Professional Documents
Culture Documents
Compaction Equipment Plate Compactors Plate 500KG LG500 Operation Manual
Compaction Equipment Plate Compactors Plate 500KG LG500 Operation Manual
PDQXDO
,/*(1SGI
2SHUDWLRQ 0DLQWHQDQFH
)RUZDUGDQG5HYHUVLQJ3ODWH
&RPSDFWRU
/*
'LHVHOHQJLQH
+DW]'=
6HULDOQXPEHU
:HUHVHUYHWKHULJKWWRFKQDJH
VSHFLILFDWLRQV
3ULQWHGLQ6ZHGHQ
7DEOHRI&RQWHQWV
,QWURGXFWLRQ
:DUQLQJV\PEROV
6DIHW\LQIRUPDWLRQ
*HQHUDO
&(PDUNLQJDQG'HFODUDWLRQRIFRQIRUPLW\
6DIHW\*HQHUDOLQVWUXFWLRQV
6DIHW\ZKHQRSHUDWLQJ
6ORSHV
'ULYLQJQHDUHGJHV
7HFKQLFDOVSHFLILFDWLRQV1RLVH9LEUDWLRQV(OHFWULFDO
1RLVHOHYHOV
7HFKQLFDOVSHFLILFDWLRQV'LPHQVLRQV
7HFKQLFDOVSHFLILFDWLRQV:HLJKWVDQGYROXPHV
7HFKQLFDOVSHFLILFDWLRQV*HQHUDO
0DFKLQHSODWH,GHQWLILFDWLRQ
0DFKLQHSODWH
0DFKLQHVSHFLILFDWLRQV'HFDOV
/RFDWLRQRIGHFDOV
6DIHW\GHFDOV
,QIRGHFDOV
7KHPDFKLQH
VUDQJHRIDSSOLFDWLRQV
7KHPDFKLQH
VUDQJHRIDSSOLFDWLRQV
2SHUDWLRQ6WDUWLQJ
%HIRUHVWDUWLQJ+DW]
6WDUWLQJPDQXDOO\VWDUWDGHQJLQH
6WDUWLQJHOHFWULFDOO\VWDUWDGHQJLQH
2SHUDWLRQ'ULYLQJ
2SHUDWLQJ
2SHUDWLQJ6WRSSLQJ
6WRSSLQJWKHHQJLQH
,/*(1SGI
0LVFHOODQHRXV
/LIWLQJ
/LIWLQJ7RZLQJ
7UDQVSRUW
7UDQVSRUWLQJWKHPDFKLQH
0DLQWHQDQFH/XEULFDQWVDQGV\PEROV
0DLQWHQDQFH0DLQWHQDQFHVFKHGXOH
6HUYLFHDQGVHUYLFHSRLQWV
(YHU\WHQRSHUDWLQJKRXUV'DLO\
$IWHUWKHILUVWKRXUVRIRSHUDWLRQ
(YHU\KRXUVRIRSHUDWLRQ
(YHU\KRXUVRIRSHUDWLRQRUHYHU\WKUHHPRQWKV
(YHU\KRXUVRIRSHUDWLRQ
(YHU\KRXUVRIRSHUDWLRQ<HDUO\
0DLQWHQDQFHK
'DLO\LQVSHFWLRQHYHU\KRXUVRIWKHHQJLQH
&KHFNLQJEROWHGMRLQW
&OHDQLQJWKHPDFKLQH
&KHFNLQJFRQWUROV
7KHILUVWKRXUVRIRSHUDWLRQ
(QJLQH
&KDQJLQJRLOLQWKHHFFHQWULFHOHPHQW
0DLQWHQDQFHK
&KHFNLQJWKHYLEUDWLRQGDPSHUV
(QJLQH
&KHFNLQJWKH9EHOW
0DLQWHQDQFHK
&KDQJLQJRLOLQWKHHFFHQWULFHOHPHQW
0DLQWHQDQFHK
(QJLQH
,/*(1SGI
&KHFNLQJWKHEDWWHU\
&KHFNLQJEROWHGMRLQW
&KHFNK\GUDXOLFRLOOHYHO
&KHFNLQJFRQWUROV
&KHFNLQJWKHYLEUDWLRQGDPSHUV
0DLQWHQDQFHK
(QJLQH
&KDQJLQJWKHK\GUDXOLFIOXLG
,/*(1SGI
,/*(1SGI
,QWURGXFWLRQ
,QWURGXFWLRQ
:DUQLQJV\PEROV
:$51,1*0DUNVDGDQJHURUDKD]DUGRXV
SURFHGXUHWKDWFDQUHVXOWLQOLIHWKUHDWHQLQJRU
VHULRXVLQMXU\LIWKHZDUQLQJLVLJQRUHG
&$87,210DUNVDGDQJHURUKD]DUGRXV
SURFHGXUHWKDWFDQUHVXOWLQGDPDJHWRWKH
PDFKLQHRUSURSHUW\LIWKHZDUQLQJLVLJQRUHG
6DIHW\LQIRUPDWLRQ
:HUHFRPPHQGWKDWWKHRSHUDWRUUHDGVWKH
VDIHW\LQVWUXFWLRQVLQWKLVPDQXDOFDUHIXOO\
$OZD\VIROORZWKHVDIHW\LQVWUXFWLRQV(QVXUH
WKDWWKLVPDQXDOLVDOZD\VHDVLO\DFFHVVLEOH
5HDGWKHHQWLUHPDQXDOEHIRUHVWDUWLQJWKH
PDFKLQHDQGEHIRUHFDUU\LQJRXWDQ\
PDLQWHQDQFH
(QVXUHJRRGYHQWLODWLRQH[WUDFWLRQRIDLUE\IDQ
ZKHUHWKHHQJLQHLVUXQLQGRRUV
*HQHUDO
7KLVPDQXDOFRQWDLQVLQVWUXFWLRQVIRUPDFKLQH
RSHUDWLRQDQGPDLQWHQDQFH
7KHPDFKLQHPXVWEHFRUUHFWO\PDLQWDLQHGIRU
PD[LPDOSHUIRUPDQFH
7KHPDFKLQHVKRXOGEHNHSWFOHDQVRWKDWDQ\
OHDNDJHVORRVHEROWVDQGORRVHFRQQHFWLRQVDUH
GLVFRYHUHGDWDVHDUO\DSRLQWLQWLPHDVSRVVLEOH
,QVSHFWWKHPDFKLQHHYHU\GD\EHIRUHVWDUWLQJ
,QVSHFWWKHHQWLUHPDFKLQHVRWKDWDQ\OHDNDJHVRU
RWKHUIDXOWVDUHGHWHFWHG
&KHFNWKHJURXQGXQGHUWKHPDFKLQH/HDNDJHVDUH
PRUHHDVLO\GHWHFWHGRQWKHJURXQGWKDQRQWKH
PDFKLQHLWVHOI
,/*(1SGI
,QWURGXFWLRQ
7+,1.(19,5210(17'RQRWUHOHDVHRLO
IXHODQGRWKHUHQYLURQPHQWDOO\KD]DUGRXV
VXEVWDQFHVLQWRWKHHQYLURQPHQW$OZD\VVHQG
XVHGILOWHUVGUDLQRLODQGIXHOUHPQDQWVWR
HQYLURQPHQWDOO\FRUUHFWGLVSRVDO
7KLVPDQXDOFRQWDLQVLQVWUXFWLRQVIRUSHULRGLF
PDLQWHQDQFHQRUPDOO\FDUULHGRXWE\WKHRSHUDWRU
$GGLWLRQDOLQVWUXFWLRQVIRUWKHHQJLQHFDQEH
IRXQGLQWKHPDQXIDFWXHU
VHQJLQHPDQXDO
&(PDUNLQJDQG'HFODUDWLRQRIFRQIRUPLW\
$SSOLHVWRPDFKLQHVPDUNHWHGLQ(8((&
7KLVPDFKLQHLV&(PDUNHG7KLVVKRZVWKDWRQ
GHOLYHU\LWFRPSOLHVZLWKWKHEDVLFKHDOWKDQGVDIHW\
GLUHFWLYHVDSSOLFDEOHIRUWKHPDFKLQHLQDFFRUGDQFH
ZLWKPDFKLQHU\GLUHFWLYH(&DQGWKDWLWDOVR
FRPSOLHVZLWKRWKHUGLUHFWLYHVDSSOLFDEOHIRUWKLV
PDFKLQH
$'HFODUDWLRQRIFRQIRUPLW\LVVXSSOLHGZLWKWKLV
PDFKLQHZKLFKVSHFLILHVWKHDSSOLFDEOHGLUHFWLYHVDQG
VXSSOHPHQWVDVZHOODVWKHKDUPRQL]HGVWDQGDUGV
DQGRWKHUUHJXODWLRQVWKDWDUHDSSOLHG
,/*(1SGI
6DIHW\*HQHUDOLQVWUXFWLRQV
6DIHW\*HQHUDOLQVWUXFWLRQV
$OVRUHDGWKHVDIHW\PDQXDO
6\PEROV
7KHVLJQDOZRUGV:$51,1*DQG&$87,21XVHGLQWKHVDIHW\LQVWUXFWLRQVKDYH
WKHIROORZLQJPHDQLQJV
:$51,1*,QGLFDWHVGDQJHURUKD]DUGRXVSURFHGXUHWKDWFRXOGUHVXOWLQVHULRXVRU
PRUWDOLQMXU\LIWKHZDUQLQJLVGLVUHJDUGHG
&DXWLRQ,QGLFDWHVGDQJHURUKD]DUGRXVSURFHGXUHWKDWFRXOGUHVXOWLQGDPDJHWR
PDFKLQHU\RUSURSHUW\LIWKHZDUQLQJLVGLVUHJDUGHG
,PSRUWDQWUXOHVIRU\RXUVDIHW\
7KHPDFKLQHPD\QRWEHPRGLILHGZLWKRXWWKHDSSURYDORIWKHPDQXIDFWXUHU
2QO\XVHRULJLQDOSDUWV
8VHRQO\DFFHVVRULHVUHFRPPHQGHGE\'\QDSDF
0RGLILFDWLRQVFDQUHVXOWLQVHULRXVLQMXULHVWR\RXUVHOIRURWKHUV
7KHVHUHFRPPHQGDWLRQVDUHEDVHGRQLQWHUQDWLRQDOVDIHW\VWDQGDUGV<RXPXVW
DOVRREVHUYHDQ\ORFDOVDIHW\UHJXODWLRQVZKLFKPD\EHLQIRUFH5HDGDOO
LQVWUXFWLRQVFDUHIXOO\EHIRUHRSHUDWLQJWKHPDFKLQH.HHSWKHLQVWUXFWLRQVLQDVDIH
SODFH
6LJQVDQGVWLFNHUVJLYLQJLPSRUWDQWLQIRUPDWLRQDERXWVDIHW\DQGPDLQWHQDQFH
DUHVXSSOLHGZLWKHYHU\PDFKLQH0DNHVXUHWKH\DUHOHJLEOH7KHRUGHULQJ
QXPEHUVIRUQHZVWLFNHUVFDQEHIRXQGLQWKHVSDUHSDUWVOLVW
0DFKLQHVDQGDFFHVVRULHVPD\RQO\EHXVHGIRUWKHLULQWHQGHGSXUSRVH
)RUUHDVRQVRISURGXFWVDIHW\WKHPDFKLQHPXVWQRWEHPRGLILHGLQDQ\ZD\
5HSODFHGDPDJHGDQGZRUQSDUWVLQJRRGWLPH
$OZD\VSD\DWWHQWLRQWRZKDW\RXDUHGRLQJ
8VH\RXUFRPPRQVHQVH'RQRWXVHWKHPDFKLQHLI\RXDUHWLUHGRUXQGHU
WKHLQIOXHQFHRIGUXJVDOFRKRORURWKHUVXEVWDQFHVZKLFKFDQHIIHFW\RXU
YLVLRQUHDFWLRQDELOLW\RUMXGJHPHQW
6DIHW\HTXLSPHQW
/RQJH[SRVXUHWRORXGQRLVHZLWKRXWHDUSURWHFWRUVFDQFDXVHSHUPDQHQWGDPDJHWR
KHDULQJ
/RQJH[SRVXUHWRYLEUDWLRQVFDQGDPDJHWKHKDQGVILQJHUVDQGZULVWV'RQRWXVH
WKHPDFKLQHLI\RXH[SHULHQFHGLVFRPIRUWFUDPSRUSDLQ&RQVXOWDGRFWRUEHIRUH
UHVXPLQJZRUNZLWKWKHPDFKLQH
,/*(1SGI
6DIHW\*HQHUDOLQVWUXFWLRQV
$OZD\VXVHDSSURYHGVDIHW\HTXLSPHQW
7KHIROORZLQJUHTXLUHPHQWVDSSO\WRRSHUDWRUVDQGSHUVRQVLQWKHLPPHGLDWH
YLFLQLW\RIWKHZRUNDUHD
6DIHW\KHOPHW
6DIHW\JRJJOHV
(DUSURWHFWRUV
'XVWPDVNLQGXVW\HQYLURQPHQWV
+LJKYLVLELOLW\FORWKLQJ
3URWHFWLYHJORYHV
3URWHFWLYHIRRWZHDU
$YRLGORRVHILWWLQJFORWKLQJZKLFKFDQJHWFDXJKWLQWKHPDFKLQH,I\RXKDYHORQJ
KDLUFRYHULWZLWKDKDLUQHW
9LEUDWLRQVIURPKDQGKHOGPDFKLQHU\DUHWUDQVPLWWHGWRWKHKDQGVYLDWKHKDQGOHV
'\QDSDFPDFKLQHVIHDWXUHDKDQGOHGHVLJQWKDWDEVRUEVPXFKRIWKHYLEUDWLRQ
'HSHQGLQJRQWKHRSHUDWLRQJURXQGFRQGLWLRQVDQGH[SRVXUHWLPHWKH
UHFRPPHQGHGOLPLWVIRUKDQGDUPYLEUDWLRQVPD\EHH[FHHGHG:KHUHQHFHVVDU\
WDNHVXLWDEOHPHDVXUHVVXFKDVZHDULQJSURWHFWLYHJORYHVRUQRWYLEUDWLQJRQ
SUHYLRXVO\FRPSDFWHGPDWHULDO
%HDOHUWWRDFRXVWLFVLJQDOVIURPRWKHUPDFKLQHVLQWKHZRUNLQJDUHD
'RQRWXVHDPDFKLQHWKDWLVOHDNLQJIXHORURLO
7KHZRUNLQJDUHD
'RQRWXVHWKHPDFKLQHQHDUIODPPDEOHPDWHULDORULQH[SORVLYHHQYLURQPHQWV
6SDUNVFDQEHHPLWWHGIURPWKHH[KDXVWSLSHDQGWKHVHFDQLJQLWHIODPPDEOH
PDWHULDO:KHQ\RXWDNHDSDXVHRUKDYHILQLVKHGZRUNLQJZLWKWKHPDFKLQHGR
QRWSDUNLWRQRUQHDUIODPPDEOHPDWHULDOV
7KHH[KDXVWSLSHFDQJHWYHU\KRWGXULQJRSHUDWLRQDQGFDQFDXVHFHUWDLQ
PDWHULDOWRLJQLWH0DNHVXUHWKDWWKHUHDUHQRRWKHUSHUVRQQHOLQVLGHWKHZRUNLQJ
DUHDZKLOHWKHPDFKLQHLVLQXVH.HHSWKHZRUNVLWHFOHDQDQGIUHHRIH[WUDQHRXV
REMHFWV
6WRUHWKHPDFKLQHLQDVDIHSODFHRXWRIXQDXWKRUL]HG
VUHDFKSUHIHUDEO\LQD
ORFNHGFRQWDLQHU
)LOOLQJXSIXHO3HWURO'LHVHO
3HWUROKDVDQORZIODVKSRLQWDQGFDQEHH[SORVLYHLQFHUWDLQVLWXDWLRQV'RQRW
VPRNH0DNHVXUHWKHUHLVDGHTXDWHYHQWLODWLRQ
.HHSDZD\IURPDOOKRWRUVSDUNJHQHUDWLQJREMHFWVZKHQKDQGOLQJIXHO:DLWXQWLO
WKHPDFKLQHKDVFRROHGEHIRUHILOOLQJWKHWDQN)LOOWKHWDQNDWOHDVWPHWUHVDZD\
IURPZKHUH\RXLQWHQGWRXVHWKHPDFKLQHWRDYRLGILUH$YRLGVSLOOLQJSHWUROGLHVHO
RURLORQWKHJURXQG
3URWHFW\RXUKDQGVIURPFRQWDFWZLWKSHWUROGLHVHODQGRLO2SHQWKHWDQNFDS
VORZO\WRUHOHDVHDQ\RYHUSUHVVXUHWKDWPLJKWH[LVWLQWKHWDQN$OZD\VWDNHFDUHWR
XVHWKHULJKWW\SHRIIXHO'RQRWRYHUILOOWKHWDQN,QVSHFWWKHPDFKLQHIRUIXHO
OHDNDJHUHJXODUO\
%HIRUHVWDUWLQJ
UHDGWKHLQVWUXFWLRQPDQXDODQGWKRURXJKO\IDPLOLDULVH\RXUVHOIZLWKWKHPDFKLQH
DQGDOOLWVIXQFWLRQVDQGFKHFNWKDW
$OOKDQGOHVDUHIUHHIURPJUHDVHRLODQGGLUW
7KHPDFKLQHKDVQRYLVLEOHIDXOWV
$OOSURWHFWLYHGHYLFHVDUHVHFXUHO\IDVWHQHGLQWRSODFH
$OOFRQWUROOHYHUVDUHLQWKHQHXWUDOSRVLWLRQ
6WDUWWKHPDFKLQHDFFRUGLQJWRWKHLQVWUXFWLRQERRN
,/*(1SGI
6DIHW\*HQHUDOLQVWUXFWLRQV
2SHUDWLRQ
.HHS\RXUIHHWZHOOFOHDURIWKHPDFKLQH
'RQRWRSHUDWHWKHPDFKLQHLQSRRUO\YHQWLODWHGVSDFHV7KHUHLVDULVNRIFDUERQ
PRQR[LGHSRLVRQLQJ
2QO\XVHWKHPDFKLQHIRUWKHSXUSRVHIRUZKLFKLWLVLQWHQGHG(QVXUHWKDW\RX
NQRZKRZWRVWRSWKHPDFKLQHLQWKHHYHQWRIDQHPHUJHQF\
$OZD\VH[HUFLVHH[WUHPHFDXWLRQZKHQGULYLQJWKHPDFKLQHRQVORSHV$OZD\V
HQVXUHWKDWDOOSHUVRQQHOLQWKHYLFLQLW\DUHKLJKHUXSWKHVORSHWKDQWKHPDFKLQH
$OZD\VGULYHVWUDLJKWXSDQGGRZQRQVORSHV'RQRWH[FHHGWKHPD[LPXP
JUDGDELOLW\RIWKHPDFKLQHDFFRUGLQJWRWKHLQVWUXFWLRQERRN$OZD\VVWD\FOHDURI
WKHPDFKLQHZKHQRSHUDWLQJRQVORSHVRULQWUHQFKHV
1HYHUWRXFKWKHHQJLQHH[KDXVWV\VWHPRUHFFHQWULFHOHPHQWRIWKHPDFKLQH
7KH\EHFRPHH[WUHPHO\KRWGXULQJRSHUDWLRQDQGPD\UHVXOWLQEXUQV'RQRW
WRXFKWKH9EHOWVRUWKHURWDWLQJSDUWVGXULQJRSHUDWLRQ
3DUNLQJ
$OZD\VSDUNWKHPDFKLQHRQJURXQGZKLFKLVDVOHYHODQGILUPDVSRVVLEOH
%HIRUHOHDYLQJWKHPDFKLQH
$SSO\WKHSDUNLQJEUDNH
7XUQRIIWKHHQJLQHDQGUHPRYHWKHLJQLWLRQNH\
/RDGLQJ8QORDGLQJ
8QGHUQRFLUFXPVWDQFHVUHPDLQXQGHURULQWKHLPPHGLDWHYLFLQLW\RIWKHPDFKLQH
ZKHQLWLVEHLQJOLIWHGE\DFUDQHRUVLPLODUDSSOLDQFH2QO\XVHPDUNHGOLIWLQJSRLQWV
$OZD\VPDNHVXUHWKDWDOOOLIWLQJGHYLFHVDUHGLPHQVLRQHGIRUWKHZHLJKWRIWKH
PDFKLQH
0DLQWHQDQFH
0DLQWHQDQFHZRUNPD\RQO\EHFDUULHGRXWE\VNLOOHGSHUVRQQHO1HYHUFDUU\RXW
DQ\W\SHRIPDLQWHQDQFHZRUNZKLOHWKHPDFKLQHLVLQPRWLRQRUWKHHQJLQHUXQQLQJ
:RUNLQJZLWKWKHK\GUDXOLFV\VWHP
5HJXODUPDLQWHQDQFHRIK\GUDXOLFV\VWHPVLVH[WUHPHO\LPSRUWDQW
0LQRUGDPDJHRUVSOLWKRVHVFRXSOLQJVFDQKDYHGHYDVWDWLQJFRQVHTXHQFHV%HDU
LQPLQGWKDWWKHK\GUDXOLFKRVHVDUHPDGHRIUXEEHUDQGFDQGHWHULRUDWHZLWKDJH
ZLWKWKHFRQVHTXHQWULVNRIVSOLWWLQJ:KHQHYHUWKHUHDUHXQFHUWDLQWLHVDVWR
GXUDELOLW\DQGZHDUUHSODFHKRVHVZLWKQHZRULJLQDOKRVHVIURP'\QDSDF
:RUNLQJZLWKEDWWHULHV
7KHEDWWHU\FRQWDLQVSRLVRQRXVDQGFRUURVLYHVXOSKXULFDFLG:HDUSURWHFWLYH
JODVVHVDQGDYRLGJHWWLQJDFLGRQ\RXUVNLQFORWKHVRURQWKHPDFKLQH,I\RXJHW
DFLGLQ\RXUH\HVULQVHWKHPZLWKZDWHUIRUDWOHDVWPLQXWHVDQGVHHN
LPPHGLDWHPHGLFDOWUHDWPHQW7KHJDVWKDWLVHPLWWHGE\WKHEDWWHU\LVH[SORVLYH
:KHQILWWLQJRUUHSODFLQJDEDWWHU\DOZD\VWDNHFDUHVRWKDW\RXGRQRWVKRUW
FLUFXLWWKHEDWWHU\SROHV7KHEDWWHU\PXVWQRWEHH[SRVHGWRQDNHGIODPHVVSDUNV
VWURQJKHDWRUDQ\WKLQJHOVHZKHUHWKHUHLVDULVNRIH[SORVLRQ
,/*(1SGI
6DIHW\*HQHUDOLQVWUXFWLRQV
5HSDLUV
1HYHUXVHDPDFKLQHWKDWLVGDPDJHG
$VTXDOLILHGUHSDLUVUHTXLUHWUDLQHGSHUVRQQHOSOHDVHJHWLQWRXFKZLWK\RXU
QHDUHVWDXWKRUL]HGZRUNVKRS
([WLQJXLVKLQJILUHV
,QWKHFDVHRIDILUHLQWKHPDFKLQHLISRVVLEOHXVHDQ$%(FODVVSRZGHU
H[WLQJXLVKHU+RZHYHUD%(W\SHFDUERQGLR[LGHILUHH[WLQJXLVKHUPD\DOVREH
XVHG
%DWWHU\FKDUJLQJ
8VHDYROWDJHUHJXODWHGEDWWHU\FKDUJHUFRQVWDQWYROWDJH$VZLWFKHGWZRVWDJH
FKDUJHUZLWKFRQVWDQWYROWDJHLVUHFRPPHQGHG$WZRVWDJHFKDUJHUDXWRPDWLFDOO\
UHGXFHVWKHFKDUJLQJYROWDJH9WRWULFNOHFKDUJLQJ9ZKHQWKHEDWWHU\
LVIXOO\FKDUJHG
6XLWDEOHEDWWHU\FKDUJHUVIRU9ROW
2SWLPD0RGHO57&6
/$'$&0RGHO/$'$&
7XGRU0RGHO7XGRU
6WRUDJH7ULFNOHFKDUJLQJ
$GLVFKDUJHGEDWWHU\ZLOOIUHH]HDWDWHPSHUDWXUHRIDERXW¡&$IXOO\FKDUJHG
EDWWHU\ZLOOIUHH]HDW¡&$EDWWHU\WKDWLVQRWEHLQJXVHGVKRXOGEHIXOO\
FKDUJHGEHIRUHEHLQJSXWDVLGH7ULFNOHFKDUJLQJLVQRWQRUPDOO\UHTXLUHGGXULQJD
SHULRGRIWRPRQWKV,IDEDWWHU\KDVQRWEHHQLQXVHIRUDORQJSHULRGLWLV
UHFRPPHQGHGWKDWLWEHIXOO\FKDUJHGEHIRUHEHLQJXVHG7ULFNOHFKDUJLQJLV
UHFRPPHQGHGDFRXSOHRIWLPHVGXULQJWKHVHDVRQHVSHFLDOO\LQZLQWHU
,/*(1SGI
6DIHW\ZKHQRSHUDWLQJ
6DIHW\ZKHQRSHUDWLQJ
6ORSHV
(QVXUHWKDWWKHZRUNDUHDLVVHFXUH:HWDQGORRVH
HDUWKUHGXFHVPDQRHXYUDELOLW\HVSHFLDOO\RQVORSLQJ
JURXQG$OZD\VH[HUFLVHH[WUHPHFDXWLRQRQVORSLQJ
DQGXQHYHQWHUUDLQ
1HYHUZRUNRQVORSHVWKDWH[FHHGWKHFDSDELOLWLHVRI
WKHPDFKLQH7KHPD[LPXPVORSHRIWKHPDFKLQHLQ
RSHUDWLRQLV¡GHSHQGLQJRQWKHFRQGLWLRQRIWKH
JURXQG
7KHWLOWLQJDQJOHLVPHDVXUHGRQDKDUGOHYHOVXUIDFH
ZLWKWKHPDFKLQHVWDWLRQDU\9LEUDWLRQVZLWFKHG2))
DQGDOOWDQNVIXOO5HPHPEHUWKDWORRVHJURXQG
0D[RU YLEUDWLRQVZLWFKHG21DQGGULYLQJVSHHGFDQDOO
FDXVHWKHPDFKLQHWRWRSSOHHYHQRQDOHVVHUVORSH
WKDQVSHFLILHGKHUH
)LJ2SHUDWLRQRQVORSHV
:KHUHSRVVLEOHDYRLGGULYLQJDFURVVVORSHV
,QVWHDGGULYHVWUDLJKWXSDQGGRZQZKHQZRUNLQJ
RQVORSLQJJURXQG
1HYHUOHDYHWKHPDFKLQHZLWKWKHHQJLQHUXQQLQJ
0D[RU
)LJ2SHUDWLRQRQVORSHV
,/*(1SGI
6DIHW\ZKHQRSHUDWLQJ
'ULYLQJQHDUHGJHV
:KHQRSHUDWLQJDORQJHGJHVDWOHDVWRIWKHSODWH
VKRXOGEHRQDVXUIDFHZLWKIXOOEHDULQJVWUHQJWK
,IWKHPDFKLQHWLSVRYHUVZLWFKRIIWKHHQJLQH
EHIRUHDWWHPSWLQJWROLIWWKHPDFKLQH
$W
OHDVW
)LJ7KHSRVLWLRQLQJRIWKHPDFKLQH
ZKHQGULYLQJQHDUHGJHV
,/*(1SGI
7HFKQLFDOVSHFLILFDWLRQV1RLVH9LEUDWLRQV(OHFWULFDO
7HFKQLFDOVSHFLILFDWLRQV
1RLVH9LEUDWLRQV(OHFWULFDO
1RLVHOHYHOV
7KHEHORZQRLVHDQGYLEUDWLRQOHYHOVKDYHEHHQGHWHUPLQHGLQ
DFFRUGDQFHZLWKWKHRSHUDWLQJF\FOHRQDPDFDGDPEDVH
GHVFULEHGLQ(8'LUHFWLYH(&
+DW]0DQ +DW](O
0HDVXUHGVRXQGSRZHUOHYHO
/Z$G%$
*XDUDQWHHGVRXQGSRZHUOHYHO
/Z$G%$
6RXQGSUHVVXUHOHYHODWRSHUDWRU
VHDU(1
/S$G%$
+DQGDQGDUPYLEUDWLRQV(1
DKYPV
/RZYLEUDWLRQKDQGOH
+DQGDQGDUPYLEUDWLRQVSHUPLWWHGZRUNLQJKRXUVSHUGD\
FDOFXODWHGRQDFWLRQYDOXHRIPVDVSHU(&
6WDQGDUGKDQGOH
/RZYLEUDWLRQKDQGOH
9DOXHVPD\GLIIHUIURPWKRVHDERYHGHSHQGLQJRQRSHUDWLQJFRQGLWLRQV
8QFHUWDLQW\IDFWRUIRUJUDYHOEHG
.ZDG%$
.SDG%$
,/*(1SGI
7HFKQLFDOVSHFLILFDWLRQV1RLVH9LEUDWLRQV(OHFWULFDO
,/*(1SGI
7HFKQLFDOVSHFLILFDWLRQV'LPHQVLRQV
7HFKQLFDOVSHFLILFDWLRQV'LPHQVLRQV
' (
&RQWDFWDUHD
$
%
&
,/*(1SGI
7HFKQLFDOVSHFLILFDWLRQV'LPHQVLRQV
,/*(1SGI
7HFKQLFDOVSHFLILFDWLRQV:HLJKWVDQGYROXPHV
7HFKQLFDOVSHFLILFDWLRQV:HLJKWVDQG
YROXPHV
:HLJKWVDFFHVVRULHV
,/*(1SGI
7HFKQLFDOVSHFLILFDWLRQV:HLJKWVDQGYROXPHV
,/*(1SGI
7HFKQLFDOVSHFLILFDWLRQV*HQHUDO
7HFKQLFDOVSHFLILFDWLRQV*HQHUDO
(OHFWULFDOV\VWHP +DW]
(OHFWULFVWDUWNH\VWDUW
%DWWHU\W\SH $FLGEDWWHU\
%DWWHU\YROWDJH 9$K
$OWHUQDWRUW\SH 0DJQHWLFULQJ)LWWHGRQHQJLQHIO\ZKHHO
$OWHUQDWRUFDSDFLW\ :
)XVHV
6WDUWHUPRWRU 9N:
&RQWUROSDQHO )LWWHGRQPDFKLQHKDQGOH
/DPSW\SHRLOSUHVVXUH /('UHG
9P$
/DPSW\SHRSHUDWLRQ /('UHG
9P$
&KDUJLQJUHOD\ )LWWHGRQHQJLQH
9
,/*(1SGI
7HFKQLFDOVSHFLILFDWLRQV*HQHUDO
,/*(1SGI
0DFKLQHSODWH,GHQWLILFDWLRQ
0DFKLQHSODWH,GHQWLILFDWLRQ
0DFKLQHSODWH
)LOOLQDOOGDWDEHORZZKHQGHOLYHULQJDQG
FRPPLVVLRQLQJWKHPDFKLQH
(QJLQHPRGHO
(QJLQHQXPEHU
)LJ/RFDWLRQRIPDFKLQHSODWH
7KHSODWHVSHFLILHVWKHPDQXIDFWXUHU
VQDPHDQGDGGUHVVWKHW\SHRIPDFKLQHWKH3,1SURGXFW
LGHQWLILFDWLRQQXPEHUVHULDOQXPEHURSHUDWLQJZHLJKWHQJLQHSRZHUDQG\HDURIPDQXIDFWXUH
RQPDFKLQHVVXSSOLHGWRRXWVLGHWKH(8WKHUHDUHQR&(PDUNLQJVDQGLQVRPHFDVHVQR\HDURI
PDQXIDFWXUH
:KHQRUGHULQJVSDUHSDUWVVSHFLI\WKHPDFKLQH
V3,1QXPEHU
,/*(1SGI
0DFKLQHVSHFLILFDWLRQV'HFDOV
,/*(1SGI
0DFKLQHVSHFLILFDWLRQV'HFDOV
0DFKLQHVSHFLILFDWLRQV'HFDOV
/RFDWLRQRIGHFDOV
,WHPQR ,WHPQR
/LIWLQJSRLQW *XDUDQWHHG6RXQG3RZHUOHYHO
:DUQLQJGHFDO
8VHHDUSURWHFWRUV +\GUDXOLFIOXLGOHYHO
:DUQLQJORFNWKHKDQGOHZKHQ :DUQLQJKDQGDQGDUP
WUDQVSRUWLQJ HQWDQJOHPHQW
,/*(1SGI
0DFKLQHVSHFLILFDWLRQV'HFDOV
6DIHW\GHFDOV
$OZD\VPDNHVXUHWKDWDOOVDIHW\GHFDOVDUHFRPSOHWHO\
OHJLEOHDQGUHPRYHGLUWRURUGHUQHZGHFDOVLIWKH\
KDYHEHFRPHLOOHJLEOH8VHWKHSDUWQXPEHUVSHFLILHG
RQHDFKGHFDO
:DUQLQJ,QVWUXFWLRQ0DQXDO
7KHRSHUDWRUPXVWUHDGWKHVDIHW\RSHUDWLRQDQG
PDLQWHQDQFHLQVWUXFWLRQVEHIRUHRSHUDWLQJWKH
PDFKLQH
:DUQLQJ/RFNLQJ
/RFNWKHKDQGOHGXULQJWUDQVSRUW
:DUQLQJ5RWDWLQJ9EHOWV
.HHS\RXUKDQGVDWDVDIHGLVWDQFHIURPWKH
GDQJHU]RQH
,QIRGHFDOV
+\GUDXOLFIOXLG
,/*(1SGI
7KHPDFKLQH
VUDQJHRIDSSOLFDWLRQV
7KHPDFKLQH
VUDQJHRIDSSOLFDWLRQV
7KHPDFKLQH
VUDQJHRIDSSOLFDWLRQV
'\QDSDF/*YLEUDWRU\SODWHFRPSDFWRUVDUHGHVLJQHG
IRUWKHFRPSDFWLRQRIILOO7KH/*SODWHFRPSDFWRUFDQ
EHXVHGIRUPRVWDSSOLFDWLRQVLQLWVFODVVURXQG
FRQFUHWHGIRXQGDWLRQVDQGVWUXFWXUDOXQLWVIORRUVDQG
RWKHUIRXQGDWLRQVDQGWRUHILOOWUHQFKHV
,WLVDOVRXVHIXOIRUSDYLQJDSSOLFDWLRQVWRJHWKHUZLWK
SRO\XUHWKDQHPDWWLQJ
7KH/*FRPSDFWRUPXVWRQO\EHXVHGLQ
ZHOOYHQWLODWHGDUHDVDVLVWKHFDVHZLWKDOO
FRPEXVWLRQHQJLQHPDFKLQHV
:KHQRSHUDWLQJWKH/*FRPSDFWRUIROORZWKH
LQVWUXFWLRQVLQWKHPDQXDOGRQRWVLWRUVWDQGRQWKH
PDFKLQHZKHQLWLVZRUNLQJ7KLVZLOOLQWHUIHUHZLWKWKH
PDFKLQH
VIXQFWLRQDOLW\DQGFDQDOVRGDPDJHWKH
PDFKLQH
7KH/*FRPSDFWRUPXVWQRWEHWRZHGEHKLQGYHKLFOHV
'RQRWRSHUDWHRQVWHHSHUVORSHVWKDQUHFRPPHQGHG
LQWKLVPDQXDO
,/*(1SGI
7KHPDFKLQH
VUDQJHRIDSSOLFDWLRQV
,/*(1SGI
2SHUDWLRQ6WDUWLQJ
2SHUDWLRQ6WDUWLQJ
%HIRUHVWDUWLQJ+DW]
)ROORZWKHJHQHUDOVDIHW\LQVWUXFWLRQVHQFORVHGZLWK
WKHPDFKLQHRQGHOLYHU\&KHFNWKDWWKHGDLO\
PDLQWHQDQFHKDVEHHQFDUULHGRXW
:HDOVRUHFRPPHQGWKDW\RXUHDGWKH,QVWUXFWLRQ
0DQXDOIRUWKHHQJLQHZKLFKLVVXSSOLHGZLWKWKH
PDFKLQH
&KHFNWKHHQJLQHRLOOHYHO
)LOOWKHIXHOWDQNZLWKIXHO
&KHFNWKDWDOOWKHFRQWUROVDUHZRUNLQJ
0DNHVXUHWKDWWKHUHLVQRRLOOHDNDJHDQGWKDWDOO
EROWHGMRLQWVDUHWLJKW
2QQHZPDFKLQHVWKHRLOPXVWEHFKDQJHGDIWHU
ZRUNLQJKRXUV
,IDIWHUVHYHUDODWWHPSWVDWVWDUWLQJWKHH[KDXVW
EHJLQVWRHPLWZKLWHVPRNHPRYHWKHVSHHG
FRQWUROWRWKHVWRSSRVLWLRQDQGVORZO\SXOOWKH
VWDUWLQJFDEOHRXWWLPHV5HSHDWWKHVWDUWLQJ
SURFHGXUH
:KHQ\RXKDYHVWDUWHGWKHHQJLQHOHDYHVSHHG
FRQWUROLQWKHLGOLQJSRVLWLRQIRUDIHZPLQXWHVWR
ZDUPXSWKHHQJLQHZLWKRXWORDGLQJLW7KHSODWH
EHJLQVWRPRYHZKHQWKHK\GUDXOLFV\VWHPLV
FRQQHFWHGZKLFKWDNHVSODFHZKHQWKHWKURWWOHLV
PRYHGWRWKHZRUNLQJSRVLWLRQIXOOUHYV
6WDUWLQJPDQXDOO\VWDUWDGHQJLQH
3XOOXSWKHDXWRPDWLFGHFRPSUHVVLRQGHYLFHWRWKH
VWDUWLQJSRVLWLRQ
,/*(1SGI
2SHUDWLRQ6WDUWLQJ
7XUQRYHUWKHHQJLQHZLWKWKHVWDUWLQJKDQGOH
$OORZWKHHQJLQHWRZDUPXSDWORZUHYVEHIRUH
UHYYLQJWRIXOOSRZHU
6WDUWLQJHOHFWULFDOO\VWDUWDGHQJLQH
6HWWRKDOIWKURWWOH
7XUQWRLJQLWLRQSRVLWLRQ,7KHFRQWUROODPSVIRU
FKDUJLQJDQGRLOSUHVVXUHVKRXOGWKHQJRRQ
7XUQWKHVWDUWHUNH\WKURXJKSRVLWLRQ,,WRSRVLWLRQ,,,
DQGUHOHDVHWKHNH\DVVRRQDVWKHHQJLQHVWDUWV,I
WKHHQJLQHKDVQRWVWDUWHGLQVHFRQGVZDLWDIHZ
VHFRQGVEHIRUHWU\LQJDJDLQ
$OORZWKHHQJLQHWRZDUPXSDWORZUHYVEHIRUH
UHYYLQJWRIXOOSRZHU
7KHHQJLQHLVHTXLSSHGZLWKDVWDUWLQJSURWHFWLRQ
PRGXOH7KHVWDUWLQJSURWHFWLRQPRGXOHSUHYHQWV
UHSHDWHGDWWHPSWVDWVWDUWLQJZLWKLQVHFRQGV
,/*(1SGI
2SHUDWLRQ'ULYLQJ
2SHUDWLRQ'ULYLQJ
2SHUDWLQJ
2SHQWKURWWOHIXOO\
'XULQJFRPSDFWLRQZRUNWKHHQJLQHPXVWDOZD\V
EHUXQDWIXOOWKURWWOH
'ULYHGLUHFWLRQDQGVSHHGDUHLQILQHWHO\YDULDEOHZLWK
WKHK\GUDXOLFOHYHU
)RUZDUG
WKHK\GUDXOLFOHYHULVSXVKHGIRUZDUGZLWKVPDOO
PRYHPHQWV
5HYHUVH
WKHK\GUDXOLFOHYHULVSXVKHGEDFNZDUGVZLWKVPDOO
PRYHPHQWV
6WDWLRQDU\
WKHK\GUDXOLFOHYHULVPRYHGZLWKVPDOOPRYHPHQWVLQ
WKHRSSRVLWHGLUHFWLRQXQWLOWKHPDFKLQHLVVWDWLRQDU\
,/*(1SGI
2SHUDWLRQ'ULYLQJ
,/*(1SGI
2SHUDWLQJ6WRSSLQJ
2SHUDWLQJ6WRSSLQJ
6WRSSLQJWKHHQJLQH
0DQXDOO\VWDUWHG
0RYHWKHWKURWWOHWRLGOLQJSRVLWLRQDQGDOORZWKH
HQJLQHWRLGOHIRUDIHZPLQXWHV
0RYHWKHWKURWWOHWRWKHVWRSSRVLWLRQ
(OHFWULFDOO\VWDUWHG
0RYHWKHWKURWWOHWRLGOLQJSRVLWLRQDQGDOORZWKH
HQJLQHWRLGOHIRUDIHZPLQXWHV
0RYHWKHWKURWWOHWRWKHVWRSSRVLWLRQ
7XUQWKHNH\WRSRVLWLRQ2
,/*(1SGI
2SHUDWLQJ6WRSSLQJ
,/*(1SGI
0LVFHOODQHRXV
0LVFHOODQHRXV
/LIWLQJ
/LIWLQJ7RZLQJ
1HYHUZDONRUVWDQGXQGHUDOLIWHGPDFKLQH
8VHRQO\WKHVDIHW\IUDPHOLIWLQJSRLQWIRUOLIWLQJ
WKHPDFKLQH
7KHOLIWLQJHTXLSPHQWPXVWEHLQGLPHQVLRQHGLQ
RUGHUWRIXOILOODOOUHJXODWLRQV%HIRUHOLIWLQJFKHFN
WKDWUXEEHUHOHPHQWVDQGVDIHW\IUDPHDUH
FRUUHFWO\DWWDFKHGDQGQRWGDPDJHG
)LJ0DFKLQHUHDG\IRUOLIWLQJ
/LIWLQJKRRN
5XEEHUHOHPHQW
7UDQVSRUW
7UDQVSRUWLQJWKHPDFKLQH
$OZD\VVHFXUHWKHPDFKLQHIRUDOOWUDQVSRUWDWLRQ
3ODFHODVKLQJVWUDSLQD8VKDSHDURXQGWKH
ERWWRPSODWHDQGVHFXUHERWKIURQWDQGUHDU
/RFNWKHKDQGOH
)LJ0DFKLQHUHDG\IRUWUDQVSRUWDWLRQ
/DVKLQJVWUDS
/RFNLQJGHYLFH
,/*(1SGI
0LVFHOODQHRXV
,/*(1SGI
0DLQWHQDQFH/XEULFDQWVDQGV\PEROV
0DLQWHQDQFH/XEULFDQWVDQGV\PEROV
(QJLQHRLO 8VH6$(:
6KHOO5LPXOD58:RUHTXLYDOHQW
9ROXPHOLWHUVTWVO
(FFHQWULFRLO 8VH6$(:
6KHOO8QLYHUVDO(QJLQH2LO7;:
9ROXPHOLWHUVTWV
+\GUDXOLFIOXLG 8VHPLQHUDORLOEDVHGK\GUDXOLFIOXLG
6KHOO7HOOXV7;RUHTXLYDOHQW
9ROXPHOLWHUVTWV
%LRORJLFDOK\GUDXOLFIOXLG 6KHOO1DWXUHOOH+);7KHPDFKLQHPD\EH
VXSSOLHGIURPWKHIDFWRU\ZLWKELRORJLFDOO\
GHJUDGDEOHIOXLG$OZD\VXVHWKHVDPHW\SHRIRLO
ZKHQFKDQJLQJRUWRSSLQJXS
)XHO 8VHGLHVHORLOWKDWFRPSOLHVZLWK(1RU
',1
9ROXPHOLWHUVTWV
6WRSWKHHQJLQHEHIRUHUHILOOLQJWKHIXHOWDQN
1HYHUUHIXHOQHDUDQRSHQIODPHRUVSDUNV
ZKLFKFRXOGVWDUWDILUH'RQRWVPRNH8VHSXUH
IXHODQGFOHDQILOOLQJHTXLSPHQW7DNHFDUHQRW
WRVSLOOIXHO
,/*(1SGI
0DLQWHQDQFH/XEULFDQWVDQGV\PEROV
,/*(1SGI
0DLQWHQDQFH0DLQWHQDQFHVFKHGXOH
0DLQWHQDQFH0DLQWHQDQFHVFKHGXOH
6HUYLFHDQGVHUYLFHSRLQWV
)LJ6HUYLFHDQGVHUYLFHSRLQWV
6WXG\WKHHQJLQHLQVWUXFWLRQERRNDQGDOVRIROORZWKHPDLQWHQDQFHLQVWUXFWLRQV
,/*(1SGI
0DLQWHQDQFH0DLQWHQDQFHVFKHGXOH
(YHU\WHQRSHUDWLQJKRXUV'DLO\
3OHDVHFRQVXOWWKHOLVWRIFRQWHQWVIRUSDJHDQGVHFWLRQ
UHIHUHQFHV
$FWLRQ &RPPHQW
%HIRUHWKHILUVWVWDUWRIWKHGD\
&KHFNDQGUHSOHQLVKIXHO
&KHFNDQGUHSOHQLVKOXEHRLO
&KHFNIRURLOOHDNV
&OHDQUHSODFHDLUILOWHU
&KHFNWKHWLKJWQHVVRIDOOQXWVDQGEROWV
.HHSWKHPDFKLQHFOHDQ
&KHFN&OHDQWKHHQJLQH
VFRROLQJIODQJHV 5HIHUWRWKHHQJLQHPDQXDO
&KHFNWKHHQJLQH
VDLUILOWHULQGLFDWRU 5HIHUWRWKHHQJLQHPDQXDO
&KHFNWKDWWKHFRQWUROVDUHQRWGDPDJHGRUGRQRWMDP
$IWHUWKHILUVWKRXUVRIRSHUDWLRQ
3OHDVHFRQVXOWWKHOLVWRIFRQWHQWVIRUSDJHDQGVHFWLRQ
UHIHUHQFHV
$FWLRQ &RPPHQW
&KDQJHOXEHRLO
&OHDQUHSODFHDLUFOHDQHUHOHPHQWV
&KDQJHWKHRLOLQWKHHFFHQWULFHOHPHQW 2QO\IRURLOOXEULFDWHGHFFHQWULF
HOHPHQW
&KHFNWKHHQJLQHVSHHG
&KHFNDQGDGMXVWYDOYHFOHDUDQFH 5HIHUWRWKHHQJLQHPDQXDO
(YHU\KRXUVRIRSHUDWLRQ
3OHDVHFRQVXOWWKHOLVWRIFRQWHQWVIRUSDJHDQGVHFWLRQ
UHIHUHQFHV
$FWLRQ &RPPHQW
&KHFNWKHYLEUDWLRQGDPSHUV
&KHFNWKHHQJLQHVSHHG
&KHFNWKH9EHOW $SSOLHVWREHOWGULYHQPDFKLQHV
,/*(1SGI
0DLQWHQDQFH0DLQWHQDQFHVFKHGXOH
(YHU\KRXUVRIRSHUDWLRQRUHYHU\WKUHH
PRQWKV
3OHDVHFRQVXOWWKHOLVWRIFRQWHQWVIRUSDJHDQGVHFWLRQ
UHIHUHQFHV
$FWLRQ &RPPHQW
&KDQJHWKHRLOLQWKHHFFHQWULFHOHPHQW
(YHU\KRXUVRIRSHUDWLRQ
3OHDVHFRQVXOWWKHOLVWRIFRQWHQWVIRUSDJHDQGVHFWLRQ
UHIHUHQFHV
$FWLRQ &RPPHQW
&KDQJHWKHRLOILOWHU 5HIHUWRWKHHQJLQHPDQXDO
&KHFNWKHLQMHFWLRQSXPS 5HIHUWRWKHHQJLQHPDQXDO
&KHFNWKHIXHOLQMHFWRU 5HIHUWRWKHHQJLQHPDQXDO
&KHFNDGMXVWPHQWRIWKHHQJLQH
VYDOYHFOHDUDQFH 5HIHUWRWKHHQJLQHPDQXDO
&KDQJHWKHHQJLQHRLO 5HIHUWRWKHHQJLQHPDQXDO
&OHDQWKHHQJLQH
VFRROLQJIODQJHV 5HIHUWRWKHHQJLQHPDQXDO
&OHDQWKHHQJLQH
VH[KDXVWSLSH 5HIHUWRWKHHQJLQHPDQXDO
&KHFNLQJDQGWLJKWHQLQJVFUHZVQXWV
/XEULFDWHFRQWUROVDQGOLQNV
&KHFNDOOUXEEHUHOHPHQWV5HSODFHDVUHTXLUHG
&KHFNWKDWWKHEDWWHU\WHUPLQDOVDUHFOHDQDQGWLJKWHQHG
&KHFNWKHK\GUDXOLFIOXLG
&KHFNWKHEDWWHU\
,/*(1SGI
0DLQWHQDQFH0DLQWHQDQFHVFKHGXOH
(YHU\KRXUVRIRSHUDWLRQ<HDUO\
3OHDVHFRQVXOWWKHOLVWRIFRQWHQWVIRUSDJHDQGVHFWLRQ
UHIHUHQFHV
$FWLRQ &RPPHQW
$GMXVWYDOYHKHDGFOHDUDQFHIRULQWDNHDQGH[KDXVWYDOYHV 5HIHUWRWKHHQJLQHPDQXDO
&OHDQWKHIXHOWDQN 5HIHUWRWKHHQJLQHPDQXDO
5HSODFHDLUILOWHU
&OHDQWKHHQJLQH
VFRROLQJIODQJHV 5HIHUWRWKHHQJLQHPDQXDO
&KHFNWKHIXHOLQMHFWLRQSXPS 5HIHUWRWKHHQJLQHPDQXDO
&KHFNWKHIXHOLQMHFWLRQQR]]OH 5HIHUWRWKHHQJLQHPDQXDO
&KDQJHWKHRLOLQWKHHQJLQH 5HIHUWRWKHHQJLQHPDQXDO
'UDLQWKHIXHOV\VWHPRIZDWHU
5HSODFHWKHIXHOILOWHU 5HIHUWRWKHHQJLQHPDQXDO
&KDQJHWKHRLOILOWHU 5HIHUWRWKHHQJLQHPDQXDO
&KHFNWKHEUHDWKHUILOWHURQWKHK\GUDXOLFUHVHUYRLU5HSODFH
LIQHFHVVVDU\
&KDQJHWKHK\GUDXOLFIOXLG
,/*(1SGI
0DLQWHQDQFHK
0DLQWHQDQFHK
)LJ(QJLQH
'LSVWLFN
)XHOFDS
$LUILOWHU
$LUILOWHULQGLFDWRU
&KHFNLQJEROWHGMRLQW
&KHFNDQGZKHUHQHFHVVDU\WLJKWHQVFUHZVDQGQXWV
)LJ&KHFNLQJEROWHGMRLQW
,/*(1SGI
0DLQWHQDQFHK
&OHDQLQJWKHPDFKLQH
.HHSPDFKLQHFOHDQ
1HYHUDLPDZDWHUMHWGLUHFWO\DWWKHIXHOILOOHUFDS
7KLVLVSDUWLFXODUO\LPSRUWDQWZKHQXVLQJD
KLJKSUHVVXUHFOHDQHU
'RQRWVSUD\ZDWHUGLUHFWO\RQWRHOHFWULFDOFRPSRQHQWV
RUWKHLQVWUXPHQWSDQHOV3ODFHDSODVWLFEDJRYHUWKH
)LJ&OHDQLQJWKHPDFKLQH IXHOILOOHUFDSDQGVHFXUHZLWKDUXEEHUEDQG7KLVZLOO
SUHYHQWZDWHUIURPHQWHULQJWKHYHQWLQJKROHLQWKH
ILOOHUFDS7KLVFRXOGRWKHUZLVHFDXVHRSHUDWLRQDO
GLVWXUEDQFHVVXFKDVFORJJHGILOWHUV
&KHFNLQJFRQWUROV
)LJ&KHFNLQJFRQWUROV
7KURWWOH
&RQWUROVHQJLQH
&KHFNWKDWWKHPDFKLQH
VFRQWUROVDUHQRWGDPDJHGRU
GRQRWMDP
/XEULFDWHLIQHFHVVDU\
,/*(1SGI
7KHILUVWKRXUVRIRSHUDWLRQ
7KHILUVWKRXUVRIRSHUDWLRQ
(QJLQH
&KDQJHWKHHQJLQHRLO
&KHFNWKHHQJLQHVSHHG
5HIHUWRWKHHQJLQHPDQXDO
&KHFNWKHDLUILOWHU5HSODFHDGDPDJHGRUGLUW\DLU
ILOWHU
&KHFNLQJDQGDGMXVWLQJWKHYDOYHFOHDUDQFH
5HIHUWRWKHHQJLQHPDQXDO
6DYHWKHRLODQGGLVSRVHRILWLQDQDSSURYHG
PDQQHU
)LJ(QJLQH
'LSVWLFN
$LUILOWHU
2LOGUDLQ
,/*(1SGI
7KHILUVWKRXUVRIRSHUDWLRQ
&KDQJLQJRLOLQWKHHFFHQWULFHOHPHQW
6DYHWKHRLODQGGLVSRVHRILWLQDQDSSURYHG
PDQQHU
,QFOLQHWKHPDFKLQHDQGGUDLQWKHRLOIURPWKH
HFFHQWULFHOHPHQW
&OHDQWKHVHDOLQJVXUIDFHV
)LOOZLWKRLO
6FUHZLQWKHSOXJ
'UDLQDJH)LOOHUSOXJ
,/*(1SGI
0DLQWHQDQFHK
0DLQWHQDQFHK
&KHFNLQJWKHYLEUDWLRQGDPSHUV
&KHFNWKHYLEUDWLRQGDPSHUV
)LJ9LEUDWLRQGDPSHUV
9LEUDWLRQGDPSHUV
(QJLQH
&KHFNWKHHQJLQHVSHHG
5HIHUWRWKHHQJLQHPDQXDO
&KHFNWKHDLUILOWHU
)LJ(QJLQH
(QJLQHVSHHGFRQWURO
$LUILOWHU
,/*(1SGI
0DLQWHQDQFHK
&KHFNLQJWKH9EHOW
7DNHRIIWKHSURWHFWLYHFRYHUDQGLQVSHFWWKH9EHOW
,IWKHEHOWWHQVLRQQHHGVDGMXVWLQJUHOHDVHWKHEHOW
WHQVLRQHUDQGSXVKLWEDFNZDUGV
7LJKWHQWKHVFUHZRQWKHWHQVLRQHUDQGUHILWWKH
FRYHU
1HYHUUXQWKHPDFKLQHZLWKRXWWKHSURWHFWLYH
FRYHURYHUWKH9EHOW
'ULYHEHOWVPXVWEHFKHFNHGDQGDGMXVWHGE\
DXWKRUL]HGVHUYLFHSHUVRQQHO
)LJ&KHFNLQJWKH9EHOW
9EHOW
%HOWWHQVLRQHU
,/*(1SGI
0DLQWHQDQFHK
0DLQWHQDQFHK
&KDQJLQJRLOLQWKHHFFHQWULFHOHPHQW
6DYHWKHRLODQGGLVSRVHRILWLQDQDSSURYHG
PDQQHU
,QFOLQHWKHPDFKLQHDQGGUDLQWKHRLOIURPWKH
HFFHQWULFHOHPHQW
&OHDQWKHVHDOLQJVXUIDFHV
)LOOZLWKRLO
6FUHZLQWKHSOXJ
'UDLQDJH)LOOHUSOXJ
,/*(1SGI
0DLQWHQDQFHK
,/*(1SGI
0DLQWHQDQFHK
0DLQWHQDQFHK
(QJLQH
&KDQJHWKHHQJLQHRLO
5HIHUWRWKHHQJLQHPDQXDO
&KDQJHWKHRLOILOWHU
5HIHUWRWKHHQJLQHPDQXDO
&KHFNWKHHQJLQHVSHHG
5HIHUWRWKHHQJLQHPDQXDO
&OHDQWKHHQJLQH
VFRROLQJIODQJHV
5HIHUWRWKHHQJLQHPDQXDO
&KHFNWKHDLUILOWHU&KDQJHWKHDLUILOWHU
5HIHUWRWKHHQJLQHPDQXDO
&KHFNLQJDQGDGMXVWLQJWKHYDOYHFOHDUDQFH
5HIHUWRWKHHQJLQHPDQXDO
&KHFNLQJWKHLQMHFWLRQSXPS
)LJ(QJLQH 5HIHUWRWKHHQJLQHPDQXDO
'LSVWLFN
$LUILOWHU &KHFNLQJWKHIXHOLQMHFWRU
2LOGUDLQ 5HIHUWRWKHHQJLQHPDQXDO
2LOILOWHU
,QMHFWLRQSXPS &OHDQWKHHQJLQH
VH[KDXVWSLSH
([KDXVWSLSH 5HIHUWRWKHHQJLQHPDQXDO
9DOYHV
6DYHWKHRLODQGGLVSRVHRILWLQDQDSSURYHG
PDQQHU
,/*(1SGI
0DLQWHQDQFHK
&KHFNLQJWKHEDWWHU\
'LVFRQQHFWWKHEDWWHU\FDEOHV
&KHFNWKDWWKHEDWWHU\LVQRWGDPDJHG&OHDQWKH
EDWWHU\WHUPLQDOV
5HILWWKHEDWWHU\FDEOHV
)LJ&KHFNLQJWKHEDWWHU\
%DWWHU\
%DWWHU\OHDGV
%DWWHU\WHUPLQDOV
&KHFNLQJEROWHGMRLQW
&KHFNDQGZKHUHQHFHVVDU\WLJKWHQVFUHZVDQGQXWV
)LJ&KHFNLQJEROWHGMRLQW
,/*(1SGI
0DLQWHQDQFHK
&KHFNK\GUDXOLFRLOOHYHO
&KHFNRLOOHYHOLQK\GUDXOLFWDQN
7RSXSZLWKRLOLIQHFHVVDU\
)LJ+\GUDXOLFRLOWDQN
2LOGLSVWLFN
&KHFNLQJFRQWUROV
)LJ&KHFNLQJFRQWUROV
7KURWWOH
&RQWUROVHQJLQH
&KHFNWKDWWKHPDFKLQH
VFRQWUROVDUHQRWGDPDJHGRU
GRQRWMDP
/XEULFDWHLIQHFHVVDU\
,/*(1SGI
0DLQWHQDQFHK
&KHFNLQJWKHYLEUDWLRQGDPSHUV
&KHFNWKHYLEUDWLRQGDPSHUV
)LJ9LEUDWLRQGDPSHUV
9LEUDWLRQGDPSHUV
,/*(1SGI
0DLQWHQDQFHK
0DLQWHQDQFHK
(QJLQH
&KDQJHWKHHQJLQHRLO
5HIHUWRWKHHQJLQHPDQXDO
&KDQJHWKHRLOILOWHU
5HIHUWRWKHHQJLQHPDQXDO
&OHDQWKHHQJLQH
VFRROLQJIODQJHV
5HIHUWRWKHHQJLQHPDQXDO
&KHFNWKHDLUILOWHU&KDQJHWKHDLUILOWHU
5HIHUWRWKHHQJLQHPDQXDO
&KHFNLQJDQGDGMXVWLQJWKHYDOYHFOHDUDQFH
5HIHUWRWKHHQJLQHPDQXDO
&KHFNLQJWKHLQMHFWLRQSXPS
5HIHUWRWKHHQJLQHPDQXDO
&KHFNLQJWKHIXHOLQMHFWLRQQR]]OH
)LJ(QJLQH'LSVWLFN 5HIHUWRWKHHQJLQHPDQXDO
$LUILOWHU2LOGUDLQ
2LOILOWHU,QMHFWLRQSXPS &OHDQWKHIXHOWDQNDQGGUDLQWKHIXHOV\VWHPRIZDWHU
([KDXVWSLSH9DOYHV 5HIHUWRWKHHQJLQHPDQXDO
&KDQJHWKHIXHOILOWHU
5HIHUWRWKHHQJLQHPDQXDO
&KDQJHWKHDLUILOWHU
5HIHUWRWKHHQJLQHPDQXDO
6DYHWKHRLODQGGLVSRVHRILWLQDQDSSURYHG
PDQQHU
,/*(1SGI
0DLQWHQDQFHK
&KDQJLQJWKHK\GUDXOLFIOXLG
'UDLQWKHV\VWHPRIK\GUDXOLFIOXLG
&KHFNWKHEUHDWKHUILOWHU5HSODFHLIQHFHVVVDU\
)LOOXSZLWKK\GUDXOLFIOXLG
5HFKHFNWKHOHYHO7RSXSLIQHFHVVDU\
)LJ+\GUDXOLFUHVHUYRLU
%UHDWKHUILOWHU
'LSVWLFN
,/*(1SGI
$WODV&RSFR&RQVWUXFWLRQ7RROV$%
6(6WRFNKROP
$WODV&RSFR&RQVWUXFWLRQ7RROV$%
6(6WRFNKROP