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Nyvad Criteria
Nyvad Criteria
0 Sound Normal enamel translucency and texture (slight staining allowed in otherwise sound fissure)
1 Active caries Surface of enamel is whitish/yellowish opaque with loss of luster; feels rough when the tip of the
(intact surface) probe is moved gently across the surface; generally covered with plaque
No clinically detectable loss of substance
Smooth surface: caries lesion typically located close to gingival margin
Fissure/pit: intact fissure morphology; lesion extending along the walls of the fissure
2 Active caries Same critera as score 1
(surface discontinuity) Localized surface defect (microcavity) in enamel only
No undermined enamel or softened floor detectable with the explorer
3 Active caries Enamel/dentin cavity easily visible with the naked eye; surface of cavity feels soft or leathery on
(cavity) gentle probing
There may or may not be pulpal involvement
4 Inactive caries Surface of enamel is whitish, brownish or black
(intact surface) Enamel may be shiny and feels hard and smooth when the tip of the probe is moved gently across
the surface
No clinically detectable loss of substance
Smooth surface: caries lesion typically located at some distance from gingival margin
Fissure/pit: intact fissure morphology; lesion extending along the walls of the fissure
5 Inactive caries Same criteria as score 4
(surface discontinuity) Localized surface defect (microcavity) in enamel only
No undermined enamel or softened floor detectable with the explorer
6 Inactive caries Enamel/dentin cavity easily visible with the naked eye; surface of cavity may be shiny and feels
(cavity) hard on probing with gentle pressure
No pulpal involvement
7 Filling (sound surface)
8 Filling + active caries Caries lesion may be cavitated or noncavitated
9 Filling + inactive caries Caries lesion may be cavitated or noncavitated
the classification reflect the best treatment options avail- al., 1999] offer a validated approach for this purpose. We
able for different types of carious lesions? shall show that such criteria are not only useful for dental
The caries decline observed in many countries over the practitioners when performing caries control for their pa-
past 30 years poses further challenges in caries diagnosis. tients in daily practice, but also for researchers and dental
Because of the slower rate of progression of caries in many public health care planners when estimating the effects of,
populations and a concomitant decrease in the number of or the need for, caries-controlling interventions.
cavities, it is no longer sufficient to score caries according
to the WHO criteria [WHO, 1997]. Carious lesions can and
should be identified and controlled at the noncavitated lev- The Pathobiological Basis for the Nyvad Criteria
el, i.e., prior to the development of cavity formation [Nyvad
and Fejerskov, 1997, 2015]. However, noncavitated lesions The Nyvad classification is a visual-tactile caries clas-
may differ widely by their risk of progression [Nyvad, sification [Nyvad et al., 1999]. The criteria were devel-
2004]. An up-to-date caries classification must, therefore, oped to reflect the entire continuum of caries lesion
also provide information about the prognosis and current development, ranging from clinically sound surfaces,
best management options for such noncavitated lesions. through noncavitated and microcavitated enamel caries
In this review, we demonstrate that the Nyvad criteria lesions, to frank cavitation into the dentin. A unique fea-
for caries lesion activity and severity assessment [Nyvad et ture of the classification is that in addition to assessing the
Nyvad Criteria for Caries Activity and Caries Res 2018;52:397–405 399
Severity Assessment DOI: 10.1159/000480522
activity. Therefore, professional cleaning of the teeth is unreliable because activity cannot be quantified [Ando et
undesirable prior to a caries examination. During the ex- al., 2017].
amination, biofilm is removed from the tooth surfaces by A closer analysis of the reliability data of Nyvad et al.
the side of a sharp explorer while the tip of the explorer [1999] revealed no indication of systematic intra- or in-
gently runs across the lesion to assess surface roughness. terexaminer deviations. Most misclassifications (ca. 80%)
The explorer is never used to poke vigorously into the tis- involved disagreement between the sound surface catego-
sue to avoid damage to the surface layer of a lesion. Plas- ry and the noncavitated carious lesion (active or inactive)
tic and ball-ended explorers are not recommended as categories. These results corroborate earlier observations
they may be incapable of conferring the necessary tactile [Ismail et al., 1992; Séllos and Soviero, 2011] that diagno-
“feel” of the surface features of the lesion. Indeed, probing sis of noncavitated carious lesions is often mixed up with
is not necessary when the visual manifestation of activity sound surfaces. Disagreements between the sound sur-
is obvious. face category and the noncavitated active or noncavitated
Occasionally, it may be difficult to decide whether a inactive lesion categories occurred with about the same
lesion is active or inactive. The lesion may contain ele- frequency (ca. 30% of all misclassifications). Only some
ments of both lesion activity categories, or the lesion may 10% of the misclassifications involved disagreement be-
be at a transitional stage between active and inactive. tween noncavitated active and noncavitated inactive le-
From a treatment perspective, it is important not to over- sions. Adding lesion activity assessment does not reduce
look an active lesion. Therefore, a lesion should be re- the reliability of caries diagnostic decisions including
corded as active in all cases when any part of the lesion noncavitated diagnoses.
reveals the classical signs of activity. A detailed descrip-
tion of the examination procedures is given elsewhere
[Nyvad et al., 2015], just as the differential diagnostic con- Validity of the Nyvad Criteria
siderations are described by Nyvad et al. [2009] and Ma-
chiulskiene et al. [2009]. A caries classification must be valid, i.e., it must mea-
It should be appreciated that the Nyvad criteria cover sure what it purports to measure [Last, 2001]. The Nyvad
the full clinical spectrum of caries lesion activity and se- classification includes aspects of both severity (progres-
verity in just 10 individual scores (scores from 0 to 9) sion stage) and activity of caries lesions, and assessment
(Table 1). These scores include separate codes for sound of the validity of the criteria must, therefore, include both
surfaces, fillings, and active and inactive secondary caries. aspects.
A full-mouth examination typically takes no more than Braga et al. [2010] estimated the concurrent validity of
5–10 min [Nyvad et al., 1999; Séllos and Soviero, 2011]. the Nyvad criteria by comparing the clinical scores with
The criteria are user friendly and may easily be adapted the histological findings and found a strong correlation
to statistical analysis. between clinical scores and histological lesion depth in
occlusal surfaces of primary molars, similar to that found
for ICDAS-II [Ismail et al., 2007] when combined with an
Reliability of the Nyvad Criteria adjunct system for lesion activity assessment (ICDAS-
LAA). This is not surprising as both diagnostic systems
For any caries classification, it is important that the are based on rather similar staging of severity. The au-
criteria are reproducible between and within examiners, thors further applied a pH indicator to histological sec-
since this is an indication of their ease of use. The reliabil- tions of a subset of the extracted teeth to create a “gold
ity of the Nyvad criteria has been shown to be high to ex- standard” for lesion activity. Although a “substantial”
cellent when used by trained examiners under epidemio- correlation was observed between the clinical ICDAS-
logical conditions in both the primary and permanent LAA scores and the “gold standard” activity scores, it was
dentitions [Machiulskiene et al., 1998; Nyvad et al., 1999, also clear that the Nyvad criteria had substantially larger
2009; Braga et al., 2010; Séllos and Soviero, 2011; Tikho specificity than the ICDAS-LAA for essentially similar
nova et al., 2014]. The reliability of the criteria is compa- sensitivity values. Nonetheless, a proper validation of car-
rable to that of other common caries lesion descriptors ies lesion activity assessments requires observations from
not involving activity assessment [de Amorim et al., 2012; longitudinal studies or randomized clinical trials [Bae-
Fereira Zandoná et al., 2012]. This is remarkable because lum et al., 2006].
“subjective” lesion assessment is sometimes considered
Nyvad Criteria for Caries Activity and Caries Res 2018;52:397–405 401
Severity Assessment DOI: 10.1159/000480522
No active caries Active caries lesions
(cavitated or noncavitated) (cavitated or noncavitated)
Re-evaluation Re-evaluation
After 6 to 9 months After 3 to 6 months
©Nyvad
Fig. 3. Guideline for categorizing patients into caries activity and caries risk status and for setting the recall in-
terval for caries control [Nyvad and Kidd, 2015]. For detailed description, see text. OH, oral hygiene. Reproduced
with permission of Wiley Blackwell.
The clinical benefit of using the Nyvad criteria for the erative and operative treatment of the active lesions (yel-
purpose of caries management gains further support by low lane patient). If risk factors cannot be modified (such
the ability of the criteria to identify individuals with a high as in patients with decreased salivary secretion), intensi-
risk for future caries progression. Previous approaches to fied professional interventions are needed (red lane pa-
the identification of cases with increased caries risk have tient) [Nyvad and Kidd, 2015]. Such an approach for con-
mainly relied on various caries risk assessment tools such trolling dental caries was put into service in clinical prac-
as the Cariogram or CAMBRA (caries management by tice in Denmark by the Danish Health Authority [2013].
risk assessment). However, the prognostic value of such Yet, additional longitudinal studies are required to deter-
tools may be modest [Tellez et al., 2013]. The single best mine the potential superiority of the Nyvad criteria as a
risk factor for new caries appears to be past caries experi- screening tool for caries management strategies com-
ence [Hausen, 1997]. Unfortunately, this factor has lim- pared to conventional risk-based approaches.
ited prognostic value in patients with multiple restora-
tions and in patients who have already mastered caries Planning and Organization of Dental Public Health
control. Modern evidence-based protocols for caries Services
management should, therefore, start by identifying pa- Dental public health workers may benefit considerably
tients at risk of future caries by assessing caries lesion ac- from having access to data about the severity and activity
tivity (Fig. 3) [Nyvad and Kidd, 2015]. If there are no ac- of dental caries in their community to gain an overview
tive lesions at the time of examination, the patient is ad- of the disease status and treatments needed. Clinical ex-
vised to maintain self-care (green lane patient). If the aminations based on the Nyvad criteria automatically
patient reveals active caries lesions, the caries-promoting generate such data. Hence, rather than merely obtaining
factors should be evaluated for the actual patient and be information about the number of cavitated and noncavi-
modified by appropriate interventions along with nonop- tated caries lesions, the Nyvad criteria provide additional
Nyvad Criteria for Caries Activity and Caries Res 2018;52:397–405 403
Severity Assessment DOI: 10.1159/000480522
levels of lesion formation, the criteria are highly recom- elements from different lesion classifications does not
mended for studies of the therapeutic effect of caries-con- guarantee validity of the resulting merged criteria. In fact,
trolling interventions. To the best of our knowledge, no adoption of the Nyvad classification into the ICDAS pro-
other caries lesion classification has been able to mirror tocol is redundant because the Nyvad criteria already cov-
the de- and remineralization processes in caries to a sim- er all relevant aspects of caries lesion severity and activity.
ilar extent. The ICDAS criteria, because of their rationale
based on lesion depth, are capable of reflecting the stage
of lesion development only [Ferreira Zandoná et al., Disclosure Statement
2012].
None of the authors has any conflict of interest.
Finally, the description of the Nyvad caries lesion clas-
sification has remained unchanged since its introduction
in 1999. Meanwhile, other lesion classifications have in-
Author Contributions
corporated “modifications” [ICDAS II, 2009; ICCMSTM,
2014] or even copied [Guedes et al., 2014, 2015] the Nyvad B.N. drafted the paper. V.B. critically reviewed the paper. Both
criteria into their protocols. However, the combination of authors gave final approval.
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Nyvad Criteria for Caries Activity and Caries Res 2018;52:397–405 405
Severity Assessment DOI: 10.1159/000480522