalesce around a single

policy, they disrupted French unanimity on Mediterranean strategy and

induced an atmosphere of panic in Paris. No longer did the French

Chiefs and statesmen work together to create a single defensible French

strategic position. Instead, as the Danzig crisis unfolded and war became

more imminent, contradictory policy papers were dispatched to

London in a frantic attempt to find a viable and energetic Allied

Mediterranean strategy. This sudden deviation from the inter-service

coordination and co-operation that existed in early I939 reflects the

level of extreme anxiety that had consumed French officials by the

summer of I939.

The first divisive issue for the French was Italian neutrality. Danck-

werts' argument in May that a neutral Italy would enable Britain to send

a fleet of seven or eight capital ships to the Far East without jeopar-

dizing Britain's political responsibilities in the eastern Mediterranean

considerably startled French planners. All inter-allied discussions thus

far had focused on how Britain and France would respond to a hostile

Italy. Suddenly, the British had implied that such an eventuality was still

open to question. For the French Army and Air Force - dreading, in the

light of Franco's victory, the possibility of facing Germany, Italy and

Spain simultaneously - the British suggestion came as welcome relief

from a scenario that would have stretched resources far beyond ca-

pacity. Both Vuillemin and Gamelin admitted that a neutral Italy would

allow French forces to concentrate on the defence of the German

frontier and the provision of military assistance to Poland, Romania,

Greece and Turkey. The 'situation would be less disadvantageous and

the relation of forces less disproportionate if Italy were to remain

neutral at the beginning of the conflict'.2

Darlan's response to the question of Italian neutrality, however, was

considerably more circumspect and reasoned than those of the Army

and Air Force. The Naval Chief of Staff admitted that Italian neutrality

would be 'precious' if Italy 'openly disassociated herself from Ger-

many'. In that case, French maritime communications, the transport of

troops from North Africa to the metropolis and the continued avail-

i. PRO, CAB 23/98, Cab. 2 I(39), Cabinet meeting, I9 Apr. I939; PRO, FO 371/23794, R3077/7/22,

Halifax to Phipps, 20 Apr. 1939; MAE, P40, Leger, 12, Corbin to Leger, 9 May I939; PRO, FO

371/23795, R3i66/7/22, Phipps to Halifax, 22 Apr. I939; BUL, NC I8/I/I096, Neville to Hilda, 29

Apr. I939.

2. SHAT, 2N, 229, I, Note sur les consequences possibles d'une attitude initiale de neutralite de la

part de 1'Italie, 9 May I939; SHAT, 2N, 229, I, N. 937-DN.3, Gamelin to Darlan, N. 938-Dn.3,

Gamelin, to Vuillemin, io May 1939; SHAT, zN, 229, I, N. 1268 3.OS/EMAA, Vuillemin to Gamelin,

I5 May I939.

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APPEASEMENT OF ITALY, I 9 3 7-9
97
I997

ability of supplies by way of the Suez Canal would be easy to secure.

The Marine could concentrate almost exclusively on sinking German

raiders and submarines in the Atlantic and intercepting Germany's

sea-borne trade. However, Darlan insisted that all these advantages were

predicated on unequivocal Italian neutrality, a position that would be

difficult to achieve.

Italy, in declaring neutrality, may hope to put our vigilance to sleep and

induce us to denude the Mediterranean so that she might attack us suddenly

under more favourable conditions. If there were any presumption that this

was the Italian calculation, we would have to renounce completely any

advantageous redeployment of forces and then the benefit resulting from

Italian neutrality would be more apparent than real.

In other words, if Italy supported the German war effort without

declaring belligerence, or if France and Britain had to keep their forces in

the Mediterranean on the chance that Italy might eventually join the

war, there was no value in Italian neutrality.1

In composing France's official reply, Gamelin offered a rather confus-

ing French opinion on the subject. Perhaps in the interest of time,

Gamelin chose not to discuss the subject with France's ministers or even

at a meeting of the French Chiefs. Conscientious about fairly repre-

senting all the French services, though obviously uncomfortable with

demonstrating a definitive French position on the subject, Gamelin used

Darlan's words of caution at the beginning of his note but concluded

with those of the Army:

From the coalition point of view, it will always be a question, whether in the

West or in the East, of organizing at the outset long and solid fronts facing

Germany, which will compel the enemy to deploy the greatest possible

number of his forces ... Italian neutrality would permit the provision of men

and materiel for these fronts from the outset of a war and would facilitate the

constitution of the large reserves which would have to be collected before

undertaking a general offensive.2

In its entirety, the statement presented an ambiguous French opinion

about Italian neutrality. But the British, especially those in the Admir-

alty, placed emphasis on its encouraging conclusion. Since the French

recognized the benefit of Italian neutrality, they could be persuaded to

adopt a more conciliatory position toward Italy. Although the Chiefs of

Staff had authorized local commanders in North Africa, the Middle East

and the Red Sea to discuss with their French counterparts operational

directives for rendering Italy's position in Libya, and eventually in

Abyssinia, untenable,3 the Admiralty was simultaneously undermining

I. SHM, TTA, I4, Mai, N. 620 EMG-3, Darlan to Gamelin, 17 May 1939.

2. SHAT, 2N, 228, 3, DF23: Note sur les consequences de la neutralite eventuelle de l'Italie, 20 May

I939; English translation in PRO, CAB 29/I60, AFC(J)76, 25 May 1939.

3. PRO, CAB 53/I I, COS 29oth meeting, I9 April I939; PRO, AIR 9/ 17, Notes on discussion with

French General Staff at Rabat, 6 May I939; SHAA, 2B, 107, IIIB, N. 339/SA, Nogues to Gamelin and

Daladier, 7 May 1939; PRO, W[ar] O[ffice files] 106/2029, Report on the conference held at Aden, 3

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98 THE FRENCH NAVY AND THE February

the entire concept of a joint Mediterranean offensive. In his last major

dispatch from the Mediterranean before assuming his duty as the new

First Sea Lord, Admiral Dudley Pound argued that the strength of

Italian air power and the corresponding inadequacy of British anti-air

defences in the Mediterranean precluded any offensive allied action in

North or East Africa. Pound insisted that even a sea-based offensive

against Italy would have devastating consequences. The preponderance

of Italian submarines and aircraft, the vulnerability of Malta and the

weakness of the French Air Force all indicated that the Royal Navy

'shall undoubtedly be subject to attrition to a much greater extent than

the Italian [Navy]'.1

This defensive tendency in British strategic thinking had support in

London's political circles, where it was still widely held that Italy's aims

were limited and reasonable, and that Mussolini had an important

moderating influence on Hitler. If Italian colonial claims were met, the

Fascists would persuade the Nazis to seek territorial revisions peace-

fully. Despite the consummation of an Italian-German military alliance

in May and Daladier's promise that France had no intention 'to yield to

[Italy's] campaign of violence and blackmail', the Foreign Office urged

that Britain increase pressure on France to begin discussions with Italy

immediately. Chamberlain, who was now convinced that Leger

remained the only 'obstacle' in Paris to Franco-Italian rapprochement

and general European appeasement, approved this recommendation.

Phipps was directed to reiterate Britain's desire for a Franco-Italian

reconciliation, while Sir Percy Loraine, the new British Ambassador in

Rome, was allowed to inform Ciano that Britain was suggesting that

Paris make concessions.2

Another inter-service conflict in France was provoked by one more

prescient intelligence report from Athens in May that claimed the

Italians planned to launch operations from Italy's o9,ooo-man Albanian

garrison into Macedonia and Greece, with Crete, Corfu, Salonika and

Thrace as their objectives. Only a week earlier Ciano had admitted that

'the Duce is thinking more and more about jumping on [saltare addosso]

Greece at the first opportunity'.3 Combined with Italy's naval bases in

the Dodecanese, the new strategic positions in the Adriatic and Aegean

would establish indisputable Axis control of the Balkans and the Black

June I939; PRO, ADM 1/9898, Mo57I3/39, Report on the Anglo-French staff conference at Aden, 3

June I939; SHM, TTA, i6, N. 2-EM.Col, Compte-rendu de la conference tendue a Aden, 22 June 1939;

PRO, WO Io6/2030, JP 440: Franco-British Conference at Jerusalem on 2 June 1939, 29 June I939.

Also see Playfair, The Mediterranean and Middle East, 1.25-7.

I. PRO, ADM 16/3900, Mo4978/39, Pound to Stanhope, Io May I939.

2. MAE, P40, Rochat, i8, Notes prises au cours de l'entretien franco-brittanique entre Daladier,

Bonnet et Halifax, 20 may I939; PRO, FO 371/23795, R4278/77/22, Conversation regarding Italian

claims, 22 May 1939; PRO, FO 37I/23795, R4436/7/22, Loraine to Halifax, minutes by Noble,

Cadogan and Halifax, 23 May I939; BUL, NC I8/I/I I02, Neville to Ida, Io June 1939; DBFP, 3, v,

nos. 570, 593, 638, 650.

3. SHM, IBB2, I84, Balkans, Lahalle to Gaudin de Villaine, Ig May 1939; Ciano, Diario, 12 May

1939, pp. 296-7.

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APPEASEMENT OF ITALY, 1937-9
I997 99

Sea, and Italian pre-eminence in the eastern Mediterranean. The inde-

pendence of France's new ally, Turkey, would be directly jeopardized.

The prospect of Britain abandoning the eastern Mediterranean in favour

of the Far East, which made Italian dominance in the former region

more likely, persuaded General Maxime Weygand, commander of the

French forces in the Levant, to recommend a preventative French

occupation of Salonika.1 Despite vehement opposition from the Marine,

which argued that reliable security of the communication and supply

line to Salonika could only be assured if Italy were definitively neutral,

Gamelin attached great significance to the idea of a Salonika expedition:

he agreed with Weygand that 'the French flag should be at Salonika' to

discourage Italy from contemplating action in the eastern Mediter-

ranean. Surprisingly, Gamelin believed that a proposal to send troops to

the Levant, even if it lacked an endorsement from both the Marine and

the French government, would generate a consensus for joint Anglo-

French action in the Mediterranean. Having received approval from

only the Army Staff, Gamelin suggested to Lord Gort, Chief of the

Imperial General Staff, that the Allies plan a mission to Salonika in the

early stages of war.2

France's Salonika plan, which was not taken seriously by the British,

was quickly eclipsed by the outbreak of crisis in China. On 14 June

Japanese soldiers and Chinese police under their direction blockaded

the British concession of Tientsin, prohibiting any person from leaving

and any goods except food from entering.3 After the Far Eastern depart-

ment of the Foreign Office demanded the immediate reinforcement of

British naval forces in the South China Sea, the Chiefs proposed dis-

patching seven capital ships to Singapore by mid-September.4 Although

the CID ultimately decided to withdraw British forces from Tientsin,

Britain reassured both Singapore and the dominions that the Far Eastern

commitment remained firm. Chamberlain, who speculated that war

would probably erupt in the Far East before Europe, then asked the

Chiefs to consider the strategic consequences of Italian neutrality.5 In

I. MAE, serie P[apiers d']A[gents] - A[rchives] P[rivees], sous-serie Massigli, volume 104, Rapport

du General Weygand sur sa mission a Ankara, 20 May I939; SHAT, 2N, 225, iDN3, N. 2242, Leger to

Gamelin and Daladier, 25 May i939.

2. SHM, iBB2, 2io, 5,N. 88 EMG-SE: Note sur l'interet d'une occupation preventive de Salonique,

2 June I939; SHAT, 2N, 225, iDN3, Reunion des Chefs d'EMG, 3 June I939; SHAT, 5N, 579, 9, N.

I I4i/DN.3, Gamelin to Daladier, 5 June I939; SHAT, 2N, 229, 2, Indications donnees par le General

Gamelin au cours des conversations franco-britanniques, 13 July I939.

3. For details on the Tientsin crisis, see Jennifer Yang, 'British Policy and Strategy in the Tientsin

Crisis I939' (Univ. of Oxford, M.Litt. thesis, 1994), pp. 97-173; Akira Iriye, The Origins of the Second

World War in Asia and the Pacific (New York, i987), pp. 76-8; R. John Pritchard, Far Eastern

Influences upon British Strategy towards the Great Powers, I937-39 (London, I979), pp. I54-68;

Christopher Thorne, Allies of a Kind: The United States, Britain, and the Waragainst Japan, I941-1945

(Oxford, 1978), pp. 31-40.

4. PRO, CAB i6/i83A, COS 928, The Situation in the Far East, i8 June 1939; PRO, CAB 53/I1,

COS 304th meeting, 20 June I939; PRO, CAB i6/I83A, COS 931; Situation in the Far East (also

DP(P)6i), 24 June I939.

5. PRO, CAB 2/8, CID 36oth meeting, 22 June I939; PRO, CAB 2/9, CID 362nd meeting, 26 June

1939; PRO, ADM 205/I, I4/31/72, Record of a meeting in the Prime Minister's room at the House of

Commons, 28 June I939.

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THE FRENCH NAVY AND THE February
IOO

the middle of July, the Chiefs declared their preference for a neutral

Italy; if Italy declared war, the Allies should divert their shipping

around the Cape, remain on the defensive, do nothing provocative and

concentrate on the economic strangulation of Italy by closing the en-

trances to the Mediterranean. The CID endorsed the Chiefs' position at

the end of the month.1 Britain had abdicated all Mediterranean initiative

to the Axis. It did not take long for the French to determine where

Britain now stood on Mediterranean affairs. On 13 July Chamberlain

made a direct appeal to Daladier for Franco-Italian reconciliation.2

Instead of opening negotiations with Italy, as Chamberlain wished, the

French strengthened their own troops in Syria to offset Britain's

'dangerously compromised' forces in Egypt.3

Darlan's relentless campaign for Anglo-French action against Italy

further exacerbated tensions in Paris concerning the Mediterranean.

Refusing to abandon its long-held conviction that vital sea communi-

cations compelled the Allies to act initially in the Mediterranean, the

Marine introduced revised naval Mediterranean war plans to the Royal

Navy without first receiving authority from the French Chiefs or

government. At an Anglo-French naval command conference at Malta

in July, France's Commander-in-Chief of the Mediterranean, Admiral

Olive, told Admiral Cunningham, the new Commander-in-Chief of the

British Mediterranean Fleet, that France was now willing - and, in fact,

planning - to bombard the western Italian coastline at the outset of war.

Specifically, the Marine suggested a series of operations against Genoa,

Savona and Palermo.4 Early in August Darlan informed Pound that 'we

remain convinced that naval success in the Mediterranean, as rapid as

possible, in the surest way of striking the principal enemy: Germany'.5

Darlan obviously hoped that, by agreeing to carry out the plans that he

knew the Admiralty, including Cunningham, had originally contem-

plated, France could procure consensus for a combined Mediterranean

offensive strategy. Perhaps Darlan, who was frustrated at the lack of

Anglo-French coordination for a joint Mediterranean policy, envi-

sioned establishing Anglo-French naval solidarity on a Mediterranean

strategy that could then be presented to the two governments as a

fait-accompli. Or perhaps Darlan, in light of Gamelin's unendorsed

declarations to Britain on Italian neutrality and a Salonika expedition,

I. PRO, CAB 53/1 I, COS 309th meeting, 19 July I939; PRO, CAB I6/i83A, DP(P)65 Revise: The

Attitude of Italy in War and the Problem of Anglo-French Support to Poland, 24 July I939; PRO,

CAB 2/9, CID 368th meeting, 24 July I939.

2. AN, 496AP, 12, Dr4, Chamberlain to Daladier, 13 July I939.

3. SHAT, 5N, 579, bis, Reunion des Chefs d'EMG, I7 July I939.

4. British Library, London, Admiral Andrew B. Cunningham papers, Vol. 52560 Cunningham to

Pound, 26 July 1939; PRO, ADM I/9905, Mo8874/39, Report of Anglo-French conversations at

Malta, Appendix II, 2 Aug. I939. For Darlan's instructions to Ollive, see SHM, TTA, I4, N. 653

EMG-3, Darlan to C-in-Cs, 26 May I939; SHM, TTA, I , N. 9oo EMG-3, Darlan to Ollive, I9 July

I939.

5. SHM, TTA, 9, I939/Plymouth, Memento de la conference de Plymouth, 8 Aug. 1939; SHM,

iBB2, 182, I, Resume de la conference entre Darlan et Pound, 8 Aug. 1939; Reussner, Les conversations

franco-britanniques d'Ettat-Major, pp. 287-9.

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IOI
I997 APPEASEMENT OF ITALY, 9 3 7-9

believed that the prevailing state of international affairs made such

underhand measures appropriate.

What is most surprising, though, is not only that Darlan and Gamelin

were out of step with one another but that Daladier lacked the necessary

courage, certainty and leadership to garner unwavering foreign policy

support from his subordinates. The French Premier had not only re-

jected Chamberlain's 13 July plea to consider making concessions to

Italy but he also looked sceptically on Britain's interest in a neutral Italy

and opposition to an Allied Mediterranean offensive against Libya and

Italian maritime communications. Citing French naval intelligence that

claimed Italy would attack Yugoslavia and seek to occupy Salonika soon

after the outset of war, and opining that a neutral and sympathetic Italy

would enable Germany to circumvent an Allied blockade, Daladier in

August told Leslie Hore-Belisha, the British Secretary for War, that the

Allies must compel Italy to enter the war immediately. 'This would give

us a chance of an initial military success.'1 Despite the renewed clarity of

the Premier's position on Mediterranean issues, the Army Chief con-

tinued to pursue his own agenda and to undermine Daladier's. Gamelin,

who was distraught that London had been generally unreceptive to his

Salonika idea and who was increasingly concerned about the reper-

cussions of the deteriorating Danzig crisis and Franco's fortification of

the garrison in Spanish Morocco, informed the British over the summer

that the Allied plan for a French assault against Tripoli at the outset of

war was contingent on Spanish neutrality. Reiterating in late July what

the French Army representatives at the Rabat talks had alluded to in

June, Gamelin explained to the British that if Spain went to war against

the democracies alongside Germany and Italy, France would have to

capture Spanish Morocco before moving against Libya; France there-

fore preferred a neutral Italy.2

With Darlan's sudden interest in a naval bombardment of coastal

Italy, Gamelin's preference for a neutral Italy and a mission to Salonika,

and Daladier's support for an Allied ultimatum to Italy, the French

presented themselves as internally confused and hopelessly discordant

vis-a-vis Italy and the Mediterranean. The British, on the contrary, were

determined to pursue Italian neutrality. The viability of this British

policy was bolstered by Loraine's 22 August report that a 'well-

informed and reliable source' had learned that Italy 'has no intention of

being dragged into a general European war'.3 General Hastings Ismay,

Secretary to the CID, then sent an urgent appeal to the French, suggest-

ing that a neutral Italy 'would appreciably reduce our military

I. PRO, PREM I/329, Daladier to Chamberlain, 24 July 1939; CCA, Hore-Belisha papers, volume

5, file 64, Notes of conversations with General Gamelin and M. Daladier in Paris, 21 Aug. I939.

2. PRO, AIR 9/I 17, Notes on discussion with French General Staff at Rabat, 6 May I939; SHAA,

2B, 107, IIIB, N. 339/SA, Nogues to Gamelin and Daladier, 7 May 1939; PRO, CAB 53/I 1, COS 3o9th

meeting, 19 July I939; PRO, WO I06/2028, de Brantes to Cornwall-Jones, 2 Aug. I939.

3. PRO, CAB 2I/565, I4/6/26, Halifax to Campbell, 22 Aug. I939; PRO, FO ioI I/66, Loraine to

Halifax, 22 Aug. 1939.

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I02 THE FRENCH NAVY AND THE February

commitments and our military risks' in North Africa, the Middle East,

the Balkans and the Mediterranean. The Allies should not take any

drastic action - even if Italy were technically neutral but overtly biased

toward Germany - 'which [is] likely to have the effect of bringing her in

against us'.1

On the same day as Ismay's letter arrived in Paris, 23 August, Daladier

called an emergency meeting of his closest diplomatic and security

advisers to discuss the situation in the light of the shocking Nazi-Soviet

pact. Gamelin cogently argued that a hostile Italy would significantly

decrease the duration of Polish and Romanian resistance. With the

possibility of a Franco-Soviet rapprochement now out of the question, a

hostile Italy would eliminate the Mediterranean/Black Sea supply route

to eastern Europe and effectively bury any hope of establishing an

eastern front. Moreover, France would have to weaken its position on

the western front to provide adequate defences in the Alps. Consensus

was eventually reached, and Gamelin telephoned London the following

day to say that France was 'in entire agreement' with the views expressed

in Ismay's letter. Similar messages were communicated to Italy's Am-

bassador in Paris, Raffaele Guariglia, and to Francois-Poncet in Rome.2

Faced with no coherent or coordinated Allied strategy for the Mediter-

ranean, and a stronger and more resolute ally, France had no choice but

to follow Britain's lead. Although France had provoked and directed

much of the debate on Allied Mediterranean strategy, Britain was

responsible for the strategy's final product.

Ultimately, Admiral Francois Darlan and the French failed to persuade

their allies that an Anglo-French land, air and sea attack on Libya and

Italy's communications to North and East Africa in the early stages of

the war would inflict severe military and psychological damage on

Germany's Axis partner without compromising Allied defence on the

western front. But this failure, disappointing as it may be to those with

the benefit of hindsight, should not overshadow the influential role of

Darlan and the Marine in recognizing the implications of deteriorating

Franco-Italian relations and impressing these realities on French

Mediterranean policy and on the development of Anglo-French

Mediterranean strategy in I937-9.

While Darlan exploited the Franco-Italian conflict to acquire his

position as Naval Chief of Staff, to accelerate the rate of the Marine's

rearmament in the late 1930S and as the basis for positioning himself as

the architect of a wholesale revision of French naval strategy and foreign

policy, we should resist interpreting his motives as entirely politically

self-serving. Darlan understood sooner than many Frenchmen and most

I. PRO, CAB 21/565, 14/6/26, Ismay to Jamet, 23 Aug. 1939, Ismay minute, 24 Aug. I939.

2. Ibid.; SHAT, 5N, 579, I, R6union des Ministeres de la Guerre, 23 Aug. 1939; MAE, PA-AP,

Hoppenot, 7, Journal de Bonnet, 26 Aug. 1939.

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I03
APPEASEMENT OF ITALY, I 9 3 7-9
I997

Britons that Italy's annexation of Ethiopia and Albania despite inter-

national condemnation, Italy's active assistance in Franco's overthrow

of Republican Spain, Italy's quiescent reaction to Germany's incorpor-

ation of Austria, the Sudetenland and Bohemia-Moravia, and Italy's

political and military agreements with Germany, were all part of Mus-

solini's programme to establish an Italian Mediterranean empire at the

expense of Britain and France. Darlan also recognized that, besides the

strategic benefit to Italy of having Germany fighting Britain and France

on the Continent while Italy challenged them in the Mediterranean,

Mussolini and Hitler were ideologically united in their hatred for the

world's democracies. Appeasing Italy in 1937-9 was a futile endeavour.

Darlan's righteous determination to impress his views of Italy's

Mediterranean ambitions on both Premier Daladier and the British was

at least partially motivated by a genuine concern for French security.

The adherence of Daladier to the security arguments put forth by his

Marine paved the way for a protracted strategic debate with the British,

who were opposed to an early Mediterranean offensive against Italy.

Although Admiral Backhouse had proposed an aero-naval bombard-

ment of Italy's industrial centres in the north-west, this idea had lost

most of its support by the time Anglo-French staff talks began in 1939.

Nevertheless, the French persuaded the British that the Allies should

consider at least some sort of aggressive action against Italy at the war's

outset. While the British refused to participate in joint action in the

Mediterranean, they endorsed France's proposal to make Italy's pos-

ition in Libya and Ethiopia untenable in the event of Italian belligerence

- a plan that was probably overambitious without British help. At the

same time, however, a few important French and British diplomats, who

were uncomfortable with the thought of France unilaterally attacking

Italy's African colonies while British forces were transferred to the Far

East, pursued a policy in London, Paris and Rome to ensure Italy's

neutrality.

The inability of the British and French staffs to reach an agreement on

a genuine Allied strategy for the Mediterranean strengthened the argu-

ments in favour of a general Mediterranean appeasement and weakened

those who claimed that a tranquil Mediterranean throughout the course

of a European or world war was fallacious. In the end, Chamberlain's

unflappable conviction in the correctness of his policy and the sense of

panic and despair that overtook Daladier and his military chiefs during

the final months before war - ironically brought about partially by

Darlan's determination to pursue a Mediterranean offensive - trans-

formed Britain's approach to Mediterranean affairs into the Allies'

policy for that theatre. Although Mussolini declared 'non-belligerence'

in September I939, the Duce helped Germany evade the Allies' econ-

omic blockade and remained committed to the Nazis' foreign policy

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THE FRENCH NAVY AND THE February
I04

agenda. Italy's uncertain attitude prevented an Anglo-French naval

redistribution outside the Mediterranean - exactly as Darlan had pre-

dicted - and consequently paralyzed the initial Allied prosecution of

war.

Yale University REYNOLDS M. SALERNO

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