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Review
Nutritional prehabilitation: physiological basis and clinical
evidence
N. L. Pillinger*, J. L. Robson†, P. C. A. Kam‡
Summary
In this narrative review, we describe the physiological basis for nutritional prehabilitation and evaluate the clinical evidence
for its current roles in the perioperative period. Surgical stress and fasting induce insulin resistance as a result of altered
mitochondrial function. Insulin resistance in the perioperative period leads to increased morbidity in a dose-dependent
fashion, while preoperative carbohydrate loading attenuates insulin resistance, minimises protein loss and improves
postoperative muscle function. Carbohydrate loading is an established practice in many countries and a key component of
enhanced recovery after surgery (ERAS) programs, yet its independent effects on clinical outcomes remain unclear. Amino
acid supplements may confer additional positive effects on a number of markers of clinical outcomes in the perioperative
period, but their current role is also poorly defined. Clinical studies evaluating nutritional interventions have been marred
by conflicting data, which may be due to small sample sizes, as well as heterogeneity of patients and surgical procedures.
At present, it is known that carbohydrate loading is safe and improves patients’ wellbeing, but does not appear to influence
length of hospital stay or rate of postoperative complications. This should be appreciated before its routine inclusion in ERAS
programs.
It has been proposed that preoperative carbohydrate the physiological effects of perioperative fasting, specifically
loading, a practice embedded in multimodal enhanced ‘routine’ fasting and prolonged fasting, as well as the
recovery after surgery (ERAS), has a significant independent pathophysiology of insulin resistance and context for
effect on surgical outcomes1. The clinical effects of carbohydrate supplementation. Furthermore, we evaluate
carbohydrate loading in the perioperative period have been the clinical evidence for nutritional prehabilitation and aim to
extensively studied and a number of meta-analyses and clarify its role in clinical practice.
clinical practice guidelines have been published2-4. Despite
consensus guidelines recommending the routine use of Methods
preoperative carbohydrate drinks in a number of elective
A literature search was performed using PubMed, EMBASE,
surgical procedures5-7, doubt has now been cast over their
CINAHL and Google Scholar for relevant articles published
clinical benefit and ongoing role in perioperative care8.
between 1970 and 2017. The following key words were
Perhaps less well known are the pathophysiological effects
used: ‘ERAS’, ‘fasting’, ‘surgical stress’, ‘insulin resistance’,
of fasting and surgical trauma and the physiological basis
‘immunonutrition’ and ‘carbohydrate loading’. The search
for carbohydrate loading and nutritional interventions, a
was limited to English language but not restricted to study
practice collectively coined ‘nutritional prehabilitation’. A
type. We excluded articles published only in abstract form,
sound understanding of these principles may help to identify
and case reports.
metabolically vulnerable patients, in whom nutritional
interventions may confer greater clinical benefit.
The aim of this narrative review, therefore, is to describe Perioperative fasting
Preoperative fasting is an established practice to mitigate
* MBBCh FANZCA, Department of Anaesthetics, Royal Prince Alfred Hospital; Clinical
the risk of pulmonary aspiration and ensuing pulmonary
Lecturer, University of Sydney; Sydney, New South Wales injury, known as aspiration pneumonitis or Mendelson’s
† MBBS MMed FANZCA, Department of Anaesthetics, Royal Prince Alfred Hospital, syndrome9. ‘Nil by mouth from midnight’ of the day
Sydney, New South Wales
‡ MBBS MD FANZCA FRCA FFARCSI FHKCA (Hon), Nuffield Professor of Anaesthetics, preceding elective surgery was the traditional method used
University of Sydney; Department of Anaesthetics, Royal Prince Alfred Hospital; to assure a fasted state and for many years this practice was
Sydney, New South Wales
Address for correspondence: Neil Pillinger. Email: neil.pillinger@sydney.edu.au
empirically enforced. However, over the past two decades
Accepted for publication on June 1, 2018 the scientific basis for this practice has been challenged
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within muscle. Glutamine is also a major substrate for renal Perioperative insulin resistance
gluconeogenesis. It is known that glutamine levels in both Perioperative fasting and surgical trauma both contribute
muscle and plasma acutely decline in critical illness and to perioperative insulin resistance. It has been demonstrated
following major surgery20. that insulin resistance correlates positively with surgical
There is net destruction of muscle as nitrogen is lost invasiveness24,25 and occurs following even minor surgery,
from amino acids during each turn of the alanine–glucose such as laparoscopic cholecystectomy26 and open inguinal
cycle, with ammonia converted to urea. In normal adults, hernia repair24. Insulin sensitivity can fall dramatically in
the loss of protein may be as much as 300 g of protein per the perioperative period and only gradually returns to
day during starvation. However, the body rapidly adapts to baseline; Thorell et al showed a 54% decline in mean insulin
prolonged fasting and proteolysis is reduced. In fact, after sensitivity on the first postoperative day following elective
four days there is minimal protein breakdown. Importantly, if upper abdominal surgery using the hyperinsulinaemic-
sepsis coexists, this adaptive mechanism does not occur and normoglycaemic clamp technique (gold-standard measure)27.
proteolysis inexorably continues. Figure 1 summarises the The authors also demonstrated that insulin resistance
metabolic effects of continued fasting. persisted for at least five days after the operation and
As starvation progresses beyond the first week, the could even take up to three weeks to return to baseline,
normal post-absorptive basal metabolic rate is reduced despite an uncomplicated operative course. Besides surgical
from 75 kcal/hour to about 65 kcal/hour in an effort to magnitude, pain and bed rest independently contribute
preserve glucose. By this time, glycogen is long exhausted to perioperative insulin insensitivity13. Additional patient
and protein is significantly depleted. Carbohydrates are no characteristics influence the development and magnitude
longer the primary energy source; only triglyceride stores of insulin resistance, including diabetes mellitus, obesity,
are large enough to sustain long-term fasting. Lipolysis of metabolic syndrome, pregnancy, and starvation28. There is
adipose tissue provides 6.6 g of fatty acids per hour and also significant inter-individual variation in its natural history,
muscle proteolysis provides 1.2 g of amino acids per hour15. which implies a genetic role in the clinical phenotype.
Starvation contributes to insulin resistance by enhancing Crucial from a clinical standpoint, postoperative insulin
lipolysis, which increases fatty acid delivery to muscle tissues. resistance is implicitly linked to the duration of hospital
Intramyocellular accumulation of lipid metabolites impairs stay, and its return to baseline coincides with recovery from
glucose transporter type 4 (GLUT4) translocation due to surgery14. Moreover, insulin resistance independently predicts
defects in insulin signalling caused by phosphorylation of major postoperative morbidity in a dose-dependent fashion23.
serine residues in Insulin Receptor Substrate-121. It is likely, therefore, that perioperative insulin resistance is
In many surgical procedures and postoperative states, a key process in the pathophysiology of surgical stress, its
enteral intake is not re-established in the immediate magnitude and subsequent recovery.
postoperative period, and fasting (or a state of low calorific
intake) continues for many hours, or even days. Nygren et Pathogenesis of insulin resistance in the perioperative
al emulated a common perioperative scenario by imposing period
24 hours of restricted calorific intake (50 g of glucose via Insulin resistance can be classified into two subtypes:
intravenous infusion) and demonstrated peripheral insulin central and peripheral. Central insulin resistance is
resistance in all subjects22. Therefore, the total duration of characterised by increased hepatic glucose production in
fasting should be taken into account because metabolic the presence of physiological insulin concentrations, while
derangement is progressive and deleterious effects are added peripheral insulin resistance is characterised by defective
to postoperative catabolism, especially in major surgery. skeletal muscle glycogen synthesis, that is, non-oxidative
Importantly, fasting causes dose-dependent peripheral glucose consumption.
insulin resistance, which is the proposed key event in Perioperative insulin resistance is associated with
postoperative inflammation and subsequent clinical diminished circulating insulin-like growth factor–1
recovery. The magnitude of insulin resistance at the time (IGF-1) levels and an increase in IGF-binding protein–1
of surgery independently predicts outcome after major concentrations17. IGF-1 is an anabolic hormone with insulin-
surgery23, such that the duration of preoperative fasting like effects on glucose and protein metabolism. It is produced
becomes critically important. From a practical standpoint, it primarily in the liver and stimulated by growth hormone. IGF-
is possible to attenuate perioperative insulin resistance by binding protein–1 inhibits IGF-1 activity. In skeletal muscle
shortening the duration of fasting, rather than attempting cells, there is reduced glycogen synthase activity, which
to mitigate surgical stress. This is also the physiological basis limits glycogenesis. In addition, circulating catecholamines
of carbohydrate loading: an attainable means of reducing inhibit the binding of insulin to its receptor and sequentially
perioperative insulin resistance. prevents GLUT4 translocation from intracellular vesicles to
the muscle membrane29. GLUT4 translocation and glucose
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Table 2
Summary of clinical outcomes of meta-analyses comparing carbohydrate loading with control
of glucose, insulin, C-peptide, glucagon-like peptide (GLP-1; study of patients undergoing laparoscopic cholecystectomy,
delays gastric emptying and stimulates insulin secretion), the preoperative carbohydrate drink group had a significant
peptide YY (PYY; delays gastric emptying), total glucagon reduction in postoperative nausea and vomiting compared
and ghrelin (enhances gastric motility and emptying). At two with the fasted group71. Preoperative carbohydrate drinks
hours post-consumption, the median residual volumes were also positively modulate muscle strength and maintain
0 ml and 48.3 ml for beverages A and B, respectively: a non- muscle mass, with potentially long-lasting effects. In patients
significant difference. Beverage A emptied from the stomach receiving carbohydrate loading preoperatively, higher activity
more rapidly in the first 15 minutes, which may account for in glycogen synthase in the vastus lateralis muscle biopsies
the increased plasma levels of glucose, insulin, and C-peptide were reported up to one month postoperatively72.
observed. It is proposed that the rapid emptying of beverage A randomised trial conducted on cardiac surgical patients
A may be due to its hypo-osmolality; beverage A was (ASA physical status III and IV) used exogenous insulin
specially developed with a higher polysaccharide content, requirement as a marker for postoperative insulin resistance.
which reduced its osmolality. The non-significant difference Whilst it was found that administration of preoperative
in median residual volumes confirmed the findings of carbohydrate before cardiac surgery did not influence
previous studies, that is, the concentration rather than type postoperative insulin resistance, intraoperative inotropic
of carbohydrates in the beverage is the principal determinant requirements (a tertiary outcome measure) were reduced
of gastric emptying70. This study also showed that both in the carbohydrate group compared with the placebo or
beverages increased levels of glucose, insulin, C-peptide, control groups, suggesting improved cardiac performance73.
GLP-1, glucagon and PYY, while ghrelin levels decreased. Further investigation is required to elucidate whether
Gastric emptying half-time and gastric residual volumes were preoperative carbohydrate administration has clinically
not correlated with glucose, insulin, total glucagon, PYY or significant independent effects on myocardial function.
ghrelin. Increased levels of glucose, insulin, and C-peptide A randomised study involving 30 patients undergoing
indicated an anabolic state arising from consumption of both orthopaedic procedures investigated the effect of
the carbohydrate-based drink and the fruit-based lemonade. preoperative carbohydrates on the immune system58.
Patients were randomised into three groups: two groups
Clinical effects received carbohydrate-rich drinks preoperatively (Beverage
Early randomised controlled trials suggested that A: Nutricia preOp and Beverage B: diluted fruit-based syrup)
carbohydrate loading could have an extraordinarily large while the third group fasted overnight. Human leukocyte
treatment effect, leading to significant reductions in hospital antigen (HLA)-DR expression on monocytes was measured
stay1. Subjects given carbohydrate drinks preoperatively the day prior to surgery and the day after surgery. HLA-DR
were also shown to experience a reduction in postoperative is required for antigen presentation and reduced expression
anxiety, thirst, and hunger68. Furthermore, in a randomised of HLA-DR is linked to an increased risk of postoperative
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