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Compliance with prescribed asthma medication is commonly estimated from tablet counts for oral medications and
canister weights for inhaled medications. Recently, electronic medication monitoring devices, developed to evaluate
numerical compliance as well as drug use patterns, were used to assess compliance with inhaled steroids and b2-
agonists. This was the ®rst study to electronically assess compliance with an oral asthma medication. Fifty-seven
asthmatic patients, stable on inhaled b2-agonists only with a mean FEV1 of 77% predicted ( 13%, SD) began 12
weeks of treatment with za®rlukast 20 mg twice daily. The monitoring device, an electronic TrackCapTM, recorded
the date and time on each occasion that patients removed and replaced their medication bottle caps. Patients were
told that compliance would be assessed as part of the study, but patients were not told about the speci®cs of the
TrackCapTM. Compliance was de®ned: 1. as the number of TrackCapTM events per number of prescribed tablets; and
2. as the dierence between number of tablets dispensed and number returned per number prescribed. Adherence
was de®ned as the number of days with two TrackCapTM events at least 8 h apart per the total number of days'
dosing. Forty-seven patients completed the study with a median compliance of 89% (mean, 80%) and a median
adherence of 71% (mean, 64%) as measured by TrackCapTM events. Compliance as estimated from return-tablet
count was slightly higher (median, 92%). High rates of compliance were maintained throughout the trial. These
results show that compliance with and adherence to a treatment of an oral, twice-daily, maintenance asthma
medication, such as za®rlukast, is high.
observation, they may not consistently apply such skills in 2 -agonists in the weeks that preceded the trial; recent
all environments. Neither approach provides information participation in another clinical trial; and any clinically
regarding the pattern of drug use (14). signi®cant medical condition that would interfere with trial
Indirect measures include clinical judgement, self-re- assessments or increase the patient's risk.
ported asthma diaries and medication measurements (tablet The study was conducted in accordance with the
counts, canister weights, etc). These methods tend to Declaration of Helsinki and was approved by the desig-
overestimate compliance and only infer drug use with nated ethics committee at each centre. Written informed
varying degrees of reliability depending on the individuals consent was obtained after patients received a description
involved. The introduction of electronic monitors that of the trial's purpose and procedures. The informed consent
objectively record dates and times of bottle openings or form mentioned that compliance, pulmonary function and
MDI actuationsÐknown as medication-use eventsÐpro- safety would be measured. Patients, however, were not
vides an advantage over other indirect methods because informed that compliance was under electronic surveillance
researchers now can study patterns of drug use (14). so as not to introduce an unacceptable bias in favour of
Noteworthy among the compliance literature is the compliance (5). Standards of ethics were considered
®nding that patients with asthma tend to be more maintained because patients were not subjected to addi-
compliant with their oral asthma medication (e.g., theo- tional risk, and patients' rights and welfare were neither
phylline) than with their inhaled asthma medication (e.g., violated nor aected.
corticosteroids and cromolyn sodium) (12). Oral leuko-
triene-receptor antagonists, such as za®rlukast, may pro-
vide a signi®cant alternative for dealing with poor STUDY DESIGN
compliance and may ultimately improve asthma outcomes
(13,15). Orally administered za®rlukast has been shown to This study was a 15-week, open-label, non-comparative
reduce asthma symptoms and rescue use of bronchodila- trial and the ®rst to de®ne compliance for za®rlukast
tors, improve lung function, improve quality of life according to a dosing schedule. An initial screening period
measurements, and decrease exacerbations when adminis- of 2±3 weeks was followed by a 12-week treatment period
tered twice a day (16±18). Furthermore, early evaluation of during which patients took za®rlukast 20 mg twice a day.
patient compliance with za®rlukast therapy is promising. In The purpose of the screening period was to ®nd out if
a study evaluating the long-term ecacy and safety of patients had reversible airway obstruction that made them
za®rlukast, the compliance rate based on tablet counts was suitable candidates for a stepwise increase in asthma
94?5% at 52 weeks of treatment (19). Because tablet count therapy. At the start of the treatment period, each patient
methods tend to overestimate compliance and do not received 56 tablets of za®rlukast, enough for 3 weeks, with
provide insight into drug use patterns, a pilot compliance one week's supply to spare. Tablets were dispensed in
study, as reported here, was conducted with za®rlukast to screw-top bottles ®tted with a TrackCapTM medication
measure long-term compliance electronically and to com- event monitoring system (MEMS) device (APREX Cor-
pare results with compliance calculated from tablet counts poration, Fremont, California, U.S.A.), that recorded the
for individual patients. date and time on each occasion when the cap was removed
and replaced. Patients were scheduled to return to the clinic
every 3 weeks for four more visits. At three of those visits,
Methods and materials patients exchanged bottles with unused tablets for newly
stocked bottles of 56 tablets; at the fourth visit, no new
PATIENTS supplies were issued.
The following dosing instructions were on the bottle and
Male and female patients, 18±55 years of age, with a history outer cartons: `Take one tablet in the morning and one
of asthma were sought for enrollment. Asthma history was tablet in the evening approximately 12 h apart. Do not take
de®ned as previous patient response to standard asthma the tablets at mealtimes.' Patients were also instructed to
treatment, episodic wheezing, or changes in lung function remove one tablet at a time and immediately replace the cap
over short periods of time. Patients who were using any because the tablets were sensitive to moisture. A desiccant
asthma medication, other than as-needed, short-acting b2- capsule, found in each bottle, visually reinforced the need to
agonists, were excluded from screening. Patients eligible to replace the cap as directed. Patients were not required to
receive trial treatment were those who, during the screening keep asthma diaries during the treatment period, and tablet
period, had a 1-sec forced expiratory volume (FEV1) of counts were neither assessed nor discussed in the patient's
60% predicted; a15% improvement in peak expiratory presence.
¯ow (PEF) or FEV1 after a 400-mg inhaled dose of Each removal of the TrackCapTM was presumed to
salbutamol; and symptomatic reversible airways obstruc- indicate a single medication-use event. The device, however,
tion that required additional controller asthma therapy, as was programmed to recognize, but not accumulate, multi-
determined from screening diary cards. ple openings that occurred within 1 min of each other. If
Major reasons for exclusion included other signi®cant the cap was left o for 15 min or more, the device recorded
respiratory disease; recent hospitalization for asthma; one additional event. To prevent extraneous results, study
recent history of respiratory tract infection; seasonal personnel were asked not to open the bottles before, during,
asthma; use of corticosteroids, cromones, or long-acting or after the study period.
854 K. F. CHUNG AND I. NAYA
Patients were assessed at each clinic visit for lung 32 men and 25 women, had a mean age of 29 years, and
function [peak expiratory ¯ow rate (PEF) and forced they had a mixed socioeconomic background. At entry,
expiratory volume in 1 sec (FEV1)] and adverse events. mean % predicted FEV1 was 77%, and duration of asthma
Patients who withdrew underwent a complete physical ranged from 10 months to 42 years. Additional patient
examination and a standard battery of laboratory and characteristics are summarized in Table 1.
pulmonary function tests at the time of withdrawal. Of the 57 patients who received za®rlukast, 47 completed
the prescribed 12 weeks of treatment. Among patients
withdrawn were three who did not comply with the
ANALYSIS
Percent TrackCapTM compliance was de®ned as follows:
In addition, days were classi®ed as days with two events protocol, two who did not return for follow-up visits, two
58 h apart (insucient interval adherence), days with only who withdrew consent, one who had an adverse event (mild
one event (undercompliance), days with no event (no headache), and one who was erroneously enrolled.
compliance), and days with more than two events (over-
compliance). A day was de®ned as the 24-h period from
03?00 h on one day to 02?59 h on the next day. For each TRACKCAPTM ADHERENCE AND
category, the total number of days that a patient was COMPLIANCE
classi®ed as such was calculated and expressed as a
percentage of the total number of days the patient was on As calculated from TrackCapTM events, median adherence
trial treatment. was 71% (mean, 64%) of the days of dosing (lower quartile,
Summaries of compliance and adherence were based on 51%; upper quartile, 81%), and median compliance was
data from patients who completed the entire 12 weeks of 89% (mean, 80%) (Tables 2 and 3). The distribution of
treatment. In the evaluation of TrackCapTM data, only percent adherence and compliance values are shown in
events that were recorded during the treatment period were Figs 1 and 2. Sixty-six percent of the patients had good
considered, i.e., events that occurred before tablets were compliance according to TrackCapTM measurements (took
dispensed or after containers were returned were dis- 80% of the prescribed doses). On days when patients
counted. Initial plans to calculate 95% con®dence intervals took exactly two tablets, the mean time between doses was
for mean compliance and adherence were not applicable 12 h 34 min (range, 17 min to 21 h 1 min), with tablets
after a test for normality (Shapiro±Wilk test) showed that
compliance and adherence data were not normally dis- TABLE 1. Demographic and clinical characteristics at entry
tributed. Therefore, both means and medians are reported.
To evaluate consistency of compliance over time, as well Characteristic (n=57)
as pattern of drug use relative to clinic visits, mean
compliance was calculated weekly for all patients for whom Men/Women, n (%) 32 (56)/25 (44)
data were available during that week. Patients who with- Age (years)
drew were included in this analysis because they were more Mean (SD) 29 (9)
likely to represent a non-compliant population. Range 18 to 55
Race, n
Caucasian/Asian 56/1
Mean % predicted FEV1 (SD) 77% (13)
Results Mean % FEV1 reversibility (SD) 26% (10)
DEMOGRAPHY Mean % PEF reversibility (SD) 20% (7)
Mean years with asthma (SD) 14 (10)
A total of 75 patients from ®ve sites underwent screening
for possible study entry; of those, 57 met entry criteria and SD: standard deviation; FEV1: forced expiratory volume in
began treatment with za®rlukast. The study population, 1 sec; PEF: peak expiratory ¯ow.
COMPLIANCE WITH AN ORAL ASTHMA MEDICATION 855
*Number of events divided by number of prescribed tablets6100.{ Number of dispensed tablets minus returned tablets
divided by the number of prescribed tablets6100.
able to assess daily compliance but had the advantage of assistance, Ruth Smithers, Allan A. Harris and James
not introducing the potential for bias related to patient Kennelly PhD for technical assistance, and the clinical
selection and study participation. In our study, compliance investigators for their eort and time: Michael B. Doyle
rates may have been in¯uenced because patients knew they (Belfast, U.K.), Christopher J. Kyle (Belfast, U.K.), J.
were in a trial and had obligations to return at set intervals. Earnest Smyth (County Tyrone, U.K.), Mary K. Noel-
In several compliance studies that required follow-up visits, Paton (West Sussex, U.K.), and Constantinos I. Dellapor-
patients demonstrated a variety of behaviours related to tas (London, U.K.).
drug administration, e.g., increasing medication use around
clinic visits, taking only half the recommended dose for the
trial duration, or taking medication as directed for self-
determined blocks of time (5,22,23). None of these REFERENCES
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