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Expertise Against Politics:

Technology as Ideology on Capitol Hill,


1966-1972

Sylvia Doughty Fries

Exploration of three thematic problems-the expressions as "inventions," "devices," "engines,"


meaning of "technology," technology as historical "machines," or Amos Eaton's felicitous but more
destiny, and the compatability of technology with complicated "application of science to the common
democratic politics-must be a part of any effort purposes of life."? Not withstanding their con-
to develop an overview of the significance of tech- fusion over the meaning of the term, both the
nology for twentieth-century American ideology. critics and the champions of technology in the
Ambivalence toward technology has become a nineteenth century treated it as something that
well-established theme in studies of the mecha- is historically inevitable. Technology may be wel-
nization of America. For example, sermons, or- comed or feared, but, by and large, it cannot be
ations, editorials, and popular lectures of the pre- resisted. The historical inevitability accorded
Civil War era show, according to Hugo Meier, a technological "progress" cannot be less than re-
conscious effort to invest technological progress markable, and is certainly problematic, in a society
with democratic legitimacy. Contradiction and which once perceived land in some quarters con-
anomaly, Leo Marx writes, characterized the at- tinues to perceive) Divine purpose or democratic
tempt of the American literary imagination, from destiny as the prime mover in the unfolding of
Hawthorne to Fitzgerald, to admit the power of national history.
the machine into the moral and symbolic terrain Thus, nineteenth-century responses to tech-
of the country's pastoral heritage. 1 nology posed not one but two ideological questions.
Nineteenth-century voices and their modern The closing of the frontier may have rendered
interpreters also reveal considerable confusion over concerns about the fate of "this virgin land"
what "technology" meant. The term itself had somewhat academic, but it did not settle the po-
been in use since the seventeenth century to de- litical questions of democracy's prospects and na-
scribe "the practical arts." Scholars commonly tional destiny in a technological society. The
infer it from such nineteenth-century American meaning of "technology," the relationship of
technological progress to the nation's historical
purpose, and the role of technology in democratic
politics-any attempt to appreciate the continuing
importance of technology for American ideology
The author holds a doctorate in history from The fohns
Hopkins University and has served on the fac- must assess whether and how these questions
ulties of Vassar College, Southern Methodist University, have been resolved.
and the University of Maine at Orono. She is a member The heterogeneity of authorship and wide variety
of the Advisory Council to the National Aeronautics of context characteristic of most available com-
and Space Administration (NASA) and Chair ex officio mentaries on technology and American society
of the Advisory Committee to the NASA History Pro- pose, however, serious interpretative difficulties.
gram. Dr. Fries' address is 6 Edgewood Drive, Orono, A less than comprehensive but perhaps more useful
ME 04473. approach is to examine closely the perceptions of

© 1983 by the Massachusetts Institute of Technology and the President and Fellows of Harvard College. Published by John Wiley & Sons
SCIence, Technology, eV Human Values, Volume 8, Issue 2, pp. 6--15 [Spring 19831 CCC 0162-2439/83/020006-IOS03.00
Fries: Expertise Against Politics 7

technology expressed by a fairly homogeneous Several times a year, Jerome Wiesner (MITl, James
group of individuals, of some generally admitted Fiske (Bell Labs), Sam Lehner [Dul'ont], Guy Suites
public importance, all commenting in the same (General Electric), Don K. Price (Harvard Uni-
elocutionary context. The record of Congressional versity), Wilfred McNeil (GraceLines), and General
testimony of 130 "expert" witnesses on a series James Gavin (Arthur D. Little) assembled to
of bills to create a Congressional office for tech- "brainstorm" with Chairman Emilio Q. Daddario
nology assessment provides the opportunity for (D-Connecticut), ranking minority member
such an analysis.' The majority of witnesses whose Charles Mosher (R-Ohio), and committee counsel
testimony is explored in this article shared the Philip B. Yeager about the best use the Congress
experience of success and influence in the "hard" might make of science and technology "to attack
and social sciences and engineering in academia public problems.:" Each of the participants recalls
and, to a lesser extent, in industry and government. that a special sense of urgency prompted their
Invited to testify, these witnesses constituted a gatherings. They had all been affected by the
class of politically influential persons called to "emotional movement ... to protect the envi-
interpret technology to a Congress increasingly ronment.?" In several private meetings and in cor-
engaged in making national technology policy. respondence, Charles A. Lindbergh had success-
Analysis of the testimony suggests that ma- fully conveyed to Daddario a "fundamental"
chines and devices are no longer fundamentally realization that "the impact of the human mind
at issue in twentieth-century discussions of tech- on life's evolution has been negative," thus "the
nology. Rather, technology properly refers to a human intellect ... to avoid destruction ... must
mentality, essentially positivistic in character, exercise control over its accumulating know-
whose historical triumph is imminent. Technology ledge.:"
thus perceived appears to have been substituted The group became sensitive during its meetings
for an otherwise failed sense of history, that is, to the necessity of distinguishing, for any legis-
of logic and purpose in the unfolding of events. lative purpose, between a program that could be
The ideological significance of this perception is perceived as an assault on technological progress
considerable, for the nature of a society's historical per se, and a program to develop what might
sensibility determines how it comprehends events amount to no more than a diagnostic device for
in the public world and thus ultimately serves as identifying the environmental and social hazards
the basis for its moral and political judgments. of current and future technologies. The "real spur"
Having substituted an expectation of the his- toward a descriptive rather than proscriptive em-
torical imminence of technology for a lost core phasis, Yeager recalls, "was the stone wall we ran
of belief in the ultimate reason of human history, into from industry in trying to get anyone to talk
the witnesses tended to claim for technology-as- about it." Would industry react to these efforts
intelligence, or "expertise," exceptional authority in the same way it was reacting to the work of
over the definition of "good" government. In so the Environmental Protection Agency or the Oc-
doing, they jeopardized one of the critical as- cupational Safety and Health Administration, that
sumptions of democratic politics, namely that a is, to see the program as one more "stumbling
responsible citizenry is the preeminent condition block ... in the path of private enterprise"? Ul-
of a free society. timately, the group articulated a balanced, ex-
ploratory approach to the problem, calling it
"technology assessment." Neither the public nor
Congress was much aware of the proposed Office
of Technology Assessment (OTA), observed
Mosher, but the professional academic policy
The notion that the Congress could make use of scholars and people working in this new rather
systematic efforts to assess the consequences of vogue-ish, discipline of policy analysis they
existing and emerging technologies first surfaced became very much aware of it." Indeed, Yeager
among members of Congress during "purely reflected, professional policy analysts grew es·
shirtsleeve" discussions begun in 1964 by a few
members and staff of the U.S. House of Repre-
• Throughout this article, institutional affiliations or titles
sentatives Committee on Science and Astronautics of persons involved in the Congressional hearings are given
and an advisory group from industry and academia. as correct at the time of participation.
8 Science, Technology, etJ Human Values-Spring 1983

pecially warm to the prospect of OTA when it Not surprisingly, virtually all of the witnesses
became apparent that it would most likely become endorsed in principle the idea of Congressional
"a contract operation rather than an in-house technology assessment; but they did not agree
capability. ,,6 on the nature of the "technology" to be assessed.
By Winter 1966, informal conversations had been Numerous witnesses echoed the view of economist
translated into tentative legislative language and Howard R. Bowen who maintained that technology
the committee began to receive testimony on was not simply the "practical application of
technology assessment from expert witnesses, a knowledge derived from the physical and biological
process that continued from the 89th through the sciences," but included "the application of all
92nd Congresses, until 1972, when the Technology knowledge." Technology should be seen as the
Assessment Act IPL 92-484) was enacted into "organization of knowledge for practical purposes"
Iaw.' Meanwhile, interest in technology assess- and thus as including not only tools but also lin-
ment for the Congress had surfaced in the Senate guistics and analytical and mathematical tech-
as well. Largely at the inspiration of Chairman niques, argued Emanuel G. Mesthene (Director
Edmund S. Muskie ID-Mainel, the Subcommittee of the Harvard University Program on Technology
on Intergovernmental Relations of the Committee and Society). Stanley Ruttenberg (U.S. Department
on Government Operations began to take testi- of Labor) suggested that "problem-solving tech-
mony, also in December 1966, on a resolution niques" as much as an understanding of nature
"To Establish a Select Senate Committee on have been the contribution of science to the en-
Technology and the Human Environment." Most gineering, biological, and other technical achieve-
witnesses who testified to either committee were ments of modern life." Technology was no longer
invited on the strength of their professional rep- distinctly represented in the imagery of the dynamo
utations or their previous roles in government and the locomotive. Clearly, technology as energy
policymaking, or because they were known to a and devices was giving way to the notion of tech-
committee member. "The people invited as wit- nology as effective intelligence.
nesses" typically represented "an interest in the Some witnesses found the pace at which tech-
question," recalls one staff member, especially nology was insinuating itself into modern life to
when "with a question like this, there is no in- be overwhelming. "We have created in this coun-
trinsic interest by district." Witnesses who had try," observed a professor of medicine, "the sci-
been involved in the House committee's initial entific and technological revolution" which has
exploratory discussions were, as a result, "key resulted in "skills, techniques, devices and abilities
witnesses." almost beyond belief." Geologist Harrison Brown
Skeptics might suggest that Congressional in- (California Institute of Technology) found the ex-
terest in institutionalizing technology assessment pansion of technology tantamount to a "fantastic
was inspired by the business community's desire revolution" and, hinting at the notion of tech-
to defuse a possible popular backlash against nology as irrational force, spoke of it "growing
American industry. Yet, efforts to interest wit- 'like Topsy.'" A sense of rapid acceleration was
nesses from industry in testifying met with only likewise suggested in the testimony of the U.S.
limited success. "They all gave the same reason, Secretary of Transportation, who called the twen-
which was that they did not really quite understand tieth century an "era of rapidly advancing progress"
what we were trying to do," Yeager remembers; with an "embarrassment of technological riches."
industry seemed to view the OTA as just another A process? An accelerating force? Was technology
Federal bureaucracy." Of the witnesses whose af- autonomous and self-generating? Anthony J.
filiations or disciplines could be identified, uni- Weiner of the Hudson Institute implied that it
versity-based natural and physical scientists and was; he testified that "man's unremitting Faustian
engineers outnumbered scientists and engineers striving, impossible to renounce" was likely to
from industry by roughly 2 to 1. Industry-which "remake both his inner and outer environment."
had otherwise successfully managed to use Federal Neither government nor business were ultimately
regulation as a means of assuring greater stability to blame for such disasters as the 1969 Santa
and predictability in the marketplace than possible Barbara oil spill, argued one witness; rather, the
with pure, and unruly, competition-appears to fault lay with "technology itself," which "seems
have distanced itself from this legislative effort. to have a life of its own.:"? Witnesses in the
House hearings decried a technology that "has
run rampant with virtually no controls placed
Fries: Expertise Against Politics 9

upon it," and lamented the "almost unbridled internally contradictory views of its plasticity or
development of technology." The image of tech- its self-recuperative powers.
nology as an autonomous force was clear in the Consider, for instance, the testimony of R.
assertion by Stewart H. Udall (then Secretary of Buckminster Fuller. In describing the earth as a
the Interior) that "man ... let his technological "spaceship," Fuller provided an image of a place
efforts ... move so far ahead of his ability to no longer the secure dwelling place of humankind
control [them]," and in a California county official's but, instead an isolated and fragile particle in an
complaint that "our technology today is way be- unforgiving universe. Its ontology was likened to
yond our ability to use it.,,11 an intricate mechanical contrivance, devoid of
All witnesses agreed that advancing technology spirit, taking its energy not from immaterial life
(and, they implied, its parent "scientific progress") forces-whether animal or divine-but from
had hitherto been the principal instrument of hu- "synergism," a principle derived from metallurgy.
manity's historical ascent from barbarism to civ- If all the world could be reduced to a mechanism,
ilized enlightenment; but the marvelous inven- then the issue was not man against nature, but
tions of the nineteenth century had acquired an technology against technology."
aggregate identity and intelligence of their own, Other witnesses revealed a sense of the natural
transforming technology into an uncertain and world as a delicate organism whose inner processes
possibly sinister master of human destinies. could not be accommodated to technology without
Technology assessment was viewed as a means doing violence to the whole. The most eloquent
of recovering some control over events. Any viable and informed case for this view was made by
effort at technology assessment, however, would Barry Commoner. Describing modem technology
require the ability to anticipate with some ac- as a "system of productivity" which consumes
curacy the future consequences of present action. "certain capital goods ... provided by nature, the
The ability to predict the future in any but the environment, and the people who live in it,"
most static, closed universe presupposes some Commoner warned that "the success of technology
conception of rational historical causation. Oth- is illusory" for it threatens to destroy "irreparably"
erwise events are either inexplicable or the play- the capital upon which it depends. Technology,
things of Fortuna. But such a conception of history far from being the key to understanding and ma-
was missing, even by allusion, from the witnesses' nipulating the human and natural world, "is in-
testimony. The closest they came was the sug- truded on the natural world" in response to some
gestion that if technology shapes history, then "narrow economic need," resulting in a "myriad
the logic of history is inherently technological, of ecological and biological problems.':"
or comprehensible through quantification and During the nineteenth century, technological
mechanical principles or analogies. The analysis progress might have been heralded as a means of
of social forces by "scientific" methods, or by mastering nature for human betterment. The tes-
methods resting on measurement and mechanism, timony offered during the O'TA legislation hearings
would yield laws of change which history then. revealed not only an altered conception of tech-
one supposes, would obligingly obey. nology, but contradictory conceptions of nature
as well. The increased complexity of the man-
against-nature theme becomes evident when one
compares Commoner's remarks with those of a
witness from Monsanto Company. In defending
the use of pesticides to increase crop yields, Phillip
The environmental critique of modern technology C. Hamm insisted that pesticides constitute only
proved to be one of the more ideologically com- a minor part of pollution." Pollution also comes
plicated themes of the testimony. Witnesses who, from non-technological sources such as animal
for example, warned of technology's environmental wastes; and other natural processes can be self-
degradations appear to have assumed that a natural polluting. Implicit in Hamm's comments was the
landscape could be restored without machinery notion that nature is neither necessarily nor in-
lor with only a little machinery here and there] herently clean, efficient, or benign. The preser-
and that this could be achieved without significant vation of natural processes is not always tanta-
cost to a large number of ordinary Americans. mount to the protection or enhancement of human
Also underlying the environmental argument was life, and some intervention into the natural world-
a set of perceptions about nature which contained e.g., agricultural technology, irrigation, or flood
10 Science, Technology, etJ Human Values-Spring 1983

control-may be excused not only because of hu- rural America provide the necessary economic
man necessity, but also because of nature's re- underpinning for the good life in the country.v'"
silience in the face of foreign intrusions.
A tendency to see all things as "system," a
technologically related concept itself, was evident
in this as well as in other aspects of the witnesses'
comments on the technology/society/nature re-
lationship. Was nature open and dynamic, able Congressional witnesses on technology assessment
to absorb the random interventions of man without tended not only to equate technology with all
suffering irreversible harm, or was nature a system, vital intelligence, but also to fail to express a
organic or mechanical, closed and fixed, one in conception of nature which was sufficiently co-
which human intervention spelled inevitable and herent or commanding to serve as a basis for
perhaps irreparable damage to the fragility of its countervailing or non-technological values. In-
internal structure? The latter view was by far terwoven as well in their testimony was a com-
more common. For example, a typical statement plicated political issue: assuming that Congress
included the characterization that "the earth ... had at its disposal the assessments expected of
has a system of its own, a web of life, a system an OTA, what authority should those assessments
of nature ... it has its own laws and we are part have in justifying governmental intervention in
of that system. And unless we have respect for the actions of either private enterprise or the pub-
that system we get in trouble.':" lic? This issue embodied a more fundamental ide-
Comingled with the concept of the natural ological question: what is the proper role and
world as a closed and fragile system was the view authority of expertise in democratic politics!
that what is most worth preserving in nature is No witness claimed that the technological future
its aesthetic or inspirational quality. One witness could be predicted with absolute certainty, but
(a physicist) asserted, for example, that the globe several agreed with Surgeon General William H.
must be preserved as a "comfortable, aesthetically Stewart that the probable accuracy of competent
pleasing environment in which to live," while "futures" work was high. Carl Madden, speaking
another (an ecologist) stressed the psychological for the World Future Society, urged the Congress
and inspirational as well as the physiological and to undertake the study of alternative futures that
biological dimensions of nature. Nature as the it could then rank in order of desirability."
scene of human recreation and inspiration also Yet, ranking the desirability of alternative fu-
appeared in the Sierra Club representative's call tures would necessarily involve some implicit or
for the preservation of "our most scenic and unique explicit measures of relative social value and risk.
wildlands."!" Engineers and scientists predominated among the
What we have, then, are three views of nature, witnesses who argued the need to establish "social
each with its special ramifications for the proper indicators," or suggested that "quality of life"
use of technology. Nature as inspiring wilderness could be measured as part of an effort to evaluate
has value in part because of its impalpability. objectively the social risks and benefits to be ex-
That which can be manipulated rarely inspires, pected from any technological development." The
while that which inspires does so in part because difficulty lay, of course, not in determining
of its transcendant qualities. Nature as inspiring whether environmental preservation or "quality
wilderness can suffer little intrusion and that in- of life" were objectives highly prized by Americans,
trusion must be limited to the presence of the but in determining which objectives should prevail,
sensibly engaged observer. Between wilderness and and on what grounds, when they come into
nature as the resilient source of man's provenance conflict.
lay a vast and confused conceptual terrain occupied Some of the witnesses acknowledged this di-
by Fuller's "spaceship" and Commoner's vital or- lemma of social engineering-that the more dif-
ganism writ large. One could also detect remnants ficult task is not how, but to what end 21-but
of what Leo Marx has termed the "middle land- most spoke as if such a dilemma never existed,
scape.?" embodied in the evocation of "a coun- insisting instead on "holistic" approaches to
tryside dotted with new towns and growing rural technology assessment. The interaction of tech-
communities where the benefits of community nology, society, and the environment could be
life are matched by the rich beauty of the coun- penetrated "holistically," many witnesses claimed,
tryside-where new industries and factories in only by those whose mode of analysis was im-
Fries: Expertise Against Politics 11

partial and objective, and whose professional ganization would be too weak to "challenge the
training elevated them above the special concerns mission-oriented technology supported by both
of "vested interests." This was, in fact, one of executive agencies and standing congressional
the two most favored solutions to the dilemma committees." Politicians use the information of
of social engineering. Technology assessment and scientific experts, asserted one Witness, only when
the knowledge upon which it relies should be it suits their political purposes-re-election or
kept inviolate from the "vested interests" of either public justification, for example-to do so. Their
business or government and assigned substantially chief obligation is to serve their clients' interests
to universities and non-profit research groups, in- "in good conscience and political safety" and their
stitutions which, presumably, had no vested in- need for expert advice depends on how they per-
terests. The other solution was to challenge the ceive those interests. The limited political use-
legitimacy of social engineering as an instrument fulness of "sound" policy analysis is especially
of public power and to rely instead on the political relevant to the questions of technology assessment,
process to resolve complex social questions. The the witness explained, because technology as-
issue was rarely described in such sharp relief, sessment "is at present a non-existent art for which
but its presence dominated witnesses' comments there are no artists." The combination of tech-
on the purpose as well as feasibility of public- nologist and social scientist with appreciation for
sponsored technology assessment." the relevant technology and the political consid-
That "good" public policy rests on scientific erations is "rare, perhaps non-existent.v'"
foundations was affirmed implicitly by most wit- Technology becomes a matter of public policy
nesses when they argued that the natural and not because of the technical problems it creates,
social sciences and engineering professions should but because of the social and moral questions it
seek a more influential role in government. Ecology raises, insisted Rev. Robert Brungs [a physicist at
and systems analysis were mentioned most often St. Louis University). The conflicting values of a
as the disciplines likely to illuminate the complex pluralistic society inhere in any public assessment
relations between man, machine, and nature- of technology. Experts neither have nor should
understanding of which would be indispensable have any special authority to determine which
to effective technology assessment." Congressmen values should prevail. Technology assessment be-
were even offered a preview of what they might longs to the people. Another witness shared the
expect from the application of one of these new apprehension that fundamental questions of value
sciences to government: "In the language of sys- raised by technology would be decided by the few
tems analysis," volunteered John Dyckman of the on behalf of the vast majority of society for whom
University of California's Department of City and the experts had little understanding and perhaps
Regional Planning, "we have been suboptimizing less sympathy. Harold P. Green (George Wash-
with tireless efficiency; that is, we have been very ington University] rejected as an "unfounded
good at production of visible, short-run outputs myth" the notion that "ordinary mortals are in-
and very poor at sensing the externalities that are capable of understanding the issues." What divides
thrown off in space and time by these processes." scientists and engineers from the general public
Our individualistic and competitive "socioeco- is not the superior wisdom of the former, but "the
nomic system" has led to "heedlessness of the esoteric jargon of their disciplines.v"
system effects in the social and environmental It is generally acknowledged that the public
systems. We have now reached the point where assessment of technology involves issues of "elite"
the byproducts of our efficiency have reached such versus "participatory" politics; most of the so-
staggering proportions that we are beginning to lutions proposed involve some type of "mecha-
suffer inefficiencies in the conventional areas of nism" to give people their sav." Yet no mech-
production and distribution from the frictions these anism, however well-designed, answered those
byproducts impose [sic]."?" witnesses who feared technology assessment as
Only a few witnesses questioned whether tech- just one more vehicle for increased power of "ex-
nology assessment could, or even should, be perts" over the lives of ordinary, anonymous
apolitical. The very independence that its sup- Americans. Even if modern life is more complex
porters advocated would render an office of tech- and more altered by scientific and technological
nology assessment ineffectual, argued Gene M. developments than life in previous epochs, does
Lyons (Dartmouth College, Department of Gov- that necessarily mean that public policy must
ernment]. Lacking political support, such an or- yield to technological values or that "chaos," as
12 Science, Technology, etJ Human Values-Spring 1983

Emanuel Mesthene warned, is the only alternative be less philosophical than political. The ability
to rule by the technologically proficientl " Most to sustain a conviction of the "rightness" of dem-
witnesses agreed that the public should be involved ocratic politics is predicated upon an underlying
in technology assessment, but whether or not the belief in the inherent "rightness" of political pro-
public was allowed to participate, or even how cesses themselves, a point too often missed by
the participation of otherwise politically weak those seeking procedural compromises between
and inarticulate groups should be encouraged, was specialized knowledge and democratic government
not regarded as the most difficult question. What in the making of public policy. Perhaps no one
the Congressional witnesses on technology as- has better appreciated this connection than Charles
sessment failed to consider was why the public E. Lindblom, who undertook in the late 1950s to
should be involved. If the public spoke, would expose the fallacy that such fashionable "scien-
anyone listen? Or would it suffice merely to have tific" policy planning procedures as operations
placed public preferences on the record? And what research, statistical decision theory, and systems
if the desires and anxieties of the many publics analysis would somehow lead to more rational
to be represented were found to be inexplicable, and responsible government." Lindblom char-
uneducable, or irreconcilable? acterized these procedures, which were implicated
in the notion of technology assessment, as "ra-
tional-comprehensive" in method, formalizing
decision-making in terms of means-ends
relationships.
Few would deny that the measure of a "good"
As the hearings testimony makes clear, neither or "rational" policy is the degree to which it attains
the tension between the machine and a mythical a specified objective, argued Lindblom. But it is
American garden nor a more generalized ambiv- impossible here to agree on objectives, for "limits
alence will suffice to describe the ideological im- on human intellectual capacities and on available
pact of technology in twentieth-century America. information set definite limits to man's capacity
For these witnesses, testifying in the late 1960s to be comprehensive." Lindblom proposed, as an
and early 1970s, nature has lost its coherent con- alternative, a "science of 'muddling through,'"
ceptual or symbolic identity. That which intruded based upon a continuous process of mutual ad-
upon the American moral landscape was nothing justment to varying advocacy groups in which
so palpable or resistible as machines or devices, "policy is not made once and for all; it is made
but a total mentality. This mentality was essen- and re-made endlessly." Such a system "can assure
tially positivistic, one which could recognize va- a more comprehensive regard for the values of
lidity and effectiveness only in a form of intel- the whole society than any attempt at intellectual
ligence associated with the methodical and comprehensiveness."
quantitative impulses of conventionally under- Lindblom's skepticism about the possibility, or
stood science and engineering ("conventionally even desirability, of comprehensive policy planning
understood" because the testimony betrays no was echoed by Daniel A. Dreyfus, a Congressional
hint of an awareness of the subjective and social committee staff member. Attempts to "introduce
sources of scientific discovery]." sophisticated policy research into the Congres-
One might say we are simply reaping the harvest sional decision process" are bound to be futile,
of nineteenth-century positivism. But the notion argued Dreyfus, for they are, as a matter of policy,
of technology as intelligence also appears to have bound to be "sterile" of the "personalized political
broken the bounds of formalized inquiry and be- insight" upon which members of Congress must
come identified with an otherwise failed sense of rely if they are to remain "individually responsible
historical reason and purpose. If confidence in to their electorates." He concluded that "respon-
Divine purpose or democratic destiny was one of sive and responsible decisions" in the Congress
the casualties of two world wars and the per- are best based upon the "collective political in-
sistence of totalitarianism, then a belief in the stincts" gathered in that body. Information enough
historical imminence of technology was one of to feed debate will be assured by "an open
the survivors. Congressional process, a vigilant press and active
What the testimony also suggests is that the interest groups.v" The political world implied in
ultimate importance of the apparent triumph of these criticisms of policy planning, however, is
technology over the historical imagination may likely to be uncertain and unpredictable, to be
Fries: Expertise Against Politics 13

one in which much could happen that was ac- tifying and evaluating those secondary conse-
cidental or inexplicable, one that is, in short, not quences and determining how and by whom they
wholly accessible to technology as intelligence. should be borne. The scientists, engineers, and
policy professionals who testified appear to have
had a low tolerance for the vagaries of the mar-
ketplace and democratic politics. Both, their tes-
timony implied, were likely to result in chaos or
destmction. Moreover, the witnesses could muster
The individuals who testified before the Congress little confidence in the virtue of "muddling
on technology assessment between 1966 and 1972 through, II even if they tried. Lacking a sense of
indirectly betrayed a perspective on the American history apart from the triumph of technological
prospect which was devoid of much sense of the intelligence, they could not be sure it would all
nation's history as a rationally explicable course come out right in the end.
of events leading toward the fulfillment of some
higher purpose, such as political freedom or social Acknowledgments. The author is indebted to
and economic justice. Technological "progress," Thomas P. Hughes and Melvin Kranzberg for their
welcomed in the nineteenth century as a possible initial encouragement of this study, and to Russell
agent of freedom and opportunity, had become I. Fries for valuable suggestions and criticisms.
transformed into a form of intelligence which was Former Representative Charles Mosher, Repre-
itself transforming history. Only those who could sentative George E. Brown, [r., and Philip B. Yeager,
comprehend and acquire that intelligence for Counsel for the Committee on Science and Tech-
themselves had any hope of regulating technology's nology, U.S. House of Representatives, provided
social and environmental consequences. many hours of thoughtful discussion. This article
Two aspects of this pattern of thought should is based upon work supported by the National
concern us. First, the subtle displacement of nine- Science Foundation under grant number SOC-
teenth-century perceptions of the nation's history 7825257. Any opinions, findings, and conclusions
as an instrument of Divine purpose or of demo- or recommendations expressed herein are those
. cratic destiny by the notion of historically im- of the author and do not necessarily reflect the
minent technology emptied any remaining his- views of the National Science Foundation.
torical sensibility of its evaluative content. Our
ability to insist upon and to practice notions of
equity, decency, and charity in the public world
requires a belief that events will justify what may NOTES
become a lonely or dangerous enterprise. If, how-
ever, history has become the creature of tech- 1. Hugo Meier, "Technology and Democracy, 1800-
nology, and if technology is inherently amoral (as 1860," Mississippi Valley Historical Review, Vol-
ume 43 (March 1957): 618-640; Leo Marx, The
it appeared to these witnesses], then history is
Machine in the Garden: Technology and the Pas-
amoral. The future belongs to those who can toral Ideal (New York: Oxford University Press,
manage technology. But to what end? 1964). Also see John F. Kasson, Civilizing the Ma-
Second, these witnesses generally found it dif- chine: Technology and Republican Values in
ficult to accept unregulated technology as the re- America, 1776-1900 (New York: Penguin Books,
sult of multiple aggregate decisions in the mar- 19751 and Thomas P. Hughes, Ed., Changing At-
ketplace. Left to itself, observed Harvey Brooks, titudes Toward American Technology (New York:
the marketplace is "rather poor for managing the Harper & Row, 19751.
secondary consequences of innovanon.?" Belief 2. Eaton quoted in Meier, ibid.
in the economic efficiency of the marketplace is 3. The views offered in this article are based on a
ideologically analogous to a belief in a free and systematic analysis, quantitative as well as inter-
pretative, of the total testimony taken by the com-
open political process as the most effective way
mittees of the 89th through the 92nd Congresses
of ensuring that government reflects the desires considering draft and final legislation resulting in
of the governed. The many witnesses who denied the creation of the Congressional Office of Tech-
the ability of the marketplace to manage the "sec- nology Assessment. The author will supply, upon
ondary consequences" of technology also thereby request, the names of all the witnesses, by discipline
questioned the ability, if not desirability, of dem- and institutional affiliation as known, and a simple
ocratic politics to carry out the prior task of iden- quantitative analysis of the witnesses' statements
14 Science, Technology, eV Human Values-Spring 1983

topically relevent to the analysis. One of the finest Environment (16 March 19671, p. 45; Emanuel G.
discussions of the use and abuse of evidence in the Mesthene before the Senate Subcommittee on In-
exploration of attitudes and ideas in history can tergovernmental Relations, 91st Congress, 1st Ses-
be found in Quentin Skinner, "Meaning and Un- sion, Hearings on S. Res. 78, to Establish a Select
derstanding in the History of Ideas," History and Senate Committee on Technology and the Human
Theory, Volume 8 (1969): 3-53. Environment (4 March 1969), p. 82; Stanley H.
4. Quotations are from interviews with Charles Mosher Ruttenberg, Hearings on S. Res. 68 (6 April 1967),
(R-Ohio), held on 10 July 1979, and with Committee p.209.
Counsel Philip B. Yeager, held on 9 July and 18 10. Philip R. Lee, Hearings on S. Res. 68 (5 April 1967),
December 1979. In addition, the author was kindly p. 194; Harrison Brown, Hearings on S. Res. 68 (16
granted thoughtful and helpful interviews with March 1967), pp. 58, 65; Alan S. Boyd, Hearings
George E. Brown, Jr. (D-California) on 18 December on S. Res. 68 (6 April 1967), p. 178; Anthony J.
1979, Thomas Moss of Representative Brown's staff Wiener, Hearings on S. Res. 78 (4 March 1969), pp.
on 18 December 1979, Franklin P. Huddle of the 66-67; and W. H. Ferry, Hearings on S. Res. 78
Legislative Reference Service, Library of Congress, (24 April 1969), pp. 250-260.
on 9 July 1979, and Walter Hahn of the Science 11. Mark Hanson before the House Subcommittee on
Policy Research Division, Library of Congress, on Science and Astronautics, 91st Congress, 2nd Ses-
10 July 1979, and Glen P. Wilson, formerly of the sion, Hearings on HR. 17046, (29 May 1970), p.
staff of the U.S. Senate Committee on Labor and 939; George Pake, Hearings on HR. 17046 (28 May
Public Welfare, on 18 December 1979. 1970), p. 756; Stewart H. Udall, Hearings on S.
5. Charles A. Lindbergh's letter of 1 July 1970 to Res. 68(5 April 1967), p. 142; and Langdon Owens,
Emilio Q. Daddario is reprinted in National Science Hearings on HR. 17046(14 March 1970), p. 501.
and Technology Policy Issues, 1979: Part I, Com- 12. R. Buckminster Fuller, Hearings op S. Res. 78 (4
mittee on Science and Technology, U.S. House of March 1969), pp. 2-15; see also Thomas F. Malone,
Representatives, 96th Congress, 1st Session (Wash- Hearings on S. Res. 78 (5 March 19691, pp. 133-
ington, DC: U.S. Government Printing Office, April 148.
1979), pp. vii-ix. 13. Barry Commoner, Hearings on S. Res. 78(24 April
6. This discussion of the origins of the Office of Tech- 1969), pp. 223-233.
nology Assessment is based on the interviews with 14. Phillip C. Hamm, Hearings on HR. 17046(29 May
Charles Mosher and Philip B. Yeager (as cited in 1970), pp. 929-938.
note 4 above). 15. Barry Commoner, Hearings on S. Res. 78 (24 April
7. For a brief overview of Congressional technology 1969), pp. 222-249; Buckminster Fuller, Hearings
assessment, see Review of the Office of Technology on S. Res. 78 (4 March 1969), pp. 2-33; Thomas
Assessment and Its Organic Act, Report of the F. Malone, Hearings on S. Res 78 (5 March 19691,
Subcommittee on Science, Research and Technology p. 133; David Gates, Hearings on HR. 17046 (29
of the Committee on Science and Technology, U.S. May 1970), p. 855; and Stewart L. Udall, Hearings
House of Representatives, 95th Congress, 2nd Ses- on S. Res. 68 (5 April 19671, p. 147.
sion (Washington, DC: U.S. Government Printing 16. George E. Pake, Hearings on HR. 17046 (28 May
Office, November 1978). See also Rosemary A. 1970), p. 757; John E. Cantlon, Hearings on S. Res.
Chalk, "Public Participation and Technology As- 78 (4 March 1969), p. 70; George Treichel, Hearings
sessment: A Survey of the Legislative History of on S. Res. 78 (7 May 1969), p. 286.
the Office of Technology Assessment," Congres- 17. Marx, op. cit., p. 226.
sional Research Service (Washington, DC: Library 18. Orville Freeman, quoted by George W. Irving, Ir.,
of Congress, 18 September 19741; Craig A. Decker, Hearings on S. Res. 68 (5 April 19671, p. 160.
"A Preliminary Assessment of the Congressional 19. William H. Stewart, Hearings on S. Res. 68 (5 April
Office of Technology Assessment," Journal of the 19671, pp. 193-197; Roger Revelle, Hearings on S.
International Society for Technology Assessment Res. 298 (IS December 1966), pp. 327-329; Carl
(June 1975): 5-26; and Carroll Pursell, "Belling the H. Madden, Hearings on S. Res. 78 (7 May
Cat: A Critique of Technology Assessment," Lex 1969), p. 279.
et Scientia, Volume 10 (October-December 1974): 20. Edward Wenk, Hearings on HR. 17046 (26 May
130-142. 1970), p. 103; Myron Tribus, Hearings on Tech-
8. Interviews with Thomas Moss, Staff of the House nology Assessment (2 December 1969), pp. 67-82;
Committee on Science and Technology (18 De- John Holdren, Hearings on HR. 17046 (16 March
cember 1979) and with Philip B. Yeager (9 July 1970), pp. 604-611; Chauncey Starr, Hearings on
1979). S. Res. 78 (6 March 1969), pp. 177-184.
9. Howard R. Bowen before the Senate Subcommittee 21. See, for example, Don E. Kash, Hearings on Tech-
on Intergovernmental Relations, 90th Congress, 1st nology Assessment (3 December 1969), p. 132, and
Session, Hearings on S. Res. 68, to Establish a Select Harvey Brooks, statement included in Hearings on
Senate Committee on Technology and the Human Technology Assessment.
Fries: Expertise Against Politics 15

22. Roger Revelle, Hearings on S. Res. 298 (15December 26. Robert Brungs, Hearings on HR. 17046 (29 May
19661, p. 339; Daniel G. Aldrich, Hearings on HR. 1970), pp. 913-922; Max Pepper, Hearings on H.R.
17046 (14 March 19701, pp. 470-479; James A. 17046 (29 May 1970), pp. 923-928; Harold P. Green,
Shannon, Hearings on S. Res. 298 (15 December . "The Adversary Process in Technology Assess-
1966), pp. 307-318. ment," reprinted in Hearings on Technology As-
23. Gurdon Pulford, Hearings on HR. 17046 (16 March sessment, pp. 352-358.
1970), pp. 598-599; Eugene M. Coan, Hearings on 27. See Rosemary Chalk, op. cit., Dorothy Nelkin, "The
HR. 17046 (16 March 1970), pp. 576-582; Edward Technological Imperative versus Public Interests,"
Wenk, Hearings on HR. 17046 (26 March 1970), Society, Volume 13, Number 6 (1976); Harvey
pp. 100-122; Harrison Brown, Hearings on S. Res. Brooks, "Technology Assessment in Retrospect,"
58 (16 March 1967), pp. 58-70; Alan M. Moorhees, Newsletter on Science, Technology, eV Human
Hearings on S. Res. 78 (16 March 1967), pp. 153- Values, Volume 2/Number 17 (October 1976).
165; Chauncey Starr, Hearings on HR. 17046 (13 28. See John McDermott's review of the Fourth Annual
March 1970), pp. 343-359; Howard R. Bowen, Report for 1967-1968 of the Harvard University
Hearings on S. Res. 68 (16 March 19671, pp. 44- Program on Technology and Society, "Technology:
57; Alan S. Boyd, Hearings on S. Res. 68 (6 April The Opiate of the Intellectuals," New York Review
1967), pp. 177-192; P. Willard Crane, Hearings on of Books, Volume 13/Number 2 (31 January 1969):
S. Res. 78 (5 March 1969), pp. 166-174; John Dyck- 25-35.
man, Hearings on HR. 17046(17 March 1970), pp. 29. Among the best treatments of this aspect of science
630-642; Richard Gordon, Hearings on HR. 17046 is Gerald Holton, The Scientific Imagination: Case
(29 May 1970), pp. 881-894; James Buzzell, Hearings Studies (New York: Cambridge University Press,
on H.R. 17046(29 May 1970), pp. 863-874; Louis 1978).
H. Mayo, Hearings on Technology Assessment (2 30. Charles E. Lindblom, "The Science of 'Muddling
December 1969), pp. 82-118. Through'," Public Administration Review, Volume
24. John Dyckman, Hearings on HR. 17046 (17 March 19 (1959): 79-88.
1969), p. 630. 31. Daniel A. Dreyfus, "The Limitations of Policy Re-
25. Gene M. Lyons, Hearings on HR. 17046 (27 May search in Congressional Decisionmaking," Policy
1970), pp. 126-129; Hugh Folk, liThe Role of Tech- Studies (1976): 269-274.
no1ogy Assessment in Public Policy," reprinted in 32. Harvey Brooks, Hearings on S. Res. 78 (6 March
Hearings on Technology Assessment, pp. 511-518. 1969), pp. 178-196.

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