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REVIEW 10.1111/j.1469-0691.2010.03279.

Point-of-care tests for diagnosing infections in the developing world

R. W. Peeling and D. Mabey


London School of Hygiene and Tropical Medicine, London, UK

Abstract

Infectious diseases continue to cause an enormous burden of death and disability in developing countries. Increasing access to appropri-
ate treatment for infectious diseases could have a major impact on disease burden. Some common infections can be managed syndromi-
cally without the need for diagnostic tests, but this is not appropriate for many infectious diseases, in which a positive diagnostic test is
needed before treatment can be given. Since many people in developing countries do not have access to laboratory services, diagnosis
depends on the availability of point of care (POC) tests. Historically there has been little investment in POC tests for diseases that are
common in developing countries, but that is now changing. Lack of regulation of diagnostic tests in many countries has resulted in the
widespread use of sub-standard POC tests, especially for malaria, making it difficult for manufacturers of reliable POC tests to compete.
In recent years increased investment, technological advances, and greater awareness about the importance of reliable diagnostic tests
has resulted in rapid progress. Rapid, reliable and affordable POC tests, requiring no equipment and minimal training, are now available
for HIV infection, syphilis and malaria, but POC tests for other infections are urgently needed. Many countries do not have established
criteria for licensing and introducing new diagnostic tests, and many clinicians in developing countries have become disillusioned with
diagnostic tests and prefer to rely on clinical judgment. Continuing advocacy and training in the use of POC tests are needed, and sys-
tems for quality control of POC tests need to be developed if they are to achieve their maximum potential.

Keywords: Developing world, infections, point-of-care tests, review


Clin Microbiol Infect 2010; 16: 1062–1069

Corresponding author and reprint requests: R. W. Peeling,


Diagnostic Research, London School of Hygiene and Tropical
Medicine, Keppel Street, London WC1E 7HT, UK
E-mail: rosanna.peeling@lshtm.ac.uk

presenting to health facilities continues to be of paramount


Introduction
importance, and represents a tremendous challenge in global
health.
Infectious diseases continue to cause millions of deaths every Most patients in developing countries are treated at health
year, the vast majority of them in developing countries, and facilities that do not have access to laboratory tests. Patients
a huge burden of disability. Because many of the deaths in rural areas may have to walk for hours to reach a clinic
caused by infection are in young children, the burden of dis- where laboratory services are available. If they are asked to
ease attributable to infectious diseases, in terms of healthy come back for their results the following day or week, many
life-years lost, is high [1]. Strategies for reducing the burden will fail to do so. The 2004 World Development Report
of disease caused by infectious diseases include: vaccination cites lack of accessibility as one of the major reasons why
programmes, which are now being expanded to cover Strep- health services fail [2].
tocccus pneumoniae and Haemophilus influenzae type b infec- In many cases, patients can be effectively treated by fol-
tions, in addition to the traditional vaccine-preventable lowing WHO guidelines for syndromic management. For
childhood diseases; health education, to promote breast- example, children with fever, cough and rapid breathing are
feeding, hand-washing, and safe sex; the use of insecticide- treated for bacterial pneumonia according to guidelines for
impregnated bed-nets in malaria-endemic communities; the Integrated Management of Childhood Illness (IMCI), using
improved provision of clean water and sanitation; and mass an antibiotic that covers the common causes; and patients
drug administration for certain neglected tropical diseases. presenting with symptoms of sexually transmitted infection
However, appropriate clinical management of sick patients (STI), such as urethral discharge or genital ulcer, are treated

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Journal Compilation ª2010 European Society of Clinical Microbiology and Infectious Diseases
CMI Peeling and Mabey Point-of-care tests for diagnosing infections 1063

for the common causes of those syndromes [3,4]. Syndromic not adequately treated [11]. Hospital-based studies in Africa
management can be highly effective, but inevitably results in have found that a high proportion of children admitted with
overtreatment, resulting in wasted resources and, potentially, fever are suffering from serious bacterial infections [12,13].
increased antimicrobial resistance. In other cases, e.g. where In many cases, because of the spread of antimicrobial resis-
asymptomatic infection is common, clinical features are non- tance, the treatment recommended in the IMCI guidelines
specific, or treatment is potentially toxic and/or difficult to may not be effective [11,14–17]. A POC test for the com-
administer, diagnostic tests are needed. Ideally, the diagnosis mon causes of fever, which will be different in different geo-
should be made at the point of care, so that treatment can graphical areas, could have a major impact on the
be started without delay, and should not depend on the management of life-threatening infections. It is also important
availability of a laboratory or of highly trained staff. This to know the local antimicrobial susceptibility of the major
review will focus on point-of-care (POC) tests for infectious bacterial pathogens, which may change rapidly, although
diseases that could be used to improve clinical management POC tests are not necessarily needed to determine this.
in resource-limited settings.
Acute lower respiratory infections
Acute lower respiratory infections are estimated to cause
Unmet Needs for POC Tests in the
1 million deaths annually in children aged <5 years [1]. The
Developing World
WHO IMCI guidelines suggest simple criteria for the clinical
diagnosis of pneumonia and of severe pneumonia in children
Although POC tests are commercially available for several presenting to health facilities with fever and cough. Those with
infectious diseases of public health importance in the devel- pneumonia should be treated with antibiotics, and those with
oping world, a large unmet need remains [5] (Table 1). severe pneumonia should be referred to hospital [3]. Studies
in Asia and Africa have shown that these guidelines are c. 90%
Fever in children sensitive and 70% specific [18]. In Africa, many children with
Until 2009, the WHO recommended that all children pre- pneumonia do not have access to a trained health worker,
senting to health facilities with fever in malaria-endemic areas and thus do not receive antibiotics. In Asia and South Amer-
should be treated presumptively for malaria [6]. Since 2009, ica, many children receive antibiotics unnecessarily. A simple
as a result of the increased cost of artemisinin combination POC test to identify children who need antibiotic treatment
treatment and the availability of POC tests with acceptable that is at least 95% sensitive and 85% specific, and can be used
performance, the WHO has recommended that malaria by a community health worker or pharmacist, could save
treatment should only be given to children in whom malaria more than 150 000 lives annually in Africa, and greatly reduce
parasites are detected in the blood [7]. However, with the overtreatment in Asia and South America [18].
increasing use of malaria POC tests, it has become clear that
the majority of children presenting to health services with Screening tests for STIs, including human immunodeficiency
fever in malaria-endemic areas do not have malaria [8–10]. virus (HIV) infection
Moreover, mortality is higher in the group without malaria, For infectious diseases that cause few or no symptoms but
many of whom are suffering from other infections that are may result in serious sequelae, such as HIV infection and

TABLE 1. Unmet needs for point-of-care (POC) tests in the developing world

Current diagnosis Unmet need for POC test

Syndromes/conditions
Acute lower respiratory infections Syndromic management using Integrated Management Test/biomarker to distinguish between bacterial and viral pneumonia
of Childhood Illness algorithms
Febrile illness in children Presumptively treat for malaria in areas of high endemicity Multiplex POC test for common causes of fever
Sexually transmitted infections, Syndromic management for patients presenting with symptoms; POC test for genital chlamydial and gonococcal infections;
including HIV POC tests to screen for HIV and syphilis POC test for paediatric diagnosis of HIV; POC test for
CD4 and viral load
Antenatal care POC test for HIV; haemoglobin POC test for anaemia Multiplex POC test for screening HIV, malaria, syphilis, and anaemia
Diseases
Malaria Rapid antigen detection tests
Tuberculosis None Test for active tuberculosis and antimicrobial susceptibility
Human African trypanosomiasis None that works well POC test for staging disease; POC test of cure
Visceral leishmaniasis POC serological test works well in India but not in Africa POC test of cure

HIV, human immunodeficiency virus.

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1064 Clinical Microbiology and Infection, Volume 16 Number 8, August 2010 CMI

TABLE 2. The ideal rapid test: ASSURED criteria at best, 70% sensitive, and less so in HIV-positive patients.
A = Affordable Moreover, it is laborious and time-consuming, and requires
S = Sensitive electricity, a functioning microscope, and a well-trained tech-
S = Specific
U = User-friendly (simple to perform in a few steps with minimal training) nician. Culture is more sensitive, but takes up to 6 weeks on
R = Robust and rapid (can be stored at room temperature and results available
in <30 min) conventional media. Rapid liquid culture systems can give a
E = Equipment-free or minimal equipment that can be solar-powered
D = Deliverable to those who need them result within 10 days, and can also provide data on antimi-
crobial susceptibility. Nucleic acid amplification methods are
now commercially available, but are prohibitively expensive.
many STIs, diagnostic tests are needed for screening. Early A simple, affordable POC test for TB that could also identify
diagnosis and treatment can reduce the risk of development drug-resistant strains would be of enormous public health
of long-term complications and prevent further transmission, benefit [28–30].
including transmission from mother to child. High-quality
POC tests are available for the serological diagnosis of HIV Neglected tropical diseases
infection and syphilis, but POC tests for other STIs, espe- Human African trypanosomiasis (HAT) and visceral leishman-
cially gonorrhoea and chlamydial infection, are urgently iasis (VL) are parasitic infections that are almost invariably
needed [19,20]. fatal unless treated. Because they affect mainly poor rural
POC tests to detect antibodies to HIV-1 and HIV-2 have communities, progress in developing new treatments has
revolutionized the diagnosis of HIV infection in developing been slow, and both require courses of parenteral treatment
countries, greatly increasing access to screening [21,22]. A that are potentially toxic. A POC agglutination test for anti-
POC test for CD4 count could help clinicians in resource- body has been developed for HAT, but its performance is
limited settings to decide when to start antiretroviral treat- suboptimal, and it is only useful for diagnosing the West Afri-
ment, and a POC test for viral load would be of great value can form of the disease [31]. As treatment of HAT depends
in identifying treatment failure and the need for second-line on whether or not the central nervous system is involved, it
treatment. A POC test that would also detect viral antigen cannot be started until a lumbar puncture has been per-
or nucleic acid, and hence identify those with acute infection formed, with a cell count on cerebrospinal fluid. A simple
and a high viral load, could be of great public health value POC test for HAT, which would identify those with central
[23,24]. A POC test for early paediatric diagnosis would be nervous system involvement, would be of great value. A sim-
useful, as maternal antibodies can be detected in sera of ple lateral-flow POC test, which detects antibody, has been
infants for up to 18 months [25]. Increased funding in this developed for VL. It is highly specific, and has good sensitiv-
area has led to the development of several promising POC ity in Asia, but is less sensitive in African populations [32,33].
technologies for measuring CD4 and viral load. Their perfor- For both VL and HAT, a POC test of cure would also be of
mance needs to be evaluated before widespread adoption. great value.

Prenatal care
Challenges in Providing POC Tests in the
POC tests are urgently needed to provide better care for
Developing World
pregnant women, as they have difficulty in walking or travel-
ling long distances to seek antenatal services that can screen
them for HIV infection, syphilis, malaria and anaemia. A mul- Lack of access to good-quality diagnostic tests for infec-
tiplex POC test that can be used with whole blood from a tious diseases is a major contributor to the enormous
finger prick would be ideal. burden of infectious diseases in the developing world. The
challenges are gradually being overcome, but progress has
Tuberculosis (TB) been slow.
In 2007, an estimated 13.7 million people were living with
active TB, 9.3 million developed TB, and 1.8 million died Lack of investment in diagnostic research and development
from TB [26]. Because it requires treatment with several and in diagnostic services
drugs for a minimum of 6 months, TB cannot be treated pre- Diagnostics and diagnostics research are often undervalued.
sumptively; a definitive diagnosis must be made before treat- The Lewin report on the value of diagnostics noted that
ment initiation. Resistance to first-line treatment is an although diagnostics comprise <5% of hospital costs and
increasing problem, especially in developing countries [27]. about 1.6% of all USA Medicare costs, their findings influence
The mainstay of diagnosis remains sputum microscopy. It is, 60–70% of healthcare decisions [34]. In the developing

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Journal Compilation ª2010 European Society of Clinical Microbiology and Infectious Diseases, CMI, 16, 1062–1069
CMI Peeling and Mabey Point-of-care tests for diagnosing infections 1065

world, expenditure on diagnostics is often a negligible pro- what are technologies that can be used in primary-healthcare
portion of healthcare spending. A WHO report showed that settings to improve global health?
only 6% of health expenditure at a district hospital in Malawi
is on diagnosis [35]. The ideal POC test
The development of a diagnostic test is estimated to take The acronym ASSURED was coined at a 2003 WHO Special
5–10 years, with an investment ranging from $2 million to Programme for Research and Training in Tropical Diseases
$10 million [36]. For products with a viable commercial mar- (WHO/TDR), for the ideal characteristics of a test that can
ket, this is driven, funded and managed largely by the private be used at all levels of the healthcare system [36] (Table 2).
sector, drawing on appropriate expertise as needed. In the Few existing tests fulfil all of these criteria. In 2004, the
developing world, there has been little private sector interest Bill & Melinda Gates Foundation convened a Global Health
in investing in diagnostic product development, because of a Diagnostics Forum to determine the attributable benefits of
perceived lack of return for investment. improved diagnostics for global health [41]. The conclusion
was that investment in increasing access to diagnostics
Lack of regulatory standards for the approval of diagnostics will have a greater impact than improvements in test
National and international regulatory processes for drugs performance.
provide safeguards for their safety and efficacy. Most coun-
tries have a process for reviewing research evidence from Advocacy for appropriate diagnostics
drug trials to determine whether a new drug should be Major efforts are needed to draw attention to the impor-
introduced and how it should be used. Unfortunately, apart tance of improved diagnostics for global health. Advocacy
from tests used for blood banking, regulatory standards are should be aimed at donors, at policy-makers in developing
often lacking for diagnostic tests, especially tests for diseases countries, and at the private sector, including both the diag-
that are uncommon in industrialized countries [37,38]. As a nostics and the pharmaceutical industries, as better diagnos-
result, diagnostic tests are often sold and used in the devel- tics can decrease the cost of clinical trials and facilitate
oping world without any evidence of effectiveness. evidence-based use of drugs in the developing world.
In the last decade, donors and funders, notably the Bill &
Variable quality of laboratory services Melinda Gates Foundation, the US National Institutes of
Laboratory diagnosis improves patient care most efficiently Health, the Wellcome Trust, the UK Department of Interna-
within well-managed healthcare systems. This requires the tional Development, and the European Commission, have
following: technical competence, access to good-quality increasingly invested in the development of improved diag-
reagents, and an understanding of quality control; healthcare nostics for the developing world. It is hoped that this
providers who value and are able to interpret laboratory increase in funding will result in a robust pipeline of candi-
results to guide clinical management; and a system for timely dates and products along the diagnostic developmental path-
communication between the laboratory and the healthcare way. But advocacy for diagnostic leadership in developing
provider. Even when laboratory services are available, there countries to create or strengthen the health infrastructure
are often problems with the quality of the services, owing to for better utilization of existing and improved diagnostics is
lack of resources, supplies, and trained personnel [39]. These still needed.
problems lead to physicians not trusting laboratory results,
which in turn leads to further neglect of laboratory services. Technological advances
The human genome and genomes of major infectious disease
pathogens have been sequenced, making it possible to iden-
The Way Forward
tify novel microbial diagnostic targets and biomarkers as ‘sig-
natures’ of infection. Rapid progress in microbial genetics
The year 2008 marked the 30th anniversary of the declara- and proteomics, together with breakthroughs with innovative
tion of Alma-Ata at the International Conference of Primary technologies, are currently creating opportunities for the
Health Care, at which United Nations member states com- field to move rapidly forwards if funding is made available.
mitted to strengthen primary healthcare for the attainment New technologies have the potential to improve specimen
of health to permit people to lead socially and economically processing, to enrich diagnostic targets, and to amplify signals
productive lives [40]. The use of appropriate technology that for rapid detection [6,42].
is affordable, relevant to the needs of the population and sci- Promising technologies that are being marketed or in the
entifically sound was emphasized. In terms of diagnostics, late stages of development include the following: the use of

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Journal Compilation ª2010 European Society of Clinical Microbiology and Infectious Diseases, CMI, 16, 1062–1069
1066 Clinical Microbiology and Infection, Volume 16 Number 8, August 2010 CMI

magnetic beads to concentrate nucleic acid or antigens in ficient research funding or expertise. The WHO/TDR has
clinical samples without the need for centrifugation [43]; a recently initiated an African Network for Drugs and Diag-
variety of isothermal nucleic acid amplification techniques, nostics Innovation, aimed at promoting and building research
which can provide the sensitivity of current nucleic acid and development capacity for target discovery and product
amplification techniques without the need for thermal development [51]. This initiative is supported by the WHO/
cycling—some of these, such as recombinase polymerase TDR, the African Development Bank, the European Union,
amplification technology, can provide a result in 15 min with pharmaceutical companies, and governments in the region.
the use of a battery-powered instrument [44]; nanobiosen- Discovery research and innovation in public health have
sors, which can detect low levels of microbes in a biological often been hampered by issues with intellectual property. The
sample in seconds [45]; hand-held microfluidic devices, which Inter-governmental Working Group on Innovation, Intellectual
are gradually being commercialized for multiplex detection of Property and Public Health, convened by the WHO, has devel-
infectious diseases [46–48]; and cost-efficient and robust oped a Global Strategy and Plan of Action to lower the barri-
optical instrumentation for reading fluorescent signals, which ers for innovation in public health by exploring different
are being developed to further increase the sensitivity of options for dealing with intellectual property and patent fees.
POC tests [49].
Enormous investments have been made by governments Development of harmonized regulatory standards
in the development of rapid detection technologies for The lack of regulatory standards in developing countries has
agents of bioterrorism. The convergence of these detection resulted in POC tests of low quality being sold and used in
technologies with those for diagnostic target concentration many developing countries [37]. Companies with high-quality
and amplification has led to the development of promising tests cannot compete in markets flooded with cheap, low-
POC tests on integrated platforms that will require little quality tests. There is an urgent need for countries to adopt
user input other than loading the specimen. The result will quality standards in the approval of diagnostic tests. As most
be displayed in hand-held devices or, if necessary, built-in companies do not have funds to conduct trials in every
communications modules will allow data transmission for country, securing agreements among countries to reduce
surveillance purposes. regulatory bureaucracy by adopting harmonized regulatory
standards with an international or regional platform would
Product development partnerships reduce the cost for companies seeking to register their
In recent years, partnerships such as the Foundation for products in multiple countries. Those savings can be passed
Innovative New Diagnostics, the Program for Appropriate onto the customers, while ensuring purchasing options and
Technology in Health, the Infectious Diseases Research Insti- competition to maximize the choice of proven diagnostic
tute and the US National Institutes of Health consortia for technologies.
Point of Care Diagnostics have been working with diagnostic Although there are diagnostic manufacturers’ associations
companies to develop POC tests for TB, malaria, STIs, and in Europe, the USA, Japan, China, and India, the establish-
neglected tropical diseases. These partnerships create oppor- ment of an international federation of diagnostic manufactur-
tunities for researchers in both the public and private sec- ers’ associations would give the diagnostics industry a single
tors with disease expertise and knowledge of diagnostic voice and an enhanced ability to negotiate with governments
targets to work with those in science and engineering. Test and international agencies. Like the International Federation
development grants should include funding for scientists to of Pharmaceutical Manufacturers’ Association, this federation
spend time in developing country settings where the test should set quality standards and develop a Code of Conduct
would be deployed before the target product profile can be for its members, so that the industry has credibility. Like the
finalized and the development plan made [50]. Recently, the pharmaceutical industry, this federation would need to work
Canadian government announced a 5-year programme, with governments to deal with counterfeit products entering
Grand Challenges Canada, whose first call is for proposals the health system. Creative solutions are also needed to reg-
for POC test development. ulate Internet services that promote and sell unproven diag-
nostic tests.
Drive for innovation in the developing world
The product pipeline of diagnostics for infectious diseases of Bridging the gap between research and policy
public health importance in the developing world is weak, as Even when diagnostic products are available, many govern-
large diagnostics companies have shown little interest, and ments do not have clearly defined processes to select tests
companies in the developing world generally do not have suf- and develop policy and guidelines for their appropriate use.

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Journal Compilation ª2010 European Society of Clinical Microbiology and Infectious Diseases, CMI, 16, 1062–1069
CMI Peeling and Mabey Point-of-care tests for diagnosing infections 1067

The criteria for selection and procurement should be based doctors have little confidence in the results of diagnostic
on test performance, reproducibility, heat stability, cost, the tests. Once POC tests have been introduced, it will be
indications for use, and the settings in which the tests will be important to make proficiency panels widely available to
used. However, the evaluation of test performance and ensure that they are correctly used [56,57].
other operational characteristics often suffers from a lack of
rigour, such as insufficient sample size or inappropriate study Educating healthcare providers
population. To address the lack of quality standards in diag- Health providers need to be educated on how to use and
nostics evaluations, the WHO/TDR has assembled a Diag- interpret POC tests correctly. This should be included in
nostics Evaluation Expert Panel to provide advice on the medical and nursing school curricula, and continuing medical
design and conduct of diagnostic evaluations. In collaboration education should be provided to doctors, with updates on
with the Nature Publishing Group, supplements (http:// diagnostics, similar to those for drugs provided by the phar-
www.who.int/tdr) on Evaluating Diagnostics have been pub- maceutical industry.
lished for malaria, STIs, and VL.

Conclusion
Capacity building for uptake and delivery of POC tests
Technological advancement is only one side of the coin [52].
Even when a test with acceptable performance is available, Many high-quality diagnostic tests for infectious diseases are
there are considerable challenges and difficulties in introduc- commercially available, but they are neither accessible nor
ing new tests in developing countries. Test introduction and affordable to most patients in the developing world, where
sustainable adoption depend on a robust healthcare system laboratory services are often limited to major urban centres.
and many other factors, including supply chain management, By increasing access to appropriate diagnosis and treatment,
to avoid frequent stockouts of diagnostics and/or drugs. POC tests for infectious diseases could save many lives in
Screening of pregnant women for syphilis is recommended developing countries. Reliable and affordable POC tests are
policy in most countries, yet it is estimated that 500 000 available for HIV infection, malaria, syphilis, and some
babies die each year of congenital syphilis in sub-Saharan neglected tropical diseases, and it is likely that POC tests for
Africa, because of lack of access to antenatal screening [53]. other diseases will become available in the near future. POC
Although several rapid syphilis tests have been found to have tests can be used to improve global health, but only if they
acceptable performance characteristics and to be cost-effec- are rigorously evaluated, correctly used, and effectively
tive, and a rapid chlamydial test has been shown to lead to regulated.
more cases being treated than PCR, few countries have
taken advantage of these new tools [19,54–56]. The Bill &
Transparency Declaration
Melinda Gates Foundation is funding a multi-country project
on the feasibility and cost-effectiveness of using rapid syphilis
tests for screening prenatal women and high-risk populations. Prof. Peeling has received grants for diagnostics research
It is hoped that these implementation projects will identify from the Bill and Melinda Gates Foundation. Prof. Mabey has
barriers, build capacity for stock management and procure- received grants for diagnostics research from the Wellcome
ment, and encourage the uptake of POC tests. Trust and from the International Trachoma Initiative, which
Global health initiatives, such as the Global Fund for AIDS, is funded by Pfizer Inc. Neither author has a commerical
TB, and malaria, the President’s Emergency Program for AIDS relationship with the diagnostics industry, and neither has
Relief, and the President’s Malaria Initiative, in addition to fund- any conflict of interest related to the submitted manuscript.
ing improved care and treatment, have made significant pro-
gress in terms of improving the capacity of developing
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