Professional Documents
Culture Documents
6, 689-711
REVIEW
Chitosan: properties, preparations and application to
microparticulate systems
H. S U H E Y L A KAS
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ceutical applications.
Introduction
-7....-
-.-.-.
tiH, CHPH
-
i ti H
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water retention value, pk, and energy of hydration. T h e samples prepared are
characterized by their fraction of 2-acetylamino-~-glycose in the molecule.
Chitosan is soluble in acidic solutions but insoluble at p H > 6 * 5 and in most
organic solvents. It has gel forming properties in low pH range (Knapczyk et al.
1989a, b, Amiji and Pate1 1995). It has a high charge density, adheres to negatively
charged surfaces and chelates metal ions. Chitosan is known to chelate with heavy
metal ions by residual amino groups. Chitosan granules are utilized for the
separation of transition metals like cobalt (Dutkiewicz 1994). T h e results of
Dutkiewicz indicate that chitosan may be of potential use in the purification of
For personal use only.
Aspden et al. (1995) showed the absence of chitosan toxicity when applied to nasal
mucosa. Genta et al. (1996) studied chitosan microspheres for nasal delivery.
Chitosan also shows mesophase formation ability (Terbojevic et al. 1991).
Chitosan, is now produced in different parts of the world (Japan, North
America, India, Norway, Poland, India, Italy, Russia) on a large scale. It is sold
commercially as solution, flaked and fine powder, and more recently in beads and
fibre forms. Chitosan’s ability to be made into films, fibers and beads as well as
powders and solutions lead to many commercial applications. It is mainly used for
pharmaceuticals, cosmetics, biomedicals, agricultural materials and food products.
Chitosan is used in personal care products (hair treatment, skin care, moisturizer,
wound healing), as food products (wine and juice clarification, protective fruit
692 H . Siiheyla Kaj
Spermicidal
Anticancerogen
Anticholesteremic
jet and further air dried at ambient temperature (Sawayanagi et al. 1983a, b,
Kawashima et al. 1985a-d, Nishimura et al. 1986, Kim and Rha 1989; Bodmeier
and Paeratakul 1989, Bodmeier et al. 1989a, b, Chandy and Sharma 1991, 1993a, b,
Vural et al. 1991, 1994, Aqkgoz et al. 1992, 1993, 1995, 1996, Bodmeier and Wang
1993, Shiraishi et al. 1993, Mitani et al. 1995, Farivar et al. 1993, Wan et al. 1994,
Aydin and Akbuga, 1996, Sezer and Akbuga, 1995).
Oil’ method. Here the chitosan solution in acetic acid is dropped into oil under
stirring. T h e system is warmed to 50°C and the pressure is reduced. When the
solvent is evaporated completely the microspheres are separated, washed with
sodium hydroxide solution, distilled water and diethyl ether and dried.
Multiple emulsion method. Multiphase emulsions are also prepared by the solvent
evaporation technique by a three step emulsification process (Pavenetto et al.
1995). Aqueous drug solution and oil phase containing emulsion stabilizers are
combined to give a water-in-oil emulsion (step 1). Later the w/o emulsion is
dispersed in the polymer solution (step 2). T h e solvent is evaporated under
reduced pressure (step 3).
Spray drying method. Chitosan microspheres are prepared by using a spray drier
apparatus. Microspheres have been prepared from solutions of different concen-
trations of chitosan in glacial acetic acid/water/acetone (Genta et al. 1994, 1995,
Ritthdej and Tiyaboonchai, 1995).
acrylic acid are used in the complex coacervation procedure with chitosan. Here
the micro-particles are formed by interionic interaction between oppositely
charged polymers. Formulation of coacervate capsules of chitosan-alginate and
chitosan-kappa-carrageenanis carried out by extruding either an aqueous solution
of kappa-carrageenan in a solution of sodium alginate through a hand-operated
syringe into potassium chloride or calcium chloride solution. T h e counterion
solution consisted of chitin. T h e obtained capsules were agitated to harden in the
counterion solution before washing and drying (Daly and Knorr 1988, Knorr and
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Daly 1988, Ohtahara et al. 1989, Nishioka et al. 1990, Li et al. 1991, Pandya and
Knorr 1991, Ohya et al. 1993). Chitosan-alginate microparticles are also prepared
to control release characteristics and physicochemical properties (Kim and Rha
1989a, b). Chitosan-CMC complex microparticles are used to immobilize cell
culture (Shioya and Rha 1989). Adusumilli and Bolton (1991) evaluated chitosan
citrate complexes as matrices for controlled release formulations using factorial
design.
Huguet et al. 1996, Knorr and Daly 1988, Takahashi et al. 1990). Murata et al.
(1993a, b) showed the suppression of alginate bead erosion and slower release of
the drug using chitosan reinforced alginate gel beads.
Granules
Kneaded mixtures
T h e kneaded mixtures of the active substance with chitosan are prepared from
different weight ratios of the drug and the polymer. These mixtures are kneaded
with water, dried under vacuum at room temperature and screened through sieves
to obtain certain sized granules (Acarturk et al. 1993a, b, Shiraishi et al. 1990,
Sawayanagi et al. 1983a, b, Imai et al. 1991).
Chitosan : properties, preparations and applications 695
Ground mixtures
T h e ground mixtures of the active substance and chitosan were prepared by
cogrinding different weight ratios in a ball-mill for 24 hours (Shawayanagi et al.
1982, Shawayanagi et al. 1983a and b, Shiraishi et al. 1990). Nagai et al. (1984)
studied the dissolution properties and bio-availability of poorly soluble drugs from
ground mixtures with chitosan.
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Physical mixtures
T h e physical mixtures of the drug with chitosan in different weight ratios are
prepared by simple blending in a ceramic mortar. (Nagai et al. 1984, Acarturk et
al. 1993a and b). Meshali and Gabr (1993) demonstrated the formation of
chitosan-pectin and acacia complexes. T h e physical mixtures showed that
increasing the concentration of the polymers retarded the release of chlorproma-
zine hydrochloride.
Immobilization by chitosan
from literature.
Pharmaceuticals
Antiinjlammatory Drugs
Indomethacin ( I M ) . Bodmeier and Paeratakul (1989) prepared spherical
beads of IM, a poorly soluble drug, by dispersing the drug in a solution of
chitosan and dropping these dispersions into solutions of tripolyphosphate. Strong
spherical beads with a narrow particle size distribution could be prepared with
high yield and high drug content. T h e authors showed that the ionic character of
the polysaccharides allowed pH-dependent disintegration of the beads. They
proposed that the beads could be readily filled into capsules or could be com-
pressed into tablets. Shiraishi et al. (1 993) prepared chitosan gel beads containing
IM, an acidic drug, by a polyelectrolyte complexation of sodium tripolyphosphate
and chitosan. T h e effect of the molecular weight of chitosan on the release and
absorption rates of IM from gel beads were examined. T h e plasma concentration
of IM after oral administration of chitosan gel beads to beagle dogs exhibited a
sustained release pattern (figure 3).
Ritthidej et al. (1995) prepared sustained release microcapsules of I M
by spraying a drug containing C M C solution into a chitosan solution. T h e
effect of concentration of chitosan and the amount of glutaraldehyde were
investigated.
Vural et al. (1991b) produced a sustained relase form of indomethacin micro-
spheres by coating human serum albumin microspheres by chitosan, in order to
slow their clearance from the synovial fluid. They studied the effect of the type of
coating material and the chitosan concentration on I M release. T h e authors
attributed the decrease in the release rate to the viscosity of the chitosan, and
also to the swelling properties of the chitosan matrix (figure 4).
696 H . Siiheyla Ka,s
r
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.O 2 4 6 8 10 12
Time (ti)
Figure 3. Plasma levels of IMC after oral administration of IMC (2mg/kg) and its
chitosan beads (equivalent to 4mg/kg IMC) to beagle dog. 0,IMC alone; A,C-3
For personal use only.
beads; A, C-4 beads; I, C-5 beads; 0, C-6 beads (Shiraishi et al. 1993).
+Formula B
+Formula C
4 t - Formula 0
7
10
04
- 1 I
0 2 4 6 8 10
t(h)
Figure 4. Effect of chitosan concentration on in vitro release of indomethacin (Vural et al.
1991a). A, 0.5%chitosan; B, 1%chitosan; C, 1.5% chitosan; D, 2% chitosan.
Miyazaki et al. (1988) compared the release rate of IM from chitosan granules
with that of conventional commercial capsules and sustained release capsules. It
was shown that the release rate could be controlled by changing the mixing ratio of
drug and chitosan. T h e authors investigated the potential of chitosan granules as
an oral sustained release dosage form of I M in rabbit and pointed out that IM
granule preparations using chitosan may be useful as oral preparations with
reduced side effects and with prolonged action. In another study, Miyazaki et al.
(1981) dispersed I M in a chitosan gel to study the sustained release.
Chitosan : properties, preparations and applications 697
1 - - - - 0.0 0.00
- - - - 0.0
2 + - - - 0.0 0.25
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+ + + - 0.5
3 + + + + 1.5 1 .so
+ + + + 1.5
1, Empty chitosan; 2, DS microspheres; 3 , Plain drug. U I , ulceration index.
alone.
Hou et al. (1995) examined the sustained release effect of I M by chitosan
granules. T h e floating property of the granules on the acid medium is a unique
characteristic of the chitosan granules.
spherical beads of the poorly soluble drug, ibuprofen, by dropping the chitosan
dispersion of the drug into a counter ion in order to sustain the release of the active
substance. Pavanetto et al. (1 995) prepared chitosan microspheres of ketoprofen,
by a multiple emulsion method. Results show that o/w/o emulsion provided a
suitable method for the production of microspheres with satisfactory yield.
Berthold et al. (1996a) developed a method which avoided the use of organic
solvents and glutaraldehyde for the preparation of chitosan microspheres of
steroids used as anti-inflammatory agents. T h e method provided high loading
capacity and sustained release. Sezer and Akbuga (1995) prepared chitosan beads
of piroxican by ionotropic gelation. They studied the effect of chitosan concentra-
tion and drying method on the release of piroxicam from beads.
Vural et al. (1991a, 1994a, b) investigated the effect of chitosan concentration
on a HSA based coating on the release of sulphasalazine. Chitosan of two different
For personal use only.
Anticancer drugs.
t5-Fluorouracil ( 5 - F U ) . Li et al. (1991) prepared chitosan microspheres of 5 -
F U using the ‘dry-in-oil’ method. The results suggested that chitosan is an
appropriate polymer for microspherical preparation and it is possible to slow
down the release rate of the drug by surface treatment. Ohya et al. (1993) prepared
chitosan microspheres of 5-FU coated by anionic polysaccharides, carboxymethyl
chitin, alginic acid and heparin. These polysaccharide chains on the surface of the
microspheres are expected to be recognized by the saccharide-specific receptor cell
surface. Ouchi et al. (1989) synthesized chitosan carrying 5-FU in order to provide
5-FU with reduced side effects having tumour cell affinity and exhibiting high
antitumour activity. T h e chitosan-5FU conjugates did not display acute toxicity in
the high dose range. Ouchi e t al. (1988) synthesized four kinds of chitosan 5-FU
systems. The results suggested that covalent attachment to chitosan depressed the
side effects. The carbonyl bonded 5-FU to chitosan had shown high antitumour
activity. Akbuga and Bergiaadi (1996) prepared crosslinked chitosan microspheres
containing 5-FU. Drug and chitosan concentration, crosslinking process, type of
oil, stirring rate and additives were examined. Release of 5-FU was altered by
changing the process factors and the addition of alginic acid, chitin, agar, sodium
caprylate and stearic acid.
min microspheres treated with chitin and chitosan on rabbit hepatic tumours.
Other pharmaceuticals.
Theophylline ( T F ) . Kawashima et al. (1985a) developed a novel method for
the preparation of TF granules coated with a polyelectrolyte complex of sodium
tripolyphosphate and chitosan. Kawashima et al. (1985b) studied the effect of
thickness and hardness of the coating film on the drug release rate of TF granules
coated with chitosan-tripolyphosphate complex. Lin and Lin (1992a) studied the
effect of acid type, acetic acid and sodium C M C concentration on the formulation,
dissolution and floating properties of TF chitosan microspheres (Lin and Lin
1992b). TF beads were prepared using the combination of Avicel and chitosan
using extrusion-spheronization technology (Goskonda and Upadrashta 1993).
ALGINATL
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I '
I CHITOSAN
For personal use only.
and dissolution behaviour. Wan et al. (1994) prepared chitosan beads containing
SFD by ionotropic gelation with T P P ions. Beads containing u p to 90% drug
loading could be prepared by this method.
Others. Chandy and Sharma (1993b) investigated the formulation and in vitro
release profiles of ampicillin-chitosan beads, and compared the release patterns
with commercially available dosage forms.
Goscondo et al. (1993) prepared beads using the combination of Avicel and
chitosan by extrusion/spheronization technology. T h e effect of different viscosities
of chitosan on bead formation and also on the release profiles were examined using
acethaminophen as a model drug. Incorporation of higher viscosity grades of
chitosan yielded beads with smooth surfaces and slower release characteristics.
Bodmeier and Paeratakul (1989) prepared spherical beads of the poorly soluble
drug tolbutamide.
Activated charcoal (Chandy and Sharma 1993a), furosemide (Akbuga and
Durmaz 1994), steroids (Chandy and Sharma 1991), nitrofurantoin (Hari et al.
1996) beads with chitosan were prepared and their release characteristics were
For personal use only.
studied. Mitani et al. (1995) adsorbed benzoic acid and its derivatives onto swollen
chitosan beads. T h e presence of mannitol and glucose also stimulated the adsorp-
tion of benzoic acid. Remunan-Lopez et al. (1995) prepared free films of chitosan
by casting-solvent evaporation process. T h e cross-linked films with chlorphenir-
amine maleate were characterized by measuring their mechanical behaviour. Brine
(1989) studied the technical feasibility of chitosan for a direct compression dosage
form of a highly water soluble model drug, chlorpheniramine maleate. Brine
(1989) also demonstrated the application of chitosan to an analgesic drug, aspirin.
He showed that the only barrier to the application of chitosan wet granulation
system was the difficulties involved in handling and drying of acetic acid during
processing. Lee et al. (1990) sustained the release of aspirin from chitosan
granules. T h e drug release rate at high p H was delayed more than at the low
p H because of the swelling ability of chitosan granules at low p H . T h e authors
showed that the release rate was delayed more than 3-fold from crosslinked
granules. Miyazaki et al. (1990) described the release characteristics of chitosan
films both in vitro and in vivo, by using diazepam as an oral administration dosage
form.
Biopharmaceuticals
Proteins.
Bovine serum albumin ( B S A ) . BSA was loaded by passive absorption from
aqueous solutions into preformed glutaraldehyde cross-linked chitosan micro-
spheres (Jameela et al. 1994). T h e study demonstrated the possibility of incorpor-
ating biological macromolecules which are very sensitive to organic solvents, p H ,
temperature, and ultrasound by a passive absorption technique into degradable
biopolymer matrices, thereby preserving their biological integrity. I t was also
702 H . Siiheyla K a j
shown that drugs passively adsorbed into such matrices by taking advantage of
their swelling behaviour need not necessarily be released completely in the initial
burst and a sustained release may be possible for macromolecules.
Remunan-Lopez et al. (1995) used BSA as a model protein to prepare chitosan
gels for the controlled release of hydrophilic macromolecules. Several formulation
parameters (chitosan molecular weight, type of acid and salt) on the encapsulation
efficiency, particle size, morphology and BSA release were investigated. Polk et al.
(1994) controlled the release of HSA from chitosan-alginate microcapsules. This
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Amino acids.
Methionine and lysine. Prud’homme (1994) investigated a new process using
chitosan as a pH sensitive agent in coating formulations for the preparation of
rumen-protected amino acids. Amino acid granules prepared by melt extrusion/
spheronization were coated by a laboratory scale fluid bed equipped with a
For personal use only.
Wurster insert. In vitro and in vivo evaluation of the coated products showed
that it is a possible route for the preparation of rumen protected methionine and
lysine for ruminants.
Toxoid. Jameela et al. (1994) loaded diphtheria toxoid (DT) by passive absorp-
tion into cross-linked chitosan microspheres. Preliminary immunization studies
Chitosan: properties, preparations and applications 703
carried out on rats using DT-loaded chitosan spheres have shown promise.
Glutaraldehyde crosslinked chitosan spheres were well tolerated by the living
tissue and were not found to be degraded completely in 6 months in vivo in rat
muscle.
Monoclonal antibodies. Kim and Rha (1989a) have studied the effectiveness of
chitosan for encapsulation for mammalian cell culture. T h e cells were encapsu-
lated in a chitosan-alginate bi-polymer membrane. T h e concentration of the
monoclonal antibody in the capsule was 20 times higher than that of the free cell
For personal use only.
Protein purification. Myers et al. (1994) investigated sources of chitosan for their
ability to exhibit a degree of dye adsorption which could be a preliminary step in
protein purification. These preliminary analyses on the adsorbent capacities of the
chitosan beads prepared by ionotropic gelation seemed promising.
Insulin. Hari et al. (1996a) loaded insulin into the chitosan/calcium alginate
system. Even though the load is very low, the results indicate the possibility of
modifying the formulation to obtain the desired controlled release of insulin for a
convenient G I tract delivery. Tohzaki et al. (1995, 1996) studied the colon specific
delivery of insulin from chitosan capsules in rats. They showed an improvement of
insulin absorption from the rat colon.
Others. Singh et al. (1995) incorporated Factor IX into chitosan gels and studied
the release. Aydin and Akbuga (1996) studied the release characteristics of salmon
calcitonin from chitosan beads. Neugebauer (1 994) synthesized solid phase peptide
as a potential synthetic vaccine on chitin and chitosan. Mao et al. (1996)
formulated chitosan nanospheres for gene delivery. Gursel (1995) encapsulated
the biologically active testosterone and B. subtilis spores within microcapsules
made of polyhydroxyalkanoates of bacterial origin. Covalent modification of the
biopolymer was achieved by conjugating chitosan and cellulose triacetate in order
to tailor the degradation and release rate pattern. This modification improved the
surface texture, size and shape of the microcapsules and gave spherical, porous and
less wrinkled microcapsules.
704 H . Siiheyla K a j
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