Professional Documents
Culture Documents
SARAH SIMPSON
MANAGING RESISTANCE
TO CHANGE
2
Managing Resistance to Change
1st edition
© 2018 Sarah Simpson & bookboon.com
ISBN 978-87-403-2599-7
3
MANAGING RESISTANCE TO CHANGE Contents
CONTENTS
1 Introduction 6
2 What is change? 7
3 Types of change 9
3.1 Change vs. A change in the environment 9
3.2 People, organisational and system changes 9
3.3 Planned vs. unplanned 13
3.4 Proactive vs. reactive 14
3.5 Radical vs. Incremental 14
3.6 Transitional, transactional and transformational change 15
4 Change magnitude 17
5 Change management 18
5.1 ‘Soft’ vs ‘hard’ 18
5.2 What will you be dealing with? 18
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MANAGING RESISTANCE TO CHANGE Contents
6 Resistance 19
6.1 Expect it 19
6.2 What informs our feelings? 19
6.3 Kubler Ross 19
6.4 What can it look like? 21
6.5 Find its root cause 22
7 Engagement 23
7.1 A factory lesson 23
7.2 Drivers of engagement 24
7.3 The employee engagement equation 25
11 Sell it 35
11.1 Why? 35
11.2 How? 35
12 Models of change 38
12.1 Why should you consider using a model? 38
12.2 Kurt-Lewin (see chapter 1) 38
12.3 Kotter’s 8 step change management model 39
12.4 ADKAR model 39
12.5 McKinsey 7S model 40
12.6 Kruger model of change management 40
12.7 Kubler Ross (chapter 6.3) 41
12.8 De Bono’s six thinking hats 41
13 Summary / Conclusions 42
5
MANAGING RESISTANCE TO CHANGE Introduction
1 INTRODUCTION
My motivation for writing this book came from two different sources; i) the experience and
lessons I acquired when undertaking both very large and small scale change projects, during
which I got some things right and others most definitely not! and ii) the experiences and
feedback of others that I have guided during workshops on ‘managing resistance to change’.
Therefore, it seemed like a good idea to share this with you in order that you can learn from
this and utilise the; tools, skills and techniques within these pages, to manage resistance in
your own unique environment.
For chapters 8 – 11, you will be using your own change example, so as you read through
this book, you may wish to consider what this might be for you.
6
MANAGING RESISTANCE TO CHANGE What is change?
2 WHAT IS CHANGE?
“He who rejects change is the architect of decay”
– Harold Wilson
Whatever definition you chose to use, we are essentially talking about moving from a
current to a future state.
Change
The image above has echoes with Kurt Lewin’s much used and quoted 1947 change model
of; unfreeze, change and refreeze (see below). Although, it is now widely believed that the
final ‘re-freeze’ stage was actually original just ‘freeze’.
7
MANAGING RESISTANCE TO CHANGE What is change?
CHANGE REFREEZE
UNFREEZE
Support change Reinforce to
Create right
to desired anchor
environment
state change
TIME
8
MANAGING RESISTANCE TO CHANGE Types of change
3 TYPES OF CHANGE
Managing in a
Managing change
'change environment'
For ease of reading, below I have provided a list and description / examples of the types of change
you will see under each of these three broad terms. I have also added models where appropriate.
9
MANAGING RESISTANCE TO CHANGE Types of change
Johnson & Scholes (1988) identified six interrelated elements that make up what
they called the ‘work environment (culture) paradigm’.
Organisation
structure:
• Formal structure &
relationships
• Whose contributions
are more 'valuable'
• What are the Stories:
Control systems: unwritten lines of • Past events that
• What internal influence/power? people talk about
controls are there?
• Discussions of past
• e.g. performace,
successes/failures
quality, salaries &
• Who are talked
recognition & reward
about as heroes/
• How are these
heroines
allocated/assessed
Culture (immortalised)
CULTURE
(paradigm)
10
MANAGING RESISTANCE TO CHANGE Types of change
Partner
Partnership relationship
Advocate
Actively recommends & markets for you
Supporter
Passively supports, but likes your organisation
Loyalty
Ladder
Client
Has repeatedly done business with you, but
may be neutral/negative
Purchaser
CRM / Has done business with you once
relationships
Prospect
Someone you think you could persuade to do
business with you
list
nge
al eva
• Loy
ted
onver
d •C
age
Eng
t•
e van
Rel
e•
war
e •A
war
Una
11
MANAGING RESISTANCE TO CHANGE Types of change
Company Company
A X
Company Company
C X
Company Company
B Y
12
MANAGING RESISTANCE TO CHANGE Types of change
Customer
focus
Total Planning
participation process
TQM
Process Process
improvement management
Planned change
Planned change happens when an organisation recognises the need for change and proactively
develops a plan to accomplish that change. Planned change occurs when that strategic plan
is successfully implemented.
13
MANAGING RESISTANCE TO CHANGE Types of change
Unplanned change
Unplanned change usually occurs because of a major, unexpected influence that impacts
upon the organization. The result is a response which can be highly reactive and disorganised.
Reactive change occurs when an organization makes changes in its practices after some
threat or opportunity has already occurred.
Large changes which alter current Small adjustments which do not alter
methodologies and can threaten or current methodologies, or usually
impact upon current power structures threaten existing power structures
Often requires new knowledge, skills, Builds upon exciting knowledge skills,
competencies and resources
competencies and resources
It can often take a while for the benefits Immediate gains / wins can often be seen
of radical change to be visible. Indeed
performance may drop as a result
of implementing radical change
14
MANAGING RESISTANCE TO CHANGE Types of change
This change involves the replacement of a current process rather than an improvement. It
is designed to increase efficiency.
The fundamental nature of the organisation stays the same, you are just doing more or
less of something. It is incremental, rather than radical in nature and is described as a first
order change (see table and Burke Litwin Model below).
“It consists of those minor improvements and adjustments that do not change the system’s
core, and that occur as the system naturally grows and develops” (Levy 1986).
This involves large scale, radical organisational transformation, which is often non-linear.
New learning is required and changes in behaviour and thinking is a feature. Because of
the transformative nature it is described as a second order change.
15
MANAGING RESISTANCE TO CHANGE Types of change
As well as showing 1st and 2nd order change ‘paths’, The Burke Litwin Model shows
us the drivers of change. They are further ranked in importance, with those most
important at the top. However, it also shows you that all factors are, to a greater or
lesser extent, linked. Therefore, a change in one will eventually impact on others.
Leadership
Management
pratices
Work climate
Task Individual
requirements needs & values
Motivation
Individual &
Organisational
Feedback Performance Feedback
16
MANAGING RESISTANCE TO CHANGE Change magnitude
4 CHANGE MAGNITUDE
When we think about a changes magnitude we are essentially considering its scope and its
complexity. For example, in terms of scope, is the change uniform across all areas, or is
there room for variation?
As far as complexity goes, what is the extent of agreement about the change and the change process”?
17
MANAGING RESISTANCE TO CHANGE Change management
5 CHANGE MANAGEMENT
We can define change management as “the approach taken to help those impacted upon and
affected by the change”. This definition for me, has several advantages, not least of which
is the personal element, which can often be absent from a wholly process driven approach.
HARD SOFT
SKILLS SKILLS
Element Description
18
MANAGING RESISTANCE TO CHANGE Resistance
6 RESISTANCE
6.1 EXPECT IT
“Some of those who are resisting change most strongly are only doing so
because they care. They’re the ones you need to be listening to”
– J. Sheppard
• Misunderstanding about the need for change / when the reason for the change is unclear
• Fear of the unknown
• Lack of competence
• Connected to the old way
• Low trust
• It is seen as a temporary fad
• Not being consulted
• Poor communication
• Changes to routines
• Exhaustion / Saturation — Don’t mistake compliance for acceptance
• Change in the status quo
• Benefits and rewards
19
MANAGING RESISTANCE TO CHANGE Resistance
In the model below I have added the key skills you will need (in the stars), as they relate to feelings.
Frustation:
• things are different Share
Create
• people may be angry knowledge Decision:
Moral & Competence
alignment
• learning to work in new
Maximise
situation
comms • feeling more +ve
Develop
Shock capabilities
...or
surprise Increase Experimenting:
motivation • start to engage with
new situation
Depression:
• mood
• energy
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LEVERAGE
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MANAGING RESISTANCE TO CHANGE Resistance
Sociological
Logical/rational resistance
Emotional
resistance
resistance
Individual Group
‘Water coolers’
Increased absenteeism
Breakdown of coms
Sabotage
Direct defiance-refusal
Convert vs overt
Work slow down
Passive vs active
Reduced morale
21
MANAGING RESISTANCE TO CHANGE Resistance
Psychological &
Logical & rational Sociological
emotional
The ‘trick’ is to recognise overt and covert, verbal and non-verbal as well as active and
passive reactions to change and address them head on (chapter 8), whilst acknowledging
a person’s reason for resisting change, even if this is not a concern for you, or you don’t
understand their point of view.
22
MANAGING RESISTANCE TO CHANGE Engagement
7 ENGAGEMENT
Employee engagement is defined by Forbes as “the emotional commitment the employee has
to the organisation and its goals”.
When staff are engaged they use discretionary effort, which we can see is the opposite of
the behaviours demonstrated in the ‘reasons for resisting change’ we looked at in chapter 5.
A good way to see this in action is through the real-life example of a clothing factory.
Background
The factory workers, who were all paid piece meal were split into 4 groups and subjected
to the same minor workplace procedural change.
Groups 1 & 2
“No participation” and “participation through representation” groups. The staff were told
what the changes were, why they were needed and sent back out to implement.
Groups 3&4
“Total participation” groups. All staff meet together and the reasons behind the change (cost
reduction) was thoroughly explained. All staff recognised these savings and discussions took
place in which the new work methods were agreed on. Training then took place.
Results
The output of group 1 dropped immediately to 2/3rds of its previous rate. This lower output
was seen throughout the 30-day period of the change
23
MANAGING RESISTANCE TO CHANGE Engagement
If you want to explore this further, you should consider looking at the work done on the
relationship between employee engagement psychology and Maslow’s hierarchy of needs.
24
MANAGING RESISTANCE TO CHANGE Engagement
Engagement
Description
category
Staff feel disconnected from their job and unsatisfied in their work. Their
Actively
poor attitude and emotions spread throughout the organisation, which
disengaged
can result in poor personal performance and that of others
25
MANAGING RESISTANCE TO CHANGE Address concerns head on
At this stage in the book, I would suggest that for the next 4 chapters you have a change in
mind. This will allow you to see how practical and powerful each of these four approaches is.
The change I will use for the next 4 chapters; 1) address change concerns head on, 2)
visualise the change, 3) reframe the change and 4) sell the change, is …………
………………………………………………………………………………………………
………………………………………………………………………………………………
………………………………………………………………………………………………
This doesn’t however deal with the issue of why you should address concerns head on. So,
the main reasons for doing this are:
26
MANAGING RESISTANCE TO CHANGE Address concerns head on
Step 1
When I have done this in a workshop setting, we use someone’s real-life example and I ask
all attendees to write down any concerns they do / would have, given this chosen scenario.
We use pieces of paper, or a free text anonymous voting app. This should be done as 1
concern per sheet / per submission.
In your particular case, you may find that due to staff numbers, or geographical separation,
you may need to use different concern collation methods. However, please be aware that
some staff may be reluctant to come forward if they can be identified. For example in the
case of email, or a live Q&A session.
Given your chosen change scenario identified in ‘8’ above, what concerns might you expect /
could there possibly be / have you had? Try to consider as many different staff and / or
stakeholder perspectives as possible in order to get the most holistic view.
…………………………………………………………………………………………………
…………………………………………………………………………………………………
…………………………………………………………………………………………………
…………………………………………………………………………………………………
…………………………………….…………………………………………………………
…………………………………………………………………………………………………
………………………………………………………………………………………………
………………………………………………………………………………………………
………………………………………………………………………………….……………
Step 2
As a group, we then review these concerns and find that concerns, in the main, fall into
the following categories:
27
MANAGING RESISTANCE TO CHANGE Address concerns head on
If you have a look at your list above, you will no doubt find the same.
Step 3
You can then start to address these concerns and propose a way forward to eliminate or
reduce their impact. These should be communicated to ALL staff.
………………………………………………………………………………………………
………………………………………………………………………………………………
………………………………………………………………………………………………
THE ANSWER
ANYTIME,
NO-LIMITS ANYWHERE
LEARNING
TO
YOUR LEARNING NEEDS
LEVERAGE
LEARNING ABOUT SOCIAL LEARNING,
GET
SAP QUALITY,
COLLABORATION,
SOFTWARE FLEXIBLE, AND
QUALITY
HAS
ECONOMICAL
CONTENT,
NEVER BEEN AND TRAINING WHEN
HANDS-ON
EASIER.
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SAP Learning IT’S
Hub – the choice
when, where, and what to learn
of NEEDED.
28
MANAGING RESISTANCE TO CHANGE Address concerns head on
………………………………………………………………………………………………
………………………………………………………………………………………………
………………………………………………………………………………………………
29
MANAGING RESISTANCE TO CHANGE Visualise the change
9.1 WHY?
You can convey a huge amount of information using pictures. I’m sure you are aware of the
Chinese proverb; a picture paints a thousand words. This process focuses your concentration
on the change and its potential impact. It allows you to condense and summarise the change,
making it easier to convey to others.
9.2 HOW?
Thinking about the change you have identified. You are going to draw 2 separate images.
Step 1
Draw an image that shows the current situation (before the change is implemented)
30
MANAGING RESISTANCE TO CHANGE Visualise the change
Step 2
Draw an image that represents the situation after a successful change implementation
Step 3
How would you describe each image?
………………………………………………………………………………………………
…………………………………………………………………………………………………
…………………………………………………………………………………………………
………………………………………………………………………………………………
…………………………………………………………………………………………………
…………………………………………………………………………………………………
31
MANAGING RESISTANCE TO CHANGE Visualise the change
Step 4
I like to take this concept even further and ask people to write a ‘tag line’ (a short sentence),
that sums up each image. This is shorter and ‘snappier’ than the image description above.
This has the added benefit of giving you the basis for describing your change and its impact
in an incredibly concise, condensed way.
………………………………………………………………………………………………
………………………………………………………………………………………………
…………………………………………………………………………………………………
………………………………………………………………………………………………
…………………………………………………………………………………………………
…………………………………………………………………………………………………
If you then go on to use elements of this tag to ‘sell’ the change to those impacted. We
will look at this in greater detail in chapter 11 ‘sell it’
32
MANAGING RESISTANCE TO CHANGE Reframe the change
People often see the current situation ‘A’, being changed into ‘B’ and the associated ‘loss’
can come in many forms, including the loss of:
• Control
• Working relationships
• Current working environment
• The known / status quo
• Security
• Trust
Step 1
VS.
33
MANAGING RESISTANCE TO CHANGE Reframe the change
Step 2
• Practice reframing the changing of ‘A’ into ‘B’. ways you could consider doing this are:
• ‘B’ being an evolution of ‘A’
• Taking advantage of the success to date of ‘A’
• ‘B’ being a logical step, post ‘A’
• ‘B’ being a continuation of the plans made in ‘A’
………………………………………………………………………………………………
………………………………………………………………………………………………
………………………………………………………………………………………………
………………………………………………………………………………………………
………………………………………………………………………………………………
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when, where, and what to learn
of NEEDED.
34
MANAGING RESISTANCE TO CHANGE Sell it
11 SELL IT
This skill is concerned with being able to concisely relay the benefits of the change. The
way you do this would be different depending on your audience, as we have already seen
in chapter 8, the wide range of different concerns people no doubt will have.
11.1 WHY?
A key skill in managing resistance to change is the ability to quickly and concisely summarise
and ‘sell’ the change.
Taking this a step further you need to be able to recognise, respond and sell the change in
a different way to different people and groups. What I mean by this is being able to tailor
your message to your audience.
The actual ‘pitch’ you will use will be dependent, to some extent, on the environment and
the relationship you have. For example, do you work for the same team, department, or
organisation, or are you part of a wider project-based stakeholder group?
11.2 HOW?
Take the change, you identified at the start of chapter 8 and complete the following sections.
Remember you should have a given audience in mind.
Steps to create a 30 second pitch that will; spark interest, grab the audience’s
attention and be memorable.
Step 1
Summarise who you are. This will clearly be dependent on your relationship to them and
whether they are an internal or external stakeholder.
………………………………………………………………………………………………
………………………………………………………………………………………………
………………………………………………………………………………………………
…………………………………………………………………………………………………
35
MANAGING RESISTANCE TO CHANGE Sell it
Step 2
What do you do and for whom. Again this will be dependent upon your audience relationship
………………………………………………………………………………………………
…………………………………………………………………………………………………
………………………………………………………………………………………………
…………………………………………………………………………………………………
Step 3
How will they (your audience), or their team, department, organisation or indeed customer,
benefit from the change? Your visual imagery and tag line may help here.
• Do not emphasise the dangers involved in not changing (remember our reframing exercise)
• Do not be tempted to undermine or criticise anyone else’s solution / change
………………………………………………………………………………………………
…………………………………………………………………………………………………
………………………………………………………………………………………………
…………………………………………………………………………………………………
Step 4
Combine the 3 sections above into an attention grabbing 30 second pitch that is
tailored to your audience.
………………………………………………………………………………………………
…………………………………………………………………………………………………
………………………………………………………………………………………………
…………………………………………………………………………………………………
36
MANAGING RESISTANCE TO CHANGE Sell it
Step 5
Consider how this pitch would need to be adapted, if the change stayed the same, but the
audience was different.
………………………………………………………………………………………………
…………………………………………………………………………………………………
………………………………………………………………………………………………
…………………………………………………………………………………………………
FASTANSWER
ANYTIME,
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37
MANAGING RESISTANCE TO CHANGE Models of change
12 MODELS OF CHANGE
“Essentially, all models are wrong, but some are useful”
CHANGE REFREEZE
UNFREEZE
Support change Reinforce to
Create right
to desired anchor
environment
state change
38
MANAGING RESISTANCE TO CHANGE Models of change
Kotter’s 8 Step
Change Management Model
7. Never Letting Up
39
MANAGING RESISTANCE TO CHANGE Models of change
7S Framework
Structure Structure
‘Hard Ss’ ‘Hard Ss’
Shared Shared
Values Values
Acceptance
Promoters
40
MANAGING RESISTANCE TO CHANGE Models of change
Frustation:
• things are different Share
Create
• people may be angry knowledge Decision:
Moral & Competence
alignment
• learning to work in new
Maximise
situation
comms • feeling more +ve
Develop
Shock capabilities
...or
surprise Increase Experimenting:
motivation • start to engage with
new situation
Depression:
• mood
• energy
41
MANAGING RESISTANCE TO CHANGE Summary / Conclusions
13 SUMMARY / CONCLUSIONS
In this book we have considered many elements of change. But, for me it is fundamentally
important that you, the reader, are able to take away some very practical skills, tools,
techniques and even confidence.
The four main approaches to managing resistance to change we have examined are:
Having undertaken very large and small change in ‘real life’, as well as helping others to
learn the skills required, to undertake their own successful change, I know these work for
them and they will for you to.
42